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ORIGINAL INVESTIGATION Serotonin2A receptor blockade and clinical effect in first-episode schizophrenia patients treated with quetiapine Hans Rasmussen & Bjorn H. Ebdrup & David Erritzoe & Bodil Aggernaes & Bob Oranje & Jan Kalbitzer & Lars H. Pinborg & William F. C. Baaré & Claus Svarer & Henrik Lublin & Gitte M. Knudsen & Birte Glenthoj Received: 19 March 2010 / Accepted: 24 June 2010 / Published online: 8 July 2010 # Springer-Verlag 2010 Abstract Rationale We have previously reported decreased frontal cortical serotonin2A receptor binding in 30 antipsychotic naïve first-episode schizophrenic patients and a relationship between this binding and positive psychotic symptoms. Until now, no longitudinal studies of serotonin2A receptor in first-episode antipsychotic-naïve schizophrenia patients have reported on the relationship between serotonin2A receptor occupancy and treatment effect after sustained treatment with a specific atypical antipsychotic compound. Objectives Here, we measured serotonin2A receptor occu- pancy with [ 18 F]altanserin PET in 15 first-episode antipsychotic-naïve schizophrenia patients before and after 6 months of quetiapine treatment. Moreover, we investi- gated possible relationships between clinical efficacy, oral dose, and plasma levels of quetiapine Results Significant nonlinear relationships were found between serotonin2A receptor occupancy, quetiapine dose, and plasma concentration. There was a modest effect on positive symptoms up until a serotonin2A receptor occupancy level of approximately 60%. A receptor occupancy level between 60% and 70% appeared to exert the optimal serotonin2A receptor related treatment effect on positive symptoms whereas no additional serotonin2A receptor associated treatment effect was obtained above a receptor occupancy of 70%. Conclusions Taken together, the data point to a thera- peutic role of the serotonin2A receptor in the treatment of subgroups of patients with schizophrenia. Specifically, the study indicates a serotonin2A receptor associated therapeutic window on positive symptoms in responding patients in the range between 60% and 70% occupancy in antipsychotic-naïve first-episode schizophrenia. We speculate that non-responding patients need higher dopamine D 2 receptor blockade. Future studies with concurrent measurement of interactions with the dopamine system are, however, warranted to clarify this. Keywords Schizophrenia . First-episode . PET . 5-HT 2A . Quetiapine . Receptor occupancy H. Rasmussen (*) : B. H. Ebdrup : B. Aggernaes : B. Oranje : H. Lublin : B. Glenthoj Center for Neuropsychiatric Schizophrenia Research, Faculty of Health Sciences, Psychiatric Center Glostrup, Copenhagen University Hospital Glostrup, Copenhagen DK-2600, Denmark e-mail: [email protected] H. Rasmussen : B. H. Ebdrup : B. Aggernaes : B. Oranje : H. Lublin : B. Glenthoj Center for Clinical Intervention and Neuropsychiatric Schizophrenia Research, Faculty of Health Sciences, Psychiatric Center Glostrup, Copenhagen University Hospital Glostrup, Copenhagen DK-2600, Denmark H. Rasmussen : D. Erritzoe : J. Kalbitzer : L. H. Pinborg : C. Svarer : G. M. Knudsen Neurobiology Research Unit and Center for Integrated Molecular Brain Imaging, Faculty of Health Sciences, Copenhagen University Hospital Rigshospitalet, Copenhagen, Denmark B. H. Ebdrup : W. F. C. Baaré Danish Centre for Magnetic Resonance Imaging, University Hospital Hvidovre, Copenhagen, Denmark W. F. C. Baaré Center for Integrated Molecular Brain Imaging, Faculty of Health Sciences, Copenhagen University Hospital Rigshospitalet, Copenhagen, Denmark Psychopharmacology (2011) 213:583592 DOI 10.1007/s00213-010-1941-5

Serotonin2A receptor blockade and clinical effect in first-episode schizophrenia patients treated with quetiapine

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ORIGINAL INVESTIGATION

Serotonin2A receptor blockade and clinical effectin first-episode schizophrenia patients treatedwith quetiapine

Hans Rasmussen & Bjorn H. Ebdrup & David Erritzoe & Bodil Aggernaes & Bob Oranje &

Jan Kalbitzer & Lars H. Pinborg & William F. C. Baaré & Claus Svarer &

Henrik Lublin & Gitte M. Knudsen & Birte Glenthoj

Received: 19 March 2010 /Accepted: 24 June 2010 /Published online: 8 July 2010# Springer-Verlag 2010

AbstractRationale We have previously reported decreased frontalcortical serotonin2A receptor binding in 30 antipsychoticnaïve first-episode schizophrenic patients and a relationshipbetween this binding and positive psychotic symptoms.Until now, no longitudinal studies of serotonin2A receptor

in first-episode antipsychotic-naïve schizophrenia patientshave reported on the relationship between serotonin2Areceptor occupancy and treatment effect after sustainedtreatment with a specific atypical antipsychotic compound.Objectives Here, we measured serotonin2A receptor occu-pancy with [18F]altanserin PET in 15 first-episodeantipsychotic-naïve schizophrenia patients before and after6 months of quetiapine treatment. Moreover, we investi-gated possible relationships between clinical efficacy, oraldose, and plasma levels of quetiapineResults Significant nonlinear relationships were foundbetween serotonin2A receptor occupancy, quetiapinedose, and plasma concentration. There was a modesteffect on positive symptoms up until a serotonin2Areceptor occupancy level of approximately 60%. Areceptor occupancy level between 60% and 70%appeared to exert the optimal serotonin2A receptorrelated treatment effect on positive symptoms whereasno additional serotonin2A receptor associated treatmenteffect was obtained above a receptor occupancy of 70%.Conclusions Taken together, the data point to a thera-peutic role of the serotonin2A receptor in the treatmentof subgroups of patients with schizophrenia. Specifically,the study indicates a serotonin2A receptor associatedtherapeutic window on positive symptoms in respondingpatients in the range between 60% and 70% occupancyin antipsychotic-naïve first-episode schizophrenia. Wespeculate that non-responding patients need higherdopamine D2 receptor blockade. Future studies withconcurrent measurement of interactions with the dopaminesystem are, however, warranted to clarify this.

Keywords Schizophrenia . First-episode . PET. 5-HT2A.

Quetiapine . Receptor occupancy

H. Rasmussen (*) : B. H. Ebdrup : B. Aggernaes :B. Oranje :H. Lublin : B. GlenthojCenter for Neuropsychiatric Schizophrenia Research,Faculty of Health Sciences, Psychiatric Center Glostrup,Copenhagen University Hospital Glostrup,Copenhagen DK-2600, Denmarke-mail: [email protected]

H. Rasmussen :B. H. Ebdrup :B. Aggernaes : B. Oranje :H. Lublin : B. GlenthojCenter for Clinical Intervention and NeuropsychiatricSchizophrenia Research, Faculty of Health Sciences,Psychiatric Center Glostrup,Copenhagen University Hospital Glostrup,Copenhagen DK-2600, Denmark

H. Rasmussen :D. Erritzoe : J. Kalbitzer : L. H. Pinborg :C. Svarer :G. M. KnudsenNeurobiology Research Unit and Center for Integrated MolecularBrain Imaging, Faculty of Health Sciences,Copenhagen University Hospital Rigshospitalet,Copenhagen, Denmark

B. H. Ebdrup :W. F. C. BaaréDanish Centre for Magnetic Resonance Imaging,University Hospital Hvidovre,Copenhagen, Denmark

W. F. C. BaaréCenter for Integrated Molecular Brain Imaging, Faculty of HealthSciences, Copenhagen University Hospital Rigshospitalet,Copenhagen, Denmark

Psychopharmacology (2011) 213:583–592DOI 10.1007/s00213-010-1941-5

Introduction

Increasing evidence points towards a role of the seroto-nin2A receptor in schizophrenia. Eleven out of 15published post-mortem studies report that serotonin2Areceptor binding is decreased in cortical, and especiallyfrontal cortical brain regions (see (Rasmussen et al. 2010)for references), although these reports are primarily basedon chronically ill, medicated patients, and the techniquesused to analyze post-mortem tissue differed between studies(Dean et al. 2008).

However, these findings are supported in vivo by ourrecent PET study in 30 first-episode antipsychotic-naïveschizophrenia patients, reporting decreased serotonin2Areceptor binding in the frontal cortex and a relation betweendecreased binding and positive psychotic symptoms in themale patients (Rasmussen et al. 2010). Furthermore, clinicaltrials with MDL-100907, a drug with highly specificserotonin2A receptor antagonism, have indicated antipsy-chotic effects (de Paulis 2001; Snigdha et al. 2010).Likewise the inverse agonist, pimavanserin, which current-ly is in clinical development reduces hallucinations anddelusions in patients with Parkinson's disease supportingthe hypothesis that blocking serotonin2A receptors is aneffective means of diminishing positive symptoms in thiscondition (Meltzer et al. 2010).

Indirect support for the involvement of the serotonin2Areceptors in schizophrenia comes from the associationbetween the receptor affinity profile and the clinicalcharacteristics of second generation antipsychotic drugs(SGAs). In contrast to first-generation antipsychotic drugs,that primarily are dopamine D2 receptor antagonists,most SGAs have higher affinity to serotonin2A receptorsthan to D2 receptors (Farde et al. 1995). Moreover, theserotonin2A receptor is the major site of action ofhallucinogens (Nichols 2004). Furthermore, an associationbetween polymorphisms in the promoter and codingregions of the serotonin2A receptor gene and the responseto treatment with clozapine has been reported (Arranz et al.1998). Among the SGAs, both clozapine and quetiapine arecharacterized by a moderate affinity for the serotonin2Areceptor combined with a loose binding (a fast koff) and alow affinity for dopamine D2 receptors (Kapur and Seeman2001; Kessler et al. 2006). However, according to clinicalguidelines, clozapine is not recommended as a first choicein first-episode schizophrenia (Kerwin 2007).

The relationships between serotonin2A receptor block-ade, oral dose, plasma quetiapine concentrations andtreatment effect are unclear. In recent studies, with atreatment period of 6 weeks or less, no clear associationbetween quetiapine plasma concentration and clinicalresponse was found, and no optimal therapeutic range forquetiapine was identified (Fabre et al. 1995; Small et al.

1997). Measurements of plasma quetiapine concentrations,oral dose and clinical response have generally beeninconclusive, for a review see (Mauri et al. 2007).However, in 12 chronic schizophrenic patients, a [18F]setoperone PET study founda curvilinear hyperbolic rela-tion between serotonin2A receptor blockade and plasmaquetiapine concentration. Moreover, a quetiapine dosebetween 300 and 600 mg/day resulted in a serotonin2Areceptor blockade between 57% and 78% (Kapur et al.2000).

Previous treatment studies with antipsychotic drugs thatantagonize the serotonin2A receptor have shown a para-doxical down-regulation of the receptor, both in vivo and invitro (Dean 2003; Gray and Roth 2001). As such, thismight have influenced the results of previous studies ofserotonin2A receptors since they included patients whowere chronically ill and previously medicated with bothtypical and atypical compounds before their shift toquetiapine (Gefvert et al. 1998, 2001; Kapur et al. 2000).Furthermore, the tracers [18F]setoperone and [11C]N-meth-ylspiperone that were used in these studies (Gefvert et al.1998, 2001; Kapur et al. 2000) are limited by theirrelatively poor selectivity for the serotonin2A receptors. Incomparison [18F]altanserin has a 200–500-fold seroto-nin2A/D2 receptor selectivity (Kristiansen et al. 2005; Tanet al. 1999) making it eight to 50 times more selective forthe serotonin2A receptor than [18F]setoperone (Lewis et al.1999). In addition, the affinity of [18F]altanserin for theserotonin2A receptor is at least 20-fold higher than forother serotonin receptor subtypes (Tan et al. 1999). Wehave previously demonstrated that [18F]altanserin PET witha bolus infusion design is a highly reproducible and reliablemethod for quantification of serotonin2A receptors(Haugbol et al. 2007).

Results of previous studies reporting no difference inserotonin2A receptor binding between patients with schizo-phrenia and healthy controls (Lewis et al. 1999; Okubo et al.2000; Trichard et al. 1998; Verhoeff et al. 2000) mighttherefore have been due to a poor selectivity of theradiotracers that have been used and the relatively smallsample sizes of the studies (Haugbol et al. 2007; Rasmussenet al. 2010).

In this study, we included first-episode antipsychotic-naïve patients who were examined with the highlyserotonin2A receptor selective radioligand [18F]altanserin.We examined the relation between serotonin2A receptorblockade and clinical effect after 6 months of sustainedtreatment with quetiapine. Furthermore, we investigatedwhether cerebral serotonin2A receptor blockade was relatedto plasma levels of quetiapine, dose, and clinical effect.Based on our baseline findings, we expected to find arelationship between serotonin2A receptor blockade andtreatment effect on positive symptoms.

584 Psychopharmacology (2011) 213:583–592

Methods and materials

The study was approved by the Ethics Committee ofCopenhagen and Frederiksberg ((KF)11-061/03, (KF)12291906 and (KF) 11-323091). After complete descriptionof the study to the subjects, written informed consent wasobtained.

Participants

Fifteen patients participated in this study. Initially, thirtyantipsychotic-naïve patients (23 males) diagnosed withschizophrenia according to both ICD-10 and DSM-IV wererecruited after voluntary first-time referral to a psychiatricunit of one of the affiliated university hospitals in theCapital Region of Copenhagen. The patients were identicalto those included in our previously published PET study oncerebral serotonin2A receptor binding in the antipsychotic-naïve state (Rasmussen et al. 2010).

The schizophrenia diagnoses were verified by meansof the Schedules for Clinical Assessment in Neuropsy-chiatry (SCAN 2.1) interview (Wing et al. 1990). Noneof the patients had a history of significant head injury ornon-psychiatric disorder. All patients had normal neuro-logical and physical examinations, and structural magneticresonance imaging (MRI) brain scans were withoutabnormalities.

In the 6-month period between baseline and follow-up,12 patients dropped out. Reasons for attrition were:clinically inadequate effect (n=2), intolerable side-effects(sedation, weight gain, rise in liver enzymes; n=4),pregnancy (n=2), or refusal to participate at follow-up(n=4). Moreover, after the baseline examinations, threepatients had explicitly stated that they were not willing toundergo treatment with quetiapine. As a result, 15 patients(ten males, mean age: 28.9 years, SD=5.4) completed thestudy (see Table 1).

Of the 15 patients participating in the follow-upassessment, four patients were diagnosed as having ahistory of substance abuse according to DSM-IV: alcoholabuse, in sustained full remission (n=2); cannabis abuse,sustained full remission (n=1), other abuse, sustained fullremission and other abuse, early partial remission (n=1).The diagnosis ‘other abuse’ covered mixed cannabis andalcohol abuse. During the treatment period, none of the 15patients had any substance abuse as determined by regularclinical contacts, and all patients had a negative urinescreening for substance intake prior to the PET scans. Twopatients were treated with the selective serotonin reuptakeinhibitors (SSRIs) fluoxetine (n=1) and citalopram (n=1) instable doses (40 mg/day for both compounds), throughoutthe investigation period. Thirteen patients had no lifetimehistory of antidepressant exposure.

Experimental design

All 15 subjects were tested twice: once at baseline and onceafter a period of as close to 6 months as possible (mean=6.8 months, SD=0.9). During the follow-up period, patientswere treated with quetiapine (once daily) in flexible dosesaccording to their clinical condition (mean dose, 383±145 mg per day or 5.2±2.2 mg/kg bodyweight per day), seeTable 1. Concomitant treatment with benzodiazepines wasallowed on an ‘if needed basis’, except on the test days.Nine patients were smokers. Smoking was not allowed upuntil 2 h before the PET radioligand administration.

While at baseline, patients had never been exposed toantipsychotic treatment, at follow-up patients received theirusual daily quetiapine dose 165 min prior to the PET scan.The tmax of quetiapine is between 1 and 2 h withconsiderable interindividual variability in plasma concen-tration (DeVane and Nemeroff 2001). Two previous PETstudies of quetiapine determined a transiently high D2

receptor blockade 2 h post dose (Kapur et al. 2000;Tauscher-Wisniewski et al. 2002). A more prolongedblockade has been reported for serotonin2A receptor(blockade half life 53–64 h) as compared to D2R (8–10 h;Gefvert et al. 1998). In the present study, patients werescanned for 40 min 165 min post dose. The period of165 min was chosen because it was the intention to scan ata time point when plasma level of quetiapine was relativelystable and with a low interindividual variability (DeVaneand Nemeroff 2001). Furthermore, 165 min correspond to ahigh level of altanserin displacement by quetiapine asestablished by a pilot study in a healthy individual (seeFig. 1).

Psychopathological ratings

Symptom severity was assessed at the time of both PETscans by trained raters using the Positive and NegativeSyndrome Scale (PANSS; Kay et al. 1987). An intra-classcorrelation coefficient of 0.92 was achieved (Rasmussen etal. 2010).

Imaging

The serotonin2A receptor binding was imaged with [18F]altanserin according to a method described previously(Pinborg et al. 2003). In short: after bolus infusion of thetracer, emission scans (five frames of 8 min each) wereacquired in tracer steady-state conditions with an 18-ringGE-Advance tomograph (GE, Milwaukee, Wisconsin)operating in three-dimensional acquisition mode. The totalaxial field of view was 15.2 cm with an approximate in-plane resolution of 6 mm. After 2 h, when steady state hadbeen obtained, the fraction of unmetabolized tracer in

Psychopharmacology (2011) 213:583–592 585

venous plasma was determined at three time points withhigh-performance liquid chromatography analysis. Recon-struction, including attenuation correction and scattercorrection, was described in detail previously (Pinborg etal. 2003). Subjects received a maximum dose of 3.7 MBq/kg bodyweight [18F]altanserin. High-resolution 3D T1-weighted, sagittal, magnetization-prepared rapid-gradientecho scans of the whole head were acquired in all subjectson a 3-T TRIO scanner (Siemens, Erlangen, Germany) andwere used for alignment purposes.

MR/PET co-registration

The five PET image frames for each subject were alignedusing the AIR program (Woods et al. 1992) and subse-quently a mean PET image was calculated. The mean PETimages and 3D T1-weighted MRI scans were co-registeredusing a Matlab (Mathworks Inc., Natick, MA, USA)-basedprogram (Willendrup et al. 2008), where PET images andMRIs were fitted through manual translation and rotation of

the PET image with subsequent visual inspection in threeplanes (Adams et al. 2004).

Volumes of interest

Volumes of interest (VOIs) covering the whole brain (leftand right) included: orbitofrontal, medial inferior frontal,superior frontal, anterior cingulate, posterior cingulate,entorhinal, occipital, parietal, sensorimotor, medial inferiortemporal and superior temporal cortex, amygdala, caudatenucleus, hippocampus, hypothalamus, insula, putamen, andthalamus (Rasmussen et al. 2010). The cerebellum wasused for determination of non-specific binding (Pinborg etal. 2003).

The VOIs were automatically delineated on eachindividual’s transaxial MRI slices in a strictly user-independent manner (Svarer et al. 2005). This approachallowed automatic co-registration of a template set of tenMRIs to a new subject’s MRI. The identified transformationparameters were used to define VOIs in the new subject

Baseline Drop-out Follow-up

Age, years 26.9 (5.5) 25.4 (5.6) 27.6 (5.4)

Gender, m/f 10/5 13/2 10/5

PANSS

Positive 19.5 (5.4) 19.4 (5.0) 15.7 (6.6)*

Negative 20.3 (6.1) 23.5 (6.6) 18.4 (6.5)

General 38.0 (8.7) 40.2 (4.8) 33.0 (11.1)

Total 77.8 (17.1) 83.0 (11.0) 67.0 (22.8)

Quetiapine dose (mg) – – 383.0 (144.7)

Plasma quetiapine (ng/ml) – – 352.0 (201.6)

Plasma nor-quetiapine (ng/ml) – – 173.0 (77.4)

Serotonin2A blockade – – 64%

Serotonin2A global binding potential 2.30 (0.43) 2.20 (0.30) –

Table 1 Demographics andclinical data for baseline, drop-outs and follow-up patients (SDin parentheses)

* p<0.01

Fig. 1 Cortical serotonin2A re-ceptor displacement of [18F]altanserin by quetiapine in onehealthy control subject

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MRI space, and through the co-registration these VOIswere transferred onto the PET images.

Quantification of serotonin2A receptor blockade

The distribution volume (VT) of a radioligand is defined asthe ratio of the radioligand concentration in tissue targetregion (CT, kBq·cm

−3) to that in plasma (CP, kBq·mL−1) atequilibrium (Innis et al. 2007). CP represents the concen-tration of parent radioligand in plasma.

VT ¼ CT=CP ð1ÞA global measure of serotonin2A receptor blockade (O)

was calculated from the distribution volumes in theunblocked (VT) condition and in the partially blockedcondition (VT,b).

O ¼ 1� VT;b � VND

VT � VNDð2Þ

where VND is the distribution volume of the nondisplace-able tracer, i.e., the free and non-specifically bound tracer.Rearrangement of equation 2 leads to:

VT;b ¼ 1� Oð ÞVT þ OVND ð3ÞBy inserting corresponding values for each measured

brain region in the unblocked and partially blockedcondition, a blockade plot (Fig. 2) can be made for eachindividual, and hence, an estimate of the global blockadecan be determined in each individual using linear regressionanalysis (Pinborg et al. 2007).

A one-site binding hyperbola model (Kapur et al. 2000)was used to evaluate the relationship between serotonin2Areceptor blockade and the corresponding plasma quetiapineconcentration and dose using the following equation:

O ¼ Emax � XEC50 þ X

ð4Þ

where Emax is the maximum receptor blockade (100%), X=quetiapine plasma concentration (ng/mL) or dose (mg) andEC50 is the estimated quetiapine plasma concentration (ng/mL) or dose (mg) associated with 50% maximal receptorblockade.

Statistics

All statistical analyses were performed with SPSS®. Alldata was normally distributed according to the Kolmo-gorov–Smirnov test, therefore only parametric statisticswere performed. Potential outliers were tested with theGrubbs’ test (Grubb 1969). Differences in PANSS scoresbetween baseline and follow-up were examined with pairedsamples Student’s t tests. Linear regression analysis wasused to calculate global serotonin2A receptor blockadebased on regional values. Similarly, regression analysis wasused to examine the extent to which global serotonin2Areceptor blockade was associated with treatment effects.The latter were calculated as the difference in PANSSscores between baseline and follow-up. Curvefitting wasperformed using GraphPad Prism®. P=0.05 (two-sided)was employed as the level of significance for all tests.

Results

Attrition

The patients who dropped out (n=15) during the 6 monthstreatment period were not significantly different from thosewho completed the study with regards to age, gender,PANSS scores or global baseline serotonin2A receptorbinding potential (see Table 1).

Serotonin2A receptor blockade

The equation of the one-site binding hyperbola that was usedto fit serotonin2A receptor blockade and quetiapine plasmaconcentration revealed an EC50 value of 201.7 ng/mL, with a95% confidence interval of 147.2–256.3 ng/mL, r2=0.68(see Fig. 4b).

The mean dose of quetiapine was 383 mg (range 100–600 mg) corresponding to a serotonin2A receptor blockadeof 64% and a plasma concentration of 352 ng/mL (range74–735 ng/mL; see also Fig. 3). Similarly, the equation thatwas used to fit serotonin2A receptor blockade andquetiapine dose resulted in a EC50 value of 231 mg witha 95% confidence interval of 170–293 mg, r2=0.67 (seeFig. 4a).

There was no statistically significant difference in thecerebellar distribution volume with and without quetiapinetreatment.

Fig. 2 Blockade plot in one of the patients showing paired (left andright) distribution volumes of the VOIs in the unblocked (VT) andpartially blocked situation (VT,b). Regression line: Y=0.6034x+0.7499, r2=0.9677, serotonin2A receptor blockade=40%

Psychopharmacology (2011) 213:583–592 587

Serotonin2A receptor blockade and psychopathology

The mean PANSS score of positive symptoms was signifi-cantly reduced (t(13)=3.5, p<0.01) after quetiapine treat-ment. The reductions in PANSS negative, general and totalscores were non-significant (see Table 1).

A significant nonlinear relationship was found betweenserotonin2A receptor blockade and treatment effect onpositive symptoms (r2=0.75, p<0.001, Fig. 4c) and betweendose and treatment effect on positive symptoms (r2=0.47,p<0.01, Fig. 4d). We performed post hoc analyses, wherewe excluded the data of the two patients who were oncurrent SSRI treatment. This did not change the curve fitssignificantly, neither did it change the significance level(r2=0.72, p<0.001 and r2=0.48, p<0.01). There was amodest effect on positive symptoms up until a serotonin2Areceptor blockade level of approximately 60%. Between60% and 70% serotonin2A receptor blockade levels(corresponding to doses of 336–538 mg/day) the seroto-nin2A receptor related treatment effect on positive symptomsappeared optimal. Above a serotonin2A receptor blockade of70% no additional serotonin2A receptor associated treatmenteffect was obtained (see Fig. 4c and d).

Neither a significant relationship was found betweenserotonin2A receptor blockade and treatment effect on thePANSS total score nor on the negative and general PANSSsubscales.

Discussion

In this 6-month longitudinal study of 15 initially antipsy-chotic naïve first-episode schizophrenia patients we foundsignificant nonlinear relationships between serotonin2Areceptor blockade, dose, and plasma concentration ofquetiapine. The optimal treatment effect on positivesymptoms associated with serotonin2A receptor blockadewas found with blockade levels between 60% and 70%(corresponding to 336–538 mg/day). The data revealed amodest effect on positive psychotic symptoms up untilapproximately 60% serotonin2A receptor blockade afterwhich a considerable increase in effect was found. Themean dose of quetiapine of 383 mg corresponded to aplasma concentration of 352 ng/mL and a serotonin2Areceptor blockade of 64%. This blockade level is in themiddle range between 60% and 70% where we foundserotonin2A receptor blockade to be associated with thehighest reduction in the positive symptoms.

Due to logistic and ethical reasons we were not able toconcurrently assess D2 blockade which is a fundamentallimitation of the study. Therefore, the potential involvementof the D2 receptor on the present findings requires thoroughconsideration and cautious interpretation.

In a [11C]raclopride and [18F]setoperone study of 12chronic schizophrenia patients, quetiapine doses of 400–450 mg resulted in D2 blockade of approximately 60% 2 h

Fig. 3 [18F]altanserin PETimages of two axial brain slicesillustrating serotonin2A receptorbinding in one of the maleschizophrenic patients before(top) and after approximately6 months of treatment with300 mg/day quetiapine (bottom).Serotonin2A receptor blockade=57% (165 min post quetiapineadministration)

588 Psychopharmacology (2011) 213:583–592

post dose (Kapur et al. 2000), see also (Tauscher-Wisniewskiet al. 2002). A quetiapine dose of 300–600 mg/day resultedin a serotonin2A receptor blockade of 57–78%. In our study,300 and 600 mg of quetiapine gave rise to comparableblockade, namely 56% and 70%.

In a [11C]raclopride and [11C]N-methylspiperone PETstudy by Gefvert et al.(1998) it was found that 2 h after thelast quetiapine dose of 450 mg the D2R blockade was 44%(range 21–68) in the putamen and caudate nucleus whileserotonin2A receptor blockade in the frontal cortex was 72%(range 58–82). A more prolonged blockade was reported forserotonin2A receptors (blockade half life 53–64 h) ascompared to D2 (8–10 h; Gefvert et al. 1998). In a laterstudy by the same group, quetiapine doses of 450–750 mgresulted in blockade of 30–41% for the D2 and 57 and 74 forthe serotonin2A receptor (Gefvert et al. 2001). At lower doselevels, no blockade could be determined. In the presentstudy, quetiapine was administered 165 min before the PETscan. Considering the results of the two studies by Gefvert etal. it is likely that the D2 blockade at 165 min is relativelylower than serotonin2A receptor blockade.

In our sample, the mean quetiapine dose of 383 mgresulted in a serotonin2A receptor blockade of 64%,suggesting that the D2 blockade is well below thetraditionally proposed therapeutic window of 65–70% for

a D2 mediated antipsychotic effect (Farde et al. 1995;Kapur et al. 1996; Nordstrom et al. 1993). However, it hasbeen suggested by Kapur et al. (2000) and others(Tauscher-Wisniewski et al. 2002) that a transiently highD2 blockade may be sufficient for the antipsychotic effectof quetiapine thereby questioning the assumption thatcontinuously high D2 blockade is required for clinicaleffect.

Based on our data, it is not possible to directly determinethe influence of the D2 receptor on the present findings,since we did not assess this receptor. For that reason, wecannot make definite conclusions with regard to a direct oran indirect association between serotonin2A receptor andpsychopathology; i.e., whether the association is a directresult of blockade of serotonin2A receptors, or is caused byfor example a decreased subcortical and/or increasedprefrontal dopamine release induced by serotonin2A recep-tor blockade (Glenthoj and Hemmingsen 1999), or by theaffinity of quetiapine for other receptor systems.

To achieve a full therapeutic response, it has beensuggested that some patients might require higher thanlicensed dosages (above 800 mg/day; Citrome et al. 2005;Khazaal et al. 2007; Pierre et al. 2005). The use of high-dose quetiapine is common in clinical practice, althoughsupport for this practice builds on case reports (Sparshatt et

Fig. 4 a The relationship between serotonin2A receptor blockade andquetiapine dose (mg). The curve has been fit to the following equationblockade =100(dose/(dose +231 mg)), where the 231 mg is the levelof 50% blockade and the 95% confidence interval for this constant is170–293 mg, r2=0.67; the dotted lines indicate the mean dose ofquetiapine and the corresponding serotonin2A receptor blockade. bThe relationship between serotonin2A receptor blockade and quetia-pine plasma concentration (ng/mL). The curve has been fit to thefollowing equation blockade=100(plasma concentration/(plasma con-centration +202 ng/mL)), where 201.7 ng/mL is the level of 50%

blockade and the 95% confidence interval for this constant is 147–256 ng/mL, r2=0.68; the dotted lines indicate the mean plasmaconcentration of quetiapine and the corresponding serotonin2Areceptor blockade. c The nonlinear relationship between serotonin2Areceptor blockade and treatment effect on positive PANSS scores (r2=0.75, P<0.001); the gray bar indicates a serotonin2A receptorblockade level between 60% and 70%. d The nonlinear relationshipbetween quetiapine dose and treatment effect on positive PANSSscores (r2=0.47, p<0.01)

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al. 2008). For example, seven patients refractory totreatment with quetiapine in doses up to 800 mg/day, whowere subsequently treated with doses of 1,200–2,400 mg/day, showed modest to moderate clinical improvements interms of positive psychotic symptoms, behavioral distur-bances, violent behavior, and sociability. Currently, itcannot be ruled out that some patients have an additionaltherapeutic effect by very high doses of quetiapine, but thisneeds to be confirmed in controlled trials.

The present study indicates a serotonin2A receptorassociated therapeutic window on positive symptoms inresponding patients in the range between 60% and 70%blockade (336 and 538 mg quetiapine) in antipsychotic-naïvefirst-episode schizophrenia. Our observations may suggestthat in doses higher than approximately 538 mg/day (70%blockade) the antipsychotic effect of quetiapine may predom-inately be mediated through dopaminergic blockade. Thissuggests that patients who require high quetiapine dosesrequire a higher D2 blockade than can be obtained with lowquetiapine doses. Consequently, this could suggest thatpatients who respond to low doses of quetiapine (below538 mg) are those patients who rather require serotonin2Areceptor than D2 blockade. Interestingly, a recent meta-analysis (Sparshatt et al. 2008) on dose and clinical responseof quetiapine suggested that a low dose of 300–400 mg/dayis the optimal dose in first-episode patients (see also Bergeret al. 2008).

One of the strengths of the current study is theinclusion of only drug-naïve first-episode schizophreniapatients. In this sense, the patient group was homoge-nous, and avoided several possible confounding factorsassociated with illness, chronicity, age, and prior expo-sure to antipsychotic medication. Furthermore, due to thelongitudinal design obvious noise in the data as related toin between subject comparisons were avoided. Apartfrom the above-mentioned complexity regarding theinterpretation of the data resulting from the absence ofsimultaneous D2 and serotonin2A receptor assessments,there are additional limitations in the present study thatneed to be addressed.

At follow-up, we only obtained a binding measure in themedicated state. Therefore, we cannot make direct infer-ences regarding a potential paradoxical down-regulation ofserotonin2A receptors caused by the quetiapine treatment assuggested in (Dean 2003; Gray and Roth 2001).Hence, itcannot be excluded that the volume of distribution in theblocked state (VT,b) at follow-up might have been reducedby the 6 months quetiapine treatment. If indeed true, thenthis would have resulted in an overestimation of ourserotonin2A receptor occupancy data according to formula 2in the “Methods and materials” section.

Ideally, two scans should have been performed at follow-up, one in the medicated state and one at a quetiapine

plasma level of zero after discontinuation. However, forethical and logistical reasons this was not done.

Two out of the 15 patients were co-treated with SSRIsduring the treatment period, one with fluoxetine, the otherwith citalopram. Since these two compounds affect theserotonergic neurotransmitter system, they could haveinfluenced our results. The effect of chronic SSRI treatmenton serotonin2A receptor density is unclear, since differentSSRIs show different effects on serotonin2A receptors.Fluoxetine has been reported to have either no effect or toincrease serotonin2A receptor density or to increasereceptor number (Gray and Roth 2001). In contrast, chroniccitalopram treatment down-regulates serotonin2A receptors(Gray and Roth 2001). However, we have previously foundthat [18F]altanserin binding to serotonin2A receptors isinsensitive to an acute citalopram (SSRI) challenge(Pinborg et al. 2004). For these reasons, we performedpost hoc analyses, where we excluded the data of the twopatients who were on current SSRI treatment. This did notchange the curve fits significantly.

In conclusion, the present study suggests a therapeuticrole of the serotonin2A receptor for treatment of positivesymptoms in schizophrenia either directly or indirectly viainteractions with the dopaminergic system or other receptorsystems. The data point to a serotonin2A receptor associ-ated therapeutic window on positive symptoms in the rangebetween 60% and 70% blockade (336–538 mg/day ofquetiapine) in antipsychotic-naïve first-episode schizophre-nia. Future studies with concurrent measurement of otherreceptor systems are warranted.

Acknowledgments The study was sponsored by Danish MedicalResearch Council, Copenhagen Hospital Cooperation ResearchCouncil, Copenhagen University Hospital, Bispebjerg, The Universityof Copenhagen, Faculty of Health Sciences, The Copenhagen CounselResearch Foundation, The Gangsted Foundation, The LundbeckFoundation and a nonrestricted grant from AstraZeneca. We wouldlike to thank Dr Jacob Madsen and the PET & Cyclotron Unit,Copenhagen University Hospital Rigshospitalet, Denmark for techni-cal support.

Disclosure/conflicts of interest The authors have nothing todisclose and report no conflicts of interest.

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