SEC News Digest, October 12, 2001The complaint also named as defendants two senior officers of 2l Century Robert Byrch and Spencer Tyrrell Simultaneously and without admitting or denying

SEC NEWS DIGEST

Issue 2001-197 October 12 2001

COMMISSION ANNOUNCEMENTS

EASING OF ISSUER REPURCHASE RESTRiCTIONS TO END WILL NOT BE

RENEWED

On September 28 2001 the Commission issued an exemptive order temporarily easing

certain restrictions of Rule lOb-iS and giving relief from pooling of interest provisions

for issuers repurchasing their own common stock The relief provided in that order

expires October 12 2001 and will not be rLwed

The SEC will continue to staff hotlines for investorsand market participants Investors

can e-mail questions to the SEC staff at help@secgov The toll-free investor telephone

number is 1-800-SEC-0330 Firms seeking additional information about the Financial

Responsibility Rules should call the SEC staff at 202-942-7891 202-942-7892 or 202-

942-7893 All other firm inquires should be directed to 202-942-0069 Press Re 200 1-

111

ENFORCEMENT PROCEEDINGS

JAMES BINGE BARRED

James Binge has been barred from association with any broker or dealer The sanction

was ordered in an administrative proceedingbefore an administrative law judge

Binge was permanently enjoined from future violations of Sections 5a 5c and 17aof the Securities Act of 1933 and Section 10b of the Securities Exchange Act of 1934

and Rule lOb-5 thereunder in the United States District Court for the Southern District of

Florida Binge declined to defend the administrative proceeding

Based on the permanent injunction the law judge barred Binge from association with any

broker or dealer Re 34-44901 File No 3-10526

CRIMINAL ACTION AGAINST FRANK PEITZ ET AL

On October grand jury in the U.S District Court for the Northern District of Illinois

Eastern Division returned an indictment against Frank Peitz Daniel Benson Peter

Loutos Sr Robert Paladino Randall Law and Monica lies The indictment

arises from the offer and sale of fraudulent prime bank trading program through Lennox

Investment Group Ltd an entity owned and controlled by Law and the subsequent

misappropriation of funds collected from investors The indictment charges each

defendant with eight counts of wire fraud and further charges Peitz Benson Loutos and

Paladino with seven counts each of money laundering and one count each of conspiracy

to commit money laundering

The indictment charges that the defendants raised over $1 million from at least 30

investors through the offer and sale of purported Small Investment High-Yield

Program The defendants obtained investor funds through material misstatements and

omissions including the following invcsror funds would be used in the international

trading of bank instruments investor funds would be held in an escrow account or

that collateral of equal value would insure the safety of investor funds investor

principal was guaranteed investors would receive returns of 122 per cent per week

for forty weeks during the one year term of their investment and the trading program

was regulated and approved by governmental entities such as the Federal Reserve and the

International Monetary Fund In fact the indictment charges the purported trading

program did not exist and investor funds were not used to trade banking instruments

Rather the defendants systematically disbursed investor funds for the benefit of

themselves and their designees

The indictment is based on the same conduct alleged in civil action brought by the

Commissions Fort Worth District Office in June 1998 Lennox Iinesineni

Group Ltd ci cii USDC/ND/TX Worth Division Civil Action No 498-CV-536-

The Commissions complaint filed June 22 1998 alleged that Peitz Benson Lawand Iles among others violated the antifra and securities registration provisions of the

federal securities laws by engaging in the scheme described in the October 2001

indictment Specifically the Commission complaint charged these defendants with

violations of Section 5a 5c and 17a of the Securities Act of 1933 and Section 10b of

the Securities Exchange Act of 1934 and Rule lOb-5 thereunder The Commissions

complaint named Paladino among others as relief defendant alleging that he was unjustly

enriched through the receipt of finds and asses derived from investors Rel 15789

June 24 1998

The Commission has obtained Final Judgments against all defendants and relief

defendants named in its civil action However receiver appointed by the Court is

continuing his efforts to marshal and conserve funds and assets on behalf of defrauded

investors

NEWS DIGEST October 12 2001

Unscrupulous promoters continue to victimize the public with Prime Bank schemes

Accordingly investors are advised to access the Commissions Prime Bank Investor

Alert that provides tips on how to avoid being victim of these scams The investor alert

can be found on the Commissions web site at www.sec.gov/pbanklpbnkhome.htm

Frank Peitz Daniel Benson Peter Loutos Sr Robert Paladino

Randall Law and Monica lies Criminal Action No 01CR0852 N.D Ill Eastern

Division LR-1718

SEC FILES CIVIL FRAUD CHARGES iN THREE PHONY OFFSHORE TRADiNG

PROGRAMS

On October 10 the Commission filed civil fraud charges in federal district court in

Dallas Texas against Gerard Chiarella an alleged Internet investment swindler operating

from Congers New York The Commission charged Chiarella with conducting an

Internet investment scheme that defrauded approximately 325 investors throughout the

United States of over $82000 from February through July of this year According to the

complaint Chiarella operated the scheme using several fictitious businesses including

Freedom in 14 Days WVM Financial Group and Minda Trading Group Chiarella

offered and cold investments under these names using Internet websites and spam e-mail

The offerings included interests in phony offshore trading programs and promised

investors extraordinary returnsranging from 100% to 200% per weekwith little or no

risk the complaint said The complaint further alleg..zl that these investments were in

every case pure shams

in its complaint the Commission alleged Chiarella violated the following provisions

of the federal securities laws the antifraud provisions at Section 17a of the

Securities Act of 1933 Securities Act Section 10b of the Securities Exchange Act of

1934 and Rule lOb-5 thereunder and the registration provisions at Sections 5a and

5c of the Securities Act The complaint sought permanent injunction from future

violations of the foregoing provisions of the federal securities laws an order requiring the

defendant to disgorge all wrongfully obtained profits including prejudgment interest and

civil money penalty Chiarella has agreed to all relief sought by the Commission in its

complaint The penalty and disgorgement amounts will be determined in further court

proceedings Gerard Chiarella individually and doing business as Freedom in

14 Days WVM Financial Group and Minda Trading Group Case No 301-CV-2037-G

USDC Northern District of Texas Dallas Division LR-17182

21 CENTURY SATELLiTE COMMUNICATIONS ThC AND TWO OF ITS

PRINCIPALS SETTLE SEC CIVIL ACTION INVOLVING FRAUDULENT $23 MILLION

PROMISSORY NOTE OFFERING

The Commission announced that on September 28 2001 it filed civil complaint against

21st Century Satellite Communications Inc 218t Century for engaging in the fraudulent

and unregistered sale of approximately $23 million in securities to investors nationwide


The complaint also named as defendants two senior officers of 2l Century Robert

Byrch and Spencer Tyrrell Simultaneously and without admitting or denying the

allegations against them 21st Century Byrch and Tyrrell settled the cases against them

by agreeing to permanent injunctions and other relief

According to the complaint between 1997 and September 2000 2l Century sold

approximately $23 million worth of promissory notes and purchase-leaseback agreements

to more than 700 investors across the country The company purported to sell the notes

in order to purchase satellite television equipment that the company would use to install

maintain and service private satellite television systems for closed communities

throughout northern and central Florida 2l Centurys offering materials claimed that

the investments were fully secured by the value of the equipment purchased with the

investors funds In fact the investments were not fully secured in addition the

company used approximately $6 million of investors funds to pay undisclosed

commissions to the sales agents who sold the securities Most of these sales agents were

independent insurance agents located in Florida and other parts of the United States who

sold the investments to their clients

In September 2000 2I Century defaulted on its promissory note payments and the

company filed voluntarily for reorganizatior under Chapter II of the United States

Bankruptcy Code on May 2001

Without admitting or denying any of the allegations in the SECs complaint 21st Century

Byrch and Tyrrell agreed to settle the charges by consenting to the entry of permanent

injunctive relief from further violations of the securities registration and antifraud

provisions of the federal securities laws specifically Sections 5a 5c and 17a of the

Securities Act of 1933 and Section 10b of the Securities Exchange Act of 1934 and

Rule lOb-S thereunder In addition 2l Century consented to disgorge $6110736

representing the investor funds paid to the agents who sold 21st Century securities which

the SEC will seek to enforce in the bankru .y proceedings Finally Byrch agreed to pay

civil money penalties of $25000 with the civil money penalties to be paid by Tyrrell if

any to be determined by the Court The Court entered final judgments against 21st

Century Byrch and Tyrrell on October 2001

For more information about promissory note fraud please visit

www.sec.gov/investor/pubs/promise.htm The SEC thanks the State of Florida

Department of Banking and Finance Division of Securities for its assistance with this

matter 21st Century Satellite Communications Inc Robert Byrch and Spencer

Tyrrell No 8O1CV1 875-T-30 TGW LR-1 7183

SEC SETTLES CIVIL ACTION AGAINST TWO PRINCIPALS OF INTERNATIONAL

CURRENCY CONSULTANTS INC

The Commission announced that on September 28 2001 the United States District Court

for the Southern District of Florida entered final judgment of permanent injunction and


imposed civil money penalties of $15000 each against William Cordo and Mitchell

Davis Cordo and Davis consented to the entry of the injunction and the imposition of

the civil money penalties without admitting or denying any of the allegations in the

Commissions complaint against them

In complaint filed on May 15 2000 the SEC alleged that Cordo and Davis engaged in

an unregistered securities offering through firm they owned international Currency

Consultants Inc ICC of Boca Raton Florida The complaint alleged that from about

May 1998 to May 1999 iCC sold approximately $1.7 million worth of unregistered

securities to investors using boiler-room operation established by Cordo and Davis In

addition to requiring Cordo and Davis to pay civil money penalties of $15000 each the

final judgment permanently enjoins Cordo and Davis from further violations of Sections

5a and 5c of the Securities Act of 1933

The SEC would like to acknowledge the valuable assistance of the Texas State Securities

Board in its investigation of this matter William Cordo Mitchell Davis

and John Blount Civil Action No 00-08392-C1V-RYSKAMP S.D Florida West

Palm Beach Division LR-17 184

SELF-REGULATORY ORGANIZATIONS

IMMEDIATE EFFECTIVENESS OF PROPOSED RULE CHANGE

proposed rule change SR-NFA-2001-02 filed by the National Futures Association

clarifying the interpretive notice regarding obligations to customers and other market

participants relating to securities futures products has become effectiveness under Section

19b7 of the Securities Exchange Act of 1934 PubIcation of the proposal is expected

in Federal Register during the week of October 15 Rel 34-449 17

proposed rule change SR-NASD-2001-.71 filed by the National Association of

Securities Dealers through its subsidiary The Nasdaq Stock Market Inc to modify the

SuperSOES use fees and the liquidity provider rebate institute quotation update charge

and introduce mechanism for sharing market data revenue with certain NASD

members has become effective under Section 9b3Aii of the Securities Exchange

Act of 1934 Publication of the proposal is expected in the Federal Register during the

week of October 15 Rel 34-44918

SECURITIES ACT REGISTRATIONS


The following registration statements have been filed with the SEC under the Securities Act

of 1933 The reported information appears as follows Form Name Address and Phone

Number if available of the issuer of the security Title and the number and/or face amount

of the securities being offered Name of the managing underwriter or depositor if

applicable File number and date filed Assigned Branch and designation if the statement

is New Issue

Registration statements may be obtained in person or by writing to the Commissions Public

Reference Branch at 450 Fifth Street N.W Washington D.C 20549 or at the following

mail box address publicinfosec.gov In most cases this information is also available

on the Commissions website www.sec.gov

5-8 PECHINEY 10 PLACE DES VOSGES LADEFENSE 92400 COURBEVOIE 10

312 3993000 50000 $1897500 FOREIGN COMMON STOCK FILE33313982 OCT 04 BR

S-8 CABLE WIRELESS PUBLIC LIMITED CO NEW MERCURY HOUSE26 RED LION SQUARE LONDON ENGLAND WC1R 4UQ X0 00000 703 847-4835

48941093 $245500734.08 OTHER SECURITIES INCLUDING VOTING TRUST

FILE 33313984 OCT 04 BR

S-3 IANERICAN HONDA RECEIVABLES CORP 700 VAN NESS AVENUEC/C AMERICAN HONDA RECIEVABLES CORP TORRANCE CA 90501 310 781-4318

1000000 $1000000 EQUIPMENT TRUST CERTIFICATES FILE 33371022

OCT 05 BR

S8 JOY GLOBAL INC 100 EAST WISCONSIN AVE SUITE 2780 MILWAUKEE WI

53201

414 4866400 5556000 $82228 800 COMMON STOCK FILE 33371024

OCT 05 BR

S3 SYNAPTIC PHARMACEUTICAL CORP 215 COLLEGE RD PARANUS NJ 07652

201 2611331 7564584 $35024023.92 COMMON STOCK FILE 3331026

OCT 05 BR

S3 MADISON GAS ELECTRIC CC 133 BLAIR ST P0 BOX 1231 MADISON WI

53701 608 2527923 100000000 $100000000 COMMON STOCK FILE33371038 OCT 05 BR

S-3 MANPOWER INC /WI/ 5301 IRONWOOD RD MILWAUKEE WI 53217

414 9611000 435367000 $240540240 COMMON STOCK FILE 33371040

OCT 05 BR

S-i SAXON CAPITAL INC 4800 COX ROAD GLEN ALLEN VA 23060 804 967-

3825

28050100 $283306010 COMMON STOCK FILE 33371052 OCT 05NEW ISSUE


S-S MICHAELS STORES INC 8000 BENT BRANCH DR P0 BOX 619566 IRVING TX

75063 214 7147000 87500 $3099250 COMMON STOCK FILE 333

71054

OCT 05 BR

S-2 IMAGING DIAGNOSTIC SYSTEMS INC /L/ 6531 NW 18TH COURT PLANTATION

FL33313 305 7460500 9875000 $6418750 COMMON STOCK FILE

33371058 OCT 05 BR

S-3 TMP WORLDWIDE INC 622 THIRD AVE1 NEW YORK NY 10017 212 977-4200

2827140 $77633264.40 COMMON STOCK FILE 33371062 OCT 05

BR

S8 PROGINET CORP 200 GARDEN CITY PLZA STE 220 GARDEN CITY NJ 11530


OCT 05 BR

S-4 HERBST GAMING INC 3440 WEST RUSSELL ROAD LAS VEGAS NV 89118


71094

OCT 05 NEW ISSUE

S-8 POWER ONE INC 740 CALLE PLANO LAMARILLO CA 93012 805 987-8741

2750000 $15771250 COMMON STOCK FILE 33371100 OCT 05 BR

S-8 ELIZABETH ARDEN INC 14100 NW 60TH AVE MIAMI LAKES FL 33014

305 8188000 3000000 $40238737.50 COMMON STOCK FILE 333

71110

OCT 05 BR

RECENT 8K FILiNGS

Form 8-K is used by companies to file current reports on the following events

Item Changes in Control of Registrant

Item Acquisition or Disposition of Assets

Item Bankruptcy or Receivership

Item Changes in Recistrants Certifying Accountant

Item Other MaterialTy Important Events

Item Resignations of Registrants Directors

Item Financial Statements and Exhibits

Item Change in Fiscal Year

Item Regulation FD Disclosure

The following companies have filed 8-K reports for the date indicated and/or amendments to 8-K reports

previousiy filed responding to the items of the form specified 8-K reports may be obtained in person

or by writing to the Commissions Public Reference Branch at 450 Fifth Street NW Washington D.C

20549 or at the following e-mail box address pubhcinfosec.gov In most cases this information is

also available on the Commissions website www.sec.gov


STATE 8K ITEM NONAME OF ISSUER CODE DATE COMMENT

AZkON INC

ACT TELECONFERENCING INC

ACT TELECONFERENCING INC

ADEPT TECHNOLOGY INC

ADVANCED MICRO DEVICES INC

AGENCY COM LTD

AIRPLANES LTD

AIRPLANES US TRUST

AK STEEL HOLDING CORP

ALLETE INC

ALLIANCE CAPITAL MANAGEMENT HOLDING

LP

ALLIANCE CAPITAL MANAGEMENT

ALLION HEALTHCARE INC

ALLOY ONLINE INC

JAMERIRESOURCE TECHNOLOGIES INC

AMSURG CORP

ANCHOR GLASS CONTAINER CORP /NEW

APOGENT TECHNOLOGIES INC

APPLIED EXTRUSION TECHNOLOGIES INC

DR

APPLIED EXTRUSION TECHNOLOGIES INC

IDE

ARDENT COMMUNICATIONS INC

ARIAD PHARMACEUTICALS INC

ASSET BACKED FDG CORP BASS MTG LN

AS NKD CRT SER 2001CB1ATLANTIC COAST AIRLINES HOLDINGS IN

AVANI INTERNATIONAL GROUP INC II

AVIGEN INC \DE

BALDWIN TECHNOLOGY CO INC

BANK OF AMERICA CORP IDEBANK OF GRANITE CORP

BBT CORP

BENTLEY COMMUNICATIONS CORP/DE

BICO INC/PA

BIOMARIN PHARMACEUTICAL INC

BLACK WARRIOR WIRELINE CORP

BLIMPIE INTERNATIONAL INC

BUILDERS TRANSPORT INC

CAN CAL RESOURCES LTD

CAN CAL RESOURCES LTD

CANADIAN DERIVATIVES CLEARING CORP

CANDELA CORP IDECANTERBURY CONSULTING GROUP INC

CAPITAL ONE MASTER TRUST

CARAUSTAR INDUSTRIES INC

CHARTER COMMUNICATIONS HOLDINGS CAP

ITAL CORP

CHARTER COMMUNICATIONS HOLDINGS LLC

CHARTER COMMUNICATIONS INC /MO/

09/04/01

10/05/01

10/10/01

10/09/01

10/05/01

10/01/01

10/11/01

10/11/01

10/04/01

10/10/01

10/11/01

10/11/01

10/10/01

08/02/01 AMEND

09/25/01

10/10/01

.x 10/05/01

10/11/01

10/08/01

DE 10/08/01 AMEND

10/10/01

10/11/01

09/25/01

10/09/01

09/26/01

10/08/01

09/26/01

10/03/01

10/09/01

09/30/01

07/23/01 AMEND

10/09/01

10/10/01

09/14/01

10/08/01 AMEND

09/25/01

10/04/01

10/04/01 AMEND

09/07/0110/10/01

09/28/01

10/10/01

10/10/01

10/09/01

10/09/01

10/09/01

NV

CO

CO

DE

DE

DR

DR

DE

DR

MN

DE

DR

DR

DE

DE

TN

DR

WI

DR

DE

DR

DR

DR

NV

DR

DR

DR

DE

NC

DR

PA

DR

DR

NJ

DR

NVNV

DR

PA

VA

NC

DE

DE

DE


NIME OF ISSUER

STATE

CODE

8K ITEM NO12 DATE COMMENT

CHASE MORTGAGE FINANCE CORP

CHEMICAL CONSORTIUM HOLDINGS INC

CINEMASTAR LUXURY THEATERS INC

CITIZENS NORTHERN CORP

CLEVELAND CLIFFS INC

COCA COLA ENTERPRISES INC

COLLINS AIKMAN CORP

COMPUDYNE CORP

CONSOLIDATED NATURAL GAS CO/VA

COPPER VALLEY MINERALS LTD

CRAY INC

CREDIT SUISSE FIR BOS SEC CORP CSFB

PS THRU CERT SER 2001-S6

CRIIMI MAE FINANCIAL CORP

CSFB MORTGAGE PASS THROUGH CERTIFIC

ATES SERIES 2001 HE2O

CSFB MORTGAGE PASS THROUGH CERTIFIC

ATES SERIES 2001-HE16

CVEO CORP

DAIMLERCHRYSLER AUTO TRUST 2001

DAIMLERCHRYSLER AUTO TRUST 2001-A

DELIAS CORP

DEVON ENERGY CORP/DE

DIAL CORP /NEW/

DIGITAL CREATIVE DEVELOPMENT CORP

DIVERSIFIED PRODUCT INSPECTIONS INC

DOW JONES CO INC

DTI HOLDINGS INC

DUSA PHARMACEUTICALS INC

LOAN INC

EB2B COMMERCE INC /NY/

EDGE PETROLEUM CORP

EDISON INTERNATIONAL

EDUCATION MANAGEMENT CORPORATION

ELECTRONIC DATA SYSTEMS CORP IDEELITE TECHNOLOGIES INC /TX/

EMACHINES INC /DE/

ENCHIRA BIOTECHNOLOGY CORP

ENERCORP INC

EUROTECH LTD

FEDERAL TRUST CORP

FINISAR CORP

FIRST ALLIANCE CORP /DE/

FIRST CHARTER CORP /NC/

FLORIDA POWER LIGHT CO

FORD MOTOR CO

FORD MOTOR CREDIT CO

FPL GROUP INC

FREQUENCY ELECTRONICS INC

FREQUENCY ELECTRONICS INC

FRONTIER NATIONAL CORP

FUNDTECH LTD

09/26/01

10/09/01

09/20/01

09/30/01

10/10/01

10/10/01

09/21/01 AMEND

10/10/01

10/11/01

09/26/01

10/01/01

09/25/01

10/01/01

09/25/01

10/01/01

10/11/01

10/11/01

10/05/01

10/04/01

10/10/01

09/28/01 AMEND

07/10/01 AMEND

10/11/01

09/25/01

10/10/01

10/09/01

09/27/01

10/04/01

10/08/01

09/26/01

10/04/01

10/11/01 AMEND

06/25/01

10/10/01

09/26/01

09/21/01

09/28/01

10/10/01

10/10/01

10/10/01

10/10/01

10/10/01

10/10/01

10/10/01

10/01/01

10/01/01 AMEND

10/08/01 AMEND

10/10/01

DE

DE

CA

PA

OH

DE

DE

NV

DE

NV

WA

MD

DE

DE 09/25/01

MADE

DE

DE

DE

UT

FL

DE

MO

NJ

DE

NJ

DE

CA

DE

TX

DE

DE

CO

DC

FL

DE

DE

NC

FL

DE

DE

FL

DE

DE

AL


NMIE OF ISSUER

STATE

CODE


GASCO ENERGY INC

GASCO ENERGY INC

GASEL TRANSPORTATION LINES INC

GENESEE CORP

GENESISINTERMEDIA INC

GENOMICA CORP IDEGLAS-AIRE INDUSTRIES GROUP LTD

GRAND ENTERPRISES INC/DE

HARRAHS ENTERTAINMENT INC

HARTMARX CORP/DE

HEALTHCENTRAL COM

EEl INC

HILLENBRAND INDUSTRIES INC

HONEYWELL INTERNATIONAL INC

IASIS HEALTHCARE CORP

IBEAM BROADCASTING CORP

IMC GLOBAL INC

INPAC SECURED ASSETS CORP

INC UBATOR CAPITAL INC

INFOWAVE SOFTWARE INC

INFOWAVE SOFTWARE INC

INSIGHTFUL CORP

INTEGRA INC

INTELEFILM CORP

INTELEFILM CORP

INTROGEN THERAPEUTICS INC

INVESTORS CAPITAL HOLDINGS LTD

INVESTORS FINANCIAL SERVICES CORP

JNS MARKETING INC

JONES APPAREL GROUP INC

KANKAKEE BANCORP INC

KANSAS CITY SOUTHERN INDUSTRIES INC

KONOVER PROPERTY TRUST INC

LABORATORY CORP OF AMERICA HOLDINGS

LASER VISION CENTERS INC

LEABNINGSTAR CORP

LEARN2 CORP

LEHMAN ABS CORP

LEVEL COMMUNICATIONS INC

LIQUIDIX INC

LONE STAR TECHNOLOGIES INC

LUMENON INNOVATIVE LIGHTWAVE TECHNO

LOGY INC

MACQUARIE SECURITISATION LTD

MAlI HOLDINGS INC

MASTER ASSET SECURITIZATION TRUST

001

MASTR ADJUSTABLE RATE MORTGAGES TRU

ST 20011MBNA AMERICA BANK NATIONAL ASSOCIAT DE

ION

10/10/01

10/10/01

10/02/01

10/09/01

10/11/01

10/11/01

09/25/01

DE 09/26/01

05/08/01

05/08/01

09/25/01

07/27/01 AMEND

09/13/01

10/05/01

09/26/01

10/11/01 AMEND

10/11/01

10/10/01

10/11/01

10/10/01

10/10/01

09/25/01

10/10/01

08/31/01 AMEND

10/10/01

09/25/01

09/15/01

10/09/01

09/26/01

10/08/01

10/09/01

09/27/01

10/10/01

09/28/01

09/28/01

08/31/01 AMEND

x10/10/

10/

10/

10/

10/

10/

04/

10/

08/

10/

NV

NV

OH

NY

DE

DE

NV

DE

DE

DE

DE

MN

IN

DE

DE

DE

DE

CA

04/01

11/01

10/01

10/01

08/01

02/01

01/01

18/01 AMEND

10/01

10/01 AMEND

09/01

DE

DE

MN

MN

MA

DE

CO

PA

DE

DE

MD

DE

DE

DE

DE

DE

DE

FL

DE

DE

DE

TX

DE

DE

10 NEWS DIGEST October 12 2001

STATE

CODE

8K ITEM NO12345678

NBNA AMERICA BK NAT ASSOC MBNA MAST

ER CREDIT CARD TRUST II

MBNA CORP MD

MEDICAL INCOME PROPERTIES 2A LTD PA DE

RTNERSHI

MEDICAL INCOME PROPERTIES 2B LTD PA DE

RTNERSHI

MELLON BANK MA

MELLON BANK PREMIUM FINANCE LOAN MA NY

STER TRUST

MELLON PREMIUM FINANCE LOAN OWNER DE

RUST

MERRILL LYNCH DEPOSITOR INC PREFERR DE

EDPLUS TRUST SER QWS-MESSAGEMEDIA INC DE

METROMEDIA FIBER NETWORK INC DE

MICRO GENERAL CORP DE

MIDWAY AIRLINES CORP DE

MITY ENTERPRISES INC UT

MORTGAGE PASS THROUGH CERTIFICATES DE

SERIES 20011MORTGAGE PASS- THROUGH CERTIFICATES DE

SERIES 20019MRS FIELDS HOLDING CO INC

MRS FIELDS ORIGINAL COOKIES INC DE

MSDW STRUCTURED SATURNS SERIES 2001 DR

MSDW STRUCTURED SATURNS SERIES 2001

MTS INC

MUZAK LLC

NETNATION COMMUNICATIONS INC

NETWORKS ASSOCIATES INC/

NEW COMMERCE BANCORP

NORTHEAST UTILITIES SYSTEM

OPTION CARE INC/DE

PACER TECHNOLOGY

PANTHER TELECOMMUNICATIONS CORP

PASS THROUGH CERTIFICATES SERIES

001MS1OPEAK INTERNATIONAL LTD

PEPSICO INC

PHAR MOR INC

PNC MORTGAGE SEC CORP MORT PASS THR

CERT SER 201-2POPULAR INC

PROMETHEUS INCOME PARTNERS

PSA INC INV

PUBLIC SERVICE CO OF NEW MEXICO

QUAD SYSTEMS CORP /DE/

TEC TECHNOLOGIES INC

RAILAMERICA INC IDE

08/31/01 AMEND

10/11/01

10/03/01

10/03/01

10/09/01

10/09/01

10/09/01

10/10/01

10/01/01

10/10/01

10/10/01

10/09/01

10/01/01

10/01/01

08/31/01

08/31/01

10/01/01

DE 10/01/01

10/08/01

10/10/01

10/09/01

10/11/01

10/01/01

10/11/01

09/05/01 AMEND

09/28/01

10/09/01

10/01/01

10/11/01

10/10/01

10/09/01

DE 10/01/01

PR 10/10/01

CA 10/03/01

NV 09/26/01

NM 09/30/01

DE 10/10/01

NJ 10/08/01

DR 10/03/01

NAME OF ISSUER DATE COMMENT

10/09/01

CA

DE

DE

DR

SC

MA

DE

CA

FL

DE

DO

NC

PA


NAME OF ISSUER

STATE

CODE


REDBACK NETWORKS INC

REGENT GROUP INC IDE

RENAISSANCE WORLDWIDE INC

RENT CENTER INC DE

RESIDENTIAL ACCREDIT LOANS INC



RESIDENTIAL FUNDING MORTGAGE SECURI

TIES INC

RHYTHMS NET CONNECTIONS INC

ROBERDS INC

RWB MEDICAL INCOME PROPERTIES LTD

PARTNERSHIP

SAKS INC

SAN HOLDINGS INC

SANGUI BIOTECH INTERNATIONAL INC

SEARS ROEBUCK CO

SHEFFIELD PHARMACEUTICALS INC

SHOCHET HOLDING CORP

SINA COM

SL INDUSTRIES INC

SMUCKER CO

SONUS NETWORKS INC

SPACE LAUNCHES FINANCING INC

SPARTA SURGICAL CORP

SPARTAN STORES INC

SPEEDFAM IPEC INC

STOCKGROUP COM HOLDINGS INC

STREAMEDIA COMMUNICATIONS INC

STRUCTURED ASSET SEC CORP MORT PASS

THR CERT SER 2001-bASTRUCTURED ASSET SEC CORP MORT PASS

TiiR CERT SER 2001-bOA

STRUCTURED ASSET SECURITIES CORP NO

RT PA TH CERT SER 20018ASUN BANCORP INC /NJ/

SUNSOURCE INC

SUNTRUST BANKS INC

SUNTRUST BANKS INC

SUNTRUST CAPITAL IV

SURREY INC

SYNERGY MEDIA INC

TARGET CORP

TARGITINTERACTIVE INC

TECO ENERGY INC

TELECORP PCS INC /VA/

TENET HEALTHCARE CORP

TEXAS CAPITAL BANCSHARES INC/TX

TBAON COMMUNICATIONS INC

TOWER BANCORP INC

TRANS ENERGY INC

10/11/01

10/10/01

10/10/01

10/08/01

09/27/01

09/27/01

10/10/01

09/27/01

10/09/01

09/20/01

10/03/01

10/04/01

10/10/01

10/08/01

10/11/01

10/01/01

10/10/01 AMEND

09/28/01

10/10/01

10/09/01

09/26/01

09/04/01

10/11/01

10/11/01

10/05/01

09/20/01

09/30/01 AMEND

08/27/01

09/25/01

09/25/01

10/09/01

09/25/01

10/10/01

10/11/01

10/11/01

09/25/01

10/10/01

10/11/01

07/27/01 AMEND

10/09/01

10/11/01

10/12/01

10/11/01

10/09/01

10/11/01

09/28/01

DE

DE

DE

DE

DE

DE

DE

DE

OH

LA

TN

CO

CO

NY

DE

NJ

OH

DE

NV

DE

MI

IL

CO

DE

DE

DE

DR

NJ

DE

GA

GA

TX

NV

MN

DE

FL

NVDE

NVPA

NV


N11E OF ISSUER

STATE

CODE

8K ITEM NO12345678 DATE CO4ENT

TRANSCONTINENTAL REALTY INVESTORS NV

NC

TRIANGLE PHARMACEUTICALS INC

TRIDENT SYSTEMS INTERNATIONAL INC

TRINET CORPORATE REALTY TRUST INC

TTR TECHNOLOGIES INC

UDATE COM INC

UNION BANKSHARES INC

UNITED AUTO GROUP INC

UNIVERSAL AUTOMOTIVE INDUSTRIES INC

DEl

US HOME SYSTEMS INC /TX

USINTERNETWORKING INC

VALESC INC

VEREX LABORATORIES INC/CO

VERTEL CORP

VERTICALNET INC

VIADOR INC

VIALINK CO

WAN NET INC

WAMU MOR PASS THRU CERT SER 2001-AR

WAMU MORTGAGE PASS THROUGH CERT SER

IES 2001S8WANU MORTGAGE PASS THROUGH CERT SER

IES 20015WASHINGTON MUTUAL MOR SEC CORP MOR

PAS THR SER 20016WASHINGTON MUTUAL MOR SEC CORP MOR

PASS THRU CERT SER 2001-3

WASHINGTON MUTUAL MOR SEC CORP MOP

PASS THRU CERT SER 2001-4

WASHINGTON MUTUAL MOR SEC CORP NOR

PASS THRU CERT SER 2001BWASHINGTON NUTUJL MORTGAGE SEC CORP

MOR PAS THRU CERT 2001-7

WAVERIDER COI4UNICATIONS INC

WEBVAN GROUP INC

WELLS FARGO ASSET MORTGAGE BACKED

ECURITIES 2001-20 TRUST

WELLS FARGO ASSET SEC CORP MOR PASS

THR CERT SER 2001-18

WELLS FARGO ASSET SEC CORP MORT PAS

THR CERT SEP 2001-21

WELLS FARGO ASSET SECURITIES CORP

WELLS FARGO ASSET SECURITIES CORP

ORT PA TB CER SE 2001-14

WELLS FARGO MORTGAGE BACKED SECURIT

IES 2001 22 TRUST

WELLS FARGO MORTGAGE BACKED SECURIT

IES 2001 23 TRUST

09/26/01

10/10/01

10/09/01

07/27/01 AMEND

10/07/01

10/08/01

10/03/01

10/10/01

10/11/01

10/05/01

10/11/01

03/22/01 AMEND

10/09/01

10/11/01

10/10/01

09/20/01

10/10/01

10/03/01

10/01/01

10/01/01

10/01/01

10/01/01

10/01/01

10/01/01

10/01/01

10/01/Ui

10/10/01

10/04/01

08/29/01

08/30/01

09/27/01

10/11/Ui

07/30/01

09/27/01

09/26/01

DE

NV

MD

DE

DE

VT

DE

DE

DE

DE

DE

CO

CA

PA

DE

MN

DE

DE

DE

DE

DE

DE

DE

DE

NV

DE

DE

DE

NY

DE

DE

NY

NY


STATE 8K ITEM NONAME OF ISSUER CODE DATE COMMENT

WELLS REAL ESTATE INVESTMENT TRUST MD 09/27/01

INC

WIRELESS FACILITIES INC DE 10/11/01

WMAU MORTGAGE PASS THROUGH CERTIFIC DE 10/01/01

ATES SERIES 2001S9YAHOO INC DE 10/10/01


Documents

SEC News Digest, October 12, 2001The complaint also named as defendants two senior officers of 2l Century Robert Byrch and Spencer Tyrrell Simultaneously and without admitting or denying