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SHOTEAM: Superalloy Heat Exchangers Optimized for Temperature Extremes and Advanced Manufacturability PI: Timothy Fisher, UCLA We are solving a series of coupled optimization problems involving metal heat exchanger materials, manufacturing, heat transfer, and reliability for new high-efficiency advanced recuperated power cycles targeting aviation applications Project Vision

SHOTEAM: Superalloy Heat Exchangers Optimized for ......‣Fabricate test rigs with a bare and finned tube bundle in one ‘unit cell’ 9 Air Heater Air Exhaust 𝑇=100℃ 𝑚 𝑃

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Page 1: SHOTEAM: Superalloy Heat Exchangers Optimized for ......‣Fabricate test rigs with a bare and finned tube bundle in one ‘unit cell’ 9 Air Heater Air Exhaust 𝑇=100℃ 𝑚 𝑃

SHOTEAM: Superalloy Heat Exchangers Optimized for

Temperature Extremes and Advanced Manufacturability

PI: Timothy Fisher, UCLA

We are solving a series of coupled optimization problems involving metal heat exchanger

materials, manufacturing, heat transfer, and reliability for new high-efficiency advanced

recuperated power cycles targeting aviation applications

Project Vision

Page 2: SHOTEAM: Superalloy Heat Exchangers Optimized for ......‣Fabricate test rigs with a bare and finned tube bundle in one ‘unit cell’ 9 Air Heater Air Exhaust 𝑇=100℃ 𝑚 𝑃

Brief Project Overview

Context/history of the project

The UCLA PI and Honeywell Aerospace have a long history of collaboration, principally through

the Center for Integrated Thermal Management of Aerospace Vehicles (CITMAV). They have

worked on heat exchanger design for high-power opto-electronics and a variety of unsteady

thermal systems applications.

Fed. funding: $2.52M

Length 36 mo.

Team member Location Role in project

UCLA Los Angeles, CA Thermo-mechanical optimization, additive manufacturing

Honeywell Aerospace Torrance, CA Heat exchanger design and fabrication, T2M

University of Miami Miami, FL Creep and fatigue modeling

1

Page 3: SHOTEAM: Superalloy Heat Exchangers Optimized for ......‣Fabricate test rigs with a bare and finned tube bundle in one ‘unit cell’ 9 Air Heater Air Exhaust 𝑇=100℃ 𝑚 𝑃

Outline

Task 2. Preliminary Heat Exchanger Design

Task 3. Preliminary Manufacturing Feasibility and Sub-scale Testing

Task 4. Thermomechanical Behavior

Task 5. Fabrication and Prototype

Task 6. Technology to Market

Summary

2

Page 4: SHOTEAM: Superalloy Heat Exchangers Optimized for ......‣Fabricate test rigs with a bare and finned tube bundle in one ‘unit cell’ 9 Air Heater Air Exhaust 𝑇=100℃ 𝑚 𝑃

Task 2. Preliminary Heat Exchanger (HX) Design

3

Page 5: SHOTEAM: Superalloy Heat Exchangers Optimized for ......‣Fabricate test rigs with a bare and finned tube bundle in one ‘unit cell’ 9 Air Heater Air Exhaust 𝑇=100℃ 𝑚 𝑃

Design Flow Path

4

Requirements

HX Effectiveness > 0.8

Internal Pressure Drop < 5 bar

Extremal Pressure Drop < 1.6 bar

Constraints

Optimization by

searching 50,000+

designs

Performance Requirements

Thermomechanics

Manufacturing Technologies Optimization Function

OF = Recurring Cost + Non-Recurrent

Cost + A x Weight + B x Volume + C X

Specific Fuel Consumption + D X MTBF

Optimization Model Optimal Design

CFD Models Sub-scale Tests

Refined

Correlations

Performance Model

Validation

Front View

Top View

Page 6: SHOTEAM: Superalloy Heat Exchangers Optimized for ......‣Fabricate test rigs with a bare and finned tube bundle in one ‘unit cell’ 9 Air Heater Air Exhaust 𝑇=100℃ 𝑚 𝑃

Performance Model for Shell and Tube Heat Exchanger (STHX)

5

▸ Objective– Determine the thermal and hydrodynamic

performance of STHXs with high accuracy

and low computational time

▸Methodology– Use volume averaging to abstract the ‘unit

cell’ geometry in STHX

– Serially link the ‘unit cells’ to predict system

performance

– Develop correlations to estimate Colburn and

friction factors for external flow over tube

banks

– Apply established correction factors to

quantify the pressure and heat transfer losses

due to entrance, exit, turning and bypass

effects

Unit Cell

Page 7: SHOTEAM: Superalloy Heat Exchangers Optimized for ......‣Fabricate test rigs with a bare and finned tube bundle in one ‘unit cell’ 9 Air Heater Air Exhaust 𝑇=100℃ 𝑚 𝑃

Optimization using Particle Swarm Optimization (PSO)

6

▸ Objective function: minimization of HX core

weight or HX cost

– HX core weight = mheader + mshell + mtubes + mbaffles

– HX cost = function of weight and manufacturability of

components

▸ Constraints

– Power = 50 kWth (Effectiveness, 𝜀 ≈ 0.81)

– Internal pressure drop, Δ𝑃𝑖 < 5 bar

– External pressure drop, Δ𝑃𝑜 < 1.6 bar

▸ Operating conditions

External Flow

(800 oC, 80 Bar)

External fluid Internal fluid

Inlet temperature [oC] 800 300

Inlet pressure [bar] 80 250

Mass flow rate [kg/s] 0.103 0.103

Example Optimization Study

Front view of HX Cross-section

Page 8: SHOTEAM: Superalloy Heat Exchangers Optimized for ......‣Fabricate test rigs with a bare and finned tube bundle in one ‘unit cell’ 9 Air Heater Air Exhaust 𝑇=100℃ 𝑚 𝑃

‣ FLUENT model for ideal flow over

tube bundle

– Objective: predict turbulent forced convection

over tube bundle with bare and finned tubes

– SST 𝑘−𝜔 model in ANSYS FLUENT 20.2

– Fluid type: CO2 (from NIST1 database)

CFD Models for Heat Transfer and Hydraulic Performance

7

Velocity Inlet𝑢𝑖 , 𝑇𝑖 = 550℃

Outlet𝑇𝑜, 𝑃𝐺,𝑜 = 0

Inner Wall 𝑇𝑤𝑖

= 20℃

mesh

Symmetric walls

‣ FLUENT model for flow bypass and

maldistribution

– Objective: quantify effects of flow non-idealities

(bypass and maldistribution) in real STHX geometries

Shell-side (SS) Inlet

𝑚 = 0.1026𝑘𝑔

𝑠𝑇𝑠𝑠,𝑖𝑛 = 800℃

𝑃𝑠𝑠,𝑖𝑛 = 80 𝑏𝑎𝑟

Shell-side Outlet

𝑚 = 0.1026𝑘𝑔

𝑠

Tube-side Outlet

𝑚 = 0.1026𝑘𝑔

𝑠

Tube-side (TS) Inlet

𝑚 = 0.1026𝑘𝑔

𝑠𝑇𝑡𝑠,𝑖𝑛 = 550℃

𝑃𝑡𝑠,𝑖𝑛 = 250 𝑏𝑎𝑟

Adiabatic Walls

Velocity and temperature fields obtained

for representative geometries

Results for bare tube bundle match

the developed correlations in the

performance model

Page 9: SHOTEAM: Superalloy Heat Exchangers Optimized for ......‣Fabricate test rigs with a bare and finned tube bundle in one ‘unit cell’ 9 Air Heater Air Exhaust 𝑇=100℃ 𝑚 𝑃

Task 3. Manufacturing Feasibility and Sub-scale Testing

8

Left top: disc fins

Left bottom: cylindrical pin fins

Right: helical fins

Prototypes measure 2” in length and 3 mm in OD

Prices are for prototype fabrication on Haynes

Feature Price

Disc fin $390

Pin fin $1176

Helical pin fin $1165

‣ Fabrication of augmented tubes

Prototype tube quotations: 2’’ long, 3 mm OD augmented

tubes ($390/tube) cost over 3 times higher than 24’’ long,

1 mm OD bare tubes ($125/tube) or

> 30 times higher cost/tube length

Page 10: SHOTEAM: Superalloy Heat Exchangers Optimized for ......‣Fabricate test rigs with a bare and finned tube bundle in one ‘unit cell’ 9 Air Heater Air Exhaust 𝑇=100℃ 𝑚 𝑃

Sub-scale Tube Bundle Testing

‣ Objective: measure turbulent forced convection in a HX unit cell and obtain heat transfer

coefficient and friction factor data for correlation development and validation

‣ Fabricate test rigs with a bare and finned tube bundle in one ‘unit cell’

9

Air Heater

Air Exhaust

𝑇 = 100℃

𝑚

𝑃

𝑃

Compressed Air

𝑚

𝑃

𝑇 = 20℃

Tube Bundle Test

Section

𝑃

TCs

TCs

TCs Air Exhaust

Internal flow (Cold Air)Instrumentation

tubes

Fig. 3D Schematic of Tube Bundle Test Section

External flow (Hot Air)

Fig. 2D Schematic of Whole Test Rig

Fig. Picture of Whole Test Rig

We have fabricated the system and multiple tests are being conducted

Air Heater

Heater Controller

Air Supply Internal Inlet

External Flow Meter Tube Bundle Test Section Cooling HX

Data Acquisition System PC with LabVIEW

Data Preprocessing

Internal Flow Meter

External Inlet

External Outlet

ThermocouplesPressure Gauges

Page 11: SHOTEAM: Superalloy Heat Exchangers Optimized for ......‣Fabricate test rigs with a bare and finned tube bundle in one ‘unit cell’ 9 Air Heater Air Exhaust 𝑇=100℃ 𝑚 𝑃

Sub-scale HX Test

‣ Objective: Obtain HX performance data to quantify flow maldistribution and validate our CFD and

performance models

‣ Fabricate a HX protype with multiple ‘unit cells’

10

Water

@20 oC

7.HX Test

Section

6.Cooling

HX01

4.CO2 Heater3.CO2

Compressor

1.CO2 Cylinder

Water

Return

𝑻 = 𝟐𝟎𝟎℃

𝑇 = 20℃

𝒎𝒎𝒂𝒙 = 𝟏. 𝟓 kg/min𝑷 = 𝟏𝟎𝟎 𝐛𝐚𝐫

CO2 Exhaust

2.Relief Valve

8.Air Heater

Compressed Air

𝑚𝑚𝑎𝑥~3.6 kg/min𝑃𝑚𝑎𝑥~5 bar

Air Exhaust

𝑇 = 300 ℃

5. Recuperator

Water@

20 oC

9.Cooling

HX 02

Water

Return

𝑃

𝑃

𝑚

𝑃

𝑃

𝑃

𝑃

𝑚

Internal flow

(sCO2@200℃and 100 bar)

Will have 39 3mm-OD tubes (13

tube rows and 6 tube columns)

Will have sealing strips to

eliminate bypass effect

External flow

(Hot Air @300℃and 5 bar)

Fig. 2D Schematic of Whole Test Rig

Fig. 3D Schematic of HX Test Section

We have designed the system and are currently fabricating CO2 loop

(with Accudyne System) and test section (with UCLA Machine Shop)

Page 12: SHOTEAM: Superalloy Heat Exchangers Optimized for ......‣Fabricate test rigs with a bare and finned tube bundle in one ‘unit cell’ 9 Air Heater Air Exhaust 𝑇=100℃ 𝑚 𝑃

Task 4. Thermomechanical Behavior

11

‣ Linear thermomechanical model in ANSYS FLUENT

‣ Pressure and thermal loading

– Single header optimized to contain pressure but flexible to mitigate

thermal strain

– U-tube design eliminates tube buckling issue due to combined pressure

and transient thermal loading

‣ Creep

– Header flexibility and temperature gradient provides long creep life

– Microtube design has flexibility between the header and baffle during

steady state

‣ Thermal Low Cycle Fatigue (LCF)

– U-tube design provides flexibility during transient operation to enhance

LCF life

– Microtube design has flexibility between the header and baffle during

transient operation

– Header has long useful LCF life

Page 13: SHOTEAM: Superalloy Heat Exchangers Optimized for ......‣Fabricate test rigs with a bare and finned tube bundle in one ‘unit cell’ 9 Air Heater Air Exhaust 𝑇=100℃ 𝑚 𝑃

Non-linear Microstructure-based Creep Model for Haynes 282

12

Climb: 𝐿𝑜𝑔𝜀𝑜𝐾𝑇

𝐷𝐿𝐺𝑏= 𝑎𝑐𝑙𝑖𝑚𝑏 𝐿𝑜𝑔

𝜎−𝜎𝑡ℎ

𝐺+ 𝑏𝑐𝑙𝑖𝑚𝑏

Nabarro-Herring: 𝐿𝑜𝑔𝜀𝑜𝐾𝑇

𝐷𝐿𝐺𝑏= 𝑎𝑁𝑎𝑏𝑎𝑟𝑟 𝐿𝑜𝑔

𝜎

𝐺+ 𝑏𝑁𝑎𝑏𝑎𝑟𝑟𝑜

elastic

Plastic (dislocation glide)

Creep (dislocation climb)Diffusion creep (Nabarro-Herring)

Raw data for secondary creep rates

Secondary creep rate fit to dislocation climb and diffusion creep

Dislocation-diffusion continuum creep model

Micro-mechanics of dislocation glide & interaction with precipitates

Page 14: SHOTEAM: Superalloy Heat Exchangers Optimized for ......‣Fabricate test rigs with a bare and finned tube bundle in one ‘unit cell’ 9 Air Heater Air Exhaust 𝑇=100℃ 𝑚 𝑃

Task 5. Fabrication and Prototype

13

Fabrication and Assembly Process is Similar to Those Employed by Honeywell for Numerous Aerospace Tubular HXs

Configuration

Overall Configuration

Established

• Shell and tube HX

• “U” bent micro tubes

Fabrication Plan

Detail Parts and

Assembly Plan Well

Understood

• All detail parts to be procured

• Machined or 3D printed

headers and baffles

• Core stacked and brazed at

Honeywell

• Outer HX assembly to be

welded at Honeywell

Key Detail Parts

Samples of Key Detail

Parts Obtained

• Different radius tubes

fabricated

• Headers printed

Go-Forward Plan

Develop Critical Special

Process

• Brazing

• Heat treatment

Identify Suppliers

• Machined details

• 3D printed details

• Obtain quotes

Refine Hdw Estimates

• Quotes from suppliers

• Supply chain and

assembly

Page 15: SHOTEAM: Superalloy Heat Exchangers Optimized for ......‣Fabricate test rigs with a bare and finned tube bundle in one ‘unit cell’ 9 Air Heater Air Exhaust 𝑇=100℃ 𝑚 𝑃

Braze Trials for Header Joining

14

Tube

material

Header

material

Tube thickness

(OD, in.)# of tubes

Braze

metal

Braze temp.

(°F)

Haynes 282 AM Haynes 282 0.04020 AMS 4778

198520 AMS 4777

Haynes 282 tubes

Evaluation of braze trials

• Quality of fillets and indications of wetting

• Evidence of flow – full penetration

• Indications of erosion

Methods

• Visual inspection

• Cross-section observation

• Microscopy

• Metallography

• Photo documentation

Lessons learned from preliminary CRES 304 trial

• Good wetting of braze metal and tubes

• Tube tolerance variation

• Potential need for additional braze cycles

• Length of tube protrusion

• Potential solutions for plugging tubes during stacking

Current Investigation

Page 16: SHOTEAM: Superalloy Heat Exchangers Optimized for ......‣Fabricate test rigs with a bare and finned tube bundle in one ‘unit cell’ 9 Air Heater Air Exhaust 𝑇=100℃ 𝑚 𝑃

Alternative Joining Methods

15

Laser welding is also being studied for potential tube-to-header joining

Increasing weld depth more difficult as number of tubes increases and tube spacing decreases

Transient Liquid Phase (TLP) bonding can produce sound joints, as shown in figure1 and experimental micrograph

1. Paulonis, D. F.; Duvall, D. S.; Owczarski, W. A. Diffusion Bonding Utilizing Transient Liquid Phase, 1972.

Optical images of preliminary TLP bonding experiments

Cross section of a 1/16”-thick Haynes 282 sheet with

different laser welding speed (scale bar is 1 mm)

Page 17: SHOTEAM: Superalloy Heat Exchangers Optimized for ......‣Fabricate test rigs with a bare and finned tube bundle in one ‘unit cell’ 9 Air Heater Air Exhaust 𝑇=100℃ 𝑚 𝑃

Task 6. Technology to Market

16

• Identified product application for Aerospace marketplace

- Aircraft gas turbines produce thrust for aircraft and must be fuel efficient

- Thrust is produced by burning fuel and expanding it through high temperature turbines

- The turbines must be actively cooled with air

- For next generation engines, a cooling air heat exchanger will extend turbine blade life

• Established a working set of requirements for the future cooling air heat exchanger

- Design will be scaled from 50kW of present program to enable

T2M development (heat exchanger will be much larger)

• Evaluated potential market for cooling air heat exchangers

based on current trends

- Aerospace turbine engine market is estimated to exceed $90

Billion within ten years

- A segment of the market will require cooling air heat exchangers

Typical Aircraft Gas Turbine

Page 18: SHOTEAM: Superalloy Heat Exchangers Optimized for ......‣Fabricate test rigs with a bare and finned tube bundle in one ‘unit cell’ 9 Air Heater Air Exhaust 𝑇=100℃ 𝑚 𝑃

Like

liho

od

Almost Certain

Likely

Moderate

Unlikely

Rare

Insignificant Minor Moderate Major Catastrophic

Consequences

Risk Update

Risk

1. Material incompatibility between

metal and fluid components at/near

operating conditions

2. Material reliability compromised

at/near operating conditions

3. Modest/no enhancement from

topologically optimized inserts within

manufacturing constraints

4. New header joining methods under

development

5. Excessive projected cost of

manufacturing for commercial-scale HX

43

21

X

X

Now

Start of project

17

5

3

1 2

45

Page 19: SHOTEAM: Superalloy Heat Exchangers Optimized for ......‣Fabricate test rigs with a bare and finned tube bundle in one ‘unit cell’ 9 Air Heater Air Exhaust 𝑇=100℃ 𝑚 𝑃

Progress Against Tasks – Timetable

‣ Remaining work (high level)

– Preliminary design and manufacturing reviews for 50 kWth HX

– Complete sub-scale tests

– Critical design review for 50 kWth HX

– Gen 2 500 kWth conceptual design

‣ Main challenges

– Development of predictive models for creep-fatigue behavior under extreme conditions

– Integration of potential new manufacturing processes to improve industry standard practice

– Inclusion of realistic/practical margin factors on total thermohydraulic performance

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Task Name Start End Status

Task 1 Refine tasks and milestones for the work plan 9/29/2019 12/29/2019

Task 2Heat exchanger design and optimization

Current status: preliminary design of 50 kWth completed9/29/2019 9/29/2022

Task 3Preliminary manufacturing feasibility and sub-scale testing

Current status: fabricating the second test rig9/29/2019 12/29/2020

Task 4Thermomechanical model

Current status:12/29/2019 9/29/2021

Task 5Fabrication and Prototype

Current status:3/29/2020 6/29/2022

Task 6Technology to Market

Current status:6/29/2020 9/29/2022

Task Name Start End Status

Task 1 Refine tasks and milestones for the work plan 9/29/2019 12/29/2019

Task 2

Preliminary heat exchanger design and optimization

Current status: preliminary design of 50 kWth completed by

12/29/20

9/29/2019 12/29/2020

Task 3Manufacturing feasibility and sub-scale testing

Current status: fabricating the second test rig9/29/2019 12/29/2020

Task 4

Thermomechanical model

Current status: connecting creep-fatigue industry models with

deeper theory

12/29/2019 9/29/2021

Task 5Fabrication and prototype

Current status: deep analysis of all materials and processes3/29/2020 6/29/2022

Task 6Technology to market

Current status: evaluating air HX market for similar conditions6/29/2020 9/29/2022

Page 20: SHOTEAM: Superalloy Heat Exchangers Optimized for ......‣Fabricate test rigs with a bare and finned tube bundle in one ‘unit cell’ 9 Air Heater Air Exhaust 𝑇=100℃ 𝑚 𝑃

Potential Partnerships

‣ Resources and expertise needed

– Efficient sub-scale prototyping

– Scaling up of new joining processes

– Long-term thermomechanical testing resources

‣ Anticipated needs following the completion of the award

– Support for development of 10x larger heat exchanger beyond conceptual design

‣ What do we need to successfully commercialize the technology?

– Intermediate air-air HX applications

– Integration with sCO2 aviation platforms as they emerge

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Page 21: SHOTEAM: Superalloy Heat Exchangers Optimized for ......‣Fabricate test rigs with a bare and finned tube bundle in one ‘unit cell’ 9 Air Heater Air Exhaust 𝑇=100℃ 𝑚 𝑃

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https://arpa-e.energy.gov

Q & A