SMR: PRC: Shandong Hai River Basin Pollution Control Project · Village of Dudian Community and Shaotouhanqian Village of Shangji Town, Bincheng District, 65.6 mu in total. It involves

Social Monitoring Report

This report has been submitted to ADB by the Shandong Provincial Government Project Management Office and is made publicly available in accordance with ADB’s public communications policy (2005). It does not necessarily reflect the views of ADB.

Project Number: 36505 January 2011

PRC: Shandong Hai River Basin Pollution Control Project

Prepared by Shandong Construction Development Research Institute

Shandong Province, PRC

For Shandong Provincial Project Management Office

------------------------------------------------------------------------------------------------------------------------------------------ Shandong Institute of Construction and Development Address：No.17 Sanlizhuang Jingliu road Jinan Shandong Province China TEL：0086-531-83180940 Fax：0086-531-83180915 E-mail：[email protected]

ADB Loan Shandong Haihe River Basin Pollution Control Project

Completion Report of Resettlement

(Report No. 5)

January, 2011

Shandong Construction Development Research Institute

CONTENTS

FOREWORD .................................................................................................................................................. 1

1. MONITORING AND ASSESSMENT OVERVIEW ...................................................................... 3

1.1 PURPOSE OF MONITORING AND ASSESSMENT ............................................................................... 3

1.2 CONTENTS AND METHODS OF MONITORING AND ASSESSMENT .................................................... 3

1.3 BASIC CONTENTS AND IMPORTANT CONTENTS OF MONITORING AND ASSESSMENT ...................... 4

1.3.1 Basic contents .......................................................................................................................... 4 1.3.2 Important contents................................................................................................................... 7

1.4 ORGANIZATION AND IMPLEMENTATION OF MONITOR AND ASSESSMENT ...................................... 8

2. IMPLEMENTATION PROGRESS OF RESETTLEMENT MONITOR AND ASSESSMENT . 9

2.1 PROJECT PROGRESS AND PERMANENT LAND REQUISITION ........................................................... 9

2.1.1 Binzhou No. 2 Wastewater Treatment Plant and Effluent Re-use Project................................ 9 2.1.2 Shanghe Wastewater Treatment Plant Project ....................................................................... 10 2.1.3 Gaotang Wastewater Treatment Plant Phase 2 and Reclaimed Water Utilization Project .... 11 2.1.4 Linqing Municipal Wastes Treatment Plant Project .............................................................. 12 2.1.5 Linyi County Waste Treatment Plant Project ......................................................................... 13 2.1.6 Zouping County Waste Treatment Plant Project .................................................................... 14 2.1.7 Linqing City Sewage Treatment Project ................................................................................ 14

2.2 TEMPORARY LAND USE .............................................................................................................. 15

2.2.1 Projects under construction and completed .......................................................................... 16 2.2.2 Projects with no temporary land use ..................................................................................... 16

2.3 LAND REQUISITION COMPENSATION RATES ................................................................................ 16

3. MONITOR AND ASSESSMENT OF LAND REQUISITION AND COMPENSATION PROGRESS .......................................................................................................................................... 19

4. MONITORING AND EVALUATION OF THE IMPLEMENTATION AND USE OF FUNDS 25

4.1MONITORING OF THE IMPLEMENTATION AND APPLICATION OF FUNDS ........................................ 25

4.1.1 Monitor implement and use of funds of Binzhou City the second sewage treatment plant and water reuse project ......................................................................................................................... 25 4.1.2 Monitor implement and use of funds of Gaotang Sewage Treatment Plant Phase II and water reuse project ................................................................................................................................... 25 4.1.3 Monitor implement and use of funds of Shanghe Sewage Treatment Plant Project .............. 26 4.1.4 Monitor implement and use of funds of Linqing City garbage disposal plant project .......... 26 4.1.5 Monitor implement and use of funds of Linyi County Waste Treatment Plant Project .......... 27 4.1.6 Monitor implement and use of funds of Zouping County Waste Treatment Plant Project ..... 27 4.1.7 Monitor implement and use of funds of Linqing City Sewage Treatment Project .................. 27

4.2 ASSESSMENT IMPLEMENT AND USE OF FUNDS ............................................................................ 28

5. MONITORING AND EVALUATION PRODUCTION AND LIVING CONDITIONS OF TYPICAL VILLAGES ......................................................................................................................... 29

5.1 MONITORING PRODUCTION AND RESETTLEMENT OF AFFECTED VILLAGERS .............................. 29

5.2 THE SITUATION OF VULNERABLE GROUPS IN AFFECTED VILLAGERS .......................................... 29

5.3 COMPENSATION PAYMENTS ........................................................................................................ 29

5.4 ASSESSMENT OF THE AFFECTED VILLAGERS’ LIVING STANDARDS .............................................. 29

5.5 MONITOR STATISTICS OF THE TYPICAL OF AFFECTED HOUSEHOLDS ........................................... 30

5.5.1 The basic situation of the typical immigrant household ........................................................ 30 5.5.2 Assessment of the level of affected villagers’ income and expenditure .................................. 31 5.5.3 Livelihood restoration ........................................................................................................... 38

6. MONITORING AND EVALUATION ON PUBLIC PARTICIPATION ..................................... 41

6.1 MONITORING THE SITUATIONG OF PUBLIC PARTICIPATION ......................................................... 41

6.2 ASSESSMENT ON PUBLIC PARTICIPATION ................................................................................... 42

7. MONITORING AND EVALUATION ON IOM OPERATION AND EFFICIENCY ................ 49

8. CONCLUSIONS AND RECOMMENDATIONS .......................................................................... 50

8.1 CONCLUSIONS ............................................................................................................................ 50

8.2 ASSESSMENT .............................................................................................................................. 51

1

Foreword

In comparing the "Resettlement Action Plan", the land acquisition

relocation and resettlement of each sub-projects of Asian Development

Bank loaned for Shandong Haihe River Basin pollution control projects

has been completed. The "resettlement completion report" of each

sub-project has been submitted to ADB in September 2009. According to

ADB's medium-term inspection team of the project (2009.05.18-27)

"Memorandum" requirements, two years external monitoring still be

needed after the projects completed.Shandong Institute of Construction

Development as the independent external monitoring and evaluation

agency hired by each sub-project, will continue tracking and monitoring

affected people by the project and typical household. And worked out the

"Resettlement External Monitor and assessment Report on ADB Loan

Project: Shandong Haihe Basin Pollution Control Project" for Asian

Development Bank, Shandong Project Office and relevant project units.

From Octorber 15th to December 15th, 2010, based on resettlement

baseline census and Report No. 1-4, the Resettlement External Monitor

Group of Shandong Institute of Construction Development (hereinafter

referred to as Monitor Group) carried out project resettlement monitor for

the above mentioned 7 sub-projects respectively, and, as requested by the

ADB policy guidance and memorandum of supervision group(Oct., 25th

2

to 29th), prepared the Completion and Assessment Report of Haihe Basin

Pollution Project Financed by ADB loan.

Thanks for the support of all the sub-project units.

Shandong Institute of Construction and Development

Resettlement External Monitoring and Assessment Group

January, 2011

3

1. Monitoring and assessment Overview

According to ADB policies, all resettlement of ADB loan projects

should be regularly monitored by the resettlement external monitoring

and assessment group during project implementation. And two years

tracking and monitoring after the Resettlement Completion Report will

be needed. The Shandong Institute of Construction Development

Resettlement External Monitoring and Assessment Group constituted

the implementation plan including monitoring and assessment purpose,

method and contents, and implemented them in actual operation.

1.1 Purpose of monitoring and assessment

External monitoring and assessment are activities implemented by

a third- party independent from project owners and immigration

implementation agency. It is to provide objective and fair evaluation of

the resettlement by carrying out field tracking investigation, periodic

monitoring, and collecting related data and information, so as to locate

existing or potential problems, put forward rational proposals, report

the evaluation results and related proposals to ADB, PPMO, project

owners and related authorities as an important basis of ADB loan

project examination, in order to improve the implementation of

resettlement.

1.2 Contents and methods of monitoring and assessment

Methods of sociological documentation, typical survey, direct visit,

discussion and field survey were used in the work of resettlement

investigation and monitoring/assessment.

1) Land requisition progress;

4

2) Resettlement progress;

3) Fund provision and use;

4) Immigrant production and living arrangement and livelihood

restoration;

5) Public participation;

6) Resettlement organs operation and efficiency.

7) Operation and efficientcy of resettlement organs

1.3 Basic contents and important contents of monitoring and

assessment

This annual monitoring is based on that of 2010 (Monitoring Report

No. 4). The "Resettlement Completion Report" of seven sub-projects has

been submitted to the Asian Development Bank respectively by the end

of September 2009, according to ADB's relevant requirements. This

monitoring and assessment focused on livelihood restoration of affected

households, besides resettlement and compensation. As the completion

report, there are general assessments in it.

1.3.1 Basic contents According to the requirements of ADB project starting group, all the

sub-project units made revision on RAP in 2007.

According to investigations, among the seven sub-projects involving

permanent land requisition and temporary land occupation:

(1)The permanent land requisition for Linqing Comprehensive

Wastewater Treatment Plant Project involves scrapped workshop

buildings of Linqing Yinhe Paper Mill. The workshop buildings were in

leasing status before land requisition, and the leasing has been expired,

with no impacts on the land requisition.

The "Resettlement Completion Report" was submitted to the Asian

5

Development Bank by project owner in September 2009.

(2) Linqing Municipal Wastes Treatment Project involves a kiln that

has been closed on expiration according to related state policies. Most

labors of the kiln are seasonal workers from outside, and have left for

other livelihoods after getting the compensations.The kiln owner is a

contractor from Hebei Province and has been compensated according to

the resettlement plan.



(3)Liny Municipal Wastes Treatment Project also involves a kiln that

has been closed on expiration according to related state policies.

Belonging to the county industrial company, the kiln had 13 regular

employees and 33 seasonal labors. According to the resettlement plan,

after closing the kiln, each seasonal labor is paid with additional two

months wages for making other livelihood. All regular workers are

re-arranged by the county industrial company. As we know in follow-up

investigations, these workers have been re-arranged in three different

ways: One, 8 regular workers close to the age of retirement were paid by

the industrial company with endowment insurance fee and living

allowance, including 96,000 yuan for endowment insurance fee and

240,000 yuan for living allowance, totaling 336,000 yuan. Two, for the

other 5 regular workers, the industrial company entered a resettlement

agreement with No. 1 Brick Kiln, so that the company will bear the

endowment insurance fee of 300,000 yuan and the resettlement

compensation of 100,000 yuan, totaling 400,000 yuan. Three, 33 seasonal

labors were paid with two months wages and left for other jobs. This

payment sums 52,800 yuan. This follow-up monitor found no change in

the above aspects.


6


(4)The land for Zouping Municipal Wastes Treatment Project is

allocated as a whole from a state owned farm, involving 25 workers. The

farm had stopped operation before the land requisition. According to

resettlement plan, in the project construction period, a living subsidy of

180 yuan per person per month will be paid by Zouping Municipal

Administration Bureau (baseline census found that, the municipal

administration bureau increased the living subsidy from 180 yuan to 240

yuan after taking over the farm); As designed in the "Resettlement Plan",

after completion of the municipal waste treatment plant, the 25 regular

workers will be employed by the waste treatment plant after training. The

follow-up monitoring in 2009 found that, the above mentioned persons

were arranged for retirement, long term leave and work after training.

Among the affected 25 persons: (1) 6 persons were retired; (2) 13 persons

were on leave (retaining their position with salary suspended); (3) 6

persons had jobs after training (for details refer to the attached table 1).

The original five farmers who rent land signed an agreement on the

land change in June 2007.



(5)Binzhou No. 2 Wastewater Treatment Plant and Effluent Re-use

Project made a requisition of land of two villages, namely, Lixiaohai

Village of Dudian Community and Shaotouhanqian Village of Shangji

Town, Bincheng District, 65.6 mu in total. It involves 62.2 mu in

Lixiaohai Village with 24 affected households and 3.4 mu in

Shaotouhanqian Village with 3 affected households. We selected

Lixiaohai Village as the typical village for resettlement monitoring and

assessment.


7


(6)Shanghe County Urban Wastewater Treatment Plant took land of

65 mu, including 41 mu of Tongjiadaokou Village of Shanghe Town with

48 affected households and 24 mu of Zhanglaozhuang Village of

Zhangfang Township with 7 affected households. We chose

Tongjiadaokou Village as the typical village for resettlement monitoring

and assessment.

In addition, the project established two pumping stations with 2

acres of land acquisition which is urban state-owned land. So the land and

items on the ground acquisition are not involved.



(7)Gaotang County Urban Wastewater Treatment Plant Phase II

Project and Reclaimed Water Utilization Project took the farm land of

57.63 mu from teams 1, 2 and 3 of Xipu Village of Huixin Town as

permanent land requisition, with 19 affected households. We chose the

village as the typical village for resettlement monitoring and assessment.



1.3.2 Important contents We took Lixiaohai Village of Binzhou, Tongjiadaokou Village of

Shanghe and Xipu Village of Gaotang as keypoints for monitoring,

because the three villages are very typical:

First, the affected population is relatively high in the three villages

(79 persons affected by Binzhou Project, 222 by Shanghe Project and 79

by Gaotang Project), representing the actual economic conditions of the

project affecting area in different aspects.

Secondly, most of the APs in the three villages are half farmers and

8

half industrial employees, showing certain comparability.

According to the general sampling principle in social survey and our

experience, we selected Lixiaohai Village of Dudian Community of

Binzhou, Tongjiadaokou Village of Shanghe Town of Shanghe County

and Xipu Village of Gaotang County as typical villages for resettlement

monitoring and assessment, and selected Li Yanzhen, Li Pinggui and Li

Dongling of Lixiaohai Village, Bian Faxiang, Wang Kede, Wang Shizhu

and Wang Shizhen of Tongjiadaokou Village of Shanghe, and Zhang

Jixiang, Zhao Chuantao and Zhao Chuanshen of Xipu Village of Gaotang

(names of household heads) as typical households for follow-up

monitoring and assessment (10 households in total). Continuous

follow-up has been carried out to the above mentioned 10 typical

households.

1.4 Organization and implementation of monitor and

assessment

Resettlement External Monitor Group of Shandong Construction

Development Research Institute (hereinafter referred to as Monitor Group)

carried out resettlement monitoring to the above mentioned subprojects

and follow-up survey to the typical households from Oct. 1st to December

15th, 2010.

In the report, the personal information on APs are provided by the

villagers themselves and the specific compensation amounts are

confirmed against the compensation distribution sheets with respective

personal signatures. Detailed data and information on land requisition

progress, project progress, fund settlement and use, resettlement progress

and immigration institution operation were obtained from project units

and concerned authorities of district/town governments.

9

2. Implementation progress of resettlement monitor and assessment

2.1 Project progress and permanent land requisition

2.1.1 Binzhou No. 2 Wastewater Treatment Plant and

Effluent Re-use Project Binzhou Sub-project finished the permanent land requisition of 65.6

mu (including 62.2 mu from Binzhou Economic Development Zone

Dudian Community Lixiaohai Village and 3.4 mu from Bincheng District

Shangji Town Shaogou hanqian Village), with all compensation settled.

The civil work was commenced on June 25, 2007. The completion

ceremony took place on October 18, 2008.

Fig. 1. Completed Binzhou No. 2 Wastewater Treatment Plant and

Effluent Re-use Project

10

Fig. 2.Factory of Binzhou No. 2 Wastewater Treatment Plant

2.1.2 Shanghe Wastewater Treatment Plant Project Shanghe Subproject finished the permanent land requisition of 65

mu (including 41 mu from Shanghe Town Tongjiadaokou Village, 24 mu

from Zhangfang Township Zhanglaozhuang Village and 2 mu of

collective ditch land), with all compensation settled. Two pump stations

took land of 2 mu which is the state-owned land. The civil work was

commenced in November 2007 and completed in October 2008.

Fig. 3. Completed Shanghe Wastewater Treatment Plant

11

Fig. 4.Factory of Shanghe Wastewater Treatment Plant

2.1.3 Gaotang Wastewater Treatment Plant Phase 2 and

Reclaimed Water Utilization Project Gaotang Sub-project finished the permanent land requisition of

81.54 mu (Xipu Village) with all compensation settled. The civil work

was commenced in August 2007， completed in September 2008 and

passed through the acceptance check of provincial environmental

protection department in August 2009. The recycled water construction

parts and equipment tender has been completed by the monitoring day

and is expected to be operational in June 2010. The water quality of

Phase II project has reached the national level B emission standards.

12

Fig.5. Gaotang Wastewater Treatment Plant Phase II Project

Fig.6. Operation of Phase II Project

2.1.4 Linqing Municipal Wastes Treatment Plant Project The land for Linqing Municipal Wastes Treatment Plant Project is

used to be a kiln of Xianfeng Community. The kiln was closed by policy.

The land is state owned. Land certificate has been obtained. The project

was commenced in September 2007 and completed with civil work by the

end of 2008. The project started running in April, 2009.

13

Fig.7. Linqing Municipal solid waste Co., Ltd.

Fig.8. landfill area protection

2.1.5 Linyi County Waste Treatment Plant Project The project covers an area of 306 acres, has completed land

acquisition in June 2005 and start on March 21, 2008. According to the

confirmation with the project, as of the date of this report has been

completed, the total project amount of 98%, civil engineering,

anti-seepage project has been completed. The project started test run in

Jun., 2010.

Fig.9. Linyi Kangmin waste treatment Co., Ltd. completed

14

2.1.6 Zouping County Waste Treatment Plant Project The land for Zouping Wastes Treatment Plant is state owned with

compensation. A land transfer fee of 5.477 million yuan was paid to

Zouping County Financial Bureau on July 27, 2007, and land certificate

obtained. The project was commenced in July 2007, completed with civil

work in October 2008 and is operational now.

Fig.10. Zouping Waste Treatment Plant Co., Ltd. completed

Fig.11.Part of Zouping Waste Treatment Plant

2.1.7 Linqing City Sewage Treatment Project Linqing City Wastewater Treatment Project took the state-owned

transfer land, and obtained the land use prmits on December 25, 2006.

The bid opening of construction took place on August 20, 2009. The

project started constrctuon in October 2009. The project was completed in

15

in Oct., 2010.

Fig.11.One part of seawage treatment plant in construction

Fig.12. Part of construction site

2.2 Temporary land use

Temporary land use mainly involves the spaces for sewage pipe line,

temporary construction facilities and materials storage. Three types of

temporary covers area of sub-project: ① projects have started

construction and completion; ②projects do not have temporary land; ③

projects not yet started:

16

2.2.1 Projects under construction and completed According to investigation, up to January 2010, the land-taking

works of Binzhou Project, Gaotang Project and Shanghe Project have

been completed mostly.

2.2.2 Projects with no temporary land use Linqing Municipal Wastes Treatment Plant Project, Linyi County

Wastes Treatment Plant and Zouping County Wastes Treatment Plant

Project involve no temporary land use.

For details of temporary land occupation, refer to the following

table:

Temporary land use of subprojects

Project Unit RP （mu or m2）

Up to report （mu or m2） Remarks

Binzhou No. 2 Wastewater Treatment Plant 309 mu 206235 m

2 completed

Shanghe Wastewater Treatment Plant

The edge of the narrow city roads

with: 103 mu 70323 ㎡ completed

Gaotang Wastewater Treatment Plant 87 mu

Sewage pipe: 54540 M,

effluent pipe: 5480 M

Completed

Linqing Municipal Wastes Treatment Plant 0 0

No temporary land use

Linyi County Waste Treatment Plant Project 0 0


Zouping County Waste Treatment Plant 0 0


Linqing City Sewage Treatment 59970 m

2 0 Finished

2.3 Land requisition compensation rates

Standard of compensation for carrying out project monitoring

process, we paid special attention to the "Resettlement Action Plan" to do

set standards of compensation and the actual compensation standard

monitoring, by comparison, in the land requisition compensation process

has improved the standard of compensation for individual sub-projects

17

(such as sub-Gaotang project), there is no compensation for a lower

standard. Overview of the project land requisition compensation

standards for comparison in the table below:

18

Comparison of compensation rates for land requisition

Unit Contents RP rates Up to date of report Remarks

Number of mu Rate Number of mu Rate

Gaotang Wastewater Treatment Plant

Permanent land requisition 92.4 mu

22400 yuan/mu 81.54 mu 25300 yuan/mu

Obtained relevant certificate

Temporary land occupation 0 0 0 0

The edge of a narrow band for the urban road

Binzhou Wastewater Treatment Plant


25600 yuan/mu 6506 mu 25600 yuan/mu


Temporary land occupation 309 mu 35 yuan/ m

2 206235m2 0 Dev. Zone Const. Bureau bears the costs

Shanghe Wastewater Treatment Plant

Permanent land requisition 65 mu



Temporary land occupation

19 mu 500 yuan/mu 19 mu 500 yuan/mu Government bears the

costs 70323 m2 35 yuan/ m2 45714 m2 35 yuan/ m2

72 mu 400 yuan/mu

Zouping Waste Treatment Plant

Permanent land requisition 627 0 627 0 Government funding

Temporary land occupation N/A N/A N/A N/A

Linqing Waste Treatment Plant





Linyi Waste Treatment Plant





Linqing Wastewater Treatment Plant


11000 yuan/mu 39.92 mu 90000 yuan/mu


Temporary land occupation 59970 m

2 35 yuan/ m2 N/A N/A

19

3. Monitor and assessment of Land Requisition and Compensation Progress

All the sub-projects organized land requisition and house demolition

and made compensation based on their own situation. Although there are

defferences between the actual time and RAP, the work was done before

the construction time. No sub-project was impacted by land requisition

and resettlement.

For the resettlement and implementation of the 7 subprojects, refer

to the following table:

Schedule of resettlement and implementation

Unit Activities Responsible organ RAP Schedule Implementation

date

Gaotang

WWTP

Distribute the resettlement information booklets (containing compensation rates) to all APs

and collect modification opinions

PPMO, project implementation

organs April 15, 2005 Completed March 13, 2005

Preliminary review of land use for construction

Project construction

unit, land and resources authorities

May Completed May 2005

Local government establishes project resettlement organ County PMO April / July

Completed April 2005

Provide resettlement training to local government officials

PPMO, County PMO

September - November

Approval of resettlement plan and management appraisal

meeting (MRM) ADB December Completed December 2005

Process land use formalities County PMO, construction unit December - January Completed April 2007

Consultation about formulation of detailed resettlement plan

County PMO, construction unit April - September

Completed May 2005

Determine detailed restoration proposal of affected units

County PMO, construction unit October - December

Completed July 2005

Conclude compensation agreement with affected unit

County PMO, construction unit October

Completed January 2007

Land readjustment

Village committee, township

government, county

agriculture bureau

November

20


date Land requisition and

resettlement process start County PMO October 2005 - January 2006

Carry out detailed measurement survey (DMS) and affected

assets registration; publicize the resettlement plan updated

according to detailed survey results

PMO, environmental

protection bureau

October - December 2005

Based on detailed measurement survey, submit updated report on

resettlement impacts and cost changes to ADB

PMO January 2006 Completed March 2007

Binzhou

WWTP




organs August 2006 Completed August 2006

Preliminary review of land use



August Completed September 2005

Local government establishes project resettlement organ

Development zone PMO August

Completed August 2006


PPMO, City PMO September

Completed September 2006

ADB's approval of resettlement plan and management appraisal

meeting (MRM) ADB September Completed September 2006

Process land use formalities PMO, construction unit September Completed2006.9

Consultation about formulation of detailed resettlement plan PMO August-September

Completed 2006.9

Determine detailed restoration proposal of affected units PMO August-December Completed2006.12

Conclude compensation agreement with affected unit PMO 10 月 Completed2006.11

Land requisition and resettlement process start PMO

October 06 - January 07 Completed2007.1




PMO November 2006 Completed2006.11

Based on detailed measurement survey, submit updated report on

resettlement impacts and cost changes to ADB

PMO December 2006 Completed2006.12

Shanghe




organs April 15, 2005 2005.4.15

21


date

WWTP

Preliminary review of land use



May 2007.9

Local government establishes project resettlement organ

Shanghe County PMO April / July 2005.4


PPMO, County PMO July-September 2005.7

ADB's approval of resettlement plan and management appraisal

meeting (MRM) ADB August

Process land use formalities PMO, construction unit September 2007.6

Consultation about formulation of detailed resettlement plan

County PMO, construction

bureau April - September

Determine restoration plan of affected units

County PMO, construction

bureau October - December

Conclude compensation agreement with affected unit County PMO March 2007 2007.3

Land requisition and resettlement process start County PMO March - May 2007 2007.9




County PMO May 2007 2007.3

Farm land readjustment June 2007 2007.7 Based on DMS, submit updated report on resettlement impacts

and cost changes to ADB County PMO August 2007 2007.8

Zouping

SWTP

Distribute RIB (containing compensation rates) to all APs



organs April 15, 2005 Completed 2005.4

Preliminary review of construction land use



May Completed 2005.5

Local government establishes project resettlement organ County PMO April / July

Completed 2005.3


PPMO, County PMO July-September

Completed 2005.7

ADB's approval of RP and management review meeting

(MRM) ADB August Completed 2005.8

Obtain land utilization certificate

County PMO, construction unit September

Completed 2005.8

Consultations for making detailed RP

County PMO, construction unit April - September

Completed 2005.6

22


date


County PMO, construction unit July-December

Hand-over as a whole, without

restoration Conclude resettlement agreement with APs

County PMO, construction unit October

Completed 2005.10

Land requisition and resettlement process start County PMO

October 2005 to January 2006

No AP, no demolition

Carry out DMS and affected assets registration; publicize RP

updated according to DMS results

PMO November-December 2006 Completed

2006.11

Based on DMS, submit updated report on resettlement impacts

and cost changes to ADB PMO March 2007 Completed 2007.3

Linqing

SWTP

Distribute the draft of RP (containing compensation right)

to all APs and collect modification opinions

PPMO, IA April 15, 2005 Completed,

discussed by 20 persons





Local government establishes project resettlement organ City PMO April / July 已设立


PPMO, City PMO July-September

Completed


(MRM) ADB September Completed


City PMO, construction

unit September Obtained

Consultations for preparing detailed RP


unit April - September

Completed

Determine arrangement of affected casual workers


unit October - December Completed

Conclude resettlement agreement with APs


unit October Concluded

Land requisition and resettlement process start City PMO February-May 2006

Completed



PMO January 2006 Completed


and cost changes to ADB PMO January 2006


and collect modification PPMO, IA April 15, 2005 Completed

23


date opinions

Linyi

SWTP




May Completed

Local government establishes project resettlement organ County PMO April / July Completed


PPMO, County PMO July-September Completed


(MRM) ADB August Completed


County PMO, construction unit September Completed


County PMO, construction unit April - September Completed


County PMO, construction unit July-December Completed

Conclude resettlement agreement with APs

County PMO, construction unit October Completed

Land requisition and resettlement process start County PMO February-May 2007 Completed



PMO January 2007 Completed


and cost changes to ADB PMO January 2007 Completed




organs April 15, 2005 Completed 2005.4

Linqing

WWTP





Local government establishes project resettlement organ City PMO April / July

Completed 2005.5

Provide resettlement training to

local government officials PPMO, City

PMO July-September Completed2005.8


(MRM) ADB October Completed 2005.4


City PMO, construction unit September

Completed 2006.9


City PMO, construction unit April - September

Completed 2004.6


City PMO, construction unit October - December

Conclude compensation City PMO, October Completed

24


date agreement with affected unit construction unit 2006.8

Land clearing starts City PMO January-June 2006 Completed2006.3 Carry out DMS and affected

assets registration; publicize RP updated according to DMS

results

PMO, environmental

protection bureau

January 2006


and cost changes to ADB PMO January 2006 Completed 2007.5

25

4. Monitoring and evaluation of the implementation and use of funds

4.1Monitoring of the implementation and application of

funds

4.1.1 Monitor implement and use of funds of Binzhou City

the second sewage treatment plant and water reuse project According to the survey, as of the date of this report (by the end of

January 2010), the second sewage treatment plant of Binzhou City and

water reuse project have spended resettlement costs a total of RMB

3,953,020 yuan, including compensation for Binzhou Economic

Development Zone Du store neighborhood offices Li Xiaohai Village

land compensation and resettlement of population count 1,592,320 yuan,

young crops compensation fee of 140,400 yuan, total 1,732,720 yuan;

compensation Binzhou City Bincheng zone Shangji Town

Shaotouhanqian village land compensation and population resettlement

total 87,040 yuan and young crops compensation fee of 8,840 yuan,

totaling 95,880 yuan.

4.1.2 Monitor implement and use of funds of Gaotang

Sewage Treatment Plant Phase II and water reuse project According to the survey, as of the date of this report (by the end of

January 2010), the second sewage treatment plant of Gaotang and water

reuse project have spended resettlement costs a total of RMB 2,186,962

yuan, mainly permanent land requisition, seedlings fees, Population

emplacement and ground attachments compensation and release in

26

project-affected xipu village (Gao Tang Xi Pu limited liability company)

Villagers hands.

4.1.3 Monitor implement and use of funds of Shanghe

Sewage Treatment Plant Project According to the survey, as of the date of this report (by the end of

January 2010), Shang River Sewage Treatment Plant Project have total

spended the resettlement cost of RMB 4,542,200 yuan, including land

compensation fee 1,638,000 yuan, compensation for young crops: 9 acres

of cotton total 5,400 yuan (the rest of the land has not continued farming,

because of the stop down notice since 2007), a total compensation of

1,643,400 yuan.

According to investigation and verification, Shang River Sewage

Treatment Plant project land compensation and young crops

compensation standard was in accouding with the compensation standard

in "Resettlement Action Plan".

4.1.4 Monitor implement and use of funds of Linqing City

garbage disposal plant project According to the survey, as of the date of this report (by the end of

January 2010), Linqing municipal solid waste plant costs the resettlement

cost of RMB 13,271,800 yuan, of which according to a certificate of

Linqing State-owned assets, Linqing municipal government allocate280

acres land to Linqing Environmental Management Division as an

investment, valuation of 40,000 yuan per mu, land worth 11,200,000 yuan,

resettlement compensation, relocation and temporary relocation costs

173.3 thousand yuan.

27

4.1.5 Monitor implement and use of funds of Linyi County

Waste Treatment Plant Project According to the survey, as of the date of this report (by the end of

January 2010), Linyi county solid waste plant costs the resettlement

costs of RMB 22,481,200 yuan, including One project permanent covers

land of 12.24 million yuan, relocation compensation for 840,000 yuan,

222,000 yuan of ground compensation.

4.1.6 Monitor implement and use of funds of Zouping

County Waste Treatment Plant Project According to the survey, due to that state-owned land acquisition of

the project, without compensation, therefore, a permanent land

compensation funds does not require. The ground attachments 1800 trees

belonged to state-owned assets on permanent land acquisition, therefore,

without compensation. The owners of the 1835 cut trees have got 9175

yuan of compensation. The project did not cover temporary land, so it did

not happen the temporary area of compensation.

4.1.7 Monitor implement and use of funds of Linqing City

Sewage Treatment Project According to "Project Resettlement completion report", as of the

date of this report (by the end of January 2010), Linqing municipal

sewage treatment projects have been in accordance with the procedure to

release land costs (39.92 mu×9 yuan / mu = 359.28 million yuan) and

demolition compensation payments (2.629 million yuan) to the affected

unit account.

28

4.2 Assessment implement and use of funds

From the implementation of the project plan and the availability of

funds, we can see:

First, the permanent land acquisition costs and related compensation

costs have been fully in place before the commencement of the project,

which meet the needs of the progress of the project construction.

Second, compared with the resettlement plan, the compensation

standards is not reduced, and promptly distributed to the villages, so as

to ensure the interests of the affected villages be compensated.

29

5. Monitoring and evaluation production and living conditions of typical villages

5.1 Monitoring production and resettlement of affected

villagers

Affected villagers basically in a semi-agricultural and semi-industrial

living conditions, so, after receiving compensation and resettlement does

not require special production.

5.2 The situation of vulnerable groups in affected villagers

According to our survey, we found that in all sub-projects the

affected villagers did not exist vulnerable groups (in Shang River Project

"Resettlement Action Plan" referred to two vulnerable groups, concerned

of women's labor force).

5.3 Compensation payments

In all sub-projects, the land compensation and ground attachments

compensation payments, young crops compensation payments have been

distributed to villagers.

5.4 Assessment of the affected villagers’ living standards

Because the project-affected villagers no one is entirely dependent

on agriculture as the main source of income before land acquisition, and

basically semi-agricultural and semi-industrial state, the main source of

income rely on the income of part-time jobs. We understand that affected

30

illagers living standard is not adversely affected. The details are listed in

comparasion table.

5.5 Monitor statistics of the typical of affected households

As all project-affected villagers little practical impacted by the

project (per capita reduction of land about 0.1 acres), in accordance with

the general social survey sample principles and our practices experience,

we have chosen Xiaohai Village Dian Department Binzhou Du Li,

Tongjia Daokou village shanghe Shanghe Town Shanghe County and

xipucun village Gaotang as resettlement monitoring and evaluation

typical village and choice Li-Yanzhen, Li Pinggui, Li Dongling Li

Xiaohai village Binzhou, Bian Fa-xiang, Wang Kede, Wang Shizhen

Tongjia Daokou village Shanghe and Zhang Jin-xiang, Zhao Chuantao,

Zhao Chuanshen Gaotang Xipu village(The above-headed name) as

tracking monitoring and evaluation typical household (total 10).

In order to ensure the accuracy of tracking and monitoring, we used

the basement survey form used in the investigation, the affected

households’ agricultural income and non-agricultural incomes were

investigated, and then consolidated into income statistics, on the family

spending has also done a detailed survey and analyzed for a specific

revenue and expenditure changes.

5.5.1 The basic situation of the typical immigrant household As previously reported, in the above-mentioned three typical

households no one is entirely dependent on agriculture as the main

economic resource and basically semi-agricultural and semi-industrial

state, the main source of income for the family relies mainly on the

income of part-time jobs.

31

For example, Binzhou Li Xiaohai village affected villagers mainly

relied on Economic the labor market, day-work income can be RMB

40-50 yuan.

Shang river Tong Daokou village affected villagers are based on the

construction market, including long-term worker in construction team and

temporary laborer.

Gaotang Xipu villagers affected villagers mainly worked in Quan

Lin Zhiye Company, and farm is essentially done by women.

5.5.2 Assessment of the level of affected villagers’ income

and expenditure The details are shown in the subtracking table of baselin, 2008 and

2010:

32

Tracking and monitoring the income of a typical household

No.

Project unit

Villagers

committee

Name

Population Family income 10,000 yuan Land occupation Agricultural income Noe-agricultural

income Total Remarks

Baseline

Follow-up

in 2010

Fefore land

requisition

（mu）

After land

requisition

（mu）

Baseline

Follow-up

in 2008

Follow-up

in 2010

Baseline

Follow-up

in 2008

Follow-up

in 2010

Baseline

Follow-up

in 2008

Follow-up

in 2010

1 Shanghe waste

Water

Treatment

Plant

Tongdaok

ou Village

Wang

Kede 6

3 5．6 4 8000

5400 6500 0

25000 35000 8000 30400 41500 Resons for the

increase or

decrease of

income：

1 、 The APs

have spare

time to work

in other

industry

2Members of

the affected

families

changed

2 Wang Shizhe

n

5

5

7．2 5．1 7200

8000 8700

10000

42000 60000 17200 50000 68700

3 Wang Shigui

4 6

5．6 5．1 5600 7500 8200

5000 30000 50000 10600 37500 58200

4 Bian Pengsh

an

7

6

6．5 9．5 7500

14500 11000

10000

25000 30000 17500 39500 41000

5 Gaotang waste

Water

Treatment

Xipu

village

Zhao

Chuant

ao

5

5

6．5 4 5200

7000 5000

9600

28000 40000 14800 35000 45000

6 Zhang 5 5 6．5 4 8450 7100 7500 0 32600 40000 8450 39700 47500

33

Plant

(Phase II)

Jinxian

g

7 Zhao Chuans

hen

2

2

4．8 2．4 6240

2850 3000

0

9600 10000 6240 12450 13000

8 Binzhou No. 2

waste

Water

Treatment

Plant

Lixiaohai

Village

Li

Dongli

ng

3

3

7 6 700

7400 6000

19000

12400 31000 19700 19800 37000

9 Li Yanzhe

n

3

5

11 4 16000

23200 6000

15000

9900 45000 31000 38300 51000

10 Li Pinggui

4 5

7 5 700 7900 6500

10000 5700 45000 10700 13600 51500

合计 44 45 65.7 49.1 65590 90850 68400 78600 220200 386000 144190 311050 454400

备注 1、 Average land area reduced 0.37mu 2、 The non-agricultural income is far more than agricultural income

3、The income of APs increase year by year, so the land requisition did not affect the APs’ income

34

Follow-up survey of expenditure of typical households

No.

Project unit

Villagers

committee

Name Population Family expenditure （yuan） Produciton Education Medical care Food, fuel, water and

electricity, communication

Clothes, electric appliance Total

Rema

rks Basel

ine

Follo

w-up

in

2010

Baseli

ne

Follo

w-up

in

2008

Follo

w-up

in

2010

Basel

ine

Follo

w-up

in

2008

Follo

w-up

in

2010

Basel

ine

Follo

w-up

in

2008

Follo

w-up

in

2010

Basel

ine

Follo

w-up

in

2008

Follo

w-up

in

2010

Basel

ine

Follo

w-up

in

2008

Follo

w-up

in

2010

Basel

ine

Follo

w-up

in

2008

Follo

w-up

in

2010

1 Shang

he

waste

Water

Treat

ment

Plant

Tongdao

kou

Village Wang

Kede

6 3 Calcul

ated at

the

end of

2008

1860 2100 5000 500 0 1000 300 200 6500 5400 6600 0 0 2000 125

00

8060 1090

0

1、

CPI

incre

ase

by

5.9%

in

2008

2、

CPI

incre

ase

by

5.1%

in

2010

2

Wang

Shi

zhen

5 5 Calcul

ated at

the

end of

2008

2200 2700 1000 0 1000 1000 200 400 7600 4650 8500 0 0 1000 850

0

7550 1360

0

3

Wang

Shigui

4 6 Calcul

ated at

the

end of

2008

2200 2500 0 0 0 1000 200 1000 6500 4500 8700 0 0 2000 750

0

6900 1420

0

4 Bian

Peng

shan

7 6 Calcul

ated at

the

2880 3000 1000 0 1000 1500 300 400 9500 5700 8900 0 2100 2000 120

00

8880 1530

0

35

end of

2008

5 Gaota

ng

waste

Water

Treat

ment

Plant

(Phase

II)

Xipu

village

Zhao

Chuan

tao

5 5 800 1520 1850 1020 700 2000 300 70 250 4564 4060 4950 0 180 4000 668

4

6530 1305

0

6 Zhang

Jin

xiang

5 5 900 1630 2080 300 350 400 100 80 220 2764 4240 4050 0 200 6000 406

4

6500 1275

0

7 Zhao

Chuan

shen

2 2 700 1080 1230 0 0 0 200 20 300 1884 2070 3100 0 100 4000 278

4

3270 8630

8 Binzh

ou

No. 2

waste

Water

Treat

ment

Plant

Lixiaohai

Village

Li

Dong

ling

3 3 10000 1670 0 2000 1000 300 1200 900 500 6100 2800 9100 0 2000 13000 193

00

8370 2290

0

9

Li Yan

zhen

3 5 14000 1670 0 0 500 200 1000 900 1000 5700 3530 9800 0 1500 7000 207

00

6430 1800

0

36

Comparative table of the baseline and follow-up survey of a typical household economic situation No Location

Name Total income (yuan) Total expenditure（yuan）

Remarks Baselin survey in 2006

Follow-up survery in

2008


2010

Difference 2008:2006


Baselin survey in 2006


2008


2010



1 Shanhe Wang Kede 8000 30400 41500 +22400 +33500 12500 8060 10900 -4440 -1600 Resons for the increase or decrease of income：

1、The APs have spare

time to work in other industry 2Members of the affected

families changed

2 Wang

Shizhen 17200

50000 68700 +32800 +51500 9600

7550 13600 -2050 +4000

3 Wangshizhu 10600 37500 58200 +26900 +47600 7500 6900 14200 -600 +4600

4 Bian

Pengshan 17500

39500 41000 +22000 +23500 12000

8880 15300 -3120 +3300

5 Gaotang Zhao

Chuantao 14800

35000 45000 +20200 +30200 6684 6530 13050 -154 +6366

6 Zhang

Jinxiang 8450

39700 47500 +31250 +39050 4064 6500 12750 +2436 +8686

7 Zhao

Chuanshen 6240

12450 13000 +6210 +6760 2784 3270 8630 +486 +5846

8 Binzhou Li Dongling 19700 19800 37000 +100 +17300 9300 8370 22900 -930 +13600

9 Li Yanzhen 31000 38300 51000 +7300 +20000 6700 6430 18000 -270 +11300

10 Li Pinggui 10700 13600 51500 +2900 +40800 8900 7770 22000 -1130 +13100

Total 144190 316250 454400 172060 310210 80032 70260 151330 -9772 69198 Increasing rate +119% +215% -12.2% +86..5%

Remarks 1、CPI increase by 5.9% in 2008 2、CPI increase by 5.1% in 2010

37

Compared with 2006, the income increased by 119% and 215% in

2008 and 2010. The expenditure decreased by 12.2% in 2008 and

increased by 85.5% in 2010.

CPI increase by 5.9% and 5.1%in 2008 and in 2010.

A typical household Wang Kezhen of the land survey in 2007, the

basement before the 7.2 acres of land, of which the individual contracting

of collective land 1.6 acres, has been in the second half of 2007 to adjust

land to recover, so the land prior to the actual 5.6 acres of farmland, this

survey to be corrected. The population changed (Birth and death) in some

families.

The main reason for changing in income and expenditure has been

written in the former reports.

From the big side, the increase in income is mainly because of the

affected villagers have more the time to do business or labor with the

arable land reduced. With the increasing in the number of migrant

workers, the household monthly incomes rise, thereby household income

increase.

The villagers dependent on land as the main resource of life, way of

life and the concept of survival fundamental changes and no longer rely

on farming as the sole source of livelihood.

The number of land acquisition is not much and the affected

villagers would have little impact.

Expenditure is more than CPI. it mainly dues to building newly

houses, children, marriage or a patient at home, purchase a new home

appliance, furniture and other household items. For example, Shang River

Project Tong Daokou village the affected households Bian Pengshan’

were because a patient at home for two consecutive years with two

elderly people died. Wang Shizhu’ built newly house, Wang Shizhu’

added a new appliances, Thus resulting in increased expenditure.

38

At the same time, due to price rises, some families also increased

spending.

A typical household Wang Kede’ spending decrease due to

government fees and education costs were reduced. These parts of the

students become migrant workers, which become a factor of household

income increase.

5.5.3 Livelihood restoration In the development of "Resettlement Scheme", the subprojects

would put the livelihood restoration as a focus program In addition to the

relevant "re-adjustment of land", "cash compensation", "Education and

skills training", the subprojects referred to "During the project

construction period, the affected villagers can go to projects to participate

in the work of some non-skilled, at the same time, for the construction

team provide food, vegetables and other services, which can increase the

income of the affected farmers. "We have also made tracking and

monitoring. As follows:

1. Labor resettlement measures of Binzhou sub-project:

In the implementation process, the affected villagers were provided a

temporary workforce of approximately 90 jobs, mainly engaged in

unskilled work. After sewage plant completed, the affected people will be

recruited two long-term workers, engaged in waste water treatment plants

greening, cleaning and security work.

2. Labor resettlement measures of Gaotang sub-project:

To help affected families by the project to create a self-reliant and

self-development environment as far as possible to restore or improve the

living standards, county project office arranged for the affected people to

participate in technical and skills training, specifically including the

strengthening of training in agricultural technology, combined with

agricultural structural adjustment implementation of the project, invited

39

experts with experience farming and breeding industry training,

organizing the agricultural sector with the relevant professional and

technical personnel to the scene to guide the improvement of agricultural

technology, greenhouse vegetable cultivation techniques and poultry,

livestock breeding technologies.

In addition to the promised training in the implementation process,

sludge sinotrans will be contracted to the affected villages, thus

increasing the income of the affected villages.

3. Labor resettlement measures of Shanghe sub-project:

According to the project unit's internal monitoring reports, we know

that "Project Unit provided opportunities for villagers to participate in

project construction and the villagers got the direct benefits from the

project construction. Job opportunities the villagers afforing were goven

to affected villagers, so that the affected villagers got the direct benefits

of the project construction. Meanwhile, in the construction process, the

part of the transportation, food service, etc. also goven to the villagers, so

they raise the level of income. "

Learned through the investigation, Shang River Project Office

respectively in March 29, 2008 and May 9 at Xushang offices have

organized with 58 (first 26, second 32) to participate in skills training,

training content are transportation, construction and other

non-agricultural re-employment basic skills and technical training and

intensive vegetable production technology, agricultural processing and

technical training.

5.6 Assessment

The land requisition and resettlement of ADB loan projct has been

finished. The project owners made land requisition, seedling and

above-gound attachments compensation according to RAP. The living

standards of APs are not decreased due to land requisition. The project

40

owners keep eyes on living restoration during land requisition. Besides

normal compensation, they also hired temporary workers and other ways

to increase APs’ income.

41

6. Monitoring and evaluation on public

participation

6.1 Monitoring the situationg of public participation

According to the survey, during the process of the sub-project

implementation using of Asian Development Bank loans Shandong Haihe

River Basin pollution control, the attention to immigration (the affected

people) participation and consultation, on immigration and the affected

villagers a wide range of public mobilization. Embodied in the following

aspects:

The first aspect: the affected villagers

1 / Affected villagers investigated were basic understanding of the

contents of the project.

2 / Affected villagers investigated were basic understanding of the

project's relevant policies, regulations, compensation standards,

resettlement programs.

3 / Affected villagers investigated were basic understanding that

when they are doubt and dissatisfaction in the relevant policies,

regulations, compensation standards and so, it is necessary through the

village to the town and district government departments to concern

consult or complaint.

The second aspect: the implementation of various subprojects

1 / Convened the forum participated in by the affected villagers,

village cadres, vulnerable groups (women) representatives, focus on

intrucduct the progress of works and seek and carefully listen to their

views and suggestions.

2 / Organized a working group with the village committee in-depth

42

to the affected villages to talk the policies, regulations, compensation

standards, resettlement programs.

3 / During the process of resettlement and land acquisition of all

subprojects, the municipal / county leaders (Mayor / vice mayor,

Construction Committee Officer in charge of Deputy) were as the leader

of resettlement leading group, chaired the resettlement meeting to discuss

and consultation issues existing in construction and reply, explain and

resolve on the practical problems raised by the village cadres.

4 / Shanghe County sewage treatment project Office prepared and

produced contact cards in order to more widely listene to the project

resettlement aspects of feedback.

6.2 Assessment on Public Participation

Through visiting to a typical household, we found that all the

villagers surveyed have a basic understanding of this project scope,

compensation standards and relevant policies and regulations, etc., and

were satisfactory with the compensation standard, compensation program

and resettlement program.

Up to the end of Dec., 2010, there are not appearing affected

households/ persons dissatisfy or appeal for compensation standards,

compensation package.

This shows that sub-projects has done a great deal of fruitful work

on public participation, meet the requirements and the basic desire of

affected villagers, basically achieved its expected goals, which made

migration, resettlement, the approach of compensation implementation,

the implementation of scheme carring out normally.

43

List of Public Participation unit location date person Theme Content and problems Questions and answers

Gaoting County Sewage Treatment Plant

Gaotang sewage treatment plant on the third floor conference

room

2004．5

Farmers, village leaders, local government

officials

For a feasibility study, we did the project compared

and on-site survey

We convened With the local government and the relevant departments to introduce the

main technical standards, meaning

Gaotang sewage treatment plant on the third floor conference

room

2004．8

the affected farmers, county and

township government

officials

the socio-economic adjustmentduring resettlement plans

prepared

Support the project and assist in the investigation, the

village farmers support the project

Gaotang sewage treatment plant on the

second floor conference room

2005．3County officials,

the affected companies

Survey on the preparation of resettlement plans

The meaning, the advantages and disadvantages of different method of compensation / land

adjustment were discussed



2005．5

Project implementation

agencies / departments concerned

Information Disclosure and comments

Generally agreed resettlement plan and compensation

standards (draft)



2005．7 project officer

Resettlement planning and implementation and signing the Resettlement

report

signing the resettlement plans

Bingzhou County Sewage Treatment Plant

Development Project Office 2006.7

District Project Officer, Dudian

officers, Li Xiaohai Village, the

committee and village

representatives of

Views of the project site adjustion

Specific location and adjustment reasons of the

project adjusted

The project site is transferred from road east to road wes,

reduced the affected populations and benefit of land

utilization.

44

unit location date person Theme Content and problems Questions and answers Shaotou Hanqian

village

Development Project Office 2006.10

District Project Officer, Li Xiaohai

Village, the committee and

village representatives of Shaotou Hanqian

village

Compensation protocol negotiation

Compensation standard and compensation methods

Calculating according to national standards, the compensation method t decided by he village

committee

Li Xiaohai Village Committee 2006.11




village

Determine compensation method

Release time of compensation

After signing the agreement, payed in December 2006





village

Clean ground fixtures Clean-up manner and timing of the ground attachments

Accordance with the relevant provisions of the development zone, the compensation is in

place, there are village organizations to clean up

during the period 7.





impact on environment after sewage treatment

plant under construction

During the construction of sewage treatment plant, and

whether or had impact of noise and wastewater

emissions

During construction of sewage treatment plant, construction

projects related strictly abide the state regulations,

develop plans and take measures to strictly control the noise, dust and other domestic

45

unit location date person Theme Content and problems Questions and answers village wastewater

Shanghe County Sewage Treatment Plant

Tong Daokou village 2004.5 Village cadres, villagers, a total 20 Comparison program for

a feasibility study Describes the main technical

standards, meaning

When Program choicing, trying to occupy fewer

cultivated land and farmland

Zhang Laozhuang village 2005.3

Village cadres, villagers, a total

150

Survey on Readiness of resettlement plans

discussing the meaning, advantages and disadvantages of the different compensation

and land adjust ways

In the information manual, prepared a summary report on resettlement, social issues to

widely distribute

Zhang Laozhuang village 2007.1

Township, 12village

representatives

Amendment "Resettlement Plan"

held discussions with township, village

representatives about the situation of affected staff

Tong Daokou village 2007.5 10 villagers Discussion we must pay close attention to start the construction Tendering

Zouping Sewage Treatment Plant

Urban Management Board Meeting Room

2003.8.16 732 farm workers

The basic situation of project and the next steps

related personnel placement briefings

After land acquisition, the works on farm how to place?

After completed Zouping County Domestic Waste

Treatment Plant, the farm permanent staff is 25 people

and trained to enter the dump, the other five farmer will lease

their land exchange.

Daixi Villa 2004.12.15

Asian Development Bank officials, county leaders,

representatives of the masses

The first public participation in forum on

environmental impact

After the Project completion, the county town living

conditions how to improve?

After completed Zouping County Domestic Waste

Treatment Plant, this plant can consume garbage 400 tons and

guarantee Zouping County 15-year, while the project adopts the most advanced

sanitary landfill technology, so that minimize the pollution

risk.

Daixi Villa 2005.4.20 Asian Development

Bank officials, The second public

participation in forum on Project construction had any

effect onthe surroundind Zouping County Domestic

Waste Treatment Plant carried

46

unit location date person Theme Content and problems Questions and answers county leaders,

representatives of the masses

environmental impact residents? out in strict according with state regulations and avoid all

kinds of impact to the surrounding residents.

Project site 2006.8 732 staff

representatives and villagers

The basic situation of project

Working in the garbage disposal plant, if there are any

harmful pollution?

In waste disposal plant the employees were strictly

according with the provisions of labor induction and all

kinds of protective measures was in place according with

regulations.

Linqing Sewage Treatment Plant

Municipal Meeting Room 2004.5

City functional departments and representatives of Guan Xin village

Relocation and resettlement

compensation and land acquisition

Strongly supports the construction of new landfills, the request for compensation

in place in time.

Ensure compensation in place and timely

Shicheng district 2004.7.16

Municipal functions departments and the

brick factory workers

Carried out a questionnaire on the

residents

Unanimously supported the construction of garbage dumps, in line with the principle of what one is

willing to pay for municipal solid waste fees

As soon as possible to improve sanitation standards

Project site 2004.11.10

Municipal functions departments and the

brick factory workers

Announcement compensation standard

Agreed compensation standard to get funding as

soon as possible

No comment immediately implementation

Gaotang Quanlin Hotel

2004.12.16

City functional departments and

project in-sitesrepresentativ

es

Ideas and suggestions on theproject Strong support, no comments

Zouping daixi Hotel 2005.4.20


project

Public participation in the forum Strong support, no comments

47

unit location date person Theme Content and problems Questions and answers in-sitesrepresentativ

es

municipal government 2005.1


project in-sitesrepresentativ

es

The establishment of City Project Office

Set up an office telephone, the complainant Tel:

06,352,511,626

Linyi

Sewage Treatment Plant

Linyi project office 2007.10.18

project officers, project affected persons and the

surrounding masses, a total of

17

Learn more about the public attitude towards

the project

The villagers had mainly in the surrounding villages after the completion of the project

some concerns about environmental issues, feared that contamination will affect

the normal life and production.

Project Office made clear attitude, after the project

completed, it will operate in strict accordance with waste

disposal process to meticulous disinfection, kill flies, dust,

and other work to ensure less interfere around people.

48

unit location date person Theme Content and problems Questions and answers

Linqing Sewage Treatment Plant

Linqing 2006.8

leaders of Linqing Municipal People's Government, Linyi City Development Planning Bureau,

Linqing Municipal Environmental

Protection Bureau, Linqing Municipal

Authority, the design units and 40

representatives from various

participants, a total of 65.

Understand the affected villagers’ ideas and

requirements, collection advice and

recommendations.

1, The construction started as soon as possible and put into

operation to benefit local people.

2, we must carefully select the sewage pipe network

construction units and supervision units, and

strengthen on-site management. The project

must take seriously measures to abate various pollutions. 3, we must carefully select

the pipe material, thoroughly to prevent counterfeiting

4, before construction, the project informed the shops

in advance 5, it is recommended

sub-construction, try to shorten the construction time.

6, After completed pipe laying, the road must be

recoveried as soon as possible

Before the pipe network construction, notice the

detailed implementation plan, including project overview,

construction plans, construction units, supervision units. Reducing the impact on affected shops by engineering and environmental protection

measures, complaints and suggestions were bulit. During construction, the construction is strictly according with the

construction program and strengthen on-site

managementand minimize the impact on shop.

49

7. Monitoring and evaluation on IOM

operation and efficiency

According to the survey, in accordance with ADB's relevant

requirements and "Resettlement Action Plan" arrangement, under the

guidance and supervision of PMO in Shandong Province, all of seven

subprojects set up the resettlement agency, which was component by the

relevant government departments , Planning Bureau, Construction Bureau,

Land Bureau, Finance Bureau, the Home and Social Security Bureau, the

project office, the project is located office / township government and the

administrative villages affected by the project. Land requisition was

implied by the Land and Resources Branch of the specific and the

implementation and resettlement team monitored.

Seeing from the resettlement agencies, we knew that the setting is

reasonable and responsibilities are clear.

Seeing from the staffing of placement agency, we knew that the

personnel’s engaged in the work culture was high-quality, in addition to

the village committee members, most of the staff have a college degree or

above and have some work experience, who can be able to meet the the

actual job requirements.

Since the resettlement organizations to be set up, everything is

running normally, higher efficiency, in the land acquisition, compensation,

resettlement, personnel training, public participation, financial

management, etc. played an important role.

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8. Conclusions and Recommendations

8.1 Conclusions

(1) Each project is clearly responsibilities, operate better-performing,

can seriously fulfill their respective responsibilities and tasks.

(2) Permanent land requisition imply the relevant policies

of"Resettlement Action Plan", the procedures of land requisition

compensation were legal, norms, methods correctly; embodiment of

justice, fairness and openness; compensation funds in place was in time,

to meet the capital requirements of land acquisition and resettlement.

(3) As of January 2010, the permanent land requisition of all

sub-projects has been fully completed, compensation has been paid;

affected villagers in general satisfied, psychological relatively stable,

family life has not been affected by land acquisition. Subproject units

have submitted"Resettlement Completion Report." to the Asian

Development Bank in September 2009.

(4) The completion of sub-project temporary covers an area

compensation and rehabilitation was although not the same, but through

on-site survey, the temporary use of land pipeline network in sub-projects

was compensaed and recoveried in accordance with the relevant design in

"Resettlement Plan".

(5) Affected villagers knew the channel of appeal when their rights

have been violated, a channel for complaints and appeals were smooth,

and project units set up a complaints hotline and released the numbers,

designated personnel to answer the call of the relevant.

(6) The end of this reporting period, all sub-projects have not

occurred complaints because of land acquisition relocation and

compensation.

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8.2 Assessment

During implementation, the resettlement organ actively carried out

public participation, consulting compensation standard, coordinating

works and monitoring the payment of compensation fees. All the

sub-project units finished their resettlement work, which apply with the

requirements of ADB.

Documents

SMR: PRC: Shandong Hai River Basin Pollution Control Project · Village of Dudian Community and Shaotouhanqian Village of Shangji Town, Bincheng District, 65.6 mu in total. It involves