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Authentic Leadership, Moral Courage, and Behavior 1 Relationships between Authentic Leadership, Moral Courage, Ethical and Pro-social Behaviors Sean T. Hannah West Point - United States Military Academy [email protected] Bruce J. Avolio University of Washington [email protected] Fred O. Walumbwa Arizona State University [email protected] In Press, Business Ethics Quarterly Acknowledgements. The authors would like to thank Professor Marshall Schminke and three anonymous reviewers for their guidance and numerous important recommendations to improve this manuscript.

Sean T. Hannah Bruce J. Avolio Fred O. Walumbwa In Press, · PDF file · 2015-01-07Relationships between Authentic Leadership, Moral Courage, ... These acts should not only have social

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Authentic Leadership, Moral Courage, and Behavior 1

Relationships between Authentic Leadership, Moral Courage, Ethical and Pro-social Behaviors

Sean T. Hannah

West Point - United States Military Academy

[email protected]

Bruce J. Avolio

University of Washington

[email protected]

Fred O. Walumbwa

Arizona State University

[email protected]

In Press, Business Ethics Quarterly

Acknowledgements. The authors would like to thank Professor Marshall Schminke and three

anonymous reviewers for their guidance and numerous important recommendations to improve

this manuscript.

Authentic Leadership, Moral Courage, and Behavior 2

Running head: Authentic Leadership, Moral Courage, and Behavior

Relationships between Authentic Leadership, Moral Courage, Ethical and Pro-social Behaviors

Abstract

Organizations constitute morally-complex environments, requiring organization members to

possess levels of moral courage sufficient to promote their ethical action, while refraining from

unethical actions when faced with temptations or pressures. Using a sample drawn from a

military context, we explored the antecedents and consequences of moral courage. Results from

this 4-month field study demonstrated that authentic leadership was positively related to

followers‘ displays of moral courage. Further, followers‘ moral courage fully mediated the

effects of authentic leadership on followers‘ ethical and pro-social behaviors. Theoretical and

practical implications for further integrating the work on moral courage, authentic leadership and

ethics are discussed.

Authentic Leadership, Moral Courage, and Behavior 3

Modern organizations have been characterized as morally complex environments that

impose significant ethical demands and challenges on organizational actors. Researchers have

suggested that to meet these demands individuals require high levels of character in order to

promote ethical behavior (Hunter, 2003). Yet, while a rich body of theoretical work exists in the

field of ethics in general, empirical research assessing ethical behavior and the individual and

contextual factors that give rise to ethical behavior in organizations is minimal. Existing

empirical ethics research has focused predominantly on aspects of ethical cognition and

judgment versus ethical behavior (Reynolds, 2006), as is evident in recent ethics literature

reviews (Tenbrunsel & Smith-Crowe, 2008; Treviño, Weaver, & Reynolds, 2006).

The accumulated evidence leaves further work needed to determine what factors drive

individuals beyond moral judgments to enact actual ethical behaviors. In response, Hannah,

Avolio, and May (in press) developed a theory titled moral conation, the impetus to act with

moral purpose, which these authors proposed to stem from moral courage, moral efficacy, and

moral psychological ownership. In the current study, we focus on the component of moral

courage and assess its antecedents and behavioral outcomes in a field study conducted over a

four month period.

Sekerka and Bagozzi (2007: 135) defined moral courage as ―the ability to use inner

principles to do what is good for others, regardless of threat to self, as a matter of practice.‖

Kidder (2005: 7) defined moral courage as ―a commitment to moral principles, an awareness of

the danger involved in supporting those principles, and a willing endurance of that danger.‖ Both

definitions denote overcoming danger or risk to willingly uphold personal moral principles. We

will integrate below these and other definitions in seeking a richer understanding of what

constitutes moral courage.

Authentic Leadership, Moral Courage, and Behavior 4

We focused on moral courage because we believe it is a critical factor in determining

whether actors will step up and act in line with their judgments and beliefs. Indeed, research has

shown that ethical judgments are only weakly related to actual ethical behavior (Bebeau, 2002;

Blasi, 1980; Treviño & Youngblood, 1990). In a review of multiple studies, Rest, Narvaez,

Bebeau, and Thoma (1999) reported that the most commonly used measure of cognitive moral

judgment capacity, the Defining Issues Test, typically explains just 20% of the variance in actual

ethical behavior. Consistent with Hannah, Avolio et al. (in press) and others (e.g., Kidder, 2005;

Sekerka & Bagozzi, 2007), we suggest that the conation to act ethically, as represented by moral

courage, will help explain why one actor will step up and act while another who arrives at the

same ethical judgment in the same situation will stand by and fail to act.

Despite the theoretical arguments for the importance of moral courage in promoting

ethical behavior (Kidder, 2005; Kidder & Bracy, 2001), prior empirical work (e.g., Sekerka,

Bagozzi, & Charnigo, 2009; Woodard & Pury, 2007) has two primary limitations. First, there is

an absence of research testing whether moral courage predicts actual ethical behaviors. Second,

testing of potential antecedents to moral courage is minimal, limiting the field‘s understanding of

how moral courage is bolstered or developed. We intend to begin addressing these limitations in

the current study.

Our first goal was to conduct what is perhaps the first empirical test of moral courage in

predicting ethical and pro-social behaviors. Treviño et al. (2006: 952) defined ethical behavior as

―those acts that reach some minimal moral standard and are therefore not unethical, such as

honesty or obeying the law.‖ Consistent with Bandura (1991, 1999), this conceptualization

includes both the commission of ethical actions as well as restraint from unethical acts. Monin,

Pizarro, and Beer (2007) proposed that being ethical requires not only acting in pursuit of right

Authentic Leadership, Moral Courage, and Behavior 5

over wrong, but the inner fortitude to restrain from action when faced with moral temptations.

This is consistent with the Stoic view of ethics and moral courage (Putman, 2010), as well as a

review of behavioral ethics in organizations (Treviño et al., 2006) that identified that awareness,

judgment, and disengagement are important determinants of ethical/unethical behavior.

Further, we introduce pro-social behavior in this study to refer to behaviors that go

beyond specified role requirements, and that exhibit taking action to protect the organization and

coworkers interests. This includes positive acts carried out to produce and maintain the well-

being and integrity of others, such as helping coworkers, sharing, cooperating, and respecting

and treating coworkers with dignity (Brief & Motowidlo, 1986). This perspective views pro-

social behavior as deliberate behavior that is influenced by one‘s moral courage, as moral

courage entails invoking inner standards to do what is good for others (Sekerka & Bagozzi,

2007). We know of no research to date that has investigated the relationship between moral

courage and pro-social behavior.

Second, researchers have proposed that courage is a somewhat malleable state that is

influenced by contextual factors in organizations (Hannah, Sweeney, & Lester, 2010), and have

proposed that leadership is one contextual factor that may be particularly powerful in bolstering

followers‘ moral courage (Lester, Vogelgesang, Hannah, & Kimmey, 2010; Walker & Henning,

2004). These authors drew on social cognitive theory (SCT, Bandura, 1999, 2001) to explain the

proposed connections. Specifically, SCT examines the reciprocal causation between the person,

their behavior, and their environment in terms of explaining actions taken (Bandura, 1999,

2001). SCT serves to explain individuals‘ capacity to control the nature and quality of their life

through exercising individual agency—as in performing ethical acts prompted by moral courage

to right a wrong—such that they are not just a product of, but also a producer of their

Authentic Leadership, Moral Courage, and Behavior 6

environment. Due to reciprocal causation, the environment in turn influences the extent that

individuals build and exercise agency through mechanisms such as influencing levels of courage,

efficacy, and a psychological sense of ownership or responsibility. As salient factors in

organizational environments, we suggest leaders impose significant influence on followers‘

thoughts and behaviors related to moral courage and ethical behavior (Lester et al., 2010).

Using SCT as a guiding framework to link the constructs examined in the current study,

we investigate the links between authentic leadership and follower moral courage and subsequent

ethical and pro-social behaviors. Authentic leadership has been defined as ―a pattern of leader

behavior that draws upon and promotes both positive psychological capacities and a positive

ethical climate, to foster greater self-awareness, an internalized moral perspective, balanced

processing of information, and relational transparency on the part of leaders working with

followers, fostering positive self-development‖ (Walumbwa, Avolio, Gardner, Wernsing, &

Peterson, 2008: 94). Authentic leaders are perceived by followers as being high in moral

perspective and self-awareness, as well as practicing balanced and fair decision-making,

openness, and transparency (Avolio & Luthans, 2006). These acts should not only have social

learning effects, but also influence the context in ways that support followers‘ moral courage.

Authentic leadership has been proposed to influence follower ethical behaviors, in

addition to other positive outcomes such as well-being (Avolio, Gardner, Walumbwa, Luthans,

& May, 2004; Gardner, Avolio, Luthans, May, & Walumbwa, 2005; Ilies, Morgeson, &

Nahrgang, 2005). Brown and Mitchell (2010) surmised that because of its ―strong emphasis on

the ethical dimension of leaders, future research linking authentic leadership to important ethics-

related outcomes is promising.‖ Yet these proposed links to ethics have not been tested, and are

the focus of the present study.

Authentic Leadership, Moral Courage, and Behavior 7

THEORY AND HYPOTHESIS DEVELOPMENT

A Social Cognitive Theory Approach to Moral Courage

The reciprocal causation between the person (cognition and other personal factors),

behavior, and the environment noted in SCT provides an effective framework with which to

consider moral courage. Figure 1 displays the triadic SCT model proposed by Bandura (1991,

2001) with the constructs of the current study superimposed. As illustrated, moral courage is a

personal factor and influences ethical behavior, with those behaviors then influencing the actor‘s

engagement with, and impacts on, his or her environment. Through observing their behaviors

and the perceived positive effects made on the environment, actors can then develop moral

courage over time. SCT proposes that personal factors such as courage influence the extent

individuals exercise control and influence over their lives based on whether they interpret their

experiences and regulate their behaviors in ways to be an active producer as opposed to only a

product of their environment (Bandura, 2001).

-----------------------------------------------

Insert Figure 1 about here

-----------------------------------------------

Although individuals can affect their environment, Bandura suggests that the

environment reciprocally influences moral cognition and personal factors in two ways: ―Social

influences affect the operation of the self-system … [and] … by providing collective support for

adherence to moral standards‖ (Bandura, 1991: 20). As key aspects of social environs, leaders

can influence both processes. First, accumulated research has shown that leaders have a powerful

influence on followers‘ self-systems (see Lord and Brown, 2004 for overview), with one primary

avenue of influence being through social learning (Bandura, 1977, 1991, 2001). It has been

argued that social learning through observing moral exemplars will enhance observers‘ moral

Authentic Leadership, Moral Courage, and Behavior 8

cognitions and also their moral courage (Walker & Henning, 2004). Second, leaders can

influence the level of collective support for morality observed in the environment. Based on the

SCT model (Figure 1), such an environment can directly influence the moral courage of the

follower, and then mediated through moral courage, influence his or her ethical behavior. A

leader, for example, can create an open, transparent and safe culture where discussing and

reporting ethical issues is rewarded or even demanded, thereby bolstering followers‘ moral

courage, which in turn, positively influences the likelihood of the follower behaving ethically.

Moral Courage and Follower Ethical and Pro-social Behavior

We begin our hypothesis development focused on the person-behavior linkage of the

SCT model shown in Figure 1. We start by further defining moral courage and then by

theoretically linking moral courage to followers‘ ethical and pro-social behavior. Next, we turn

our focus to the environment-person linkage of the SCT model shown in Figure 1 to develop a

theoretical basis for leadership in influencing follower moral courage. We also examine how

moral courage mediates the effects of leadership on followers‘ behaviors.

Operationalizing moral courage. It is important to recognize that researchers have

provided various definitions of courage (moral or otherwise) and have in some cases empirically

differentiated ways of defining and measuring moral courage. For example, some researchers

have defined moral courage as a character strength or trait that provides followers with an inner

psychological strength to draw from when facing tough ethical choices (e.g., Kidder & Bracy,

2001; Miller, 2002; Peterson & Seligman, 2004). Other authors have argued that moral courage

is formed in situ whereby the personal agency required to act when faced with ethical challenges

or threats is developed (e.g., Sekerta & Bagozzi, 2007). In this case, moral courage is not a static

trait or property, but is viewed as being a malleable individual property where different levels of

Authentic Leadership, Moral Courage, and Behavior 9

moral courage are created depending on the influence of situational factors on the actor‘s

psychological processes (Hannah, Avolio et al., in press; Hannah & Avolio, 2010).

A third approach from Aristotle suggests that moral courage is both a means and an ends,

and therefore must be evidenced in behavior. Aristotle proposed that character ―is that which

reveals choice, shows what sort of thing a man chooses or avoids in circumstances where the

choice is not obvious, so those speeches convey no character in which there is nothing whatever

which the speaker chooses or avoids‖ (Nussbaum, 1992: 117). Aristotle proposed that character

such as courage is composed of habits which are formed through repetitious acts (Putman, 2010).

While Aristotle viewed courage as active and malleable, a fourth view of courage stems

from the Stoic tradition and the philosopher Epictetus, who proposed that moral courage is often

choosing not to act under pressure. As noted by Putman (2010: 15), to the Stoics, ―not doing

anything can be an act of cowardice, but saying ―no‖ can also be an act of real courage.‖ From

this perspective, maintaining moral agency often requires the moral courage to resist temptations

and social pressures (Monin et al., 2007). Putman (2010) uses Admiral James Stockdale and

other prisoners of war as powerful examples who refused for years, despite brutal actions of their

Vietnamese captors, to release military secrets and to denounce their Nation.

It is instructive to point out that each of these various examinations of moral courage,

while different, are not incompatible. Integrating these views, we propose that moral courage can

be represented as one‘s strength of character as proposed by Peterson and Seligman (2004). Yet,

aspects of one‘s ethical personality have been described by Wood (2007) as a multidimensional

system in which traits or character strengths are part of a more dynamic ‘self-system‘ that can

adapt and change across situations (Hill & Roberts, 2010). Following Hannah and colleagues

(e.g., Hannah, Avolio et al., in press; Hannah et al., 2010), we propose that strengths of character

Authentic Leadership, Moral Courage, and Behavior 10

in general, and moral courage in particular, should be viewed not as static traits, but as somewhat

stable, yet malleable properties influenced within a SCT framework as individuals interact with

their environment (Hill & Roberts, 2010; Wood, 2007). Further, as a psychological property,

moral courage is distinct from the courageous behavior it promotes, yet both are interdependent.

Based on SCT, individuals will develop moral courage as they act or 'say no‘ and assess the

impact of those choices and feedback from others. Miller (2002: 26) has taken a similar position

in stating ―…courage is one of those things that can only be properly attained by doing it. To get

courage, be courageous‖ (see also Goud, 2005).

Building on earlier definitions of courage (e.g., Hannah, Avolio et al., in press; Kidder,

2005; Sekerka et al., 2009), we define moral courage as follows: 1) a malleable character

strength, that 2) provides the requisite conation needed to commit to personal moral principles,

3) under conditions where the actor is aware of the objective danger involved in supporting those

principles, 4) that enables the willing endurance of that danger, 5) in order to act ethically or

resist pressure to act unethically as required to maintain those principles.

Further, observers will make attributions regarding an actor‘s level of moral courage

based on situational factors and social norms. The socially accepted norms for what constitutes a

morally courageous act have been called general courage, as opposed to self-attributed personal

courage (Pury, Kowalski, & Spearman, 2007). Yet, we know from SCT that personal and

observer attributions are not independent. As individuals act they observe the reaction of others,

who may be guided by social norms that distinguish what constitutes moral courage (Schwan,

2004; Worline, Wrzesniewski, & Rafaeli, 2002). Based on the observers‘ reactions (e.g.,

providing accolades), one‘s internal attributions could reinforce increases in levels of moral

courage. This suggests that through socialization processes what an individual perceives as

Authentic Leadership, Moral Courage, and Behavior 11

personally courageous may over time come to align with the group‘s norm of general courage.

Linking moral courage to behavior. Taking moral action requires an actor to know

what the ―right‖ judgment entails, as well as the fortitude to stand up in the face of adversarial

conditions, which requires a sufficient level of moral courage, to overcome perceived threats

while pursuing a moral purpose (Goud, 2005; Sekerta & Bagozzi, 2007; Worline et al., 2002).

Moral courage is thus critical in linking judgments to ethical action under such conditions

(Kidder, 2005). Sekerka et al. (2009: 566) stated, ―The strength of will is needed to face and

resolve ethical challenges and to confront barriers that may inhibit the ability to proceed toward

right action‖ and therefore is ―a quality or attribute necessary for ethical behavior in

organizational settings.‖

Viewing moral courage as a form of character strength suggests it provides an individual

with the necessary psychological resources to enable sufficient agency when faced with an

ethical challenge. Psychological resources such as moral courage are proposed to ―loosen the

hold that a negative emotion has gained on that person‘s mind and body by dismantling or

undoing preparation for specific action‖ (Fredrickson, 2001: 222). Positive emotions thus work

to counter the debilitating effects of negative emotions, which may otherwise narrow an

individual‘s thinking, inhibiting him or her in taking appropriate action (Fredrickson, 2001).

Moral courage provides the actor with the inner agency to engage to address the moral dilemma

being faced, promoting action (Hannah & Avolio, 2010; Sekerta & Bagozzi, 2007).

Moral courage drives action not only when faced with those rare, tough, ethical issues,

but also when extra-role or pro-social behaviors are required where risk is more minimal. For

example, Kidder and Bracy (2001: 2) noted that ―moral courage plays itself out daily, hourly, in

the interstices of our lives‖ suggesting it is a constant force promoting socially desirable

Authentic Leadership, Moral Courage, and Behavior 12

behavior. Along these lines, Woodard (2004) suggests that moral courage is more than just

facing threat, and argues that important pro-social behaviors stemming from grace and nobility

are expected to also be displayed by individuals with higher moral courage. Thus, we propose to

test the following hypotheses:

Hypothesis 1a: Moral courage positively relates to follower ethical behavior.

Hypothesis 1b: Moral courage positively relates to follower pro-social behavior.

Leadership and Follower Ethical Outcomes

Exemplary leader behavior is important because leaders serve as role models for

followers and set norms and expectations that influence the thoughts and behaviors of followers

(Lester et al., 2010; Walker & Henning, 2004). Research has shown that leader initiating

structure and consideration behaviors can influence the ethical frameworks (i.e., formalism and

utilitarianism) observed in followers (Schminke & Wells, 1999; Schminke, Wells, Peyrefitte, &

Sebora, 2002). Leaders‘ levels of moral reasoning can also influence their followers‘ moral

reasoning through role modeling, observation or instruction (Dukerich, Nichols, Em, & Vollrath,

1990). For example, when leader and follower levels of moral reasoning are congruent, research

has shown that followers report higher levels of satisfaction and commitment along with lower

turnover intentions (Schminke, Ambrose, & Neubaum, 2005). The extent that leaders are seen as

ethical has also been related to follower organizational commitment, extra effort, job satisfaction,

performance, organizational citizenship behaviors (OCBs), voice, and their propensity to report

issues and problems (Avey, Palanski, & Walumbwa, 2011; Brown, Treviño, & Harrison, 2005;

Walumbwa & Schaubroeck, 2009; Walumbwa, Mayer, Wang, Wang, Workman, & Christensen,

2011).

Brown and Mitchell (2010) reviewed the constructs that have been empirically

Authentic Leadership, Moral Courage, and Behavior 13

determined to be outcomes of exemplary leadership, including authentic, charismatic, ethical and

transformational. Brown and Mitchell noted that charismatic and transformational leadership

have been linked to ―ethics-related outcomes‖, such as followers‘ perceptions of leader trust and

fairness, as well as follower OCBs. Authentic leadership has also been shown to be positively

related to follower OCBs and trust (Walumbwa, Wang, Wang, Schaubroeck, & Avolio, 2010;

Walumbwa, Luthans, Avey, & Oke, 2011). Yet, besides ethics-related outcomes, surprisingly

absent in this literature is empirical research that has examined linkages between ethical,

authentic, transformational, or charismatic leadership and actual follower ethical behavior

(Brown & Mitchell, 2010). This is surprising, both because numerous authors have hypothesized

these links (e.g., Avolio & Gardner, 2005; Bass & Steidlmeier, 1999; Brown & Trevino, 2006),

and it has been nearly two decades since Howell and Avolio (1992) first suggested that

socialized charismatic/transformational leaders would promote follower ethical behavior.

Authentic Leadership

Authentic leadership is a multidimensional construct comprised of four dimensions:

internalized moral perspective, self-awareness, relational transparency, and balanced processing

(see Walumbwa et al., 2008, for a detailed discussion). Internalized moral perspective refers to

higher levels of moral development and leader behaviors that are guided by internal moral

standards and values as opposed to being driven by external pressure from peers, higher level

leaders, or other social forces. When confronted with difficult ethical challenges, leaders with

higher levels of moral perspective are expected to think more broadly and deeply about ethical

issues (Werhane, 1999). Authentic leaders are also expected to behave in a more ethical manner

as they tend to act in line with their internal values structures (Hannah, Lester, & Vogelsang,

2005). This occurs because advanced moral constitution promotes concordant moral behavior

Authentic Leadership, Moral Courage, and Behavior 14

(Blasi, 1980; Verplanken & Holland, 2002). As a result, followers tend to attribute leaders‘

displays of consistent, values-based behaviors as being more ‗authentic‘.

Self-awareness refers to the extent to which a leader possesses accurate self-knowledge

(Campbell et al., 1996) and demonstrates he or she is cognizant of his or her impact on other

people. Higher levels of self-awareness promote self-understanding of values, ideals and beliefs,

as well as strengths and weaknesses. Self-awareness involves leaders using their knowledge

about themselves to affect their agency (e.g., thinking, motivation and choice of behavior), which

can enhance their capacity for leading and developing followers.

Relational transparency involves leader behaviors that promote positive relationships

through disclosures and open sharing of information, including what constitutes the leader‘s true

thoughts and feelings. Relational transparency is marked by openness, accountability and

honesty between leaders and followers (Avolio & Luthans, 2006), promoting clearer social

exchanges where leaders and followers lay out what each expects from the relationship, and the

inputs each are willing to provide, forming a more coherent psychological contract.

Finally, balanced processing involves openly and objectively analyzing available

relevant information before coming to a conclusion or decision. Leaders who exhibit balanced

processing solicit views from their followers, indicating their willingness to have their positions

or beliefs challenged before coming to a decision. By soliciting views from followers, leaders

can promulgate a better understanding with respect to abstract principles and ethical standards,

and engage followers in ethical processes thereby raising their agency. Leaders demonstrating

balanced processing also spend time trying to comprehend what caused problems and outcomes,

thereby helping followers understand what should be attributed to internal and external causes of

ethical behavior and performance (Gardner et al., 2005).

Authentic Leadership, Moral Courage, and Behavior 15

Although there is clearly some conceptual overlap, the four components of authentic

leadership make it both theoretically (Avolio et al., 2004; Gardner et al., 2005) and empirically

(Walumbwa et al., 2008; Walumbwa, Luthans et al., 2011) distinct from transformational

leadership. Authentic leadership has also been both theoretically (Brown & Treviño, 2006) and

empirically (Brown et al., 2005) distinguished from ethical leadership, which tends to focus more

on transactional forms of leader behaviors used to influence followers‘ ethical behaviors.

Authentic Leadership and Follower Moral Courage and Behavior

In their qualitative research of workplace (not necessarily moral) courage, Worline et al.

(2002) brought attention to the importance of contextual influences such as role models in

promoting courage in others. Further, research by Rothschild and Miethe (1999) reported that

displays of moral courage in the form of whistle blowing were not sufficiently explained by

individual differences and that one would also have to examine situational determinants to

explain these actions. We propose leadership is one such critical determinant.

Based on SCT, we propose that authentic leaders will influence follower moral courage

and subsequent behavior in two major ways. The first is the influence, through social learning

and role modeling processes, behaviors associated with the four dimensions of authentic

leadership (i.e., internalized moral perspective, self-awareness, relational transparency, and

balanced processing) have on followers‘ moral courage. The second is the influence that

authentic leaders have on the normative contexts followers operate in that can indirectly promote

their moral courage and ethical outcomes.

Authentic leadership effects of social learning/role-modeling. Prior theorizing

suggests that there are external social influences on moral courage that need to be taken into

consideration. Kidder (2005: 214) suggested that, ―modeling‖ is a particularly critical factor in

Authentic Leadership, Moral Courage, and Behavior 16

the development of moral courage. Similarly, in their framework for courage development,

Lester et al. (2010) proposed that leaders, if seen as exemplary, can provide particularly effective

role models in the development of courage in followers through their observations of and social

learning from the leader. This is because moral exemplars would have a social learning effect on

observers whereby they come to believe they too have the courage to successfully address

difficult ethical challenges (Walker & Henning, 2004). Yet, we are not aware of any research

that has empirically assessed leadership as an antecedent to moral courage.

Leaders who are authentic are proposed to be especially attractive role models, making

their behaviors prototypical and idealized in ways that team members come to identify with and

replicate over time (Avolio et al., 2004). This is because attractive leaders provide followers a

model that prompts goal-directed efforts toward mimicking the leader‘s behaviors (Lord &

Brown, 2004). Based on the foundational theory of authentic leadership, such leaders are

expected to display behaviors that show others a pattern of consistency between the leader‘s

moral and ethical values/beliefs and the leader‘s subsequent actions, promoting confidence in the

leader to do ‗the right thing‘ and establishing a norm that followers should do the same.

From a social learning perspective (Bandura, 1977), when leaders signal that followers

should stand up and act in line with their values, thus showing moral courage, and the leader

consistently demonstrates similar behavior, members would be more likely to emulate such

moral courage (Hannah et al., 2005). This process occurs as the authentic leader models the

expected set of behaviors, and through social learning, followers develop scripts for courageous

(Hannah et al., 2010; Sekerta et al., 2009) and ethical behaviors (Reynolds, 2006) that guide their

actions when they may face similar moral dilemmas in the future (Gioia & Poole, 1984).

Further, through social learning, as followers observe the leader, an exemplification

Authentic Leadership, Moral Courage, and Behavior 17

effect can occur whereby the leader inspires certain values, beliefs, and other moral cognitive

structures in followers through their demonstration and through transparent discussions about

ethics (Avolio & Gardner, 2005). When leaders inspire such values, it creates motivation for

followers to reduce discrepancies between their own values and actions and those of the role

model (Lord & Brown, 2004). Indeed, prior research on self-concordance and self-verification

motives (Carver & Scheier, 1998; Verplanken & Holland, 2002) has demonstrated that when

cognitive structures related to specific values or ideals are salient, their salience creates a strong

impetus to act in line with those values in order to establish coherence within the self and thereby

maintain a positive self-evaluation. When followers are exposed to an authentic leader and these

structures are activated, we expect that motivation to act in line with moral values and

perspectives will promote moral courage to face fear and manifest beliefs into pro-social and

ethical action (Blasi, 1980; Goud, 2005).

In sum, based on SCT, authentic leaders would be expected to inspire followers to seek to

mimic their behaviors, and to model scripts for such exemplary behavior. Observing attractive

role models also creates an exemplification effect, activating moral structures that promote self-

concordant behaviors, creating the requisite courage to drive ethical and pro-social behaviors.

Authentic leadership effects on followers’ environments. Building off our delineation

between general and personal courage (Pury et al., 2007), prior research suggests that groups

establish norms for what constitutes courageous behaviors (Schwan, 2004) and use those norms

to influence other group members to display those behaviors (Worline et al., 2002). Hannah et al.

(2010) argued that leaders can have a powerful influence on these normative processes operating

within groups due to their salience as role models, their informational influences, and their

authority to administer rewards or punishments (cf. Brown et al., 2005).

Authentic Leadership, Moral Courage, and Behavior 18

Authentic leaders engage their followers in transparent, open, balanced dialog concerning

moral issues (Avolio et al., 2004; Gardner et al., 2005). We thus expect particularly strong

informational influences to be operating between authentic leaders and their followers that make

clear what types of behaviors are rewarded or demanded in the group, as well as what behaviors

and temptations should be avoided and will be discouraged or punished. These strong

informational cues would create a normative culture that promotes moral courage and subsequent

moral action based on a sense of moral duty to the leader and the group.

Leaders seen as authentic by their followers also demonstrate a well-developed moral

perspective and tend to work to create ethical organizational cultures that align with their moral

perspective (Hannah et al., 2005). Ethical cultures not only communicate normative expectations

as discussed previously, but also make desired values salient (Treviño & Youngblood, 1990;

Verschoor, 2003). Authentic leaders are specifically theorized to raise the salience and awareness

of values and beliefs in the workplace (Gardner et al., 2005). Research has shown that when

highly salient core values and beliefs are activated, it tends to prompt behavior in line with those

beliefs (Blasi, 1980; Verplanken & Holland, 2002), and central to the current study, promote

moral courage to manifest those beliefs in action (Goud, 2005; Hannah & Avolio, 2010).

Finally, we propose that authentic leaders‘ effects on the environment will promote moral

agency in followers, the central component of SCT (see Figure 1). Specifically, we suggest that

authentic leaders will create a context where followers‘ are more likely to perceive that they can

openly espouse their beliefs and manifest their beliefs in behaviors, expecting that those

behaviors will be met with a positive reaction from the leader and others in the environment.

Through establishing such a context, Ilies et al. (2005) argued that authentic leaders will promote

higher levels of personal agency in their followers (Kahn, 1990; Kernis & Goldman, 2005). Ilies

Authentic Leadership, Moral Courage, and Behavior 19

and colleagues argued this is partly because authentic leaders set the conditions for relational

authenticity where both leader and followers feel at ease to disclose and act in accordance with

their thoughts and ideals, which we expect will foster agentic moral courage and subsequent

ethical behavior. Authentic leaders do this in part by including followers in ethical decision

making and being balanced, allowing their decisions to be challenged and therefore more

thoroughly discussed and understood (Avolio & Gardner, 2005).

As personal agency is critical in promoting ethical action (Bandura, 1991), we suggest

that when faced with ethical dilemmas, followers operating in a more open, transparent context

punctuated with salient values will be more compelled to stand up and act in accordance with

their beliefs despite pressures to do otherwise. Moral courage has thus been identified as

inherently agentic (Sekerka et al., 2009), promoting engagement in ethical behaviors, and just as

importantly, limiting moral disengagement which may otherwise occur when individuals seek to

justify their omission of ethical, or commission of unethical acts (Bandura, 1999.

In sum, based on the SCT relationships denoted in Figure 1, authentic leaders serve a key

role in followers‘ environments, influencing their moral courage directly, through social learning

and role-modeling effects. Further, through the authentic contexts they create, authentic leaders

both directly influence follower moral courage through normative and informational influences

and the activation of values and other moral structures in followers; but such contexts also

facilitate agentic moral courage in followers through transparency and engaging followers in

open ethical dialog and sponsoring their self-determined behavior. Finally, through their various

effects on follower moral courage, the effects of authentic leadership on follower behaviors is

mediated. Thus, we propose to test the following set of hypotheses:

Hypothesis 2: Authentic leadership positively relates to follower moral courage.

Authentic Leadership, Moral Courage, and Behavior 20

Hypothesis 3a: Follower moral courage mediates the relationship between authentic

leadership and follower pro-social behavior.

Hypothesis 3b: Follower moral courage mediates the relationship between authentic

leadership and follower ethical behavior.

STUDY METHODS

Participants and Procedures

Participants were solicited from soldiers attending a training program at a major U.S.

Army school in the United States. The program focused on three primary domains of

development: intellectual (e.g., planning and tactician skills), military (e.g., raids and ambushes),

and physical (e.g., obstacles courses and hand to hand combat). At Time 1, leaders and followers

had been together within intact squads for approximately two months. At Time 1 followers

provided demographic information and ratings of their squad leader‘s authentic leadership. Three

to four months later each soldier was also rated on their demonstrated moral courage and their

demonstrated ethical and pro-social behaviors by multiple peers (n = 162 at both Time 1 and

Time 2). Participants were 84% male, and their average age was 18.79 years (s.d. = .94).

Measures

Authentic leadership behavior. At Time 1 soldiers rated their squad leaders‘ level of

authentic leadership (α = .88) using the 16 items from the Authentic Leadership Questionnaire or

ALQ (Walumbwa et al., 2008). Sample items included, ―My supervisor … seeks feedback to

improve interactions with others‖ (self-awareness), ―… is willing to admit mistakes when they

are made‖ (relational transparency), ―…Makes difficult decisions based on high standards of

ethical conduct‖ (internalized moral perspective), and ―… listens carefully to different points of

view before coming to conclusions‖ (balanced processing). The response scale ranges from 0

Authentic Leadership, Moral Courage, and Behavior 21

(Not at all) to 4 (Frequently, if not always). The full survey scales can be obtained by going to

www.mindgarden.com.

Peer moral courage ratings. We proposed that moral courage is a fairly stable character

strength (Peterson & Seligman, 2004), providing the psychological resources needed to drive

courageous behaviors when faced with moral dilemmas (Hannah et al., 2010). Moral courage

therefore promotes fairly habitual actions across situations, which led Miller (2002) to argue it

can be attributed by others through observation. Our measure of moral courage reflects general

courage, social attributions of whether one is courageous based on whether their actions meet

social norms for courage, versus idiosyncratic personal courage (Pury et al., 2007). Consistent

with other research in military contexts using external ratings of moral courage (e.g., McGurk &

Castro, 2010), we developed three items to assess external peer ratings of moral courage

anchored on a 7-point Likert scale ranging from 1 (never) to 7 (always). Using external ratings

had the benefit of avoiding percept-percept bias, such that the authentic leadership and moral

courage variables were not both rated by the follower. Further, using general courage ratings

ensured that the courage attributed was recognized by others as courageous within this particular

military context.

We obtained at least three peer ratings per soldier. These items captured observer reports

of individuals‘ demonstrated moral courage based on three primary aspects proposed in prior

literature, including the courage to overcome perceived threat to do what is right, even when

faced with peer pressures; and the courage to correct others who behave inappropriately (Goud,

2005; Kidder, 2005), or as Kidder and Bracy (2001: 6) stated, moral courage to stand up in the

face of both ―ethical dilemmas and ethical wrongdoings.‖ The measure also included an item

based on the Stoic view of moral courage, the courage to say ―no‖ and refrain from unethical

Authentic Leadership, Moral Courage, and Behavior 22

action (Putnam, 2010). The three items included, ―This soldier…―Possesses the moral courage to

correct fellow soldiers‖, ―Adheres to regulations, even when faced with peer pressure to do

otherwise‖, and ―Demonstrates courage to do the right thing, even at personal cost.‖

Peer ethical and pro-social behavior ratings. We collected peer ratings of followers‘

ethical and pro-social behaviors using a standardized institutional measure used by the military

training center where this study was conducted. These measures were developed by the

institution to reflect behaviors deemed ethical and pro-social in this particular environment and

align with our definitions presented previously of ethical and pro-social behavior. This data were

collected from the organization‘s archives. Every trainee at this center receives a combined peer

rating approximately every 5 months, based on ratings from at least three of their squad members

which are used to help guide their development. The ratings used in this study were taken four

months after the authentic leadership ratings were collected.

Ethical behavior was measured with a five-item scale (α = .75) that asked peers to rate

each follower on frequency of demonstrated ethical behavior and the restraint of unethical

behavior when under social pressure. Responses were anchored on a 7-point Likert scale ranging

from 1 (never) to 7 (always). Example items included, ―To what extent does this soldier…

Demonstrate mature, responsible behavior‖, ―… Demonstrate good moral reasoning and

judgment‖, and ―… Refrain from manipulating the system for personal gain.‖

Pro-social behavior was measured with a five-item scale (α = .74) that asked peers to rate

each follower on frequency of demonstrated pro-social behavior. Responses were anchored on a

7-point Likert scale ranging from 1 (never) to 7 (always). Sample items include, ―To what extent

does this soldier… Consider the impact of his or her decisions and actions on others‖ and ―…

Put the good of the group ahead of his/her own self-interest.‖

Authentic Leadership, Moral Courage, and Behavior 23

RESULTS

Preliminary Analyses

Because the moral courage measure was new we first tested its properties using a

separate pilot sample of 65 soldiers from the same military base. Participants were 94% male,

and their average age was 21.14 years (s.d. = 1.37). We conducted an exploratory factor analysis

on the three items and results showed that a single factor emerged and explained 69% of the total

variance in the items with an eigenvalue greater than 1.00. The Cronbach alpha (α) was .77. This

factor structure was confirmed with the current dataset in which the results showed that a single

factor emerged and explained 86% of the total variance in the items with an eigenvalue greater

than 1.00. The α was .82, further suggesting that these items form a reliable scale.

Next we conducted a confirmatory factor analysis to confirm the higher-order factor

structure of authentic leadership produced by earlier research. We compared a second order

factor model in which items are loaded on their respective factors and the four factors then

loading on a second-order latent authentic leadership factor, as proposed by Walumbwa et al.

(2008), against several competing models as indicators of authentic leadership. Although all

models displayed adequate fit, a significance test of chi-square difference revealed that the

hypothesized second order factor model fit the data significantly better than all competing

models (results of these analyses are available from the authors upon request). These results

suggest that the four dimensions combine to create an overall core authentic leadership construct.

Additionally, although the reliabilities of each of the four dimensions were all above .70, the

overall combined reliability for authentic leadership significantly improved to an alpha of .88.

Finally, because we procured multiple peer ratings of soldiers‘ moral courage and ethical

and pro-social behaviors, we conducted a within-group agreement assessment (rwg(j); James,

Authentic Leadership, Moral Courage, and Behavior 24

Demaree, & Wolf, 1984) to assess the level of agreement among raters. The median rwg(j) were

89, .84, and .82 for moral courage, ethical behavior, and pro-social behavior, respectively,

providing evidence of inter-rater agreement.

Hypothesis Tests

Table 1 shows the descriptive statistics, internal consistency reliabilities, and correlations

among the study variables.

-------------------------------------------

Insert Table 1 about here

---------------------------------------------

We utilized structural equation modeling (SEM) to test our hypotheses, as SEM allows

for the estimation of relationships among constructs that are corrected for biases attributable to

random error (Tomarken & Waller, 2005) and provides the best balance of Type I error rates and

statistical power (MacKinnon, Lockwood, Hoffman, West, & Sheets, 2002). However, before

testing our hypotheses, we examined a measurement model including all four variables (i.e.,

authentic leadership, moral courage, ethical and pro-social behaviors) to assess the relationships

between latent variables and their indicators. We used items as indicators to ensure that we

obtained unbiased estimates (e.g., Bandalos, 2002; Little, Cunningham, Shahar, & Widaman,

2002). This measurement model provided a good fit to our data (χ2 = 696.45, df = 371, p < .01,

CFI = .93, GFI = .95, IFI = .94, RMR = .05, RMSEA = .06). The factor loadings and covariances

were all significant (standardized loadings ranging >.56), evidencing convergent validity.

The SEM results testing our hypotheses are shown in Figure 2 (χ2 = 719.48, df = 373, p <

.01, CFI = .93, GFI = .95, IFI = .94, RMR = .05, RMSEA = .06). We allowed the disturbance

terms of follower ethical and pro-social behavior to co-vary in order to provide a non-causal

Authentic Leadership, Moral Courage, and Behavior 25

association between the two variables. As shown in Figure 2, moral courage is positively and

significantly related to follower ethical behavior (β = .28, p < .01) and pro-social behavior (β =

.21, p < .05). These results provide support for Hypotheses 1a and 1b, respectively. Hypothesis 2

which posited that authentic leadership would be positively related to follower moral courage

was also supported (β = .43, p < .01).

-------------------------------------------

Insert Figure 2 about here

---------------------------------------------

Hypotheses 3a and 3b suggested that follower moral courage would mediate the influence

of authentic leadership on followers‘ pro-social (H3a) and ethical behavior (3b). To test these

hypotheses, we compared the fit of our hypothesized model shown in Figure 2 to two alternative

models, each specifying partial versus full mediation. The first alternative model was similar to

Figure 2 except we added a direct path from authentic leadership to follower pro-social behavior.

This alternative model exhibited fit statistics almost identical to that of Figure 2 (χ2 = 718.25, df

= 372, p < .01; CFI = .93; GFI = .95, IFI = .94, RMR = .05; RMSEA = .06), with the difference

in chi-square being non-significant (∆χ2[1] = 1.23, n.s). However, the direct path from authentic

leadership to follower pro-social behavior was non-significant.

The second alternative model was also similar to Figure 2, except we added a direct path

from authentic leadership to follower ethical behavior. This alternative model also exhibited fit

statistics almost identical to that of Figure 2 (χ2 = 718.13, df = 372, p < .01, CFI = .93, GFI = .95,

IFI = 94, RMR = .05, RMSEA = .06), with the difference in chi-square being non-significant

(∆χ2[1] = 1.35, n.s). Importantly, the direct path from authentic leadership to follower ethical

behavior was non-significant. Therefore, under rules of model parsimony, Figure 2 displays a

more parsimonious model that achieves the best fit to the data. Hypotheses 3a and 3b received

Authentic Leadership, Moral Courage, and Behavior 26

support. Follower moral courage fully mediated the influence of authentic leadership on ethical

as well as pro-social behavior. A Sobel (1982) test further confirmed these indirect effects

(authentic leadershipmoral courageethical behavior: z = 2.12, p < .05; authentic

leadershipmoral couragepro-social behavior: z = 2.09, p < .05).

Exploratory Analysis

Consistent with theory (e.g., Avolio et al., 2004; Gardner et al., 2005; Ilies et al., 2005)

and preliminary empirical evidence (e.g., Hannah, Walumbwa, & Fry, in press; Walumbwa et

al., 2008, 2010; Walumbwa, Luthans et al., 2011), in analyzing Hypotheses 1-3 we retained

authentic leadership as a core construct comprised of its four factors. In this first test linking

authentic leadership to moral courage and ethical behavior, we felt it was important to assess

whether the four components of authentic leadership exert different influences on these

outcomes.

First, we compared the correlations between each of the four dimensions with the three

outcomes (i.e., moral courage, ethical and pro-social behavior) using Cohen and Cohen (1983)

test of correlation differences. The t-statistic (two-tailed) for the difference between each

comparison of the authentic leadership dimensions were non-significant, indicating that there

were no differential relationships. Finally, we ran a multiple regression analysis where we

entered all of the four authentic leadership factors in the same regression equation to control for

the effects of all the others on each outcome. These analyses also did not show any substantial

significant differences in the coefficients, suggesting that the four components of authentic

leadership combined to produce effects, but did not differentially affect outcomes.

DISCUSSION

Our study examined the antecedents and outcomes of moral courage, and the extent to

Authentic Leadership, Moral Courage, and Behavior 27

which moral courage mediates the relationship between authentic leadership and follower ethical

behavior and pro-social behavior. These measures were taken from three separate rating sources

and lagged over a four month period. The study was conducted in a military field setting, where

exemplary behavior is critical under the physical, psychological, and moral challenges inherent

in more extreme contexts (Hannah, Uhl-Bien, Avolio, & Cavarretta, 2009). Consistent with our

predictions, our results suggest that moral courage is positively related to the extent to which

followers behave ethically and restrain from unethical acts (Hypothesis 1a), and demonstrate

positive social acts carried out to produce the well-being and integrity of others in the

organization—pro-social behavior (Hypothesis 1b).

Our results further suggest that to promote moral courage, it is important that leaders

demonstrate moral perspective, self-awareness, and establish transparency and openness with

their followers—authentic leadership (Hypothesis 2). Finally, these findings suggest that moral

courage is an important intervening mechanism linking authentic leadership to followers‘ pro-

social (Hypothesis 3a) and ethical (Hypothesis 3b) behavior.

Theoretical Implications

Although interest in moral courage has grown, little is known about what promotes moral

courage. This study answers calls for examining the processes that develop moral courage (e.g.,

Goud, 2005; Sekera & Bagozzi, 2007; Worline et al., 2002). Our findings demonstrated that

leadership, in this case authentic leadership, may be an important factor in enhancing follower

moral courage, through the mechanisms of SCT. These findings offer initial empirical evidence

on which to build future research examining the development and outcomes of moral courage.

Further, our results linked moral courage to both externally rated ethical and pro-social

behaviors in a dynamic field setting. The effects of authentic leadership on these outcomes were

Authentic Leadership, Moral Courage, and Behavior 28

fully mediated through leaders‘ effects on followers‘ moral courage. These findings suggest not

only that moral courage ‗matters‘ in promoting exemplary behavior, but also introduces the

potential mechanisms whereby leadership influences such ethical and pro-social behavior. Our

findings suggest that moral courage is a critical intervening variable, and provides initial support

for the theoretical arguments that moral courage is important to explaining the moral judgment-

moral behavior linkage (Hannah, Avolio et al., in press; Sekerka & Bagozzi, 2007).

This is the first study to establish linkages between authentic leadership and follower

ethical behaviors. These findings should encourage researchers to further refine the direct and

mediated effects of leadership on ethical outcomes. Further, our results suggest there is synergy

gained by the presence of all four factors of authentic leadership in predicting moral courage,

ethical, and pro-social behaviors. These findings suggest that future research, extending beyond

authentic leadership to other styles such as ethical leadership (Brown et al., 2005), should assess

whether being seen as ―moral‖ by followers is sufficient to produce positive effects, or whether a

broader set of follower attributions bolster moral leaders‘ effects.

Practical Implications

Researchers have called for a deeper understanding of what promotes ethical behavior in

the workplace (Treviño et al., 2006; Verschoor, 2003). We demonstrated that moral courage can

be an important force in promoting such exemplary actions in followers, and that organizational

leaders seen as authentic can promote such moral courage and action. Based on SCT, we

hypothesized they do so through role modeling and the positive contexts they establish for

followers that promote their moral courage.

Finally, the finding that follower moral courage positively related to follower ethical and

pro-social behaviors suggests that training programs specifically designed to boost moral

Authentic Leadership, Moral Courage, and Behavior 29

courage may be beneficial to organizations (e.g., Jonas, Boos, & Brandstätter, 2007). Such

programs may serve as a means for developing ‗moral courage scripts,‘ that as noted earlier can

help guide courageous action.

Limitations and Future Directions

There are limitations regarding this field study that suggest directions for future research.

First, it has been suggested that extreme contexts create unique causation and contingencies

affecting leadership processes (see Hannah et al., 2009 for review). Military contexts also have

salient hierarchal systems and unique attraction and selection processes, which may have

influenced the effects of leadership in the current study. Because of their formal status, for

example, military leaders may be more salient as role models. Due to the potential costs of

failure in military units, followers may also be more critical when rating the authenticity of their

leaders, as compared to other samples. Yet, it is important to note that within this sample there

was significant variance found in the variables that explained our findings. Additionally, there is

a need to replicate and confirm our findings across a broader range of contexts and levels of

organizations.

Second, the new measure of moral courage used here will require further construct

validation work. Future research might also test moral courage using self-report measures that

focus on the subjective experience of courage (i.e., personal courage) as opposed to attributions

based on acts seen as courageous by others (i.e., general courage). Measures of subjective moral

courage have recently been developed for use in organizational contexts (Hannah & Avolio,

2010; Sekerka et al., 2009). It will be important for future research to compare self and external

reports of moral courage in the same samples to assess their relative validity and effects.

Future research should investigate other mechanisms beyond moral courage that may

Authentic Leadership, Moral Courage, and Behavior 30

help explain the authentic leadership-ethical behavior linkage, such as other components of

moral conation (i.e., moral efficacy and moral ownership) proposed by Hannah and colleagues

(Hannah, Avolio et al., in press; Hannah & Avolio, 2010). Further, exposure to role models with

higher levels of cognitive moral development (CMD, Kohlberg, 1981; Rest et al., 1999) may also

promote higher CMD in observers through providing new moral perspectives (Dukerich et al.,

1990). Authentic leaders with high levels of moral perspective who transparently discuss moral

issues may play this role. Finally, leaders can prime values and ideals (Lord & Brown, 2004) and

ethical frameworks (Schminke & Wells, 1999) in followers, suggesting that authentic leaders

may influence the ways or ―lenses‖ through which followers process ethical dilemmas, such as

whether they use deontological/formalism, teleological/utilitarianism, or virtues perspectives.

Finally, future research should assess whether negative forms of leadership, such as

abusive leadership (Tepper, 2007), may negatively influence moral courage and other forms of

moral conation, as well as subsequent ethical intentions and behaviors. It is quite likely that the

mechanisms related to SCT we propose here would operate to reduce moral conation – i.e., poor

role modeling and a climate that deters openness and transparency when facing ethical issues.

In sum, we believe that this study focusing on moral courage and its antecedents and

outcomes is an important first step in examining more carefully what enables exemplary

behaviors in followers. We hope these preliminary findings energize researchers to further the

under-researched topic of moral courage as well as to better define the conditions and

mechanisms that link leadership to positive outcomes of their followers and their organizations.

Authentic Leadership, Moral Courage, and Behavior 31

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Authentic Leadership, Moral Courage, and Behavior 39

TABLE 1

Correlations Among the Study Variables

Variable M SD 1 2 3 4

1. Authentic leadership 2.74 .64 (.88)

2. Moral courage 5.23 1.23 18* (.82)

3. Ethical behavior 5.46 .94 .29** .20** (.75)

4. Pro-social behavior 5.73 .75 .32** .19* .54** (.74)

Note. n = 162

* p < .05 (2-tailed).

** p < .01 (2-tailed).

Authentic Leadership, Moral Courage, and Behavior 40

FIGURE 1

A Social Cognitive Model of Moral Courage

Behavior(Ethical & Pro-social

Behavior)

Environment(Leadership &

Context)

Person(Moral Courage)

Authentic Leadership, Moral Courage, and Behavior 41

Authentic

Leadership

Follower

Ethical

BehaviorFollower

Moral

Courage

FIGURE 2

Structural Equation Modeling Results

.43**

Follower

Pro-social

Behavior

Note. The values are standardized path coefficients.

* p < .05; ** p < .01 (two-tailed tests)

Authentic Leadership, Moral Courage, and Behavior 42

Professor Marshall Schminke 29 April, 2011

Associate Editor, Business Ethics Quarterly

Dear Professor Schminke:

We are pleased with the conditional acceptance of our paper The Relationships Between

Authentic Leadership, Moral Courage, Ethical and Pro-social Behaviors (#512-2). We have

addressed all of your final concerns and provide an executive summary of major changes below.

Responses to Your Framing Issues:

We have removed performance as a dependent variable in the study to enable us to cut

the 11 pages. We did so with some reluctance as we believe that a major limitation in the

literature is the common separation of ethics research from research assessing organizational

performance, and we believed that was an important contribution of the paper.

As you suggested, we have also made further edits to make authentic leadership less

prominent and moral courage more prominent. We made edits to the specific passages you

suggested as well as others, paying specific attention to the introduction and discussion sections.

Responses to Your Content Issues:

We have reduced the overall manuscript by 11 pages as requested. We appreciated your

identifying specific areas to cut, which we agreed with and have shortened, and made other

various reductions throughout our revised manuscript.

On the definition of courage, we have now primed the reader in the intro that we will

build on prior definition. We have also streamlined our definition (p. 9) to remove reference to

agency and fear, and the term ―somewhat stable‖. We also intended for fear to not be a

necessary component of moral courage, and therefore by its absence now from the defition, it is

implied it is not required.

While we have removed agency from the definition and the discussion of the components

of agency that used to appear in the prior version, we do still refer to moral courage in various

places as a form of human agency in a broad sense.

Responses to Your Analysis Issues:

This study was conducted at West Point where at the time we began the study, leaders

and followers had been operating together in the same in-tact squads for over two months. We

now make this clear on p. 19.

We have now provided aggregation statistics for the peer rated measures. We ommitted

these as the instituion had previously provided only the average ratings to us. But as a senior

staff member, the lead author was able to procure the individual data from the institution‘s

assessments office. These are now reported on p. 23.

Authentic Leadership, Moral Courage, and Behavior 43

On the moral courage measure, we have previously used it in an unpublished study with a

separate sample at West Point. We now use that sample to report an EFA, and then report a CFA

with the current sample (P. 22).

Finally, we have adressed all of your various style/clarity concerns. Regarding the

reference to Weick and concerns of confounding courage with efficacy, we appreciated your

pointing that out. We have deleted that section, which we agree was potentially confusing to a

reader.