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Session 8Non-idealities
U. Utah WVASE at JAW, Oct 2010
Jianing Sun
© 2010 J.A. Woollam Co., All Rights Reserved
Ideal System
Film: uniform and isotropic
INPUT POLARIZATIO
N
ANALYZER
DETECTOR
Interface and surface: sharp and parallel
Specu
lar
reflec
tion
Collimated
monochromatic beam
Substrate: Optically semi-infinite, smooth
© 2010 J.A. Woollam Co., All Rights Reserved
What can be non-ideal?
INPUT POLARIZATIO
N
ANALYZER
DETECTOR
Film: non-uniform, anisotropic
Substrate: Backside reflection
Interface and surface: rough
Reduce
d
intensit
y
Angular and
bandwith spread
© 2010 J.A. Woollam Co., All Rights Reserved
Typical Non-idealities
Sample related– Backside reflection– Thickness non-uniformity– Grading– Anisotropy– Roughness– Patterned layers
System related– Bandwidth– Angular spread
© 2010 J.A. Woollam Co., All Rights Reserved5
Index Grading
Optical properties can vary through film thickness.Model this behavior by dividing film into ‘slices’where optical constants vary between each.
Wavelength (nm)400 600 800 1000 1200
Ψin
deg
rees
Δin degrees
8
10
12
14
-90
0
90
180
270Model Fit Exp Ψ -E 65°Exp Δ-E 65°
(B)
Ψin
deg
rees Δ
in degrees
8
10
12
14
-90
0
90
180
270Model Fit Exp Ψ -E 65°Exp Δ-E 65°
(A)
Ψin
deg
rees Δ
in degrees
-90
0
90
180
270Model Fit Exp Ψ -E 65°Exp Δ-E 65°
(A)
BK7
TiO2
Ψin
deg
rees Δ
in degrees
-90
0
90
180
270Model Fit Exp Ψ -E 65°Exp Δ-E 65°
(A)
Ψin
deg
rees Δ
in degrees
-90
0
90
180
270Model Fit Exp Ψ -E 65°Exp Δ-E 65°
(A)
BK7
TiO2
BK7
TiO2
BK7
2
BK7
Graded TiO2
© 2010 J.A. Woollam Co., All Rights Reserved6
Grading in WVASE32™
Position mouse over layer and right-click mouse – this will access new features.
– “Convert to Simple Grade”.
Two Types:– Simple Grading– Function-Based Grading.
(Not covered here).
© 2010 J.A. Woollam Co., All Rights Reserved7
Simple Grading
Describes index variation between top and bottom of film.
Fit: %variation, total thickness.
Graph shows grading profile.– Choose ‘Wavelength’ for graph.
– Click on graph to update.
Average index comes from reference material.
© 2010 J.A. Woollam Co., All Rights Reserved8
Simple GradingCoupled material is average index.
Optical Constants
Wavelength (nm)600 800 1000 1200 1400 1600 1800
Inde
x of
refra
ctio
n '
n'
2.15
2.20
2.25
2.30
2.35
2.40
2.45
cauchySimpleGraded topSimpleGraded bottom
Optical Constants
Wavelength (nm)600 800 1000 1200 1400 1600 1800
Inde
x of
refra
ctio
n '
n'
2.20
2.25
2.30
2.35
2.40
2.45
cauchySimpleGraded topSimpleGraded bottom
© 2010 J.A. Woollam Co., All Rights Reserved9
DEMONSTRATION
Example_5_SiC on Si.datFit with CauchyDoes Roughness and/or Grading improve
model?
9
© 2010 J.A. Woollam Co., All Rights Reserved
Function-based GradeUse when model parameter is varying from bottom to top of filmAny “fit” parameter can be graded.– Examples: Oscillator amplitude, Drude resistivity
term
Tauc-Lorentz model for TiO2 Grade oscillator amplitude
© 2010 J.A. Woollam Co., All Rights Reserved
Function-based Grade
“Nodes” to describe grading profile
11
Depth Profile of Optical Constants at 500nm
Distance from Substrate in Å-200 0 200 400 600 800
Inde
x of
refra
ctio
n '
n'
Extinction C
oefficient 'k'
1.4
1.6
1.8
2.0
2.2
2.4
2.6
0.00
0.02
0.04
0.06
0.08
0.10
nk
Node 1Interface (0%)
Node 2(61.5%)
Node 3 surface(100%)
© 2010 J.A. Woollam Co., All Rights Reserved
Transparent Conductive OxideLow absorption in visibleAbsorption in NIR due to free carriersAbsorption in UV due to electronic transitions
Photon Energy (eV)0.0 1.0 2.0 3.0 4.0 5.0
Imag
(Die
lect
ricC
onst
ant),
ε 2
0.0
0.5
1.0
1.5
2.0
2.5
ITO pbpDrudeGaussianTauc-Lorentz
Drude
Gaussian
Tauc-Lorentz
12
ITO (Indium Tin Oxide)
© 2010 J.A. Woollam Co., All Rights Reserved
3-node Function-Based Grading
13
ITO: Function-based Grading on Drude
resistivity vs. depth (Ω-cm) n & k vs. depth
Node 1 Node 2 Node 3
© 2010 J.A. Woollam Co., All Rights Reserved
Demo_4_ITO-2_7059.dat– Use Oscillator Model for ITO.– Add Function-based Grading.– Add extra nodes.
(only if MSE improves)
DEMO: Function-Based Grading
14
© 2010 J.A. Woollam Co., All Rights Reserved
Extra slides
15
© 2010 J.A. Woollam Co., All Rights Reserved
Model Options Dialog Box
© 2010 J.A. Woollam Co., All Rights Reserved
Non-uniform ThicknessMeasurement spot can be large enough to see variation in film thickness within the measured area– Discrete thickness actually a “spread” of
thicknesses.
t
© 2010 J.A. Woollam Co., All Rights Reserved
Thickness Non-uniformity
How are data affected by measurements over “spread” of thicknesses.
t
Off peak: Data from thicker and thinner film go in opposite directions – average together.
Experimental Data
Wavelength (nm)0 300 600 900 1200 1500 1800
Ψ in
deg
rees
0
20
40
60
80Ideal FilmSame Film, 3% Thickness Non-Uniformity
Ideal DataWith 3% non-uniformityVaried Thickness Data
© 2010 J.A. Woollam Co., All Rights Reserved
Thickness Non-uniformity
Near a sharp feature, the data are affected by the thickness variation.
Peak-to-valley shrinks: Data from thicker and thinner film go in same directions – pulls average down.
Experimental Data
Wavelength (nm)0 300 600 900 1200 1500 1800
Ψ in
deg
rees
0
20
40
60
80Ideal FilmSame Film, 3% Thickness Non-Uniformity
Ideal DataWith 3% non-uniformityVaried Thickness Data
© 2010 J.A. Woollam Co., All Rights Reserved20
Thickness UniformityThe uniformity of a film is more important as the film thickness increases.
Experimental Data
Wavelength (nm)0 300 600 900 1200 1500 1800
%D
epol
ariza
tion
0
20
40
60
80
200nm thick, 3% non-uniform3 microns thick, 3% non-uniform
© 2010 J.A. Woollam Co., All Rights Reserved
Example, Thickness Non-Uniformity
“Example_6_organic on silicon.dat”
Adjust Thickness, Cauchy amplitude (An) and Thickness Nonuniformity to match “Psi” and “Depolarization”.
– Use Cauchy and try to fit the data.– Tricks:
• Range-select 1 angle• Global Fit (thickness and An parameter)