State v. Alexander, Alaska Ct. App. (2015)

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  • 7/25/2019 State v. Alexander, Alaska Ct. App. (2015)

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    NOTICE The text of this opinion can be corrected before the opinion is published in the

    Pacific Reporter . Readers are encouraged to bring typographical or other

    formal errors to the attention of the Clerk of the Appellate Courts:

    303 K Street, Anchorage, Alaska 99501

    Fax: (907) 264-0878E-mail: corrections@ akcourts.us

    INTHECOURTOFAPPEALSOFTHESTATEOFALASKA

    STATEOFALASKA,

    Petitioner&Cross-Respondent,

    v.

    THOMASHENRYALEXANDER,

    Respondent&Cross-Petitioner.

    CourtofAppealsNos.A-11423&A-11433 TrialCourtNo.3AN-09-11088CR

    O PI N I O N

    No.2481December18,2015

    Petition for reviewfrom the Superior Court, Third JudicialDistrict,Anchorage,GregoryMiller,Judge.

    Appearances:DianeL.Wendlandt,AssistantAttorneyGeneral,Office of Special Pro secutionsandAppeals,Anchorage, andMichael C. Geraghty, Attorney General, Juneau, for the

    Petitioner.SharonBarr,AssistantPublicDefender,andQuinlanSteiner, Public Defender, Anchorage, for the Respondent.

    Gordon L.Vaughan, Vaughan&DeMuro,Colorado Springs ,Colorado,foramicus curiae AmericanPolygraphAssociation.

    Before:Mannheimer,ChiefJudge,Allard,Judge,andHanley,

    DistrictCourtJudge. *

    JudgeMANNHEIMER.

    * Sitting by assignment made pursuant to Article IV, Section 16 of the Alaska

    ConstitutionandAdministrativeRule24(d).

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    Thedefendantinthiscase,ThomasHenryAlexander,isfacingtrialfor

    sexualabuseofaminor.ThesuperiorcourthasgrantedAlexandersmotiontointroduce

    evidence that he took a polygraph examination, and that the polygraph examiner

    concludedthattherewasahighlikelihoodthatAlexanderwasbeingtruthfulwhenhe

    deniedcommittingtheallegedactsofabuse.

    However,thesuperiorcourtplacedtwoconditionsontheadmissionofthis

    polygraphevidence: First,Alexandermustsubmittoanotherpolygraphexamination,

    this one administered bya qualified expert of the States choosing. And second,

    Alexandermusttakethestandathistrialandsubmittocross-examination.

    Bothpartiesnowseekreviewofthesuperiorcourtsdecision. TheStateasksustoreversethesuperiorcourtsdecisionthatpolygraphevidenceisadmissible.

    Alexanderasksustovacatethetwoconditionsthatthesuperiorcourt placedonthe

    admissionofthepolygraphevidencethathesubmittoaState-administeredpolygraph

    examination before trial, and that he take the stand at trial and submit to cross-

    examination.

    Forthereasonsexplainedinthisopinion,weupholdthesuperiorcourts

    rulingsalthough,aswealsoexplain,weleavethesuperiorcourtfreetore-evaluate

    itsdecisioninlightofthefactualdevelopmentsinthiscasesincethetimethesuperior

    courtissuedthatdecision.

    The procedural background of this litigation

    ThomasHenryAlexanderstandschargedwithseveralcounts ofsexual

    abuseofaminor.

    In preparation for trial, Alexandersdefense attorney hiredan expert ,

    Dr.DavidC.Raskin,toadministerapolygraphexaminationtohim. Basedontheresults

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    ofthisexamination,Dr.Raskinispreparedtotestifythatthereisahighlikelihoodthat

    Alexanderwasbeingtruthfulwhen,duringtheexamination,hedeniedcommittingthe

    actsofabuse.

    Alexandersattorneyfiledamotionrequestinganevidentiaryhearing,so

    thathemighthavetheopportunitytoestablishthatpolygraphtestingwasbasedon

    scientificallyvalidmethodology,andthatAlexanderspolygraphresultshouldtherefore

    beadmissibleathistrial. Alexandersattorneyacknowledgedthat,forty-fiveyearsago,

    inPulakis v. State,1 theAlaska SupremeCourtannouncedatotalbanonpolygraph

    evidence. ButthedefenseattorneynotedthatPulakis wasdecidedundertheFrye test

    fortheadmissibilityofscientificevidenceatestthatwassupersededwhentheAlaskaSupremeCourtadoptedthemoreflexibleDaubert testforscientificevidence.2

    Alexandersattorneyarguedthat,becauseAlaskanowusestheDaubert

    test,andbecauseofsignificantimprovementsinpolygraphscienceandpracticeinthe

    lastfortyyears,polygraphevidenceshouldnowbeadmissibleinthecourtsofAlaska.

    WhileAlexanderscasewasbeinglitigated, a similarargumentforthe

    admissionofpolygraphevidencewasbeing offeredinanotherpendingcriminalcase,

    Griffith v. State,FileNo.3SP-11-103CR. Thedefendantinthatcase,JamesGriffith,

    wasalsochargedwithsexualabuseofaminor,andhisattorneyalsohiredDr.Raskinto

    administerapolygraphexaminationtohim. AswithAlexander,Dr.Raskinconcluded

    thatGriffithwasbeingtruthfulwhenhedeniedthesexualabuse.

    1 476P.2d474,478-79(Alaska1970).

    2 See Daubertv.MerrellDowPharmaceuticals,Inc.,509U.S.579; 113S.Ct.2786, 125

    L.Ed.2d469 (1993) (announcinganewtestforassessing the admissibilityof scientific

    evidenceundertheFederalRulesofEvidence);andState v. Coon,974P.2d386,395-98

    (Alaska1999)(adoptingtheDaubert testundertheAlaskaRulesofEvidence).

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    ThetwojudgeswhowereassignedtoAlexandersandGriffithscases

    Superior Court JudgeGregoryMillerandSuperiorCourt Judgepro tempore Daniel

    Schallydecidedtoholdaconsolidated hearingto investigatewhetherpolygraph

    evidencemettheDaubert standardfortheadmissibilityofscientificevidence. Atthis

    hearing,Dr.Raskintestifiedforthedefendants,andanotherexpert,Dr.WilliamIacono,

    testifiedfortheState. Bothexpertsdiscussedthecurrentstandardsandtechniquesfor

    polygraph examinations, and they offered differingopinionsconcerningtheoverall

    reliabilityofpolygraphresults.

    Dr.Raskintestifiedthatifpolygraphexaminationsareproperlyconducted

    usingthe controlquestiontechnique,onewouldconservativelyexpectpolygraphexaminationstobe90percent accurate(ormore)inassessingtruth-tellingandlying.

    Morespecifically,Dr.Raskinpointedtostudieswhichapparentlydemonstratedthatthe

    accuracyrateofpolygraphexaminationswasbetween89and98percent.

    In contrast, Dr. Iacono testified that the better-conducted studies of

    polygraphexaminationsshowedthattheseexaminationshadaccuracyratesofbetween

    51percent(essentially,acoinflip)and98percent,withaverageresultsbeingabout70

    percentaccurate.

    Followingthishearing,thetwosuperiorcourtjudgesissuedajointdecision

    inwhichtheyheldthatcontrolquestionpolygraphevidencemettheDaubert test,and

    thatAlexanderandGriffithwereconditionallyentitledtointroduceevidenceoftheir

    polygraphresults. Thetwoconditionsthatthejudgesplacedonthisevidencewere:

    (1) that each defendant would be required to submit to an additional polygraph

    examination,thisoneadministeredbyaqualifiedexamineroftheStateschoosing,and

    (2) that each defendant would be required to testify at trialand submit to cross-

    examination.

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    Followingthis ruling, theStatepetitionedustoreviewandreverse the

    superior courts holding that polygraph evidence meets theDaubert standard for

    scientificevidence. Thetwodefendants,AlexanderandGriffith,filedcross-petitions

    askingustovacatethetwoconditionsthatthesuperiorcourtplacedontheadmissionof

    theirpolygraphevidence. WegrantedtheStatespetitionandthedefendantscross-

    petitions,andweorderedformalbriefing.

    Butwhile thiscasewasstillin its briefingstage,GriffithtookaState-

    administeredpolygraphexaminationandheapparentlyfailedtheexam. Griffiththen

    pleadedguilty,andhewithdrewhiscross-petition. ThisleavesAlexanderastheonly

    defendantinthiscase.

    The legal background of this litigation: the Daubert test that governs the

    admissibility of scientific evidence

    Formostofthetwentiethcentury,theadmissibilityofscientificevidence

    inAmericancourtswasgovernedbythegeneralscientificacceptancetestthatwasfirst

    announcedinFrye v. United States,293F.1013(D.C.Cir.1923).Frye was,infact,

    anotherliedetectorcasealthoughthetestingmachineatissueinFrye wasa less

    sophisticatedprecursorofthemodernpolygraph;itwasamachinethatonlymeasured

    apersonssystolicbloodpressure.

    TheFrye courtdeclaredthatscientificevidencewouldbeadmissibleonly

    whenitwasadducedfromawell-recognizedscientificprincipleordiscoverywhich

    thecourtdefinedasaprincipleordiscoverysufficientlyestablished[as]tohavegained

    generalacceptanceintheparticularfieldinwhichitbelongs.Id. at1014.

    Applyingthisgeneralacceptancetest,theFrye courtconcludedthatlie

    detectorevidence was not admissiblebecause ithadnotyetgained[this levelof]

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    standingandscientificrecognitionamongphysiologicalandpsychologicalauthorities.

    Ibid.

    Closetofiftyyearslater,inPulakis v. State,476P.2d474(Alaska1970),

    theAlaskaSupremeCourtappliedtheFrye testtopolygraphevidenceandconcluded

    thatthistypeofevidencewasstillnotadmissible,becausethepolygraphstillhadnot

    gained general scientific acceptance as a reliable method of assessinga persons

    truthfulness. The supreme court emphasized that its rulingwasnot based on an

    affirmative findingthat polygraph testingwas in factunreliable. Rather, the court

    explained,theproponentofthepolygraphevidencehadfailedtooffersufficientproof

    that the polygraph wasgenerally accepted as reliable within the relevant scientificcommunity.Id. at479. Thus, thecourtdeclared,[j]udicialacceptanceofpolygraph

    testsmustawaittheresultsofmorepersuasiveexperimentalproofofreliability.Ibid.

    Butin1993,theUnitedStatesSupremeCourtabandonedtheFrye test. In

    Daubert v. Merrell Dow Pharmaceuticals, Inc.,509U.S.579,113S.Ct.2786,125

    L.Ed.2d 469 (1993), the Supreme Court ruled that the FederalRules ofEvidence

    embodiedanewtestforscientificevidencethatsupersededFrye.

    UndertheDaubert test, thequestionisnolongerwhetherthescientific

    communityhasreachedaconsensusregardingthevalidityofascientificdiscoveryor

    technique. Instead,theinquirynowfocusesonwhethertheproposedscientificevidence

    (1)isbasedonreasoningormethodology[that]isscientificallyvalid,and(2)whether

    thatreasoningormethodologyproperlycanbeappliedtothefactsinissue. 509U.S.

    at592-93,113S.Ct.at2796.

    TheSupremeCourtoffered anon-exhaustivelistoffactors thatcourts

    shouldconsiderwhenansweringthesefoundationalquestions. Oneofthesefactorsis

    theoldFrye testwhethertheproposedscientifictheoryortechniquehasattained

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    generalacceptanceintherelevantscientificcommunity. Theotherfactorslistedbythe

    Courtare:

    whether the proposedscientific theoryor technique has been (or at least

    can be) empirically tested that is, whether the theoryor technique is

    falsifiableandrefutable;

    whethertheproposedscientifictheoryortechniquehasbeensubjectedtopeer

    reviewandpublication;and

    whethertheknownorpotentialerrorrateoftheproposedtheoryortechnique

    iswithinacceptable limits,andwhethertherearerecognizedstandardsand

    protocolstocontrolvariationsintheapplicationofthetechnique.509U.S.at593-94,113S.Ct.at2796-97. TheSupremeCourtemphasizedthatany

    inquiryunderthistestshouldbeaflexibleonewhosebasicpurposeistoascertainthe

    scientific validity and thus the evidentiary relevance and reliability of the

    principlesthatunderlietheproposed [scientificevidence]. 509U.S.at594-95,113

    S.Ct. at 2797. TheDaubert test focuses on [the] principles and methodology

    underlyingtheproposedscientificevidence,509U.S.at595,113S.Ct.at2797,andon

    whethertheexpertsconclusionshaveasufficientanalyticalnexustothoseunderlying

    principlesandmethodology. General Electric Co. v. Joiner,522U.S.136,146;118

    S.Ct.512,519;139L.Ed.2d508(1997).

    TheAlaskaSupremeCourthasadoptedtheDaubert testasthegoverning

    testfortheadmissibilityofscientificevidenceunderAlaskalaw. State v. Coon,974

    P.2d386,395-98(Alaska1999).

    (Our supreme court has rejected theDaubert test as the standard for

    admittingothertypesofexpertevidence:see Marron v. Stromstad,123P.3d992,1004

    (Alaska2005). But thepartiestothepresentcaseagreeandweconcur that

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    polygraphevidenceisatypeofscientificevidencegovernedbytheDaubert testunder

    Alaskalaw.)

    The superior courts ruling on whether the control question techniqueof polygraph examination meets the Daubert standard for admissibility

    Asweexplainedtowardthebeginningofthisopinion,Alexandersattorney

    hiredDr.DavidRaskintoadministerapolygraphexaminationtoAlexanderusingthe

    controlquestiontechnique(alsoknownasthecomparisonquestiontechnique).

    ThiswasapparentlyAlexanders secondpolygraph test. Accordingto

    pleadingsfiledbythedefense,Alexanderalsopassedanearliertestadministeredbya

    polygraphexaminerwhooftenworkedasanindependentcontractorfortheDepartment

    ofCorrections(butwho,inthiscase,wasworkingprivatelyforAlexandersattorney).

    But when this earlier examiner was unwillingto turnover the raw data from the

    examination,thedefenseretainedDr.Raskin.

    Dr.Raskinasserted(basedontheresultsofhisexamination)that,inhis

    scientificandprofessionalopinion,Alexanderwasspeakingtruthfullywhenhedenied

    the allegations of sexualabuse. Dr. Raskin added that [his] confidence in these

    conclusions exceeds90percent, and hedeclared thathe holds this opinionto a

    reasonabledegreeofscientificcertainty.

    Dr. Raskinmadesimilarassertionswithrespecttohis testingofJames

    Griffith i.e., thattherewas a greaterthan90percentcertaintythatGriffithwas

    speakingtruthfullywhenhedeniedcommittingthechargedsexualabuse.

    ThesuperiorcourtheardthecompetingtestimonyofDr.WilliamIacono,

    whodeclaredthatpolygraphexaminations,evenwhenproperlyrun,do notyieldthis

    levelofcertainty.

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    The courtalsoheardextensiveevidencepertainingto thepracticeand

    scientific validity of the controlquestion polygraph examination technique the

    techniqueusedbyDr.RaskinwhenheexaminedAlexanderandGriffith.

    Thetheorybehindthecontrolquestionformofpolygraphtestingisthat

    apersonsphysiologicalreactionstorelevantquestionsquestionsthatrelatedirectly

    totheallegedcrimewilldiffer fromtheirreactionstodeliberatelyvagueoropen-

    endedcontrolquestions. Thesecontrolquestionsareformulatedso thattheyraise

    ethicalissuesthatposedifficultiesformostpeoplequestionssuchas,Haveyouever

    stolensomethingof significant value?orHave you ever lied togain a personal

    advantage?Thetheoryorassumptionbehindthistechniqueisthataninnocentperson

    willhavegreateremotionaldifficultyansweringthissortofcontrolquestionand

    willthereforedemonstratemorepronouncedphysiologicalreactionswhenanswering

    these controlquestions compared to the straightforward, honest denials that an

    innocentpersonwillbeabletoofferwhenansweringdirectquestionsaboutthefactsof

    theallegedcrime. Conversely,thetheorygoes,aguiltypersonsphysiologicalreactions

    willbemorepronouncedwhentheyarecalledontoanswerquestionsaboutthealleged

    crime, while their reactions willbemore subdued (in comparison) when theyare

    answeringthecontrolquestions.3

    Withrespecttothescientificvalidityofpolygraphexaminationingeneral,

    Dr.RaskinandDr.Iaconoagreed on thevalidityofthebasicscientific theorythat

    underliesallpolygraphtesting: thetheorythatmostpeoplewillnormallyexhibitphysio

    logicalreactionswhentheysaythingsthattheybelievetobefalse. Thetwoexpertsalso

    See WilliamG.Iacono andDavidT.Lykken,TheCase AgainstPolygraphTests,

    inModern Scientific Evidence: The Law and Science of Expert Testimony (DavidFaigman

    et alia,editors,2009),pp.342,344-46.

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    agreed that modern polygraph machines are capable of detecting and accurately

    measuringsomeofthesephysiologicalresponses.

    Butthetwoexpertsvigorouslydisagreedastowhetheritwaspossibleto

    accuratelydiscern,fromthephysiologicaldatacollectedduringapolygraphexamina

    tion, whether apersonwasbeingtruthfulin theiranswersduringtheexam. Aswe

    explained earlier, Dr. Raskin put the accuracy rate of a well-conducted polygraph

    examinationatsomewherebetween89and98percent,whileDr.Iaconotestifiedthatthe

    accuracyratewasconsiderablylowersomewherecloseto70percent,onaverage.

    Thetwoexpertsalsodisagreedconcerningthedegreetowhichapersons

    physiologicalresponses(and,thus,thetestresults)canbeinfluencedbythemannerinwhichtheexaminerphrasesthequestions,andbythemannerinwhichtheexaminer

    personallyinteractswiththepersonwhoistakingthetest.

    Dr. RaskinandDr. Iaconoalsodebatedwhethertherewasareliable,

    standardizedmethodofevaluatingorscoringpolygraphresultsorwhether,instead,

    theoutcomeofapolygraphexaminationdependedtoanunacceptabledegreeonthe

    examinersmethodofscoringtheresults.

    Finally,Dr.RaskinandDr. Iaconodisagreedontheextenttowhichthe

    accuracyofpolygraphtestingcouldbeunderminediftest-takersemployedcounter

    measurestomasktheirphysiologicalresponses tothequestions for instance,by

    surreptitiously bitingtheir tongue, or by mentally performingdifficult mathematical

    calculationswhiletheyweretakingtheexam.

    Afterhearingthisevidence,JudgeMillerandJudgeSchallybothconcluded

    thatpolygraphevidencequalifiedforadmissionundertheDaubert test.

    The two judges found that the controlquestion form ofpolygraph

    examinationhadbeen empirically testedandsubjectedtoextensivepeer review,as

    demonstratedbythevariousstudiespublishedinprofessionaljournals.

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    Thejudgesacknowledgedthatexpertopinionwassubstantiallydividedon

    theissuesofwhetherthecontrolquestiontechniqueofpolygraphexaminationyielded

    anacceptableaccuracyrate,andwhethertherewererecognizedstandardsandprotocols

    thatcouldcontrolthevariationsamongexaminationtechniquesandpractitioners.

    ThejudgespointedoutthatDr.RaskinandDr.Iaconodisagreedastothe

    achievable accuracy rate of a properly conducted control question polygraph

    examinationwithDr.Raskinputtingtheexpectableaccuracyrateat89to98percent,

    whileDr.Iaconodeclaredthattheaccuracyratewassignificantlylower: onaverage,

    closeto70percent.

    However,thejudgesconcludedthatevenifDr.Iaconosfigureswereclosertothetruth,theaccuracyrateforthecontrolquestionformofpolygraphexamination

    wasstillinlinewiththeaccuracyratesofothercommonlyadmittedformsofscientific

    evidenceevidencesuchasfingerprintanalysis,handwritinganalysis,andeyewitness

    testimony.4

    Moreover, bothDr. Raskin and Dr. Iacono agreed that, to the extent

    controlquestionpolygraphexaminationsyieldinaccurateresults,theinaccurateresult

    wasmorelikelytobeafalsepositivethanafalsenegative. Thatis,acontrolquestion

    polygraphexaminationismorelikelytofalselyindicatethatatruthfulpersonisbeing

    deceptive,ratherthanfalselyindicatingthatadeceptivepersonisbeingtruthful. Thus,

    Thecourtcitedonestudyestablishingthatfingerprintevidencewas100%accurate,

    polygraph testing 95% accurate, handwriting analysis 94% accurate, and eyewitnesstestimony64%accurate. See JanWidacki&FrankHorvath,An Experimental Investigation

    of the Relative Validity and Utility of the Polygraph Technique and Three Other Common

    Methods of Criminal Identification,23J.ForensicSciences596,596-600(1978). See also

    United Statesv.Scheffer,523U.S.303,334n.24(1998)(Stevens,J.,dissenting)(discussing

    this study). The superior court acknowledged,however, that Dr.Iacono hadestimated

    polygraphaccuracyratestobeconsiderablylower,51-98%,withanaverageof70%.

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    apolygraphexaminationwasmorelikelytofalselyinculpateaninnocentpersonthanto

    falselyexculpateaguiltyperson.

    Astowhethertherearerecognizedstandardsandprotocolstoensurean

    acceptable levelof uniformity in theadministration of polygraph examinations, the

    judges noted that there are published protocols and training criteria for polygraph

    examiners,includingthoseusedbythe FBI, theNationalSecurityCouncil,andother

    agencies. (ThejudgesalsofoundthatDr.Raskinhadfollowedestablished protocols

    whenheadministeredhispolygraphexaminationtoAlexander.)

    In their decision, the judges discussed the problem of the friendly

    examineri.e.,therecognizedproblemthatapersonsphysiologicalresponsesduringthe test can be different, or can be interpreted differently, if the examination is

    administeredbyanexpertwhohasbeenretainedbythepersonbeingtested.

    Thejudgesconcludedthatthisproblemremainedunresolvedwithrespect

    toGriffith,butthejudgesmistakenlyconcludedthattherewasnofriendlyexaminer

    problem with respect to Alexander because the judges believed (falsely) that

    Alexanderhadalreadysubmittedtoapolygraphexaminationadministeredbyanexpert

    employedbytheState. Infact,aswealreadyexplained,Alexanderhadtakenanother

    polygraph examination that wasadministered by someone who often workedas a

    contractorfortheDepartmentofCorrectionsbut,inAlexanderscase,thispolygraph

    examinerwashiredbyAlexandersattorney.

    Ontheissueofcounter-measuresi.e.,strategiesthatapersoncanuseto

    mask their physiologicalresponsesduringthetestthejudgesacknowledgedthat

    Dr.Raskinsownstudyshowedthattheaccuracyrateofapolygraphexaminationcan

    bereducedbyasmuchas50percentifthepersontakingthetestistrainedintheuseof

    counter-measures. The judgesalso noted the States claim that a person can be

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    5

    effectivelytrainedintheuseofcounter-measuresinlessthanhalfanhour,basedon

    informationthatisreadilyavailableontheInternet.

    However,thejudgesconcludedthattheefficacyofcounter-measuresmust

    beoverblown,giventhat somanystateandfederalgovernmentagencies (including

    agenciesoftheState of Alaska)spendsubstantialamountsofmoneyeachyearon

    polygraphtesting.5

    Inanyevent,thetwojudgesultimatelyconcludedthatthepotentialuseof

    counter-measures went totheweightofpolygraphresults,nottotheadmissibilityof

    thoseresultsundertheDaubert standard. Thejudgesalsoconcludedthatiftheissueof

    counter-measureswasraisedinaparticularcase,thetrialjudgecouldaddressthisissuebyevaluatingtheevidenceunderAlaskaEvidenceRule403toseeifthepossibility

    Intheirdecision,the judgesmentionedaletterwhichstatedthat,as of 1997, the

    federalgovernmentemployed500polygraphexaminersandspentapproximately$25million

    ayearonexaminersalaries. See also KennethS.Brounet alia,McCormick On Evidence

    (7thed.2013),206,Vol.1,p.1205&n.34(notingtheexplosivegrowthofpolygraphyinAmericangovernmentandbusiness).

    Althoughgovernment reliance on polygraphexaminationsmaybewidespread,we

    notethatthefederalgovernmenthascriminallyprosecutedpeopleforteachingotherpeople

    howtousepolygraphcounter-measures. See Indianamanaccusedofteachingpeopleto

    beatliedetectortestsfacesprisontime,anarticlethatappearedintheWashingtonPoston

    August31,2013. Thisarticlecanbefoundat:

    http://www.washingtonpost.com/local/indiana-man-accused-of-teaching-people-to-be

    at-lie-detector-tests-faces-prison-time/2013/08/31/a7cbe74a-08ea-11e3-9941-6711ed662e71_story.html

    The fact that the federal government has act ivelypursuedcriminal prosecutions

    againstpeoplewhooffertotrainothersinthesecounter-measuressuggeststhatthefederal

    governmentknowsoratleastbelievesthattheavailablepolygraphcounter-measures

    are effective.

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    ofcounter-measuresoutweighedthepurportedprobativevalueofthepolygraphevidence

    underthefactsofthatspecificcase.

    RegardingtheremainingDaubertfactorwhetherpolygraphexamination

    hasattainedgeneralacceptance in the relevant scientific community the judges

    concluded thatAlexander had failed to establish this factor. However, given their

    findingsontheotherDaubert factors, the judgesconcludedthatthislackofgeneral

    scientificacceptancewasnotfataltotheadmissionofpolygraphevidence.

    Insum,thetwojudgesruledthatthecontrolquestionformofpolygraph

    examinationsatisfiedthethresholdrequirementforadmissibilityundertheDaubert test.

    Thatis,thejudgesruled(1)thatthisevidenceisbasedonscientificallyvalidreasoningandmethodology,and(2)thatthisreasoningandmethodologycouldproperlybeapplied

    tothefactsofAlexanderscase.

    However,aswehavealreadyexplained,thejudgesplacedtworestrictions

    onadefendantsabilitytointroducethisevidence: thedefendantmustsubmittoan

    independentpolygraphexaminationadministeredbyanexpertchosenbytheState,and

    thedefendantmusttakethestandattrialandsubmittocross-examination.

    The standard of review that applies to our assessment of the superior

    courts decision

    UndertheformerFrye test,whenanappellatecourtansweredthequestion

    ofwhetheraparticulartypeofscientificanalysisormethodologyhadgainedgeneral

    acceptancewithintherelevantscientificcommunity,theappellatecourtsanswerwas

    treatedasauthoritativeuntilalaterlitigantsucceededindemonstratingthatthescientific

    communitysattitudetowardtheevidencehadchanged.

    SeeVan Meter v. State,743P.2d385,387-88(AlaskaApp.1987),where

    this Court upheld a trial judges refusal to hold an evidentiary hearing on the

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    admissibilityofpolygraphevidence: wereachedthisconclusionbecausethedefendant

    madenoofferofproofthatthescientificcommunitysattitudetowardpolygraphtesting

    hadchangedsincetheAlaskaSupremeCourtdecidedPulakis.See also Nelson v. Jones,

    781P.2d964, 968&n.5(Alaska1989) (declaringthatlegalauthorityfromother

    jurisdictions wasa proper source of information for assessingtheadmissibility of

    scientificevidenceundertheFrye test).

    ButunderDaubert,everytrialjudgesdecisionregardingtheadmissibility

    ofaparticular form of scientificevidenceis reviewedforabuseofdiscretion. See

    General Electric Co. v. Joiner,522U.S.136,146;118S.Ct.512,519;139L.Ed.2d508

    (1997). The Alaska Supreme Court has likewisedeclared that, under Alaska law,appellatecourtsmustemploytheabuseofdiscretionstandardofreviewwhenthey

    reviewtrialjudgesrulingsontheadmissibilityofscientificevidence. Coon,974P.2d

    at398-99.

    Astandardofreviewisthelegalrulethatspecifieshowmuchdeference

    an appellate court must give to a decision made by a lower

    court.6 Andtheabuseofdiscretionstandardofreviewisquitedeferential: underthis

    standard,anappellatecourtisauthorizedtoreverseatrialjudgesdecisiononlyifthe

    trial judges reasons for reaching that decision are clearly untenable and

    unreasonable.7

    Althoughweareboundbythesupremecourtsdecisiononthispointof

    law,thefactsofthepresentcaseillustratetheproblemsthatcanbecreatedbyapplying

    anabuseofdiscretionstandardofreviewtorulingsontheadmissibilityofscientific

    evidence.

    6 Booth v. State,251P.3d369,372(AlaskaApp.2011).

    7 Sylvia L. v. Office of Childrens Services,343P.3d425, 430-31(Alaska2015);Bailey

    v. Lenord,625P.2d849,854(Alaska1981).

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    Asweexplainedearlier,thepresentcaseoriginallyinvolvedtwodefendants

    (AlexanderandGriffith), andthesuperiorcourtdecisionthatwearereviewingwas

    issuedjointlybytwojudgestwojudgeswhoheldacombinedevidentiaryhearing,

    and who heard exactly the same testimony concerning the scientific validity and

    reliabilityofcontrolquestionpolygraphexaminations.

    Asithappened,thesetwojudgesreachedthesameconclusionregarding

    thescientificvalidityofpolygraphexaminations. But, asillustratedbythecompeting

    testimonyofferedbyDr.Raskinand Dr. Iacono, thisisclearlyamatteronwhich

    reasonablepeoplecandifferandonwhichtheydo differ.

    Thus, the two judges in this case mighteasily have reacheddifferingconclusionsregardingthescientific validityofpolygraphexaminations, eventhough

    theyheardexactly thesameevidence. Andif thetwojudgeshadreacheddifferent

    conclusions,weapparentlywouldhavebeenrequiredtoaffirmbothoftheconflicting

    decisionsundertheabuseofdiscretionstandardofreview.

    Thatis,wewouldhavebeenforcedtotellAlexanderandGriffiththatone

    of them would be allowed to introduce the results of Dr. Raskins polygraph

    examination,whiletheotheronewouldbeprohibitedfromdoingsoandthattheonly

    reasontheircaseswerebeingtreateddifferentlywastheidentityandviewpointofthe

    judgemakingthedecision.

    Thisresultseemsillogicalandunfairandinherpartialdissentin Coon,

    JusticeDanaFabeadvocatedanotherapproachtothisproblem.

    AsJusticeFabepointedout,therearetwoprongstotheDaubert test. The

    firstprongiswhetherthereasoningormethodologyunderlyingthe[proposedexpert]

    testimonyisscientificallyvalid,whilethesecondprongiswhetherthatreasoningor

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    methodologyproperlycanbeappliedtothefactsinissue[intheparticularcase].Coon,

    974P.2dat403.8

    JusticeFabeproposedthatdifferentstandardsofreviewshouldapplyto

    thesetwoprongs: anappellatecourtwouldnotdefertoatrialcourtsdecisionregarding

    thescientificvalidityoftheprinciplesandmethodologyinvolved( i.e.,theappellatecourt

    would decide this matter de novo), but the appellate court would defer (usingan

    abuseofdiscretionstandard)tothetrialcourtsdecisionastowhethertheproposed

    scientifictheoryortechniquecouldproperlybeappliedtothefactsoftheparticularcase.

    Ibid.

    AsJusticeFabenoted,[t]hedeterminationofwhetherageneralscientificpropositionorprocessisreliable shouldnotvaryfromcasetocaseorfromjudgeto

    judge.Ibid. TheCoon majorityapparentlyagreedwiththispropositionbecausethe

    majority opinion also declared that [t]he abstract validity of a scientific technique

    shouldnotvaryfromcourttocourt. Coon,974P.2dat399.9

    ButtheCoonmajorityneverthelessrejectedthenotionthatweshouldhave

    oneuniformruleofdecisionregardingthe validityofparticularscientific theoriesor

    principles. The majorityoffered tworationales for this conclusion i.e., for its

    endorsementofallowinginconsistenttrialcourtrulingsonthesameissue.

    Themajoritysfirstrationalewasthatthelevelofadvocacywillvaryfrom

    casetocase:

    [Whilethe]abstractvalidityofascientifictechniqueshould

    notvaryfromcourttocourt,...[themannerinwhichthis]

    validityiscommunicatedwilloftenvaryfrompresentationto

    presentation. Some experts are more skillful and more

    8 QuotingDaubert,509U.S.at593-94,113S.Ct.at2796-97.

    9 QuotingState v. Alberico,861P.2d192,205(N.M.1993).

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    well-informedthanothers[,]justassomelawyersaremore

    skillfulandmorewell-preparedthanothers.

    Coon,974P.2dat399.10

    Themajoritysobservationisundoubtedly true: expertwitnesseshave

    varyingdegreesofknowledge,insight,andarticulatenessjustlikethelawyerswho

    offertheexpertstestimony,orthelawyerswhocross-examinethem. Butoneofthe

    maingoalsofourjudicialsystemistohavethelawapplyequallytoallpeople. Andthe

    pointofhavingrulesistotrytoensurethattheoutcomeoflitigationdoesnotwholly

    turnonwhichsidehasthebetterexpertwitnessorthebetterlawyer.

    The majoritys secondrationaleforendorsinginconsistent trialcourt rulings

    isthatthestateofscienceisnotconstant;itprogressesdaily.Ibid. Butthisisanover

    statement. Whileitmaybetruethatscientificknowledge progressesdaily,thepace

    ofchangeisfarlessrapidwhenitcomestothevalidityofunderlyingscientifictheories

    andmethodology.

    Moreover,appellatecourtshavealwaysacknowledged thepotentialfor

    fundamentalchangeinscientificunderstanding, evenwhenthosecourtswereissuingrulingsofgeneralapplicabilityunder theFrye test. Forinstance, when the Alaska

    SupremeCourtruledinPulakis thatpolygraphevidencewasnotadmissibleinAlaska,

    the supreme court was carefulto emphasize that it was not saying that polygraph

    evidencecould never beadmittedinAlaska,butonly that[j]udicialacceptanceof

    polygraphtestsmustawaittheresultsofmorepersuasiveexperimentalproofof[their]

    reliability.11

    10 QuotingState v. Alberico,861P.2d192,205(N.M.1993).

    11 Pulakis,476P.2dat479.

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    Asthingsstandnowthatis,undertheabuseofdiscretionstandardof

    review mandated byCoonourdecisionin thepresentcasewillnot resolvethe

    questionofwhetherpolygraphtestinghassufficientscientificvaliditytobeadmissible

    inthecourtsofAlaska. Eventhoughweareaffirming the superiorcourtsrulingin

    Alexanderscase,ourdecisiononlystandsforonenarrowproposition: thatgiventhe

    evidencepresentedat thepre-trial hearinginthisparticularcase, itwasnotclearly

    unreasonableforthejudgetoconcludethatpolygraphtesting hadsufficientscientific

    validitytosatisfytheDaubert test.

    Ourdecisiondoesnotbindjudgeswhofacethisissueinfuturecases

    evenifthosejudgesarepresentedwithexactlythesameevidencethatwaspresentedinthiscase. Indeed,ifthosejudgesweretoreachtheoppositeconclusion(i.e.,iftheywere

    todecidethatpolygraphevidencedoesnotsatisfytheDaubert test),wewouldprobably

    berequiredtoaffirmtheirdecisionstoo.

    Thisessentiallymeansthatthescientificvalidityofpolygraphevidencewill

    neverbejudiciallyresolvedatanappellatelevel: itwillremainanopenquestion,and

    itwillneedtobelitigatedaneweachtimetheissueisraised.

    (SeeGoeb v. Tharaldson,615N.W.2d800,814(Minn.2000),wherethe

    MinnesotaSupremeCourtpointstothisproblemasoneoftheprincipaldefectsinthe

    Daubert rule.)

    Forallofthesereasons,weurgetheAlaskaSupremeCourttorevisitthis

    issueandtoadopttheapproachadvocatedinJusticeFabespartialdissentinCoon.

    Why we affirm the superior courts rulings

    UndertheDaubert test,whenalitigantoffersscientificevidence,atrial

    judgemustanswertwoquestions: (1)whetherthereasoningormethodologyunderlying

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    the proposed evidence is scientifically valid, and (2) whether this reasoning or

    methodologycanproperlybeappliedtotheissuesraisedintheparticularcase.

    Inthepresentcase,thesuperiorcourthadtoanswerthesetwoquestions

    withspecificregardtothecontrolquestionformofpolygraphexaminations.Thecourt

    answered the first question yes finding that the reasoning or methodology

    underlyingthecontrolquestion form of polygraph examination was scientifically

    valid. Thecourtansweredthesecondquestionwithaconditionalyesfindingthat

    thereasoningormethodologyofthecontrolquestionformofpolygraphexamination

    couldproperlybeappliedtothefactualissuesraisedinAlexanderscaseif thedefendant

    submittedtoaState-administeredpolygraphexaminationbeforetrial,andalsosubmittedtocross-examinationattrial.

    The scientific validity of the reasoning or methodology underlying

    the control question form of polygraph examination

    Withregardtothescientificvalidity of thecontrolquestion formof

    polygraphexamination,wehavealreadydescribedtheevidencepresentedtothesuperior

    court. There is little dispute that most people will normally exhibit physiological

    reactionswhentheysaythingsthattheybelievetobefalse. Thereisalsolittledispute

    thatmodernpolygraphmachinesarecapableofdetectingandaccuratelymeasuringsome

    of these physiologicalresponses. The realissue is whether the controlquestion

    techniqueisavalidmethodofelicitingphysiologicalresponsesthatcanbemeaningfully

    comparedandanalyzedtodistinguish(1)peoplewhobelievetheyaretellingthetruth

    from(2)peoplewhobelievetheyarelying.

    (Toclarify,apersonsphysiologicalresponsesdonotshowwhetherthe

    personisgivinganswersthatareactually true,orthatareactually false. Rather,the

    theorybehindpolygraphexaminationsisthatthepersonsphysiologicalresponsesreveal

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    thepersonsstateofmindthepersons belief astowhethertheiranswersaretrueor

    false.)

    Theevidencewasconflictingastowhetherthephysiologicalresponses

    elicitedbyacontrolquestionpolygraphexaminationcanbemeaningfullycompared

    and analyzed to distinguish (1) people who believe theyare tellingthe truth from

    (2)peoplewhobelievetheyarelying. Aswehaveexplained,Dr.RaskinandDr.Iacono

    offeredcompetingassessmentsoftheaccuracyofthecontrolquestiontechnique. Dr.

    Raskintestifiedthattheaccuracyratecouldbeashighas98percent,whileDr.Iacono

    testifiedthattheaccuracyratecouldbeaslowas51percent( i.e.,nomoreaccuratethan

    chance).Thus,ifwearescrupulousinapplyingtheabuseofdiscretionstandard

    ofreviewtothesuperiorcourtsresolutionofthisissue,itisobviousthatwewouldhave

    toaffirmthesuperiorcourtsanswerregardlessofwhetherthatanswerwasyesor

    no. Reasonablejudgescoulddifferastowhethertheevidenceinthiscaseestablished

    thefirstprongoftheDaubert test. Thatbeingso,weholdthatthesuperiorcourtdidnot

    abuse itsdiscretionwhen,inthepresentcase,itruledthatthefirstprongwasestablished.

    (Norwouldthecourthaveabuseditsdiscretionifithadruledtheopposite.)

    Whether the control question form of polygraph examination can

    properly be applied to the resolution of the factual issues in this

    case

    This brings us to the second prong ofDaubert whether control

    questionpolygraphevidencecanproperlybeappliedtotheresolutionoftheissuesthat

    thejurywillhavetodecideatAlexanderstrial.

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    Thissecondquestionissignificantlymorecomplexthanthefirst. Thefact

    thatparticularscientificevidencepassestheDaubert testforscientificvaliditydoesnot

    meanthattheevidencecanorshouldbeadmittedinjudicialproceedings.

    Here,thesuperiorcourtwasrequiredtoconsidernotonlythereliabilityand

    accuracyratesofcontrolquestionpolygraphresults,butalsothepotentialthatjurors

    wouldbeconfusedbythepolygraphevidence,orwouldmisunderstanditssignificance,

    orwouldusethepolygraphevidenceforimproperpurposes,orwouldotherwisebeled

    astraybythisevidence. Thatis,thejudgewasrequirednotonlytoassessthescientific

    validityofthisevidence,butalsotoassesstheevidenceunderEvidenceRule403and

    EvidenceRule705(c).Indeed,thegreatmajorityofappellatecourtswhoemploytheDaubert test

    forscientificevidencehaveruledthat,despiteitsarguablescientificvalidity,polygraph

    evidence is inherently soprejudicialto the fairness of a criminaltrialthat it is not

    admissible, or that it is admissibleonlyupontheexpressstipulationof theparties.12

    These appellatecourtshaveessentiallyruled that,giventhedifficultiespresentedby

    polygraph evidence,itisalways anabuseofdiscretionforatrialjudgetoadmitthis

    evidence(or,insomejurisdictions,toadmitthisevidencewithouttheexpressstipulation

    oftheparties).

    12 Ingeneral,seetheappellatedecisionslistedinState v. A.O.,965A.2d152,161-62

    (N.J. 2009). InA.O., the New JerseySupreme Court noted that twenty-eight statescompletelybanpolygraphevidence,whileanothereighteenstatesallowtheadmissionof

    polygraphevidenceonlyifbothpartiesstipulatetoitsuse.See also State v. Porter,698A.2d

    739,758-59(Conn.1997)(continuingtobanpolygraphevidenceevenafterConnecticuts

    adoptionoftheDauberttest);Fagan v.State,894So.2d576,580(Miss.2004)(holdingthat,

    evenundertheDaubert test,polygraphresultscontinuetobeinadmissible); United States

    v. Prince-Oyibo,320F.3d494,501(4thCir.2003)(same).

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    We also note that, even though polygraph evidence might satisfy the

    Daubert test for scientific validity, jurisdictions may nonetheless enact statutes or

    evidentiaryrulesthatprohibittheuseofthisevidence.

    InUnitedStates v. Scheffer,523U.S.303,118S.Ct.1261,140L.Ed.2d413

    (1998), the United States Supreme Court upheld a military rule of evidence that

    categorically excluded polygraph evidence in court-martialproceedings. The Court

    concludedthat,giventhecurrentlackofconsensusregardingthereliabilityofpolygraph

    results,acategoricalexclusionofpolygraphevidencewasarationalandproportional

    meansofadvancingthelegitimateinterestinbarringunreliableevidence:

    Althoughthedegreeofreliabilityofpolygraphevidencemay

    dependuponavarietyofidentifiablefactors,thereissimply

    no way toknowinaparticularcasewhetherapolygraph

    examinersconclusionisaccurate,becausecertaindoubtsand

    uncertainties plague even the best polygraph exams.

    Individual jurisdictions therefore may reasonably reach

    differing conclusions as to whether polygraph evidence

    shouldbeadmitted. Wecannotsay,then,thatpresentedwith

    suchwidespreaduncertainty,thePresidentactedarbitrarilyordisproportionatelyinpromulgatingaper se ruleexcluding

    allpolygraphevidence.

    Id.,523U.S.at312,118S.Ct.at1266. TheCourtfurtherconcludedthatthiscategorical

    exclusionofpolygraphevidencedidnotabridgeanaccusedsconstitutionalright to

    presentadefense.Id.,523U.S.at315-17,118S.Ct.at1267-69.

    Becauseof thesignificantdifficultiesposedby polygraphevidence,we

    havegivenseriousconsiderationtothedecisionsfromtheseotherjurisdictions,andto

    theoptionofadoptingajudicialruleofexclusionliketheonesadoptedinthemajority

    ofDaubert statesessentially,aruledeclaringthatthepotentialofpolygraphevidence

    forcreatingunfairprejudicealwaysoutweighsitsprobativevalue.

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    Weare neverthelesstroubledbythepossibilitythat,insomecriminalcases,

    an exculpatorypolygraph result might be theonly realistic way fora defendant to

    establishareasonabledoubtastotheirguilt. And(asweareabouttoexplain),weare

    convincedthattheparticularsolutionadoptedbythesuperiorcourtinAlexanderscase

    providesadequatesafeguardsagainstthedangersofunfairprejudice.

    Undertheabuseofdiscretionstandardofreview,thequestionwemust

    answer iswhetherthesuperiorcourtactedunreasonablywhenitconcluded that the

    dangersposedbypolygraphevidencecould be adequatelynegatedby (1)requiring

    AlexandertosubmittoaState-administeredpolygraph and(2)requiringAlexanderto

    takethestandathistrialandsubmittocross-examination.ThefirstconditionimposedbythesuperiorcourtthatAlexandershould

    notbeallowedtointroducetheresultsofDr.Raskinspolygraphexaminationunless

    AlexandersubmitstoapolygraphexaminationadministeredbyanexpertoftheStates

    choosingconformstoafamiliarlegalprinciple: Wheneveralitigant(whetherincivil

    orcriminallitigation)seekstoofferanexpertsevaluationofsomeaspectofthelitigants

    mentalorphysicalcondition,thecourtisempoweredtorequirethelitiganttosubmitto

    asimilarevaluationbyanindependentexpert.13

    Thesecondconditionimposedbythe superiorcourtthatAlexander

    shouldnotbeallowedtointroducetheresultsof Dr.Raskinspolygraphexamination

    unlessAlexandertakesthestandattrialandsubmitstocross-examinationismore

    unusual,butweconcludethatitisnonethelessjustifiableunderEvidenceRules403and

    705(c).

    13 See AlaskaCivilRule35andAlaskaCriminalRule16(c)(5);AS12.47.070;Lewis

    v. State,195P.3d622(AlaskaApp.2008),Nelson v. State,874P.2d298(AlaskaApp.

    1994).

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    There are twoaspectsofpolygraphevidencethatpresentthegreatest

    potentialforconfusionandmisuse. Thefirstoftheseisthedangerthatjurorsmaybe

    overlyswayedbytheevidence;theymayviewitashavingadegreeofscientificrigor

    andinfallibilitythatitdoesnotpossess. Thisdangercanbeeffectivelycounteredbythe

    firstconditionimposedbythesuperiorcourti.e.,havingtheopposingsidepresentthe

    resultsofitsown independentpolygraphexamination aswellas byallowingthe

    opposingsidetopresentexperttestimonythatpointsoutthepotentialweaknessesand

    deficienciesofpolygraphexaminationproceduresandtechniques.

    Buttheseconddangerposedbypolygraphevidenceishardertodealwith.

    Thisseconddangerarisesfromthefactthatexperttestimonydescribingtheresultsofapolygraphexaminationwillinvariablyincludea recitationofout-of-courtstatements

    madebythepersonwhowasexamined. Theseout-of-courtstatementswillordinarily

    consistof the personsassertions about what did ordid not happen, coupledwith

    assertionsaboutwhatthepersonknew(ordidnotknow)atthetime,orwhattheperson

    intended(ordidnotintend)todo.

    Technically,perhaps,theseout-of-courtstatementscouldbeadmissiblefor

    anon-hearsaypurpose,sincetheyserveaspartofthebasisforthepolygraphexaminers

    opinion. SeeAlaskaEvidenceRule703,whichstatesthatexpertwitnessesarenormally

    allowedtotestifyabouttheunderlyingdataorinformationthatprovidesthebasisfor

    theiropinion,evenwhenthatunderlyinginformationwouldnototherwisebeadmissible

    i.e.,eventhoughitwouldnototherwisesurviveahearsayobjectionorachallenge

    basedonthewitnessslackofpersonalknowledge.14

    14 See also EdwardJ.ImwinkelriedandJamesR.McCall,Issues Once Moot: The Other

    Evidentiary Objections to the Admission of Exculpatory Polygraph Examinations,32Wake

    ForestLawRev.1045,1072-74(Winter1997)(analyzingthisissueunderthenearlyidentical

    provisionsofFederalEvidenceRule703).

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    Butwhenapolygraphexpertdescribesthestatements thatadefendant

    made during the examination (as part of the experts analysis of the defendants

    polygraph results), it will often be impossible for jurors to treat the defendants

    statementsasmerelythefactualdataunderlyingthepolygraphexpertsopinion. Instead,

    thejurors willusethedefendantsstatementsforanimproperhearsaypurposeas

    substantiveevidenceofthetruth ofthefactualmattersassertedbythedefendantinthose

    out-of-courtstatements.

    We addressed this general problem (expert testimony that relies on

    otherwiseinadmissibleevidence)inBorchgrevink v. State,239P.3d410,419(Alaska

    App.2010),andVann v. State,229P.3d197,208-09(AlaskaApp.2010).15

    Inthosecases,wenotedthatAlaskaEvidenceRule705(c)offersawayfortrialjudgestodeal

    withthisissuebygivingjudgesthegeneralauthority to prohibitanexpertwitness

    fromtestifyingaboutthedataorinformationthatunderliestheiropinionwheneverthe

    dangerthat[thisunderlyingdataorinformation]willbeusedforanimproperpurpose

    outweighs[its]valueassupportfortheexpertsopinion.

    Butinthecontextofpolygraphevidence,ifacourtwere to excludeall

    evidence oftheexamineesout-of-courtstatementstothepolygraphexaminer, this

    wouldessentiallydestroytheevidentiaryvalueofthepolygraphexaminerstestimony.

    InAlexanderscase,thesuperiorcourthituponadifferentsolutionone

    thatallowsDr.Raskintofullydescribehowheconductedthepolygraphexamination,

    andtofullyexplainhisinterpretationofthetestresults,whileatthesametimesolving

    15 SeealsoGuerre-Chaley v. State,88P.3d539,543-44(AlaskaApp.2004),andthe

    CommentarytoAlaskaEvidenceRule705(c),whichidentifytheproblemasthepossibility

    thatthejurymight...usethefactsordata[recitedbytheexpertwitness]asthebasisforan

    independentjudgmentonissuesin[the]case.

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    the problem that the jury will likely use Alexanders out-of-court statements for

    prohibitedhearsaypurposes.

    Even though the jury may inevitably view Alexanders out-of-court

    statementstoDr.Raskinassubstantiveproofofthemattersassertedinthosestatements,

    thiswillmakelittledifferencetothejurysconsiderationofthecaseifAlexandertakes

    thestandattrial,makesthosesameassertionsinfrontofthejury,andiscross-examined.

    The superiorcourt thereforeruledthat ifAlexanderwishes topresentDr. Raskins

    testimony,Alexandermusttakethestandandsubmittocross-examination.

    We conclude that the superior courts resolutionof this matter was a

    reasonableexerciseofthecourtsdiscretionunderEvidenceRules403and705(c),andwethereforeupholdthisaspectofthesuperiorcourtsruling.

    Concluding matters

    Forthereasons explainedinthisopinion,weconcludethatthesuperior

    courtdidnotabuseitsdiscretionwhenitruledthatthepolygraphevidenceofferedinthis

    casemeetsthethresholdtestforscientificevidenceestablishedinDaubert. Wefurther

    concludethatthesuperiorcourtdidnotabuseitsdiscretionwhenitruledthatAlexander

    can introduce the exculpatory polygraph evidence only if he submits to a State-

    administeredpolygraphexamination,andonlyifhetakesthestandandsubmitstocross-

    examinationathistrial.

    AlthoughweareaffirmingthesuperiorcourtsrulinginAlexanderscase,

    wewishtoclarifythatthesuperiorcourthastheauthoritytore-examineitsrulingifit

    seesfit. Wesaythisbecauseofthedevelopmentsthatoccurredafterthesuperiorcourt

    issueditsruling. Aswehaveexplained,whilethisappellatecasewasstillinitsbriefing

    stage, the other defendant involved in this litigation, JamesGriffith, tooka State

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    administeredpolygraphexamination. DespiteDr.Raskinstestimonythattherewasa

    90percentchance(orbetter)thattheexculpatoryresultsofhisexaminationofGriffith

    wereaccurate,GriffithapparentlyfailedtheState-administeredpolygraphexamination.

    Followingthis secondpolygraphexam,Griffithpleadedguilty, and he subsequently

    withdrewfromthiscase.

    Weexpressnoopinionastowhetherthesuperiorcourtshouldre-assessits

    decisioninlightofthesedevelopments,andwedonotretainjurisdictionofthiscase.