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3/20/2017
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©2015 MFMER | 3491697-1
CENTER FOR
REGENERATIVE MEDICINE
Shane A. Shapiro MD Mayo Clinic Florida Fellow American Academy of Regenerative Medicine @ShaneShapiroMD
Orthopedic Sports and Regenerative Medicine
©2015 MFMER | 3491697-2
Center for REGENERATIVE MEDICINE ©2012
MFMER | slide-2
Disclosure
No relevant financial relationships exist
©2015 MFMER | 3491697-3
Center for REGENERATIVE MEDICINE
The Fountain of Youth, Lucas Cranach the Elder 1472-1553
©2015 MFMER | 3491697-4
Center for REGENERATIVE MEDICINE
Regenerative Medicine in Orthopedics and Sports Medicine
Repair damaged tissue
Prevent further progression
Early work with PRP (platelet rich plasma)
Progressing to stem cells
Create a regenerative environment
Tissue engineering
©2015 MFMER | 3491697-5
Center for REGENERATIVE MEDICINE
The Problem . . .
Osteoarthritis or Degenerative Joint Disease
Aging population
Obesity epidemic
400,000 procedures in 2014
Costing > $7 Billion
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Center for REGENERATIVE MEDICINE
Current Treatment Options for DJD
Recommendations:
NWB Exercise/Phys Therapy
Gentle pain relievers
Occasional steroid injections
Not Recommended:
Glucosamine and Chondroiton
Hyaluronic acid injections
Accupuncture
Iontophoresis/Therapeutic ultrasound
Arthroscopy
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Orthopedic Regenerative Medicine? How Did We Get Here?
©2011
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What is PRP?
Autologous blood derived product
Concentrated platelets 2-6x above normal
Growth Factor cascade
Initiates and regulates all phases of the healing cycle
Origins in 1990’s Maxillofacial and Plastic
Surgery applications
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Platelet Rich Plasma
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Center for REGENERATIVE MEDICINE
PRP for Musculoskeletal Pathology
Needle based application
With or w/o tenotomy
Delivered at site of injury via injection
Often applied in a matrix, or scaffold surgically
Called Platelet Rich Fibrin Matrix
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PRP Injection
Venous blood
Centrifuge to 3 parts
Red blood cells
Plasma
Platelet rich cells
Concentrated healing cells re-injected into area of injury
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PRP for Musculoskeletal Pathology
Multiple PRP Systems on the market
FDA approval for concentrating autologous blood
510 (k) equivalent device
3 Types (mechanisms)
Leukocyte and Platelet Rich (Buffy Coat)
5-9x concentration
Variable Manipulation
Can reduce concentrations as desired
Leukocyte Poor and Low Platelet (Plasma Based)
1.5-3x concentration
Castillo, AJSM, 2011
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Application
PRP can be applied activated or inactivated forms
If applied inactivated, growth factor cascade is initiated by contact with target tissue
Activation via thrombin or calcium chloride
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Growth Factor Cascade
Transforming Growth Factor Beta (TGF-B)
Vascular Endothelial Growth Factor (VEGF)
Platelet Derived Growth Factor (PDGF)
Epidermal Growth Factor (EGF)
Fibroblast Growth Factor – 2 (FGF-2)
Insulin-Like Growth Factor (IGF)
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In Vitro
PRP mixed with chondrocytes demonstrated increased release of growth factors needed for cartilage regeneration
Improves in vitro formation of cartilage
Can induce production of osteogenic cells in vitro
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Clinical Trials
Lateral Epicondylitis
First, and still best evidence of clinical efficacy for PRP
Mishra 2006
Peerbooms 2010
Mishra 2014
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Achilles Tendinosis
deVos – JAMA, 2010
Level I design, but subjects were all physical therapy naïve
Source of many insurance denials
Monto – FAI, 2012
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Plantar Fascitis
Monto – FAI, 2014
Good for pain relief
Few attempts to replicate
Jain – The Foot, 2015
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doi:10.1177/1071100713519778Foot & Ankle International January 13, 2014 1071100713519778
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Jumper’s Knee
Liddle – AJSM, 2015
Systematic Review Non-comparative trials
demonstrate improvement
2 RCTs equivocal
More RCTs needed
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Cartilage Regeneration Studies
PRP significantly improves cartilage healing after microfracture
Stiffness closer to normal cartilage with PRP
Still did not produce hyaline cartilage
PRP as a gel rather than liquid demonstrated greater efficacy
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Degenerative Joint Disease
PRP may be a stem cell recruiter
Improves friction coefficient (it’s a lubricant)
Initial clinical trials promising for pain relief synthesis of hyaluron by synoviocytes
TNF alpha
Some recent studies show no superiority to HA Injections, while Meta-Analysis is beneficial
Disease severity stratification may be required to further clarify.
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Not all studies are positive
PRP to enhance an OCD regenerative process with a hydroxyapatite scaffold had a negative effect on the regenerative process
Sheth et. al. Efficacy of Autologous Platelet Rich Plasma Use for Orthopaedic Indications: A Meta Analysis. J Bone Joint Surg Am. 2012;94:298-307.
Filardo – Am J Sports Med, 2015
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Summary
PRP has several defined effects on human tissues Increased growth factors (PDGF and TGF) both
locally and in circulation
Increased vascularization (VEGF Mediated)
Increased tenocyte proliferation (via gene upregulation)
Increased COL3-COL1 ratio
These in vivo and in vitro findings have yet to be confirmed as clinically relevant in large scale Level 1 trials
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From PRP to BMAC
Bone Marrow Aspiration and Concentration
Similar to PRP, generated by density-gradient centrifugation
Marrow cells secrete growth factors, cytokines, chemokines
MSCs contained in marrow have regenerative, anti-inflammatory and immunomodulatory properties
HSC may play additional regenerative signaling role
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Stem Cell Use in Sports Medicine
“We have had one big revelation in sports medicine over the last 50 years, and that was the arthroscope. I’ve been looking for the next wave, and stem-cell therapy . . . will be it.”
Dr. James Andrews
©2011
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Stem Cell Use in Sports Medicine
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Stem Cell Clinics
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600 United States Stem Cell Clinics
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Stem Cell Basic Science
Friedenstein et al. 1966 Stem Cells in Bone Marrow
Caplan et al. 1970 Tri-lineage potential = MSC
MSC also in adipose, umbilical cord, synovial tissues, etc.
Evolving understanding of the MSC’s role in tissue regeneration
Renewed interest in the HSC for regeneration of non-hematopoietic tissues
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Regenerative Medicine Vocabulary
MSC – Mesenchymal Stem Cell ADSC – Adipose Derived Stem Cell
BMSC – Bone Marrow Derived Stem Cell
HSC – Hematopoietic Stem Cell
IPSCS – Induced Pluripotent
BMAC – Bone Marrow Aspirate Concentrate
SVF – Stromal Vascular Fraction
dHACM – Dehydrated Amnion Chorion Membrane
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BMAC – Earliest access to MSC
Multiple systems
Density Gradient Centrifugation
Low MSC numbers
Marrow quality variable
Moderately Invasive
361 covered***
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Bone Marrow Aspiration and Concentration (BMAC)
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Bone Marrow Early Data
Hernigou – 2005
Hip AVN
Buda – 2010
Knee OCDs
Divatchi- 2011
Knee OA
Jo – 2014
Vansgness - 2014
Meniscus (allogeneic)
Kim - 2014
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BMAC Systematic Review – OJSM 2016
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BMAC Systematic Review – OJSM 2016
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Stem Cells and Arthritis Clinical Trials
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Randomized Blinded Placebo Control Trial
Bilateral Knee DJD
Compared to Saline
One knee gets Saline
One knee gets BMAC
Pre and Post Injection MRI
Full product cellular characterization with flow cytometry
FDA IND 15352
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BMAC Cellular Characterization Variable N Summary
Pre-spin measures
Viability % 24 97.75 (75.2, 99.4)
Mononuclear cells % 25 38.5 (26.0, 57.5)
Total mononuclear cells/ul 25 6100 (1950, 27000)
HSC % 25 3.2 (0.04, 21)
MSC % 25 0.03 (0.00, 0.60)
Total mononuclear cells X MSC % 25 198 (0, 2673)
WBC (1000/ul) 25 13 (3.9, 62.8)
RBC (Mil/ul) 25 3.33 (0.17, 4.44)
HCT % 25 32.0 (1.6, 38.2)
Platelet (1000/ul) 25 95 (7, 399)
Post-spin measures
Viability % 22 97.0 (85.4, 99.6)
Mononuclear cells % 23 56.2 (25.8, 87.9)
Total mononuclear cells/ul 23 16000 (2900, 210000)
HSC % 23 4.4 (1.2, 14)
MSC % 23 0.05 (0, 0.9)
total mononuclear cells X MSC % 23 688 (8.7, 28980)
WBC (1000/ul) 23 31.4 (5.6, 97.2)
RBC (Mil/ul) 23 0.96 (0.63, 3.65)
HCT % 23 8.5 (3.5, 34.0)
Platelet (1000/ul) 22 422 (52, 1515)
Total HSCs injected 23 4620000 (174000, 130200000)
Total MSCs injected 23 34400 (435, 1449000)
The median (minimum, maximum) is given for continuous variables.
HCT: hematocrit; HSC: hematopoietic stem cell; MSC: mesenchymal stem cell; RBC: red blood cell; WBC: white blood cell.
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Randomized Blinded Placebo Control Trial
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Quantitative T2 MRI Cartilage Mapping
Siemens Leonardo workstation
T2 Mapping
Medial Femoral Condyle
Lateral Femoral Condyle
Medial Tibial Plateau
Lateral Tibial Plateau
Patella
No statistically significant differences
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What is a stem Cell?
Building blocks of tissue?
or Master Messengers?
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Old School Thinking
MSC – Tri-lineage potential
Stem Cell Chondrocyte Hyaline
Cartilage
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Elastic Cartilage
Fibro- Cartilage
Hypertrophied
Chondrocyte
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Pericyte Pathway
Trophic, immunomodulatory, paracrine mechanisms
MSC are pericytes
PDGF releases MSC from the basement membrane
HSCs respond to injury in much the same way as MSC
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Is fat better?
Adipose more abundant
Easier, friendlier to harvest than bone marrow
Enzymatic separation of cells from fat currently banned according to the FDA
Use may require BLA
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Adipose Derived Stem Cell Studies
Koh – 2012 Infrapatellar Fat Pad Source
Kim – AJSM, 2015
Fibrin Glue Scaffold
Garza – Journal of Regenerative Medicine, 2015
Koh – Journal of Arthroscopic Related Surgery, 2016
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Fat Derived Stem Cells
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MSC Culture Expansion
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Stem Cells from any source
Grown in specialized medium (with inductive capacity)
Generating high numbers of MSCs
Takes several weeks Costly
Highly technical
Subject to GMP regs
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Amniotic Derived Products
Human progenitor cell “recruiter” Growth factors in amniotic tissue
PDGF, VEGF, EGF, FGF and TGF-B
Amniotic tissues are immune-privileged
rarely evoke an immune response
Interleukin-1 receptor antagonists (IL-1RA) Tissue Inhibitor of Metalloproteinase (TIMP)
Suppress and modulate inflammation and pain
May be “easier” to use than MSC
©2011
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Arteriocyte
Arthrex Angel
Biomet Marrowstim
Harvest SmartPrep
Currently unavailable in US
FDA v Regenerative Sciences
Stem Cell Tourism
Cayman, Asia, Carribean, Latin Am
Cytori
Keia Kiso
Lipogems
Adivive Lipokit
Bone Marrow Derived
Culture Expanded “Same Day”
Concentrated (BMAC)
“Same Day” - Enzyme or
Mechanically Prepared
Adipose Derived
Amniofix, AmnioGen
Bio-D, NeoxFlo
AmnioClear
AmnioPro, AmnioMatrix
Amniotic Products
“Stem Like”
SC Signaling Growth Factors
Minimal MSC
Many HSC
Venous Derived?
PRP?
Allogeneic
Osiris
Umbilical Cord Blood
Cartistem
Tissue Gene C
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Stem Cell Regulation
CFR Code of Federal Regulations
Human cells, tissues, and cellular and tissue-based products (HCT/Ps) are defined in 21 CFR 1271 Requires minimal manipulation and Homologous
Use (361)
FDA’s Center for Biologics Evaluation and Research (CBER)
Approved Biologics License Application (BLA) Required in order to lawfully market a drug that is
also a biological product (351)
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FDA Draft Guidances
Recommendations for applying Title 21 of the Code of Federal Regulations (CFR) Part 1271 Minimal Manipulation – Dec 2014
Homologous Use - Oct 2015
Same Day Surgical Exception – Oct 2014
HCT/Ps from Adipose Tissue – Dec 2014
Guidance, when finalized, will improve understanding of the definitions in 21 CFR and how to apply the regulatory criterion to HCT/Ps.
Public Hearing – Silver Spring, MD
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Manimal Manipulation
Minimal manipulation means:
Processing that does not alter the original structural characteristics of the tissue
Processing that does not alter the relevant biological characteristics of cells or tissues
Not combined with another substance
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Homologous Use
“Recipient cells or tissues that are identical (e.g., skin for skin) to the donor cells or tissues”
“Recipient tissues that perform one or more of the same basic functions in the recipient as the cells or tissues performed in the donor”
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What should we do?
Define our cellular therapies
Effort to conduct and recognize the value of well designed studies.
Work with industry and regulatory agencies, not against
Recognize best practices Understand what we can do and what we cannot
Think of the needs of the patients
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Definitions of a Stem Cell
International Society for Cellular Therapy Standardized definition
FDA has commented as well
Currently no FDA approved BLAs for MSC products
Lack of consistency in definitions of MSC
CD73+, CD90+, CD105+,
CD11b-, CD34-, CD45-, HLA-DR-
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The Future of Human Cell Therapy
21st Century Cures Act Passes House of Representatives
in December ‘16
Easier Access to “Stem Cell Therapy”
Questions re: Patient Safety
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Stem Cells and Arthritis Clinical Trials
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Randomized Controlled Trials
Autologous Same Day SVF - Mayo Florida
FDA IND
Generate higher numbers of MSCs
Follow patient pain
Pre and Post MRI
Study synovial fluid
Autologous Culture Expanded - Mayo Rochester
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FDA IND
150 million AMSCs
Pre and Post Arthroscopy
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Regenerative Medicine Consult Service
The Mayo Clinic Center for Regenerative Medicine is embedded in all three sites and across all three shields.
Regenerative Medicine Clinic in Florida will enhance opportunities to engage patients in clinical studies and potential therapies Orthopedics
Dermatology
Plastic Surgery
Neurology
Gastroenterology
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Regenerative Medicine Procedure Suites
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Stem Cell Therapy Bill of Rights
1. There is no board certification in Cell Therapy. It is best to get it from a physician specialist in the disease you have who also has expertise in regenerative medicine. 2. Exhaust all conventional therapies first. 3. For clinical trials, IRB is the gold stamp of approval and you should ask for the minutes to demonstrate that it is IRB approved. 4. If you get a non-compliant trial you are paying to be a research subject in a for profit experiment. If “it is a proven treatment” ask what the actual data are. Good clinical trials should be able to provide this. 5. An FDA approved therapy or device will likely be able to be billed to medical insurance. An FDA allowed therapy may not be billed depending on whether or not your insurance considers it experimental. Many studies pay for the cost of the treatment. 6. There are no guarantees. What is the success rate, how do they measure it and more importantly what is their complication rate? Have they tracked complications? If so, for how long? What exactly are they giving you? 7. There are many sites that patients can utilize to gather more information. These include the FDA website, the NIH website, International Society for Stem Cell Research (ISSCR) and the site to look at current clinical trials in the world; Clinical Trials.gov. 8. Take extra care if offered cells grown in the lab. Cells are not perfect copy machines. When cells divide they are not twins and stem cells can intentionally undergo asymmetric division. Ask how the clinic validates that the cells grown after amplification are the same as at the beginning. How do you know it is safe? 9. What are the possible side effects? How many patients have been treated? How long have they been followed? 10. Who owns the cells after they are taken from you. Are they going to be commercialized if there are any cells left over?
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Education Building a Regenerative Medicine Workforce
Mayo Medical School ► Reg Medicine Selective Curriculum integration
Mayo Graduate School ► Regenerative Medicine Graduate Course
► Regenerative Sciences Training Program
Mayo School of Graduate Medical Education
► Target career development of residents/fellows
► Mayo Foundation Scholars
Mayo School of Health Sciences ► Support for scholarship, training and education
Mayo School of Continuous Professional Development
► Sponsorship of regenerative medicine symposia
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Stem Cell References Minimal Manipulation of Human Cells, Tissues, and Cellular and Tissue-Based Products: Draft Guidance for
Industry and Food and Drug Administration Staff. FDA. Available at: http://www.fda.gov/downloads/BiologicsBloodVaccines/GuidanceComplianceRegulatoryInformation/Guidances/CellularandGeneTherapy/UCM427746.pdf. Accessed November 4, 2015.
Homologous Use of Human Cells, Tissues, and Cellular and Tissue-Based Products: Draft Guidance for Industry and FDA Staff. FDA. Available at: http://www.fda.gov/downloads/biologicsbloodvaccines/guidancecomplianceregulatoryinformation/guidances/tissue/ucm469751.pdf. Accessed November 4, 2015.
Antonioli E, Piccinato CA, Nader HB, Cohen M, Goldberg AC, Ferretti M. Modulation of Hyaluronan Synthesis by the Interaction between Mesenchymal Stem Cells and Osteoarthritic Chondrocytes. Stem cells international. 2015;2015:640218.
Bannuru RR, McAlindon TE, Sullivan MC, Wong JB, Kent DM, Schmid CH. Effectiveness and Implications of Alternative Placebo Treatments: A Systematic Review and Network Meta-analysis of Osteoarthritis Trials. Annals of internal medicine. 2015;163(5):365-372.
Bannuru RR, Schmid CH, Kent DM, Vaysbrot EE, Wong JB, McAlindon TE. Comparative effectiveness of pharmacologic interventions for knee osteoarthritis: a systematic review and network meta-analysis. Annals of internal medicine. 2015;162(1):46-54.
Bond M, Davis A, Lohmander S, Hawker G. Responsiveness of the OARSI-OMERACT osteoarthritis pain and function measures. Osteoarthritis and cartilage / OARS, Osteoarthritis Research Society. 2012;20(6):541-547.
Buda R, Vannini F, Cavallo M, Grigolo B, Cenacchi A, Giannini S. Osteochondral lesions of the knee: a new one-step repair technique with bone-marrow-derived cells. The Journal of bone and joint surgery. American volume. 2010;92 Suppl 2:2-11.
Caplan AI. Adult mesenchymal stem cells for tissue engineering versus regenerative medicine. Journal of cellular physiology. 2007;213(2):341-347.
Caplan AI, Correa D. The MSC: an injury drugstore. Cell stem cell. 2011;9(1):11-15.
Chen FH, Tuan RS. Mesenchymal stem cells in arthritic diseases. Arthritis research & therapy. 2008;10(5):223.
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Cheng NC, Estes BT, Awad HA, Guilak F. Chondrogenic differentiation of adipose-derived adult stem cells by a porous scaffold derived from native articular cartilage extracellular matrix. Tissue engineering. Part A. 2009;15(2):231-241.
Chu CR. The Challenge and the Promise of Bone Marrow Cells for Human Cartilage Repair. Cartilage. 2015;6(Suppl 2):36S-45S.
Coleman CM, Curtin C, Barry FP, O'Flatharta C, Murphy JM. Mesenchymal stem cells and osteoarthritis: remedy or accomplice? Human gene therapy. 2010;21(10):1239-1250.
Davatchi F, Abdollahi BS, Mohyeddin M, Shahram F, Nikbin B. Mesenchymal stem cell therapy for knee osteoarthritis. Preliminary report of four patients. International journal of rheumatic diseases. 2011;14(2):211-215.
Eseonu OI, De Bari C. Homing of mesenchymal stem cells: mechanistic or stochastic? Implications for targeted delivery in arthritis. Rheumatology. 2015;54(2):210-218..
Foster TE, Puskas BL, Mandelbaum BR, Gerhardt MB, Rodeo SA. Platelet-rich plasma: from basic science to clinical applications. The American journal of sports medicine. 2009;37(11):2259-2272.
Gormeli G, Gormeli CA, Ataoglu B, Colak C, Aslanturk O, Ertem K. Multiple PRP injections are more effective than single injections and hyaluronic acid in knees with early osteoarthritis: a randomized, double-blind, placebo-controlled trial. Knee surgery, sports traumatology, arthroscopy : official journal of the ESSKA. 2015.
Ham O, Lee CY, Kim R, et al. Therapeutic Potential of Differentiated Mesenchymal Stem Cells for Treatment of Osteoarthritis. International journal of molecular sciences. 2015;16(7):14961-14978.
Hegde V, Shonuga O, Ellis S, et al. A prospective comparison of 3 approved systems for autologous bone marrow concentration demonstrated nonequivalency in progenitor cell number and concentration. Journal of orthopaedic trauma. 2014;28(10):591-598.
Jo CH, Lee YG, Shin WH, et al. Intra-articular injection of mesenchymal stem cells for the treatment of osteoarthritis of the knee: a proof-of-concept clinical trial. Stem cells. 2014;32(5):1254-1266.
Kim JD, Lee GW, Jung GH, et al. Clinical outcome of autologous bone marrow aspirates concentrate (BMAC) injection in degenerative arthritis of the knee. European journal of orthopaedic surgery & traumatology : orthopedie traumatologie. 2014;24(8):1505-1511
Kim YS, Choi YJ, Koh YG. Mesenchymal Stem Cell Implantation in Knee Osteoarthritis: An Assessment of the Factors Influencing Clinical Outcomes. The American journal of sports medicine. 2015;43(9):2293-2301.
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Kim YS, Choi YJ, Lee SW, et al. Assessment of clinical and MRI outcomes after mesenchymal stem cell implantation in patients with knee osteoarthritis: a prospective study. Osteoarthritis and cartilage / OARS, Osteoarthritis Research Society. 2015.
Kim YS, Choi YJ, Suh DS, et al. Mesenchymal stem cell implantation in osteoarthritic knees: is fibrin glue effective as a scaffold? The American journal of sports medicine. 2015;43(1):176-185.
Kim YS, Kwon OR, Choi YJ, Suh DS, Heo DB, Koh YG. Comparative Matched-Pair Analysis of the Injection Versus Implantation of Mesenchymal Stem Cells for Knee Osteoarthritis. The American journal of sports medicine. 2015.
Koh YG, Choi YJ, Kwon SK, Kim YS, Yeo JE. Clinical results and second-look arthroscopic findings after treatment with adipose-derived stem cells for knee osteoarthritis. Knee surgery, sports traumatology, arthroscopy : official journal of the ESSKA. 2015;23(5):1308-1316.
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Leukocyte rich or Leukocyte Poor?
Leukocyte rich injections create inflammatory reponse in rabbit patellar tendon
Horse flexor digitorum superficialis tears result in increased scar with elevated WBC injections
Adverse reactions in human trials not related to leukocyte concentration
Neutrophils may be a catabolic agent
Release catabolic enzymes
Monocytes appear constructive
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Activated vs. non-Activated
Activation releases GF
90%GF released in 10 minutes
Wounds treated with PRP vs. thrombin activated PRP showed 90% closure at 15 days vs. 26 days
Unactivated PRP treated wounds had 2x higher levels of myofibroblasts and angiogenesis
FDA requirements for use of biologic/cellular therapies: HCT/Ps 21 CFR1271.3(f)]
?Considered minimal manipulation - FDA.gov
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PRP Classification
Type Leukocytes Activation
Type 1 Increased No
Type 2 Increased Yes
Type 3 Minimal No
Type 4 Minimal Yes
A >5x Plts
B <5x Plts
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