SEC News Digest, November 29, 2000 · securities TFC and lsaacs without admitting or denying the SECs allegations ... accelerated approval to proposed rule change SR-CSE-00-05and

SEC NEWS DIGEST

Issue 2000-228 November 29 2000

ENFORCEMENT PROCEEDINGS

COURT APPOINTS TEMPORARY RECEIVER FOR BRYCAR FINANCIAL

CORPORATION

On November 13 the Honorable Lloyd George of the U.S District Court for the

District of Nevada entered an order appointing Las Vegas attorney John Ham as

temporary receiver for defendant BryCar Financial Corporation in the Commissions

action against BryCar its president Bryan Egan and relief defendant Carol Egan

The Commission alleges that BryCar and Egan engaged in fraudulent activities and

offered or sold securities while failing to be registered with the Commission as

broker-dealer Defendants consented to the appointment of the temporary receiver

The Courts order provides among other things that as temporary receiver Mr Ham

has the authority to take immediate custody and control of all assets of BryCar

Moreover the order empowers Mr Ham to search for any hidden or undisclosed assets

of BryCar By the terms of the order the temporary receiver shall file with the Court

summary report based upon his investigation and shall also report upon whether

continuance of the receivership is necessary The Court additionally ordered that no

defendant shall take any action which would interfere with the temporary receivers

actions to discharge his duties

Investors or other interested partiesshould direct any questions to Mr Ham at Santoro

Driggs Waich Kearney Johnson Thompson 3773 Howard Hughes Parkway Suite

290N Las Vegas Nevada telephone 702 791-0308 For additional information see

litigation release numbers 16713 September 20 2000 and 16726 September 27

2000 BryCar Financial Corporation et al Civil Action No CV-S-00-1 125-

LDG-LRL Nev LDG LR-16810

PERMANENT INJUNCTION ENTERED AGAINST TAMARACK FUNDING CORP

AND GARRY ISAACS

The Commission announced that on September 20 2000 the United States District

Court for the Southern District of Florida entered final judgment of permanent

injunction against Tamarack Funding Corporation Texas corporation TFC of Texas

Tamarack Funding Corporation Florida corporation TFC of Florida collectively

TFC and Garry Isaacs lsaacs their president for fraud and for selling unregistered

securities TFC and lsaacs without admitting or denying the SECs allegations

consented to the Court Order that permanently enjoins them from violating Sections 5a

5c and 17a of the Securities Act of 1933 and Section 10b of the Securities

Exchange Act of 1934 and Rule lOb-5 thereunder

The Commission filed complaint on May 31 2000 alleging that the defendants

fraudulently raised approximately $4.7 million from investors nationwide by offering

and selling unregistered securities in the form of interest-bearing promissory notes

According to the complaint investors were told that their Rinds would be used to

purchase retail automobile installment loan contracts vehicle loans and that their

investment would be 100% collateralized Contrary to these representations the

complaint alleged that only $1.4 million was actually used by TFC to purchase vehicle

loans According to the SEC the remaining portion of investor funds was used to pay

TFCs operating costs and unrelated expenses The complaint further alleged that TFC

used some investor funds to repay interest to existing investors and was thereby engaged

in Ponzi scheme In addition the compliant alleged that investors funds were not

100% collateralized

As result the Commission charges TFC of Texas TFC of Florida and Isaacs with

violations of the registrationand antifraud provisions For relief the Commission

continues to seek accountings disgorgement of ill-gotten gains with prejudgment

interest and civil penalties

Also named in the lawsuit as relief defendants were two companies controlled and owned

by Isaacs that received over $4 million in investor funds These entities are Tamarack

Lenders Trust and Tamarack Capital Management Corp Tamarack Funding

Corporation and Garry Isaacs Civil Action No 00-6730 S.D Florida LR-1681

CIVIL ACTION AGAINST STEPHEN COWLEY

The Commission today announced that on November 28 it charged Stephen Cowley

British subject and resident with insider trading in the securities of 4Front Technologies

Inc in advance of the August 2000 public announcement that NCR Corporation

would acquire 4Front At the same time that the complaint was filed the Commission

sought temporary restraining order freezing Cowleys assets located in the United

States The Honorable John Koeltl United States District Judge in the Southern

District of New York issued an order with Cowleys consent freezing all assets located

in the United States with the exception of $10000 that Cowley could use to retain

NEWS DIGEST November 29 2000

counsel The frozen assets include brokerage account maintained by Cowley at

Salomon Smith Barney that held assets worth over $280000 as of yesterday The

Commissions complaint alleges that in the three weeks immediately preceding the

4FrontINCR merger announcement Cowley purchased 8000 shares of 4Front common

stock and 460 call options at cost of over $250000 After the announcement on

August Cowley sold his entire position of 4Front securities realizing illicit trading

profits of $127288 The complaint alleges that Cowley had highly specific knowledge of

material nonpublic information which was revealed in series of tape-recorded

conversations Cowley had with his broker when he purchased the 4Front securities The

complaint alleges that in these conversations Cowley was concerned that his purchases

not generate scrutiny expressed his desire to purchase as many 4Front securities as he

could afford and revealed his knowledge of material nonpublic information concerning

the merger negotiations including information about the price of the proposed

transaction and the timing of the contemplated agreement and announcement The

Commission alleges that Cowley violated Section 10b of the Securities Exchange Act

of 1934 and Rule lOb-5 thereunder In its action the Commission is seeking

permanent injunction disgorgement prejudgment interest and civil penalties

Stephen Cowley No 00 Civ.9045 JGK SDNY LR-16812

INVESTMENT COMPANY ACT RELEASES

NATIONAL LIFE INSURANCE COMPANY ET AL

An order has been issued pursuant to Section 26b of the Investment Company Act to

National Life Insurance Company NL1C National Variable Annuity Account 11

Annuity Account and National Variable Life Insurance Account Life Account

collectively Applicants approving the substitution of securities issued by certain

management investment companies and held by either the Annuity Account or the Life

Account to support variable annuity contracts or variable life insurance contracts issued

by NLIC The order also grants exemptions to the Applicants Market Street Fund Inc

MSF and Sentinel Variable Products Trust SVPT and certain investment portfolios

of each from Section 17a of the Act to the extent necessary to permit NLIC to carry

out certain of the above-referenced substitutions of securities by redeeming shares issued

by MSF in kind and using the proceeds to purchase shares issued by SVPT Ret IC

24750 November 27

HOLDING COMPANY ACT RELEASES

APPALACHIANPOWER COMPANY

An order has been issued authorizing Appalachian Power Company an electric public

utility subsidiary company of American Electric Power Company Inc registered

holding company to effect the refunding of $10 million of pollution control revenue


bonds issued in connection with the financing of certain pollution control facilities Rel

35-27282

APPALACHIAN POWER COMPANY

An order has been issued authorizing Appalachian Power Company an electric public-

utility subsidiary company of American Electric Power Company Inc registered

holding company to effect the refunding of $17.5 million of pollution control revenue

bonds issued in connection with the financing of certain pollution control facilities Rel

35-27283

CPL ENERGY INC

The Commission has issued an order approving an application-declaration by CPL

Energy Inc CPL Energy North Carolina holding company exempt from

registration under Section 3a1 of the Act by Rule and Florida Progress Corporation

Florida Progress in connection with proposed acquisition of Florida Progress by

CPL Energy Following the acquisition CPL Energy will register as holding

company under Section of the Act The order authorizes CPL Energy following the

acquisition to retain ownership of certain of its and Florida Progress nonutility

businesses and reserves jurisdiction over others The order further provides that

investments in nonutility businesses made prior to the acquisition will not be counted in

the calculation of the 15% investment limitation of Rule 58 The order exempts Florida

Progress from registration under Section of the Act following the acquisition

Finally the order approves the organization of CPL Energy system service company

and approves the pricing of certain coal supply agreements Rel 5-27284

SELF-REGULATORY ORGANIZATIONS

APPROVAL OF PROPOSED RULE CHANGE

The Commission approved proposed rule change submitted under Rule 19b-4 by the

New York Stock Exchange SR-NYSE-00-36 extending the pilot fee structure

governing the reimbursement of member organizations for costs incurred in the

transmission of proxy and other shareholder communication materials and amending the

components of coordination activities through September 2001 Publication of the

proposal is expected in the Federal Register during the week of November 27 Rd 34-

43603

ACCELERATED APPROVAL OF PROPOSED RULE CHANGES

The Commission under Rule 19b-4 of the Securities Exchange Act of 1934 has granted

accelerated approval to proposed rule change SR-CSE-00-05 and Amendment No

thereto by the Cincinnati Stock Exchange Incorporated to provide for the listing and

trading of certain Trust Issued Receipts Rd 34-43604


The Commission under Rule 19b-4 of the Securities Exchange Act of 1934 has granted

accelerated approval to proposed rule change SR-CSE-00-06 and Amendment No

thereto by the Cincinnati Stock Exchange Incorporated to provide for the listing and

trading of certain Index Fund Shares Re 34-43620

The Depository Trust Company filed proposed rule change SR-DTC-00-13 under

Section 19b1 of the Exchange Act to clarify its policy not to make an offerors

information about low volume tender offer available to participants through DTCs

Reorganization Inquiry for Participants System unless the offeror uses DTCs

Automated Tender Offer Program ATOP to process the offer and ii not to make

securities available to the offeror at the conclusion of low volume tender offer

processed through ATOP until DTC has received payment for the securities from the

offeror The Commission has approved the proposed rule change on an accelerated

basis Publication of the proposal is expected in the Federal Register during the week

of November 27 Ret 34-43624

IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE

proposed rule change SR-PCX-00-44 filed by the Pacific Exchange relating to

committee voting requirements has become effective under Section 9b3A of the

Securities Exchange Act of 1934 Publication of the proposal is expected in the Federal

Register during the week of November 27 Rel 34- 43619

SECURITIES ACT REGISTRATIONS

The following registration statements have been filed with the SEC under the Securities Act

of 1933 The reported information appears as follows Form Name Address and Phone

Number if available of the issuer of the security Title and the number and/or face amount

of the securities being offered Name of the managing underwriter or depositor if

applicable File number and date filed Assigned Branch and designation if the statement

is New Issue

Registration statements may be obtained in person or by writing to the Commissions Public

Reference Branch at 450 Fifth Street N.W Washington D.C 20549 or at the following

mail box address publicinfosec.gov In most cases this information is also available

on the Commissions website www.sec.gov

S-8 CHANCELLOR GROUP INC 1800 EAST SAHARA AVENUE SUITE 172 LAS

VEGAS NV89104 702 7927479 2000000 $1000000 COMMON STOCK FILE

33350456 NOV 22 BR


5-3 COMVERSE TECHNOLOGY INC/NY/ 170 CROSSWAYS PARK DR WOODBURY NY

11797

516 6777200 28376 $2761269 COMMON STOCK FILE 33350458

NOV 22 BR

S-8 VIATEL INC 685 THIRD AyE NEW YORK NY 10017 212 350-9200

5200000 $24618750 COMMON STOCK FILE 33350460 NOV 22 BR

S-8 BARRINGTON LABORATORIES INC 1801 TROPICANA STE LAS VEGAS NV

89119 702 8932556 350000 $306250 COMMON STOCK FILE 333

50462NOV 22 BR

S8 SPECTRANETICS CORPS 96 TALAMINE COURT COLORADO SPRING CO 80907


NOV 22 BR

5-8 VALASSIS COMMUNICATIONS INC 19975 VICTOR PARKWAY LIVONIA MI 48152

313 5913000 485000 $13792187.50 COMMON STOCK FILE 333

50466

NOV 22 BR

S-i CMS OIL GAS CO JACKSON SQ P.O BOX 1150 JACKSON MI 49204

517 7879011 $300000000 COMMON STOCK FILE 33350468 NOV 22

BR

S-3 HANOVER COMPRESSOR CO 12001 HOUSTON ROSSLYN HOUSTON TX 77086


NOV 22 BR

S-B NATIONAL DATA CORP NATIONAL DATA COPRORATION NATIONAL DATA PLAZA

ATLANTA GA 30329 404 7282000 9728000 $348992000 COMMON

STOCKFILE 33350474 NOV 22 BR

S-B WESTERN SIERRA BANCORP 3350 COUNTRY CLUB DRIVE SUITE 202

CAMERON PARK CA 95682 530 6775600 116481 $1295851 COMMON

STOCK

FILE 33350476 NOV 22 BR

S-8 WORLD HOMES INC 4505 HACIENDA AVE UNIT LAS VEGAS NV 89118


NOV 22 BR

S-4 WHITNEY HOLDING CORP 228 ST CHARLES AyE NEW ORLEANS LA 70130


NOV 22 BR

S-8 FIRST MERCHANTS CORPS 200 JACKSON ST P0 BOX 792 MUNCIE IN 47308


NOV 22 BR


S-3 RESTAURANT PROPERTIES INC 5310 HARVEST HILL ROAD SUITE 270

LB168DALLAS TX 75230 972 3871487 146741 $1517302 COMMON STOCK

FILE 33350488 NOV 22 BR

S-3 MARK SOLUTIONS INC 1515 BROAD ST PARKWAY TECHNICAL CENTER

BLOOMFIELDNJ 07003 973 8930500 6500000 $2437500 COMMON STOCK FILE

33350490 NOV 22 BR

S-3 NORTHWESTERN CORP 125 DAKOTA AVENUE SUITE 1100 SIOUX SD 57104


NOV 22 BR

S3 CHECKFREE CORP \GA\ 4411 JONES BRIDGE RD NORCROSS GA 30092


50494

NOV 22 BR

S-3 WINN DIXIE STORES INC 5050 EDGEWOOD CT JACKSONVILLE FL 32224

904 7835000 1000000000 $1000000000 STRAIGHT BONDS FILE

33350496 NOV 22 BR

S-B SERVICEWARE TECHNOLOGIES INC PA 333 ALLEGHENY AyE OAKMONT PA

15139


NOV 22 BR

S-8 TTR TECHNOLOGIES INC 1841 BROADWAY NEW YORK NY 10023 011 979-

9766

1500000 $8074464 COMMON STOCK FILE 33350500 NOV 22 BR

S-8 JDS UNIPHASE CORP /CA/ 163 BAYPOINTE PKWY SAN JOSE CA 95134

408 4341800 46331365 $3085379338 COMMON STOCK FILE

33350502 NOV 22 BR

S-3 MYRIAD GENETICS INC 320 WAKARA WAY SALT LAKE CITY UT 84108

400 000

$29500000 COMMON STOCK FILE 33350504 NOV 22 BR

S-8 HEALTHCARE RESOURCES INC 8000 MARYLAND AVENUE SUITE 920

ST LOUIS MO 63105 314 7273485 650000 $9993750 COMMON STOCK

FILE 33350506 NOV 22 BR

SB-2 BYC MANAGEMENT INC 23 CORPORATE PLAZA SUITE 180 NEWPORT BEACH

CA92663 949 7207320 55000 $55000 COMMON STOCK FILE 33350508

NOV 22 BR

S-B FIRST PLACE FINANCIAL CORP IDE 185 MARKET ST WARREN OH 44482


NOV 22 BR


S-3 CELL PATHWAYS HOLDINGS INC 702 ELECTRONIC DRIVE HORSHN4 PA 19044


NOV 22 BR

5-8 SPORTSNUTS COM INTERNATIONAL INC TOWERS AT TOWNE STE 55010421 400 SALT LAKE CITY UT 84095 801 9670777 215000


S-4 ENDLESS YOUTH PRODUCTS INC 6767 WEST TROPICANA BLVD NO 206 LAS

VEGASNV 89103 702 2481005 3304078 $206504.88 COMMON STOCK FILE

33350520 NOV 22 BR

S8 BARRETT BUSINESS SERVICES INC 4724 MACADAM AyE PORTLAND OR

97201


NOV 22 BR

S3 ALLERGAN INC 2525 DUPONT DRIVE IRVINE CA 92612 714 2464500

657451000 $434312131 STRAIGHT BONDS FILE 33350524 NOV 22

BR

S-B PSS WORLD MEDICAL INC 4345 SOUTHPOINT BLVD STE 250 JACKSONVILLE

FL

32216 904 3323000 3927368 $13625144 COMMON STOCK 5000000$5000000 OTHER SECURITIES INCLUDING VOTING TRUST FILE 333-50526

NOV 22 BR

S-8 AGILE SOFTWARE CORP ONE ALMPLDEN BOULEVARD SAN JOSE CA 95113


50528

NOV 22 BR

S-3 STORAGE USA INC 165 MADISON AVE STE 1300 STE 1100 MEMPHIS TN

38103


NOV 22 BR

S-8 CUSEEME NETWORKS INC 542 AMHERST ST SUITE 201 NASHUA NI-i 03063


NOV 22 BR

S-4 UNION PLANTERS CORP UNION PLANTERS ADMINSTRATIVE CENTER

7130 GOODLETT FARMS PARKWAY MEMPHIS TN 38018 901 580-6000

4526195$139810320 COMMON STOCK FILE 33350536 NOV 22 BR

SB-2 DARBY ACQUISITION COR 16 CORPORATE WOODS BOULEVARD ALBANY NY

12211


NOV 22 NEW ISSUE


S-3 MGI PHARMA INC 6300 WEST OLD SHAKOPEE RD SUITE 110 BLOOMINGTON

55438 612 9357335 2000000 $43000000 COMMON STOCK FILE

33350542 NOV 22 BR

S8 CUSEEME NETWORKS INC 542 AMHERST ST SUITE 201 NASHUA NH 03063


NOV 22 BR

S-4 INTEGRATED ORTHOPEDICS INC 1800 WEST LOOP SOUTH SUITE 1030

HOUSTON TX

77027 713 2255464 534666 $1152074 COMMON STOCK FILE 333

50546

NOV 22 BR

S-3 LEAP WIRELESS INTERNATIONAL INC 10307 PACIFIC CENTER COURT SAN

DIEGOCA 92121 858 8826000 170374 $6239948 COMMON STOCK FILE

33350548 NOV 22 BR

SB-2 CYBERBOTANICAL INC 268 WEST 400 SOUTH SUITE 300 SALT LAKE CITY

UT


33350550 NOV 22 BR

S-3 INTERSTATE BAKERIES CORP/DE/ 12 ARMOUR BLVD KANSAS CITY MO

64111

816 5024000 500000000 $500000000 STRAIGHT BONDS FILE

33350552 NOV 22 BR

S-8 AURORA BIOSCIENCES CORP 11010 TORREYANA ROAD SAN DIEGO CA 92121


NOV 22 BR

S-8 MAGICINC COM 1509 SOUTHEAST SECOND CT FT LAUDERDALE FL 33301


NOV 22 BR

S-8 MDSI MOBILE DATA SOLUTIONS INC ICANI 10271 SI-IELLBRIDGE WAY STE

135RICHMOND CANADA V6X 2W8 Al 00000 604 2709939 300000


S-4 GAIAM INC 360 INTERLOCKEN BLVD 300 BROOMFIELD CO 80021


NOV 22 BR

SB2 IBIZ TECHNOLOGY CORP 1919 WEST LONE CACTUS PHOENIX AZ 85201

623 9200 50501750 $16413068.75 COMMON STOCK FILE

33350564 NOV 22 BR

S3 INTERWOVEN INC 1195 FREMONT AVE STE 2000 SUNNYVALE CA 94087


NOV 22 BR


SB-2 BADGER STATE ETHANOL LLC 27402 MALCHINE RD WATERFORD WI 53185

262 8952206 12000 $12000000 LIMITED PARTNERSHIP CERTIFICATE

FILE 33350568 NOV 22 NEW ISSUE

S-3 ARROW ELECTRONICS INC 25 HUB DR MELVILLE NY 11747 516 391-1300

FILE 33350572 NOV 22 BR

S3 VIATEL INC 685 THIRD AyE NEW YORK NY 10017 212 350-9200 FILE

33350574 NOV 22 BR

Si ARTISTDIRECT INC 5670 WILSHIRE BLVD SUITE 200 LOS ANGELES CA


NOV 22 BR

S-B FINANCIAL DEPOT COM 150 1875 CENTURY PARK EAST CENTURY CITY CA


33350578 NOV 22 BR

S-B RADISYS CORP 5445 NE DAWSON CREEK DR HILLSBORO OR 97124

503 6461800 4600000 $4600000OTHER SECURITIES INCLUDING VOTING TRUST 50000 $1400000 COMMON

STOCKFILE 33350582 NOV 24 BR

S-8 RADISYS CORP 5445 NE DAWSON CREEK DR HILLSBORO OR 97124


NOV 24 BR

SB BSD MEDICAL CORE 2188 2200 SOUTH SALT LAKE CITY UT 84119


NOV 22 BR

RECENT 8K FILINGS

Form 8-K is used by companies to file current reports on the following events

Item Changes in Control of Registrant

Item Acquisition or Disp�sition of Assets

Item Bankruptcy or Receivership

Item Changes in Registrants Certifying Accountant

item Other Materially Important Events

Item Resignations of Registrants Directors

Item Financial Statements and Exhibits

Item Changein Fiscal yearItem Regulation FD Disclosure

The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports

previously filed responding to the iternsl of the form specified 8-K reports may be obtained in person

or by wntlng to the Commissions Public Reference Branch at 450 Fifth Street N.W Washington D.C

20549 or at the following e-mail box address pubIicinfosec.gov In most cases this information is

also available on the Commissions website www.sec.go1

10 NEWS DIGEST November 29 2000

NAME OF ISSUER

STATE 8K ITEM NOCODE DATE COMMENT

AAIPHARM1k INC

ABN ANRO MORTGAGE CORP SERIES 2000-

ABN ANRO MORTGAGE CORP SERIES 2000- DE

ACCELERATED LEARNING LANGUAGES INC

ADVANCED LIGHTING TECHNOLOGIES INC

ADVANCED RADIO TELECOM CORP

ADVANTA CORP

ADVEST GROUP INC

AES CORPORATION

AK STEEL HOLDING CORP

ALLEN TEST INC NEW NAME

ALLEN TEST INC NEW NAME

ANERIQUEST MORTGAGE SEC INC FLOAT

ATE MO PA TH CE SE 2000-2

ANERIQUEST MORTGAGE SECURITIES INC

AMR CORP

ANACOMP INC

ARMSTRONG WORLD INDUSTRIES INC

ATLANTIC COAST AIRLINES HOLDINGS IN

ATLANTIC EXPRESS TRANSPORTATION COR

AUTOCORP EQUITIES INC

AVIGEN INC \DE

BARPOINT COM INC

BATTLE MOUNTAIN GOLD CO

BEAR STEARNS ASSET BACKED SEC INC

SSET BACK CERT SER 2000-1

BEAR STEARNS ASSET BACKED SECURITIE

INC

BEAR STEARNS COMMERCIAL

CURITIES INC


CURITIES INC


CURITIES INC


CURITIES INC

BECTON DICKINSON CO

BECTON DICKINSON CO

BECTON DICKINSON CO

BECTON DICKINSON CO

BECTON DICKINSON CO

BECTON DICKINSON CO

BICO INC/PA

BICO INC/PA

BIONEBRASKA INC

BIOTECH HOLDRS TRUST

BROADBAND HOLDRS TRUST

BROADCOM CORP

B2B INTERNET HOLDRSSM TRUST

DE

OH

DE

DE

DE

DE

DE

IN

IN

NY

DE

DE

IN

PA

DE

11/20/00

11/22/ 00

11/22/00

11/07/00

11/22/00

11/21/00

11/27/00

11/21/00

08/22/00

11/27/00

01/01/98

01/01/98

11/15/00

11/15/00

11/27/00

11/15/00

11/22/00

11/28/00

NY 11/23/00

11/14/00

11/17/00

11/20/00

11/22/00

11/27/00

DE 11/27/00

DE 11/10/00

DE 11/10/00

DE 11/15/00

DE 11/15/00

09/26/00

11/08/00

11/09/00

11/13/00

11/20/00

11/27/00

11/22/00

11/27/00

11/27/00

11/22/00

11/22/00

11/28/00

NY 11/22/00

DE

DE

NV

DE

DE

NV

DE

MORTGAGE SE

MORTGAGE SE

MORTGAGE SE

MORTGAGE SE

NJ

NJ

NJ

NJ

NJ

NJ

PA

PA

DE

CA

AMEND

AMEND

AMEND

AMEND

AMEND

II NEWS DIGEST November 29 2000

NAME OF ISSUER

STATE 8K ITEM NOCODE 123456789 DATE COMMENT

CALIFORNIA SOFTWARE CORP

CATHAY BANCORP INC

CENTEX CREDIT CORP HOME EQ LN ASSET

BACKED CERT SER 2000

CENTEX HOME EQUITY LOAN TRUST 000-

CEPHALON INC

CERTICOM CORP

CHANDLER USA INC

CHASE MANHATTAN BANK USA

CHASE MANHATTAN CORP /DE/

CHASE MANHATTAN CORP IDECHEVY CHASE AUTO RECEIVABLES TRUST

19 971CHEVY CHASE AUTO RECEIVABLES TRUST

19972CHEVY CHASE AUTO RECEIVABLES TRUST



19974CHEVY CHASE AUTO RECEIVABLES TRUST MD

19981CHEVY CHASE AUTO RECEIVABLES TRUST MD

19982CHEVY CHASE AUTO RECEIWBIJES TRUST MD


2000-2

CHEVY CHASE HOME LOM TRUST 1996-1

CHEVY CHASE HOME LOAN TRUST 1997-1

CHI CAGO BRIDGE IRON CO

CHI CAGO MERCANTILE EXCHANGE INC

CHORUS CUNICATIONS GROUP LTD

CITIZENS NORTHERN CORP

COMMERCIAL MORTGAGE PASS THROUGH CE

RTIFICATES SERIES 1999 C2

COMMERCIAL MORTGAGE PASS-THROUGH CE

RTIFICATE SERIES 2000-1

COMMSCOPE INC

COMPUTER NETWORK TECHNOLOGY CORP

CONSOLIDATED CAPiTAL INSTITUTIONAL

PROPERTIES

CONTINENTAL AIRLINES INC /DEI

CONTINENTAL INFOINATION SYSTEMS COR

CORRECTIONS CORP OF AMERICA/MD

COVEST BANCSHARES INC

CREDIT SUISSE FIR BOS NOR SEC CORP

MO BK PA TH CE SE 99-WM1

CREDIT SUISSE FIR BOS MOR SEC CORP


11/10/00

11/28/00

11/30/00

11/30/00

11/27/00

09/12/00 AMEND

11/27/00

11/08/00

11/28/00

11/28/00

11/20/00

11/20/00

11/20/00

11/20/00

11/20/00

11/20/00

11/20/00

11/20/00

11/20/00

11/15/00

11/24/00

11/21/00

10/03/00

11/28/00

11/20/00

11/17/00

11/28/00

11/30/00

11/30/00

NV

DE

DE

DE

DE

OK

DE

DE

DE

MD

MD

MD

MD

MD

11/20/00

11/20/00

11/20/00

11/13/00

11/24/00

11/17/00

11/17/00

MD

MD

MD

IL

WI

PA

DE

DE

DE

CA

DE

NY

MD

DE


NAME OF ISSUER

CREDIT SUISSE FIR BOS MOR SEC CORP


CRESTLINE CAPITAL CORP

CURAGEN CORP

CURTISS WRIGHT CORP

CWABS INC

CWMBS INC

CYBERIAN OUTPOST INC

CYLINK CORP /CA/

DAIN RAUSCHER CORP

DALJAMPk INC

DALJAMPL INC

DATA RACE INC

DCI TELECOMMUNICATIONS INC

DEERE CO

DELTA AIR LINES INC /DE/

DELTA FUND HM EQU LN 2000-2 HM EQU

LN ASS BKD CRT SER 2000-2

DELTA FUNDING HOME EQUITY LOAN TRUS

20001DELTA FUNDING HOME EQUITY LOAN TRUS

20003DERBY CYCLE CORP

DIAMOND BRANDS INC

DIAMOND OFFSHORE DRILLING INC DE

DISCOUNT AUTO PARTS INC FL

DLJ MORTGAGE ACCEPTANCE CORP DE

DONALDSON CO INC DE

EDG CAPITAL INC NY

EDUCATION LOANS INC IDE DE

EDUVERSE COM NV

EFAX COM INC DE

EMERSON ELECTRIC CO MO

EMPIRE ENERGY CORP UT

ENVIRO CLEAN OF AMERICA INC NV

EPOCH BIOSCIENCES INC DE

FM BANK CORP VA

FINANCIAL FEDERAL CORP NVFIRST GEORGIA HOLDING INC GA

FIRST PLLCE FINANCIAL CORP IDE DE

FIRST UNION COMMERCIAL MORTGAGE SEC NC

URITIES INC

FIRST UNION COMMERCIAL MORTGAGE SEC NCURITIES INC

FIRST UNION COMMERCIAL MORTGAGE SEC NC

URITIES INC

FIRSTENERGY CORP OH

FLEET BANK NATIONAL ASSOCIATION /RI RI

FLEET CREDIT CARD MPLSTER TRUST II

FLEXXTECH CORP

FOREST CITY ENTERPRISES INC


DE 11/30/00

11/13/00

11/28/00

11/28/00

11/27/00

11/28/00

09/08/00 AMEND

08/30/00 AMEND

11/27/00

12 311.99

09/30/00

11/20/00

11/27/00

11/27/00

11/16/00

11/15/00

NY 11/15/00

NY 11/15/00

11/22/00

11/28/00

11/27/00

11/21/00

11/30/00

11/27/00

09/13/00 AMEND

11/22/00

11/16/00

11/22/00

11/28/00

11/22/00 AMEND

11/22/00

11/15/00

12/31/00

11/23/ 00

09/30/ 00

11/27/ 00

11/06/00

11/17/00

11/17/00

11/21/00

11/15/00

11/15/00

10/01/99

11/22/00

MD

DE

DE

DE

DE

DE

CA

DE

TX

TX

TX

CO

DE

DE

NY

DE

NY

NV

OH


NAME OF ISSUER


FRANKLIN RECEIVABLES LLC

FREQUENCY ELECTRONICS INC

FREQUENCY ELECTRONICS INC

GENTIVA HEALTH SERVICES INC

GEORGIA PACIFIC CORP

GLOBAL ASSET HOLDINGS INC

GLOBALNETCARE INC

GMPLC COMMERCIAL MORTGAGE SECURITIES

INC

GMAC COMMERCIAL MORTGAGE SECURITIES

INC

GRAND UNION CO IDEGREATER BAY BANCORP

GREENPOINT CREDIT LLC



GS MORTGAGE SEC CORP II COMM MORT

THRO CERT SER 1997-GL1

HEALTHCENTRAL COM

HEALTHRITE INC

HECLP MINING CO/DEl

HELLER FUNDING CORP

HELLER FUNDING CORP

HELLER FUNDING CORP

HOLOGIC INC

HOMECOM COMMUNICATIONS INC

HONDA AUTO RECEIVABLES 1999-1 OWNER

TRUST

HOST MARRIOTT CORP/

HOST MARRIOTT

HOUSEHOLD AUTOMOBILE REVOLVING TRUS

TIHOUSEHOLD AUTOMOTIVE TRUST III SERI

ES 19991HOUSEHOLD AUTOMOTIVE TRUST IV SERIE

20001HOUSEHOLD AUTOMOTIVE TRUST SERIES

2000

HOUSEHOLD AUTOMOTIVE TRUST VI SERIE

2000

HOUSEHOLD CREDIT CARD MASTER TRUST

HOUSEHOLD FINANCE CORP HOUSEHOLD AF

CRE CAR MAS TR

ICG SERVICES INC

INDEPENDENT BANKSHARES INC

INLANDS MONTHLY INCOME FUND

INSMED INC

INTEGRATED PACKAGING ASSEMBLY CORP

INTERNATIONAL COSMETICS MARKETING

INTERNET ARCHITECTURE HOLDRSSM TRUS

DE

DE

DE

DE

GA

FL

FL

DE

10/31/00

09/13/00

09/13/00

11/27/00

11/24/00

11/27/00

09/12/00 AMEND

11/10/00

DE 11/22/00

11/16/00

11/27/00

10/31/ 00

10/31/00

10/31/00

11/10/00

09/14/00 AMEND

11/22/00

11/17/00

11/13/00

11/14/00

11/27/00

09/15/00 AMEND

11/22/00

10/31/00

11/17/00

11/17/00

DE 11/17/00

NV 11/17/00

DE 11/15/00

DE 11/15/00

11/28/00

11/13/00

11/17/00

11/24/00

11/20/00

11/28/00

NY 11/22/00

AMEND

AMEND

DE

CA

DE

DE

DE

DE

DE

DE

DE

DE

DE

DE

DE

DE

CA

MD

DE

DE

DE

DE

11/28/00

11/28/00

11/17/00

DE

TX

DE

VADE

FL


NAME OF ISSUER

INTERNET FOOD Co INC

INTERNET HOLDRS TRUST

INTERNET INFRASTRUCTURE HOLDRSSM TR

UST

INTERNET MULTI-MEDIA CORP

INTUIT INC

IRWIN FINANCIAL CORPORATION

IRWIN FINANCIAL CORPORATION

ISG RESOURCES INC

JABIL CIRCUIT INC

JUNO ONLINE SERVICES INC

KANSAS GAS ELECTRIC CO /KSI

KERR MCGEE CORP

KLEVER MARKETING INC

LMKI INC

LOCKHEED MARTIN CORP

MAGAININ PHARMACEUTICALS INC

MAGNETEK INC

MALLON RESOURCES CORP

MANITOWOC CO INC

MANUGISTICS GROUP INC

MEDISCIENCE TECHNOLOGY CORP

MEDITECH PHARMACEUTICALS INC

MELLON RESIDENTIAL FUNDING CORP MOR

PAS THR SER 2000 TBC

MELLON RESIDENTIAL FUNDING CORP MOR

PAS THR TR SE 2000 TBC2

MENDOCINO BREWING CO INC

MICROFLUIDICS INTERNATIONAL CORP

MILLENIA HOPE INC

MORGAN STANLEY DEAN WITTER CAP IN

MORT PASS TH CER 2000-1

MORGAN STANLEY DEAN WITTER CAPITAL

INC SERIES 2000 LIFE1

MOUNTAINS WEST EXPLORATION INC

MURRAY INCOME PROPERTIES II LTD

NANO WORLD PROJECTS CORP

NATURAL WONDERS INC

NAVIGANT INTERNATIONAL INC

NEFF CORP

NISSAN AUTO RECEIVABLES 2000-B OWNE

TRUST

NISSAN AUTO RECEIVABLES 2000-C OWNE

TRUST

NXGEN NETWORKS INC

OBJECTIVE SYSTEMS INTEGRATORS INC

ONEPOINT COMMUNICATIONS CORP IDE

ONLINE POWER SUPPLY INC

OVVIO BETTER LIFE INC

PACIFIC GULF PROPERTIES INC

PAN PACIFIC RETAIL PROPERTIES INC

FE CORP

PERFORMANCE FOOD GROUP CO

11/27/00

11/27/00

11/22/ 00

11/27/0

11/28/00 AMEND

11/21/00

11/28/00

11/28/00

11/27/00

11/22/00

11/28/00

11/28/00

11/21/00

11/13/00

11/21/00

11/20/00

11/21/00

11/28/00

09/06/00 AMEND

11/15/00

11/15/00

11/22/ 00

11/27/00

05/29/00

11/15/00

11/15/00

11/21/00

11/15/00

11/22/ 00

09/11/00 AMEND

11/15/00

12/17/99 AMEND

10/15/00

11/15/00

11/27/ 00

11/27/ 00

11/17/00

11/22/ 00

11/14/00

11/27/00

11/13/00

11/27/00

11/27/00

STATE BK ITEM NOCODE 123456789 DATE COMMENT

NV 11/09/00

NY 11/22/00

NY 11/22/00

NV

DE

IN

IN

UT

DE

DE

KS

DE

DE

NV

MD

DE

DE

CO

WI

DE

NJ

NVDE

DE

CA

DE

NY

DE

NM

TX

DE

DE

DE

DE

NVCA

DE

NVWA

MD

MD

NY

TN


OF ISSUER

PHARMACEUTICAL HOLDRS TRUST

PIONEER OIL GAS

POGO PRODUCING CO

PRO DEX INC

PROMETHEUS INCOME PARTNERS

PROMOTIONS COM INC

PROVIDIAN MASTER TRUST

PROVIDIAN NATIONAL BANK /NEW/

PUBLIC SERVICE CO OF NEW MEXICO

PYR ENERGY CORP

REGIONAL BANK HOLDERS SM TRUST

RESIDENTIAL FUNDING MORTGAGE SECURI

TIES INC

RESOURCEPHOENIX COM

REYNOLDS REYNOLDS CO

ROYAL PRECISION INC

SALIENT CYBERTECH INC

SALIENT CYBERTECH INC

SALOMON BROTHERS MORTGAGE SECURITIE

VII INC

SANTA BARBARA RESTAURANT GROUP INC

SEDONA CORP

SEMICONDUCTOR HOLDRS TRUST

SHELLS SEAFOOD RESTAURANTS INC

SIEBEL SYSTEMS INC

SOCRATES TECHNOLOGIES CORP

SOFTWARE HOLDRS TRUST

SONICWALL INC

SONUS CORP

SOUTHERN CO

SPANISH BROADCASTING SYSTEM INC

STARBRIDGE GLOBAL INC

STORAGE COMPUTER CORP

SUFFOLK BANCORP

SUNDOG TECHNOLOGIES INC

SWEETS EATS INC

Si CORP IDETANDYCRAFTS INC

TANOX INC

TELECOM HOLDRS TRUST

TELEPHONE DATA SYSTEMS INC IDE

TIERS ASSET BACKED SECURITIES SER

HPJ4T TR 19977TREEV INC

TRIAD HOSPITALS HOLDINGS INC

TRIAD HOSPITALS INC

TROY FINANCIAL CORP

TROYDEN CORP

AGGREGATES INC

UNICAPITAL CORP

UNOVA INC

US AIRWAYS INC

US REALTY PARTNERS LTD PARTNERSHIP

STATE 8K ITEM NOCODE DATE COMMENT

11/22/00

11/27/00 AMEND

11/27/00

11/08/00

11/22/00

11/22/00

11/21/00

11/21/00

11/29/00

11/28/00

11/22/00

11/28/00

11/27/00

11/28/ 00

11/28/00

12/31/00

12/31/00 AMEND

11/27/00

11/13/00

11/22/00

11/22/00

11/22/00

11/15/00

11/10/00

11/22/00

11/14/00

11/17/00

11/27/00

11/24/00

11/13/00

09/14/00 AMEND

11/27/00

11/16/00

11/28/00

11/27/00

11/28/00

11/28/00

11/22/00

11/24/00

11/15/00

11/28/00

11/17/00

11/17/00

11/10/00

11/10/00

11/15/00

11/22/00

11/13/00

11/02/00

08/28/00

UT

DE

CO

CA

DE

NM

DE

NY

DE

DE

OH

DE

DE

DE

DE

DE

PA

NY

DE

DE

DE

NY

CA

Al

DE

DE

DE

NY

DE

FL

DE

DE

DE

NY

DE

DE

DE

DE

DE

DE

NVDE

DE

DE

DE

DE


NAME OF ISSUER

UTILITIES HOLDERS SM TRUST

VALUEVISION INTERNATIONAL INC

VIROPHARMA INC

WAXMPN INDUSTRIES INC

WCM CAPITAL INC

WEBMD CORP /NEW/

WELLS FARGO ASSET SECURITIES CORP

WESBANCO INC

WESTERN RESOURCES INC /KS

WESTPAC SECURITISATION MANAGEMENT

TYLTDWILLANETTE INDUSTRIES INC

WIRELESS HOLDRS TRUST

XCEL ENERGY INC

ZEMEX CORP

ZIONS BANCORPORATION /UT/


11/22/00

11/16/00

11/28/00

11/14/00

11/27/00

09/12/00 AMEND

11/27/00

11/24/00

11/27/00

10/20/00

OR 11/27/00

11/22/00

11/28/00

11/17/00

11/27/00

NY

DE

DE

DE

DE

DE

WVKS

NY

DE

UT


Documents

SEC News Digest, November 29, 2000 · securities TFC and lsaacs without admitting or denying the SECs allegations ... accelerated approval to proposed rule change SR-CSE-00-05and