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Research Article Stability of the Evolutionary Game System and Control Strategies of Behavior Instability in Coal Mine Safety Management Xinhua Wang , 1 Rongwu Lu , 2 Hao Yu , 1 and Dan Li 1 College of Economics and Management, Shandong University of Science and Technology, Qingdao , China College of Mathematics and Systems Science, Shandong University of Science and Technology, Qingdao , China Correspondence should be addressed to Rongwu Lu; [email protected] Received 26 September 2018; Revised 29 December 2018; Accepted 16 January 2019; Published 3 February 2019 Guest Editor: Baltazar Aguirre-Hernandez Copyright © 2019 Xinhua Wang et al. is is an open access article distributed under the Creative Commons Attribution License, which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited. In this paper, we try to find the right control method for the game behavior instability in coal mine safety management. rough the analysis and comparison of the system stability with inflexible and flexible costs and penalties, it can be concluded that the dynamical game system with flexible costs (incentive rewards) and flexible penalty mechanism can significantly reduce the dynamics of unsafe behaviors in coal mine safety supervision. A combined mechanism of incentive rewards and flexible penalty is put forward to improve the stability of the dynamical system and control the instability of behaviors effectively. e results of model simulation show that the combined mechanism has very good property and can optimize and control the instability of behaviors and strategies of the interested parties. Based on the theoretical conclusions, some control strategies and policy advice are proposed for the improvement of the system and measures of safety management for government departments. 1. Introduction e frequent occurrence of coal mine safety accidents always makes the safety production situation in China become the focus of attention at home and abroad. Management chaos, illegal operations, poor policy implementation, and regu- latory dislocation have long become the prominent factors affecting the safety of coal mine production. e traditional safety management is mainly based on experience-oriented administrative regulations and legislations. However, due to the differences of region, staff and technical level, and so on, coal mine safety management has great complexity. e effectiveness of some rules and regulations is temporary and limited in the implementation process. In order to ensure that the safety legislation is closely integrated with management practice, many scholars have deeply analyzed the influence factors of coal mine safety supervision and studied the relationship between the occur- rences of unsafe behaviors and the interest distribution of coal mine safety [1–6]. rough the previous studies on the game of safety supervision, it is found that the dynamical system of safety management game model hardly has the stability and self- control generally, and the game behaviors of the players always have repeated volatility [7, 8]. e volatility of the behaviors may sometimes provide wrong information and cause unrealistic or even error related decisions and measures of coal mine safety management, which will seriously affect the efficiency of safety management. In the previous studies of evolutionary game model in coal mine safety management, we have obtained the following replicator dynamics [9, 10]: ̇ 1 = 1 (1 − 1 ) [( 2 + (1 − 2 ) 3 ) 1 1 ]; ̇ 2 = 2 (1 − 2 ) [(1 − 1 ) ( 1 + 3 2 )− 2 ]; ̇ 3 = 3 (1 − 3 ) [(1 − 1 ) (1 − 2 ) ( 1 + 2 )− 3 ] (1) where ( = 1, 2, 3) is the safety cost (input) of coal miners (denoted as player I), safety inspection groups inside the coal Hindawi Complexity Volume 2019, Article ID 6987427, 14 pages https://doi.org/10.1155/2019/6987427

Stability of the Evolutionary Game System and Control ... · Coal mine safety management involves var- ... dynamic system on the initial value, we choose several dierent initial values

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  • Research ArticleStability of the Evolutionary Game System andControl Strategies of Behavior Instability in CoalMine Safety Management

    Xinhua Wang ,1 Rongwu Lu ,2 Hao Yu ,1 and Dan Li 1

    1College of Economics and Management, Shandong University of Science and Technology, Qingdao 266590, China2College of Mathematics and Systems Science, Shandong University of Science and Technology, Qingdao 266590, China

    Correspondence should be addressed to Rongwu Lu; [email protected]

    Received 26 September 2018; Revised 29 December 2018; Accepted 16 January 2019; Published 3 February 2019

    Guest Editor: Baltazar Aguirre-Hernandez

    Copyright © 2019 Xinhua Wang et al. This is an open access article distributed under the Creative Commons Attribution License,which permits unrestricted use, distribution, and reproduction in any medium, provided the original work is properly cited.

    In this paper, we try to find the right controlmethod for the game behavior instability in coalmine safety management.Through theanalysis and comparison of the system stabilitywith inflexible andflexible costs and penalties, it can be concluded that the dynamicalgame systemwith flexible costs (incentive rewards) and flexible penalty mechanism can significantly reduce the dynamics of unsafebehaviors in coal mine safety supervision. A combined mechanism of incentive rewards and flexible penalty is put forward toimprove the stability of the dynamical system and control the instability of behaviors effectively. The results of model simulationshow that the combinedmechanism has very good property and can optimize and control the instability of behaviors and strategiesof the interested parties. Based on the theoretical conclusions, some control strategies and policy advice are proposed for theimprovement of the system and measures of safety management for government departments.

    1. Introduction

    The frequent occurrence of coal mine safety accidents alwaysmakes the safety production situation in China become thefocus of attention at home and abroad. Management chaos,illegal operations, poor policy implementation, and regu-latory dislocation have long become the prominent factorsaffecting the safety of coal mine production. The traditionalsafety management is mainly based on experience-orientedadministrative regulations and legislations. However, due tothe differences of region, staff and technical level, and soon, coal mine safety management has great complexity. Theeffectiveness of some rules and regulations is temporary andlimited in the implementation process.

    In order to ensure that the safety legislation is closelyintegrated with management practice, many scholars havedeeply analyzed the influence factors of coal mine safetysupervision and studied the relationship between the occur-rences of unsafe behaviors and the interest distribution of coalmine safety [1–6].

    Through the previous studies on the game of safetysupervision, it is found that the dynamical system of safetymanagement game model hardly has the stability and self-control generally, and the game behaviors of the playersalways have repeated volatility [7, 8]. The volatility of thebehaviors may sometimes provide wrong information andcause unrealistic or even error related decisions andmeasuresof coal mine safety management, which will seriously affectthe efficiency of safety management.

    In the previous studies of evolutionary game model incoalmine safetymanagement, we have obtained the followingreplicator dynamics [9, 10]:̇𝑥1 = 𝑥1 (1 − 𝑥1) [(𝑥2 + (1 − 𝑥2) 𝑥3) 𝑓1 − 𝑐1] ;̇𝑥2 = 𝑥2 (1 − 𝑥2) [(1 − 𝑥1) (𝑓1 + 𝑥3𝑓2) − 𝑐2] ;̇𝑥3 = 𝑥3 (1 − 𝑥3) [(1 − 𝑥1) (1 − 𝑥2) (𝑓1 + 𝑓2) − 𝑐3] (1)where 𝑐𝑖(𝑖 = 1, 2, 3) is the safety cost (input) of coal miners(denoted as player I), safety inspection groups inside the coal

    HindawiComplexityVolume 2019, Article ID 6987427, 14 pageshttps://doi.org/10.1155/2019/6987427

    http://orcid.org/0000-0003-3395-5615http://orcid.org/0000-0002-2281-7076http://orcid.org/0000-0002-8553-4997http://orcid.org/0000-0001-8410-4867https://creativecommons.org/licenses/by/4.0/https://doi.org/10.1155/2019/6987427

  • 2 Complexity

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    Figure 1: Phase graph of dynamical system (1) and time series diagram of players’ strategy selection probabilities. Values ofmodel parameters:(𝑐1, 𝑐2, 𝑐3, 𝑓1, 𝑓2) = (0.5, 0.2, 0.3, 1, 1.2).mine (player II), and safety regulatory departments of localgovernment (player III). 𝑓𝑖(𝑖 = 1, 2) is the penalty index(fine) when player I or player II has made mistakes (unsafebehaviors) and is checked out, respectively.

    According to the actual situation of China’s coal mineproduction and coal mine safety regulation, we assumethat the parameters described above satisfy the followingconditions:

    (i) 𝑐2 ≤ 𝑐3 ≤ 𝑐1 ≤ 1;(ii) 𝑓𝑖 ≥ 1, 𝑖 = 1, 2.Phase diagram analysis and time series diagram are

    commonly used methods to study the stability of nonlineardynamical systems. Phase diagram analysis method has thecharacteristic of vivid intuition, which represents all possiblestates of the dynamic system. Phase diagram analysis greatlypromotes the wide application of differential dynamicalsystem in many disciplines [11–15]. Time series graph depictsthe process of function changing with time variable 𝑡, whichcan simply and clearly describe the evolution process, chaos,and synchronization of differential dynamical systems [16–19]. In addition to the eigenvalue method, a large part ofmodel analysis in this study uses these two methods.

    The gamemodel contains toomany variables and param-eters, it is difficult to obtain the model’s analytical solution[10]. In this paper, we mainly use numerical simulationmethod to analyze the evolutionary process. So, it is veryimportant to properly set the initial values of parametersand variables. Coal mine safety management involves var-ious types of coal production enterprises with differenttechnological development levels in different regions, andthe coal production process and safety management statusof these enterprises themselves have great differences. Thecorresponding parameters and initial values of variables will

    not be the same and changeless. Supposing that the relevantmethod is applied in a specific coal production enterprise or aspecific mining area, the model parameters and initial valuesof variables should be deduced and estimated accordingto the actual situation of coal production. In this way, themodel analysis will be more pertinent and the correspondingconclusions will be more accurate. In this paper, we merelyset the values of model parameters and the initial value of thevariables theoretically reasonably but do not make detailedand specific statistical reasoning.

    In order to reflect the dependence of the stability ofdynamic system on the initial value, we choose severaldifferent initial values of variables (each player’s strategyselection probabilities of 𝑥1, 𝑥2, and 𝑥3) in the system.For example, we set the value of (𝑥1(0), 𝑥2(0), 𝑥3(0)) to𝑃0(0.5, 0.3, 0.2), 𝑃1(0.7, 0.5, 0.3), 𝑃2(0.3, 0.5, 0.7), 𝑃3(0.5, 0.7),and 𝑃3(0.5, 0.7, 0.9), respectively, in Figure 1(a).

    Through the stability analysis of the dynamical system (1)(see Figure 1, where Figure 1(a) is phase graph of dynamicalsystem and Figure 1(b) demonstrates the time series of play-ers’ strategy selection probabilities), we can find that thereare repeated fluctuations in the game process of multipartysafety management. It agrees with the actual situation ofsafety management to a certain extent. If the coal miners donot adopt a safety production strategy (or the proportion ofunsafe strategies in the production worker group is larger)at the beginning, the regulators will increase the level ofsafety supervision. With the increase of supervision intensity,coal miners will take safe production behaviors (or increasethe proportion of safety behavior choice) or even completelydo not choose unsafe behavior. Then coal production safetyconditions will improve, and then regulators will reducesupervision, and then the unsafe behaviors will bemore likelyto happen. Over time, coal mine safety will always be in theprocess of cyclical fluctuations. This phenomenon appears

  • Complexity 3

    not only in coal mine safety management but also in otherprocesses of production safety management [20–23].

    The game model of safety regulation does not haveglobal stability under general conditions [10]. Most of theexisting studies proposed the system and measures for safetymanagement from the points of view of the policy makers,according to the specific situation (such as types of accidentsor illegal behaviors) [24–28]. In this way, even if the relevantpolicies and measures have played a certain role in a shortperiod, in a short period, the long-term effectiveness can notbe guaranteed because of the lack of control (inhibition oravoidance) of behavior volatility of the interested groups.Therepeated fluctuations and volatility (instability) often providethe decision-makers with wrong information, which will leadto unrealistic or even error decisions and measures of coalmine safety management, and seriously affect the efficiencyof coal mine safety management.

    In order to definitely improve the efficiency of safetyman-agement, some control methods are needed for restrainingthe instability of players’s dynamical behavior and strate-gies in the process of coal mine safety supervision. So, inthis paper, we proceed from the relationship between themodel parameters (or variables) and explore the functionarymechanism of those model parameters (or variables) onthe stability of game behaviors. As the design mechanismof model parameters and variables (i.e., the formulationof incentive and penalty measures in the process of safetysupervision) is found out, then we could put forward thecontrol methods and control strategies for the behaviorinstability. First, the stability of the dynamical system of thegame model is studied in the cases of the generally inflexiblecost subsidies and penalties index. Second, the stability ofthe dynamical system is considered under the flexible costfunctions and flexible penalty functions. We believe that therelevant dynamic control methods and strategies will providea theoretical basis for the regulation and control of coal minesafety management system and measures.

    The rest of this paper is organized as follows. In Section 2,we analyze and compare the system stability of evolutionarygame models in four cases: inflexible cost subsidies, flexiblecosts (incentive rewards), inflexible penalties, and flexiblepenalties. In Section 3, we carry out further theoreticalanalysis under the combinedmechanismof incentive rewardsand flexible penalties. Then, in Section 4, we put forwardsome control strategies to suppress the behavior instability insafety management system. Our paper is finally concluded inSection 5.

    2. Analysis on Stability of the DynamicalGame System

    2.1. Stability of the Dynamical Game System with InflexibleCost Subsidies. The inflexible cost subsidy mentioned in thisarticle refers to those policy oriented fixed subsidies for theworkers which are undifferentiated and averagely shared,such as the underground allowances and the post allowances,etc. The increase of inflexible subsidies is equivalent to whenthe reduction of the safety production costs of coal miners,

    or the safety inspection cost of safety inspection team, or thesafety supervision cost of the government department (𝑐𝑖, 𝑖 =1, 2, 3) becomes smaller. Therefore, based on the generalsituation as shown in Figure 1, we decrease the values of𝑐1, 𝑐2, and 𝑐3, respectively, or synchronously to comparativelyanalyze the stability of dynamical system of the game model.

    Here, Figures 2(a), 2(b), and 2(c) are time series graphs ofstrategy selection probabilities (𝑥1, 𝑥2, 𝑥3) when 𝑐1 decreasesgradually. Similarly, we get Figures 2(d), 2(e), and 2(f) when𝑐2 decreases gradually and Figures 2(g), 2(g), and 2(i) when𝑐3 decreases gradually. Figures 3(a), 3(b), and 3(c) show thetime series of strategy selection probabilities when 𝑐1, 𝑐2, and𝑐3 decreases synchronously.

    As can be seen from Figures 2 and 3, the volatilityof the game system has been reduced when the value of𝑐1, 𝑐2, or 𝑐3 becomes smaller. However, the stability of thegame system has not changed substantially. Under normalcircumstances (see Figures 2(a), 2(d), and 2(g)), 𝑥1 still hasno asymptotic stability (controllability). Only under someextreme conditions such as 𝑐1 = 0, 𝑐2 < 0, or 𝑐3 < 0which are difficult to reach in practice, will 𝑥1 (probability ofcoal miners selecting safe production behaviors) quickly andsteadily approach 1 (see Figures 2(c), 2(f), 2(i), and 3(c)).

    So, on the premise of guaranteeing the economic benefitsof coal enterprises, it is necessary to suitably raise the policysubsidies and the welfare level of the employees, which willrelevantly reduce the safety input cost of the interested groupsand promote them to increase investment in production.Then the production safety of coal enterprises and safetymanagement work can be run at a higher level.

    2.2. Stability of the Dynamical Game System with Flexible Cost(Incentive Rewards). In Section 2.1, we found that generalcost reductions do not completely bring down the volatilityof the dynamical system of game models. Salary is the sumof various forms of remuneration or return obtained by theemployees of the enterprise for providing labor or labor totheir work units, including job salary, performance salary,bonus (month award, quarterly award, annual award, etc.),allowance, labor bonus, welfare, and so on. Salary manage-ment is the key to reflect the vital interests and social valuesof employees, and also it is the internal power of enterpriseoperation [29, 30], so that the incentive salary system mustadhere to the principle of pay according to performance.The implementation of performance compensation should bebased on a scientific performance evaluation system. Oth-erwise, the fairness of performance compensation will notreach the purpose of motivating employees. In recent years,various enterprises (including various types of enterprises inthe coal industry) paymore andmore thewages of employees,quarterly awards, year-end awards, and other variable incometo the total income of workers.The discretionary variable part(performance salary, bonus, etc.) plays a very important rolein stimulating theworking enthusiasm in coal enterprises andimproving safety efficiency.

    Therefore, performance salary and bonus and some otherincentive rewards should be taken into account of the players’costs of safety production. Those who perform better will getmore rewards, and their safety cost inputs will be reduced

  • 4 Complexity

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    Figure 2: Time series graph of players’ strategy selection probabilities when 𝑐1, 𝑐2, 𝑐3 have smaller values separately. Initial values of variables:(𝑥1, 𝑥2, 𝑥3)|𝑡=0 = 𝑃1(0.7, 0.5, 0.3).accordingly. So we construct some flexible cost functions,such as 𝑐𝑖(𝑥𝑖) = 𝑐𝑖(1−𝑥𝑖), 𝑐𝑖(𝑥𝑖) = 𝑐𝑖(1−𝑥2𝑖 ), 𝑐𝑖(𝑥𝑖) = 𝑐𝑖(1−√𝑥𝑖),to analyze the stability of dynamical system with incentiverewards.

    If 𝑐𝑖(𝑥𝑖) = 𝑐𝑖(1−𝑥𝑖), 𝑖 = 1, 2, 3, are taken, income functionsof the three players in the game model are

    𝜋1 = −𝑥1 (1 − 𝑥1) 𝑐1 − (1 − 𝑥1) (𝑥2 + 𝑥3 − 𝑥2𝑥3) 𝑓1;𝜋2 = −𝑥2 (1 − 𝑥2) 𝑐2+ (1 − 𝑥1) [𝑥2𝑓1 − (1 − 𝑥2) 𝑥3𝑓2] ;

    𝜋3 = −𝑥3 (1 − 𝑥3) 𝑐3 + (1 − 𝑥1) (1 − 𝑥2) 𝑥3 (𝑓1 + 𝑓2) .(2)

    The replicator dynamics corresponding to the gamemodel are as follows:

    ̇𝑥1 = 𝑥1 (1 − 𝑥1) [𝑥1𝑐1 + (𝑥2 + (1 − 𝑥2) 𝑥3) 𝑓1] ;̇𝑥2 = 𝑥2 (1 − 𝑥2) [𝑥2𝑐2 + (1 − 𝑥1) (𝑓1 + 𝑥3𝑓2)] ;̇𝑥3 = 𝑥3 (1 − 𝑥3) [𝑥3𝑐3 + (1 − 𝑥1) (1 − 𝑥2) (𝑓1 + 𝑓2)] .(3)

  • Complexity 5

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    Figure 3: Time series graph of players’ strategy selection probability when 𝑐1, 𝑐2, 𝑐3 become smaller simultaneously. (𝑥1, 𝑥2, 𝑥3)|𝑡=0 =𝑃1(0.7, 0.5, 0.3).The Jacobian matrix of the dynamical system (3) is

    𝐽 = 𝜕 ( ̇𝑥1, ̇𝑥2, ̇𝑥3)𝜕 (𝑥1, 𝑥2, 𝑥3) = (𝑙1 𝑥1 (1 − 𝑥1) (1 − 𝑥3) 𝑓1 𝑥1 (1 − 𝑥1) (1 − 𝑥2) 𝑓1𝑥2 (1 − 𝑥2) (𝑓1 + 𝑓2𝑥3) 𝑙2 𝑥2 (1 − 𝑥1) (1 − 𝑥2) 𝑓2−𝑥3 (1 − 𝑥3) (1 − 𝑥2) (𝑓1 + 𝑓2) −𝑥3 (1 − 𝑥3) (1 − 𝑥1) (𝑓1 + 𝑓2) 𝑙3 ) (4)

    where𝑙1 = (1 − 2𝑥1) (𝑥2 + 𝑥3 − 𝑥2𝑥3) 𝑓1 + (2𝑥1 − 3𝑥21) 𝑐1;𝑙2 = (1 − 2𝑥2) (1 − 𝑥1) (𝑓1 + 𝑥3𝑓2) + (2𝑥2 − 3𝑥22) 𝑐2;𝑙3 = (1 − 2𝑥3) (1 − 𝑥1) (1 − 𝑥2) (𝑓1 + 𝑓2)+ (2𝑥3 − 3𝑥23) 𝑐3.(5)

    Let ̇𝑥1 = ̇𝑥2 = ̇𝑥3 = 0, and we get eight pure strategyequilibrium points of system (3), 𝑋𝑖(𝑖 = 0, 1, . . . , 8):(0, 0, 0) , (1, 0, 0) , (0, 1, 0) , (0, 0, 1) , (1, 1, 0) , (1, 0, 1) ,(0, 1, 1) , (1, 1, 1) . (6)According to Formula (4), all of the Jacobian matrices at theequilibriumpoints are diagonalmatrices (see Table 1). And allof the eigenvalues are not larger than zero at the four pointswith 𝑥1 = 1 (i.e., coal miners will choose safety productionbehaviors), and the first eigenvalues of them are negative.

    According to the eigenvalue judgment method of evolu-tionary game strategy (ESS) [31, 32], the ESS of coal minersis 𝑥1 = 1, which means they will surely choose the safetyproduction strategy in the case of this function form offlexible costs.

    As can be shown in Figures 4 and 5, dynamical system(3) goes into evolutionary stable state despite different initialvalues. Especially for some reasonable initial state values, theevolutionary process of the game system is very anticipatedand preferable (see Figures 4(a) and 4(b)).

    Therefore, if the incentive salary system is establishedin coal enterprise, the proportion of unsafe behaviors willgreatly be reduced and coal mine safety will be maintainedin a stable and controllable state. An incentive salary systemmeans that the salary should be linked to the performanceof coal workers with the efficiency of safety production andthe frequency of unsafe behavior, and the variable part of coalenterpriseworkers’ performancewages, bonuses, welfare, andso on should be increased in their personal incomes.

    2.3. Stability of the Dynamical Game System with InflexiblePenalties. As can be seen in Figure 6, the volatility of thedynamical system would be reduced when value of 𝑓1 or 𝑓2increases. In contrast to Figures 6(a), 6(b), and 6(c), we findthat 𝑥1 approaches 1 and 𝑥2 increases with smaller amplitudeswhen 𝑓1 becomes larger. That is, the increase in the intensityof player I’s penalty can make coal workers increase thewillingness to choose the behaviors of safe production, andthe enterprise safety inspection department is also willing toincrease the intensity of safety inspection.

    By contrasting Figure 6(d) with Figure 6(e), we alsofind that 𝑥1 approaches 1 with smaller amplitudes when 𝑓2becomes larger. However, the volatilities of 𝑥2 and 𝑥3 haveno significant reduction when 𝑓1 or 𝑓2 becomes larger (evenwhen𝑓1 and𝑓2 become large synchronously; see Figure 6(f)),while the values of 𝑥2 and 𝑥3 have the trends of increasing.In addition, the increase in the intensity of player II’s penaltymay increase the workload and tension in safety regulation.

    So the conclusion is that although the behavior instabilitywill decrease with the increase of the values of 𝑓1 and

  • 6 Complexity

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    1=C(RC)==C(1-RC), i=1,2,3; initial value=01(0.7,0.5,0.3)

    (a)

    0 50 100 150 200 250 300R1R2R3

    00.10.20.30.40.50.60.70.80.9

    1=C(RC)==C(1-RC), i=1,2,3; initial value=00 (0.5,0.3,0.2)

    (b)

    0 50 100 150 200 250 300R1R2R3

    −0.2

    0

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    1.2=C(RC)==C(1-RC), i=1,2,3; initial value=02(0.3,0.5,0.7)

    (c)

    0 50 100 150 200 250 300R1R2R3

    −0.2

    0

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    1

    1.2=C(RC)==C(1-RC), i=1,2,3; initial value=03(0.5,0.7,0.9)

    (d)

    Figure 4: Time series graph of players’ strategy selection probability when costs become flexible. 𝑐𝑖(𝑥𝑖) = 𝑐𝑖(1 − 𝑥𝑖), 𝑖 = 1, 2, 3.

    01

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    0.5 0.6

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    0.40.20 0

    01

    00

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    x1x2

    x3

    Flexible costs: =C(RC)==C(1-RC), i=1,2,3.

    00(0.5, 0.3, 0.2)01(0.7, 0.5, 0.3)02(0.3,0.5,0.7)03(0.5,0.7,0.9)

    Figure 5: Phase diagram of the tripartite game system with incentive rewards.

  • Complexity 7

    Table 1: Jacobian Matrix of Equilibrium Points with Dynamical costs.

    Equilibrium points (0,0,0) (0,1,0) (0,0,1) (0,1,1)J diag(0, 𝑓1, 𝑓1 + 𝑓2) diag(𝑓1, −𝑐2 − 𝑓1, 0) diag(𝑓1, 𝑓1 + 𝑓2, −𝑐3 − 𝑓1 − 𝑓2) diag(𝑓1, −𝑐2 − 𝑓1 − 𝑓2, −𝑐3)Equilibrium points (1,0,0) (1,1,0) (1,0,1) (1,1,1)J diag(−𝑐1, 0, 0) diag(−𝑐1, −𝑐2, 0) diag(−𝑐1, 0, −𝑐3) diag(−𝑐1 − 𝑓1, −𝑐2, −𝑐3)

    00.10.20.30.40.50.60.70.80.9

    1

    50 100 150 200 250 3000R1R2R3

    @1=2; @2=1.2

    (a) 𝑓1 = 2, 𝑓2 = 1.2

    00.10.20.30.40.50.60.70.80.9

    1

    50 100 150 200 250 3000R1R2R3

    @1=4; @2=1.2

    (b) 𝑓1 = 4, 𝑓2 = 1.2

    00.10.20.30.40.50.60.70.80.9

    1

    50 100 150 200 250 3000R1R2R3

    @1=8; @2=1.2

    (c) 𝑓1 = 8, 𝑓2 = 1.2

    00.10.20.30.40.50.60.70.80.9

    1

    50 100 150 200 250 3000R1R2R3

    @1=1; @2=4

    (d) 𝑓1 = 1, 𝑓2 = 4

    00.10.20.30.40.50.60.70.80.9

    1

    50 100 150 200 250 3000R1R2R3

    @1=1; @2=8

    (e) 𝑓1 = 1, 𝑓2 = 8

    00.10.20.30.40.50.60.70.80.9

    1

    50 100 150 200 250 3000R1R2R3

    @1=8; @2=8

    (f) Both 𝑓1 and 𝑓2 are large

    Figure 6: Time series graph of players’ strategy selection probability when𝑓1 or𝑓2 has larger values. Initial value of variables (𝑥1, 𝑥2, 𝑥3)|𝑡=0 =𝑃1(0.7, 0.5, 0.3).𝑓2, there is no essential change of the volatility of thedynamical system. That is, the ordinary increase of penaltyindex can not completely eliminate the behavior instabilityof game models. So, on the one hand, it is necessary tomake proper punishment for unsafe behaviors strictly inthe coal mine safety management. On the other hand, too,excessively severe penaltymeasuresmay lead to the instabilityof the working state of the supervised objects, which maybring negative effects on the efficiency of coal mine safetysupervision.

    2.4. Stability of the Dynamical Game System with FlexiblePenalties. According to the conclusion of Section 2.3, the sta-bility of players’ selections has not been completely controlledas the values of 𝑓1, 𝑓2 become larger simply. Therefore, weconsider some flexible penalty functions 𝑓𝑖(𝑥𝑖) to substitute

    for general penalty index 𝑓𝑖 and analyze the influence offlexible penalty mechanism on system stability.

    The design of the flexible penalty function in this part isbased on the following considerations: for the players who donot often make mistakes, the penalty for accidental mistakesis relatively light; for the players who often make mistakes(repeatedly taught not to change), the more frequent themistakes are, the larger the corresponding penalty will be.Therefore, the flexible penalty functions 𝑓𝑖(𝑥𝑖)mainly discussthree functional forms to analyze and be compared with eachother: 𝑀𝑖(1 − 𝑥𝑖),𝑀𝑖(𝑥−1𝑖 − 1),𝑀𝑖(𝑥−2𝑖 − 1), 𝑖 = 1, 2. Setthe values of function parameters 𝑀1 = 1 and 𝑀2 = 1.2(separately equivalent to the preceding parameter values of𝑓1 and 𝑓2), and numerical simulation results indicate thatflexible penalty mechanism can significantly improve thestability of dynamical systems of evolutionary game models

  • 8 Complexity

    00

    0.20.4

    10.60.8

    0.60.80.4

    0.21 0

    0.5

    1Flexible penalties: @C(RC)=@C(1/RC-1), i=1,2.

    00 01

    02 03

    00(0.5, 0.3, 0.2)01(0.7, 0.5, 0.3)02(0.3,0.5,0.7)03(0.5,0.7,0.9)

    x1x2

    x3

    (a) 𝑓𝑖(𝑥𝑖) = 𝑓𝑖(𝑥−1𝑖 − 1), 𝑖 = 1, 2

    0 10

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    0.80.2

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    00

    01

    02

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    Flexible penalties: @C(RC)=@C(1/R2

    C-1), i=1,2.

    00(0.5, 0.3, 0.2)01(0.7, 0.5, 0.3)02(0.3,0.5,0.7)03(0.5,0.7,0.9)

    (b) 𝑓𝑖(𝑥𝑖) = 𝑓𝑖(𝑥−2𝑖 − 1), 𝑖 = 1, 2

    Figure 7: Phase diagram of dynamical system of tripartite game with flexible penalty strategy.

    (see Figures 7, 8, and 9). In particular the latter two types offlexible penalty function can effectively control the evolution-ary stability of game model, which can make the probabilityof players’ strategy selection 𝑥1, 𝑥2, and 𝑥3 stabilize quickly.In addition, the latter two types can theoretically avoid theunwanted situations like any equilibrium point 𝑥𝑖 equals zero(where 𝑥𝑖 appears on the denominator).

    The comparison between Figures 7(a) and 7(b) demon-strates that the last function form 𝑀𝑖(𝑥−2𝑖 − 1) is even betterone because 𝑥1 can quickly and steadily tends to 1. Supposethat 𝑓𝑖(𝑥𝑖) = 𝑓𝑖(𝑥−2𝑖 − 1), 𝑖 = 1, 2, and then we get the incomefunction of the three players in the game model as follows:𝜋1 = −𝑥1𝑐1 − (1 − 𝑥1) (𝑥2 + 𝑥3 − 𝑥2𝑥3) 𝑓1 (𝑥−21 − 1) ;𝜋2 = −𝑥2𝑐2 + (1 − 𝑥1)⋅ [𝑥2𝑓1 (𝑥−21 − 1) − (1 − 𝑥2) 𝑥3𝑓2 (𝑥−22 − 1)] ;𝜋3 = −𝑥3𝑐3 + (1 − 𝑥1) (1 − 𝑥2)⋅ 𝑥3 (𝑓1 (𝑥−21 − 1) + 𝑓2 (𝑥−22 − 1)) .

    (7)

    Replicator dynamic equations corresponding to gamemodelsare ̇𝑥1 = 𝑥1 (1 − 𝑥1) [−𝑐1 + (𝑥2 + 𝑥3 − 𝑥2𝑥3) 𝑓1 (𝑥−21 − 1)] ;̇𝑥2 = 𝑥2 (1 − 𝑥2) [−𝑐2+ (1 − 𝑥1) (𝑓1 (𝑥−21 − 1) + 𝑥3𝑓2 (𝑥−22 − 1))] ;̇𝑥3 = 𝑥3 (1 − 𝑥3) [−𝑐3+ (1 − 𝑥1) (1 − 𝑥2) (𝑓1 (𝑥−21 − 1) + 𝑓2 (𝑥−22 − 1))] .

    (8)

    The Jacobian matrix of the dynamical system of the gamemodel is 𝐽 = 𝜕 ( ̇𝑥1, ̇𝑥2, ̇𝑥3)𝜕 (𝑥1, 𝑥2, 𝑥3) = (𝑗𝑖𝑗)3×3 (9)

    where𝑗11 = (1 − 2𝑥1) [(𝑥2 + 𝑥3 − 𝑥2𝑥3) 𝑓1 (𝑥−21 − 1) − 𝑐1]− 2 (1 − 𝑥1) (𝑥2 + 𝑥3 − 𝑥2𝑥3) 𝑓1𝑥21 ;𝑗12 = 𝑥1 (1 − 𝑥1) (1 − 𝑥3) 𝑓1 (𝑥−21 − 1) ;𝑗13 = 𝑥1 (1 − 𝑥1) (1 − 𝑥2) 𝑓1 (𝑥−21 − 1) ;𝑗21 = 𝑥2 (1 − 𝑥2)(−𝑓1 (𝑥−21 − 1) − 2 (1 − 𝑥1) 𝑓1𝑥31+ 𝑓2 (𝑥−22 − 1) 𝑥3) ;𝑗22 = (1 − 2𝑥2)⋅ [(1 − 𝑥1) (𝑓1 (𝑥−21 − 1) + 𝑥3𝑓2 (𝑥−22 − 1)) − 𝑐2]− 2 (1 − 𝑥1) (1 − 𝑥2) 𝑥2𝑥3𝑓2𝑥32 ;𝑗23 = 𝑥2 (1 − 𝑥1) (1 − 𝑥2) 𝑓2 (𝑥−22 − 1) ;𝑗31 = −𝑥3 (1 − 𝑥3) (1 − 𝑥2) [−𝑓1 (𝑥−21 − 1)− 2 (1 − 𝑥1) 𝑓1𝑥31 + 𝑓2 (𝑥−22 − 1)] ;𝑗32 = −𝑥3 (1 − 𝑥3) (1 − 𝑥1) [−𝑓2 (𝑥−22 − 1)− 2 (1 − 𝑥2) 𝑓2𝑥32 + 𝑓1 (𝑥−21 − 1)] ;𝑗33 = (1 − 2𝑥3)⋅ [(1 − 𝑥1) (1 − 𝑥2) (𝑓1 (𝑥−21 − 1) + 𝑓2 (𝑥−22 − 1))− 𝑐3] .

    (10)

  • Complexity 9

    Flexible penalties: @C(RC)=@C(1-RC), i=1,2.

    R1

    R2

    R3

    50 100 150 200 250 30000

    0.10.20.30.40.50.60.70.80.9

    1

    (a) 𝑓𝑖(𝑥𝑖) = 𝑓𝑖(1 − 𝑥𝑖), 𝑖 = 1, 2

    R1

    R2

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    Flexible penalties: @C(RC)=@C(1/RC-1), i=1,2.

    50 100 150 200 250 30000

    0.10.20.30.40.50.60.70.80.9

    1

    (b) 𝑓𝑖(𝑥𝑖) = 𝑓𝑖(𝑥−1𝑖 − 1), 𝑖 = 1, 2

    R1

    R2

    R3

    Flexible penalties: @C(RC)=@C(1/R2

    C-1), i=1,2.

    50 100 150 200 250 30000

    0.10.20.30.40.50.60.70.80.9

    1

    (c) 𝑓𝑖(𝑥𝑖) = 𝑓𝑖(𝑥−2𝑖 − 1), 𝑖 = 1, 2

    Figure 8: Time series graph of dynamical system under flexible penalty mechanism. Initial value is 𝑃0(0.5, 0.3, 0.2).Let ̇𝑥1 = ̇𝑥2 = ̇𝑥3 = 0, it is found that there are

    only two pure policy equilibrium points in the system, 𝑋0 =(1, 1, 0);𝑋1 = (1, 1, 1), and there may be a mixed policyequilibrium point 𝑋2 satisfying the following conditions:

    (𝑥2 + 𝑥3 − 𝑥2𝑥3) 𝑓1 (𝑥−21 − 1) = 𝑐1;(1 − 𝑥1) [𝑓1 (𝑥−21 − 1) + 𝑥3𝑓2 (𝑥−22 − 1)] = 𝑐2;(1 − 𝑥1) (1 − 𝑥2) [𝑓1 (𝑥−21 − 1) + 𝑓2 (𝑥−22 − 1)] = 𝑐3.(11)

    Through calculating, we get 𝐽(𝑋0) = diag(𝑐1, 𝑐2, −𝑐3); 𝐽(𝑋1) =diag(𝑐1, 𝑐2, 𝑐3). The dynamical systems do not have evolu-tionary stability in the two equilibrium fields because bothJacobian matrices at the two pure strategy equilibrium pointshave positive eigenvalues. In addition, Formula (11) showsthat the solution of 𝑥1 must be less than 1 even if theequilibrium point of mixed strategy 𝑋2 exists.

    So it can be concluded from the numerical simulationsthat flexible penalty mechanism can significantly reduce thedynamics of unsafe behaviors in coal mine safety super-vision. Once the penalties can be closely correlated with

    the frequency of their mistakes, the players would liketo consistently choose the safe behaviors (or improve theefficiency of safety supervision) with great probability. Thenthe controllability of safety supervision system and theperformance efficiency of safety management measures canbe guaranteed. However, a shortcoming of flexible penaltiesis that although 𝑥1 is an ESS, it does not regularly converge to1 (see Figure 9(c)).

    3. Stability of the Dynamical Game Systemunder Combined Mechanism of IncentiveRewards and Flexible Penalties

    Through the previous analysis in Sections 2.2 and 2.4, wefind that incentive rewards (flexible costs) can raise players’selection probabilities of safe behaviors and flexible penaltiescan bring system stability. Considering the actual situation ofcoal production, we certainly prefer to have an ESS of 𝑥1 = 1in the dynamical safety management system. So we proposea combined mechanism of incentive rewards and flexiblepenalties and then analyze the stability of the evolutionarydynamical system on this basis.

  • 10 Complexity

    R1

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    Flexible penalties: @C(RC)=@C(1-RC), i=1,2.

    50 100 150 200 250 30000

    0.10.20.30.40.50.60.70.80.9

    1

    (a) 𝑓𝑖(𝑥𝑖) = 𝑓𝑖(1 − 𝑥𝑖), 𝑖 = 1, 2

    R1

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    Flexible penalties: @C(RC)=@C(1/RC-1), i=1,2.

    50 100 150 200 250 30000

    0.10.20.30.40.50.60.70.80.9

    1

    (b) 𝑓𝑖(𝑥𝑖) = 𝑓𝑖(𝑥−1𝑖 − 1), 𝑖 = 1, 2

    R1

    R2

    R3

    Flexible penalties: @C(RC)=@C(1/R2

    C-1), i=1,2.

    50 100 150 200 250 30000

    0.10.20.30.40.50.60.70.80.9

    1

    (c) 𝑓𝑖(𝑥𝑖) = 𝑓𝑖(𝑥−2𝑖 − 1), 𝑖 = 1, 2

    Figure 9: Time series graph of dynamical system under flexible penalty mechanism. Initial value is 𝑃1(0.7, 0.5, 0.3).Two cases are chosen as an example to be analyzed and

    compared in this part. One case is all players unified incentiverewards and flexible penalties; i.e., 𝑐𝑖(𝑥𝑖) = 𝑐𝑖(1 − 𝑥𝑖), 𝑖 = 1, 2,and𝑓𝑖(𝑥𝑖) = 𝑓𝑖(𝑥−2𝑖 −1), 𝑖 = 1, 2, 3.Theother case is that playerI (coal miners) is subjected to incentive reward mechanism,and player II is subjected to flexible penalty mechanism,and player III is not given any incentive reward and flexiblepenalty (i.e., 𝑐1(𝑥1) = 𝑐1(1−𝑥1), 𝑓2(𝑥2) = 𝑓2(𝑥−22 −1), and therest of the parameters remain unchanged). As shown in thephase diagrams (see Figure 10), both results of the two casesof combined mechanisms are very satisfying (𝑥1 = 1 is ESS).

    The evolutionary processes of more cases of combinedmechanisms are demonstrated by the time series graphs (seeFigure 11). Through mutual comparison among them, wecan find that some of them bring more satisfying results(see Figures 11(a) and 11(b)). Although starting from differentinitial values, the dynamical system always tends to be ideallystable in very short time (player I chooses safe productionstrategy with 𝑥1 = 1 and the values of 𝑥2 and 𝑥3 arealso stable in some reasonable values). Therefore, we canconclude that this combined mechanism of incentive rewardand flexible penalties can optimize and control the instabilityof the behavior strategy selection in the safety supervision

    model. This conclusion is undoubtedly a highlight of thisstudy. These combined mechanisms may be the key measureto solve the behavior fluctuations in the safety managementsystem.

    4. Control Strategies for theImprovement of the System andMeasures of Safety Management

    At present, the formulation of safety management policiesand measures is mostly based on the temporary measurestaken according to the occurrence of accidents [1, 33]. Thepolicies are adjusted with the occurrence of accidents. Therelevant supervision measures are often characterized byaccident types and lack of comprehensive analysis of safetysystem, which is one of the important reasons for frequentaccidents. There are many factors that affect the gamebehavior and game strategy of each interested group. Thestudy of the regulatory mechanism of influencing factors isan important guarantee for the rationality of the formulationof management rules. Only when the management rules canregulate the bad game behavior of the players and the gamerules can the management rules be effective.

  • Complexity 11

    01

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    00

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    Flexible costs and penalties: =C(RC)==C(1-RC),i=1,2,3;@C(RC)=@C(1/R2

    C-1),i=1,2.

    00(0.5, 0.3, 0.2)01(0.7, 0.5, 0.3)02(0.3,0.5,0.7)03(0.5,0.7,0.9)

    (a)

    01

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    Flexible =1 and @2: =1(R1)==1(1-R1); @2(R2)=@2(1/R2

    2-1)

    00(0.5, 0.3, 0.2)01(0.7, 0.5, 0.3)02(0.3,0.5,0.7)03(0.5,0.7,0.9)

    (b)

    Figure 10: Phase diagrams of dynamical system of tripartite game under combined mechanisms of incentive reward and flexible penalty.

    According to the researches of the coal mine safetysupervision model in Sections 2 and 3, we finally put forwardthe following regulation and control strategies of coal minesafety management system and supervision measures.

    (1) Restraint Measures in Safety Supervision System of CoalMine Safety Management. In Section 2.1, it is concluded thatraising policy subsidies and the welfare level of the employeeswould relevantly reduce the safety input cost and make theproduction safety of coal enterprises and safety managementwork run at a higher level. So the governmental super-vision department should formulate some policy-based orindustry-specific constraints for safety supervision behaviors,includingmandatory provisions on the supervision strategiesof internal and external safety supervision and inspectiondepartments. In order to better improve the overall produc-tion safety level and safety management level, the majorityof front-line production workers in coal enterprises can becalled upon to exercise self-restraint on their own safetyproduction activities spontaneously (strictly disciplined andsupervised by each other). It is more important especiallyin large and medium-sized state-owned coal enterprises,where the quality of coal mine workers is very good and thetechnology of safety production is more advanced.

    It should be noted that the so-called subsidies andemployee benefits are not necessarily limited to the economiclevel. For ordinary employees, especially the coal minersworking in the production line, enterprises should increaseinvestment in regular safety knowledge training and safetyskills drills to improve the safety quality and safety awarenessof employees and inhibit the occurrence of unsafe behavior.For enterprise safety managers and government personnel incharge of safety supervision departments, it is necessary tocarry out regular or irregular study of safety skills and safetymanagement knowledge in coal mine safety, so as to improvethe safety knowledge and safety management level of safetymanagement personnel and ensure the implementation ofsafety supervision policies and measures.

    (2) Energetically Promoting the Incentive Salary System inthe Coal Industry. In Section 2.2, we found that incentivesalary system can greatly reduce the proportion of unsafebehaviors and impels coal mine safety to be stable and con-trollable. Incentive reward system will reform the traditionalunreasonable wage and salary distribution in coal enterprisesand significantly increase wage distribution ratio of safety-related posts and production links, such as high technicalrequirements, high production safety intensity, and heavymanagement responsibility. Then the staff and workers ofcoal enterprises can be guided to spontaneously strengthenthe improvement of safety production technology and theexertion of safety production capacity.

    There are still some backward phenomena in the salarydistribution system of nowadays’ coal enterprises in China,such as the serious tendency of internal income distributionequalitarianism and unreasonable internal income distri-bution relationship, which seriously affect the efficiency ofsafety supervision in coal enterprises and the level of safetymanagement [34]. Safety production is the most importanttask in the coal enterprises. So we should vigorously promotethe incentive salary system in the coal industry, especially inlarge and medium-sized state-owned coal enterprises. Post-performance pay system, year-end accident-free incentives,and other ways should be adopted properly to improve thecorrelation between the income of workers and their safetyproduction efficiency and safety behavior.

    (3) Establishing the Flexible Penalty Mechanism of UnsafeBehavior in Coal Mine Safety System. It can be seen from theresearch results in Sections 2.4 and 3 that the flexible penaltymechanism based on the frequency of unsafe behavior canbetter reflect the management mode of tight integration insafety management. More closely related to the occurrenceof coal mine safety behaviors, the flexible penalty mecha-nism can better guarantee the stability of coal mine safetymanagement.

  • 12 Complexity

    R1

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    @1, @2 and =1 are flexible

    50 100 150 200 250 30000

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    (a)

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    300100 150 200 2505000

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    (b)

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    @1, @2 and =1, =2, =3 are flexible

    50 100 150 200 250 30000

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    (c)

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    @1 and =1 are flexible

    00.10.20.30.40.50.60.70.80.9

    1

    50 100 150 200 250 3000

    (d)

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    @1 and =1, =2 are flexible

    50 100 150 200 250 30000

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    (e)

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    @1 and =1, =2, =3 are flexible

    00.10.20.30.40.50.60.70.80.9

    1

    50 100 150 200 250 3000

    (f)

    Figure 11: Time series graphs of dynamical system under combined mechanisms of incentive reward and flexible penalty. Initial value is𝑃1(0.7, 0.5, 0.3).In coal mine safety management, the penalty measures

    against unsafe behaviors of coal miners are very important.The difficulty and inadequacy of flexible cost mechanism areto have certain requirements for the operation profitability ofcoal mine enterprises. Actually, for many slow-growing smalland medium-sized coal mine enterprises, they may prefer tomotivate employees through punitive measures.

    5. Conclusions

    To control players’ behavior instability in coal mine safetymanagement, this study starts from the stability analysisof the dynamical game system under the four cases ofinflexible costs (static subsidies), flexible costs (incentiverewards), inflexible penalties, and flexible penalties. Then, we

  • Complexity 13

    discuss the stability of the dynamical system under combinedmechanism of cost and penalty and find out which methodis more effective to control the instability of dynamicalsystem. Through the comparative analysis of inflexible andflexible rewards and penalties mechanism, it can be foundthat if the salary and penalty mechanism of coal enterprisescan be closely related to their safety production behaviors(or safety supervision behaviors), the stability of the gamedynamical system of coal enterprises’ safety supervisioncan be enhanced. We propose a combined mechanism ofincentive reward and flexible penalties for the improvementof the safety management system to restrain the emergenceand spread of unsafe behaviors in the coal mine safety system.Some results of this research provide a theoretical basis formore reasonable and more effective policies of coal minesafety management.

    It is worth noting that it is necessary to carry outthe modern financial management of coal enterprises. Thecoal industry should vigorously improve the performancewages, quarterly awards, year-end bonuses, welfare, and othervariable income in the proportion of employees’salaries andstrive to build and improve the incentive salary system forcoal enterprise employees. And, more importantly, moreclose connection should be established between the system ofstaff safety performance evaluation and the system of rewardsand punishment.

    In the future, the corresponding tuning mechanismfor the parameters will be investigated in different safetymanagement systems. In order to improve the accuracy ofmodel parameters, we should investigate and analyze theactual situation of coal mine safety management by meansof questionnaire survey and field visit, so as to improve thepracticability of the model method in this paper. Besides,some optimal techniques should also be considered forimproving control performance of the dynamical system,such as extremum seeking control (ESC) method [35, 36].We will continue our efforts to study the optimization of thedynamical system stability.

    Data Availability

    The data used to support the findings of this study areincluded within the article.

    Conflicts of Interest

    The authors declare that there are no conflicts of interestregarding the publication of this paper.

    Acknowledgments

    This work is supported by National Natural Science Founda-tion of China (Grant no. 51574157): Research on MultilateralGame and Control Strategies in Coal Mine Safety System.

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