Session 1 - Safety Management & Safety Investigationclacsec.lima.icao.int/Reuniones/2014/Sem-CAAS/Presentaciones/Ingles...•A safety management system (SMS) shall clearly define lines

Copyright@2013 Civil Aviation Authority of Singapore. All rights reserved.

Session 1

Safety Management and Safety Investigation

SEMINAR ON AIRCRAFT ACCIDENT INCIDENT INVESTIGATION

11-15 AUGUST 2014


• ICAO safety management SARPS1

• State Safety Programme (SSP) 2

• Safety Management System (SMS)3

• Safety investigation4

2

Safety Management Systems regulations






3



States

State Safety Programme

Acceptable level of safety performance

(ALoSP)

Service providers

Safety Management

Systems

Safety performance of the SMS

4Copyright@2013 Civil Aviation Authority of Singapore

ICAO safety management SARPS

SSP• Components

SSP• Elements

SSP

• 4 Components

• 11 Elements

SMS• Components

SMS• Elements

SMS

• 4 Components

• 12 Elements



SSP Components

1

• State safety policy and objectives


2

• State safety risk management


3

• State safety assurance


4

• State safety promotion

• State safety promotion

SMS Components

1

• Safety policy and objectives

• Safety policy and objectives

2

• Safety risk management

• Safety risk management

3• Safety assurance• Safety assurance

4• Safety promotion• Safety promotion

6


7

1. State safety policy and objectives

1.1 State safety legislative framework

1.2 State safety responsibilities and accountabilities

1.3 Accident and incident investigation

1.4 Enforcement policy

2. State safety risk management2.1 Safety requirements for service providers SMS

2.2 Agreement on service providers safety performance

3. State safety assurance

3.1 Safety oversight

3.2 Safety data collection, analysis and exchange

3.3 Safety data driven targeting of oversight on areas of greater concern

or need

4. State safety promotion

4.1 Internal training, communication and dissemination of safety

information

4.2 External training, communication and dissemination of safety information Copyright@2013 Civil Aviation Authority of Singapore


SSP

Framework


SMS Framework







9



• States shall establish a State

Safety Programme (SSP), in

order to achieve an acceptable

level of safety performance

(ALoSP) in civil aviation.

State Safety

Programme

• An integrated set of

regulations and activities

aimed at improving safety.Definition

10



• The acceptable level of safety

performance (ALoSP) to be

achieved shall be established

by the State

State Safety

Programme

ALoSP

11


State sets ALoSP


• An SSP is a management

system for the regulation

and administration of safety

by the State.

State Safety

Programme




• State Safety Promotion

ICAO SSP

framework

12


13












or need



information



SSP

Framework


• Implementation of an SSP

must be commensurate with

the size and complexity of the

State’s aviation system

State Safety

Programme

14



• Implementation of an SSP may

require coordination among

multiples authorities

responsible for individual

element functions in the State

State Safety

Programme

15



• Ensure that a State has the

minimum required regulatory

framework in place.

• Ensure harmonization amongst the

State‘s regulatory and

administrative organizations in their

respective safety risk management

roles.

State

Safety

Programme

(SSP)

Objectives

16



• Facilitate monitoring and

measurement of the aggregate

safety performance of the State‘s

aviation industry.

• Coordinate and continuously

improve the State‘s safety

management functions.

• Support effective implementation

and interaction with service

providers‘ SMS.

State

Safety

Programme

(SSP)

Objectives

17







18



• An SMS is a system to assure

the safe operation of aircraft

through effective

management of safety risk.

Safety

Management

System

(SMS)

• SMS is necessary for an aviation

organization to identify hazards

and manage safety risks

encountered during the delivery of

its products or services.

Purpose

19

Safety Management Systems


• A systematic approach

to managing safety,

including the necessary

organizational

structures,

accountabilities, policies

and procedures.

Safety

Management

System

(SMS)

Definition

20



• Service providers are

responsible for

establishing a SMS

Safety

Management

System

(SMS)

• States are responsible,

under the SSP, for the

acceptance and oversight

of service providers’ SMS

State Safety

Programme

(SSP)

21



State Safety

Programme

(SSP)

Safety

Management

System

(SMS)

22



• States shall require, as part

of their State safety

programme (SSP), that a

[service provider] implement

a safety management

system (SMS) acceptable to

the State that, as a minimum:

Safety

Management

System

(SMS)

Objectives

23



• identifies safety hazards;

• ensures the implementation of

remedial action necessary to

maintain agreed safety

performance

• provides for continuous

monitoring and regular

assessment of the safety

performance; and

• aims at a continuous

improvement of the overall

performance of the safety

management system

Safety

Management

System

(SMS)

Objectives

24



Generic processes

Hazard identification

Remedial action

Continuous monitoring

Continuous improvement of SMS

Basic problem solving

activities

Finding out what is wrong

Proposing and implementing a fix

Making sure proposed fix works as intended

Constantly improving management systems

25



Service providers that are required to

implement ICAO SARPs on SMS:

Approved training organizations that are exposed

to safety risks during the provision of their services

Aircraft operators

Approved maintenance organizations

Organizations that design and manufacture aircraft

Air traffic services providers

Certified aerodromes

26



• A safety management system

(SMS) shall clearly define

lines of safety accountability

throughout a service

provider’s organization,

including a direct

accountability for safety on

the part of senior

management.

Safety

Management

System

(SMS)

Safety

accountabilities

27



• Successful safety

management requires active

participation of all levels of

management and

supervision. This should be

reflected in the structure of

the organization and in

published safety

accountabilities.

Safety

Management

System

(SMS)

Safety

accountabilities

28



Safety

Management

System

(SMS)

Safety

accountabilities

29


30

SSP and SMS relationshipServices p

rovid

erState

Protection Production

State

Safety

Programme

(SSP)

Organization’s

Safety

Management

system (SMS)

Service

delivery

Objective:Safety riskmanagement

Objective:Safety riskmanagement

Objective:Support productiongoals andcustomer satisfaction

Safety assurance

�Acceptance�Complianceoversight

Performance-based

oversight

Copyright@2013 Civil Aviation Authority of Singapore






31


32












or need



information



SSP

Framework

33

1.3 – Accident and incident investigation

� The State has established an independent accident and incident investigation process, the sole objective

of which is the prevention of accidents and incidents,

and not the apportioning of blame or liability

State safety policy and objectives

34

1.3 – Accident and incident investigation

� Accident and incident investigation are in support of the

management of safety in the State

� In the operation of the SSP, the State maintains the

independence of the accident and incident investigation

organization from other State aviation organizations

1.


Safety investigation

Component 1

Safety Policy and Objectives

• Element 1.3

•Accident and Incident Investigation Process

Component 3

Safety Assurance

• Element 3.2

•Safety data collection, analysis and exchange

Component 3

Safety Assurance

• Element 3.3

• Targeting of oversight of areas of greater concern

35


36

Safety investigation


37

- End -

Session 1

Safety Management and Safety Investigation

SEMINAR ON AIRCRAFT ACCIDENT INCIDENT INVESTIGATION

11-15 AUGUST 2014

Documents

Session 1 - Safety Management & Safety Investigationclacsec.lima.icao.int/Reuniones/2014/Sem-CAAS/Presentaciones/Ingles...•A safety management system (SMS) shall clearly define lines