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Editors: Koda-Kimble, Mary Anne; Young, Lloyd Yee; Alldredge, Brian K.; Corelli, Robin L.; Guglielmo, B.
Joseph; Kradjan, Wayne A.; Williams, Bradley R.
Title: Applied Therapeutics: The Clinical Use Of Drugs, 9th Edition
Copyright ©2009 Lippincott Williams & Wilkins
> Table of Contents > Section Sixteen - Psychiatric Disorders > Chapter 78 - Schizophrenia
Chapter 78
Schizophrenia
Rene A. Endow-Eyer
Melissa M. Mitchell
Jonathan P. Lacro
Schizophrenia is a debilitating and emotionally devastating illness with long-term impact on patients' lives. Many
experts consider schizophrenia to be the most severe expression of psychopathology, encompassing significant
disruptions of thinking, perception, emotion, and behavior. Schizophrenia is usually a lifelong psychiatric disability.
Family relationships, social functioning, and employment are frequently affected, and periodic hospitalizations are
common. The management of schizophrenia involves multiple strategies to optimize the patient's functional
capacity, reduce the frequency and severity of symptom exacerbations, and reduce the overall morbidity and
mortality from this disorder. Many patients require comprehensive and continuous care over the course of their
lives.
The aim of this chapter is to provide a framework for the clinician to develop skills in schizophrenia management by
considering the pathophysiology, assessment, clinical course, and treatment of schizophrenia.
Epidemiology In the United States, approximately 1% of the population develops schizophrenia during their lifetime. Although
schizophrenia affects men and women with equal frequency, there are differences in the age of onset and course of
illness. The onset of schizophrenia usually occurs during late adolescence or early adulthood. Studies have shown
women have, on average, an onset of schizophrenia 3 to 5 years after men.1 Women also have their first admission
due to psychiatric illness 3 to 6 years after men on average.1 Prevalence rates are similar throughout the world, but
pockets of high prevalence have been reported in some areas. After adjusting for differences in diagnostic criteria for schizophrenia, similar prevalence rates across cultures have been observed.
Economic Burden Mental disorders constitute a large part of the global burden of disease, with schizophrenia being among the
greatest causes of disability in the United States and the world.2 Unlike other chronic diseases such as diabetes and
hypertension, which occur late in life, schizophrenia usually affects people when they are young followed by a
chronic course persisting throughout the patient's lifetime. Most people with schizophrenia experience multiple
hospitalizations and generally require social assistance. Even during relatively stable phases of their illness, most
people with schizophrenia require support that ranges from a family member to daytime hospitalization. As of 2002,
total costs for schizophrenic patients in the United States averaged $62.7 billion annually, taking into account direct
and indirect costs, as well as unemployment costs. Direct costs include hospitalization, rehabilitation, professional
services, medication, and office visits. Indirect costs include loss of productivity caused by illness, disability,
premature death, and economic burden to families.3 Schizophrenia accounts for approximately 2.5% of total annual
health care costs in the United States. Persons afflicted by schizophrenia represent approximately 10% of this
country's permanently disabled population and consume 20% of Social Security benefit days.4,5 In 2004, it was
estimated that 70% of patients with schizophrenia receive medications through Medicaid. Because of the advent of
newer atypical antipsychotics over the past 20 years, the cost of psychotropic medications now exceeds $10 billion
annually.6
Etiology (Neurobiology) Schizophrenia is a complex disorder with multiple causes. Considering the lack of consistent neuropathology or
biomarkers, current theories of the disorder have moved away from the view that it is a single entity, toward a
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conceptualization of schizophrenia as a collection of etiologically disparate disorders with common clinical
features.7,8 In this section, the genetic and environmental factors, neuroanatomical, and neurochemical features of
schizophrenia are considered.
Genetic and Environmental Risk Factors First-degree biologic relatives of persons with schizophrenia have a tenfold higher risk of developing the disease
than the general population.9 The risk is highest (40%–50%) in a monozygotic (identical) twin of a person with
schizophrenia.10,11 There is also higher concordance for schizophrenia in monozygotic twins compared with dizygotic
twins, with respective rates being approximately 50% and 15%.12 Because the concordance rate is not 100% in
monozygotic twins or 50% in dizygotic twins, other nongenetic factors must contribute to the development of the
disorder. Environmental factors such as prenatal difficulties (e.g., malnutrition in the first trimester of pregnancy or
influenza in the second trimester), perinatal complications, and various nonspecific stressors may also influence the
development of schizophrenia. Despite the overwhelming evidence that schizophrenia is an inherited illness, a single
“schizophrenia gene” has not been found. Risk for schizophrenia is, to some extent, genetically transmitted and is
probably determined by multiple genes. A review of the molecular genetics of schizophrenia cited linkage studies
implicating chromosomes 6, 8, 10, 13, and 22.13
Neuroanatomy Studies comparing the brains of individuals with schizophrenia with the brains of normal controls have uncovered a
number of important differences. Although these studies suggest that anatomical and functional abnormalities are
associated with schizophrenia, no single pathognomonic abnormality consistently has been found. In addition,
localization of the site(s) responsible for the pathophysiology of schizophrenia remains elusive.
The most consistent structural finding seen with computed tomography and magnetic resonance imaging in patients
with schizophrenia has been enlarged ventricles, particularly the lateral and third ventricles. In addition, there
seems to be a relationship between brain asymmetry and the disease process.14 When unilateral abnormalities have
been reported, they have typically involved the left hemisphere.14 As imaging technology has advanced, magnetic
resonance imaging studies in schizophrenia frequently have shown morphologic abnormalities involving the temporal,
frontal, and parietal lobes, and the subcortical structures.15,16,17,18,19 Findings include decreased neuronal volume
and density, decreased synaptic connections, decreases in synaptophysin (a membrane protein of synaptic vesicles),
and loss of microtubule associated protein and synaptosomal protein in certain regions of the cortex.20,21 The lack of
gliosis in association with the neuroantomical abnormalities in the brains of schizophrenia patients suggests that
these changes occur neurodevelopmentally.22 Functional imaging studies, such as positron emission tomography,
single photon emission computed tomography, and functional magnetic resonance imaging have demonstrated
alterations in either cerebral perfusion or glucose metabolism in frontal, temporal, and basal ganglia areas of the
brain.23,24,25,26 Additional attention has been directed toward the correlation of regional brain abnormalities with
specific symptoms or subtypes of schizophrenia. Thus far, the most robust findings have been found in the relation
between negative symptoms and the prefrontal cortex, positive symptoms and temporal lobes, and thought disorder
and the planum temporale.27
In summary, neuroimaging studies have identified anatomical and functional abnormalities that affect different
areas of the brain, particularly the prefrontal and temporal areas, corresponding with the impairments observed in
schizophrenia.28 Medial temporal structures are important for the processing of sensory information, and
abnormalities in this area may explain distortions in the interpretation of external reality that are characteristic of
schizophrenia. The prefrontal cortex is responsible for some of the complex and highly evolved human functions,
including the integration of information from other cortical areas. The prefrontal cortex is largely responsible for
the regulation of working memory, which involves maintaining information in temporary memory while that
information is used for executive functions. Hence, these abnormalities in prefrontal areas could explain the deficits
in working memory and attention that are often present in schizophrenia. New theories of schizophrenia that have
been proposed include the “cognitive dysmetria” theory (implicating the thalamus and its cortical and cerebellar connections), the “disconnection
model” (implicating temporolimbic and prefrontal disconnections), and the “asynchronous neural firing”
model.29,30,31
Neurochemistry The discovery of the antipsychotic properties of chlorpromazine led to a fundamental understanding of the
neurochemistry of schizophrenia. The finding that chlorpromazine and other antipsychotic drugs decrease dopamine
activity by blocking specific postsynaptic receptors served as the foundation for the dopaminergic hypothesis of
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schizophrenia. Nearly all drugs that decrease dopamine activity decrease the positive symptoms of schizophrenia.
Furthermore, the clinical efficacy of antipsychotic agents is roughly proportional to their affinity for a particular
subtype of dopamine receptors, the D2 receptor.32,33 Although other classes of dopamine receptors have been
identified (e.g., D1, D3, D4), this close relationship to clinical potency exists only for the D2 receptor subtype.34
Indirect evidence supporting the dopamine hypothesis is found in the observation that dopamine agonists such as
amphetamine, levodopa, methylphenidate, and other aminergic agents can worsen schizophrenia symptoms in some
patients.35,36,37 Although these observations indicate that manipulating the dopaminergic system can regulate the
positive symptoms of schizophrenia, they do not directly implicate a central excess of dopamine as the sole cause of
schizophrenia symptoms. This simplistic theory does not explain, for instance, cases of schizophrenia in which
residual or negative symptoms predominate. The “hypofrontality theory” suggests that reduced or dysfunctional
dopaminergic neurotransmission within the prefrontal cortex or mesocortical area of schizophrenic patients may be
responsible for negative symptoms.38,39 In addition to negative symptomatology, prefrontal dopaminergic dysfunction
has been correlated with cognitive dysfunction, particularly in the area of working memory. It has also been
proposed that a chronically low level of striatal dopamine release causes negative symptoms (caused by low levels of
dopamine in the prefrontal cortex). The diminished dopamine release leads to an upregulation of dopamine
receptors, resulting in supersensitivity to phasic dopamine release in the context of environmental stressors
(exhibited behaviorally as positive symptoms).40 This theory explains why dopamine-blocking drugs improve positive
symptoms, but not negative symptoms.
Serotonin also seems to play a role in schizophrenia. Alteration in monoamine activity in the limbic circuit has been
proposed as a possible link to the dopamine hypothesis of schizophrenia.41 Serotonin receptors are abundant in
mesocortical areas, and agonism at these receptor sites may have an inhibitory effect on dopaminergic receptors or
dopamine release, possibly contributing to negative schizophrenia symptoms.
Another area of focus is the involvement of excitatory amino acids and the glutamate transmitter system in the
pathogenesis of schizophrenia.42 Decreased activation of N-methyl-D-aspartic acid (NMDA) or glutamate receptors
may increase cortical dopamine release and produce a syndrome resembling schizophrenia. This hypofunctional
NMDA receptor theory was supported by findings of low glutamate levels in the cerebrospinal fluid of persons with
schizophrenia and by the observation that phencyclidine (PCP), an NMDA antagonist, could produce florid
psychosis.43 In utero exposure to excitotoxins or viruses has been proposed as a possible mechanism for destruction
of NMDA receptors within the brain. The clinical effect of neuronal destruction may not be expressed until late
adolescence or early adulthood (when symptoms of schizophrenia usually arise). γ-Aminobutyric acid (GABA), a
major inhibitory amino acid, may act as a third link between the neuromodulation of glutamate and dopamine
receptors. It has been suggested that GABA receptor function may be impaired within the prefrontal region,
resulting in abnormal NMDA receptor concentrations.44 It has also been proposed that an imbalance between NMDA,
GABA, and dopamine receptors may cause the symptoms of schizophrenia. Studies examining the clinical effects of
direct glycinergic agonists or inhibitors of glutamate uptake in persons with schizophrenia are needed to clarify the
role of excitatory amino acid neurotransmission in this disorder.
Substantial progress has been made in neuropathological and neuroanatomical studies of schizophrenia. Insights from
physiological imaging studies in living patients, studies of brain development and its genetic control, and
pharmacologic studies using newer atypical antipsychotics are promising stepping stones that may lead to a better
understanding of the pathogenesis of schizophrenia.
Clinical Presentation
Historical Concept of Schizophrenia Kraepelin45 provided the first thorough description of the constellation of symptoms that make up schizophrenia,
which he called “dementia praecox” (a syndrome of cognitive and behavioral deficits that tend to appear early in
life). Kraepelin emphasized that dementia praecox generally followed a chronic course with no return to the
premorbid level of functioning. Kraepelin also noted that no single pathognomonic symptom or cluster of symptoms
served to characterize dementia praecox, an illness he considered so mysterious that he referred to it as a disorder
whose causes were shrouded in “impenetrable darkness.” Bleuler46 concurred with Kraepelin's initial description of
schizophrenia, although he suggested that some patients did recover and subsequently could lead productive lives.
For Bleuler, the most important and fundamental feature was a fragmentation in the formulation and expression of
thought, referring to it as “loosening of associations.” Bleuler described the “4 As” of schizophrenia, which include
autism (preoccupation with internal stimuli), inappropriate affect (external manifestations of mood), loose
associations (illogical or fragmented thought processes), and ambivalence (simultaneous, contradictory thinking).
Thus, Bleuler focused on negative symptoms and thought disorganization rather than on the positive symptoms of
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schizophrenia, such as delusions and hallucinations. Another important contribution to the defining features of
schizophrenia was Schneider's “first-rank” symptoms47 of schizophrenia that assisted the clinician in diagnosing
schizophrenia. First-rank symptoms include delusions, auditory hallucinations, thought withdrawal, thought
insertion, thought broadcasting, and experiencing feelings or actions that are under someone else's control.
Schneider's first-rank symptoms provided the framework for the systematic diagnostic criteria used today in
psychiatry.
Diagnosis and Differential Diagnosis The Diagnostic and Statistical Manual of the American Psychiatric Association, text revision (DSM-IV-TR), is the
latest edition of the guide for diagnosing and classifying schizophrenia and other psychiatric disorders. Compared
with previous DSM editions, the DSM-IV-TR places a greater emphasis on negative symptoms and the social and
occupational dysfunction associated with schizophrenia.11 Psychosis has many causes, and all must be excluded
before the diagnosis of schizophrenia is made. In addition, a diagnosis can be made only if the DSM-IV-TR criteria are
met (Table 78-1). Clinicians can misdiagnose psychotic patients when the diagnosis is based on presenting symptoms
alone without regard to the longitudinal clinical course. An accurate diagnosis is important because treatments vary
for psychoses with different origins. Schizophreniform disorder is similar to schizophrenia except that it lasts for >1
month but for <6 months. Brief psychotic disorder is diagnosed when positive symptoms present suddenly and are
present for ≥1 day but <1 month. After the episode subsides, premorbid functioning usually returns. Various
personality disorders, including schizotypal, schizoid, and paranoid types also can resemble schizophrenia; however,
these disorders lack the chronic thought disturbances seen in schizophrenia. Bipolar disorder, manic or depressive
phase, and major depression can have psychotic features that usually are mood congruent. Negative symptoms of
schizophrenia such as akinesia, anergy, apathy, and social withdrawal may resemble depression, but do not respond
to antidepressant therapy. It is also important to differentiate extrapyramidal side effects of drugs, particularly
akinesia seen with antipsychotic-induced parkinsonism, from the negative symptoms of schizophrenia. Common
differential diagnoses are listed in Table 78-2.
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Table 78-1 DSM-IV-TR Criteria for Schizophrenia
A. Characteristic Symptoms
At least two of the following, each present for a significant portion of time during a 1-month period (or
less if successfully treated):
1. Delusions
2. Hallucinations
3. Disorganized speech (e.g., frequent derailment or incoherence)
4. Grossly disorganized or catatonic behavior
5. Negative symptoms (i.e., affective flattening, alogia, or avolition)
Note: Only one “A symptom” is required if delusions are bizarre or hallucinations consist of a voice
keeping up a running commentary on the person's behavior or thought, two or more conversations with
each other.
B. Social/Occupational Dysfunction
For a significant portion of the time since the onset of the disturbance, one or more major areas of
functioning such as work, interpersonal relationships, or self-care is markedly below the level achieved
before the onset.
C. Duration
Continuous signs of the disturbance persist for at least 6 months. This 6-month period must include at
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Drug-induced psychosis is an important differential diagnosis when evaluating patients with schizophrenia-like
symptoms. Illicit drugs may cause psychotic symptoms in any individual, but do not cause the illness of schizophrenia
in persons without a predisposition to mental illness or an underlying psychiatric disorder. Drugs causing acute
psychotic symptoms include amphetamines, cocaine, cannabis, phencyclidine (“angel dust”), lysergic acid
diethylamide, and ketamine. In addition, anticholinergic delirium can occur if excessive doses or combinations of
therapeutic agents with anticholinergic properties are prescribed. A urine toxicology screen can help to evaluate the
contribution of substance abuse to psychosis, but because of the risk of false-negative results, the quality and
progression of the presenting symptoms and physical findings also must be considered to make an accurate
diagnosis. A particularly difficult problem is evaluating the cause of psychosis in a patient with schizophrenia and
concurrent drug or alcohol abuse. Distinguishing between the two may not be possible until the patient becomes drug free and residual symptoms
are assessed. There are some differences in the presentation of drug-induced psychosis and schizophrenia. For
example, chronic stimulant use usually does not present with a formal thought disorder. Cannabis psychosis may be
differentiated from acute paranoid schizophrenia because patients with the former usually experience a subjective
feeling of panic and retain insight into their problem.48 Acute PCP ingestion can cause psychotic symptoms such as
paranoia and acute catatonia, but other concomitant symptoms such as ataxia, hyperreflexia, nystagmus, and
hypertension are not found in schizophrenia.
least 1 month of symptoms (or less if successfully treated) that meet criterion A (i.e., active-phase
symptoms) and may include prodromal and/or residual periods when the “A criterion” is not fully met.
During these periods, signs of the disturbance may be manifested by negative symptoms or by two or
more symptoms listed in “criterion A” present in an attenuated form (e.g., blunted affect, unusual
perceptual disturbances).
D. Schizoaffective Disorder and Mood Disorder Exclusion
Schizoaffective disorder and mood disorder with psychotic features have been ruled out because either
(a) no major depressive, manic, or mixed manic episodes have occurred concurrently with the active
phase symptoms or (b) if mood episodes have occurred during active phase symptoms, their total
duration has been brief relative to the duration of the active and residual periods.
E. Substance/General Medical Condition Exclusion
The disturbance is not due to direct physiological effects of a substance (drug of abuse or medication)
or a general medical condition.
F. Relationship to a Pervasive Development Disorder
If there is a history of autistic disorder or another pervasive development disorder, the additional
diagnosis of schizophrenia is made only if prominent delusions or hallucinations also are present for at
least a month (or less if successfully treated).
From reference 11.
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Table 78-2 Differential Diagnosis for Schizophrenia (DSM-IV-TR)
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Target Symptoms Schizophrenia is a complex disorder comprising different clusters of signs and symptoms. The characteristic
symptoms of schizophrenia have often been conceptualized as falling into two broad categories: positive and
negative (or deficit) symptoms. Positive symptoms can be further divided into two distinct groups, positive
symptoms and disorganized symptoms. Positive symptoms include hallucinations (auditory, visual) and delusions
(persecution, guilt, religion, mind control). Disorganized symptoms include disorganized speech, thought disorder
(tangentiality, derailment, circumstantiality) and disorganized behavior (clothing, appearance, aggression,
repetitive actions). Negative symptoms include affective flattening, decreased thought and speech productivity
(alogia), loss of ability to experience pleasure (anhedonia), and decreased initiation of goal-directed behavior
(avolition). Most patients with schizophrenia exhibit both positive and negative symptoms, although the dominance
Drug-induced Psychoses
Amphetamine
Cocaine
Cannabis (marijuana)
Phencyclidine (PCP)
Lysergic acid diethylamide (LSD)
Anticholinergics
Primary Psychiatric Disorders
Brief psychotic disorder
Schizophreniform disorder
Bipolar affective disorder, manic type
Mood disorder with psychotic features
Personality Disorders
Schizotypal
Schizoid
Paranoid
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of one type over the other usually varies throughout the course of the illness. Younger patients tend to exhibit more
positive symptoms, whereas in older patients negative symptoms predominate. Table 78-3 provides a glossary of
commonly used terms in schizophrenia, and Table 78-4 lists positive and negative symptoms of schizophrenia.
Table 78-3 Glossary of Commonly Used Terms in Schizophrenia
Affect: behavior (usually an expression of an emotion) observed by the interviewer. Common types of
disturbances in affect include: restricted—mild decrease in range and intensity of the expression of
emotion; blunted—significant decrease in intensity of the expression of emotion; flat—absence of
expression of emotion; inappropriate—incongruency between patient's affect and mood or behavior; and
labile—abrupt shifts in expression of emotion.
Akathisia: syndrome consisting of subjective feelings of anxiety and restlessness, and objective signs of
pacing, rocking, and an inability to sit or stand still for extended periods of time.
Akinesia: absence or decrease in voluntary movement; may be antipsychotic induced (extrapyramidal
side effects) or a manifestation of negative symptoms of schizophrenia.
Alogia: impoverished thinking usually manifested through speech and language deficits. Speech is brief
and lacks spontaneity; replies to questions are very concrete (poverty of speech). Poverty of content
refers to speech that is adequate in amount, but is of little substance (overly abstract), repetitive, or
stereotyped.
Anergy: lack of energy.
Anhedonia: loss of interest or pleasure.
Avolition: an inability to initiate and sustain goal-directed activities. The patient may sit for extended
periods of time and show minimal interest in participating in social or work-related activities.
Circumstantiality: a form of disorganized speech characterized by “talking in circles” or taking an
unusually long length of time in answering a question or expressing one's point of view.
Delusions: a false belief that is firmly held despite evidence to refute the belief. The belief does not
qualify as a delusion if it is a cultural or religious belief accepted by a group of individuals. Types of
delusions include grandiose, persecutory, and somatic type.
Executive function: the ability to design and carry out a solution to a plan when the solution is not
obvious. Loss of executive function presents as failure to learn from past experience and failure to plan
or organize life events.
Hallucination: a sensory perception (e.g., auditory, visual, somatic, tactile) experienced in the absence
of external stimuli. Hallucinations may be recognized as false sensory perceptions in some, whereas
others may believe that the experiences are reality based.
Loose associations: a form of disorganized, illogical speech characterized by unrelated words, phrases,
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Cognitive deficits, including problems with attention, memory, and concentration, are another frequently cited
problem for people with schizophrenia. These impairments are common, affecting as many as 70% of individuals with
schizophrenia.49 The most consistently replicated deficits are observed on tasks measuring attention, information
processing speed, working memory, learning, and executive (frontal systems) functions.50 These domains are not
only commonly impaired in schizophrenia, but they are also strongly associated with functional outcomes (social and
community functioning).50 Although it is likely that the overall dysfunction observed in schizophrenia encompasses
factors such as psychopathology, drug treatment, and social isolation, evidence suggests that cognitive impairments
have a stronger relationship to the long-term functional outcome than positive symptoms.50
and sentences used in a fashion that makes comprehension very difficult, if not impossible.
Mood: a pervasive and sustained emotion that is experienced by the patient. Examples include
depressed, anxious, angry, or irritable mood.
Mood-congruent delusions or hallucinations: delusions or hallucinations that are consistent with a
mood or behavior (e.g., delusions/hallucinations of death, guilt, or punishment in the presence of a
depressed mood).
Mood-incongruent delusions or hallucinations: delusions or hallucinations that are not consistent with
a mood or behavior (e.g., delusions/hallucinations of death, guilt, or punishment in the presence of
mania).
Tangentiality: a form of disorganized speech in which answers are remotely or completely unrelated to
questions, and patients' thoughts frequently shift in an unconnected fashion.
Thought broadcasting: a delusion that one's thoughts are being broadcast to others (e.g., a patient
feels that others can read his or her mind).
Thought disorder: a general term often used to describe any type of abnormal thought process (e.g.,
delusion, loose association, conceptual disorganization).
Thought insertion: a delusion that one's thoughts are being inserted into one's mind by others.
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Table 78-4 Positive and Negative Symptoms of Schizophrenia
Positive Negative
Combativeness, agitation, and hostility Psychomotor retardation
Affective flattening
Tension Avolition
Hyperactivity Lack of socialization
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Case Presentation
J.C., a 22-year-old, single, unemployed man, was brought into the emergency department (ED) of a mental
health hospital by the police after he was found running barefoot downtown dodging cars in subzero weather.
In the ED, J.C. was extremely frightened, and stated, “They won't let me go.”
History of Present Illness: J.C. is not a poor historian. He is agitated easily and threatens the interviewer when
asked questions regarding his illness. J.C. said he came to this city 5 years ago “to be the king of jazz music.”
He did not complete high school, has lost touch with his family and has been living at the Salvation Army for the
past 3 years. He has no close friends, and does not trust most people. He hears voices of “dead people” who
tell him he is worthless and “will be killed.” He says, “The newscasters on the television are reading my mind
and telling everyone my personal secrets.” These problems and insomnia have been disturbing him for the past
year.
Medical History: J.C. has no history of a previous psychiatric illness and has never been hospitalized. The
administrator at the Salvation Army confirms that J.C. has been living at the facility for 3 years. His behavior
has always been rather “odd and unusual”; he has recently become more agitated. He does not get along with
other tenants and staff and he has been unable to care for himself for the past year or so.
Psychosocial History: The hospital social worker reveals that J.C.'s mother was frequently hospitalized for
unspecified psychotic episodes and his father was “never around.” J.C. admits that he was somewhat of a
“rebel” as a child; he has never held steady employment and relies on Social Security income and money from
strangers to survive.
Physical Examination/Laboratory Tests: J.C. was given a complete physical examination, which was
noncontributory. His laboratory tests, including complete blood count (CBC) with differential, SMA-28
laboratory panel, and thyroid and liver function tests (LFTs) were within normal limits. The urine drug screen
was negative, his neurologic examination was unremarkable, and no further tests were ordered.
Mental Status Examination: Appearance and Behavior: J.C. is a thin, disheveled-looking man with very poor
hygiene, who appears much older than his stated age. He is extremely suspicious of the interviewer and his
surroundings and continually asks, “Where am I, who are you, and what do you want?” He also is agitated
easily. Mood: J.C. is very anxious and worried, concerned that the “dead people” are going to track him down
and “bury me alive.” His affect is blunted, with a minimal range of reactivity to his emotions. Memory: Remote
memory seems to be intact, although his immediate and short-term memory are difficult to assess because he is
uncooperative. Sensorium: He is oriented to person, place, time, and situation. Thought Content: He hears
dead people talking to him. He seems to be responding to internal stimuli, mumbling to himself and answering
his own questions. Thought Process: J.C. is very suspicious and exhibits loose associations such as “What are
you doing to me? Don't you like my hat? Jazz musicians will save us all. You are with the FBI!” Insight and
Judgment: Both are poor as evidenced by J.C.'s denial of his illness and need for treatment, and his behavior,
which precipitated this admission.
Provisional Diagnosis: Schizophrenia, Paranoid Type
1. What target symptoms of schizophrenia are present in J.C.? How are target symptoms used to monitor
Hallucinations Alogia
Delusions Loss of emotional connectedness
Disorganized speech (loose associations, tangential, blocking) Loss of executive functions
Unusual behavior �
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treatment?
J.C. exhibits many of the classic Schneider's first-rank symptoms of schizophrenia, including auditory hallucinations
(hearing voices from “dead people” telling him that he will be killed), delusions (“Jazz musicians will save us all.
You are with the FBI. They will bury me alive.”), and thought broadcasting (“The newscasters on the television are
reading my mind.”). Other target symptoms include agitation, suspiciousness, loose associations, poor grooming and
hygiene, impaired sleep, decreased social skills, and impaired insight and judgment. These target symptoms are the
basis of assessing a change in clinical status and monitoring J.C.'s response to medications.
Typical Course and Outcome
Onset of Illness
The onset of schizophrenia starts with the prodromal phase that begins with the first changes in behavior and lasts
until the onset of psychosis.51,52,53 It is characterized by a slow and gradual onset of signs and symptoms that can last
weeks to years, but typically persists for at least a year.51 Common prodromal signs and symptoms include anxiety,
blunted affect, depression or dysphoric mood, irritability, loss of initiative, low energy, poor concentration, sleep
disturbance, social isolation and withdrawal, and suspiciousness. Subthreshold or attenuated positive symptoms, and
mild disorganization (digressive, vague, overly abstract, or concrete thinking) may begin during the prodrome.
Gradual deterioration in functioning commonly occurs. The prodrome is difficult to recognize; however, family
members may interpret the earliest subtle changes as normal adolescence, a phase, relational problems, depression,
or drug use. Some researchers have viewed the prodromal phase as the optimal point to begin pharmacologic
intervention. Research has shown that many patients are ill for months or even years before seeking treatment; this
delay in treatment is related to outcome and level of remission. Early recognition of the prodrome could lead to
interventions that delay or prevent the emergence of psychosis. Eventually, a symptom characteristic of the active
phase appears (Table 78-1, criterion A), marking the disturbance as schizophrenia.
Course of Illness
In contrast with the notion of an inevitable progressive deterioration in schizophrenia as proposed by Kraepelin, longitudinal studies of schizophrenia suggest that the course of illness is highly variable. The majority suffers from
episodic exacerbations and remissions with some degree of residual symptoms.45,54,55,56 Complete remission (i.e., a
return to full premorbid functioning) is not common in this disorder. Of the patients who remain ill, some seem to
have a relatively stable course, whereas others show a progressive worsening associated with severe disability.
Reported remission rates range from 10% to 60%, and a reasonable estimate is that 20% to 30% of all schizophrenic
patients are able to lead somewhat normal lives. About 20% to 30% of patients continue to experience moderate
symptoms, and 40% to 60% of patients remain significantly impaired by their disorder for their entire lives. Early in
the illness, negative symptoms may manifest as prodromal features. Subsequently, positive symptoms appear.
Because these positive symptoms are particularly responsive to treatment, they typically diminish, but in many
individuals negative symptoms persist between episodes of positive symptoms. As patients with schizophrenia age,
the frequency and severity of acute episodes may decrease; however, negative symptoms may become more
prominent in some individuals, a state often referred to as burn-out.54,56,57
Prognosis
Predictors of an improved long-term outcome in patients with schizophrenia include female gender, a positive family
history of an affective disorder, a negative family history of schizophrenia, good premorbid functioning, higher IQ,
married marital status, acute onset with precipitating stress, fewer prior episodes (both number and length), a
phasic pattern of episodes and remissions (i.e., fewer residual symptoms), advancing age at onset, minimal
comorbidity, paranoid subtype, and symptoms that are predominantly positive (delusions, hallucinations) and not
disorganized (thought disorder, disorganized behavior).58 Despite modern treatment advancements, schizophrenia
remains a severe disease with a relatively poor outcome. Many patients experience repeated hospitalizations and
exacerbations of symptoms, and suicide attempts are relatively common. Individuals with schizophrenia have a 20%
shorter life expectancy than the general population.59 This is due in part, to an increased incidence of general
medical illness (such as diabetes or cardiovascular disease) and suicide.58 Patients with schizophrenia have
approximately a 50% lifetime risk for a suicide attempt and as many as 9% to 13% complete suicide.60
2. What other factors in J.C.'s history are consistent with the diagnosis of schizophrenia, and what is his
prognosis?
Other factors that are consistent with schizophrenia in J.C. include onset of illness in early adulthood (typical age of
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onset is late adolescence to early 30s), a positive family history of psychiatric illness, inability to maintain steady
employment and establish interpersonal relationships with others, and the apparent chronicity of the illness over the
past year. His acute exacerbations of psychosis are also characteristic of schizophrenia. Because of J.C.'s young age
at the time of his initial psychotic episodes, a positive family history for thought disorder, an unstable home
environment, and a low premorbid level of functioning, his long-term prognosis is not good.
Treatment Schizophrenia is a chronic disease for which there is no cure. Pharmacotherapy can reduce symptoms to improve
social and cognitive functions; however, patients have multiple relapses and experience residual symptoms
throughout their lives. Treatment can decrease acute symptoms, decrease the frequency and severity of psychotic
episodes, and optimize psychosocial functioning between episodes. However, many patients require comprehensive
care and life-long treatment. Comprehensive care consists of pharmacologic, psychosocial, and rehabilitative
treatment.
Goals of Treatment The American Psychiatric Association Practice Guideline for the Treatment of Schizophrenia describes three phases
of illness for the purpose of integrating treatment.58 Treatment is divided into three phases—acute, stabilization,
and stable—with each phase using different drug and nondrug strategies to achieve the desired therapeutic outcome.
These phases are not always distinct or separate, but instead tend to overlap.
Acute Phase
During the acute phase of illness, patients suffer from floridly psychotic symptoms such as delusions and/or
hallucinations, are severely disorganized, and usually require hospitalization or are placed in a supervised outpatient
setting. Negative symptoms become more severe during this phase as well. The initial treatment goal is to calm
agitated patients who may be physical threats to themselves or others. Medication is usually required to achieve this
outcome, although nondrug interventions such as emotional support from the staff and use of quiet areas can also be
helpful. An antipsychotic should be initiated as soon as feasible because prolonged psychotic episodes may be
associated with a worsening of their course of illness.61
Stabilization Phase
During the stabilization phase, acute symptoms gradually decrease in severity as the patient begins to stabilize. The
goals of treatment during the stabilization phase of the illness are to reduce the likelihood of symptom exacerbation
and develop a plan for long-term treatment.58 The hope is that a patient will return to his or her premorbid level of
functioning, although this is unlikely. Treatment should consist of a combination of pharmacologic and
nonpharmacologic strategies. Treatment guidelines recommend that patients continue the same medication and
dosage from which they received benefit from during the acute phase of illness. Treatment should be continued for
at least 6 months.58 During this phase, the individual is most vulnerable to relapse. Another concern during the
stabilization phase is that clinicians, patients, and families may wrongly conclude that the antipsychotic stopped
working if psychotic symptoms persist during this phase. For example, a patient may have suffered from
hallucinations that were loud and derogatory before initiation of treatment; after 8 weeks of treatment, the voices
might remain but become quieter and less demeaning. Because antipsychotics have been shown to provide gradual
improvement over a period of months after the initial episode was treated, the current regimen should be
continued.62
Stable Phase
During the stable phase, a level of functioning considered optimal for that individual patient is attained. Although
complete resolution of symptoms is desired, many patients never achieve this goal. Negative symptoms may persist
and patients may experience nonspecific symptoms such as tension, anxiety, or mood instability during the stable
phase. Treatment during the stable or maintenance phase is designed to optimize functioning and minimize the risk
and consequences of relapse. Antipsychotics are highly effective in preventing relapse. There are no reliable
predictors of relapse for an individual patient. When developing a long-term strategy to prevent relapse and
rehospitalization, the dose and type of antipsychotic, and the duration of therapy should be considered. Long-term
pharmacotherapy reduces the risk of relapse in schizophrenic patients and also may reduce the risk of environment-
and stress-induced relapse relative to untreated patients.63,64 The effectiveness of antipsychotics in remission
prevention was demonstrated in studies in which stable patients were either continued on an antipsychotic or
changed to placebo. In these studies, relapse rates were higher in patients who did not remain on an antipsychotic.
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Although results vary, approximately 70% of the patients who were switched to placebo experienced a relapse within
12 months. In contrast, only about 30% of drug-maintained patients had a relapse of their condition.65 This supports
the need for continuing antipsychotic treatment in patients after they have recovered from a psychotic episode. All
patients with schizophrenia should receive maintenance therapy for at least 1 year, unless antipsychotic agents are
not tolerated or the diagnosis is uncertain. If a patient has only a single episode with predominately positive
symptoms and is symptom free for 1 year after the acute episode, then discontinuation of the medication with
careful follow-up can be considered.58 Patients with a history of multiple episodes may be candidates for medication
discontinuation after stability has been demonstrated for 5 years.58 Lifelong treatment is indicated in patients who
present a significant risk to themselves or others when unmedicated.58
3. What are the specific treatment goals for J.C.?
The immediate treatment goal for J.C. is to reduce his agitation because he may be a physical threat to himself and
others. Intermediate goals during the stabilization phase are to attenuate, or to eliminate, if possible, symptoms of
psychoses and the thought disorder. Long-term goals during the stable phase should include assisting J.C. in
developing a psychosocial support system (e.g., caretakers, mental health workers, peer groups) to promote
enhanced medication adherence, enable him to live semi-independently, and possibly obtain part-time employment.
Nonpharmacologic Interventions Nonpharmacologic interventions are often combined with drug treatment and can provide additional benefits in such
areas as relapse prevention, improved coping skills, better social and vocational functioning, and ability to function
more independently. Interventions should be started as early as possible, even during the management of an acute
episode. As a patient begins to stabilize during an acute episode, nonpharmacologic strategies can be
implemented.58 Individual therapy (e.g., supportive, insight oriented, reality oriented) can improve insight into the
illness, improve medication adherence, teach ways to cope with medication side effects and stress, and help the
patient to identify early warning signs of relapse. Group therapy can enhance socialization skills. In patients who are
less stable and who continue to exhibit negative symptoms, supportive therapy is generally more effective than
group or other more complex, insight-oriented therapies. Family therapy is also important because family members
need to learn ways to cope with such a devastating illness and how to be supportive of their loved one, while not
being overly controlling. Vocational training can benefit patients who will likely need a significant amount of
assistance in finding and maintaining long-term employment.66 Evidence-based practice guidelines for psychosocial
treatment of schizophrenia now include interventions such as social skills training, cognitive/cognitive–behavioral
therapy, family psychoeducation, and vocational rehabilitation.67,68,69,70,71
4. Is nonpharmacologic therapy indicated for treatment of J.C.?
J.C. should be placed in an area of the hospital ward with low amounts of noise and stimulation until his agitation
subsides. He needs careful observation by staff until he is fully assessed for the cause of his symptoms and his level
of dangerousness. If the treatment team determines that he is very dangerous, he may need one-to-one supervision
by an individual staff member. As his behavior calms, J.C. can receive more ward privileges and should begin to
attend group therapy. Initial therapy focuses on issues such as “what is schizophrenia?” and “what are the ways to
treat it?” Basic issues related to medication education are also discussed. These include symptoms that are improved
with medication and recognition of common acute adverse effects. Socialization with other patients and staff should
also be encouraged. As J.C. improves further, therapy and education can shift toward coping skills, stress
management, recognition of prodromal symptoms of relapse, long-term adverse effects, and ways to enhance
adherence to treatment. Family therapy should also be considered if J.C. allows contact to occur. Family therapy
focuses on decreasing family stress surrounding the illness, family problem solving, and communication. If J.C.
enters a stable phase after discharge from the hospital, other strategies such as psychosocial clubhouses to improve
socialization, social skills training, and vocational rehabilitation can increase his quality of life and productivity.58
5. How should the staff and family members communicate most effectively with J.C., considering his paranoid
state?
Communication should be calm and nonjudgmental in any acutely psychotic and agitated patient. Open-ended
questions should be used, with a switch to closed-ended questions if J.C. is unwilling to respond. His paranoid
delusions should not be challenged directly because he may feel attacked and become angry and more agitated.
Instead of challenging the delusional thoughts, the clinicians should acknowledge that J.C. believes the “dead
people” are real and that he is “the king of jazz,” but that they do not share his belief. Direct eye contact should
also be intermittent to avoid making the patient feel threatened. If the patient is violent, they should be
interviewed in the presence of another health care provider. The clinician must not react to the provocation of a
threatening patient and should avoid using a loud voice or aggressive words. When interviewing
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a violent patient, questions should be focused on issues that need immediate attention, such as medication
adherence before admission to the hospital, presence of medical conditions, and recent consumption of drugs and
alcohol.72,73 As J.C. calms, he will likely be more cooperative with questions and assessments.
Assessment Because a diagnosis of schizophrenia cannot be made or monitored by laboratory or physical tests, the clinician must
use target symptoms gathered from a patient interview and historic records to assess treatment response. A
complete medical, psychiatric, and medication history, physical examination, laboratory panel (electrolytes;
glucose; liver, renal, and thyroid function tests; CBC with differential; urinalysis; urine toxicology screen), and
electrocardiogram (ECG) should be obtained as soon as possible during the acute phase of illness or once the patient
is cooperative (e.g., stable phase). A complete evaluation is needed to rule out other causes of psychosis, to identify
comorbid conditions requiring treatment, and to give guidance for selecting an antipsychotic and for determining
the length of treatment.
Given the lack of insight that characterizes schizophrenia patients, collateral information should be gathered from
the patient's relatives, friends, and significant others. Target symptoms for schizophrenia are specific for an
individual patient, and they must be clearly identified and documented before and during the course of treatment to
determine response to an intervention. Both specific treatment goals and the patient's previous baseline level of
functioning should be clearly established at the onset of drug therapy. These data are used to give a direction for
treatment and as a way of determining whether the outcome has been achieved.
Pharmacologic Interventions
Non-Antipsychotic Agents
Benzodiazepines
Benzodiazepines are commonly added to antipsychotics and have been found to be useful in some studies for
anxiety, agitation, global impairment, and psychosis.74 Adjunctive use of benzodiazepines can spare the need for
higher dosages of antipsychotics. However, some studies found that the benefits of benzodiazepines were sometimes
not sustained.58 Unfortunately, it is not possible to predict who will respond to adjunctive benzodiazepine
treatment, and any potential benefit must be balanced against the risks of benzodiazepines. Common side effects of
benzodiazepines include sedation, ataxia, cognitive impairment, and behavioral disinhibition. This latter effect can
be a serious problem in those patients who are being treated for agitation. Withdrawal reactions, including psychosis
and seizures, can significantly complicate management if a patient suddenly becomes noncompliant with
benzodiazepine treatment. In addition, patients with schizophrenia are vulnerable to both abuse and addiction to
benzodiazepines. For these reasons, the use of benzodiazepines should be limited to short trials (2–4 weeks in
duration) for the management of severe agitation and anxiety.
Lithium
The use of lithium in schizophrenia has been investigated as monotherapy as well as an adjunctive treatment with
antipsychotics. Studies evaluating the antipsychotic properties of lithium monotherapy indicate that it has limited
effectiveness in schizophrenia and may be harmful for some patients.58 In combination with antipsychotics, lithium
has been observed to improve psychosis, depression, excitement, and irritability.58,75,76 In general, adjunctive
lithium therapy may be considered in patients who have a partial or poor response to an antipsychotic agent. The
dose of lithium should be sufficient to obtain a blood level in the range of 0.8 to 1.2 mEq/L. Patients should be
monitored for adverse effects that are commonly associated with lithium (e.g., polyuria, tremor). Reports of
increased neurotoxicity from combined use of lithium and antipsychotic agents are inconclusive, and the risk seems
to be no different with either medication used alone.77
Anticonvulsants
Anticonvulsants such as carbamazepine and valproate are often prescribed in patients with schizophrenia as
adjunctive treatment of psychosis, agitation, aggression, impulsivity, and mood lability.78,79 However, as with
lithium, there is little support for the efficacy of these agents as monotherapy. In general, the evidence to support
the use of carbamazepine for schizophrenia is inconsistent. Neppe80 reviewed the literature and concluded that
patients with nonresponsive psychosis and agitation, aggression, or “interpersonal difficulties” may benefit from the
addition of carbamazepine. In a recent meta-analysis, Leucht et al. described a nonsignificant trend for a benefit
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from carbamazepine as an adjunct to antipsychotics.78 An important consideration with carbamazepine is that the
drug alters the metabolism of most antipsychotic agents, and dosage adjustment is often required. Carbamazepine
should never be used concurrently with clozapine because of the additive risk of agranulocytosis.
Recent evidence indicates that valproate is being prescribed more frequently for schizophrenia and that the use of
lithium and carbamazepine is declining.81 This shift in utilization may reflect a more favorable side effect profile of
valproate. In a recent investigation of hospitalized patients treated with risperidone and olanzapine for an acute
exacerbation of schizophrenia, concurrent administration of divalproex resulted in earlier improvements in a range
of psychotic symptoms.82 Additional research is needed to confirm this finding. Dosages and target serum levels of
carbamazepine and valproate are similar to those useful in the treatment of bipolar disorder (see Chapter 80 Mood
Disorders II: Bipolar Disorders).
Propranolol
Propranolol, in combination with antipsychotic drugs, has been evaluated in nonresponders, with variable results.
Potential explanations for the enhanced efficacy include a drug interaction leading to higher antipsychotic drug
serum concentrations, relief of akathisia, or a primary improvement in psychosis. In addition, propranolol has
improved chronic aggression in individuals with schizophrenia.83 When used to treat aggression or to enhance the
response to antipsychotic agents, high doses are needed. Propranolol is started at 40 to 80 mg twice a day and is
increased every other day until intolerable adverse effects occur (systolic blood pressure [BP] of <90 mm Hg or a
heart rate <50 beats/minute). Dosages as low as 160 mg and as high as 1,920 mg have been effective; however, a
reasonable trial usually is considered to be 240 mg/day for 2 months.83,84
Antipsychotics
Classification and Nomenclature of the Antipsychotics
Antipsychotics have been broadly classified into two groups. The older agents (i.e., those introduced in the United
States before 1990) are referred to as typical or conventional antipsychotics or dopamine receptor antagonists, with
pharmacologic activity attributed to the blockade of central dopamine receptors, particularly the D2 receptor
subtype. These agents have also been referred to as major tranquilizers and neuroleptics. The term major
tranquilizer is inaccurate, because these agents, particularly the high-potency agents, can improve psychosis
without associated sedation. Neuroleptic refers to the tendency of these drugs to cause neurologic side effects,
particularly extrapyramidal symptoms (EPS). Typical antipsychotics are further classified as high- or low-potency
agents, based on their relative ability to block dopamine receptors. They can also be classed by chemical structure
(phenothiazine and nonphenothiazine) and potential for common adverse effects (EPS, sedation, anticholinergic, and
cardiovascular effects).66,85 Examples of typical agents include haloperidol, fluphenazine, thiothixene,
chlorpromazine and thioridazine.
Newer agents, atypical or serotonin-dopamine antagonists, consist of clozapine, risperidone, olanzapine,
quetiapine, ziprasidone, aripiprazole, and paliperidone. These agents demonstrate postsynaptic effects at 5-HT2A
and D2 receptors. Some of the general characteristics that may be considered as features of atypical antipsychotic
include an absence or decreased incidence of EPS and tardive dyskinesia (TD), lack of effect on serum prolactin,
greater efficacy for refractory schizophrenia, and greater activity against negative symptoms.86 However, currently
there are no widely accepted characteristics that define an “atypical” antipsychotic, and clozapine is actually the
only atypical agent which fulfills all of the criteria stated above. Recently, the term second-generation
antipsychotic has also been proposed to describe this class of medications, although there is no consensus on the
nomenclature at the present time.87
Mechanism of Drug Action
Although the specific mechanism of action of antipsychotics has not been elucidated, the focus is postsynaptic
blockade at dopamine D2 and serotonin 5-HT2A receptor sites. It is generally accepted that D2 receptor antagonism
plays a key role in the treatment of positive symptoms of schizophrenia as well as in the production of EPS and
hyperprolactinemia-related side effects. Knowledge of the central dopamine pathways in the brain can be used as a
model to understand the therapeutic and side effects of the antipsychotics. The central dopamine system is
composed of four tracts: mesolimbic, mesocortical, nigrostriatal, and tuberoinfundibular (Fig. 78-1). Drug action can
be predicted if a clinician understands the function of each tract, along with the binding affinity of an agent for
receptors located in the tract (Tables 78-5 and 78-6). Blockade of dopamine receptors in the mesolimbic tract is
likely responsible for the reduction of positive symptoms of schizophrenia. Blockade of the other dopamine tracts is
largely responsible for the adverse effects of antipsychotic treatment. The mesocortical tract is responsible for
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higher-order thinking and executive functions. Dopamine hypofunctioning in this area, either from the schizophrenia
itself or by antipsychotic action, may be responsible for negative symptoms. The nigrostriatal tract modulates body
movement. Antipsychotic-induced blockade in this area causes EPS. Lastly, antipsychotic-induced blockade of the
dopamine tract in the tuberoinfundibular area of the anterior pituitary leads to hyperprolactinemia.39 Ideally,
selective dopaminergic blockade of the mesolimbic tract would be preferred. Unfortunately, typical antipsychotics
block all four of these dopaminergic pathways. Studies have demonstrated that antipsychotic effects require a
striatal D2 receptor occupancy of 65% to 70%; D2 receptor occupancy greater than 80% significantly increases the risk
of EPS.88,89 During chronic treatment with typical antipsychotic agents, between 70% and 90% of D2 receptors in the
striatum are usually occupied.90 Not surprisingly, all the typical antipsychotic agents have been observed to be
effective in reducing positive symptoms of schizophrenia and they all can cause EPS and TD.
In contrast with typical antipsychotic agents that affect all four dopamine tracts, atypical antipsychotics primarily
affect dopamine tracts in the limbic system and have been termed limbic specific.39 For example, therapeutic doses
of risperidone, olanzapine, and ziprasidone produce >70% occupancy at D2 receptors.91,92 However, attributing
antipsychotic efficacy solely to D2 receptor effects is an oversimplification because many patients do not respond to
medication despite adequate D2 occupancy.88 Furthermore, low levels of D2 striatal receptor occupancy (<70%) have
been observed with therapeutic doses of clozapine and quetiapine. This may explain the low propensity of these
agents to produce EPS, but also calls into question the minimum receptor occupancy necessary for antipsychotic
efficacy as proposed for typical agents.92,93
Blockade of the 5-HT2A receptors, a shared property of the atypical agents, has been investigated with regard to its
significance in mediating antipsychotic effects.94 At therapeutic doses, most atypical agents occupy more than 80%
of cortical 5-HT2A receptors.92,95,96 Blockade of 5-HT2A receptors, independent of D2 antagonism, has not been
demonstrated to produce antipsychotic effects. However, it is postulated that a high 5-HT2A to D2 receptor affinity
ratio may underlie the enhanced therapeutic efficacy and low propensity for EPS observed with atypical
antipsychotics.39 Serotonin is known to exert a regulatory effect on dopaminergic receptors or dopamine release, but
the degree of control may vary depending on the pathway. Specifically, serotonin tonically inhibits dopamine
release. Therefore, 5-HT2A antagonism should enhance dopaminergic transmission. It has been proposed that the
atypical properties of antipsychotics (efficacy against negative symptoms and low propensity to produce EPS) are
due in part to augmentation of dopaminergic function via 5-HT2A blockade in the mesocortical and nigrostriatal
pathways and limbic specificity.39,97 Aripiprazole is an antipsychotic agent with unique effects at D2 and 5-HT
receptors. Specifically, this agent has partial agonist activity at D2 and 5-HT1A receptors and antagonist activity at
serotonin 5-HT2A receptors. Aripiprazole is a functional antagonist at D2 receptors under hyperdopaminergic
conditions but exhibits functional agonist properties under hypodopaminergic conditions.98 Paliperidone (Invega) is
the newest atypical agent approved by the U.S. Food and Drug Administration (FDA). Because paliperidone is the
primary active metabolite of risperidone, 9-hydroxyrisperidone, we should expect the mechanism of action of
paliperidone to be similar to that of risperidone.99,100
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Figure 78-1 Four dopamine pathways in the brain. The neuroanatomy of dopamine neuronal pathways in
the brain can explain both the therapeutic effects and the side effects of the known antipsychotic agents. (1)
The nigrostriatal dopamine pathway projects from the substantia nigra to the basal ganglia, and is thought to
control movements. (2) The mesolimbic dopamine pathway projects from the midbrain ventral tegmental
area to the nucleus accumbens, a part of the limbic system of the brain thought to be involved in many
behaviors, such as pleasurable sensations, the powerful euphoria of drugs of abuse, as well as delusions and
hallucinations of psychosis. (3) A pathway related to the mesolimbic dopamine pathway is the mesocortical
dopamine pathway. It also projects from the midbrain ventral tegmental area, but sends its axons to the
limbic cortex, where it may have a role in mediating positive and negative psychotic symptoms or cognitive
side effects of neuroleptic antipsychotic medications. (4) The fourth dopamine pathway of interest is the one
that controls prolactin secretion, called the tuberoinfundibular dopamine pathway. It projects from the
hypothalamus to the anterior pituitary gland.
Table 78-5 Neurotransmitter Tract Function and Effect of Typical Versus Atypical Antipsychotics
Neurotransmitter Tract Clinical Function Typical Agent Effects Atypical Agent Effects
Dopamine-
nigrostriatal
Modulates EPS Potent D2
blockade
causes EPS
Minimal EPS owing to greater
specificity for mesolimbic
system
Dopamine-
mesolimbic
Modulates arousal,
memory, behavior
Effectively
treats positive
symptoms
Effectively treats positive
symptoms
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Dopamine-
mesocortical
Modulates cognition,
socialization, and
other negative
symptoms
Less effective
for negative
symptoms
Clozapine (possibly others)
greater efficacy for negative
symptoms; clozapine,
risperidone (others?) may
improve cognition
Dopamine-
tuberoinfundibular
Regulates prolactin
release
Increases
prolactin
release (dose
related)
No increase in prolactin with
clozapine, dose-related with
risperidone, no significant
increase with others
Serotonergic (5-
HT2)
5-HT2 blockade
reduces EPS,
improves negative
symptoms
Minimal
affinity for 5-
HT2 receptors
Greater affinity for 5-HT2
receptors
EPS, extrapyramidal side effects.
Adapted from references 39, 86, and 97.
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Table 78-6 Relative Receptor-Binding Affinities of Typical and Atypical Antipsychotic Agents
Receptor D1
D2 5-HT2 α
1M
1H
1
Typical Agents
Chlorpromazine - +++ ++ +++ +++ ++
Fluphenazine - +++ + + - -
Perphenazine - +++ ++ ++ - ++
Thioridazine + +++ ++ +++ +++ +
Haloperidol ++ +++ + + - -
Atypical Agents
Clozapine ++ ++ +++ +++ +++ +
Risperidone - +++ +++ +++ - +
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Antipsychotic drugs also affect other receptors, usually resulting in adverse effects rather than enhanced
therapeutic response. For example, histamine-1 (H1) blockade is responsible for sedation and possibly weight gain.
Blockade of 5-HT2C receptors may also play a role in the weight gain associated with some atypical agents. α1-
Adrenergic blockade causes orthostatic hypotension and plays a role in sexual dysfunction. Muscarinic receptor
blockade causes the classical anticholinergic effects such as dry mouth, blurred vision, constipation, and urinary
retention. An understanding of the receptor-binding properties of the typical and atypical agents is helpful to
predict their adverse effects profiles.66,85,101 Properties of typical and atypical antipsychotics are listed in Tables 78-
6 and 78-7.
Olanzapine ++ ++ +++ ++ +++ ++
Quetiapine - + ++ +++ + +
Ziprasidone ± ++ +++ ++ - +
Aripiprazole + +++ ++ ++ - +
Paliperidone - +++ +++ +++ - +
D1, dopamine subtype 1; D2, dopamine subtype 2; 5-HT2, serotonin subtype 2; 1, alpha 1; M1,
muscarinic (cholinergic) subtype 1; H1, histamine subtype 1.
-, none; ±, unclear; +, minimal; ++, moderate; +++, high; ++++, very high.
Compiled from references 90, 99, 100, 143, and 266.
Table 78-7 Relative Incidence of Antipsychotic Drug Adverse Effects
� Sedation EPS Anticholinergic Orthostasis Seizures
Prolactin
Elevation
Weight
Gain
Typical—Low Potency
Chlorpromazine ++++ +++ +++ ++++ +++ +++ ++
Thioridazine ++++ ++ ++++ ++++ ++ +++ +++
Typical—High Potency
Trifluoperazine ++ ++++ ++ ++ +++ +++ ++
Fluphenazine ++ +++++ ++ ++ ++ +++ ++
Thiothixene ++ ++++ ++ ++ ++ +++ ++
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Selection of an Antipsychotic In all patients, the selection of a specific antipsychotic agent should be individualized. The choice of a specific
medication is usually based on a number of factors and is frequently more art than science. Important factors
include prior experience (efficacy and side effects), the ease of attaining a therapeutic dose, available dosage
forms, and formulary or cost considerations. One of the best predictors of response is the patient's previous response
to a specific antipsychotic, or a positive response in a first-degree relative. If a patient responded poorly to an
antipsychotic in the past, an agent from a different chemical class should be prescribed. Also, if a patient has a
particular aversion to an antipsychotic side effect, an appreciation for differences among the available
antipsychotics in this regard would be helpful. Drugs with a similar side effect profile should be avoided. Although
all the antipsychotic agents have been shown to be efficacious during the acute phase of schizophrenia, atypical
antipsychotics (with the exception of clozapine) have become the agents of first choice for the treatment of
schizophrenia. The rationale for this practice is based on the lower risk of EPS and TD with the atypical agents.
Efficacy
Haloperidol + +++++ + + ++ +++ ++
Loxapine +++ ++++ ++ +++ ++ +++ +
Molindone + ++++ ++ ++ ++ +++ +
Atypicals
Clozapine ++++ + ++++ ++++ ++++c 0 ++++
Risperidone +++ +a ++ +++ ++ 0 to
+++c
++
Olanzapine +++ +b +++ ++ ++ +c +++
Quetiapine +++ + ++ ++ ++ 0 ++
Ziprasidone ++ + ++ ++ ++ 0 +
Aripiprazole ++ + ++ ++ ++ 0 +
Paliperidone +++ +a ++ +++ ++ 0 to
+++c
++
aVery low at dosages <8 mg/day.
bWith dosages <20 mg/day.
cDose related.
0, no effect; +, very low; ++, low; +++, moderate; ++++, high; +++++, very high; EPS, extrapyramidal
side effects.
Compiled from references 58, 99, 100, 182, 143, 166, and 266.
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Typical antipsychotics are effective in reducing positive symptoms of schizophrenia during acute psychotic episodes
and in preventing recurrence in many patients.102 These agents are less effective for treating negative symptoms. In
fact, there is concern that typical agents may exacerbate negative symptoms by causing drug-induced akinesia. In
general, all typical antipsychotic agents are believed to be equally effective when used in equivalent doses.
Clinical trials demonstrate that the atypical agents—clozapine, risperidone, olanzapine, quetiapine, ziprasidone,
aripiprazole, and paliperidone—are superior to placebo, and are at least as effective as typical antipsychotics for
treatment of the positive and negative symptoms of schizophrenia.98,103,104,105,106,107,108,109,110,111,112,113 In a meta-
analysis of 52 randomized clinical trials comparing atypical agents (including clozapine, risperidone, quetiapine)
with typical agents (haloperidol or chlorpromazine), Geddes et al.114 found no difference in efficacy between these
two drug classes if the dose of the typical agent was considered. The apparent superiority of atypical antipsychotics
(in terms of efficacy and drop-out rates) could be attributed to the use of excessive doses of typical agents (>12
mg/day haloperidol or equivalent). In contrast, two other meta-analyses concluded that the atypical agents have
efficacy and tolerability advantages over typical agents independent of haloperidol dosage.115,116 Davis et al.116
concluded that available evidence demonstrates an efficacy advantage for some (clozapine, risperidone, olanzapine)
but not all atypicals (quetiapine, ziprasidone, and aripiprazole) when compared with typical agents. These authors
suggest that the atypical agents are at least as efficacious as typical agents for positive symptoms, and that atypical
agents are likely more efficacious with negative and cognitive symptoms. This potential advantage of the atypical
agents continues to be a source of much debate. On one hand, there are some who believe that atypical agents have
a unique therapeutic effect on the primary negative symptoms, whereas others contend that this finding is actually a
secondary impact upon other related symptoms and disease manifestations.117 Data on risperidone and olanzapine
suggest a direct effect on primary negative symptoms independent of their effect on psychotic, depressive, or
EPS.118,119
The National Institute of Mental Health Clinical Antipsychotic Trials of Intervention Effectiveness trial (CATIE) was a
real-world trial evaluating schizophrenic patients. The trial compared the effectiveness of atypical antipsychotics
(quetiapine, risperidone, clozapine, olanzapine, and, later, ziprasidone) to that of perphenazine, a midpotency
typical antipsychotic.120 Perphenazine was chosen owing to a lower incidence of EPS compared with high and other
midpotency typical antipsychotics, as well as decreased sedation when compared with low-potency typical
antipsychotics. In this study, 1,460 patients were included from 57 sites in 24 states. The results indicated
olanzapine was least likely to be discontinued; however, it (and clozapine) had the most metabolic side effects.
Perphenazine was as effective as the atypical agents, however, it had the highest incidence of EPS, even after
patients with TD were excluded from receiving the medication.121,122
Dosage Forms
Oral Disintegrating Tablet
Pharmacotherapy during the acute phase is administered orally (as tablets or liquid concentrate) or intramuscularly
(IM), depending on the patient's willingness to take medication, the risk of imminent harm, and dosage form
availability. Usually, antipsychotic therapy is administered orally. The newest technology available is the oral
disintegrating tablet (ODT). ODT can be in the form of a compressed tablet, compression molded tablets, and
freeze-dried (lyophilized) wafers that dissolve or disintegrate within a matter of seconds when placed on the tongue.
Of the atypical agents, risperidone, olanzapine, and aripiprazole are available as ODT.
Short-Acting Injectables
Although all of the antipsychotics are available in oral formulations, only a few are available as injectables. Short-
acting IM preparations of an antipsychotic may be preferred over oral medication if a patient is agitated and not
likely to be cooperative. IM preparations bypass the gastrointestinal tract and first-pass metabolism and have a
faster onset of action. For example, most IM antipsychotics reach a maximum plasma level within 30 to 60 minutes
and patients usually experience substantial calming within 15 minutes.123 Of the short-acting agents available for IM
use, most clinical experience has been with high-potency typical antipsychotic medications such as haloperidol or
fluphenazine. Haloperidol and fluphenazine have the advantage of being calming without being sedating, but they
can cause severe EPS. Some clinicians prefer low-potency agents such as chlorpromazine, because they are more
sedating. Low-potency agents can also cause severe hypotension. High-potency agents can be given in larger doses
because they have a lower risk of anticholinergic and cardiovascular complications than low-potency agents. In
general, the use of oral typical agents has declined because of the neurologic risks. Studies have shown that the
FDA-approved IM formulations of the atypical agents (olanzapine, aripiprazole, and ziprasidone) seem to be better
tolerated than typical agents and are equally effective as haloperidol in the acute treatment of psychoses in
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patients with schizophrenia.124,125
Agitation is a problem that many mental health providers face. It can affect whether or not a patient can be
treated at any point in time. A patient who is acutely agitated may behave in a way that may result in harm of self,
others, or property. In these cases, medication is needed to calm the patient. In the past, sleep was thought to be
essential in the treatment of acute agitation. This is no longer true, though, some facilities may still use this as an
endpoint or goal.126 If rapid tranquilization is required for a patient who is acutely agitated and exhibiting dangerous
behavior, the combination of IM haloperidol and IM lorazepam appears more effective than either alone.127 However,
rapid tranquilization is not necessarily more effective than traditional dosing methods, and is associated with a
greater incidence of acute side effects such as dystonic reactions.128,129 Rapid tranquilization can be achieved when
repeated IM injections of high-potency antipsychotics or benzodiazepines are given until the patient is either
adequately calmed, a maximum recommended daily dose is reached, or dose-limiting adverse effects such as acute
dystonia (antipsychotics), ataxia, or slurred speech (benzodiazepines) occur. The most commonly used regimen is
haloperidol 2 to 5 mg combined with lorazepam 2 mg injected IM every 30 to 60 minutes to a maximum of three
doses.130 Patients should be monitored for severe adverse events, particularly those patients with underlying medical
or neurologic problems. Vital signs should be monitored and the dose should be held if clinically significant adverse
effects occur.129,131 The concept of rapid tranquilization should not be confused with rapid neuroleptization, which
implies the use of very high loading dosages of antipsychotics (e.g., administering a series of closely spaced IM doses
over a period of hours) to produce a more rapid remission of psychotic symptoms.130 The practice of rapid
neuroleptization leads to a higher incidence of EPS without advantages of efficacy when compared with the
administration of lower doses of the same drugs. Rapid neuroleptization is no longer recommended.128 Most recently,
with the advent of IM and fast-acting oral formulations of atypical antipsychotics, the combination has changed to
decrease the incidence of EPS. Clinical trials have shown that risperidone, ziprasidone, aripiprazole, and olanzapine
are at least as effective as haloperidol and lorazepam (Table 78-8).125,126,132,133,134,135,136,137,138,139
P.78p14
Table 78-8 Agents to Treat Acute Agitation
Medication Dosage Form Dose Onset Half-life Duration of Action
Lorazepam PO (tablet), IM, IV 1–2 mg 60–90 min 12–15 hr 8–10 hr
Typical Antipsychotics
Haloperidol PO (tablet), IM, IV 5–10 mg 30–60 min 12–36 hr up to 24 hr
Droperidol IM, IV 5–10 mg 15–30 min 2–4 hr 6–8 hr
Atypical Antipsychotics
Olanzapine PO (tablet), IM, ODT 10 mg 15–45 min 30 hr 24 hr
Risperidone PO (tablet, liquid), ODT 2 mg 60 min 20 hr Not available
Ziprasidone PO (tablet), IM 20 mg 30–60 min 2–5 hr 4 hr
Aripiprazole PO (tablet, liquid), IM 9.75 mg 1–3 hr 75–94 hr Not available
IM, intramuscularly; IV, intravenously; ODT, oral disintegrating tablet; PO, orally.
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6. How should pharmacotherapy be used to treat the acute phase of schizophrenia in J.C., and what should be
done first to manage his acute symptoms?
Aripiprazole 9.75 mg IM injection can be given to J.C. so further assessment can be completed. Aripiprazole for any
a typical IM agent is a good choice because it has efficacy in calming rather than sedating the patient, it has a lower
propensity for EPS and TD, and is available in a short-acting IM formulation. These are important features because
J.C. is likely to refuse oral medications because of his paranoid symptoms. Also, aripiprazole IM has limited
cardiovascular problems such as hypotension, bradycardia with or without hypotension, tachycardia, and syncope as
compared with olanzapine IM.132,139 Lorazepam 0.5 to 1 mg PO or IM every 4 to 6 hours as needed may be given to
J.C. to control ongoing agitation, however, greater sedation and orthostatic hypotension have been observed with
the combination of lorazepam and aripiprazole as compared to aripiprazole alone.132 Subsequent doses of
aripiprazole IM can be given every 2 hours if needed for agitation, up to a maximum of 30 mg/day.
7. J.C. was given a single dose of aripiprazole 9.75 mg IM. His agitation resolved after the first injection but you
are later informed that this medication is not covered by J.C.'s healthplan. What is the next medication you
would recommended for J.C., and what factors should be considered when selecting an antipsychotic for the
acute and stabilization phases?
An antipsychotic prescribed at a dose reflective of the needs during the stabilization phase should be started now.
Olanzapine, 10 mg at bedtime, is an appropriate choice for pharmacologic treatment of schizophrenia in the acute
phase. With the exception of clozapine, any of the other atypical agents would also be appropriate choices.
Past experience with antipsychotics predicts therapeutic success in the selection of a regimen. J.C. does not have a
past psychotropic medication history to guide drug selection. He also does not have a history of nonadherence,
which would direct the choice toward a depot product. A common starting dose for olanzapine is 10 mg/day.
8. When should J.C.'s target symptoms start to respond to olanzapine?
During the first week, often known as the medicated cooperation stage, J.C. should respond to the calming
properties of the antipsychotic, and his symptoms of hostility, agitation, and insomnia should improve. During the
next 2 to 6 weeks, the improved socialization stage, J.C. should begin to obey hospital rules, attend ward meetings,
and generally become more sociable. Severely ill schizophrenic patients with chronic disease may never reach this
stage. The elimination of the thought disorder stage can occur within any time frame, but usually takes at least 2 to
3 weeks and up to several months to occur. During this stage, the core symptoms of schizophrenia such as delusions,
hallucinations, and thought disturbance improve. If no improvement of J.C.'s core symptoms is observed after 3
weeks of olanzapine 10 mg/day, then the dose should be increased slowly to 15 or 20 mg/day and the patient should
be observed for another 3 to 4 weeks.
9. It is 6 months later. Most of J.C.'s symptoms have improved, he is residing in assisted living housing and
working part-time at Goodwill Industries. Although he is not troubled by any side effects, he sees no point in
continuing his medication. Should olanzapine be discontinued? What are the current practice guidelines
regarding long-term treatment?
J.C. clearly is responding well to olanzapine and has no side effects. To minimize risk of relapse, he should continue
his current regimen for at least another 6 months. If his symptoms remain stable and he maintains good psychosocial
Compiled from references 125, 126, and 132, 133, 134, 135, 136, 137, 138, 139.
P.78p15
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functioning (e.g., continues work, keeps close contact with social workers, attends medication groups),
discontinuation of therapy can be considered.
When J.C. has been stabilized for a total of approximately 1 year on olanzapine 10 mg/day, then the dose can be
reduced by 20% every 3 to 6 months until it is discontinued or relapse occurs. If he exhibits recurrent target
symptoms of schizophrenia or decompensation, then the dose should be increased to the previous effective dose (or
medication restarted if it was discontinued). Because it is likely that J.C. will require lifelong antipsychotics, it is
important to determine the minimal effective dose to prevent recurrence, while minimizing the risk of adverse
effects. J.C. is not a candidate for intermittent therapy during the stable phase. He is not a decanoate candidate
because he is compliant with treatment.
Long-Acting Depot Injectables
Long-acting depot medications are not recommended for acute psychotic episodes because these medications take
months to reach a steady-state concentration and are eliminated very slowly.58 Hence, it is difficult to correlate
clinical effect with dosage, and it is extremely difficult to make dosage adjustments to manage side effects.
However, long-acting depot medications can be useful for maintenance therapy in patients with a history of
nonadherence to their oral medication and in those who prefer the convenience of long-acting or depot injections.
In these situations, the oral form of available depot medications should be initiated first. If the oral form has been
shown to be safe and effective, the patient can be converted to the depot form. Fluphenazine, haloperidol, and
risperidone are available as long-acting decanoate injections. Long-acting injectable risperidone appears to combine
the most valuable features of an atypical antipsychotic (broadly efficacious and well tolerated) with those of
injectable long-acting antipsychotics (improved bioavailability and assured medication delivery).141,142
Pharmacokinetics and Drug Interactions
Dosing considerations also have a major influence on safe and effective antipsychotic selections. Specific factors
include the number of times a day a medication needs to be administered, the difference between a starting dose
and a “target” therapeutic dose (i.e., titration required), and the risk for drug–drug interactions. The long half-life
(12–24 hours) and active metabolites of most oral antipsychotic drugs allow for once- to twice-daily dosing.143 Most
antipsychotics, with the exception of clozapine and ziprasidone, can be safely given once a day. Most antipsychotics
achieve a steady-state concentration in 4 to 7 days, but it is important to understand that the onset of antipsychotic
effect is not related to achieving steady state. Pharmacologic effects often persist for longer than pharmacokinetics
would imply. In some instances, treatment is initiated at a subtherapeutic dose and gradually titrated upward to an
effective dose. This approach is taken to allow the patient to develop tolerance to adverse events such as sedation
or orthostatic hypotension. In the case of acute agitation, antipsychotic doses are also often divided, despite the
long half-lives of these drugs, such that the sedative effects are maintained over the day. Once a patient has been
stabilized or has become tolerant to the adverse effects, the goal is to give medication once a day, usually at
bedtime. Bedtime dosing enhances medication adherence and concentrates ongoing adverse effects such as sedation
at night.
Both pharmacokinetic and pharmacodynamic drug interactions can occur with antipsychotic agents. Cytochrome
P450 enzymes, especially the 1A2, 2D6, and 3A4 isoenzymes, are responsible for the metabolism of many
antipsychotics.144 Induction or inhibition of these enzymes by other drugs may result in clinically important drug
interactions. Table 78-9 summarizes the metabolic pathways for commonly used antipsychotic drugs. In the case of
clozapine, serious complications such as seizures can occur when drug interactions cause serum concentrations of
clozapine to rise significantly. Examples of drugs that have the potential to cause serious interactions with
antipsychotics include fluvoxamine (CYP 1A2 inhibitor), erythromycin, ketoconazole, and ritonavir (CYP 3A4
inhibitors), quinidine, risperidone, fluoxetine, and paroxetine (CYP 2D6 inhibitors), and cimetidine (multiple enzyme
inhibition).145 Conversely, inducers of drug metabolism such as carbamazepine (induces multiple enzymes) or
cigarette smoking (induces CYP 1A2) can reduce the plasma concentrations of antipsychotic drugs. For example,
carbamazepine has been shown to reduce plasma concentrations of haloperidol by 50%.146 Cigarette smoking has
been shown to increase the metabolism of clozapine and olanzapine.144 Pharmacodynamic interactions may occur
when medications with similar unwanted properties are concurrently prescribed. For example, concomitant use of
low-potency typical agents or clozapine along with diphenhydramine or hydroxyzine may cause augmentation of
anticholinergic effects. Pharmacodynamic drug interactions of greatest concern are those that can cause significant orthostatic hypotensive, anticholinergic effects, and sedation. Pharmacokinetic and dosing information
for the antipsychotics are provided in Tables 78-9 and 78-10.
P.78p16
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Table 78-9 Pharmacokinetic Comparisons of Antipsychotics
Antipsychotic Agent
Mean Half-Life
(hr)
Major Cytochrome P450
Pathway Plasma Concentration Range
Chlorpromazine 8–35 2D6 Not well defined
Thioridazine 9–30 2D6 Not well defined
Perphenazine 8–21 2D6 Not well defined
Fluphenazine 14–24 2D6 0.2–2.8 mg/mL
Fluphenazine
decanoate
8 days 2D6 0.2–2.8 mg/mL
Thiothixene 34 2D6 2–15 mg/mL
Haloperidol 12–36 2D6 4–12 ng/mL
Haloperidol decanoate 21 days 2D6 4–12 ng/mL
Loxapine 5–15 None Not well defined
Molindone 10–20 None Not well defined
Clozapine 16 1A2, 3A4 350–420 µg/mL suggested
Risperidone 22 2D6 Not well defined
Olanzapine 30 1A2 >23.2 ng/mL @ 12 hours post
dose
Quetiapine 7 3A4 Not well defined
Ziprasidone 4–5 3A4 Not well defined
Aripiprazole 75–94 2D6, 3A4 Not well defined
Paliperidone 23 Limited 2D6, 3A4 Not well defined
Compiled from references 99, 132, 143, 144, 248, and 266.
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Pharmacoeconomic Considerations
Although medication expenditures represent only a small portion of total resource utilization associated with the
management of schizophrenia, concern exists about the cost of atypical antipsychotics and whether their relative
advantages over typical agents are worth their increased cost.147 Drug acquisition costs for atypical antipsychotics
can be 100-fold higher than typical antipsychotics. Most pharmacoeconomic studies with atypical antipsychotics
show that these agents are at least cost neutral and may offer cost advantages compared with traditional agents
when total mental health costs are considered.148 Depending on the individual study, the higher costs associated
with atypical antipsychotics are offset by decreased number of hospital admissions, length of inpatient stay, and
number of outpatient visits. Hence, drug costs should not be the sole factor considered when selecting an
antipsychotic. The selection of a medication should be individualized and factors such as efficacy, side effects,
patient acceptance, and total health care costs should be considered.
Adverse Effects
An important factor in the selection of an antipsychotic is the potential risk for adverse events. Key adverse effects
that differentiate the antipsychotics include EPS, anticholinergic side effects, cardiac effects, hyperprolactinemia,
metabolic effects and sedation. Table 78-7 compares antipsychotic agents with regard to the risk of these adverse
effects.
Extrapyramidal Side Effects and Tardive Syndromes
EPS is a broad term that describes several types of acute and chronic drug-induced movement disorders. Acute
dystonia, parkinsonism, and akathisia all occur early in treatment, whereas TD, tardive dystonia, and tardive
akathisia have a late onset, usually after years of treatment. The acute forms of EPS usually develop soon after the
initiation of antipsychotics, are dose dependent, and are generally reversible soon after discontinuation of the
offending agent.149 It has been estimated that 60% of patients who receive typical antipsychotics develop some form
of EPS acutely.58 In general, typical agents are more likely to cause EPS than atypical agents when these medications
are used at usual therapeutic doses. Among the seven currently available atypical agents, clozapine and quetiapine
are associated with the lowest risk for EPS. The rising prescription rate of atypical antipsychotics (and decrease in
use of the typical agents) have substantially reduced the problem of EPS. Similarly, the risk of antipsychotic-induced
TD is suggested to be lower with atypical agents compared with typical agents. Most of the evidence documenting a
decreased incidence of TD with atypical agents is derived from data and clinical experience with clozapine,
risperidone, olanzapine, and quetiapine.150,151,152,153
Acute Dystonia
Acute dystonia has the earliest onset of all the EPS symptoms. Most cases occur within the first few hours or days
after initiation or dose increase of antipsychotic medication. Dystonia is characterized by sustained muscle
contractions. Common presentations of antipsychotic-induced dystonia include a sudden onset of brief or sustained
abnormal postures, including tongue protrusion, oculogyric crisis (eyes rolling back into head), trismus (spasm of the
jaw), torticollis (torsion of the neck); opisthotonos (arching of back), and unusual positions in the trunk, limbs, and
toes. Laryngeal dystonias are the most serious dystonias and are potentially fatal. Risk factors for acute dystonia
include younger age, male gender, high dosage of high-potency typical antipsychotics, and previous history of
dystonia.58
The exact pathophysiology of acute dystonia is uncertain. Conflicting theories describe either a hypodopaminergic or
hyperdopaminergic state after an antipsychotic-induced blockade of postsynaptic dopamine receptors. Acute
dystonia likely is caused by dysregulation of the dopamine system and imbalance between neurotransmitter systems after acute antipsychotic administration.154 P.78p17
Table 78-10 Antipsychotic Relative Potency and Adult Dosing
Drug and Chemical Class
Dose
Equivalence
Usual Starting
Dose (mg/day)
Acute Phase
Dosage (mg/day)
Maintenance/Stable Phase
Dosage (mg/day)
Typical Agents–Phenothiazines
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Aliphatic type � � � �
���Chlorpromazine
(Thorazine)
100 50–200 300–1,500a 150–800
Piperidine type � � � �
���Thioridazine (Mellaril) 100 50–200 300–800 150–600
Piperazine type � � � �
���Perphenazine (Trilafon) 10 4–16 32–64a 8–48
���Trifluoperazine
(Stelazine)
5 2–10 10–80 5–30
���Fluphenazine (Prolixin) 2 2–10 5–80 2–20
Typical Agents–Nonphenothiazines
Thioxanthene � � � �
���Thiothixene (Navane) 4 2–10 5–60a 5–30
Butyrophenone � � � �
���Haloperidol (Haldol) 2 2–10 5–100 2–20
Dibenzoxazepine � � � �
���Loxapine (Loxitane) 10 10–20 50–250c 25–100
Dihydroindolone � � � �
���Molindone (Moban) 10 25–75 25–225 25–100
Diphenylbutylpiperidone � � � �
���Pimozide (Orap) 1 1–2 10–30 2–6
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10. J.P., a 19-year-old man, was brought to the psychiatric ED because of assaultive behavior toward his
mother. J.P. states he struck her because the devil told him to do it. Trifluoperazine 5 mg IM Q 4 to 6 hr PRN
was started to control his assaultive behavior. He received four IM injections over 24 hours and was converted
to 15 mg PO HS. On day 2 of the admission he complained of a stiff neck and protruding tongue. J.P. became
very upset and wanted to leave the hospital and never take these medications again. No other medical
conditions were noted. What evidence suggests that J.P. is experiencing an acute dystonia reaction?
The sudden appearance of a stiff neck and a protruding tongue in J.P. is consistent with acute dystonia. In addition,
J.P.'s young age, male gender, and use of a high-potency typical antipsychotic agent also place him at high risk for
experiencing a dystonic reaction.
11. How should acute dystonia be treated in J.P.?
Acute dystonic reactions are sudden in onset, dramatic in appearance, and can cause patients great distress. It
requires immediate treatment. The initial goal of treatment is to relieve symptoms as soon as possible with either
benztropine 1 to 2 mg or diphenhydramine 25 to 50 mg by IM injection. Although the IV route has a faster onset of
action, it is not needed in J.P. because his reaction is not severe. If symptoms do not resolve within 15 to 30
minutes, then the dose should be repeated. If there are contraindications to the use of anticholinergic drugs,
lorazepam 1 to 2 mg IM can be used. J.P. must be reassured that this is a temporary condition that can be prevented
and treated. To prevent another reaction, J.P. should be given oral anticholinergic drugs in doses commonly used for
pseudoparkinsonism for 2 weeks after this dystonic reaction.154
Parkinsonism
The clinical presentation of antipsychotic-induced parkinsonism includes bradykinesia or akinesia, which may be
associated with decreased arm swinging, a masklike face, drooling, decreased eye blinking, and soft, monotonous
speech, tremor, which is most commonly a rhythmic, resting tremor, and rigidity of the extremities, neck or trunk
(most identifiable in the limbs as a “cogwheel” rigidity during passive motion).154 Antipsychotic-induced
parkinsonism occurs in approximately 20% of patients treated with antipsychotic agents.58 Symptoms can occur at
any time, but usually develop within 4 weeks after antipsychotic initiation or a dose increase. Advanced age, antipsychotic dose and potency, and preexisting EPS are the major risk factors for antipsychotic-induced
Atypical Agents
Risperidone (Risperdal) 2 1–2 2–16 2–8
Clozapine (Clozaril) 50 12.5–25 150–900 150–600
Olanzapine (Zyprexa) 5 5–10 10–20 10–20
Quetiapine (Seroquel) 75 50–100 300–750 400–600
Ziprasidone (Geodon) 60 40–80 80–200 80–160
Aripiprazole (Abilify) 7.5 10–15 10–30 15–30
Paliperidone (Invega) 3 6 6–12 6–12
aDosages can be exceeded with caution, but high-dose therapy is rarely needed.
Compiled from references 57, 66, 80, 144, 151, 239, 241, and 256.
P.78p18
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parkinsonism.155 The Simpson Angus Rating Scale is used commonly to assess the presence and severity of EPS (Table
78-11).156
Antipsychotic-induced parkinsonism (as well as idiopathic Parkinson's disease) is thought to be due to postsynaptic
dopamine receptor blockade in the nigrostriatal system, leading to an imbalance between the dopaminergic and
cholinergic systems. Reasons for the delay in onset between receptor blockade, which occurs within hours after
initiating an antipsychotic, and development of symptoms are not well understood.154
Atypical antipsychotics are the mainstay of the pharmacologic management of psychosis in patients vulnerable to
developing antipsychotic-induced parkinsonism. The reduced parkinsonian liability of atypical antipsychotics has
been associated with their limbic specificity, 5-HT2A blocking effects and in some cases less D2 receptor
blockade.89,92,97
12. S.B., a 46-year-old man, has a diagnosis of chronic undifferentiated schizophrenia and was treated with
loxapine 50 mg TID with inadequate response. The dose cannot be increased due to oversedation. Because of
the incomplete response, S.B. was switched to haloperidol 5 mg Q AM and 10 mg QHS. One week after the
switch, S.B. returns to the clinic complaining of feeling “real slow.” He has a bilateral hand tremor that
improves when he picks up his coffee cup. Physical examination detected cogwheel rigidity in both arms,
although it was worse on the right side. S.B. wants to be taken off this “bad” medication. What evidence
suggests that S.B. has antipsychotic-induced parkinsonism?
The onset of symptoms within 1 week of starting a new, high-potency typical antipsychotic is the first clue to the
Table 78-11 Common Rating Instruments for Schizophrenia and Antipsychotics
Psychosis
Brief Psychiatric Rating Scale (BPRS)
Positive and Negative Symptom Scale for Schizophrenia (PANSS)
Scale for Assessment of Positive Symptoms (SAPS)
Scale for Assessment of Negative Symptoms (SANS)
Movement Disorders—Tardive Dyskinesia
Abnormal Involuntary Movement Scale (AIMS)
Dyskinesia Identification System Condensed User Scale (DISCUS)
Movement Disorders—Parkinsonism
Simpson Angus Scale for Extrapyramidal Symptoms
Movement Disorders—Akathisia
Barnes Akathisia Scale
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presence of EPS. The “slow feeling” possibly is indicative of akinesia, and S.B.'s bilateral tremor and cogwheel
rigidity also are features of antipsychotic-induced parkinsonism.
13. What antiparkinsonian drug could be selected for S.B., if any?
In mild cases of antipsychotic-induced parkinsonism, immediate intervention may not be required if the movement
disorder is not bothersome to the patient. For troublesome cases, as experienced by S.B., the simplest intervention
is to reduce the antipsychotic (haloperidol) dose to the lowest effective level. If dose reduction is not possible, then
an antiparkinsonian agent can be added (Table 78-12).154
All anticholinergic antiparkinsonian agents are equally effective for antipsychotic-induced parkinsonism, although
Table 78-12 Agents to Treat Antipsychotic-Induced Parkinsonism and Akathisia
Medication Equivalent Dose (mg) Dose/Day (mg)
Anticholinergic
Benztropine (Cogentin)a 0.5 2–8
Biperiden (Akineton)a 0.5 2–8
Diphenhydramine (Benadryl)a 25 50–250
Procyclidine (Kemadrin) 1.5 10–20
Trihexyphenidyl (Artane) 1 2–15
Dopaminergic
Amantadine – 100–300
GABAminergic
Diazepam (Valium) 10 5–40
Clonazepam (Klonopin) 2 1–3
Lorazepam (Ativan)a 2 1–3
Noradrenergic Blockers
Propranolol (Inderal) – 30–120
aOral dose or IM injection can be used.
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there are differences in adverse effects and duration of action. Trihexyphenidyl is the least sedating but more prone
to abuse, whereas diphenhydramine is the most sedating. Benztropine has the longest duration and can be used once
or twice a day if needed, whereas the others have to be used three to four times a day. Benztropine 1 mg twice a
day orally could be initiated for S.B. because he is likely too psychiatrically unstable to tolerate a reduction in the
haloperidol dose. The tremor, rigidity, and akinesia should begin to resolve within the first few days of treatment.
Alternatively, a switch to an atypical antipsychotic may negate the need for an antiparkinsonian drug in S.B.
14. Benztropine 1 mg BID is started one week later, all of S.B.'s acute symptoms of parkinsonism have
disappeared. How long should benztropine be continued in S.B. now that his EPS are resolved?
The long-term treatment of antipsychotic-induced parkinsonism with antiparkinsonian medication is controversial.154
The World Health Organization published a consensus statement recommending that the prophylactic use of
anticholinergic medication in patients receiving antipsychotics should be avoided or used only in cases where
alternative strategies have failed.157 For S.B., an attempt to taper and discontinue the antiparkinsonian treatment
should be initiated 6 weeks to 3 months after symptoms resolve. Unfortunately, as many as 30% of patients
chronically treated with typical antipsychotics continue to experience parkinsonian symptoms.90 If that should occur
with S.B., he should be switched to an atypical agent.
15. What risks are associated with long-term anticholinergic treatment?
The risks of anticholinergics include constipation, dry mouth leading to dental caries, and blurred vision. They can
also impair memory, especially in older patients. Some patients develop tolerance to these adverse effects, but
others do not, even with chronic use. Patients sometimes abuse anticholinergic medications for their mood-elevating
and hallucinogenic effects. Abuse may be confused with reluctance to discontinue antiparkinsonian medication
because of the fear of recurrent EPS or ongoing symptoms.
16. One week after the benztropine was started, S.B.'s psychiatric symptoms began to respond to the
haloperidol, but he developed acute urinary retention. Reduction of the benztropine dose to 1 mg/day did not
improve his urinary retention. What alternative treatments without anticholinergic effects are available to
manage S.B.'s pseudo-parkinsonian symptoms?
S.B. is just beginning to gain benefit from his haloperidol; therefore, the haloperidol dose should not be reduced.
Amantadine, an antiparkinsonian medication that directly stimulates postsynaptic dopamine receptors and restores
the cholinergic and dopaminergic balance in the nigrostriatum, would be a reasonable alternative to benztropine in
S.B. Amantadine is an option for patients who cannot tolerate or who respond poorly to anticholinergic drugs. It
often is preferred in the elderly because of the lower incidence of cognitive impairment. The parkinsonian symptoms
usually respond within 24 hours.
S.B. should be started on amantadine 100 mg twice a day and benztropine should be discontinued. He should be
monitored to determine whether EPS reappear and his urinary retention problem is corrected. S.B. also should be
monitored for the appearance of amantadine-associated, dose-related adverse effects such as tremor, slurred
speech, ataxia, depression, hallucinations, rash, orthostatic hypotension, and insomnia. If he cannot tolerate
amantadine, or if amantadine does not control his EPS, an atypical antipsychotic agent can be considered.
Akathisia
Akathisia is a syndrome consisting of subjective feelings of restlessness or the urge to move and an objective motor
component expressed as a semipurposeful movement most often involving the lower extremities (pacing, rocking,
and an inability to sit or stand in one place for extended periods of time). Akathisia is observed in up to 50% of
patients treated with typical antipsychotics and ranges from 5% to 15% of patients treated with atypical agents.58,158
Akathisia is often extremely distressing to patients, is a common cause of medication nonadherence and, if allowed
to persist, can produce dysphoria and possibly aggressive or suicidal behavior.58 It is often difficult to distinguish
from psychomotor agitation and worsening psychosis. Hence, the clinician must take care not to misdiagnose
akathisia because an increase in antipsychotic dose could worsen this adverse event. It usually develops within days
to weeks after initiating antipsychotic therapy.
The pathophysiology of akathisia is unclear, but much attention has focused on two theories.154 One theory states
that the mesocortical postsynaptic dopamine blockade leads to increased locomotor activity. An alternate theory
claims that akathisia is caused by dopamine antagonist-induced dysregulation of noradrenergic tracts that project
from the locus ceruleus to the limbic system.
17. J.P. was diagnosed with paranoid schizophrenia. His acute episode improved with trifluoperazine 15 mg HS,
and he had no other dystonic reactions. Two weeks later he became increasingly agitated, began pacing the
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floor, was unable to sit or lie down for longer than 10 minutes at a time, and subjectively had a feeling that he
described as “I have ants in my pants.” J.P. is observed rocking back and forth from one foot to the other while
standing in line for his dinner. He has no symptoms of antipsychotic-induced parkinsonism. Should the dose of
trifluoperazine be increased?
J.P.'s symptoms of rocking, pacing, agitation, and the inability to sit still are consistent with akathisia. Because his
psychiatric symptoms have improved and the new symptoms developed within 2 weeks after the initiation of
trifluoperazine, a diagnosis of akathisia is more probable than unresponsiveness to the antipsychotic medication.
Therefore, the trifluoperazine dose should not be increased because it can worsen the akathisia.
18. How should J.P.'s akathisia be managed?
Akathisia is less responsive to treatment than are antipsychotic-induced parkinsonism and dystonia.58 As an initial
approach to manage his akathisia, a small reduction (5 mg/day) in his trifluoperazine dosage should be attempted. If
symptoms of his psychosis return or if the akathisia persists, the addition of a β-blocking agent, an anticholinergic
drug, or a benzodiazepine can be considered.58,154 Propranolol would be a recommended agent because there is a
suggestion that its efficacy and safety profile may be preferable compared with other agents.159 Anticholinergic
drugs are appropriate alternatives if antipsychotic-induced parkinsonism is present. If his symptoms do not improve
in response to a dosage reduction of his trifluoperazine within 1 week, J.P. should be started on propranolol 20 mg
three times a day, and the dose should be increased by 20 mg every other day to a maximum of 120 mg, if
necessary.159 He has no contraindications to β-blocker therapy and does not have antipsychotic-induced
parkinsonism; therefore, antiparkinsonian agents (Table 78-12) are not preferred over propranolol. If the akathisia
persists after a trial of propranolol 120 mg/day therapy for 1 week, benzodiazepines should be tried or he should be
switched to an atypical antipsychotic.
Tardive Dyskinesia (TD)
TD is a syndrome characterized by involuntary choreoathetoid movements that occurs in individuals taking long-term
antipsychotics. The face (tics, blinking, grimacing), tongue (chewing, protrusion, tremor, writhing), lips (smacking,
pursing, puckering), neck and trunk (torsion and torticollis), and limbs (toe tapping, pill rolling, and writhing) are
commonly involved. The movements may be choreiform (rapid, jerky, nonrepetitive), athetoid (slow, sinuous,
continual), or rhythmic (stereotypic) in nature.
TD occurs in approximately 20% of patients who receive long-term treatment with typical agents.149 The cumulative
annual incidence is approximately 5% through the first 4 years of treatment in an adult who receives typical
antipsychotic treatment.160 Advancing age is the most consistently observed risk factor for the development of TD.161
The annual incidence rates of developing TD are three- to fivefold higher in older patients compared with younger adults.162,163 Other risk factors include higher mean daily and cumulative
antipsychotic doses, and presence of extrapyramidal signs early in treatment.162,163 Although there is some indication
that the risk of TD may be higher in women, nonwhites, patients with affective psychiatric disorders, and patients
taking concomitant anticholinergic agents, these findings have not been consistently observed.161
For most patients, TD does not seem to be progressive or irreversible; it can be reversed with discontinuation of the
antipsychotic agent. The onset of symptoms tends to be subtle with a fluctuating course.161 Most TD cases are
relatively mild. However, a portion of patients (5%–10%) may develop a form of TD that is severe enough to impair
functioning.164 Severe oral dyskinesia may result in dental and denture problems that can progress to ulceration and
infection of the mouth as well as muffled or unintelligible speech. Severe orofacial TD can impair eating and
swallowing, which in turn could produce significant health problems. Gait disturbances owing to limb dyskinesia may
leave patients vulnerable to falls and injuries.
Although the exact cause of TD is unknown, dopaminergic hypersensitivity, disturbed balance between dopamine
and cholinergic systems, dysfunction of GABAergic and noradrenergic systems and neurotoxicity via free radicals
have been proposed.149
19. C.M., a 31-year-old woman, was diagnosed with chronic paranoid schizophrenia 9 years ago. She responds
to antipsychotic drugs, but has been hospitalized six times because of nonadherence to her medications. She
has taken loxapine, haloperidol, and fluphenazine in the past and currently is being treated with
trifluoperazine 25 mg HS (decreased from 30 mg 1 month ago). C.M. also has been taking trihexyphenidyl 2 mg
TID for the past 5 years. Involuntary movements (including tongue protrusion, frequent blinking, and writhing
movements of her legs) were noted during a recent evaluation. What data in C.M.'s history are consistent with
TD?
The 9 years of antipsychotic treatment and the symptoms of tongue protrusion, blinking, and writhing leg
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movements are consistent with TD. Long-term anticholinergic treatment (trihexyphenidyl) also may contribute to
the development of C.M.'s abnormal movements.
20. C.M. has no history of abnormal movements and currently has no EPS. What disorders or medications can
produce symptoms similar to those of TD?
Tourette syndrome, dental problems, Huntington's or Sydenham's chorea, chorea of pregnancy, and systemic lupus
erythematosus are among the disorders that have been associated with dyskinetic movements. Medications such as
metoclopramide, amoxapine, bromocriptine, levodopa/carbidopa, and pramipexole165 also can cause TD.
Spontaneous dyskinesia resembles TD but can occur in patients without previous exposure to antipsychotic
medications.161 This form of abnormal movement is noticeably more common in elderly patients. A baseline
dyskinesia rating is essential before treating elderly patients with antipsychotic medications to avoid the potential
diagnostic dilemma of differentiating spontaneous dyskinesia from antipsychotic-induced TD.
TD varies in severity and presentation and is reversible in many cases; therefore, rating scales are needed to
standardize assessments (Table 78-11). A temporal relationship between an antipsychotic dose change and
movement severity should be evaluated when performing assessments. An increase in the antipsychotic dose can
clinically suppress the symptoms, whereas a decrease in dose can transiently unmask the movements often called
“withdrawal dyskinesia.”165 For example, the movements C.M. is exhibiting may have worsened as a result of the
recent dose reduction in trifluoperazine. On the other hand, a dose increase may produce a temporary lessening of
movement severity. Patients taking long-term antipsychotics should be evaluated for TD every 3 to 6 months using a
standardized rating scale (Table 78-11). Findings always should be documented in patient records to ensure
continuity of care.
21. C.M. is diagnosed with antipsychotic-induced TD. How should C.M.'s TD be managed?
Management of TD should focus first on prevention. That is, antipsychotic drugs must be reserved to treat conditions
known to respond (e.g., psychotic disorders such as schizophrenia, major depression with psychotic features,
schizoaffective disorder), and the total dose and duration of treatment should be minimized. Because C.M.'s long-
term exposure to antipsychotics is the likely cause of her TD, discontinuation of her trifluoperazine would be the
ideal treatment. Unfortunately, she has experienced multiple recurrent psychotic episodes and requires lifetime
treatment with antipsychotics. Because of the reduced TD liability with atypicals, C.M. should be switched to an
atypical agent.150,151,152,153 It has been recommended that an atypical antipsychotic be used for mild TD symptoms,
and that clozapine be considered when TD is severe or distressing to the patient.150,166 Rapid reduction in the dose of
trifluoperazine must be avoided to prevent severe withdrawal dyskinesias, but her dose should be slowly reduced as
an atypical antipsychotic is titrated to the lowest effective dose. This minimizes both her exposure to antipsychotic
medications and her corresponding dyskinesia risk. Trihexyphenidyl should also be discontinued because of its
possible contribution to TD. Because C.M. has already been diagnosed with TD, an evaluation of the risks and
benefits of continued antipsychotic treatment must be discussed with her and documented in the chart.
22. Are there other medications for treating T.D.?
A number of other agents have been studied for their potential therapeutic effects on TD. Drugs that augment GABA
neurotransmission (e.g., diazepam, clonazepam, valproic acid), adrenergic drugs (propranolol, clonidine) and free-
radical scavengers (vitamin E) have all been used, with limited or inconsistent results.160,167,168 These agents may be
useful as adjunctive treatments when TD persists despite the use of atypical agents.
Anticholinergic Effects
Anticholinergic effects are more significant with low-potency typical antipsychotics, and with the atypical agents,
clozapine and olanzapine. Clinically, patients complain of constipation, urinary retention, and dry eyes, mouth, and
throat. Dry mouth and throat can cause several additional problems, including dental caries and weight gain if thirst
is satisfied with high-sugar drinks. Oral fungal infections can also occur if gum or liquids with high sugar content are
regularly consumed. The most serious complications from medications with anticholinergic properties are delirium and adynamic ileus.169,170 Interestingly, clozapine causes significant
hypersalivation despite its anticholinergic effects. The mechanism is unknown, but it may be caused by clozapine's
augmentation of the adrenergic receptors that control salivation.171 Drug therapy with benztropine, amitriptyline,
and clonidine may alleviate hypersalivation; however, these agents are not effective in all patients and when they
are beneficial tolerance may develop. Although anticholinergic effects are a minor problem with high-potency
typical agents, some patients may still have problems when anticholinergic antiparkinsonian agents are added to
treat EPS.
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Cardiovascular Effects
Orthostatic Hypotension
Antipsychotic drugs can cause a variety of cardiovascular complications, but the most common problem is orthostasis
from α1-adrenergic blockade. Low-potency typical agents and atypical antipsychotics pose the greatest risk for
producing orthostatic hypotension. Orthostasis is most likely to occur during the first few days of treatment or when
increasing the dose of medication. Although tolerance usually occurs within 2 to 3 weeks, orthostasis necessitates
slow dose titration early in treatment for patients who are particularly prone to this side effect (e.g., the elderly).
Tachycardia
Tachycardia may occur as a result of the anticholinergic effects of antipsychotic medications on vagal inhibition, or
secondary to orthostatic hypotension.58 Clozapine produces the most pronounced tachycardia. If tachycardia is
sustained or becomes symptomatic, low doses of a β-blocker such as atenolol or propranolol can be useful once an
ECG has ruled out other medical causes.
Electrocardiographic Changes
ECG changes such as prolongation of the QT and PR intervals, ST-segment depression and T-wave flattening have
been observed with antipsychotics.172 The most clinically important of these potential changes is prolongation of the
QTc interval (which is the QT interval adjusted for heart rate) and has drawn the attention of the FDA. QTc
prolongation may lead to the development of ventricular tachyarrhythmias such as torsades de pointes and
ventricular fibrillation, which can cause syncope, cardiac arrest, or sudden cardiac death. All antipsychotics have
the potential to prolong the QTc interval to varying degrees. In 2000, Pfizer in consultation with the FDA, completed
a study in which the QTc intervals of patients taking several antipsychotics, at usual therapeutic dosages and in the
presence of a metabolic inhibitor, was compared (Fig. 78-2).173 Thioridazine was shown to prolong the QTc interval
at least 20 msec longer than haloperidol, risperidone, olanzapine, or quetiapine. This led to a boxed warning on the
FDA-approved product labeling stating that thioridazine has been shown to prolong the QTc interval in a dose-
related manner and its use should be limited to patients who cannot be managed on other antipsychotics. In the
same study, ziprasidone prolonged the QTc interval 5 to 15 msec longer than did haloperidol, risperidone,
olanzapine, or quetiapine. Unlike thioridazine, the ziprasidone effects were not dose related. The exact point at
which QTc prolongation becomes clinically dangerous is unclear. Because most reported cases of torsades de pointes
Figure 78-2 Comparison of QTc changes with antipsychotics. (Adapted from reference 173.)
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have appeared in individuals with a QT interval >500 msec, discontinuation of the suspected offending agent has
been recommended if the interval consistently exceeds 500 msec. It is important to note that no patients in this
study had QTc intervals exceeding 500 msec or arrhythmias. Despite the fact that no increased risk of arrhythmia or
sudden death has been demonstrated with ziprasidone, caution is warranted in patients with some types of cardiac disease and with an uncontrolled electrolyte disturbance. The coprescription of ziprasidone with other
drugs that prolong the QT interval should be avoided. Under most clinical circumstances, however, ziprasidone may
be safely used without ECG monitoring or other special precautions.
Metabolic Effects
Hyperprolactinemia
Antipsychotic-induced hyperprolactinemia has come to the forefront because of differences found among the
atypical agents. Before the introduction of the atypical agents, prolactin elevation was unavoidable because all
typical antipsychotics elevate serum prolactin by blocking the tonic inhibitory actions of dopamine in the
tuberoinfundibular tract.174 Among the atypical agents, risperidone and, to a lesser extent, olanzapine produce a
dose-related increase in prolactin levels that is equal to or greater than that seen with typical antipsychotics.175,176
The remaining atypical agents have little impact on serum prolactin levels.175 Hyperprolactinemia is of clinical
importance because it may lead to galactorrhea, gynecomastia, amenorrhea, anovulation, impaired
spermatogenesis, decreased libido and sexual arousal, and anorgasmia.177 Interestingly the hyperprolactinemia is not
always associated with clinical symptoms. For example, Kleinberg et al.176 failed to find an association between
sexual dysfunction and risperidone-associated hyperprolactinemia. This may be a product of the multifactorial
nature of sexual dysfunction or methodologic limitations in data collection. Patients often do not spontaneously
report symptoms of sexual dysfunction and clinicians must remember to ask about these potential side effects.175
Weight Gain
Weight gain is emerging as one of the most significant concerns associated with the use of antipsychotics,
particularly among the atypical agents. The mechanism of antipsychotic-induced weight gain is unclear, but
antagonism of histamine H1 and serotonin 5-HT2C receptors has been implicated.178 A genetic predisposition exists for
weight gain; a mutation in the 5-HT2c receptor gene may increase risk for weight gain from atypical antipsychotics.
No genetic tests exist to predict which patients will gain weight from the atypical antipsychotics.179,180 Another
theory is the potential decreased signaling of two serotonin receptors, 2A and 2C, increased calorie intake and
appetite, and/or decreased metabolic rate.180,181 The higher the binding affinity to the histaminergic receptor, the
more that agent is likely to be associated weight gain.180 Among the atypical agents, weight gain is most common
with clozapine and olanzapine, lowest with ziprasidone and aripiprazole, and intermediate with risperidone and
quetiapine.182 In a meta-analysis, Allison et al.183 found that the estimated weight gain at 10 weeks of therapy was
greater with clozapine (4.45 kg) and olanzapine (4.15 kg) relative to risperidone (2.1 kg) and ziprasidone (0.04 kg),
as illustrated in Figure 78-3. Moderate short-term weight gain has been demonstrated with quetiapine and is minimal
with aripiprazole.98,184 Similarly, clozapine and olanzapine have the largest associated weight gain with long-term
treatment.184 The weight gain observed with clozapine and olanzapine is not dose dependent and plateaus 6 to 12
months after treatment initiation.185,186 However, other authors suggest that antipsychotic-associated weight gain
plateaus within the first several months of treatment with risperidone, quetiapine, and ziprasidone can continue
over several years for clozapine and olanzapine.175 The issue of weight gain has important clinical implications in
light of the link with impaired glucose tolerance and type II diabetes, hyperlipidemia, and increased
mortality.58,187,188,189,190 Patients who had no weight gain due to atypical antipsychotics can still develop diabetes
mellitus. In a case review of 45 patients who developed or had worsening of their diabetes, nearly 50% had no
weight gain. Atypical antipsychotics may impair insulin sensitivity or glucose regulation independent of weight gain,
although the true reason for diabetes is still unknown.179,181
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Cardiovascular disease is the leading cause of death among patients with schizophrenia.191 On average, patients with schizophrenia live 20% shorter than the general population. They commit suicide up to 20 times more than the
general population; and patients with schizophrenia specifically aged 25 to 44 years old, are three times more likely
to die compared with the general population. This number has continued to increase as patients are no longer
institutionalized.179
23. L.A., a 45-year-old woman with chronic paranoid schizophrenia, had been managed successfully with
Figure 78-3 Comparison of weight change among antipsychotics. (Adapted from reference 183.)
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Table 78-13 Monitoring Protocol for Atypical Antipsychoticsa
� Baseline Week 4 Week 8 Week 12 Quarterly Annually Every 5 years
Personal/Family history X � � � � X �
Weight (BMI) X X X X X � �
Waist circumference X � � � � X �
Blood pressure X � � X � X �
Fasting plasma glucose X � � X � X �
Fasting lipids profile X � � X � � X
aMore frequent assessments may be warranted based on clinical status.
Compiled from references 219 and 220.
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haloperidol for many years. She subsequently developed TD and was switched to olanzapine 20 mg HS. Before
initiation of olanzapine 4 months ago, L.A. was 54 and weighed 132 lb. She has responded well to the
olanzapine; however, she now weighs 148 lb. Can L.A.'s weight gain be attributed to olanzapine?
Weight gain has been reported with typical antipsychotics, but even greater weight gain has been seen with atypical
agents such as clozapine and olanzapine, and to a lesser extent, risperidone and quetiapine.182,183,184 The cause of
antipsychotic-induced weight gain is multifactorial and may include a change in food preferences, increased food or
fluid intake, carbohydrate craving, or a lack of activity. Blockade of the histamine and 5-HT2C receptors are also
contributory. H1 blockade causes sedation that may produce inactivity. H1 blockade may also increase weight by
interfering with normal satiety signals from the gut, resulting in overeating. Evidence for a role of 5-HT2C antagonism
is derived indirectly from appetite-suppressing drugs, such as fenfluramine, which are thought to act via 5-HT
agonism.192
L.A.'s weight gain should be taken seriously because it may contribute to medical conditions such as diabetes,
hyperlipidemia, coronary artery disease, gastrointestinal disorders, cancer, and hypertension.193,194 A significant
weight gain may cause her to have a poor self-image, which may lead to treatment nonadherence. Obese patients
with schizophrenia are 2.5 times more likely to discontinue their medication than nonobese patients.194 She should
be enrolled in a weight management program. If a patient gains 5% or more of their pretreatment body weight,
switching to another antipsychotic should be considered.195 For L.A., switching to another antipsychotic with lower
weight gain liability may be considered; however, this decision must be balanced against her current positive
response to olanzapine.
24. How should the potential metabolic complications associated with antipsychotics be monitored?
Although the risk of TD seems to be significantly reduced with the use of atypical antipsychotics, there is concern
regarding other long-term side effects with these agents including impaired glucose tolerance, type 2 diabetes, and
hyperlipidemia.175,187
L.A. should be informed about these potential complications. The routine monitoring of weight, fasting glucose
levels, and lipid panels have been recommended and appropriate therapeutic options should be initiated if
abnormalities are observed.175,187 Guidelines have been created for the monitoring of metabolic issues associated
with atypical antipsychotic use (Table 78-13). At baseline, a personal and family medical history should be obtained,
as well as height and weight (to determine body mass index), waist circumference, BP, fasting plasma glucose, and a
fasting lipid panel.195,196 Fasting blood glucose and lipid levels, as well as BP measurements, should be completed 3
months after drug initiation, then every year if the patient is within normal limits.195,196 Weight should be reassessed
at weeks 4, 8, and 12, then quarterly, after drug initiation.195,196 L.A. should be encouraged to self-monitor her
weight and report any significant weight fluctuations. Subjective evidence of a weight change may include a change
in clothes or belt size. In addition, she should be routinely monitored for the presence of diabetic symptoms (e.g.,
polyuria, polydipsia) at every clinic visit.
Neuroleptic Malignant Syndrome
25. C.B., a 25 year-old man, was hospitalized with the diagnosis of schizophrenia, paranoid type, and was
started on loxapine 25 mg HS. After 2 days of therapy, C.B. became rigid, seemed confused at times, and had a
fever of 41°C. A diagnosis of neuroleptic malignant syndrome (NMS) was made. What features of this syndrome
does C.B. have and how should it be treated?
NMS is a rare but potentially lethal adverse effect of antipsychotic therapy. The risk of NMS seems to be lower for
atypical agents than for typical agents.143 However, cases of NMS have been linked to treatment with clozapine,
risperidone, olanzapine, quetiapine, ziprasidone, and aripiprazole.197,198,199,200,201,202,203
NMS can occur hours to months after the initial drug exposure, and the mortality rate is reported to be as high as
20%.58 The incidence is estimated at between 0.02% and 3.23% of patients taking typical antipsychotic drugs.204 The
cardinal features include muscular rigidity, hyperthermia, autonomic dysfunction, and altered consciousness.
Extrapyramidal dysfunction (e.g., rigidity) and akinesia usually develop initially or concomitantly with a temperature
elevation as high as 41°C. Autonomic dysfunction includes tachycardia, labile BP, profuse diaphoresis, dyspnea, and
urinary incontinence. The patient's level of consciousness may vary from alert to mutism, stupor, and coma. Other neurologic findings
include sialorrhea, dyskinesia, and dysphagia. Symptoms usually develop rapidly over 24 to 72 hours. Creatine
kinase, CBC, and LFTs are usually increased.
C.B.'s fever of 41°C, rigidity, and confusion are consistent with NMS. C.B.'s loxapine should be discontinued and
supportive measures initiated to treat hyperthermia and prevent dehydration (e.g., antipyretics, a cooling blanket,
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and IV fluids).205 Secondary complications such as pneumonia and renal failure should be managed as they develop.
If C.B.'s condition does not show a trend toward improvement or worsens after 1 to 3 days of observation and
supportive therapy, a number of additional pharmacologic interventions should be considered.205 NMS has been
attributed to dopamine depletion caused by neuroleptic drug blockade of dopamine pathways in the basal ganglia
and hypothalamus. For that reason, dopamine agonists such as amantadine or bromocriptine sometimes are
beneficial. Dantrolene relaxes skeletal muscle and is specifically recommended for severe hyperthermia. C.B. should
be started on dantrolene 50 mg four times daily and either bromocriptine 2.5 mg three times daily or amantadine
100 mg three times daily to accelerate reversal of his condition.206 If he is unable to take oral medications, 1.25 to
1.5 mg/kg IV dantrolene should be used.
NMS is self-limiting and usually lasts 2 to 14 days after the oral antipsychotic is discontinued, or longer after
discontinuation of depot medications. C.B.'s response to therapy can be assessed by frequently monitoring his vital
signs and by measuring creatine kinase daily. After several weeks of recovery, treatment may be cautiously resumed
with another atypical antipsychotic.205,207
Sedation
Sedation can occur with any antipsychotic agent; however, it is most pronounced with the low-potency typical
agents and with clozapine and quetiapine. Sedation at the beginning of treatment may be desirable for anxious or
aggressive patients. However, persistent sedation during long-term treatment may adversely affect daily functioning
and quality of life. Most patients develop some tolerance to these sedating effects over time, but it can be
minimized by reducing the dose or shifting administration to bedtime.
Hepatic Dysfunction
26. A.S., a 24-year-old woman, is brought to the hospital because of unusual behavior and violence toward her
mother. A.S. is diagnosed with schizophrenia, paranoid type, acute exacerbation. Quetiapine 25 mg BID was
prescribed initially and the dose gradually increased until 200 mg TID was achieved. Her baseline laboratory
tests (CBC with differential, a chemistry profile that included LFTs, and serum electrolytes) were within normal
limits. The same tests were repeated 10 days after her psychosis was under evaluation. The aspartate
aminotransferase and alanine aminotransferase are now 2.5 times normal, but she has no GI complaints or
medical problems. Should quetiapine be discontinued at this time?
Benign elevations in LFTs (i.e., increases in aspartate aminotransferase or alanine aminotransferase less than two to
three times normal) have long been reported early in the course of therapy with most antipsychotic drugs.34,66,85
Such increases are rarely problematic; thus, no routine assessment of liver function in mandated by the FDA.
A more specific hepatic complication, cholestatic jaundice, has been associated with certain antipsychotic agents.
The phenothiazines, especially chlorpromazine, have been implicated. Most cases develop within the first month of
therapy and usually are preceded by prodromal symptoms of fever, chills, nausea, upper gastric pain, malaise, and
pruritus. Discontinuation of the phenothiazine and symptomatic care are the primary modes of treatment because
the cholestatic jaundice generally is self-limiting and usually resolves within 2 to 8 weeks. Occasionally, a more
chronic course may develop. Once the signs and symptoms have resolved, an alternate class of antipsychotic,
preferably a nonphenothiazine, should be prescribed.
The LFTs in A.S. are only modestly abnormal, and she is not experiencing symptoms of hepatotoxicity or cholestatic
jaundice. Therefore, quetiapine should be continued. Routine laboratory monitoring of LFTs does not prevent drug-
induced cholestatic jaundice; thus, no follow-up laboratory tests are required unless symptoms of hepatic
dysfunction develop. Awareness and evaluation of A.S. for prodromal symptoms is the most appropriate action at
this time.
Ocular Effects
27. Are there any additional baseline tests that should have been performed on A.S. before starting quetiapine?
The ocular effects of antipsychotic agents are well recognized and are generally of minor clinical consequence.
Corneal and lens changes have been reported with several phenothiazines and thiothixene. Chlorpromazine is the
most commonly implicated, with the risk being greatest with long-term, high-dose exposure (1–3 kg lifetime dose).208
If A.S. has not yet had a slit-lamp evaluation, an ophthalmologist should evaluate her as soon as possible. A 6-month
follow-up examination is also indicated. Quetiapine should probably be discontinued if lens changes were noted on
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any of the examinations.
Temperature Dysregulation and Dermatologic Effects
28. N.M., a 27-year-old man, recently was diagnosed with undifferentiated schizophrenia and was stabilized
with chlorpromazine 400 mg HS during a 3-month stay in an inpatient unit. N.M. has continued chlorpromazine
400 mg HS as an outpatient and has done so well that he is ready to return to work as a laborer at a
construction site. What precautions should he take when working outside?
N.M. should be advised to wear a hat when working outside, drink fluids, stay in the shade as much as possible, and
seek a cooler environment if he feels hot. Antipsychotics can cause temperature dysregulation, likely by inhibiting
hypothalamic temperature regulation. The net result is poikilothermia (the normal body temperature cannot
respond to heat or cold, and patients become hypothermic or hyperthermic, depending on the surrounding
temperature).209 The strong anticholinergic effects of N.M.'s chlorpromazine can impair cutaneous heat elimination
and further exacerbate the problem. Olanzapine and clozapine also have strong anticholinergic properties,
necessitating caution for patients exposed to excessive heat.
N.M. should also be advised to use a sunscreen with maximum sun protection factor, along with protective clothing
because chlorpromazine-induced photosensitivity can predispose him to severe sunburns. The tricyclic structure of
some antipsychotic drugs absorbs ultraviolet rays, producing free radicals that damage skin. Chlorpromazine is the
most common cause of photosensitivity, but it can occur with all phenothiazines and with thiothixene.209
Other dermatologic reactions can occur with antipsychotics, and N.M. should be advised to report any skin
abnormalities to his physician. Dermatitis, presenting with a maculopapular rash on the face, neck, and upper chest,
occurs in approximately 5% of patients shortly after starting chlorpromazine. Localized or generalized urticaria also
can develop. Antihistamines usually provide adequate relief, but the antipsychotic agent may have to be
discontinued in severe cases. The rash rarely reappears after resumption of treatment.
Seizures
29. R.A., a 26-year-old woman recently diagnosed with chronic paranoid schizophrenia, is brought to the
hospital after assaulting a neighbor. She presents in an acute psychotic state and has not calmed down since
entering the hospital. She has struck two staff members on the psychiatric unit. R.A. has had generalized tonic–
clonic seizures since age 14 and currently is taking carbamazepine 300 mg TID (serum concentration on
admission is 8.2 mg/mL). R.A. has not been taking any antipsychotic medications and has been seizure free for
1 year. She needs acute treatment with an antipsychotic because of her dangerous behavior. How should an
antipsychotic be initiated to treat her schizophrenia in light of her seizure disorder?
Antipsychotic drugs can lower the seizure threshold, producing seizures in patients who previously were seizure free.
Seizures are most common with low-potency typical antipsychotics and clozapine.58 Clozapine-induced seizures are
dose related. The seizure rate is approximately 1% at doses below 300 mg/day, 2.7% at doses between 300 and 600
mg/day, and 4.4% at doses above 600 mg/day.210 Because R.A. is currently a danger to herself and to others, the
benefits of antipsychotic treatment outweigh the risks. Strategies to minimize the risk of seizures should be
employed and include slow dose titration, use of lowest effective doses, and possible concurrent administration of
an antiepileptic drug (e.g. carbamazepine).211
Haloperidol, an agent with a low risk for causing seizures, is a good selection. An initial dose of 5 mg PO or 2.5 mg IM
should be given immediately, and additional dosages should be carefully administered until the psychosis resolves or
she is no longer dangerous. The decision to use scheduled or as-needed medications should be based on whether she
remains dangerous after a few immediate doses and the underlying cause of the psychosis. Supplemental
benzodiazepines may be used to avoid high doses of haloperidol. If necessary, R.A.'s carbamazepine dose should be
adjusted to maintain good seizure control and serum concentrations should be monitored. Carbamazepine (and other
enzyme-inducing antiepileptic drugs) can influence the hepatic metabolism of antipsychotic agents. R.A. should be
monitored for recurrent symptoms of schizophrenia if her carbamazepine dosage is increased.
Sexual Dysfunction
30. K.J., a 24-year-old man with chronic paranoid schizophrenia, was rehospitalized for an acute exacerbation
secondary to nonadherence with thioridazine 400 mg HS. During the medication history, it is discovered that he
stopped taking thioridazine because he lost his interest in sex. When he tries to have intercourse, he
experiences delayed ejaculation. About a week after stopping the thioridazine he is able to have a normal
ejaculation. How does thioridazine contribute to K.J.'s sexual dysfunction?
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Thioridazine is recognized as the most common cause of antipsychotic-induced sexual dysfunction.212 Sexual side
effects such as diminished libido, impaired arousal, and erectile and orgasmic dysfunction, however, have also been
reported with both other typical agents and atypical agents.175 The causes of antipsychotic-induced sexual
dysfunction are related to a number of factors including hyperprolactinemia via dopamine blockade, α-adrenergic
blockade, and anticholinergic and sedative effects.213 Impaired sexual function has also been observed in untreated
patients with schizophrenia, making the distinction between drug-induced and disease-induced symptoms
difficult.214 K.J.'s sexual dysfunction likely is related to the thioridazine because the symptoms resolved after he
stopped the medication. Lowering the dose of thioridazine or converting him to another antipsychotic with less
influence on sexual function may be helpful, although no reliable evidence is available to indicate which drugs are
least likely to cause sexual dysfunction.
Predictors of Medication Response As a general rule, antipsychotic agents should be initiated and titrated over the first few days to an average
effective “target” therapeutic dose unless the patient's physiological status or history indicates that this dose may
result in unacceptable adverse events.215 After 1 week on the “target” dose, a modest dosage increase (within the
recognized therapeutic range) may be considered if minimal or no improvement has been observed. In instances in
which symptoms improve after the dose is increased, it may be difficult to know whether the response resulted from
the dose change or from additional days on the drug. The duration of a therapeutic trial is 3 to 8 weeks in patients
with little to no response, and 5 to 12 weeks in patients with a partial response.166,215 Dosing recommendations for
the antipsychotics are provided in Table 78-10.
Factors to Consider When Evaluating a Poor Response A large proportion of patients with schizophrenia do not have an adequate response to antipsychotic therapy.
Inadequate response may be caused by inadequate dosing, poor adherence, or true resistance to antipsychotic
treatment.216 Some of these factors can be addressed. In some patients, the therapeutic antipsychotic dose cannot
be reached because of intolerable side effects. As mentioned, a therapeutic trial of 3 to 12 weeks at an optimal
dosage may be necessary to determine the full benefit from an antipsychotic agent. Nonadherence with medications
is a common obstacle in the management of schizophrenia, even in supervised settings. Blood level monitoring may
be helpful to identify nonadherent patients as well as those in whom a pharmacokinetic factor may account for a
poor response (e.g., poor drug bioavailability, rapid metabolizer, concomitant use of a metabolism-inducing agent). Therapeutic ranges of some antipsychotics are provided in
Table 78-9.
A single definition of treatment resistance does not exist, but factors to consider in this definition include chronic or
repeated hospitalizations, persistent positive symptoms, lack of improvement in negative symptoms, and
breakthrough symptoms despite adherence to treatment.216 Guidelines for determining treatment resistance have
been proposed and include at least two prior drug trials of 4 to 6 weeks duration at 400 to 600 mg chlorpromazine
(or equivalent, i.e., 8–12 mg of risperidone) with no clinical improvement, >5 years without a sustained period of
good social or occupational functioning, and persistent psychotic symptoms.216,217
Several strategies have been proposed if a change in antipsychotic medication is necessitated by side effects or
insufficient efficacy.140 These include an abrupt switch (abrupt cessation of the current drug, with abrupt
introduction of the new one at the expected therapeutic dose), a gradual switch (slow downward adjustment of the
dosage of the current medication, with slow upward adjustment of the dosage of the new drug) or an overlapping
switch (abrupt introduction of the new medication overlapping with the current medication, followed by downward
adjustment of the dosage of the previous medication). None of these strategies has been demonstrated to be
superior to another in terms of efficacy or safety, and the switch strategy depends on the clinical presentation.
31. M.S., a 24-year-old man, was brought to the ED by the police because voices told him to strike his mother.
His medical workup and urine drug screen were negative. M.S. has a diagnosis of schizophrenia,
undifferentiated type, and has been hospitalized four times in the last 2 years secondary to poor adherence to
his prescribed medication. He has had the same presentation on all previous hospitalizations. During his last
hospitalization, M.S. was stabilized on thiothixene (Navane) 20 mg orally at bedtime without any signs of
adverse effects. How can IM depot therapy decrease readmissions, and how do we determine if M.S. is a good
candidate for IM depot therapy?
M.S.'s history suggests that he is a good candidate for depot therapy. He responds to typical antipsychotics, but
relapses owing to nonadherence. He should be able to tolerate higher potency antipsychotics because he has
tolerated moderate doses of thiothixene. The patient should also be asked whether he is willing to take injections
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before proceeding with this strategy.
Conversion From Oral to Depot Therapy
32. How could M.S. be converted from oral therapy to depot therapy?
For patients such as M.S. who have never taken risperidone, haloperidol, or fluphenazine (the currently available
long-acting depot forms of antipsychotics), an oral trial lasting several days to weeks is needed before conversion.
The trial is necessary to ensure tolerability, evaluate response, and, when possible, determine the minimum
effective dose.
Various formulas to convert from oral formulations to the decanoates have been proposed, but no method has been
proved clinically superior. Clinicians should strive to use the longest dosing interval between injections and minimize
the duration of combination oral and depot therapy. Careful evaluation of both tolerance and response is required
for several months after initiating depot therapy.
Fluphenazine Decanoate Conversion
After stabilizing the patient on oral fluphenazine, multiply the total daily fluphenazine oral dose by 1.2 and
administer as fluphenazine decanoate IM every 1 to 2 weeks.218 Alternatively, 12.5 mg of fluphenazine decanoate
can be administered IM every 1 to 2 weeks for every 10 mg (rounding to the nearest 10-mg increment) of oral
fluphenazine per day (e.g., 25 mg/day PO rounded to 30 mg/day and given as 37.5 mg of decanoate).219 The
decanoate dosing interval may be increased to every 3 weeks after 4 to 6 weeks of therapy because of fluphenazine
accumulation. There are no specific guidelines for the continuation of oral therapy after initiating the depot
formulation; however, combination oral and IM therapy should be limited to the initiation period (1–4 weeks) or
during times of decompensation.
Haloperidol Decanoate Conversion
Elderly patients or those stabilized on <10 mg of oral haloperidol per day should receive haloperidol decanoate in an
IM dose that is 10 to 15 times the oral daily dose every 4 weeks. If higher oral doses are needed for stabilization,
then the first decanoate dose should be 15 to 20 times the oral daily dose to a maximum of 450 mg.220 The first
injection of haloperidol decanoate should not exceed 100 mg. If more is required, the balance of the dose can be
given in an additional one to two injections (provided that there are no EPS) over 3 to 7 days. Because haloperidol
accumulates, the monthly decanoate dose should be decreased every 3 to 4 months by 25% until a minimum
effective dose is achieved. Most patients can be effectively managed with a maintenance dose of 50 to 200 mg every
4 weeks.166 Guidelines for concomitant oral therapy remain unclear and should be based on response and adverse
effects, with the goal of depot alone after the first month of treatment if the aforementioned strategy is used.218
Using these guidelines, M.S. should be converted from thiothixene 20 to 10 mg of oral haloperidol per day (Table 78-
10). Oral haloperidol should be continued alone for at least 1 week, until M.S. is stabilized. Once stabilization with
oral haloperidol has occurred, haloperidol decanoate 100 mg IM can be administered. This can be followed with 50
mg IM 3 days later if no adverse effects are noted after the first injection. The total initial dose is 150 mg every 4
weeks (15 times the oral dose). A 200-mg total dose is also acceptable if the clinician believes the patient needs
more drug. No oral medication is needed after the second injection and should only be given if M.S. shows signs of
decompensation. M.S. should be monitored carefully for extrapyramidal side effects and response. M.S. should
receive haloperidol decanoate 150 mg IM every 4 weeks with the dose adjusted according to response and tolerance;
the dose can be decreased after 3 to 4 months because of drug accumulation.
Long-Acting Risperidone Formulation
It is recommended that patients establish tolerability with oral risperidone prior to initiating treatment with
Risperdone CONSTA. In published clinical trials, IM doses of 25, 50, or 75 mg have been administered at 2-week
intervals.141,142 The recommended dose is 25 mg IM every 2 weeks. Oral therapy of risperidone should be continued for 2 to 3 weeks
after the first IM injection and then discontinued.
Inadequate Response
33. J.H., a 33-year-old man, was diagnosed with chronic paranoid schizophrenia at age 21 and has been
hospitalized 15 times because of his illness. He repeatedly presents in a paranoid and hostile state complaining
of auditory hallucinations and paranoid delusions in which the police and the people in his apartment building
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are trying to kill him. His symptoms have prevented him from obtaining employment, and he has no close
friends. He has been treated with fluphenazine 20 mg HS and perphenazine 48 mg HS, but has had only a
partial response to each medication. After each discharge, J.H. stays out of the hospital for approximately 6
months, then relapses, even with good adherence. He currently is taking haloperidol 15 mg HS with only
minimal improvement after 2 months of treatment. What can be done to improve his response?
J.H. meets criteria for treatment-resistant schizophrenia, and clozapine is the “gold standard” for the treatment of
this type of patient.216 However, considering the risk of agranulocytosis, the burden of side effects, and the
requirement of white blood cell (WBC) monitoring associated with clozapine therapy, one of the other atypicals
should be tried before proceeding to clozapine.166,216
Clozapine
Indications
34. J.H. did not respond to an adequate trial of quetiapine 400 mg BID and was just admitted to the hospital
again. He is becoming increasingly isolated and paranoid. He has no other medical conditions and is taking only
lorazepam 1 to 2 mg Q 4 to 6 hr PRN. His last dose of quetiapine was 2 days ago. Because of his refractory
illness, J.H. is being considered for clozapine therapy. What are the advantages and disadvantages of clozapine
therapy? What makes him a good candidate for clozapine?
Clozapine is approved by the FDA for treatment of resistant schizophrenia or when adverse effects such as TD and
EPS preclude use of other antipsychotics. Clozapine is contraindicated in patients with a history of a
myeloproliferative disorder, uncontrolled epilepsy, paralytic ileus, clozapine-induced agranulocytosis or
granulocytopenia a current WBC count below 3,500 mm3 or ANC count below 2,000/mm3. Clozapine also should be
used with caution in patients who cannot tolerate anticholinergic effects, in those at risk for drug-induced
orthostasis, or in patients with significant renal or hepatic disease.221 Because of J.H.'s progressive decline in social
functioning and inadequate response to haloperidol, fluphenazine, perphenazine, and quetiapine, clozapine should
be considered.
Clozapine has clearly demonstrated superiority to typical agents in treating refractory schizophrenia. In the pivotal
study by Kane et al.,222 30% of clozapine-treated subjects versus 4% of chlorpromazine-treated subjects met criteria
for response at 6 weeks. A review and meta-analysis of seven controlled trials compared clozapine with typical
antipsychotics in treatment-resistant schizophrenia and found that clozapine was superior in terms of overall
therapeutic response, EPS, and adherence rate.223 However, similarly favorable response rates have not yet been
seen with other atypical agents in treatment resistant schizophrenia. Risperidone and olanzapine have been most
often studied in this regard. In a double-blind trial comparing risperidone with haloperidol in treatment-refractory
schizophrenia, a significantly higher response rate favoring risperidone was observed at week 4 but not at week 8.224
In a 6-week clinical trial, only 7% of patients prospectively determined to be resistant to haloperidol responded to
olanzapine, a rate that did not differ from chlorpromazine.225 In general, atypical agents other than clozapine have
not been consistently found to be as effective in treatment-resistant schizophrenia.226 Nevertheless, given the
problems associated with clozapine (risk of agranulocytosis, burden of other side effects, and the requirement for
hematologic monitoring), atypical agents should be tried before proceeding to clozapine in most patients.216
However, some patients do not respond to clozapine after an adequate trial of at least 6 months at a therapeutic
dose. In such situations, it is reasonable to prescribe the antipsychotic to which they had the historic best response.
Augmentation strategies, such as the addition of mood stabilizers (lithium and valproate), benzodiazepines,
propranolol, antidepressants, or another antipsychotic agent, may be attempted. However, evidence for this
approach is lacking.226 Treatment guidelines recommend reserving augmentation strategies for patients who fail or
cannot tolerate clozapine, although in practice these strategies are often tried before a trial of clozapine.58,227
Initiation of Therapy
35. How should clozapine be initiated in J.H.? What are its side effects and how should he be monitored?
Whenever possible, clozapine should be initiated when a patient is medication free. However, if the patient is too ill
to be taken off all antipsychotic drugs before adding clozapine, the current medication can be discontinued after a
therapeutic clozapine dose has been achieved. Alternatively, clozapine can be titrated upward while the first
antipsychotic is slowly tapered downward. Whenever possible, high-potency antipsychotics should be the concurrent
agent used during the clozapine titration to minimize additive adverse effects such as sedation, anticholinergic
effects, and orthostasis. Benzodiazepines should not be used for early behavioral and anxiety control, because their
combined use with clozapine can lead to respiratory or cardiac arrest.58
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Clozapine can be started in an outpatient setting if patients are carefully monitored for tolerability, especially
orthostasis. The starting dose is 12.5 to 25 mg once or twice a day with increases of 25 to 50 mg/day until a target
dose is reached. Clozapine is given in divided doses. The optimal dose has not been specifically delineated although
an initial target of 300 to 450 mg/day is reasonable based on clinical experience. The maximum daily dose is 900
mg, but titration should proceed slowly to such high doses, and only after adequate trials at lower doses. Response
is based on improvement of individual target symptoms and can be monitored by psychometric rating scales (Table
78-11). In addition, the overall ability of a patient to function and care for oneself during clozapine therapy also
should be considered.228 Most patients improve significantly during the first 6 weeks, but some take longer. Although
the exact length of an appropriate trial is unclear, 12 weeks is adequate for most clients; however, improvement may continue for 6 to 12 months after initiating therapy.58,229,230
Clozapine has been issued five blackbox warnings from the FDA. These included agranulocytosis, seizures,
myocarditis, increased mortality in elderly patients with dementia-related psychosis, and other adverse
cardiovascular and respiratory effects.231 The risk of seizures is dose dependent. The risk of fatal myocarditis is most
frequent in the first month of treatment with clozapine. Other adverse cardiovascular and respiratory effects
indicates orthostatic hypotension that may or may not be accompanied by syncope. Rarely, collapse with respiratory
or cardiac arrest may occur. This is why it is essential to start patients on 12.5 mg once or twice daily, whether it is
initiation of treatment, or the patient has been off of clozapine for 2 or more days.231
Clozapine causes agranulocytosis in approximately 1% of patients; therefore, baseline and weekly CBCs are required
during treatment. Clozapine is automatically discontinued if a patient is noncompliant with the blood work. After 6
months of continuous, stable treatment, patients can be changed to biweekly WBC monitoring if their WBC counts
are acceptable (≥3,500 mm3 and the absolute neutrophil count [ANC] is ≥2,000 mm3). After an additional 6 months
on a continuous, stable regimen, the patient may be changed to WBC monitoring every 4 weeks.231 If a patient takes
clozapine for <6 months with no problems, but stops the drug for <1 month, WBC monitoring can restart where it
was left off for a total of 6 months. If the break is >1 month, then an additional 6 months of weekly testing are
needed.
If baseline laboratory work is within normal limits and an informed consent is obtained, J.H. can start on clozapine
25 mg at bedtime. His clozapine dose should be increased by 25 to 50 mg every day until the dose is 300 mg/day,
the minimum dose at which most patients respond. The doses should be split and given as 150 mg twice a day.
Subsequently, clozapine should be increased incrementally according to the guidelines described. If J.H. has no
response to 300 mg after 4 to 8 weeks (based on a reduction in Brief Psychiatric Rating Scale scores and global
improvement), then the dose can be increased to 450 mg (150 mg TID). If response still is inadequate, then the dose
can be increased slowly to a maximum of 900 mg/day. Careful monitoring for orthostasis, hyperthermia, and
oversedation is needed, especially during early titration. Serum concentration monitoring can also help to guide dose
increases.
Clozapine may also cause sialorrhea, or hypersalivation. This is most often worst at night, and may lead to social
withdrawal, choking, or aspiration pneumonia.232 The incidence ranges from 31% of patients (premarket studies) to
up to 80% in several clinical trials.233 Several case reports have indicated that the scopolamine patch (1.5 mg/72
hour), ipratropium sublingual spray (0.03% or 0.06% given 2 sprays up to three times daily), atropine 1% ophthalmic
solution (2 drops swish and swallow twice daily), botulinum toxin (150 IU injected into each parotid gland), and
guanfacine (1 mg every morning) are effective in reducing, if not eliminating, sialorrhea.232,233,234,235,236 Other
medications commonly used are clonidine, anticholinergics (biperiden, benztropine, and diphenhydramine),
amitriptyline, terazosin, and propranolol.235,237
36. Four weeks after starting clozapine, J.H.'s WBC count drops to 4,000/mm3 from a baseline of 6,800/mm3.
Two weeks later, he has a WBC count of 2,100/mm3 and an ANC of 980/mm3. What action, if any, should be
taken?
[SI unit: WBC count, 4.0 and 2.1 × 109/L, respectively]
The hematologic adverse effect profile for clozapine is very different from that of other antipsychotic agents. The
incidence of clozapine-induced agranulocytosis is at least 10 to 20 times greater than the incidence with typical
antipsychotic medications.221 The incidence increases with age and is higher among women.238 Analysis of data from
150,409 patients followed by the Clozaril National Registry found agranulocytosis in 585 patients resulting in 19
deaths.238 The risk of agranulocytosis is greatest early in treatment with most cases appearing during the first 3
months of treatment. After 6 months, the risk for agranulocytosis decreases substantially but may occur in rare
instances up to 5 years into treatment.228,231 Trends in the weekly tests showing a continual decline in WBC count,
even if it remains >3,000/mm3, require careful attention. Guidelines for responding to reduction in WBC are
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described in Table 78-14.
Clozapine should be discontinued immediately, J.H. should be hospitalized, and hematology and infectious disease specialists should manage his care. Granulocyte colony-stimulating factor has been used successfully to manage
clozapine-induced agranulocytosis.239 Clozapine should not be reinstituted in J.H. because he has a very low ANC.
However, it should be noted that agranulocytosis can be reversible upon discontinuation of clozapine, in most cases,
with no persisting hematologic sequelae.238
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Table 78-14 Guidelines for Response to Clozapine-Induced White Blood Cell Abnormalities
Do Not Initiate Clozapine
Initial WBC count <3,500/mm3
Initial ANC <2,000/mm3
History of myeloproliferative disorder
History of agranulocytosis or granulocytopenia related to clozapine
WBC <2,000/mm3 and/or ANC <1,000/mm3
Discontinue clozapine immediately
Do not rechallenge patient
Monitor WBC and differential: until normal and for at least 4 weeks:
—Daily until WBC > 3,000/mm3 and ANC > 1,500/mm3
—Twice weekly until WBC > 3,500/mm3 and ANC > 2,000/mm3
—Weekly after WBC > 3,500/mm3
Consider bone marrow aspiration
Protective isolation initiated if deficient granulopoiesis
WBC 2,000–3,000/mm3 or ANC 1,000–1,500/mm3
Discontinue clozapine
Monitor WBC and differential:
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37. What pharmacotherapy options could be tried to improve J.H.'s response now that clozapine is
contraindicated?
Sequential monotherapy trials with other atypical agents that he had not been previously exposed to may be
initiated. Alternatively, strategies such as the combination of an antipsychotic and a mood stabilizer or another
antipsychotic have been attempted. Because J.H. has no precautions or contraindications to an adjunctive trial of
lithium, he is a candidate for a 1-month lithium trial along with an antipsychotic medication other than clozapine.
The antipsychotic is selected after reviewing his medication history and choosing the agent to which he had the best
previous response. Lithium should be given at doses to achieve a target level of 0.8 to 1.2 mEq/L and continued for
1 month to allow the best chance for response. If the patient is unchanged at the end of 1 month, the lithium should
be discontinued and another adjunctive agent tried for a 1-month trial.
Serum Concentration Monitoring
38. E.H., a 68-year-old woman who was diagnosed with chronic undifferentiated schizophrenia >30 years ago.
She requires maintenance therapy with antipsychotic drugs because she relapsed when her haloperidol dose
was decreased to 10 mg/day. Currently, she is responding poorly to haloperidol 15 mg HS for 6 weeks despite
good adherence to her therapy. She has moderate pseudoparkinsonism controlled by benztropine 1 mg BID.
Why should a serum concentration of haloperidol be obtained before increasing E.H.'s dose of this drug?
Antipsychotic drug serum concentrations are not part of routine clinical care, but can be considered under the
following circumstances240:
� Poor response to moderate doses after an adequate trial (dose and duration)
� Serious or unexpected adverse effects at moderate dosages
� Deterioration in a compliant and previously stable patient
—Daily until WBC > 3,000/mm3 and ANC > 1,500/mm3
—Twice weekly until WBC > 3,500/mm3 and ANC > 2,000/mm3
May restart clozapine when:
—if no symptoms of infection present
—WBC > 3,500/mm3 and ANC > 2,000/mm3
WBC Drops to 3,000–3,500/mm3; >3,000/mm3 Over 1–3 Weeks; Immature WBCs Present
Repeat WBC with differential
If repeated WBC between 3,000 and 3,500/mm3 and ANC <2,000/mm3
—repeat WBC with differential until WBC > 3,500/mm3 and ANC >2,000/mm3
ANC, absolute neutrophil count; WBC, white blood cell.
Compiled from references 58 and 231.
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� Use of higher than usual dosages
� Evaluating whether the lowest effective dose is used in maintenance therapy
� Children, elderly, and medically compromised patients with potentially altered pharmacokinetics
It is unnecessary and not cost effective to obtain serum concentrations for antipsychotic drugs that do not have
defined therapeutic ranges. Most studies describe haloperidol's therapeutic range to be between 4 and 12
ng/mL.241,242 The recommended ranges for fluphenazine and thiothixene are 0.2 to 2.8 ng/mL and 2 to 15 ng/mL,
respectively.243,244,245 Evaluation of clozapine trials suggest an optimal range of 350 to 420 ng/mL.246,247 Greater
response rates were observed in olanzapine-treated patients whose plasma concentrations were >23.2 ng/mL in
blood samples collected 12 hours after the dose.248 Samples should be collected 5 to 7 days after a fixed dose and 10
to 12 hours after the last dose for oral preparations. Two to three months should elapse before samples are
collected in patients taking depot preparations.240
E.H. has received an adequate trial of haloperidol and has moderate antipsychotic-induced parkinsonism. To prevent
exposure to higher than necessary doses, a serum haloperidol concentration is warranted before increasing the dose.
The target serum concentration should be between 4 and 12 ng/mL.
Treatment Adherence Poor adherence with prescribed antipsychotic therapy is a significant problem in the long-term management of
schizophrenia. Comprehensive reviews suggest that deviation (primarily underuse) from prescribed regimens occurs
in about 50% of patients with schizophrenia.249,250 Recent advances in medication treatments with atypical agents
have produced fewer side effects, which some studies have shown has increased adherence.251,252 During any phase
of illness, nonadherence with maintenance antipsychotic therapy places patients at risk for exacerbation of
psychosis, increased clinic and emergency room visits, and rehospitalization.253,254 Nonadherence to prescribed
regimens can also compromise patients' daily functioning and quality of life. Long-acting depot antipsychotics should
be strongly considered for patients who have a history of nonadherence. In addition to assured medication delivery,
another benefit of depot preparations is avoidance of potential bioavailability problems. Clinicians should suspect
poor absorption if serum concentrations are much lower than expected for a given oral dose; however, factors such
as nonadherence or drug–drug interactions must also be ruled out. Disadvantages of long-acting depot formulations
include the time required to reach optimal dosing and the inability to immediately withdraw the drug if unpleasant
side effects develop.58,255 Because of this, patients should be converted to a depot form after confirmation that the
oral dosage form is safe and effective.
Considerations in specific populations
Pregnancy 39. D.M., a 26-year-old woman, has a 6-year history of chronic undifferentiated schizophrenia that has been
treated with chlorpromazine 400 mg HS. She is psychiatrically stable and was last hospitalized 2 years ago.
When D.M. decompensates, she isolates herself, is unable to care for herself, does not eat properly, and does
not maintain her grooming and hygiene. She just found out that she is 8 weeks pregnant. Should her
chlorpromazine be continued and what are the risks if the medication is continued?
Most of the available evidence regarding the use of antipsychotics during pregnancy has focused on typical
antipsychotics. Among the typical antipsychotics, pooled results of large retrospective and small prospective
controlled studies suggest an increased risk of congenital anomalies in patients treated with low-potency
phenothiazines, particularly when treated during the first trimester.256 Guidelines have recommended that the use
of antipsychotic medication during the first trimester should be minimized or avoided if possible, especially between
weeks 6 and 10.58 If an antipsychotic is necessary during this period, high-potency typical antipsychotics may be safer.58 In addition to their teratogenic effects, there are other reasons to avoid low-potency
antipsychotics. Low-potency agents can worsen constipation and cause orthostatic hypotension and uteroplacental
insufficiency. Guidelines have also recommended that medications should be tapered 1 week before delivery to
minimize neonatal complications such as dystonia, withdrawal dyskinesias, temperature dysregulation, and
irritability.58
Medication management should balance the needs of D.M. against those of her unborn child. D.M.'s schizophrenia has
been stable for 2 years. Chlorpromazine should be discontinued because it is a low-potency phenothiazine and D.M.
is currently in her first trimester. Because she is a danger to herself when ill, it is critical that treatment be initiated
at the first evidence of decompensation. D.M. should be monitored by her clinician, family members, and
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caseworker at frequent intervals for reemergence of psychotic symptoms. If D.M. decompensates, treatment should
be restarted with a nonphenothiazine, high-potency agent at the lowest possible dose (e.g., haloperidol or
fluphenazine 2–5 mg at night). If D.M. does not respond to low-dose haloperidol or fluphenazine, or if she develops
intolerable extrapyramidal side effects, then a lower potency antipsychotic drug or an atypical agent can be
selected. D.M.'s chart should include the following documentation: specific behaviors that necessitate treatment
(danger to self, fetus, or others), goals of therapy (acute control of dangerous behavior or remission), dose, route of
administration, schedule, and projected duration of treatment, obstetric history and other medications used during
pregnancy, alcohol or illegal drug use; regular progress notes on response and need for continued treatment; and
informed consent from the patient or guardian.
Children 40. M.J. is the 5-year-old son of a close friend of the family who was diagnosed with autism. His mother, R.J.,
knows you are a psychiatric pharmacist and asks your opinion about the use of atypical antipsychotics in
children with autism. What can you tell her?
Risperidone is the only atypical antipsychotic agent that is approved by the FDA for the symptomatic treatment of
irritability in autistic children and adolescents.99 In a study of 5- to 17-year-old children with autism accompanied by
severe tantrums, aggression, or self-injurious behavior, the children were randomly assigned to flexible doses of
either placebo or risperidone treatment (dose range, 0.5–3.5 mg/day) for 8 weeks.257 A significantly greater
percentage of children receiving risperidone responded to treatment than those receiving placebo (56.9% vs. 14.1%
respectively, p <0.001); 69% of the risperidone group had at least a 25% improvement on the irritability subscale of
the Aberrant Behavioral Checklist as rated by a parent or primary caretaker and confirmed by a clinician and a rating
of much or very much improved on a global improvement scale compared with only 12% in the placebo group (p
<0.001). The benefit from risperidone treatment was maintained for six months in two-thirds of the risperidone
responders. The overall reduction in the level of irritability was 57% at 8 weeks of risperidone in comparison with a
reduction of only 14% with placebo (p <0.001). Troost et al.258 evaluated the long-term effects of risperidone for an
additional 24 weeks after the initial 8-week open-label trial. Risperidone was effective in reducing disruptive
behavior in about one-half of the children, although considerable weight gain was observed.
Data with other atypical antipsychotics for the treatment of autism are limited. Olanzapine has the most data to
date with open-label trials suggesting efficacy; quetiapine, ziprasidone, and anpiprazole may also be
effective.259,260,261,262,263,264,265 Hollander et al.120 found olanzapine to be a potential alternative to risperidone for
improving global functioning of pervasive developmental disorders but the risk of significant weight gain may limit
its use in children/adolescents. In contrast, ziprasidone was not associated with significant weight gain.264
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