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Last year the Combined Arms Center (CAC) at Ft. Leavenworth, Kansas announced therevision of FM 3-24 Counterinsurgency (COIN). When it was announced, I asked myself twoquestions: Is a revision needed and how should be organized? That was in November, 2011.Since then I have kept up with the progress of the revision and I’m concerned because it is apparent to me that the revision is having problems. I say this because of the products that have been produced related to the revision and because of the products that haven’t been produced. Whether or not a revision is needed, what is the process, and my concerns about therevision will be addressed one at a time.
Citation preview
[1]
SMALL WARS and BIG ARMIES
Richard J. Campbell
29 Feb. 2012
“In no class of warfare is a well organized and well served intelligence Department more essential than in against guerrillas”
COL C. E. Callwell, Small Wars, 1896
Last year the Combined Arms Center (CAC) at Ft. Leavenworth, Kansas announced the
revision of FM 3-24 Counterinsurgency (COIN). When it was announced, I asked myself two
questions: Is a revision needed and how should be organized? That was in November, 2011.
Since then I have kept up with the progress of the revision and I’m concerned because it is
apparent to me that the revision is having problems. I say this because of the products that
have been produced related to the revision and because of the products that haven’t been
produced. Whether or not a revision is needed, what is the process, and my concerns about the
revision will be addressed one at a time. However, before I begin please allow me to introduce
myself.
My name is Richard J. Campbell and I am the Training Developer at the Counterinsurgency
Training Center-Afghanistan (CTC-A). I was offered this position after I wrote a book about
training for irregular warfare. CTC-A is a part of the NATO Training Mission-Afghanistan (NTM-
A) and is located next to the ruins of the Taj Beg Palace just outside of Kabul. CTC-A has been
responsible for the COIN Leaders Course (CLC), District Stability Framework (DSF) Course,
AFPAK Hands and Ministerial Advisor (MAC) training, and basic and intermediate COIN training
in each of the regions of Afghanistan. The international staff is from nine different countries and
has trained roughly 60,000 Afghan National Security Forces (ANSF) and Coalition Forces in the
last year. In that same time, the Chief of Training position has been held by an Australian, US
Army, USMC, and British officer. Since the inception of CTC-A there has been an international
and multi-service influence on COIN.
For the reader that likes the bottom line up front; yes FM 3-24 should be revised because of
new research and new manuals that have been published since the last revision along with
NATO’s growing interest in more effective COIN doctrine. Off hand, I can think of three dozen
or more new reports, articles, and manuals that should have a significant impact on the content
of a revised FM 3-24. I have included a list of those documents in APPENDIX A. The list is by
no means complete. I am sure there are many new documents I missed.
If a revised FM 3-24 were published tomorrow there are perhaps three dozen or more countries
that would be directly affected the day it was released. The impact that a revised COIN manual
will have on NATO and other countries, both immediate and delayed, has to be considered.
[2]
Why? Because to me, it is in conceivable or naïve to think that the U.S. will be involved in any
future COIN conflict by itself. It will be a mid-to-large-scale operation not unilateral; bound to be
fought in a coalition context. COIN doctrine for the U.S. can no longer be written in a vacuum.
To successfully put COIN in a box, there has to be input from other countries. Therefore, a
commonality between doctrines is the only sensible solution and that common doctrine must
include practical procedures for Soldiers’ of many nations. There is no other way to do it; other
countries must be considered and must be involved.
How should FM 3-24 be organized? There is only one way the COIN FM should be structured.
It should be arranged in a logical sequence with other proven learning techniques like vignettes
and have annexes that contain guidance about advising / mentoring. The underlying theme
should be support, assistance, building capacity, and capabilities in HN and HN security forces,
so they teach and train their own forces. We are not the counterinsurgents, they are. This
supports COIN operations within Security Assistance as defined in U.S. Code Title 22 (SA) and
U.S. Code Title 10 (SC). A logical sequence means, describe how the U.S. and maybe NATO
get involved in COIN, start to finish. For example, first the President, State Department, and
Host Nation (HN), and other country officials and foreign diplomats get involved. Then Security
Cooperation, Security Assistance, Internal Defense and Development, Foreign Internal
Defense, Humanitarian Assistance, and Stability Operations come into play. All this is
discussed before a single troop hits the ground. JP 3-24 does a good job of setting the stage
for COIN in the Executive Summary Commander’s Overview section.
In the revised FM 3-24, setting the stage should be upfront and should be a concise piece of no
more than half a dozen pages. This section should have references that lead readers to source
information. A brief explanation and the official definitions for insurgency and counterinsurgency
should be next, chapter one. After that, in a logical order, sections on shape, clear, hold, build,
and transition. The last section or appendices and annexes should contain the “how to teach”
and train HN. All the tactics, TTPs, and references for shape, clear, hold, build, transition, and
COIN enablers should be included in this area. This should not be the “how to” take charge and
solve everything section. Advising, mentoring, and coaching, and by, with, and through the HN
all have to be included. Dependency issues have to be addressed in the first phases of COIN.
That is at the Presidential, State Department, and diplomatic levels, so Soldiers are not set-up
for failure later on.
Why a logical sequence? Because that is how COIN happens in real life. A logical sequence
supports learning, understanding, and application. The separate parts and pieces and concepts
in COIN are complex enough. The conceptualization of COIN as a whole is even harder. The
FM must include proven teaching and learning methods to facilitate learning, understanding,
and application.
My first concern about the revision is COIN specific words, terms, definitions, and their use.
Many of these need to be standardized and better defined, not only for the benefit of U.S.
forces, but for the benefit of Coalition Forces and HN partners. An analysis of COIN doctrine,
conducted by CTC-A, shows that certain key words, terms, and definitions in COIN today are
not clear. The inconsistencies in doctrine are illustrated in APPENDIX B. The complete
[3]
analysis can be found on the Joint Center for International Security Force Assistance (JCISFA)
web site. The paper is titled in the following manner. Subject: FM 3-24 Revision Pre Analysis
conducted by CTC-A (1/23/2012 8:47:01 AM).
The commonalities and differences between past and present U.S. Army and USMC doctrine
and international and U.S. doctrine must also be addressed. This is my second concern. There
are lots of similarities, but there are also lots of inconsistencies in past and present and U.S.
and international doctrine. Choice pearls of wisdom can be found during a thorough review and
misconceptions, folklore, and inaccuracies can be dispelled. A brief comparison of past and
present COIN doctrine published between 1940 and 2012 is presented in APPENDIX C.
Concern number three is the target audience for the revision? This is a difficult question to
answer and may take time to research and coordinate with “Big Army” before it is solved.
Research and doctrine supports the idea of a range of COIN training that is tailored towards a
unit mission. For instance, units that do not leave the wire will need COIN training that focuses
on inside the wire COIN. Their exposure to HN and locals will be limited, but those encounters
are still very important. Whereas, a unit conducting VSO / ALP operations that stay outside of
the wire will require a more advanced level and understanding of COIN. Tier level training as
doctrine recommends, in my opinion, is the answer. The quotes from recent COIN doctrine that
support this statement are listed in APPENDIX D.
Any decision about the target audience should be based on research, data, and a thorough
analysis of the intent. To assist with this, data collected by CTC-A is included in APPENDIX E.
The numbers and characteristics displayed in the slides represent a 90-day snapshot of the
COIN Leaders Course. Perhaps this data will help.
My fourth concern is related to standardization and intent. One key example of common
doctrine is an intelligence / information collection format. None exists currently in COIN
doctrine. Therefore, my suggestion is that the ASCOPE analysis is also taught as a collection
format and added to FM 3-24, and all echelons of training doctrine. This will enable soldiers
from the U.S. and other contributing nations, to start collecting information in a targeted manner
from their arrival in the operational environment. A standardized collection format for COIN will
also facilitate analysis and fusion, and enhance the use of data-mining search engines /
databases such as CIDNE and Nexus 7. Knowledge and understanding of the civil
considerations, as they are called in U.S. doctrine, is paramount and cannot be overstated or
underestimated. The lack of a standardized collection format is a complaint that is heard quite
often and so far the issue has not been officially addressed. The suggestion for ASCOPE to be
used as a collection format as well as a method of analysis is detailed in APPENDIX F.
Lessons learned have to be incorporated in the revision too, not only from U.S. forces, but from
other countries. Currently there are discussions of drawdown and transition; this is the right
time to schedule a COIN conference in Afghanistan for the purpose of the FM revision. If not,
we are wasting an opportunity to reap the benefits of COIN knowledge from many other
countries. The planned schedule is two more VTCs, a conference in May, and completed draft
[4]
in July 2012. Instead, I would suggest a few more VTCs, an international COIN conference in
July at CTC-A, before Ramazan, and a final draft in Sept. 2012. July would provide individuals
with time to request orders for travel. The conference could be hosted by the U.S. Army
Irregular Warfare Fusion Cell, the parent organization for the COIN center, and could include
international speakers and guests from contributing nations. I believe the time line for the
revision is self imposed by the COIN center and could be modified for such an event. The end
result would be a much better product, done right the first time, instead of a rushed product, and
potential near term rewrite.
To summarize, FM 3-24 should be revised because of numerous new manuals and research
published since the last revision and because of a growing necessity for effective COIN doctrine
worldwide. How should it be organized? In a way that promotes learning, understanding, and
application. To improve the manual certain COIN specific words, terms, and definitions should
be standardized and past and present COIN doctrine should be reviewed thoroughly for a
comprehensive revision. The designated target audience is another concern. It should be
identified. My last concerns are the standardization of important tactics, techniques, and
procedures, like information collection, and the synchronization of COIN TTPs with training
doctrine.
Any comments will be welcomed and appreciated.
Richard “Joe” Campbell NTM-A / CTC-A Training Developer International Roaming: +001 503 709-06784 - Afghan Cell: 0798109892 NIPR: [email protected] Shohna ba Shohna -- Shoulder to Shoulder" Check out our websites at: http://www.ntm-a.com/ https://ronna-afghan.harmonieweb.org/CTCA/Pages/index.aspx
[5]
APPENDIX A
Pertinent Military Concept Papers, Manuals, or Doctrine
JP 2-01 Joint and National Intelligence Support to Military Operations (Jan 2012)
AJP-3.4.4 Allied Joint Doctrine for Counterinsurgency (Feb. 2011)
AJP-3.15 (A) Allied Joint Doctrine for Countering-Improvised Explosive Devices (Mar. 2011)
National Strategy for Counterterrorism (June 2011)
JP 1-02 DoD Dictionary of Military and Associated Terms (Nov. 2011)
JP 3-07 Stability Operations (Sep. 2011)
JP 3-0 Joint Operations (Aug. 2011)
JP 3-03 Joint Interdiction (Oct. 2011)
JP 5-0 Joint Operation Planning (Aug. 2011)
JP 3-08 Interorganizational Coordination During Joint Operations (Jun. 2011)
JP 3-05 Special Operations (Apr. 2011)
JP 5-0 Joint Operation Planning (Aug 2011)
JP 3-07 Stability Operations (Sep. 2011)
ADP 3-0 Unified Land Operations (2011)
Personnel Recovery, JAPCC (Jan 2011)
Joint Operating Concept, Irregular Warfare: Countering Irregular Threats (May 2010)
JP 3-22 Foreign Internal Defense (Jul. 2010)
TC 2-50.5 Intelligence Officer’s Handbook (Jan. 2010)
National Security Strategy (May 2010)
JP 3-22 Foreign Internal Defense (Jul. 2010)
AJP-3.4 (A) Allied Joint Doctrine for Non-Article 5 Crisis Response Operations (2010)
[6]
Germany, Preliminary Basics, COIN (2010)
Doctrine for COIN at the Tactical Level, France (2010)
AJP-3.5 Allied Joint Doctrine for Special Operations (Jan. 2009)
JP 2-01.3 Joint Intelligence Preparation of the Operational Environment (Jun 2009)
JP 3-29 Foreign Humanitarian Assistance (Mar. 2009)
JP 3-26 Counterterrorism (Nov. 2009)
JP 3-24 Counterinsurgency Operations (2009)
JP 3-06 Joint Urban Operations (Nov. 2009)
British Army FM vol. 1 part 10 Countering Insurgency (2009)
JDP 3-40 3-40 Security and Stabilisation: The Military Contribution (UK Nov. 2009)
FM 3-24.2, Tactics in Counterinsurgency (2009)
Australian Army, LWD 3-0-1, COIN (2009)
Australian Army, LWP-G 0-2-6, Counterinsurgency Junior Leaders Handbook (2009)
Canada, Counter-Insurgency Operations (2008)
Pertinent Journal Articles, Reports, or Books
Assessing Freedom of Movement, Connable, Campbell, Loidolt & Fisher, RAND (2012)
Village Stability Operations and Afghan Local Police, JCOA (2012)
Occasional paper, Counterinsurgency Scorecard, Afghanistan in Early 2011 Relative to the
Insurgencies of the Past 30 years, Paul, RAND (2011)
Relative to the Insurgencies of the Past 30 Years, Christopher Paul, RAND (2011)
Building Partner Country Capacity for Stability Operations, Marquis, Moroney, Beck, Eaton,
Hiromoto, Howell, Lewis Lynch, Neumann, Thurston, RAND (2011)
Band of Brothers or Dysfunctional Family, A military Perspective on Coalition Challenges During
Stability Operations, Glenn, RAND (2011)
[7]
Developing an Army Strategy for Building Partner Capacity for Stability Operations, Marquis,
Moroney, Beck, Eaton, Hiromoto, Howell, Lewis Lynch, Neumann, Thurston, RAND (2010)
How Insurgencies End, Connable, and Libicki, RAND (2010)
Military Capacities for Hybrid War Insights from the Israel Defense Forces in Lebanon and
Gaza, Johnson, RAND (2010)
Stabilization From the Bottom Up, Jones, RAND (2010)
Victory Has a Thousand Fathers, Detailed Counterinsurgency Case Studies, part 1 & part 2,
Paul, Clarke & Grill, RAND (2010)
Doctrine of Eternal Recurrence, The U.S. Military and Counterinsurgency Doctrine, 1960-1970
and 2003-2006. Long, RAND (2008)
[8]
APPENDIX B
The intent of the analysis of U.S. and NATO COIN doctrine was to see if specific keys words
and terms and meanings were adequately explained. The results indicated that they were not.
Examples were; “insurgency”, “COIN”, “stability”, “partnering”, “information”, and “intelligence”.
The second intent was to determine whether or not important terms or concepts were used
consistently, again they were not. The selected concepts were not well embedded in doctrine.
Examples included; “oil spot”, “irregular warfare”, or “irregular activity”, “information collection”,
“information and intelligence”, “stability operations”, and “information collection and partnering”.
The third goal was to see whether or not the selected vocabulary was linked effectively to select
U.S. training doctrine, e.g., common tasks, warrior tasks, and the universal task list. The
selected words and terms were not cross referenced with COIN doctrine. The fourth goal was
to determine whether, or not there were redundancies, or gaps. There were no redundancies,
but there did seem to be gaps in COIN doctrine and the selected words, terms, concepts, and
the definitions.
Fig 1: Key Word Usage
AJP-3.4.4 JP 3-24 FM 3-24 FM 3-24.2
Insurgency: 287 507 322 307
COIN: 40 129 123 223
Information: 130 346 271 230
Intelligence: 110 387 398 196
Partnering: 7 0 *0 **2
Partnership: 0 0 2 9
Stability: ***36 24 17 49
* Host Nation Partners 5 times; ** Host Nation Partners 3 times; *** Instability 18 times
[9]
Fig 2 : Key Words Defined
Insurgency: Defined Defined Defined Defined
COIN: Defined *Defined *Defined *Defined
Information: Not defined Not defined Not defined Not defined
Intelligence: Not defined Not defined Not defined Not defined
Partnering: Not defined Not defined Not defined Not defined
Partnership: Not defined Not defined Not defined Not defined
Stability: Not defined Not defined Not defined Defined
* Joint Definition
AJP-3.4.4 JP 3-24 FM 3-24 FM 3-24.2
Fig 3 : Key Term Usage
Oil Spot: *Once Not used Not used **Once
Irregular Warfare: Not used 9 3 3
Irregular Activities: 19 Not used Not used Not used
Info Collection: 0 Once Once Twice
Info and Intelligence: ***Once @ Not well defined 3 Not used
Stability 0perations: @@ 0 23 20 67
Info Collection & Partnering: Not used Not used Not used Not used
* ”Consists of two phases” AJP 3.4.4; ** This type of operation was used successfully in Algeria and Indochina by the French, who called it tache d’huile; in Malaysia by the British, who referred to it as "The Briggs Plan; and in Tal Afar by the Americans, who named it "clear-hold-build.“; ***”the successful collection and management and analysis of information to produce intelligence is complex” AJP 3.4.4; @ “During COIN operations actionable intelligence is often based on information gathered from people.” JP 3-24 ; @@ Stability Activities (Used but not defined) AJP 3.4.4
AJP-3.4.4 JP 3-24 FM 3-24 FM 3-24.2
[10]
Fig 4 : Key Terms Defined
AJP-3.4.4 JP 3-24 FM 3-24 FM 3-24.2
Oil Spot: Defined Not defined Not used Defined
Irregular Warfare: Not used Defined Not defined Defined
Irregular Activities: Defined Not defined Not used Not defined
Info Collection: Not defined Not defined Not defined Not defined
Info & Intelligence: Not defined *Not defined **Not defined ***Not defined
Stability 0perations: Defined Not defined Defined Defined
Info Collection & Partnering: @ Not defined Not well defined Not well defined
* Information Operations and Intelligence Operations were in Glossary of JP 3-24 ** Information Environment and Information Operations were in the Glossary of FM 3-24*** Information Engagement and Information Warfare were in the Glossary of FM 3-24.2@ Not used but Information Activities and Intelligence Operations were in glossary of AJP 3.4.4
[11]
APPENDIX C
A review of fourteen international COIN manuals published between 1940 and 20111 was
conducted and three basic research questions pertaining to information collection were asked.
The answers that were discovered indicate that COIN doctrine can be improved by better
defining and then standardizing the process of information collection. Correcting this shortfall
would improve Command and Control (C2), situational awareness (SA), and the commander’s
Common Operating Picture (COP). The questions and answers are listed in Fig 1, 2, and 3.
International doctrine (COIN as well as conventional) is clear that the collection, processing, and
dissemination of information is vital to the underlying mission. True of every environment, but
especially within the human terrain of COIN, real understanding cannot be over estimated. This
understanding must be arrived at as quickly as possible but will then be added to and refined
over the passage of time. This understanding is vital in driving the type of and location of
operations, driving KLEs and shuras, helping to understand who and where the enemy forces
are, and understanding the core grievances and root causes of the insurgency from within the
population. All soldiers2 therefore have to be aware of this and know how to do it. Below is a
non-exhaustive list of examples of the information that needs to be collected:
a. information on security, the military, policing, organized groups, and the
insurgency;
b. enemies, adversaries, and supporters of the state;
c. cultural, social, and religion;
d. transportation, industrial activities, agriculture, economy, infrastructure, and other
financial assets;
e. natural resources, topography, the climate, and the environment;
f. information technologies, media, how order and justice are maintained, politics,
the government, and key players;
g. the countries problems, capabilities, aspirations, and current conditions.
1 In the meta-analysis of this data we examined 14 COIN doctrine texts in an attempt to correlate information about information /
intelligence collection and find commonalities and themes. A similar approach was used by Connable and Libicki in their Rand
publication titled, How Insurgencies End (2010). In that particular book 89 different insurgency case studies were reviewed and the
outcomes were examined.
2 Soldier, marine, sailor, airman, and every small unit leader, planning staff, and commander
[12]
Fig 1: Are Info & Intel Collecting Recurring Themes?
AJP-3.4.4 (2011) : Intel is an essential pillar of COIN (p 3-22) Understanding the insurgent & the
environment requires emphasis on intel which is an essential precondition for success (p 5-3)
German COIN (2010) : Special importance must be attached to military intel Ops in the info
environment & civil-military Ops (p 11)
French Doctrine (2010) : Intel is at the heart of COIN providing the command with a means of
understanding enemy forces & their environment (p 55) In COIN intel guides the action (p 16)
JP 3-24 (2009) : Intel drives Ops & successful Ops generate additional intel (p xviii)
British FM (2009) : Intel is essential in any Ops but especially so in COIN (p 1-2)
FM 3-24.2 (2009) : COIN force must place counterintelligence Ops intel collecting & intel analyses
as a high priority (p 2-25)
Australian COIN (2009) : In a COIN campaign success or failure will be influenced by the
effectiveness of intel (p 5-1)
Canada COIN (2008) : Info & intel must be exploited in a systematic & thorough manner (p 3-7)
FM 3-24 (2006) : Effective Ops are shaped by timely specific & reliable intel gathered & analyzed at
the lowest possible level & disseminated throughout the force (p 1-23)
FMI 3-07.22 (2004) : The key to success is effective & actionable intel at the local level (p 3-8)
FM 90-8 (1986) : Tactical intel is the key to defeating the guerrilla (p 3-6) Without intel sources the
chances of success (particularly offensive Ops) are limited (p 3-6)
FMFM 8-2 (1967) : Accurate detailed & timely intel is essential for successful Ops against guerrilla
forces (p 27)
FM 31-16 (1963) : Successful counterguerrilla Ops by the brigade & subordinate units require
accurate detailed & timely intel (p 92)
USMC (1940) : In no type of warfare is the latest current info more vital (2-15, p 20)
Figure 1
[13]
Fig 2: What Types of Info & Intel Are Important?
AJP-3.4.4 (2011) : To enable a greater understanding of these conditions … the OE is theoretically
divided into 6 discrete environments: political, human, physical, security, info & economic (p 2-4)
German COIN (2010) : Analyzing the needs of population & its cultural has great importance (p 7)
French COIN (2010) : Adaptation requires the proper identification of the characteristics in the
theater of Ops (political, economic, social, religious & tribal) (p 18)
JP 3-24 (2009) : Understanding an insurgency’s motivations, breadth of activity, support & core
grievances is essential (pg. xi) collection focuses on the populace, insurgents & HN (p V-4)
British COIN (2009) : Understanding of the historical background of the insurgency (p 5-5)
FM 3-24.2 (2009) : Terrain & enemy are still essential considerations, but the societal component
of the COIN environment is considered more closely & throughout the operational process (p A-3)
Australia COIN (2009) : Intel will facilitate an understanding of OE & its key human factors (p 5-18)
Canada COIN (2008) : Intel & assessment must include; Political, military, economic, social,
religion, info, infrastructure, (PMESII) environment, history & culture (p 2-5)
FM 3-24 (2006) : COIN Ops require a detailed understanding of sociocultural factors & civil factors
from 3 perspectives: the population, the insurgent & the counterinsurgent (p VIII-8, Sec. B)
FMI 3-07.22 (2004) : In COIN Ops, civil considerations are prominent in IPB analysis (p 2-6)
FM 90-8 (1986) : Terrain & climate are important factors, the political, sociological & economic
aspects of the environment take on added importance (p 2-2)
FMFM 8-2 (1967) : Detailed intel is required of the: guerilla force, civil population & terrain (p 28-31)
FM 31-16 (1963) : A basic essential of counterguerilla Ops is a thorough understanding of the
target area & society in all its aspects (p 92)
USMC (1940) : Past & present political, economic, classes & distribution of population; psych of
the inhabitants; military geography, general & physical; & the military situation (p 1)
[14]
Fig 3: How to List, Catalog, Classify, Categorize Info & Intel
AJP-3.4.4 (2011) : Actors; 4 categories based on aims methods & relationships including
positive, neutral, negative & hostile (p 2-6) important to list in detail opposing actors (p 5-6)
German COIN (2010) : Changes in public opinion, realignment of forces & preparation of INS
activities is crucial for the planning & implementation of both civilian & military measures (p 11)
French COIN (2010) : Proper characteristics; political, economic, social, religious & tribal (p 18)
JP 3-24 (2009) : 4 groups comprise COIN OE: population, adversaries, friendly elements & neutral
actors … PMESII perspective add depth & clarity (VIII-4)
British COIN (2009) : Human terrain: sociology, political, geography, region, linguistics & Intel
FM 3-24.2 (2009) : Civil considerations: areas, structures, capabilities, organizations, people &
events, (ASCOPE) (p 1-8)
Australia COIN (2009) : 6 dimensions: political, info actions (IA), military, economic, physical &
human & societal (p 4-3)
Canada COIN (2008) : (PMES-II) context, power structures, influences & motives of insurgency &
how best to pre-empt, dislocate & disrupt insurgency & its goals (p 2-5)
FM 3-24 (2006) : 6 categories into which info is grouped for military Ops (METT-TC) (p 3-3)
FMI 3-07.22 (2004) : METT-TC, mission, enemy, terrain & weather, troops & support, time & civil
considerations, major categories into which relevant info is grouped (p 4-2)
FM 90-8 (1986) : 2 categories of info are important: combat info & intel (p 6-16)
FMFM 8-2 (1967) : Create records & develop / maintain info; civil population & guerilla force (p 32)
FM 31-16 (1963) : List of possible guerrilla targets must be maintained (p 51) personality files on
guerrilla commanders, guerrillas, members, underground & civilian support (p 96)
USMC (1940) : A convenient method is classify the info under the headings in the intel report (p
32) recorded in an orderly fashion preliminary to the preparation of the intel report (2-16 p 32)
[15]
APPENDIX D
Irregular Warfare: Countering Irregular ThreatsJoint Operating Concept, v.2.0 (2010)
joint force should adopt a layered/tiered approach to cultural awareness and language skills. Some personnel get all the requisite training/education, some personnel receive additional specialized training, and a third smaller tier receives the most highly specialized .
incentivize and track personnel, both active duty and reserve, with critical IW skills and experience (e.g., trainer advisor billets; interagency assignments; foreign area officers; or civil affairs related specialties such as agricultural planning, water treatment, and public
administration experience). Incentives could include career-level or re-enlistment bonuses, precepts to PME education, promotion, and command selection boards, as well as other career enhancing assignments.
New training techniques and technologies can enhance the ability of the joint force to develop, increase, and maintain the proficiency required to address both irregular and regular threats.
Allied Joint Doctrine for COIN, AJP - 3.4.4 (2011)training and competency required for precision strikes in COIN are more demanding than for traditional warfare.
CI/HUMINT specialists who have not only extensive military training but also a detailed knowledge of the OP environment and its complexities in such areas as the theatre of operations, the relevant societies and cultures, and the opposing groups.
Security sector Support: In the early (and preparatory) stages of a campaign this may demand a high level of investment in security training.
demands very detailed preparation and requires special training for military forces to react spontaneously to ambushes, obstacles, IEDs and attacks with indirect fire assets.
To be effective, advising requires specially trained personnel.
JP 3-24 COIN (2009)Training of forces within the coalition for specific mission standards enhances unified action. The coalition should consider establishing
common training modules or certification training to ensure assigned forces are trained for the missions assigned.
MARSOF can support COIN operations by providing a foreign military training unit that provides tailored military combat skills training and advisor support for identified foreign forces.
training and competency required for precision strikes in COIN are more demanding than for traditional warfare.6
[16]
APPENDIX E
The statistics on the following charts (Fig 1, 2 & 3) were collected in November and December
2011 and January 2012. The 90-day snapshot of CLC students shows that the largest groups
of attendees were mentors, advisors, special staff, augmented individuals, and BDE staff.
Ranks present, in order of prevalence, were MAJ, civilians, CPTs, LTC, and SSgt. The majority
of CLC participants were mostly assigned to category 1 and 2 units that either rarely traveled off
base in Afghanistan or occasionally traveled off base. COIN training should be tailored to these
categories of units. This is supported in doctrine (Fig 4).
The COIN Leaders course was specifically designed for mid-grade officers and planning staff.
This target audience was viewed as the conduit between the commander and commander’s
intent and the units and individuals that would be accomplishing the commander’s intent. This
group of officers and NCOs were viewed as key individuals who must be knowledgeable about
COIN concepts and planning processes and educated about the COIN enablers and limitations.
140 AARs
Fig 1 : CLC – 90 Day Data
POC Campbell CTC-A
2012 Feb 0798109892
[17]
Fig 2 : 2 CLC – 90 Day Data
POC Campbell CTC-A
2012 Feb 0798109892
140 AARs 248 Students
Fig 3 : CLC – 90 Day Data
POC Campbell CTC-A
2012 Feb 0798109892
[18]
APPENDIX F
To improve the collection of information in a COIN conflict, DoD should formalize and
standardize the application of ASCOPE. ASCOPE should be taught not only as a method of
analysis, but as a collection format. The collection, analysis, display, verification, and
dissemination of intelligence are time consuming processes. The ASCOPE format could reduce
this time. For example, the 5 Ws (who, when, what, where, why, how and how long) should be
utilized for each letter of the ASCOPE. This would greatly improve the quantity and quality of
gathered information. The following is an example of the format and explanation.
FIG 1 : ASCOPE COLLECTION FORMAT
Area
Structures
Capabilities
Organization
People
Events
Who When What Where Why How & How
Long
With the ASCOPE collection format each letter of ASCOPE uses who, when, what, where, why,
how and how long. When the ASCOPE format is used, information about the civil
considerations is preprocessed at the lowest level. Information is categorized into the various
ASCOPE topics during collection. Every patrol report, AAR, BDA, and SITREP that contains
any information about the civil considerations should report the information in the same manner.
The most important information is up front, the person or persons involved, when is next, or the
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time date group, since information in COIN is perishable. Then details about what occurred, or
what was observed, where it happened, why, and how it happened, and how long has it been
occurring are asked. The ASCOPE format is not an algorithm. It does not have to be followed
step by step like a math problem. If there isn’t any information about a certain part or parts of
the format, it can be skipped. Every section of format does not have to be filled out every time it
is used. The format is flexible. The ASCOPE format is next and then some examples of
questions that would be asked while using the format are presented.
A = Area: who, when, what, where, why, how and how long?
S = Structure: who, when, what, where, why, how and how long?
C = Capability: who, when, what, where, why, how and how long?
O = Organization: who, when, what, where, why, how and how long?
P = People: who, when, what, where, why, how and how long?
E = Event: who, when, what, where, why, how and how long?
A = Areas are localities or physical terrain that have direct impact on the population and its
activities. Examples include tribal regions, police districts, political boundaries, religious
boundaries, territorial boundaries, military boundaries, polling stations, and government centers.
Areas are where the population congregates. (JP 3-24, pg. VIII-12)
Who lives there or uses the area, areas, or physical terrain? Who owns the area? Who
moves through the area? Who will not go through the area? When do they live there?
When did they get there? What are the exact boundaries, limits, or markings, and what
is the direct impact on the population? Where did they come from and where are they
now? Why do they live there, and? Why did they leave the area? How do they secure
the area? How long has the area been used, how long has the population lived there,
how long are they expected to stay, and how long has the area or terrain had a direct
impact on the population?
S = Structures are existing important infrastructure. Examples include hospitals, bridges,
communications towers, power plants, dams, jails, warehouses, schools, television stations,
radio stations, and print plants. For COIN, some cultural structures may be even more vital,
such as churches, mosques, national libraries, and museums. Analysis of these structures
includes determining why they are important with respect to their location, functions,
capabilities, and application. (JP 3-24, pg. VIII-12)
Who uses the structures? Who built the structure? Who owns the structure? Who
provides security for the structure? When are they used? When were they built?
When were they destroyed? What are the locations, functions, capabilities, and
application of the structures? What the structures significance? Where are they in
relations to other structures and areas? Why are the structures important to one group
than another group? Why does a group use them? How long have the structures been
there? How long have they been inoperable?
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C = Capabilities are key functions and services and include, but are not limited to,
administration, safety, emergency services, food distribution, agricultural systems, public works
and utilities, health, public transportation, electricity, economics, and commerce. Sewage,
water, electricity, academic, trash, medical, and security (SWEAT-MS) are the essential
services local authorities must provide. This analysis must include who is officially and
unofficially responsible for these functions and services. (JP 3-24, pg. VIII-12)
Who is officially and unofficially responsible for these functions and services? What
makes them key functions? When are the capabilities available, functional hours, days,
and dates and so on? What are the limitations of the capacities, capabilities, and
limitations of the capabilities? Where are the capabilities? Why are they key functions?
How do the capabilities impact the community or area? How are the capabilities
secured? How are the capabilities paid for? How long has this capacity been
available? Or how long has this function not been available?
O = Organizations can be religious, fraternal, criminal, media, patriotic or service, and
community watch groups. They include media, IGOs, NGOs, merchants, squatters, and other
groups. Counterinsurgents must understand what organizations are important. (JP 3-24, pg.
VIII-12)
Who, belongs to the group? Who doesn’t belong to group? Who funds the group?
When, does the group meet? What, does the group do or what do they represent?
What is the goal of the group? What is the history of the group? Where, does the
group meet and how often? Why, was the group formed? Why does the group stay
together? How, did the group form? How long has the group been formed? How long
have certain people been in the group?
P = People include all nonmilitary personnel in the AOI. Analysts must consider historical,
cultural, ethnic, political, economic, and humanitarian factors when examining a given
population. Any affiliations may have tremendous effect on the local population’s support to an
insurgency, including areas where people and insurgents may transit, retreat, evade, or hide. In
addition to sociocultural factors, JIPOE must determine how people communicate, who are key
communicators, and other formal and informal processes used to influence the population. (JP
3-24, pg. VIII-12)
Who are those people? Who is that person? Who is that person related to? What,
does that person do? When, did that person move here? When did that person leave
here? What is that person’s position in the community? What tribe is he from? Where
did he move from or come from? Why is he the head of the community? Why, is he or
she here? How, did he get here? How did he become the head of the community?
How long has he been here? How long has he been gone?
E = Events are routine, cyclical, planned, or spontaneous activities that significantly affect the
OE. Some examples are planting and harvest seasons, elections, changes in government, key
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leader succession, economic reforms, political reforms, holidays, observances, anniversaries of
key historical events, riots, and trials. Events may spur an increase or decrease in insurgent
attacks. JIPOE must determine when events are occurring and analyze the events for their
political, economic, psychological, environmental, and legal implications. (JP 3-24, pg. VIII-12)
Who, goes to, or attends the events? Who benefits from the event, or who does the
event support? Who arranged the event? Who supports the event? When, does the
event occur, or how often does it occur? Where, does the event take place? What is
the significance of the event? What is the reason for the event? Where are the
boundaries of the event? Where is the event in relationship to other events or activities?
Why, is the event important? Why is the event taking place where it is and when it is?
And how, is the event organized? How is it funded? How is it provided logistical
support? How long has it been a routine? How long does that event or holiday take?
The ASCOPE collection format can easily be incorporated into the SMCT, the Universal Task
List, and into any MOS task list. The ASCOPE mnemonic, as an information collection format,
helps a person, or unit organize a large amount of detailed information. The presorted
information assists the fusion of the intelligence and it saves man hours. The format also
standardizes civil considerations reporting, so every report is in the same format; no matter how
the report is submitted i.e. written, verbal, digits, or PowerPoint. The ASCOPE format
standardizes collection, and incorporates quality control and quality assurance into training.
The format synchronizes collection at the lower levels with information processing at higher
levels.
Observations of commanders in the field in Afghanistan support the idea that an improved
collection process is needed. It has been reported that commanders “appear overwhelmed”
when it comes to detailed knowledge of their Area of Operation (AO) and internal & external,
military and non-military enablers and partners in their battle-space. They simply don’t know
what CF and HN enablers are available, the role of the enablers, who is responsible for them,
and the capabilities of those enablers. Utilization of the ASCOPE format can be the first step
towards improved SA of HN and CF enablers and partners in a battle-space. In particular,
under the “O” for organizations, the “C” for capabilities, and the “P” for people. If the who, when,
what, where, why, how, and how long portions were added it would enhance SA.