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From Throw-Away Traffic to Bots:

Detecting the Rise of DGA-Based Malware

Manos Antonakakis,, Roberto Perdisci,, Yacin Nadji,

Nikolaos Vasiloglou, Saeed Abu-Nimeh, Wenke Lee and David Dagon

Damballa Inc., University of Georgia

{manos,nvasil,sabunimeh}@damballa.com , perdisci@cs.uga.eduGeorgia Institute of Technology

{yacin.nadji, wenke}@cc.gatech.edu, dagon@sudo.sh

Abstract

Many botnet detection systems employ a blacklist of

known command and control (C&C) domains to detect

bots and block their traffic. Similar to signature-basedvirus detection, such a botnet detection approach is static

because the blacklist is updated only after running an ex-

ternal (and often manual) process of domain discovery.

As a response, botmasters have begun employing domain

generation algorithms (DGAs) to dynamically produce a

large number of random domain names and select a small

subset for actual C&C use. That is, a C&C domain is ran-

domly generated and used for a very short period of time,

thus rendering detection approaches that rely on static

domain lists ineffective. Naturally, if we know how a do-

main generation algorithm works, we can generate the

domains ahead of time and still identify and block bot-net C&C traffic. The existing solutions are largely based

on reverse engineering of the bot malware executables,

which is not always feasible.

In this paper we present a new technique to detect ran-

domly generated domains without reversing. Our insight

is that most of the DGA-generated (random) domains

that a bot queries would result in Non-Existent Domain

(NXDomain) responses, and that bots from the same bot-

net (with the same DGA algorithm) would generate sim-

ilar NXDomain traffic. Our approach uses a combination

of clustering and classification algorithms. The cluster-

ing algorithm clusters domains based on the similarity in

the make-ups of domain names as well as the groups of

machines that queried these domains. The classification

algorithm is used to assign the generated clusters to mod-

els of known DGAs. If a cluster cannot be assigned to a

known model, then a new model is produced, indicating

a new DGA variant or family. We implemented a pro-

totype system and evaluated it on real-world DNS traffic

obtained from large ISPs in North America. We report

the discovery of twelve DGAs. Half of them are variants

of known (botnet) DGAs, and the other half are brand

new DGAs that have never been reported before.

1 Introduction

Botnets are groups of malware-compromised ma-

chines, or bots, that can be remotely controlled by an

attacker (the botmaster) through a command and control(C&C) communication channel. Botnets have become

the main platform for cyber-criminals to send spam, steal

private information, host phishing web-pages, etc. Over

time, attackers have developed C&C channels with dif-

ferent network structures. Most botnets today rely on

a centralized C&C server, whereby bots query a prede-

fined C&C domain name that resolves to the IP address

of the C&C server from which commands will be re-

ceived. Such centralized C&C structures suffer from the

single point of failure problem because if the C&C do-

main is identified and taken down, the botmaster loses

control over the entire botnet.To overcome this limitation, attackers have used P2P-

based C&C structures in botnets such as Nugache [35],

Storm [38], and more recently Waledac [39], Zeus [2],

and Alureon (a.k.a. TDL4) [12]. While P2P botnets

provide a more robust C&C structure that is difficult to

detect and take down, they are typically harder to imple-

ment and maintain. In an effort to combine the simplicity

of centralized C&Cs with the robustness of P2P-based

structures, attackers have recently developed a number

of botnets that locate their C&C server through automat-

ically generated pseudo-random domains names. In or-

der to contact the botmaster, each bot periodically exe-

cutes a domain generation algorithm (DGA) that, given

a random seed (e.g., the current date), produces a list of

candidate C&C domains. The bot then attempts to re-

solve these domain names by sending DNS queries un-

til one of the domains resolves to the IP address of a

C&C server. This strategy provides a remarkable level

of agility because even if one or more C&C domain

names or IP addresses are identified and taken down, the

bots will eventually get the IP address of the relocated

C&C server via DNS queries to the next set of automat-

ically generated domains. Notable examples of DGA-

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based botnets (or DGA-bots, for short) are Bobax [33],

Kraken [29], Sinowal (a.k.a. Torpig) [34], Srizbi [30],

Conficker-A/B [26], Conficker-C [23] and Murofet [31].

A defender can attempt to reverse engineer the bot mal-

ware, particularly its DGA algorithm, to pre-compute

current and future candidate C&C domains in order to

detect, block, and even take down the botnet. However,reverse engineering is not always feasible because the bot

malware can be updated very quickly (e.g., hourly) and

obfuscated (e.g., encrypted, and only decrypted and exe-

cuted by external triggers such as time).

In this paper, we propose a novel detection system,

called Pleiades, to identify DGA-based bots within a

monitored network without reverse engineering the bot

malware. Pleiades is placed below the local recursive

DNS (RDNS) server or at the edge of a network to mon-

itor DNS query/response messages from/to the machines

within the network. Specifically, Pleiades analyzes DNS

queries for domain names that result in Name Error re-sponses [19], also called NXDOMAIN responses, i.e., do-

main names for which no IP addresses (or other resource

records) exist. In the remainder of this paper, we refer

to these domain names as NXDomains. The focus on

NXDomains is motivated by the fact that modern DGA-

bots tend to query large sets of domain names among

which relatively few successfully resolve to the IP ad-

dress of the C&C server. Therefore, to automatically

identify DGA domain names, Pleiades searches for rela-

tively large clusters of NXDomains that (i) have similar

syntactic features, and (ii) are queried by multiple po-

tentially compromised machines during a given epoch.

The intuition is that in a large network, like the ISP net-

work where we ran our experiments, multiple hosts may

be compromised with the same DGA-bots. Therefore,

each of these compromised assets will generate several

DNS queries resulting in NXDomains, and a subset of

these NXDomains will likely be queried by more than

one compromised machine. Pleiades is able to automat-

ically identify and filter out accidental, user-generated

NXDomains due to typos or mis-configurations. When

Pleiades finds a cluster of NXDomains, it applies statis-

tical learning techniques to build a model of the DGA.

This is used later to detect future compromised ma-

chines running the same DGA and to detect active do-main names that look similar to NXDomains resulting

from the DGA and therefore probably point to the botnet

C&C servers address.

Pleiades has the advantage of being able to discover

and model new DGAs without labor-intensive malware

reverse-engineering. This allows our system to detect

new DGA-bots before any sample of the related malware

family is captured and analyzed. Unlike previous work

on DNS traffic analysis for detecting malware-related [4]

or malicious domains in general [3, 6], Pleiades lever-

ages throw-away traffic (i.e., unsuccessful DNS resolu-

tions) to (1) discover the rise of new DGA-based botnets,

(2) accurately detect bot-compromised machines, and (3)

identify and block the active C&C domains queried by

the discovered DGA-bots. Pleiades achieves these goals

by monitoring the DNS traffic in local networks, without

the need for a large-scale deployment of DNS analysistools required by prior work.

Furthermore, while botnet detection systems that fo-

cus on network flow analysis [13, 36, 44, 46] or require

deep packet inspection [10, 14] may be capable of de-

tecting compromised machines within a local network,

they do not scale well to the overwhelming volume of

traffic typical of large ISP environments. On the other

hand, Pleiades employs a lightweight DNS-based moni-

toring approach, and can detect DGA-based malware by

focusing on a small fraction of all DNS traffic in an ISP

network. This allows Pleiades to scale well to very large

ISP networks, where we evaluated our prototype system.This paper makes the following contributions:

We propose Pleiades, the first DGA-based bot-net identification system that efficiently analyzes

streams of unsuccessful domain name resolutions,

or NXDomains, in large ISP networks to automati-

cally identify DGA-bots.

We built a prototype implementation of Pleiades,and evaluated its DGA identification accuracy over

a large labeled dataset consisting of a mix of NX-

Domains generated by four different known DGA-based botnets and NXDomains accidentally gen-

erated by typos or mis-configurations. Our experi-

ments demonstrate that Pleiades can accurately de-

tect DGA-bots.

We deployed and evaluated our Pleiades prototypein a large production ISP network for a period of 15

months. Our experiments discovered twelve new

DGA-based botnets and enumerated the compro-

mised machines. Half of these new DGAs have

never been reported before.

The remainder of the paper is organized as follows.

In Section 2 we discuss related work. We provide an

overview of Pleiades in Section 3. The DGA discovery

process is described in Section 4. Section 5 describes the

DGA classification and C&C detection processes. We

elaborate on the properties of the datasets used and the

way we obtained the ground truth in Section 6. The ex-

perimental results are presented in Section 7 while we

discuss the limitations of our systems in Section 8. We

conclude the paper in Section 9.

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2 Related Work

Dynamic domain generation has been used by mal-

ware to evade detection and complicate mitigation, e.g.,

Bobax, Kraken, Torpig, Srizbi, and Conficker [26]. To

uncover the underlying domain generation algorithm

(DGA), researchers often need to reverse engineer the

bot binary. Such a task can be time consuming and re-

quires advanced reverse engineering skills [18].

The infamous Conficker worm is one of the most ag-

gressive pieces of malware with respect to domain name

generation. The C variant of the worm generated

50,000 domains per day. However, Conficker-C only

queried 500 of these domains every 24 hours. In older

variants of the worm, A and B, the worm cycled through

the list of domains every three and two hours, respec-

tively. In Conficker-C, the length of the generated do-

mains was between four and ten characters, and the do-

mains were distributed across 110 TLDs [27].

Stone-Gross et al. [34] were the first to report on do-main fluxing. In the past, malware used IP fast-fluxing,

where a single domain name pointed to several IP ad-

dresses to avoid being taken down easily. However, in

domain fluxing malware uses a domain generation al-

gorithm to generate several domain names, and then at-

tempt to communicate with a subset of them. The au-

thors also analyzed Torpigs DGA and found that the

bot utilizes Twitters API. Specifically, it used the sec-

ond character of the most popular Twitter search and

generated a new domain every day. It was updated to

use the second character of the 5 th most popular Twitter

search. Srizbi [40] is another example of a bot that uti-lizes a DGA by using unique magic number. Researchers

identified several unique magic numbers from multiple

copies of the bot. The magic number is XORed with the

current date and a different set of domains is generated.

Only the characters q w e r t y u i o p a s d f are used

in the generated domain names.

Yadav et. al. proposed a technique to identify botnets

by finding randomly generated domain names [42], and

improvements that also include NXDomains and tempo-

ral correlation [43]. They evaluated their approaches by

automatically detecting Conficker botnets in an offline

dataset from a Tier-1 ISP in South Asia in the first paper,

and both the ISP dataset and a universitys DNS logs inthe second.

Villamarin-Salomon and Brustoloni [37] compared

two approaches to identify botnet C&Cs. In their first

approach, they identified domains with high query rates

or domains that were temporally correlated. They used

Chebyshevs inequality and Mahalanobis distance to

identify anomalous domains. In their second approach,

they analyzed recurring dynamic DNS replies with

NXDomain responses. Their experiments showed that

the first approach was ineffective, as several legitimate

services use DNS with short time-to-live (TTL) values.

However, their second approach yielded better detection

and identified suspicious C&C domains.

Pleiades differs from the approaches described above

in the following ways. (A) Our work models five differ-

ent types of bot families including Conficker, Murofet,

Sinowal, and Bobax. (B) We model these bot families us-ing two clustering techniques. The first utilizes the distri-

bution of the characters and 2-grams in the domain name.

The second relies on historical data that shows the rela-

tionship between hosts and domain names. (C) We build

a classification model to predict the maliciousness of do-

mains that deviate from the two clustering techniques.

Unlike previous work, our approach does not require

active probing to maintain a fresh list of legitimate do-

mains. Our approach does not rely on external reputa-

tion databases (e.g., DNSBLs); instead, it only requires

access to local DNS query streams to identify new clus-

ters of DGA NXDomains. Not only does our approachidentify new DGAs, but it also builds models for these

DGAs to classify hosts that will generate similar NXDo-

mains in the future. Furthermore, among the list of iden-

tified domains in the DGAs, our approach pinpoints the

C&C domains. Lastly, we note that our work is comple-

mentary to the larger collection of previous research that

attempts to detect and identify malicious domain names,

e.g., [3, 4].

3 System Overview

In this section, we provide a high-level overview of

our DGA-bot detection system Pleiades. As shown inFigure 1, Pleiades consists of two main modules: a DGA

Discovery module, and a DGA Classification and C&C

Detection module. We discuss the roles of these two

main modules and their components, and how they are

used in coordination to actively learn and update DGA-

bot detection models. We describe these components in

more detail in Sections 4 and 5.

3.1 DGA Discovery

The DGA Discovery module analyzes streams of un-

successful DNS resolutions, as seen from below a local

DNS server (see Figure 1). All NXDomains generated by

network users are collected during a given epoch (e.g.,one day). Then, the collected NXDomains are clustered

according to the following two similarity criteria: (1) the

domain name strings have similar statistical characteris-

tics (e.g., similar length, similar level of randomness,

similar character frequency distribution, etc.) and (2) the

domains have been queried by overlapping sets of hosts.

The main objective of this NXDomain clustering process

is to group together domain names that likely are auto-

matically generated by the same algorithm running on

multiple machines within the monitored network.

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Test NXDomainclusters

Compromised

Hosts Report

DGA Discovery

DGA Classification and C&C Detection

Local DNS

Server

knownDGA-botnet

domains

legitimate

domains

NXDomainClustering

DGA Classifier

C&C Detection

NXDomains

NXDomainsActive

Domains

2

1

3

4

56

DGA Filteringfilter out noise and

known DGAs

DGA-likeNXDomain

clusters

NXDomainclusters

new DGAmodels DGA Modeling

Figure 1: A high level overview of Pleiades.

Naturally, because this clustering step is unsupervised,some of the output NXDomain clusters may contain

groups of domains that happen to be similar by chance

(e.g., NXDomains due to common typos or to mis-

configured applications). Therefore, we apply a subse-

quent filtering step. We use a supervised DGA Classifier

to prune NXDomain clusters that appear to be generated

by DGAs that we have previously discovered and mod-

eled, or that contain domain names that are similar to

popular legitimate domains. The final output of the DGA

Discovery module is a set of NXDomain clusters, each

of which likely represents the NXDomains generated by

previously unknown or not yet modeled DGA-bots.

3.2 DGA Classification and C&C Detection

Every time a new DGA is discovered, we use a su-

pervised learning approach to build models of what the

domains generated by this new DGA look like. In par-

ticular, we build two different statistical models: (1) a

statistical multi-class classifier that focuses on assign-

ing a specific DGA label (e.g., DGA-Conficker.C)

to the set of NXDomains generated by a host hi and (2)

a Hidden Markov Model (HMM) that focuses on finding

single active domain names queried by hi that are likely

generated by a DGA (e.g., DGA-Conficker.C) run-

ning on the host, and are therefore good candidate C&Cdomains.

The DGA Modeling component receives differ-

ent sets of domains labeled as Legitimate (i.e.,

non-DGA), DGA-Bobax, DGA-Torpig/Sinowal,

DGA-Conficker.C, New-DGA-v1, New-DGA-v2,

etc., and performs the training of the multi-class DGA

Classifierand the HMM-based C&C Detection module.

The DGA Classification module works as follows.

Similar to the DGA Discovery module, we monitor the

stream of NXDomains generated by each client machine

below the local recursive DNS server.Given a subset of NXDomains generated by a ma-

chine, we extract a number of statistical features related

to the NXDomain strings. Then, we ask the DGA Clas-

sifier to identify whether this subset of NXDomains re-

sembles the NXDomains generated by previously dis-

covered DGAs. That is, the classifier will either label the

subset of NXDomains as generated by a known DGA,

or tell us that it does not fit any model. If the subset

of NXDomains is assigned a specific DGA label (e.g.,

DGA-Conficker.C), the host that generated the NX-

Domains is deemed to be compromised by the related

DGA-bot.

Once we obtain the list of machines that appear to be

compromised with DGA-based bots, we take detection

one step further. While all previous steps focused on NX-

Domains, we now turn our attention to domain names for

which we observe valid resolutions. Our goal is to iden-

tify which domain names, among the ones generated by

the discovered DGA-based bots, actually resolve into a

valid IP address. In other words, we aim to identify the

botnets active C&C server.

To achieve this goal, we consider all domain names

that are successfully resolved by hosts which have been

classified as running a given DGA, say New-DGA-vX,

by the DGA Classifier. Then, we test these successfullyresolved domains against an HMM specifically trained

to recognize domains generated by New-DGA-vX. The

HMM analyzes the sequence of characters that compose

a domain name d, and computes the likelihood that d is

generated by New-DGA-vX.

We use an HMM, rather than the DGA Classifier, be-

cause for the C&C detection phase we need to classify

single domain names. The DGA Classifieris not suitable

for this task because it expects as input sets of NXDo-

mains generated by a given host to assign a label to the

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DGA-bot running on that host. Some of the features used

by the DGA Classifier cannot be reliably extracted from

a single domain name (see Sections 4.1.1 and 5.2).

4 DGA DiscoveryThe DGA Discovery module analyzes sequences of

NXDomains generated by hosts in a monitored network,

and in a completely unsupervised way, clusters NXDo-

mains that are being automatically generated by a DGA.

We achieve this goal in multiple steps (see Figure 1).

First (Step 1), we collect sequences of NXDomains gen-

erated by each host during an epoch E. Afterwards (Step

2), we split the overall set of NXDomains generated by

all monitored hosts into small subsets, and translate each

set into a statistical feature vector (see Section 4.1.1).

We then apply the X-means clustering algorithm [24] to

group these domain subsets into larger clusters of domain

names that have similar string-basedcharacteristics.

Separately (Step 3), we cluster the NXDomains basedon a completely different approach that takes into ac-

count whether two NXDomains are being queried by

overlapping sets of hosts. First, we build a bipartite host

association graph in which the two sets of vertices repre-

sent distinct hosts and distinct NXDomains, respectively.

A host vertex Vhi is connected to an NXDomain vertex

Vnj if host hi queried NXDomain nj. This allows us to

identify different NXDomains that have been queried by

overlapping sets of hosts. Intuitively, if two NXDomains

are queried by multiple common hosts, this indicates that

the querying hosts may be running the same DGA. We

can then leverage this definition of similarity betweenNXDomains to cluster them (see Section 4.1.3).

These two distinct views of similarities among NXDo-

mains are then reconciled in a cluster correlation phase

(Step 4). This step improves the quality of the final NX-

Domains clusters by combining the clustering results ob-

tained in Step 2 and Step 3, and reduces possible noise

introduced by clusters of domains that may appear sim-

ilar purely by chance, for example due to similar typos

originating from different network users.

The final clusters represent different groups of NX-

Domains, each containing domain names that are highly

likely to be generated by the same DGA. For each of

the obtained NXDomain clusters, the question remainsif they belong to a known DGA, or a newly discovered

one. To answer this question (Step 5), we use the DGA

Classifierdescribed in Section 5.2, which is specifically

trained to distinguish between sets of NXDomains gen-

erated by currently known DGAs. Clusters that match

previously modeled DGAs are discarded. On the other

hand, if a cluster of NXDomains does not resemble any

previously seen DGAs, we identify the cluster of NXDo-

mains as having been generated by a new, previously un-

known DGA. These NXDomains will then be sent (Step

6) to the DGA Modeling module, which will update (i.e.,

re-train) the DGA Classifiercomponent.

4.1 NXDomain Clustering

We now describe the NXDomain Clustering module in

detail. First, we introduce the statistical features Pleiades

uses to translate small sets of NXDomains into featurevectors, and then discuss how these feature vectors are

clustered to find similar NXDomains.

4.1.1 Statistical Features

To ease the presentation of how the statistical features

are computed, we first introduce some notation that we

will be using throughout this section.

Definitions and Notation A domain name d con-

sists of a set of labels separated by dots, e.g.,

www.example.com. The rightmost label is called

the top-level domain (TLD or T LD(d)), e.g., com.The second-level domain (2LD or 2LD(d)) repre-sents the two rightmost labels separated by a period,

e.g., example.com. The third-level domain (3LD

or 3LD(d)) contains the three rightmost labels, e.g.,www.example.com, and so on.

We will often refer to splitting a sequence NX ={d1, d2, ..., dm} of NXDomains into a number ofsubsequences (or subsets) of length , NXk ={dr, dr+1, ..., dr+1}, where r = (k 1) + 1 and k =1, 2, ...,m. Subscript k indicates the k-th subsequenceof length in the sequence of m NXDomains NX. Eachof the NXk domain sequences can be translated into a

feature vector, as described below.

n-gram Features Given a subsequence NXk ofNX-Domains, we measure the frequency distribution of n-

grams across the domain name strings, with n = 1, .., 4.For example, for n = 2, we compute the frequency ofeach 2-gram. At this point, we can compute the median,

average and standard deviation of the obtained distribu-

tion of 2-gram frequency values, thus obtaining three fea-

tures. We do this for each value ofn = 1, ..., 4, producing12 statistical features in total. By measuring the median,

average and standard deviation, we are trying to capture

the shape of the frequency distribution of the n-grams.

Entropy-based Features This group of features com-

putes the entropy of the character distribution for sep-arate domain levels. For example, we separately com-

pute the character entropy for the 2LDs and 3LDs ex-

tracted from the domains in NXk. To better understand

how these features are measured, consider a set NXk of

domains. We first extract the 2LD of each domaindi NXk, and for each domain we compute the entropy

H(2LD(di)) of the characters of its 2LD. Then, we com-pute the average and standard deviation of the set of val-

ues {H(2LD(di))}i=1.... We repeat this for 3LDs andfor the overall domain name strings. We measure a total

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of six features, which capture the level of randomness

in the domains. The intuition is that most DGAs pro-

duce random-looking domain name strings, and we want

to account for this characteristic of the DGAs.

Structural Domain Features This group of features

is used to summarize information about the structure of

the NXDomains in NXk, such as their length, the num-

ber of unique TLDs, and the number of domain levels.

In total, we compute 14 features. Specifically, given

NXk, we compute the average, median, standard devi-

ation, and variance of the length of the domain names

(four features), and of the number of domain levels (four

features). Also, we compute the number of distinct char-

acters that appear in these NXDomains (one feature), the

number of distinct TLDs, and the ratio between the num-

ber of domains under the .com TLD and the number of

domains that use other TLDs (two features). The remain-

ing features measure the average, median, and standard

deviation of the occurrence frequency distribution for thedifferent TLDs (three features).

4.1.2 Clustering using Statistical Features

To find clusters of similar NXDomains, we proceed as

follows. Given the set NX of all NXDomains that we ob-

served from all hosts in the monitored network, we split

NX into subsets of size , as mentioned in Section 4.1.1.Assuming m is the number of distinct NXDomains in

NX, we split the set NX into m different subsets where

= 10.

For each of the obtained subsets NXk ofNX, we com-

pute the aforementioned 33 statistical features. After wehave translated each NXk into its corresponding feature

vector, we apply the X-means clustering algorithm [24].

X-means will group the NXk into X clusters, where X is

automatically computed by an optimization process in-

ternal to X-means itself. At this point, given a cluster

C= {NXk}k=1..l ofl NXDomain subsets, we simply takethe union of the NXk in Cas an NXDomain cluster.

4.1.3 Clustering using Bipartite Graphs

Hosts that are compromised with the same DGA-

based malware naturally tend to generate (with high

probability) partially overlapping sets of NXDomains.

On the other hand, other non-DGA NXDomains areunlikely to be queried by multiple hosts. For example,

it is unlikely that multiple distinct users make identical

typos in a given epoch. This motivates us to consider

NXDomains that are queried by several common hosts as

similar, and in turn use this similarity measure to cluster

NXDomains that are likely generated by the same DGA.

To this end, we build a sparse association matrix M,

where columns represent NXDomains and rows repre-

sent hosts that query more than two of the column NX-

Domains over the course of an epoch. We discard hosts

INPUT : Sparse matrix Mlk, in which the rows representl hosts and the columns represent kNXDomains.

[1] : Normalize M: j = 1, .., kl

i=1

Mi,j = 1

[2] : Compute the similarity matrix Sfrom M: S= MT M[3] : Compute the first eigenvectors from Sby

eigen-decomposition.

Let Uk be the matrix containing kvectors u1, ..., uk of size resulting from the eigen-decomposition ofS

(a vector ui is a reduced -dimensional representation of the i-thNXDomain).

[4] : Cluster the vectors (i.e., the NXDomains) {ui}i=1,..,k usingthe X-means algorithm

OUTPUT: Clusters of NXDomains

Algorithm 1: Spectral clustering of NXDomains.

that query only one NXDomain to reduce the dimension-

ality of the matrix, since they are extremely unlikely tobe running a DGA given the low volume of NXDomains

they produce. Let a matrix element Mi,j = 0, if host hidid not query NXDomain nj. Conversely, let Mi,j = wi ifhi did query nj, where wi is a weight.

All non-zero entries related to a host hi are assigned

the same weight wi 1ki

, where ki is the number of NX-

Domains queried by host hi. Clearly, M can be seen as a

representation of a bipartite graph, in which a host ver-

tex Vhi is connected to an NXDomains vertex Vnj with an

edge of weight wi if host hi queried NXDomain nj dur-

ing the epoch under consideration. The intuition behind

the particular method we use to compute the weights wiis that we expect that the higher the number of unique

NXDomains queried by a host hi (i.e., the higher ki) the

less likely the host is representative of the NXDomains

it queries. This is in a way analogous to the inverse doc-

ument frequency used in the text mining domain [1, 7].

Once M is computed, we apply a graph partitioning

strategy based on spectral clustering [21, 22], as sum-

marized in Algorithm 1. As a first step, we compute

the first eigenvectors of M (we use = 15 in ourexperiments), and then we map each NXDomain (each

column of M) into a -dimensional vector. In effect,this mapping greatly reduces the dimensionality of the

NXDomain vectors from the total number of hosts (thenumber of rows in M) to . We then used the obtained-dimensional NXDomain representations and apply X-means to cluster the NXDomains based on their host as-

sociations. Namely, NXDomains are grouped together

if they have been queried by a similar set of hosts.

4.1.4 Cluster Correlation

We now have two complementary views of how the

NXDomains should be grouped based on two different

definitions of similarity between domain names. Nei-

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ther view is perfect, and the produced clusters may still

contain noise. Correlating the two results helps filter the

noise and output clusters of NXDomains that are more

likely to be generated by a DGA. Cluster correlation is

performed in the following way.

Let A = {A1, ..,An} be the set of NXDomain clus-

ters obtained by using statistical features, as describedin Section 4.1.2, and B= {B1, ..,Bm} be the set of NX-Domain clusters derived from the bipartite graph parti-

tioning approach discussed in Section 4.1.3. We com-

pute the intersection between all possible pairs of clus-

ters Ii,j = Ai Bj, for i = 1, .., n and j = 1, .., m. Allcorrelated clusters Ii,j that contain less than a predefined

number of NXDomains (i.e., |Ii,j| < ) are discarded,while the remaining correlated clusters are passed to the

DGA filtering module described in Section 4.2. Clusters

that are not sufficiently agreed upon by the two cluster-

ing approaches are not considered for further processing.

We empirically set = 40 in preliminary experiments.4.2 DGA Filtering

The DGA filtering module receives the NXDomain

clusters from the clustering module. This filtering step

compares the newly discovered NXDomain clusters to

domains generated by known DGAs that we have al-

ready discovered and modeled. If the NXDomains in

a correlated cluster Ii,j are classified as being generated

by a known DGA, we discard the cluster Ii,j. The rea-

son is that the purpose of the DGA Discovery module is

to find clusters of NXDomains that are generated (with

high probability) by a new, never before seen DGA. At

the same time, this filtering step is responsible for deter-mining if a cluster of NXDomains is too noisy, i.e., if it

likely contains a mix of DGA and non-DGA domains.

To this end, we leverage the DGA Classifierdescribed

in detail in Section 5. At a high level, we can treat the

DGA Classifieras a function that takes as input a set NXkof NXDomains, and outputs a set of tuples {(lt, st)}t=1..c,where li is a label (e.g., DGA-Conficker.C), and si is

a score that indicates how confident the classifier is on

attributing label li to NXk, and c is the number of dif-

ferent classes (and labels) that the DGA Classifier can

recognize.

When the DGA filtering module receives a new cor-related cluster of NXDomains Ii,j, it splits the clus-

ter into subsets of NXDomains, and then passeseach of these subsets to the DGA Classifier. As-

sume Ii,j is divided into n different subsets. From the

DGA Classifier, we obtain as a result n sets of tuples

{{(lt, st)}(1)t=1..c,{(lt, st)}

(2)t=1..c, ...,{(lt, st)}

(n)t=1..c}.

First, we consider for each set of tuples {(lt, st)}(k)t=1..c

with k= 1, .., n, the label l(k) that was assigned the max-imum score. We consider a cluster Ii,j as too noisy if

the related labels l(k) are too diverse. Specifically, a

cluster is too noisy when the majority label among the

l(k), k = 1, ..n was assigned to less than ma j = 75% ofthe n domain subsets. The clusters that do not pass the

ma j purity threshold will be discarded. Furthermore,NXDomain clusters whose majority label is the Legit-

imate label will also be discarded.

For each remaining cluster, we perform an additional

purity check. Let the majority label for a given cluster

Ii,j be l. Among the set {{(lt, st)}

(k)t=1..c}k=1..n we take all

the scores st whose related lt = l. That is, we take the

confidence score assigned by the classifier to the domain

subsets that have been labeled as l, and then we compute

the average (st) and the variance 2(st) of these scores

(notice that the scores st are in [0, 1]). We discard clusterswhose 2(st) is greater than a predefined threshold =0.001, because we consider the domains in the cluster as

not being sufficiently similar to the majority label class.

At this point, if(st) <

, with

= 0.98, we deem

the NXDomain cluster to be not similar enough to the

majority label class, and instead we label it as new

DGA and pass it to the DGA Modeling module. On the

other hand, if(st) , we confirm the majority labelclass (e.g., DGA-Conficker.C) and do not consider it

further.

The particular choice for the values of the above men-

tioned thresholds are motivated in Section 7.2.

5 DGA Classification and C&C Detection

Once a new DGA is reported by the DGA Discov-

ery module, we use a supervised learning approach to

learn how to identify hosts that are infected with the re-

lated DGA-based malware by analyzing the set of NX-

Domains they generate. To identify compromised hosts,

we collect the set of NXDomains NXhi generated by a

host, hi, and we ask the DGA Classifier whether NXhilikely belongs to a previously seen DGA or not. If the

answer is yes, hi is considered to be compromised and

will be labeled with the name of the (suspected) DGA-

bot that it is running.

In addition, we aim to build a classifier that can ana-

lyze the set of active domain names, say ADhi , resolvedby a compromised host hi and reduce it to a smaller sub-

set CChi ADhi of likely C&C domains generated bythe DGA running on hi. Finally, the set CChi may be

manually inspected to confirm the identification of C&C

domain(s) and related IPs. In turn, the list of C&C IPs

may be used to maintain an IP blacklist, which can be

employed to block C&C communications and mitigate

the effects of the malware infection. We now describe

the components of the DGA classification and C&C de-

tection module in more detail.

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5.1 DGA Modeling

As mentioned in Section 4.2, the NXDomain clusters

that pass the DGA Filtering and do not fit any known

DGA model are (automatically) assigned a New-DGA-

vX label, where X is a unique identifier. At this point,

we build two different statical models representative of

New-DGA-vX: (1) a statistical multi-class classifier that

can assign a specific DGA label to the set of NXDomains

generated by a host hi and (2) a Hidden Markov Model

(HMM) that can compute the probability that a single

active domain queried by hi was generated by the DGA

running on the host, thus producing a list of candidate

C&C domains.

The DGA Modeling module takes as input the follow-

ing information: (1) a list of popular legitimate domain

names extracted from the top 10,000 domains according

to alexa.com; (2) the list of NXDomains generated

by running known DGA-bots in a controlled environ-

ment (see Section 6); (3) the clusters of NXDomains re-ceived from the DGA Discovery module. Let NX be one

such newly discovered cluster of NXDomains. Because

in some cases NX may contain relatively few domains,

we attempt to extend the set NX to a larger set NX that

can help build better statistical models for the new DGA.

To this end, we identify all hosts that contributed to

the NXDomains clustered in NX from our sparse asso-

ciation matrix M and we gather all the NXDomains they

generated during an epoch. For example, for a given host

hi that generated some of the domains clustered in NX,

we gather all the other NXDomains domains NXhi gen-

erated by hi. We then add the set NX

=

iNX

hi to thetraining dataset (marked with the appropriate new DGA

label). The reader may at this point notice that the set

NXhimay contain not only NXDomains generated by a

host hi due to running a DGA, but it may also include

NXDomains accidentally generated by hi. Therefore,

this may introduce some noisy instances into the training

dataset. However, the number of accidental NXDo-

mains is typically very small, compared to the number of

NXDomains generated by a DGA. Therefore, we rely on

the generalization ability of the statistical learning algo-

rithms we use to smooth away the effects of this potential

source of noise. This approach works well in practice, as

we will show in Section 7.

5.2 DGA Classifier

The DGA Classifier is based on a multi-class version

of the Alternating Decision Trees (ADT) learning algo-

rithm [9]. ADT leverages the high classification accu-

racy obtained by Boosting [17], while producing com-

pact classification rules that can be more easily inter-

preted.

To detect hosts that are compromised with DGA-based

malware, we monitor all NXDomains generated by each

host in the monitored network and periodically send this

information to the DGA Classifier. Given a set NXhiof NXDomains generated by host hi, we split NXhi into

subsets of length , and from each of these subsets weextract a number of statistical features, as described in

Section 4.1.1 If one of these subsets of NXDomains is

labeled by the DGA Classifier as being generated by agiven DGA, we mark host hi as compromised and we add

its IP address and the assigned DGA label to a malware

detection report.

5.3 C&C Detection

The C&C Detection module is based on Hidden

Markov Models (HMM) [28]. We use one distinct HMM

per DGA. Given the set NXD of domains generated by

a DGA D, we consider each domain d NXD sepa-rately, and feed these domains to an HMM for training.

The HMM sees the domain names simply as a sequence

of characters, and the result of the training is a modelHM MD that given a new domain name s in input will

output the likelihood that s was generated by D.

We use left-to-right HMM as they are used in prac-

tice to decrease the complexity of the model, effectively

mitigating problems related to under-fitting. The HMMs

emission symbols are represented by the set of characters

allowed in valid domain names (i.e., alphabetic charac-

ters, digits, , -, and .). We set the number of hidden

states to be equal to the average length of the domain

names in the training dataset.

During operation, the C&C Detection module receives

active domain names queried by hosts that have been pre-viously classified by the DGA Classifier as being com-

promised with a DGA-based malware. Let hi be one such

host, and D be the DGA running on hi. The C&C Detec-

tion module will send every domain s resolved by hi to

HM MD, which will compute a likelihood score f(s). Iff(s) > D, s is flagged as a good candidate C&C domainfor DGA D.

The threshold D can be learned during the trainingphase. First, we train the HMM with the set NXD. Then,

we use a set L of legitimate non-DGA domains from

Alexa. For each domain l L, we compute the likelihoodf(l) and set the threshold D so to obtain a maximumtarget false positive rate (e.g., max FPs=1%).

6 Data Collection

In this section we provide an overview of the amount

of NXDomain traffic we observed during a period of fif-

teen consecutive months (our evaluation period), start-

ing on November 1st, 2010 and ending on January 15th,

2012. Afterwards, we discuss how we collected the do-

main names used to train and test our DGA Classifier

(see Section 5).

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Figure 2: Observations from NXDomain traffic collected below a set of ISP recursive DNS servers over a 439 day window.

6.1 NXDomain Traffic

We evaluated Pleiades over a 15-month period against

DNS traffic obtained by monitoring DNS messagesto/from a set of recursive DNS resolvers operated by a

large North American ISP. These servers were physically

located in the US, and served (in average) over 2 million

client hosts per day1. Our monitoring point was below

the DNS servers, thus providing visibility on the NXDo-

mains generated by the individual client hosts.

Figure 2(a) reports, per each day, (1) the number of

NXDomains as seen in the raw DNS traffic, (2) the num-

ber of distinct hosts that in the considered day query at

least one NXDomains, and (3) the number of distinct

(de-duplicated) NXDomains (we also filter out domain

names that do not have a valid effective TLD [15,19,20]).The abrupt drop in the number of NXDomains and hosts

(roughly a 30% reduction) experienced between 2011-

03-24 and 2011-06-17 was due to a configuration change

at the ISP network.

On average, we observed about 5 millions (raw) NX-

Domains, 187,600 distinct hosts that queried at least one

NXDomains, and 360,700 distinct NXDomains overall,

per each day. Therefore, the average size of the associ-

ation matrix M used to perform spectral clustering (see

Section 4.1.3) was 187,600 360,700. However, it isworth noting thatMis sparse and can be efficiently stored

in memory. In fact, the vast majority (about 90%) of

hosts query less than 10 NXDomains per day, and there-

fore most rows in M will contain only a few non-zero

elements. This is shown in Figure 2(b), which reports

the cumulative distribution function (CDF) for the vol-

ume of NXDomains queried by a host in the monitored

network. On the other hand, Figure 2(c) shows the CDF

for the number of hosts that query an NXDomain (this

relates directly to the sparseness of M according to its

1We estimated the number of hosts by computing the average num-

ber of distinct client IPs seen per day.

columns).

6.2 Ground Truth

In order to generate the ground truth to train and eval-

uate the DGA Classifier (Section 5), we used a sim-

ple approach. To collect the NXDomains generated by

known DGA-based malware we used two different meth-

ods. First, because the DGA used by different variants of

Conficker and by Murofet are known (derived through

reverse-engineering), we simply used the respective al-

gorithms to generate a set of domain names from each

of these botnets. To obtain a sample set of domains gen-

erated by Bobax and Sinowal, whose exact DGA algo-

rithm is not known (at least not to us), we simply ex-

ecuted two malware samples (one per botnet) in a VM-

based malware analysis framework that only allows DNStraffic2, while denying any other type of traffic. Over-

all we collected 30,000 domains generated by Conficker,

26,078 from Murofet, 1,283 from Bobax and, 1,783 from

Sinowal.

Finally, we used the top 10,000 most popular domains

according to alexa.com, with and without the www.

prefix. Therefore, overall we used 20,000 domain names

to represent the negative (i.e., non-DGA) class dur-

ing the training and testing of the DGA Classifier.

7 Analysis

In this section, we present the experimental results of

our system. We begin by demonstrating Pleiades mod-

eling accuracy with respect to known DGAs like Con-

ficker, Sinowal, Bobax and Murofet. Then, we elaborate

on the DGAs we discovered throughout the fifteen month

NXDomain monitoring period. We conclude the section

by summarizing the most interesting findings from the

twelve DGAs we detected. Half of them use a DGA al-

gorithm from a known malware family. The other half,

2We only allowed UDP port 53.

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Table 1: Detection results (in %) using 10-fold cross validation

for different values of.

= 5 NXDomains = 10 NXDomains

Class T Prate FPrate AUC T Prate FPrate AUC

Bobax 95 0.4 97 99 0 99

Conficker 98 1.4 98 99 0.1 99

Sinowal 99 0.1 98 100 0 100

Murofet 98 0.7 98 99 0.2 99

Benign 96 0.7 97 99 0.1 99

to the best of our knowledge, have no known malware

association.

7.1 DGA Classifiers Detection Results

In this section, we present the accuracy of the DGA

classifier. We bootstrap the classifier with NXDo-

mains from Bobax, Sinowal, Conficker-A, Conficker-B,

Conficker-C and Murofet. We test the classifier in twomodes. The first mode is bootstrapped with a super

Conficker class composed of an equal number of samples

from Conficker-A, Conficker-B and Conficker-C classes

and another with each Conficker variant as its own class.

As we mentioned in Section 5.2, the DGA classifier is

based on a multi-class version of the Alternating Deci-

sion Trees (ADT) learning algorithm [9]. We build the

vectors for each class by collecting NXDomains from

one day of Honeypot traffic (in the case of Sinowal and

Bobax) and one day of NXDomains produced by the

DGAs for Conficker-A, Conficker-B, Conficker-C and

Murofet. Finally, the domain names that were used to

represent the benign class were the first 10,000 Alexa

domain names with and without the www. child labels.

From the raw domain names in each of the classes,

we randomly selected 3,000 sets of cardinality . As areminder, the values of that we used were two, five,ten and 30. This was to build different training datasets

in order to empirically decide which value of wouldprovide the best separation between the DGA models.

We generated additional testing datasets. The domain

names we used in this case were from each class as in

the case of the training dataset but we used different days.

We do that so we get the minimum possible domain name

overlap between the training and testing datasets. Weevaluate the training datasets using two methods: 10-fold

cross validation on the training dataset and by using the

testing datasets computed from domains collected on dif-

ferent days. Both methods gave us very similar results.

Our system performed the worst in the case of the 10-

fold cross validation, therefore we chose to present this

worst-case scenario.

In Table 1, we can see the detection results using two

values for , five and ten. We omit the results for theother values due to space limitations. The main confu-

sion between the classes was observed in the datasets

that contained separate Conficker classes, specifically

between the classes of Conficker-A and Conficker-B. To

address this problem, we created a generic Conficker

class that had an equal number of vectors from each Con-

ficker variant. This merging of the Conficker variants

into a single super class allowed the DGA classifierto correctly classify 99.72% (Table 1) of the instances

(7,986 correctly classified vs 22 incorrectly classified).

Using the datasets with the five classes of DGAs, the

weighted average of the T Prates and FPrates were 99.7%

and 0.1%, respectively. As we see in Table 1, = 5 per-forms reasonably well, but with a higher rate of FPs.

7.2 NXDomain Clustering Results

In this section, we will discuss results from the DGA

discovery module. In particular, we elaborate on the se-

lection of the thresholds used, the unique clusters identi-

fied and the false alerts the DGA discovery module pro-

duced over the duration of our study.

7.2.1 Correlation Thresholds

In order to set the thresholds ma j and definedin Section 4.2, we spent the first five days of Novem-

ber 2010 labeling the 213 produced clusters as DGA re-

lated (Positive) or noisy (Negative). For this experiment,

we included all produced clusters without filtering out

those with =98% (or higher) similarity to an alreadyknown one (see Section 4.2). In Figure 3, we can see in

the Y-axis the percentage values for the dominant (non-

benign) class in every cluster produced during these five

days. In the X-axis we can see the variance that eachdominant class had within each cluster. The results show

that the Positive and Negative assignments had a clear

cut, which we can achieve by setting the thresholds as

ma j = 75% and = 0.001. These thresholds gave usvery good results throughout the duration of the experi-

ments. As we will discuss in Section 7.2.3, the DGA dis-

covery module falsely reported only five benign clusters

over a period of 15 months. All falsely reported clusters

had variance very close to 0.001.

7.2.2 New DGAs

Pleiades began clustering NXDomain traffic on the

first day of November 2010. We bootstrapped the DGAmodeler with domain names from already known DGAs

and also a set of Alexa domain names as the benign class.

In Table 2, we present all unique clusters we discovered

throughout the evaluation period. The Malware Fam-

ily column simply maps the variant to a known mal-

ware family if possible. We discover the malware family

by checking the NXDomains that overlap with NXDo-

mains we extracted from traffic obtained from a malware

repository. Also, we manually inspected the clusters with

the help of a security companys threat team. The First

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Figure 3: Thresholds ma j and from the first five days ofNovember 2010.

lymylorozig.eu

lyvejujolec.eu

xuxusujenes.eu

gacezobeqon.eu

tufecagemyl.eu

lyvitexemod.eu

mavulymupiv.eu

jenokirifux.eu

fotyriwavix.eu

vojugycavov.eu

New-DGA-v6

semk1cquvjufayg02orednzdfg.com

invfgg4szr22sbjbmdqm51pdtf.com

0vqbqcuqdv0i1fadodtm5iumye.com

np1r0vnqjr3vbs3c3iqyuwe3vf.com

s3fhkbdu4dmc00ltmxskleeqrf.com

gup1iapsm2xiedyefet21sxete.com

y5rk0hgujfgo0t4sfers2xolte.com

me5oclqrfano4z0mx4qsbpdufc.com

jwhnr2uu3zp0ep40cttq3oyeed.com

ja4baqnv02qoxlsjxqrszdziwb.com

New-DGA-v4

zpdyaislnu.net

vvbmjfxpyi.net

oisbyccilt.net

vgkblzdsde.net

bxrvftzvoc.net

dlftozdnxn.net

gybszkmpse.net

dycsmcfwwa.net

dpwxwmkbxl.net

ttbkuogzum.net

New-DGA-v5

uwhornfrqsdbrbnbuhjt.com

epmsgxuotsciklvywmck.com

nxmglieidfsdolcakggk.com

ieheckbkkkoibskrqana.com

qabgwxmkqdeixsqavxhr.com

gmjvfbhfcfkfyotdvbtv.com

sajltlsbigtfexpxvsri.com

uxyjfflvoqoephfywjcq.com

kantifyosseefhdgilha.com

lmklwkkrficnnqugqlpj.com

New-DGA-v3

clfnoooqfpdc.com

slsleujrrzwx.com

qzycprhfiwfb.com

uvphgewngjiq.com

gxnbtlvvwmyg.com

wdlmurglkuxb.com

zzopaahxctfh.com

bzqbcftfcrqf.com

rjvmrkkycfuh.com

itzbkyunmzfv.com

New-DGA-v2

71f9d3d1.net

a8459681.com

a8459681.info

a8459681.net

1738a9aa.com

1738a9aa.info

1738a9aa.net

84c7e2a3.com

84c7e2a3.info

84c7e2a3.net

New-DGA-v1

Figure 4: A sample of ten NXDomain for each DGA cluster that

we could not associate with a known malware family.

Seen column denotes the first time we saw traffic from

each DGA variant. Finally, the Population on Discov-

ery column shows the variant population on the discov-

ery day. We can see that we can detect each DGA variant

with an average number of 32 infected hosts across the

entire statewide ISP network coverage.

Table 2: DGAs Detected by Pleiades.

Population

Malware Family First Seen on Discovery

Shiz/Simda-C [32] 03/20/11 37

Bamital [11] 04/01/11 175

BankPatch [5] 04/01/11 28

Expiro.Z [8] 04/30/11 7

Boonana [41] 08/03/11 24Zeus.v3 [25] 09/15/11 39

New-DGA-v1 01/11/10 12

New-DGA-v2 01/18/11 10

New-DGA-v3 02/01/11 18

New-DGA-v4 03/05/11 22

New-DGA-v5 04/21/11 5

New-DGA-v6 11/20/11 10

As we see in Table 2, Pleiades reported six vari-

ants that belong to known DGA-enabled malware fami-

lies [5,8,11,25,32,41]. Six more variants of NXDomains

were reported and modeled by Pleiades but for these, to

the best of our knowledge, no known malware can be as-

sociated with them. A sample set of 10 domain namesfor each one of these variants can be seen in Figure 4.

In the 15 months of our observations we observed an

average population of 742 Conficker infected hosts in the

ISP network. Murofet had the second largest population

of infected hosts at 92 per day, while the Boonana DGA

comes third with an average population of 84 infected

hosts per day. The fastest growing DGA is Zeus.v3 with

an average population of 50 hosts per day, however, dur-

ing the last four days of the experiments the Zeus.v3

DGA had an average number of 134 infected hosts. It

is worth noting the New-DGA-v1 had an average of 19

hosts per day, the most populous of the newly identified

DGAs.

7.2.3 False Reports on New DGAs

During our evaluation period we came across five cat-

egories of clusters falsely reported as new DGAs. In all

of the cases, we modeled these classes in the DGA mod-

eler as variants of the benign class. We now discuss each

case in detail.

The first cluster of NXDomains falsely reported by

Pleiades were random domain names generated by

Chrome [16,45]. Each time the Google Chrome browser

starts, it will query three random looking domain

names. These domain names are issued as a DNS check,so the browser can determine if NXDomain rewriting is

enabled. The Chrome DGA was reported as a vari-

ant of Bobax from Pleiades. We trained a class for this

DGA and flagged it as benign. One more case of test-

ing for NXDomain rewriting was identified in a brand of

wireless access points. Connectify3, offers wireless hot-

spot functionality and one of their configuration option

enables the user to hijack the ISPs default NXDomain

rewriting service. The device generates a fixed number

of NXDomains to test for rewriting.

Two additional cases of false reports were triggered

by domain names from the .it and .edu TLDs. These

domain names contained minor variations on common

words (i.e. repubblica, gazzetta, computer, etc.). Domain

names that matched these clusters appeared only for two

days in our traces and never again. The very short lived

presence of these two clusters could be explained if the

domain names were part of a spam-campaign that was

remediated by authorities before it became live.

The fifth case of false report originated from domain

names under a US government zone and contained the

3www.connectify.me

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Table 3: TPs (%) for C&C detection (1,000 training sequences).

FPs (%)

botnet 0.1 0.5 1 3 5 10

Zeus.v3 99.9 99.9 99.9 99.9 99.9 99.9

Expiro.Z 33.03 64.56 78.23 91.77 95.23 98.67

Bamital 100 100 100 100 100 100

Shiz 0 1.64 21.02 96.58 100 100Boonana 3.8 10.69 15.59 27.67 35.05 48.43

BankPatch 56.21 70.77 93.18 99.9 99.91 99.94

string wpdhsmp. Our best guess is that these are inter-

nal domain names that were accidentally leaked to the re-

cursive DNS server of our ISP. Domain names from this

cluster appeared only for one day. This class of NXDo-

mains was also modeled as a benign variant. It is worth

noting that all falsely reported DGA clusters, excluding

the Chrome cluster, were short lived. If operators are

willing to wait a few days until a new DGA cluster is

reported by Pleiades, these false alarms would not havebeen raised.

7.3 C&C Detection

To evaluate the effectiveness of the C&C Detection,

we proceeded as follows. We considered the six new

DGAs which we were able to attribute to specific mal-

ware, as shown in Table 3. Let NXi be the set of NXDo-

mains collected by the DGA Discovery (Section 4) and

DGA Modeling (Section 5.1) modules for the i-th DGA.

For each DGA, we set aside a subset NXtraini NXi ofNXDomains to train an HM Mi model. Then we use the

remaining NX

test

i = NXi NXtrain

i to compute the truepositive (TP) rate of HMMi, and a set A that consists

of 602,969 unique domain names related to the consis-

tently popular domain names according to alexa.com

to compute the false positive (FP) rate. To obtain A

we first consider all domain names that have been con-

sistently ranked in the top 100,000 popular domains by

alexa.com for approximately one year. This gave us a

set T of about 60,000 stable popular domain names,

which we consider as legitimate domains. Then, we

monitored the stream of successful DNS queries in a

large live network for a few hours, and we added to A

all the domain names whose effective 2LD is in T.

We performed experiments with a varying numberc = |NXtraini | of training samples. Specifically, we set cequal to 100, 200, 500, 1,000, 2,000, 5,000, and 10,000.

We then computed the trade-off between TPs and FPs for

different detection thresholds. In the interest of space, we

report only the results for c=1,000 in Table 3. In general,

the results improve for increasing numbers of training in-

stances. We set the detection threshold so as to obtain an

FP rate equal to 0.1%, 0.5%, 1%, 3%, 5%, and 10%. As

we can see, at FP=1% we obtained a high (> 93%) TP

rate for three out of six DGAs, and relatively good results

(> 78%) in five out of six cases. At FP=3% we have high

TP rate (> 91%) in five out of six cases.

As mentioned in Section 3, the C&C Detection mod-

ule reduces the set of domain names successfully re-

solved by a host h that have been labeled as compro-

mised with DGA-malware to a smaller set of good can-

didate C&C domains generated by the DGA. The resultsin Table 3 show that if we rank the domains resolved by

h according to the likelihood assigned by the HMM, in

most cases we will only need to inspect between 1/100

to 3/100 of the active domains queried by h to discover

the C&C.

7.4 Case Studies

7.4.1 Zeus.v3

In September 2011, Pleiades detected a new DGA

that we linked to the Zeus.v3 variant a few weeks later.

The domain names collected from the machines compro-

mised by this DGA-malware are hosted in six differentTLDs: .biz,.com,.info ,.net ,.org and .ru. Ex-

cluding the top level domains, the length of the domain

names generated by this DGA are between 33 and 45

alphanumeric characters. By analyzing one sample of

the malware4 we observed that its primary C&C infras-

tructure is P2P-based. If the malware fails to reach its

P2P C&C network, it follows a contingency plan, where

a DGA-based component is used to try to recover from

the loss of C&C communication. The malware will then

resolve pseudo-random domain names, until an active

C&C domain name is found.

To date, we have discovered 12 such C&C domains.

Over time, these 12 domains resolved to five different

C&C IPs hosted in four different networks, three in the

US (AS6245, AS16626 and AS3595) and one in the

United Kingdom (AS24931). Interestingly, we observed

that the UK-based C&C IP address remained active for a

very short period of time of only a few minutes, from Jan

25, 2012 12:14:04 EST to Jan 25, 2012 12:22:37

EST. The C&C moved from a US IP (AS16626) to the

UK (AS24931), and then almost immediately back to the

US (AS3595).

7.4.2 BankPatch

We picked the BankPatch DGA cluster as a samplecase for analysis since this botnet had been active for

several months during our experiments and the infected

population continues to be significant. The C&C infras-

tructure that supports this botnet is impressive. Twenty

six different clusters of servers acted as the C&Cs for

this botnet. The botnet operators not only made use of

a DGA but also moved the active C&Cs to different net-

works every few weeks (on average). During our C&C

4Sample MD5s: 8f60afa9ea1e761edd49dfe012c22cbf and

ccec69613c71d66f98abe9cc7e2e20ef.

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discovery process, we observed IP addresses controlled

by a European CERT. This CERT has been taking over

domain names from this botnet for several months. We

managed to cross-validate with them the completeness

and correctness of the C&C infrastructure. Complete in-

formation about the C&C infrastructure can be found in

Table 4.The actual structure of the domain name used

by this DGA can be separated into a four byte pre-

fix and a suffix string argument. The suffix string

arguments we observed were: seapollo.com,

tomvader.com, aulmala.com, apon-

tis.com, fnomosk.com, erhogeld.com,

erobots.com, ndsontex.com, rte-

hedel.com, nconnect.com, edsafe.com,

berhogeld.com, musallied.com, newna-

cion.com, susaname.com, tvolveras.com

and dminmont.com.

The four bytes of entropy for the DGA were providedby the prefix. We observe collisions between NXDo-

mains from different days, especially when only one suf-

fix argument was active. Therefore, we registered a small

sample of ten domain names at the beginning of 2012 in

an effort to obtain a glimpse of the overall distribution of

this botnet. Over a period of one month of monitoring

the sink-holed data from the domain name of this DGA,

this botnet has infected hosts in 270 different networks

distributed across 25 different countries. By observing

the recursive DNS servers from the domain names we

sinkholed, we determined 4,295 were located in the US.

The recursives we monitored were part of this list and we

were able to measure 86 infected hosts (on average) in

the network we were monitoring. The five countries that

had the most DNS resolution requests for the sinkholed

domain names (besides the US) were Japan, Canada,

the United Kingdom and Singapore. The average num-

ber of recursive DNS servers from these countries that

contacted our authorities was 22 significantly smaller

than the volume of recursive DNS servers within the US.

8 Discussion and LimitationsPleiades has some limitations. For example, once a

new DGA is discovered, Pleiades can build fairly accu-

rate statistical models of how the domains generated bythe DGA look like, but it is unable to learn or recon-

struct the exact domain generation algorithm. Therefore,

Pleiades will generate a certain number of false positives

and false negatives. However, the results we presented

in Table 1 show that Pleiades is able to construct a very

accurate DGA Classifier module, which produces very

few false positives and false negatives for = 10. Atthe same time, Table 3 shows that the C&C Detection

module, which attributes a single active domain name

to a given DGA, and also works fairly well in the ma-

Table 4: C&C Infrastructure for BankPatch.

IP addresses CC Owner

146.185.250.{89-92} RU Petersburg Int.31.11.43.{25-26} RO SC EQUILIBRIUM31.11.43.{191-194} RO SC EQUILIBRIUM46.16.240.{11-15} UA iNet Colocation

62.122.73.{11-14,18} UA Leksim Ltd.87.229.126.{11-16} HU Webenlet Kft.94.63.240.{11-14} RO Com Frecatei94.199.51.{25-18} HU NET23-AS 23VNET94.61.247.{188-193} RO Vatra Luminoasa88.80.13.{111-116} SE PRQ-AS PeRiQuito109.163.226.{3-5} RO VOXILITY-AS94.63.149.{105-106} RO SC CORAL IT94.63.149.{171-175} RO SC CORAL IT176.53.17.{211-212} TR Radore Hosting176.53.17.{51-56} TR Radore Hosting31.210.125.{5-8} TR Radore Hosting31.131.4.{117-123} UA LEVEL7-AS IM91.228.111.{26-29} UA LEVEL7-AS IM94.177.51.{24-25} UA LEVEL7-AS IM95.64.55.{15-16} RO NETSERV-AS95.64.61.{51-54} RO NETSERV-AS19 4.11.1 6.133 RU PIN-AS Petersbu rg

46.161.10.{34-37} RU PIN-AS Petersburg46 .161.2 9.102 RU PIN-AS Petersbu rg

95.215.{0-1}.29 RU PIN-AS Petersburg95.215.0.{91-94} RU PIN-AS Petersburg124.109.3.{3-6} TH SERVENET-AS-TH-AP213.163.91.{43-46} NL INTERACTIVE3D-AS200.63.41.{25-28} PA Panamaserver.com

jority of cases. Unfortunately, there are some scenarios

in which the HMM-based classification has difficulties.

We believe this is because our HMM considers domain

names simply to be sequences of individual characters.

In our future work, we plan to experiment with 2-grams,

whereby a domain name will be seen as a sequence of

pairs of characters, which may achieve better classifica-

tion accuracy for the harder to model DGAs.

For example, our HMM-based detector was unable to

obtain high true positive rates on the Boonana DGA. The

reason is that the Boonana DGA leverages third-level

pseudo-random domain names under several second-

level domains owned by dynamic DNS providers. Dur-

ing our evaluation, the hosts infected with Boonana con-

tacted DGA-generated domain names under 59 different

effective second-level domains. We believe that the highvariability in the third-level domains and the high num-

ber of effective 2LDs used by the DGA make it harder

to build a good HMM, thus causing a relatively low

number of true positives. However, in a real-world de-

ployment scenario, the true positive rate may be signif-

icantly increased by focusing on the dynamic DNS do-

mains queried by the compromised hosts. For example,

since we know that Boonana only uses dynamic DNS

domains, we can filter out any other NXDomains, and

avoid passing them to the HMM. In this scenario the

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HMM would receive as an input only dynamic DNS do-

mains, which typically represent a fraction of all active

domains queried by each host, and consequently the ab-

solute number of false positives can be significantly re-

duced.

As we mentioned in Section 3, detecting active DGA-

generated C&C domains is valuable because their re-solved IP addresses can be used to update a C&C IP

blacklist. In turn, this IP blacklist can be used to block

C&C communications at the network edge, thus pro-

viding a way to mitigate the botnets malicious activ-

ities. Clearly, for this strategy to be successful, the

frequency with which the C&C IP addresses change

should be lower than the rate with which new pseudo-

random C&C domain names are generated by the DGA.

This assumption holds for all practical cases of DGA-

based malware we encountered. After all, the generation

of pseudo-random domains mainly serves the purpose

of making the take-down of loosely centralized botnetsharder. However, one could imagine hybrid botnets

that use DGA-generated domains to identify a set of peer

IPs to bootstrap into a P2P-based C&C infrastructure.

Alternatively, the DGA-generated C&C domains may be

flux domains, namely domain names that point to a IP

fluxing network. It is worth noting that such sophisti-

cated hybrid botnets may be quite complex to develop,

difficult to deploy, and hard to manage successfully.

Another potential limitation is due to the fact that

Pleiades is not able to distinguish between different bot-

nets whose bot-malware use the same DGA algorithm.

In this case, while the two botnets may be controlled by

different entities, Pleiades will attribute the compromised

hosts within the monitored network to a single DGA-

based botnet.

One limitation of our evaluation method is the ex-

act enumeration of the number of infected hosts in the

ISP network. Due to the location of our traffic moni-

toring sensors (below the recursive DNS server), we can

only obtain a lower bound estimate on the number of in-

fected hosts. This is because we have visibility of the IP

addresses within the ISP that generate the DNS traffic,

but lack additional information about the true number of

hosts behind each IP. For example, an IP address that

generates DNS traffic may very well be a NAT, firewall,DNS server or other type of complex device that behaves

as a proxy (or relay point) for other devices. Also, ac-

cording to the ISP, the DHCP churn rate is relatively low,

and it is therefore unlikely that we counted the same in-

ternal host multiple times.

In the case of Zeus.v3, the DGA is used as a backup

C&C discovery mechanism, in the event that the P2P

component fails to establish a communication channel

with the C&C. The notion of having a DGA compo-

nent as a redundant C&C discovery strategy could be

used in the future by other malware. A large number

of new DGAs may potentially have a negative impact on

the supervised modules of Pleiades, and especially on the

HMM-based C&C detection. In fact, a misclassification

by the DGA Classifierdue to the large number of classes

among which we need to distinguish may misguide the

selection of the right HMM to be used for C&C detec-tion, thus causing an increase in false positives. In our

future work we plan to estimate the impact of such mis-

classifications on the C&C detection accuracy, and inves-

tigate whether using auxiliary IP-based information (e.g.,

IP reputation) can significantly improve the accuracy in

this scenario.

As the internals of our system become public, some

botnets may attempt to evade both the DGA discovery

and C&C detection process. As we have already dis-

cussed, it is in the malware authors best interest to create

a high number of DGA-related NXDomains in order to

make botnet take-over efforts harder. However, the mal-

ware could at the same time generate NXDomains not re-

lated with the C&C discovery mechanism in an effort to

mislead our current implementation of Pleiades. These

noisy NXDomains may be generated in two ways: (1)

randomly, for example by employing a different DGA,

or (2) by using one DGA with two different seeds, one

of which is selected to generate noise. In case of (1), the

probability that they will be clustered together is small.

This means that these NXDomains will likely not be part

of the final cluster correlation process and they will not

be reported as new DGA-clusters. On the other hand,

case (2) might cause problems during learning, espe-cially to the HMM, because the noisy and true NXDo-

mains may be intermixed in the same cluster, thus mak-

ing it harder to learn an accurate model for the domain

names.

9 Conclusion

In this paper, we presented a novel detection system,

called Pleiades, that is able to accurately detect machines

within a monitored network that are compromised withDGA-based bots. Pleiades monitors traffic below the lo-

cal recursive DNS server and analyzes streams of un-

successful DNS resolutions, instead of relying on man-

ual reverse engineering of bot malware and their DGA

algorithms. Using a multi-month evaluation phase, we

showed that Pleiades can achieve very high detection ac-

curacy. Moreover, over the fifteen months of the oper-

ational deployment in a major ISP, Pleiades was able to

identify six DGAs that belong to known malware fami-

lies and six new DGAs never reported before.

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