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Monday, June 10, 2019Boston, Massachusetts
A Promotional Theater conducted at the 2019 ASHP Summer Meetings and Exhibition
This Promotional Theater is planned by ASHP Advantage and sponsored by Fresenius Kabi
Strategies for Ensuring Compliance by the December 2019 Deadline
www.ashpadvantage.com/uspchanges
USPChapter<797>
UPDATE ON USP CHAPTER <797>
AGENDA6:00 – 6:30 p.m.Buffet Dinner
6:30 – 6:55 p.m.Overview of Changes to USP Chapter <797>Patricia C. Kienle, B.S.Pharm., M.P.A, FASHP
6:55 – 7:20 p.m.Employing Changes to USP Chapter <797>: Is Your Facility Ready?Eric S. Kastango, B.S.Pharm., M.B.A., FASHP
7:20 – 7:45 p.m.Practical Approaches to Attaining Compliance with USP Chapter <797>: One Health System’s ExperienceAshley Duty, Pharm.D., M.S.
7:45 – 8:30 p.m.Strategies for Ensuring Compliance with USP Chapter <797>: Faculty Discussion and Audience Questions All Faculty
Patricia C. Kienle, B.S.Pharm., M.P.A, FASHPDirector, Accreditation and Medication SafetyCardinal Health Innovative Delivery SolutionsWilkes‐Barre, Pennsylvania
Ashley Duty, Pharm.D., M.S.Clinical Pharmacy Operations ManagerChildren’s Mercy Kansas City, Missouri
Eric S. Kastango, B.S.Pharm., M.B.A., FASHPPresident and CEOClinical IQ, LLC and CriticalPoint, LLCMadison, New Jersey
This Promotional Theater is planned by ASHP Advantage and sponsored by Fresenius Kabi
In accordance with ACCME and ACPE Standards for Commercial Support, ASHP policy requires that all faculty, planners, reviewers, staff, and others in a position to control the content of this presentation disclose their financial relationships. In this activity, only the individual below has disclosed a relevant financial relationship. No other persons associated with this presentation have disclosed any relevant financial relationships.• Eric Kastango
– CriticalPoint, LLC: stockholder/ownership interest– Wolter Kluwer: royalties
• Patricia C. Kienle– Cardinal Health: employee– CriticalPoint, LLC: consultant
Disclosures
Please be advised that this activity is being audio and/or video recorded for archival purposes and, in some cases, for repurposing of the content for enduring materials.
Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
At the conclusion of this activity, participants should be able to• Describe the primary changes to USP Chapter <797> that
will be official on December 1, 2019• Identify best practices for ensuring safety of sterile
products within a health system• Compare current operations with revised USP Chapter
<797> standards• Develop a plan for making changes to attain compliance
with revised USP Chapter <797>
Learning Objectives
Overview of Changes to USP Chapter <797>
Patricia C. Kienle, B.S.Pharm., M.P.A., FASHP
Director, Accreditation and Medication Safety
Cardinal Health Innovative Delivery Solutions
Wilkes‐Barre, Pennsylvania
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
2
Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
• Member of the USP Compounding Expert Committeeand speaker for USP compounding courses, but this talkis not affiliated with or endorsed by USP
• Author of The Chapter <800> Answer Book and AssuringContinuous Compliance with Joint CommissionStandards, 8th Edition, published by ASHP
Related Affiliations
Figure courtesy of USP.
It’s Been a Long Ride …
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
3
Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
• USP is a standard‐settingorganization
• Regulators incorporatestandards into their regulations
• Accreditation organizationsincorporate best practices intotheir own standards
Image courtesy of USP.
USP General Chapters
Personnel
Facilities
Monitoring
Best Practices Have Evolved
State of control
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
• Philosophy– What drives the assignment of the beyond‐use date (BUD)
• Administering is not compounding• Facility design requirements
– How can we create the safest workspace• Beyond‐use dates• Monitoring frequency
– What personnel and facility monitoring can best detectconcerns
What’s Changed?
• Old: components drive the BUD– Sterile or nonsterile?– For a single patient or for many patients?– Complexity of process
• Revised: facility design drives the BUD– Cleanroom suite– Segregated compounding area
Philosophy
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
• Responsibility• Development and maintenance of policies andprocedures
• Assuring competence of personnel• Evaluation of certification and environmentalmonitoring
Designated Person
• Core skills– Specific competencies
• Hand hygiene, garbing, aseptic manipulation
– General competencies• Calculations, aseptic technique, use of equipment,materials transfer, cleaning
Written Training Program
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
• Didactic• Demonstration of core skills• Three gloved fingertip tests to demonstrateability to aseptically garb
• Media fill test to demonstrate ability toaseptically prepare CSP
Initial Competency Documentation
• Every six months– Media fill test to demonstrate ability to asepticallyprepare CSPs
– One gloved fingertip and thumb sampling todemonstrate ability to maintain asepsis duringcompounding
Competency Documentation
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
• Annual demonstration of core skills
Competency Documentation
• Preparation for administration• Administration• Immediate use• Preparation of allergen extracts• Handling radiopharmaceuticals
Special Practices
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
• As long as …– For a single patient– Will not be stored
Centers for Disease Control and Prevention. Safe injection practices to prevent transmission of infections to patients. https://www.cdc.gov/injectionsafety/ip07_standardprecaution.html
(accessed 2019 May 20).
Administering is not Compounding
What type of facility do you have? Select all that apply.
a. Cleanroom suite: anteroom + buffer roomb. Combined ante/buffer roomc. Segregated compounding aread. No compliant facility – immediate use preparation
onlye. Don’t know or not at a site that prepares CSPs
CSPs = compounded sterile preparations
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
• Ambient air• Segregated compounding area• Cleanroom suite
– Anteroom + buffer room
Facility Design
• Primary engineering control (PEC)– Laminar air flow systems– Compounding isolators– Pharmaceutical isolators
• Secondary engineering control (SEC)– Cleanroom suite– Segregated compounding area
Facilities
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
• Type and placement of primary engineering control• Sink placement• Visible lines of demarcation and doffing• HEPA‐filtered ceiling air• Ability to access ceiling• Control of doors• Temperature, humidity, and pressure monitors• Calibration of equipment
Facilities
Processing
• Aseptic– Includes filtration
• Terminal sterilization– Steam– Dry heat– Irradiation
Photo courtesy of CriticalPoint, LLC. Copyright © 2018 CriticalPoint, LLC. All rights reserved.
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
• Risk levels eliminated• Allowance for preparation of nonsterile‐to‐sterile compounded sterile preparations (CSPs) with limited BUDs
Assignment of BUDs
Aseptically‐prepared in compliant segregated compounding area (SCA) or containment segregated compounding area (C‐SCA)
Category 1 CSP Maximum BUDs
Room Temperature(20° to 25° C)
Refrigerated(2° to 8° C)
Made from only sterile components 12 hours 24 hours
Made from one or more nonsterile component
12 hours 24 hours
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
Aseptically‐prepared in compliant compounding suite, no sterility testing, no additional preservative
Category 2 CSP Maximum BUDs
Room Temperature(20° to 25° C)
Refrigerated(2° to 8° C)
Frozen(‐25° to ‐10° C)
Made from only sterile components 4 days 10 days 45 days
Made from one or more nonsterile component
1 day 4 days 45 days
• Nonviable characteristics– Air flow
• Smoke studies
– HEPA‐filtered ceiling air– Pressure differentials– Temperature– Humidity
Certification
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
Have you ever received monitoring test results that exceed action levels?
a. Yes – personnel onlyb. Yes – facilities onlyc. Yes – personnel and facilitiesd. Noe. Don’t know or not at a site that prepares CSPs
Environmental Monitoring
Air Surface
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
• Minimum frequency – every 6 months• Action levels
CFU per 1000 liters of air per plate
Volumetric Active Air Sampling
ISO Class Action Levels
5 > 17 > 108 > 100
• Minimum frequency – monthly• Action levels
CFU per plate or swab
Surface Sampling
ISO Class Action Levels
5 > 37 > 58 > 50
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
• Policies and procedures• BUDs• Documentation of personnel training• Frequency of personnel monitoring• Frequency of surface sampling• Plan for reaction to out‐of‐specification results
What Might You Have to Change?
Keeping Patients Safe
Personnel
Quality
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
• Philosophy for assessing risk in CSP preparationhas evolved from a focus on product‐relatedcomponents to the facility in which the CSP ismixed
• Competency of personnel is key to safe practices• Required frequency of monitoring has increasedto better demonstrate state of control
Key Takeaways
Employing Changes to USP Chapter <797>: Is Your Facility Ready?
Eric S. Kastango, B.S. Pharm., M.B.A., FASHP
President and CEO
Kastango Consulting Group d/b/a Clinical IQ, LLC
CriticalPoint, LLC
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
• All images in this presentation are used withpermission from CriticalPoint, LLC. Copyright ©2006‐2019 CriticalPoint, LLC. All rights reserved.
• Use of this educational material by a 3rd partydoes not constitute an endorsement byCriticalPoint, LLC or Clinical IQ, LLC.
Acknowledgments
“By failing to prepare, you are preparing to fail.”
Benjamin Franklin
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
Risk Category
Category 1 PEC located in SCA (non classified)
Category 2PEC located in
buffer room served by anteroom
Revised USP Chapter <797> Paradigm
PEC = primary engineering control, SCA = segregated containment area
Primary Engineering Controls
Laminar Air Flow Systems (LAFS)
• Laminar airflow workbenches(LAFWs) or work stations
• Laminar air flow zones• Biological safety cabinets(BSCs)
Restricted Access Barrier System (RABS)
• Compounding aseptic isolator(CAI)
• Compounding asepticcontainment isolator (CACI)
Isolators(Pharmaceutical)
• Transfer ports• Use sporicidal chemical
decontamination• Constant overpressure
requirement
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
Facility Requirements
Category 1 = Cleanroom Suite or SCA
Category 2 = Cleanroom Suite
CAI or CACI (now called a Restricted Access Barrier System or RABS) must be placed in cleanroom suite to get BUDs greater than 12 hours room temperature and 24 hours refrigerated!
RABS not treated differently than BSCs or LAFS
Category 1: PEC or C‐PEC inside SCA or C‐SCA
• BUD– 12 hours or less at controlled room
temperature– 24 hours or less when refrigerated
• Only if made in accordance with applicablerequirements for Category 1 CSPs
• Sterility and endotoxin testing neverrequired
C‐PEC = containment primary engineering controlC‐SCA = containment segregated compounding area
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
• USP Chapter <797> (2008) allowed CAIs and CACIs(now RABS) with the default BUDs in the chapter– This allowance will no longer be compliant with thestandard on Dec 1, 2019
• All hospitals will be challenged by this new paradigm• Alternative strategies like RTU, proprietary vial‐bagsystems and staffing increases must be evaluated
Impact of Category 1
RTU = ready‐to‐use
• BUD– Greater than 12 hours at controlled
room temperature– Greater than 24 hours when
refrigerated• Sterility and endotoxin testing
based on BUD assigned• Only if made in accordance with
applicable requirements forCategory 2 CSPs
Category 2: PEC or C‐PEC in Buffer Room with Anteroom
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
Defining a Cleanroom Suite
• ISO‐classified anteroom with fixed walls and doors• Controls to minimize the flow of lower‐quality air into the
more controlled areas• Supply air introduced through HEPA filters located in the
ceiling• Low wall air returns unless a visual smoke study is
performed• Pressure‐differential monitoring system• Line of demarcation in the anteroom
Defining a Cleanroom Suite
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
• Design of the facility should take into account– Number of personnel and their movements– Equipment, supplies, and components for CSP preparation
• Cleanroom suite should– Be at temperature of 20°C or cooler and at a relative humidity
below 60%– Provide comfortable conditions for personnel wearing required garb
• Facility and pass‐through doors– Should be interlocking– Doors that do not interlock MUST never be opened at the same
time
Important “shoulds”
Air Exchanges = Air Changes Per Hour (ACPH)
Compounding Area
ACPH Requirements (HEPA‐filtered supply air)
Pressure Requirements (inches of water
column)
Unclassified SCA None NoneUnclassified C‐SCA ≥12 (exhaust) Negative 0.01 to 0.03ISO Class 7 Non‐HD buffer room ≥30 (supply) Minimum positive 0.02ISO Class 7 HD buffer room ≥30 (supply) Negative 0.01 to 0.03ISO Class 7 anteroom ≥30 (supply) Minimum positive 0.02ISO Class 8 anteroom ≥20 (supply) Minimum positive 0.02
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
• Highly controversial part of certification• Chapter <797> only prescribes minimum ACPH based on HEPA‐
filtered supply air except for C‐SCA (based on exhaust)• ACPH often needs to be higher to maintain a state of control• Factors affecting needed ACPH
– Number of personnel in the area– Number of particulates generated from processes in the area– Equipment located in the room– Room air pressure– Temperature
Air Exchanges
Air Change SpecificsISO Class 7 ISO Class 8
• ≥20 ACPH• Clarified because current chapter
does not specify anteroom ACPH– This is from FDA Aseptic Processing
Guidance• All ACPH must be supplied from
the HVAC through HEPA filterslocated in the ceiling
• Certification report mustdocument total ACPH
• ≥30 ACPH• ≥15 ACPH of the total air changes
must come from the HVAC throughHEPA filters located in the ceiling
• If the PEC is used to meet theminimum total ACPHs required, thePEC must not be turned off exceptfor maintenance
• Certification report must include theACPH from HVAC, ACPH contributedfrom the PEC, and the total ACPH
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
Air Change SpecificsISO Class 7 ISO Class 8
• ≥20 ACPH• Clarified because current chapter
does not specify anteroom ACPH– This is from FDA Aseptic Processing
Guidance• All ACPH must be supplied from
the HVAC through HEPA filterslocated in the ceiling
• Certification report mustdocument total ACPH
• ≥30 ACPH• ≥15 ACPH of the total air changes
must come from the HVAC through HEPA filters located in the ceiling
• If the PEC is used to meet the minimum total ACPHs required, the PEC must not be turned off except for maintenance
• Certification report must include theACPH from HVAC, ACPH contributedfrom the PEC, and the total ACPH
Compounding area must be certified according to the CETA application guide for Sterile Compounding
Facilities or an equivalent guideline
What things do you have in your anteroom? Select all that apply.
a. Nothingb. Sinkc. Line of demarcationd. Workstation for checking CSPse. Don’t know or not at a site that prepares CSPs
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
Sink• Should be hands free• If serving a cleanroom suite, sink
can be inside the anteroom oroutside the anteroom in theadjacent space
• If serving an SCA, then sink mustbe– Accessible– At least 1 meter from the PEC– NOT inside the SCA perimeter
Many requirements apply to ALL CSPs, such as:
Table 1: Summary of Minimum Requirements
• Observation of hand hygieneand garbing every 6 months
• Recertification of PECs every 6months (SECs in Category 2)
• Ongoing gloved fingertipsampling every 6 months
• Nonviable air monitoringevery 6 months
•Media fill testing every 6months
• Viable air sampling every 6months
• 100% visual inspection • Surface sampling MONTHLY
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
Personnel Qualifications: Same for Category 1 and Category 2
Requirement Frequency
Visual observation of hand hygiene and garbing Every 6 monthsGloved fingertip and thumb sampling Every 6 monthsMedia fill testing Every 6 monthsRequalification Every 12 months
Training is required every 12 months in appropriate sterile compounding principles and practices
• Training is not just for compounding staff• Needed for other personnel handling CSPs or accessing the compounding area• Must demonstrate competency in proper behavior to maintain the
environment
Other Personnel
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
Garbing and Hand Hygiene
• Disposable nail cleaner must be used• Garbing sequence is not specified
– Left up to the facility to decide– Define in standard operating
procedure• Gowns may be re‐used within same
shift if the gown is maintained in aclassified area or SCA
• CAI and CACI– Disposable gloves under isolator gloves– Sterile gloves over isolator gloves
Gloved Fingertip and Thumb Sampling (GFS)
• No changes to the frequency• Clarifies that initial GFS is done after
“separate and complete hand hygieneand full garbing”
• Box 2‐1 in USP Chapter <797> indicatesthat fingers and thumb are rolled overthe surface
• Gives multiple options for devices touse
• Provides incubation parameters thatare longer and require twotemperatures
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
• Failure of any of the following will require successfulreevaluation before personnel can resume compounding– Hand hygiene/garbing– Aseptic technique– GFS– Media fill testing
• How will this affect your ability to care for patients if youneed to wait 14 days for media fill results?
Reevaluation, Retraining, Requalification
• The USP Chapter <797> revisions clarified several key facility‐relateddesign and performance elements along with certificationrequirements
• The use of CAI or CACI (RABS) offer no advantage over “open‐front”primary engineering controls or allow for the default BUDs in the USPChapter <797>
• All hospitals will need to reevaluate their strategies for compoundingand dispensing CSPs due to shortened BUDs in facilities with a Category1 operation
• Use and location of HEPA filters in the HVAC system should be accessed
Key Takeaways
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
Practical Approaches to Attaining Compliance with USP Chapter <797>:
One Health System’s Experience
Ashley Duty, Pharm.D., M.S.
Clinical Pharmacy Operations Manager
Children’s Mercy
Kansas City, Missouri
• Four cleanrooms with positive and negativecompounding spaces and anterooms
• One cleanroom with only positive compoundingspace and anteroom
• Two segregated compounding areas
Children’s Mercy Sterile Compounding Areas
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
• Using prepared gap analysis tools vs. creatingyour own– Time consuming– Customizable
• Status and assignments
Gap Analysis
Example Custom Gap Analysis
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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See enlargement, page 45
Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
• You have 100+ line items, where do you start?– Assess what you’ve already achieved– Determine which items require capital andconstruction
– Identify individuals to assist you– Don’t become overwhelmed
Digesting the Gap Analysis Results
Have you completed a gap analysis for USP Chapter <797>?
a. Yesb. In progressc. Nod. N/A
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
Policy Writing
Which came first – the policy or the practice change?
• Use policies and standard operating procedures– Flexibility
• Separate policies vs. one large policy
Policy Writing
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
Examples
• Policy– Beyond‐use dating– Certification frequencies– Cleaning frequencies– Personnel requirements– Documentationrequirements
• Procedures– Aseptic technique testing– Viable air sampling– RABS cleaning process– Parenteral nutritioncompounder setup
– Repeater pumpcalibration
• Determine the uses for the compounding space– Limited anticipatory compounding
• Workflow impact
– Appropriate SCA placement
Segregated Compounding Areas (SCAs)
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
• Operating room SCA– Medications are used within 2‐3 hours– Limited number of medications and manipulations– Access to operating room space is already limitedand laundered scrubs are required
Segregated Compounding Areas
Construction and Design Issues
• Temporary fixes– Anteroom expansion– Interlocking pass‐throughs
– Interlocking doors– New paint
• Complete renovationsor new construction– Consider pharmacyoperations duringconstruction
– New space or currentlocation?
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
Photos: Ashley Duty
• Get involved early and know your architects– Ask your pharmacy colleagues who they recommend
• Know where your air comes from and where itgoes after it leaves your cleanroom– Air handlers, ductwork, plenums
• Future thinking
Construction and Design Issues
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
• CSP batch/cartfill frequency change– Increased frequency = decreased time betweenpreparation and administration
– Change staffing patterns for preparation and delivery– Potential for decreased waste
Impact of CSP BUD Change
Impact of CSP BUD Change
• Additional productoptions– Premixed solutions– Alternative deliverysystems
– Outsourced options
• Drug shortages– Minimizing waste– Less control over packagesizes
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
• Historical practice of using diluted stock bags formultiple patients over a few days– Especially prevalent in pediatrics
• Stock/dilution bags now have a BUD of 12 hours– Reevaluation of vial sizes purchased andconcentrations
Multi‐Patient Stock Bags
Administration BUDs
• Explaining BUDs vs. expiration dates to nursingcolleagues can prove challenging– Standard tubing change times
• Limitations within dose preparation system todifferentiate stability of medication vs. sterility ofthe preparation (BUD)
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
• During every 6‐month certification is helpful, but provides only a snapshot
• Challenging to react to positive results involving highly pathogenic organisms and reschedule certification
• Viable air sampling machine can be shared among multiple practice sites for quarterly or monthly testing
Viable Air Sampling
• Positive results– Need to be evaluated by an environmental lab, not a clinical lab
• Responding to a positive sample– Assess who, what, when, where– Work with your hospital's infection prevention and control team
Viable Air Sampling
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
• Gravity flow incubators– No long‐term incubation needed– More budget friendly than forced air incubator
• Discuss with and obtain recommendations from laboratory or biomedical engineers
• Two devices (20‐25˚C and 30‐35˚C)– Stackable
Incubators
• Increased from every 12 months to every 6 months– Balance the need for an adequate number of employees competent to prepare CSPs
– Staffing during challenging situations• Recordkeeping
– Paper, spreadsheet, electronic database or form– Web‐based programs
Personnel Competencies and Recordkeeping
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
Which of the following types of systems does your health system use for tracking personnel competencies and viable air sampling? Select all that apply.
a. Paper or electronic formsb. Electronic spreadsheetsc. Internal websited. External subscription websitee. N/A or unsure
Online Personnel Recordkeeping
• Advantages– Consistent– Reminders– Customized assignments– Hard to misplace or lose
• Disadvantages– Cost– Need for contracting– Ease of retrieval– Interconnectivity withhuman resourcesrequirements
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
• Pharmacy staff cleaning vs. environmentalservices– Competencies– Consistency
• Outsourced terminal cleaning
Terminal Cleaning of Compounding Suite
• A gap analysis is a great way to determine whereyou need to devote time and resources to attainChapter USP <797> compliance
• Construction projects can vary from small to large,but being closely involved and forward thinking isparamount
• Ensure that your personnel training records arecomplete, consistent, and easily retrievable
Key Takeaways
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
• USP Compounding Compendium, available from USP at www.usp.org
• USP FAQs at www.usp.org
• ASHP Sterile Compounding Resource Center, available at www.ashp.org
• CriticalPoint Peer Network, available at https://peernetwork.criticalpoint.info
Selected Resources
Strategies for Ensuring Compliance with USP Chapter <797>: Faculty Discussion
Patricia C. Kienle, Activity Chair
Ashley Duty
Eric S. Kastango
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
• We want to address the issues and questions most important to YOU!
Exploring the Issues
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Exam
ple Custom Gap
Analysis
Abbreviations Used in Presentations ACPH air changes per hour
BSC
BUD
CAI
CACI
CDC
CETA
C-PEC
C-SCA
CSP
GFS
HD
HEPA
HVAC
ISO
LAFS
LAFW
LOD
PEC
RABS
RTU
SCA
SEC
USP
biological safety cabinet
beyond-use date
compounding aseptic isolator
compounding aseptic containment isolator
Centers for Disease Control and Prevention
Controlled Environment Testing Association
containment primary engineering control
containment segregated compounding area
compounded sterile preparation
gloved fingertip and thumb sampling
hazardous drug
high-efficiency particulate air
heating/ventilating/air conditioning
International Standards Organization
laminar air flow system
laminar air flow workbench
line of demarcation
primary engineering control
restricted access barrier system
ready-to-use
segregated compounding area
secondary engineering control
United States Pharmacopeia
©2019 American Society of Health-System Pharmacists, Inc. All rights reserved.
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Update on USP Chapter <797>: Strategies for Ensuring Compliance by the December 2019 Deadline
Patricia C. Kienle, Activity Chair B.S.Pharm, M.P.A., FASHP
Director, Accreditation and Medication Safety Cardinal Health Innovative Delivery Solutions Wilkes-Barre, Pennsylvania
Patricia C. Kienle, B.S.Pharm., M.P.A, FASHP, is Director of Accreditation and Medication Safety for Cardinal Health Innovative Delivery Solutions. She received
her pharmacy degree from Philadelphia College of Pharmacy and Science and a Master in Public Administration degree from Marywood University in Scranton, Pennsylvania. She completed an Executive Fellowship in Patient Safety from Virginia Commonwealth University and is Adjunct Associate Professor at Wilkes University in Wilkes-Barre, Pennsylvania.
Ms. Kienle has served on the ASHP Board of Directors and as President of the Pennsylvania Society of Health-System Pharmacists. She is a Fellow of ASHP and has been honored with the ASHP Distinguished Leadership Award and 2018 ASHP John W. Webb Lecture Award. Ms. Kienle has served on the Pharmacotherapy Specialty Council of the Board of Pharmacy Specialties, Pennsylvania Patient Safety Authority, Hospital Professional and Technical Advisory Committee of The Joint Commission, and Board of Governors of the National Patient Safety Foundation. She is a member of the USP Compounding Expert Committee and chairs the Subcommittee on Hazardous Drugs.
Ms. Kienle is co-author of Assuring Continuous Compliance with Joint Commission Standards: A Pharmacy Guide, and author of The Chapter <800> Answer Book. With over 500 invited presentations and 50 publications, she has special interests in medication safety, compounding sterile preparations, accreditation, and regulatory issues.
Ashley M. Duty Pharm.D., M.S.
Clinical Pharmacy Operations Manager Children’s Mercy Kansas City, Missouri
Ashley Duty, Pharm.D., M.S., is Clinical Pharmacy Operations Manager at Children’s Mercy in Kansas City, Missouri. She earned a Doctor of Pharmacy degree from the Raabe Col-
lege of Pharmacy at Ohio Northern University and a Master of Science in Health-System Pharmacy Adminis-tration degree from Northeast Ohio Medical University. She completed an ASHP-accredited PGY1/PGY2 Health-System Pharmacy Administration residency at Cleveland Clinic in 2014.
At Children’s Mercy, Dr. Duty is responsible for 21 pharmacists in general medicine and hematology/oncology, as well as for USP Chap-ter <797> and USP Chapter <800> oversight for all sterile compounding operations. She also serves as the staffing preceptor for the accredited PGY1 and PGY2 residencies.
Dr. Duty’s professional interests include operations, medication safety, and informatics. She is also very passionate about leadership development. Within ASHP, she is a member of the Educational Steering Committee for the Section of Phar-macy Practice Managers. Previously she served as Chair and Vice Chair of the New Practitioners Forum. On the local level, Dr. Duty is Programs Chair for the Greater Kansas City Society of Health-System Pharmacists.
Dr. Duty completed the ASHP Advanced Sterile Product Prepara-tion Certificate in 2017 and served as a planner and presenter for both the PTCB-recognized ASHP Sterile Product Preparation Certificate and the Compounded Sterile Products Certificate for Pharmacists in 2019.
Eric S. Kastango B.S.Pharm., M.B.A., FASHP
President and CEO Clinical IQ, LLC and CriticalPoint, LLC Madison, New Jersey
Eric S. Kastango, M.B.A., B.S.Pharm., FASHP, is President and CEO of Clinical IQ LLC, a health-care consulting firm, and CriticalPoint, LLC, a web-based education company.
Mr. Kastango received a Bachelor of Sci-ence degree in pharmacy from Massa-chusetts College of Pharmacy and Allied Health Sciences and a Master of Business Administration degree from University of Phoenix. He completed 65 hours of training in nuclear pharmacy at Purdue University and 80 hours of didactic train-ing for the Six Sigma-Green Belt certifi-cation that he started with BD Medical Systems. At Johns Hopkins Bloomberg School of Public Health, he is working on a Certificate in Quality, Patient Safety, and Outcomes Research.
Mr. Kastango served on the USP Sterile Compounding Committee from 2005-2010 and 2010–2015 USP Council of Ex-perts, Compounding Expert Committee until April 2013. In May 2013, USP recog-nized Mr. Kastango and the members of Compounding Expert Committee with an Award for Outstanding Contribution to the USP Standards-Setting Process. He received an ISMP Cheers Award in 2015 for his work related to sterile compound-ing safety. Mr. Kastango also served on the USP Hazardous Drug Expert Panel from 2010–2016, and he is actively working with NABP and state boards of pharmacy to provide training to their sterile compounding inspectors.
Mr. Kastango is an active member and Fellow of ASHP, and he served on the Expert Panel for the ASHP Research and Education Foundation in the develop-ment of the 2015 Outsourcing Sterile Products Preparation Vendor Assessment Tool and ASHP’s Insourcing Readiness Assessment Tool.
ABOUT THE FACULTY
www.ashpadvantage.com/uspchanges
Additional Resources Coming Soonn Expert Insight—faculty commentaries
n Engaging the Experts—faculty discussions with William Zellmer
n Promotional Theater On Demand—proceedings of today’s session
About Promotional TheatersThis Promotional Theater, conducted at the ASHP 2019 Summer Meetings and Exhibition, is a promotional activity provided by Fresenius Kabi and is not certified for continuing education credit. The content of this Promotional Theater and opinions expressed by presenters are those of the sponsor or presenters and not of the American Society of Health-System Pharmacists.
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