Upload
others
View
2
Download
0
Embed Size (px)
Citation preview
Team 807
SUPREME COURT OF THE UNITED STATES
OCTOBER TERM 2012
______________
DOCKET NO. 2012-01 ______________
BRYAN LOCKTE,
PETITIONER,
V.
MICHAEL FRANKLIN, RESPONDENT.
ON APPEAL FROM THE UNITED STATES COURT OF APPEALS FOR THE FOURTEENTH CIRCUIT
BRIEF OF THE PETITIONER, BRYAN LOCTKE
TEAM 807 ATTORNEYS FOR THE PETITIONER, BRYAN LOCKTE
i
TABLE OF CONTENTS
TABLE OF CONTENTS .................................................................................................. i TABLE OF AUTHORITIES ......................................................................................... iii STATEMENT OF THE ISSUES .................................................................................... 1 STATEMENT OF THE CASE ........................................................................................ 2 STATEMENT OF THE FACTS ..................................................................................... 5 SUMMARY OF THE ARGUMENT ............................................................................... 8 ARGUMENT ................................................................................................................ 10
I. QUALIFIED IMMUNITY APPLIES TO A POLICE OFFICER WHEN THE RIGHT TO VIDEOTAPE AN OFFICER IN PUBLIC IN THE COURSE OF HIS DUTIES IS NOT CLEARLY ESTABLISHED UNDER THE FIRST AMENDMENT AT THE TIME OF PETITIONER’S ALLEGED VIOLATION, OR, IF THAT RIGHT WAS CLEARLY ESTABLISHED, WHEN INTENTIONAL INTERFERENCE WITH POLICE OPERATIONS OR THE SAFETY OF THE OFFICER OR THE PUBLIC PRECLUDES FIRST AMENDMENT PROTECTION OF THE RESPONDENT’S CONDUCT. ............ 11
A. Civil liability for police officers is precluded when the right to videotape
an officer in public in the course of his duties is not clearly established under the First Amendment at the time of Petitioner’s alleged violation ...... 13
B. Civil liability for police officers is precluded by exceptions to First
Amendment protections, even when the right to videotape a police officer in public in the course of his duties is clearly established under the First Amendment at the time of Petitioner’s alleged violation. ............................... 16
1. Even if the right to videotape a police officer in public in the course
of his duties is clearly established under the First Amendment, the First Amendment does not protect Respondent’s conduct when Respondent intentionally interferes with a police officer in the police officer’s official duty ...................................................................... 17
a. Respondent violates 36 C.F.R. § 2.32(a)(1) when Respondent intentionally interferes with a government employee or agent in an official duty .......................................................................... 17
ii
b. The First Amendment does not protect Respondent’s conduct when he intentionally obstructs government operations under 36 C.F.R. § 2.32(a)(1) ......................................................... 21
2. Even if the right to videotape a police officer in public in the course of his duties is clearly established under the First Amendment, the First Amendment does not protect Respondent’s conduct when Respondent’s actions threaten the safety of the police officer and of the public ................................................................................................. 23
II. QUALIFIED IMMUNITY APPLIES TO A POLICE OFFICER WHO
SEARCHES A CELL PHONE INCIDENT TO ARREST WHEN THE SEARCH IS REASONABLE IN TIME, PLACE AND SCOPE OR WHEN EXIGENT CIRCUMSTANCES APPLY BECAUSE THE RIGHT TO BE FREE FROM A WARRANTLESS SEARCHES OF A CELL PHONE INCIDENT TO ARREST IS NOT A PROTECTED RIGHT UNDER THE FOURTH AMENDMENT, AND IF IT IS A PROTECTED RIGHT, THE RIGHT WAS NOT CLEARLY ESTABLISHED AT THE TIME OF PETITIONER’S ALLEGED VIOLATION…………………………………..........27
A. Civil liabilty for police officers is precluded when an officer lawfully searches a cell phone incident to arrest under the Fourth Amendment because exceptions to the warrant requirement apply .................................... 31
1. A police officer is lawfully permitted to search a cell phone incident to arrest under the Fourth Amendment exception to the warrant requirement when the search is reasonably limited in time, place, and scope .................................................................................................. 31
2. A police officer is lawfully permitted to search a cell phone incident
to arrest when the exigent circumstances of officer safety or the preservation of evidence exist ................................................................. 38
B. Civil liability for police officers is precluded when an officer lawfully
searches a cell phone incident to arrest because the law was not clearly established under the Fourth Amendment at the time of Respondent’s alleged violation. ................................................................................................ 43
CONCLUSION .............................................................................................................. 48 CERTIFICATE OF COMPLIANCE ............................................................................. 49
iii
TABLE OF AUTHORITIES
United States Supreme Court Cases Adderley v. Florida, 385 U.S. 39 (1966) ...................................................................... 22 Anderson v. Creighton, 483 U.S. 635 (1987) .......................................................... 10, 46 Arizona v. Gant, 556 U.S. 332 (2009) ........................................................ 28, 29, 30, 36 Ashcroft v. al-Kidd, 563 U.S. ___, 131 S.Ct. 2074 (2011) ............................................ 10 Cantwell v. Connecticut, 310 U.S. 296 (1940) ............................................................. 26 Carey v. Brown, 447 U.S. 455 (1980) .......................................................................... 22 Chaplinsky v. New Hampshire, 315 U.S. 568 (1942) ........................................... 23, 24 Chimel v. California, 395 U.S. 752 (1969), abrogated by Davis v. United
States, 131 S.Ct. 2419 (2011) .......................................................... 27, 28, 30, 32, 37 Feiner v. New York, 340 U.S. 315 (1951) .................................................................... 24 Haig v. Agee, 453 U.S. 280 (1981) .......................................................................... 18, 23 Harlow v. Fitzgerald, 457 U.S. 800 (1982) .................................................................. 10 Illinois v. Krull, 480 U.S. 340 (1987) ........................................................................... 14 Illinois v. Rodriguez, 497 U.S. 177 (1990) ................................................................... 18 Louisiana ex rel. Gremillion v. Nat’l Ass’n for the Advancement of Colored
People, 366 U.S. 293 (1961) .................................................................................... 25 Michigan v. DeFillippo, 443 U.S. 31 (1979) ................................................................. 14 Mincey v. Arizona, 437 U.S. 385 (1978), overruled by Mapp v. Ohio, 437 U.S.
385 (1961) ................................................................................................................. 30 Nixon v. Warner Commc’ns, Inc., 435 U.S. 589 (1978) ............................................... 21 Pearson v. Callahan, 555 U.S. 223 (2009) ............................................................. 10, 12 Procunier v. Navarette, 434 U.S. 555 (1978) ................................................................ 15 Rawlings v. Kentucky, 448 U.S. 98 (1980) .................................................................. 28 Texas v. Brown, 460 U.S. 730 (1983) .......................................................................... 28 United States v. Chadwick, 433 U.S. 1 (1977), abrogated by California v.
Acevedo, 500 U.S. 565 (1991) ...................................................................... 31, 32, 33 United States v. Robinson, 414 U.S. 218 (1973) .................................................... 31, 38 Warden v. Hayden, 387 U.S. 294 (1967) ...................................................................... 38 Weeks v. United States, 232 U.S. 383 (1914) .............................................................. 28 United States Court of Appeals Cases Figg v. Schroeder, 312 F.3d 625 (4th Cir. 2002) .......................................................... 25 Fordyce v. City of Seattle, 55 F.3d 436 (9th Cir. 1995) .......................................... 15, 21 Glik v. Cunniffe, 655 F.3d 78 (1st Cir. 2011) ............................................. 10, 12, 13, 15 Harrison v. Deane, 426 F. App’x 175 (4th Cir. 2011) .................................................. 25 Jones v. Parmley, 465 F.3d 46 (2d Cir. 2006) ........................................................ 24, 25 Kelly v. Borough of Carlisle, 622 F.3d 248 (3d Cir. 2010) ........................................... 15 Maldonado v. Fontanes, 568 F.3d 263 (1st Cir. 2009). ............................................... 12 Smith v. City of Cumming, 212 F.3d 1332 (11th Cir. 2000) ................................. 15, 21 Szymecki v. Houck, 353 F. App’x 852 (4th Cir. 2009) ................................................. 15 United States v. Brooks, 367 F.3d 1128 (9th Cir. 2004) .............................................. 38
iv
United States v. Cardenas-Alatorre, 485 F.3d 1111 (10th Cir. 2007) ........................ 14 United States v. Finley, 477 F.3d 250 (5th Cir. 2007) ..................................... 29, 44, 45 United States v. Flores-Lopez, 670 F.3d 803 (7th Cir. 2012) .......................... 29, 38, 41 United States v. Hastings, 695 F.2d 1278 (11th Cir. 1983) ........................................ 21 United States v. Lottie, No. 3:07cr51RM, 2008 WL 150046 (9th Cir. Jan. 14,
2004) ................................................................................................................... 38, 39 United States v. Murphy, 552 F.3d 405 (4th Cir. 2009) .................................. 28, 29, 45 United States v. Young, 278 F. App’x 242 (4th Cir. 2008) .......................................... 40
United States District Court Cases Gravolet v. Tassin, No. 08-3646, 2009 WL 1565864 (E.D. La. June 2, 2009) ............ 15 Matheny v. Cnty. of Allegheny, No. 09-1070, 2010 WL 1007859 (W.D. Pa.
March 16, 2010) ....................................................................................................... 15 Newhard v. Borders, 649 F.Supp. 2d 440 (W.D. Va. 2009) ................................... 44, 45 Schlossberg v. Solesbee, 844 F.Supp. 2d 1165 (D. Oregon 2012) ................................ 44 United States v. De La Paz, 43 F.Supp. 2d 370 (S.D.N.Y. 1999) ................................ 35 United States v. Gomez, 807 F.Supp. 2d 1134 (S.D. Fla. 2011) .......... 29, 31, 33, 35, 45 United States v. Mercado-Nava, 486 F.Supp. 2d 1271 (D. Kansas 2007) .................. 40 United States v. Parada, 289 F.Supp. 2d 1291 (D. Kansas 2003) .............................. 40 United States v. Park, No. CR 05-375 SI, 2007 WL 1521573 (N.D. Cal. May
23, 2007) ............................................................................................................. 42, 45 United States v. Quintana, 594 F.Supp. 2d 1291 (M.D. Fla. 2009) ............................ 30 United States v. Santillan, 571 F.Supp. 2d 1093 (D. Ariz. 2008) ............. 29, 33, 34, 38 United States v. Twinn, 369 F.Supp. 2d 721 (E.D. Va. 2005) ......................... 18, 19, 20 United States v. Wall, No. 08-60016-CR, 2008 WL 5381412 (S.D. Fla. Dec. 23,
2008) ............................................................................................................. 42, 43, 46 United States v. Wurie, 612 F.Supp. 2d 104 (D. Mass. 2009) ............................... 29, 45 United States v. Zamora, No. 1:05 CR 250 WSD, 2006 WL 418390 (N.D. Ga.
Feb. 23, 2006) ........................................................................................................... 40 State Court Cases DiPino v. Davis, 354 Md. 18 (Md. Ct. App. 1999) ....................................................... 20 Hawkins v. State, 723 S.E.2d 924 (Ga. 2012) ........................................................ 36, 45 People v. Diaz, 244 P.3d 501 (Cal. 2011) ................................................................ 29, 44 Smallwood v. State, 61 So.3d 448 (Fla. Dist. Ct. App. 2011) ...................................... 36 State v. Smith, 920 N.E.2d 949 (Ohio 2009) .................................. 28, 40, 42, 44, 45, 46 Federal Statutes and Regulations 36 C.F.R. § 2.32 (1987) ...................................................................................... 17, 18, 24
v
Other Sources Tera Kelly, ‘I’m Getting Arrested’ App Inspired By Occupy Wall Street
Protests, Nov. 19, 2011, http://www.huffingtonpost.com/2011/10/17/im-getting-arrested-app-occupy-wall-street_n_1016704.html .................................... 41
Letter dated May 14, 2012 from Jonathan M. Smith, Chief, Special Litigation Section, U.S. Department of Justice Civil Rights Division, to Mark H. Grimes, Baltimore Police Department Office of Legal Affairs, and Mary E. Borja, Wiley Reinn LLP, at 6 (available at http://justice.gov/crt/abut/spl/documents/Sharp_ltr_5-14-12.pdf) ......................... 24
1
QUESTIONS PRESENTED
I. WHETHER PETITIONER IS ENTITLED TO QUALIFIED IMMUNITY FROM RESPONDENT’S FIRST AMENDMENT CLAIM WHEN THE ARREST RELATED TO RESPONDENT’S INTERFERENCE WITH AND OBSTRUCTION OF AN ONGOING LAW ENFORCEMENT INVESTIGATION AND RESPONDENT’S FIRST AMENDMENT RIGHT TO VIDEOTAPE AN OFFICER WAS NOT CLEARLY ESTABLISHED.
II. WHETHER PETITIONER IS ENTITLED TO QUALIFIED IMMUNITY FROM RESPONDENT’S FOURTH AMENDMENT CLAIM WHEN PETITIONER SEARCHED RESPONDENT’S CELL PHONE INCIDENT TO A LAWFUL ARREST, THE SCOPE OF THE SEARCH WAS REASONABLE, EXIGENT CIRCUMSTANCES EXISTED, AND RESPONDENT’S RIGHT WAS NOT CLEARLY ESTABLISHED.
2
STATEMENT OF THE CASE
The Petitioner, Officer Bryan Lockte (“Officer Lockte”), requests this Court
reverse the United States Court of Appeals for the Fourteenth Circuit’s decision
that Officer Lockte is not entitled to qualified immunity from Respondent’s First
and Fourth Amendment claims. The two issues before this Court are whether: (1)
there is a First Amendment right to videotape police officers during the course of
their duties; and (2) Officer Lockte’s search of Respondent’s cell phone was a
permissible search under the search incident to arrest exception to the Fourth
Amendment warrant requirement. However, should this Court find Respondent’s
First and Fourth Amendment rights were violated, this Court should find that those
rights were not clearly established at the time of the alleged violation and that
Officer Lockte is entitled to qualified immunity.
In September 2011, after a month-long “occupation” of Hide Park,
Respondent Michael Franklin videotaped Officer Matthew Phelps (“Officer Phelps”),
an undercover New London police officer who posed as a leader of the “occupation”
movement to provide the police department with information. (R. at 2.) Officer
Lockte observed Respondent using Respondent’s cell phone to videotape Officer
Phelps talking with uniformed New London Police Department (“NLPD”) officers.
(R. at 2.) Officer Lockte feared Respondent would post the video of Officer Phelps to
the website “99percent.com,” which would reveal that Officer Phelps was actually
an undercover police officer; the protesters’ realization that Officer Phelps was not
in fact a movement leader would lead to violence. (R. at 2.) Officer Lockte was
3
concerned that if Respondent uploaded the video to the website, there would be
little time to protect Officer Phelps and maintain order among the protesters. (R. at
6.)
Officer Lockte asked Respondent whether he had permission to videotape
Phelps. (R. at 5.) Respondent indicated he did not have permission. (R. at 5.) Officer
Lockte seized Respondent’s cell phone and accessed the open video application to
determine whether it had been posted to the website, revealing Officer Phelps
identity as a police officer. (R. at 5, 6.) Officer Lockte then arrested Respondent for
violating New London’s wiretapping statute. (R. at 5, 6.)
Though Respondent was not prosecuted for violating the city’s wiretapping
law, he filed a 42 U.S.C. § 1983 claim in federal court alleging his First and Fourth
Amendment rights were violated when Officer Lockte arrested him for videotaping
Officer Phelps during the course of his duties and when Officer Lockte searched the
cell phone incident to Respondent’s arrest. (R. 3, 13.)
The United States District Court for the District of New London found that
Respondent’s constitutional rights were not violated because “there is no First
Amendment right to video police officers during the course of their duties” and
because the search of the cell phone was justified as a search incident to arrest in
order to quickly preserve evidence and maintain officer safety. (R. at 10-11, 13.) On
appeal, the United States Court of Appeals for the Fourteenth Circuit reversed,
finding Officer Lockte was not entitled to qualified immunity because First and
4
Fourth Amendment rights were violated and those rights were clearly established
at the time of the alleged violation. (R. at 14, 15, 17, 22.)
Officer Lockte subsequently filed a Petition for Writ of Certiorari. The
Supreme Court of the United States granted the application.
5
STATEMENT OF THE FACTS
In September 2011, hundreds of protesters began a month-long “occupation”
of Hide Park, New London, to protest the economic downturn in the city. (R. at 4.)
For more than for weeks during the “occupation,” Officer Bryan Lockte (“Officer
Lockte”), a former United States Marine and a fifteen-year veteran of the City of
New London Police Department (“NLPD”), was assigned to ensure the safety of an
undercover officer, Matthew Phelps (“Officer Phelps”), during the Occupy Hide Park
protests. (R. at 4.) Officer Phelps was posing as an “occupation” leader to provide
information to NLPD headquarters in an attempt to contain the protests to Hide
Park. (R. at 2.)
During the fourth week of the “occupation,” one protestor, Respondent,
became suspicious Officer Phelps was an undercover NLPD officer and genuine
leader of the movement. (R. at 2.)
On September 28, 2011, Officer Lockte observed Respondent using
Respondent’s cell phone to videotape Officer Phelps talking with uniformed NLPD
officers. (R. at 2.) Officer Lockte asked Respondent whether he had consent from
Officer Phelps to videotape Phelps. (R. at 5.) Respondent replied, “What do you
think?” and indicated he was aware Phelps was a police officer, exclaiming, “He is
one of you.” (R. at 5.)
Officer Lockte feared Respondent would reveal Officer Phelps was an
undercover officer, and not a movement leader, by posting the video of Officer
Phelps to the website “99percent.com.” (R. at 2.) Officer Lockte was concerned that
6
if the video were posted online, Officer Phelps’ safety, as well as the safety of the
protesters and other officers would be jeopardized because of the protesters’
reactions to the video. (R. at 5.) The protest “intensified” over the preceding days,
while protests in other cities were becoming “increasingly violent,” although there
had not yet been any arrests at Hide Park. (R. at 5.)
Fearing he had little time to “protect Officer Phelps or maintain order among
the protesters,” Officer Lockte accessed Respondent’s cell phone. (R. at 6.) Officer
Lockte found a posting of the video in the phone’s open video application. (R. at 6.)
The video had not yet been uploaded to the website, but it did have a message –
Why is Phelps so chummy with the NLPD? – appended to the video, which
insinuated Respondent knew Officer Phelps was a police officer. (R. at 6.) Officer
Lockte arrested Respondent for violating New London’s wiretapping statute. (R. at
5, 6.)
Though Respondent was not ultimately charged under the wiretapping law,
he filed a claim in federal court alleging his First and Fourth Amendment rights
were violated when Officer Lockte arrested him for videotaping Officer Phelps
during the course of his duties and when Officer Lockte searched the Respondent’s
cell phone incident to arrest. (R. at 3, 13.)
The United States District Court for the District of New London held that
Officer Lockte did not violate Respondent’s First or Fourth Amendment rights
because there is no First Amendment right to videotape police officers during the
course of their duties, and because the cell phone search was a valid search incident
7
to arrest. (R. at 10, 11, 13.) The United States Court of Appeals for the Fourteenth
Circuit reversed the lower court, finding a First Amendment right to record police
activities and holding that the cell phone search was not incident to arrest because
the cell phone was not in Respondent’s “immediate control.” The Fourteenth Circuit
found that Officer Lockte was not entitled to qualified immunity. (R. at 22.)
8
SUMMARY OF THE ARGUMENT
A law enforcement officer is entitled to qualified immunity to a § 1983 claim
for the violation of a constitutional right where: 1) the alleged conduct does not
violate a constitutional right; and 2) if the conduct does violate a constitutional
right, the right is not clearly established. If a plaintiff fails to satisfy either part of
this test, the officer is immune from civil liability.
The right to videotape a police officer in public in the course of his duties is
not a clearly established First Amendment right. If, however, the right was clearly
established at the time of the officer’s alleged violation of Respondent’s right,
exceptions preclude constitutional protection for the Respondent. Specifically, the
First Amendment does not protect actions that: (1) intentionally interfere with an
officer’s duties; or (2) endanger an officer’s or the public’s safety. In this case, Officer
Lockte is entitled to qualified immunity because Respondent’s First Amendment
right to videotape a police officer was not clearly established at the time of
Respondent’s arrest. If the right was established, exceptions to First Amendment
protection apply. Respondent’s conduct is not protected in this case because
Respondent’s actions: (1) intentionally interfered in Officer Lockte’s official duties;
and (2) threatened the safety of Officer Lockte and the public.
A police officer is justified in searching a cell phone incident to arrest when
the search is limited in time, place, and scope. Additionally, the critical need to
protect officer safety and to prevent the destruction of evidence also justifies
searching a cell phone incident to arrest. In this case, Respondent’s Fourth
9
Amendment right to be free from a warrantless search of a cell phone incident to
arrest was not violated, nor was that right clearly established. The warrantless
search of Respondent’s cell phone incident to his arrest does not violate the Fourth
Amendment because the search was justified to protect officer safety and to
preserve evidence. Further, Respondent’s right to be free from a warrantless search
of a cell phone incident to arrest was not a clearly established right at the time of
the alleged violation. Officer Lockte is entitled to qualified immunity because
Respondent’s Fourth Amendment right was not violated nor was the right clearly
established.
10
ARGUMENT
This Court should reverse the United States Court of Appeals for the
Fourteenth Circuit and hold that qualified immunity applies when an officer makes
an arrest and there is no (1) constitutional right that is violated, and (2) that right
is not clearly established.
Qualified immunity shields a law enforcement officer from civil liability so
long as his conduct does not violate “clearly established” rights that a reasonable
person would have known at the time of the conduct. Harlow v. Fitzgerald, 457 U.S.
800, 818 (1982). Courts utilize a two-part test to determine whether a law
enforcement officer is entitled to qualified immunity. Pearson v. Callahan, 555 U.S.
223, 232 (2009). A law enforcement officer is entitled to qualified immunity unless:
(1) the facts that a plaintiff alleges or shows is a violation of a plaintiff’s
constitutional right; and (2) that constitutional right was clearly established at the
time of the alleged violation. Id. The parts need not be resolved in order. Id. at 236.
A right is “clearly established” when “every reasonable official would have
understood that what he is doing violates that right.” Anderson v. Creighton, 483
U.S. 635, 640 (1987). Simply stated, a right is clearly established when “existing
precedent . . . place[s] the . . . question beyond debate.” Ashcroft v. al-Kidd, 563 U.S.
___, 131 S.Ct. 2074, 2083 (2011); see also Glik v. Cunniffe, 655 F.3d 78, 81 (1st Cir.
2011).
This Court should hold that an arrest under a wiretapping statute does not
violate the Constitution when there is no clearly established First Amendment right
11
to videotape an officer in public in the course of his duties at the time of the arrest..
Further, when the right to videotape the officer was clearly established at the time
of the arrest, Respondent is precluded from constitutional protection if exceptions,
including international interference in the duties of an officer and public safety, to
the First Amendment apply.
This Court should also find that a search of a cell phone incident to arrest is
lawful when the search is reasonable in time, place and scope or when the exigent
circumstances of officer safety and the need to prevent the destruction of evidence
exist. Additionally, the right to be free from a search of a cell phone incident to
arrest is not clearly established.
I. QUALIFIED IMMUNITY APPLIES TO A POLICE OFFICER WHEN THE RIGHT TO VIDEOTAPE AN OFFICER IN PUBLIC IN THE COURSE OF HIS DUTIES IS NOT CLEARLY ESTABLISHED UNDER THE FIRST AMENDMENT AT THE TIME OF PETITIONER’S ALLEGED VIOLATION, OR, IF THAT RIGHT WAS CLEARLY ESTABLISHED, WHEN INTENTIONAL INTERFERENCE WITH POLICE OPERATIONS OR THE SAFETY OF THE OFFICER OR THE PUBLIC PRECLUDES FIRST AMENDMENT PROTECTION OF THE RESPONDENT’S CONDUCT.
This Court should reverse the United States Court of Appeals for the
Fourteenth Circuit and hold that Officer Bryan Lockte did not violate Respondent’s
First Amendment rights. If this Court determines Respondent’s rights were
violated, it should hold Officer Lockte is entitled to qualified immunity because the
law under which Respondent was arrested did not violate a clearly established right
to record officers. If this Court determines that right was clearly established at the
12
time of the alleged violation, the First Amendment protection does not apply to
Respondent’s conduct because of First Amendment exceptions.
The Fourteenth Circuit incorrectly framed the central issue in this case. The
Fourteenth Circuit held that no time, place and manner restrictions override the
First Amendment right to videotape an officer in the course of his duties in a public
place. However, while Petitioner does not contest the inapplicability of time, place
and manner restrictions to the present case, it asserts that: (1) the wiretapping law
under which Respondent was arrested did not violate a clearly established right to
record officers; and (2) even if the First Amendment right was clearly established at
the time of the alleged violation, two exceptions to that protection apply to this case.
Specifically, Respondent intentionally interfered with Officer Phelps’ official duties,
endangering the safety of the officers and the public.
The First Circuit established a two-part test to determine whether an agent
of the government should be subject to qualified immunity. Glik v. Cunniffe, 655
F.3d 78, 81 (1st Cir. 2011). The parts, which may be resolved in any order, are: (1)
“whether the facts alleged or shown by the plaintiff make out a violation of a
constitutional right;” and (2) if so, whether the right was “clearly established” at the
time of the defendant's alleged violation. Pearson v. Callahan, 555 U.S. 223, 236
(2009); see also Maldonado v. Fontanes, 568 F.3d 263, 269 (1st Cir. 2009). In Glik v.
Cunniffe, the defendant claimed his First Amendment rights were violated when
police officers arrested him under Massachusetts’ wiretapping statute because he
filmed the arrest of another protester. 655 F.3d 78, 81 (1st Cir. 2011). The First
13
Circuit held that the police officers were not entitled to qualified immunity because,
subject to exceptions: (1) the First Amendment protects the right to videotape
officers performing their duties in public; and (2) that right was established in the
jurisdiction at the time of the violation. Id.
In the present case, however, an analysis of the two parts of the test reveals
the opposite result than in Glik. First, the right to videotape an officer in the course
of his duties in a public place was not clearly established at the time of
Respondent’s arrest under the wiretapping statute1. Second, even if that right was
clearly established, no violation of Respondent’s constitutional right occurred
because two exceptions to First Amendment protection apply. Specifically, the First
Amendment does not protect actions that (1) intentionally interfere with an officer’s
duties, or (2) endanger an officer’s or the public’s safety. Ultimately, Officer Lockte
did not violate Respondent’s rights; however, if this Court determines Respondent’s
rights were violated, Officer Lockte is entitled to qualified immunity because those
rights were not clearly established at the time of Respondent’s arrest.
A. Civil liability for police officers is precluded when the right to videotape an officer in public in the course of his duties is not clearly established under the First Amendment at the time of Petitioner’s alleged violation.
Officer Lockte’s arrest of Respondent for videotaping an undercover officer in
violation of New London’s wiretapping law was justified and reasonable. Under the
First Amendment, the right to videotape a police officer in public was not
1 The City of New London’s wiretapping law provides: “A person commits wiretapping when he
knowingly and intentionally intercepts another person’s electronic or oral communications, unless he does so with the consent of all of the parties to such communication. To ‘intercept’ means to secretly hear, secretly record, or aid another to secretly hear or secretly record the contents of any electronic
14
established in the Fourteenth Circuit or by this Court at the time of Respondent’s
alleged violation of the wiretapping statute. Further, the circuit split regarding the
existence of a clearly established right to record an officer is too disparate for police
officers in the Fourteenth Circuit, where this is an issue of first impression, to know
whether a particular action violates the law.
This Court has held “[t]he enactment of a law forecloses speculation by
enforcement officers concerning its constitutionality-with the possible exception of a
law so grossly and flagrantly unconstitutional that any person of reasonable
prudence would be bound to see its flaws.” Michigan v. DeFillippo, 443 U.S. 31, 38
(1979); see also Illinois v. Krull, 480 U.S. 340, 349–50 (1987) (“Unless a statute is
clearly unconstitutional, an officer cannot be expected to question the judgment of
the legislature that passed the law”). Further, “[p]olice are charged to enforce laws
until and unless they are declared unconstitutional.” Id. Generally, a police officer is
not expected to question “the will of the majority embodied in a duly, and
democratically, enacted law,” except in the rarest of instances. United States v.
Cardenas–Alatorre, 485 F.3d 1111, 1117 n. 15 (10th Cir. 2007).
At the time Officer Lockte arrested Respondent for violating the wiretapping
statute, no rulings, case law or statutes existed within the Fourteenth Circuit or the
City of New London to indicate to a reasonable person the wiretapping statute
violated the First Amendment. Even this Court has not decided the constitutional
implications of arrests of protesters based on wiretapping statutes.
15
“Given such an underdeveloped state of the law, the officers in this case
cannot have been ‘expected to predict the future course of constitutional law.’”
Matheny v. Cnty. of Allegheny, No. 09-1070 2010 WL 1007859 (W.D. Pa. March 16,
2010) at *6 (quoting Procunier v. Navarette, 434 U.S. 555, 562 (1978)). When
arresting Respondent, Officer Lockte followed the law in his jurisdiction using the
only information available: the current, uncontested laws in the City of New
London.
Among the United States Courts of Appeals, there is no unified decision
about whether a constitutional right to videotape an officer exists. The Third and
Fourth Circuits have held there is no clearly established right under the First
Amendment to videotape police officers exercising their duties in a public place.
Kelly v. Borough of Carlisle, 622 F.3d 248 (3d Cir. 2010) (holding a defendant’s
constitutional rights were not violated when he was charged under Pennsylvania’s
wiretapping act for videotaping an officer during a traffic stop); Szymecki v. Houck,
353 F. App’x 852 (4th Cir. 2009) (holding there is no clearly established right to
record police activity on public property under the First Amendment); see also
Matheny, 2010 WL 1007859, Gravolet v. Tassin, No. 08-3646, 2009 WL 1565864
(E.D. La. June 2, 2009). However, other Circuits have held the right to videotape
officers is clearly established under the First Amendment. See Glik v. Cunniffe, 655
F.3d 78 (1st Cir. 2011); Smith v. City of Cumming, 212 F.3d 1332 (11th Cir. 2000);
Fordyce v. City of Seattle, 55 F.3d 436 (9th Cir. 1995).
16
At the time of Respondent’s arrest, this was an issue of first impression in the
Fourteenth Circuit. Instead of focusing on the circuit split across other jurisdictions
to evaluate the merits of the Constitutional argument, it barely addressed whether
the right to videotape an officer was clearly established. (R. at 17.) Due to the
circuit split at the time of Respondent’s arrest and the lack of precedent in the
Fourteenth Circuit, no reasonable person, or police officer, would have assumed the
arrest violated the First Amendment.
Therefore, because a First Amendment right to videotape a police officer was
not clearly established at the time of Respondent’s arrest, this Court should reverse
the Fourteenth Circuit’s holding and find that Officer Lockte is entitled to qualified
immunity.
B. Civil liability for police officers is precluded by exceptions to First Amendment protections, even when the right to videotape a police officer in public in the course of his duties is clearly established under the First Amendment at the time of Petitioner’ alleged violation.
If the right to videotape an officer in the course of his duties under the First
Amendment was clearly established at the time of Respondent’s arrest, exceptions
to First Amendment protection preclude the assertion of Respondent’s rights. First,
the First Amendment does not protect Respondent’s conduct because Respondent
intentionally interfered with a government employee or agent in his official duties
when he videotaped Officer Phelps. Second, the safety of a police officer and the
public at large takes precedence over Respondent’s First Amendment rights.
17
1. Even if the right to videotape a police officer in public in the course of his duties is clearly established under the First Amendment, the First Amendment does not protect Respondent’s conduct when Respondent intentionally interferes with a police officer in the police officer’s official duty.
Even if Respondent’s right to videotape Officer Phelps under the First
Amendment was clearly established, Respondent intended to interfere with the
official duties of Officer Phelps and other New London police officers under 36
C.F.R. § 2.32(a)(1).2 Actions that violate this federal regulation are exempted from
First Amendment protection. Respondent’s actions fall under this exception to the
First Amendment, rendering his speech unprotected.
a. Respondent violates 36 C.F.R. § 2.32(a)(1) when Respondent intentionally interferes with a government employee or agent in an official duty.
Respondent “interfere[ed] with a government employee or agent in an official
duty” when he videotaped Officer Phelps, and, therefore, is not protected by the
First Amendment. 36 C.F.R. § 2.32(a)(1) (1987). Officer Phelps was: (1) a police
officer, an agent, and an employee of the City of New London; and (2) acting in his
official capacity when he was undercover. Respondent videotaped Officer Phelps
because Respondent (3) intended to interfere with police activity by revealing to the
protesters that Officer Phelps was an undercover police officer.
Courts used a three-part test to determine whether 36 C.F.R. § 2.32(a)(1)
(“the intentional interference statute”) was violated, therefore preempting First
2 36 C.F.R. § 2.32 (a)(1) states: “(a) The following are prohibited: (1) Interference. Threatening,
resisting, intimidating, or intentionally interfering with a government employee or agent engaged in an official duty, or on account of the performance of an official duty.” 36 C.F.R. § 2.32 (1987).
18
Amendment protection. United State v. Twinn, 369 F.Supp. 2d 721, 724 (E.D. Va.
2005) In United States v. Twinn, the United States District Court for the Eastern
District of Virginia held a defendant’s statements meant to reveal undercover
officers conducting an investigation in a national park to others in the park were
not protected speech under the First Amendment. 369 F.Supp. 2d 721. First, the
court determined the undercover police officers were employees or agents of the
government. Id. at 723. Second, the court determined the police officer was in the
park to conduct an investigation, an official duty of police officers. Id. Third, the
court determined the defendant “intended to obstruct [the officer’s] police work”
because the defendant “indicated his intent to interfere” by telling another officer he
would tell everyone in the park the undercover officer was a policeman. Id. at 723-4.
Therefore, because the three-part test was satisfied, the court determined the
arrestee’s rights were not violated.
Under 36 C.F.R. § 2.32(a)(1), Respondent similarly “intentionally
interfere[ed] with a government employee or agent in an official duty” and his
actions are therefore not protected under the First Amendment.
First, Officer Phelps is a police officer, a government employee, and an agent
of the City of New London. See e.g. Illinois v. Rodriguez, 497 U.S. 177, 185 (1990)
(holding a police officer is an agent of the government). Officer Lockte identifies
Officer Phelps as a police officer who was placed undercover to enable the New
London Police Department to learn about the protests. (R. at 4.) Further, the United
States District Court for the District of New London confirmed “Officer Phelps was
19
an undercover officer at the time he was videotaped,” (R. at 10.), and the United
States Court of Appeals for the Fourteenth Circuit affirmed that “Officer Phelps
was carrying out his law enforcement duties.” (R. at 16.) Officer Phelps’ service to
the City of New London as a government employee and agent in his capacity as a
police officer is not contested in the record.
Second, Officer Phelps was acting in his official capacity as a government
employee and agent when he was undercover at the protests and when Respondent
videotaped him. When an undercover police officer is in a public location pursuing
complaints or conducting an investigation, he is acting in his official capacity as a
representative of the government. Twinn, 369 F.Supp. 2d at 723.
There is no confusion in the record as to the nature of Officer Phelps’ activity
at the time he was videotaped at the Hide Park protests. The Fourteenth Circuit
found “Officer Phelps was carrying out his law enforcement duties in plain view,”
while undercover. (R. at 16.) The goal of the operation was to monitor the activities
of the protesters to allow the City of New London Police Department to react
accordingly. (R. at 10.) Officer Phelps was, in fact, carrying out his duties in the
course of his employment and agency with the City of New London, serving in an
undercover capacity, when Respondent videotaped him with the intent to reveal his
identity to the protesters.
Third, Respondent intended to obstruct Officer Phelps’ police work by outing
him as an undercover police officer by publishing the video online. When a
defendant makes a statement indicating intent to interfere, the defendant is guilty
20
of violating 3 C.F.R. § 2.32(a)(1), and does not have First Amendment protection.
Twinn, 369 F.Supp. 2d at 723-4. For example, the United States Supreme Court has
held a public statement indicating intent to expose CIA operatives was sufficient to
convict a defendant. Haig v. Agee, 453 U.S. 280 (1981). However, if a defendant does
not make a statement regarding his purpose for identifying an undercover agent, he
cannot be convicted. DiPino v. Davis, 354 Md. 18 (Md. Ct. App. 1999).
In this case, Respondent possessed the requisite intent to show he meant to
interfere with Officer Phelps’ official activities. Only after Respondent told Officer
Lockte that Officer Phelps “is one of you,” meaning that Respondent knew Officer
Phelps was a police officer, did Officer Lockte arrest Respondent. (R. at 5.)
Additionally, Respondent was about to post a video of Officer Phelps, undercover,
speaking with another police officer, accompanied by the question, “Why is Phelps
so chummy with the NLPD?” (R. at 6.)
Even if Officer Phelps were a police officer, the question Respondent posed
indicates intent to interfere, and to incite others to interfere, with Officer Phelps’
activities. However, Officer Phelps was a police officer, an employee, and an agent
of the City of New London, and was conducting his official duties. Respondent
indicated he knew Officer Phelps’ true identity, and clearly displayed his intent to
interfere with Officer Phelps’ investigation when Respondent spoke with Officer
Lockte.
21
All three Twinn elements are fulfilled in the present case. Respondent
intentionally interfered with a government employee or agent in an official duty,
and his actions are therefore not protected by the First Amendment.
b. The First Amendment does not protect Respondent’s conduct when he intentionally obstructs government operations under 36 C.F.R. § 2.32(a)(1).
Respondent’s actions, which intentionally obstructed a government operation
under 36 C.F.R. § 2.32(a)(1), fulfill an exception to the First Amendment and are
therefore not protected by the First Amendment to the Constitution of the United
States.
Generally, there is a First Amendment right to gather information about
what public officials do on public property. City of Oak Creek v. Ah King, 436
N.W.2d 285 (Wis. 1989). “The First Amendment protects the right to gather
information about what public officials do on public property, and specifically, a
right to record matters of public interest,” subject to reasonable time, manner and
place restrictions. Smith v. City of Cumming, 212 F.3d 1332, 1333 (11th Cir. 2000);
see also Fordyce v. City of Seattle, 55 F.3d 436, 439 (9th Cir. 1995).
Also, members of the general public hold the same rights as media in
documenting matters of public interest. United States v. Hastings, 695 F.2d 1278,
1281 (11th Cir. 1983). In fact, “[t]he First Amendment generally grants the press no
right to information about a trial superior to that of the general public.” Nixon v.
Warne Commc’ns, Inc., 435 U.S. 589, 609 (1978); see also Branzburg v. Hayes, 408
U.S. 665 (1972).
22
However, although a plaintiff has the right to videotape police activities, he
must also show an officer’s “actions violated [his] right[s]” when contesting an
arrest. Smith, 212 F.3d at 1333. A defendant does not violate the right of a citizen
videotaping a matter of public interest in a public place when a time, place, or
manner restriction or another restriction limits First Amendment protection.
In Haig v. Agee, a former Central Intelligence Agency (CIA) operative stated
his intent to reveal the identities of undercover and classified CIA employees. 453
U.S. 280 (1981). Because actions associated with the former operative’s clearly
stated intention to “disrupt the intelligence operations of the United States” had
interfered with official operations, caused damage, and threatened potential future
damage, this Court determined the operative’s speech was “clearly not protected by
the constitution” or First Amendment. Id. Further, “[t]he mere fact that [the
operative] is also engaged in criticism of the Government does not render his
conduct beyond the reach of the law.” Id. at 308-9.
Even seemingly concrete protections under the First Amendment may be
preempted by public security and government interests. For example, “peaceful
picketing may be prohibited when it interferes with the operation of vital
governmental facilities or when it is directed toward an illegal purpose,” such as
picketing near a courthouse or demonstrations on the grounds of a jail. Carey v.
Brown, 447 U.S. 455, 470 (1980); see also Adderley v. Florida, 385 U.S. 39 (1966);
Teamsters v. Vogt, Inc., 354 U.S. 284 (1957).
23
Although the freedom to videotape police activities in public places is
seemingly concrete, it is subject to exceptions. In this case, Respondent’s intent to
reveal the identity of Officer Phelps – similar to the goal of the former CIA
operative in Haig – amounted to interference with the New London Police
Department’s official activities of monitoring the protest and ensuring safety of
protesters. As in Haig, Respondent intended to interfere with official operation, and
his actions threatened potential future damage. Therefore, Respondent’s
interference is not protected by the First Amendment.
2. Even if the right to videotape a police officer in public in the course of his duties is clearly established under the First Amendment, the First Amendment does not protect Respondent’s conduct when Respondent’s actions threaten the safety of the police officer and of the public.
Even if Respondent’s right to videotape Officer Phelps under the First
Amendment was clearly established, Respondent intended to incite violence and
threatened the safety of the public and of Officer Phelps when he videotaped Officer
Phelps, intending to reveal the officer’s undercover identity to the protesters. The
First Amendment does not protect actions that incite violence or interfere with
officers’ or the public’s safety. Therefore, Respondent’s actions fall under an
exception to the First Amendment, rendering his speech unprotected.
This Court asserted that “[t]here are certain well-defined and narrowly
limited classes of speech . . . [t]hese include the lewd and obscene, the profane, the
libelous, and the insulting or ‘fighting’ words—those which by their very utterance
inflict injury or tend to incite an immediate breach of the peace.” Chaplinsky v. New
24
Hampshire, 315 U.S. 568, 571-72 (1942). Any speech that incites violence tends to
contribute little social value when contrasted with the result of the speech:
disturbing peace and threatening the public. Id.
Further, “a person may not record public police activity where ‘the person
engages in actions that jeopardize the safety of the officer, the suspect, or others in
the vicinity, violate the law, or incite others to violate the law.’” (R. at 10.) Letter
dated May 14, 2012 from Jonathan M. Smith, Chief, Special Litigation Section, U.S.
Department of Justice Civil Rights Division, to Mark H. Grimes, Baltimore Police
Department Office of Legal Affairs, and Mary E. Borja, Wiley Reinn LLP, at 6
(available at http://justice.gov/crt/abut/spl/documents/Sharp_ltr_5-14-12.pdf).
Moreover, 36 C.F.R. § 2.32 (a)(2) prohibits conduct that “[v]iolat[es] the
lawful order of a government employee or agent authorized to maintain order and
control public access and movement during . . . law enforcement actions, and
emergency operations that involve a threat to public safety . . . or other activities
where the control of public movement and activities is necessary to maintain order
and public safety.” 36 C.F.R. § 2.32 (1987).
When a public protest threatened to escalate into violence, this Court has
“expressly sanctioned police action that ended the demonstration and arrested the
speaker, who defied police orders to cease and desist.” Jones v. Parmley, 465 F.3d
46, 56-57 (2d Cir. 2006) (citing Feiner v. New York, 340 U.S. 315, 317–21 (1951)).
This Court determined in that situation, the police “were not powerless to prevent a
25
breach of the peace in light of the imminence of greater disorder that the situation
created.” Id. (internal citations omitted).
Ultimately, this Court has held “criminal conduct,” like incitement to
violence, endangering the public safety, or violating police efforts to maintain public
safety “cannot have shelter in the First Amendment.” Louisiana ex rel. Gremillion v.
Nat’l Ass’n for the Advancement of Colored People, 366 U.S. 293, 297 (1961). If
incitement or violence is threatened, “police may arrest an offender even for a ‘very
minor criminal offense’” as long as the arrest is supported by probable cause.
Harrison v. Deane, 426 F. App'x 175, 181 (4th Cir. 2011) (quoting Figg v. Schroeder,
312 F.3d 625, 636 (4th Cir. 2002)).
In this case, Respondent incited violence, threatened to disturb the public
safety, and violated police efforts to maintain safety. He is, therefore, not protected
by the First Amendment.
Respondent intended to publicly publish a video of Officer Phelps,
undercover, speaking with another police officer, accompanied by a statement
suggesting a leader of a protest movement is an undercover police officer. Further,
Respondent refused to cooperate with Officer Lockte when asked to stop filming.
Respondent’s subsequent statements⎯for example, “he is one of you” ⎯indicate
Respondent intended to disrupt the investigation of the protest, and spur the
protesters to violence by spreading the fact that Officer Phelps was an undercover
police officer and not, in fact, a protestor as they had believed.
26
In today’s age where nearly every American has a smart phone with Internet
access, information uploaded to websites like “99percent.com” can reach almost
unlimited audiences at the push of a button. The video Respondent intended to post
posed an imminent, severe threat to a legitimate police operation. Further, it
endangered the safety of Officer Phelps, whose undercover role was as the leader of
the protests. If Respondent had not been arrested for violating the wiretapping law,
the video, in draft form ready to be posted, would have been uploaded to
“99percent.com” and released to the protesters specifically and Internet at large.
Though no violence had occurred in the Hide Park protests at the time of the arrest,
similar protests in surrounding areas had turned violent. The release of a video
insinuating the leader of the movement was actually a police officer created a high
likelihood violence at the hands of the protesters was imminent; the danger to the
public was clear and present.
“[G]overnment officials may stop or disperse public demonstrations or
protests where ‘clear and present danger of riot, disorder, interference with traffic
upon the public streets, or other immediate threat to public safety, peace, or order,
appears.’” Parmley, 465 F.3d 46, 56-57 (2d Cir. 2006) (quoting Cantwell v.
Connecticut, 310 U.S. 296, 308 (1940)). Therefore, Officer Lockte’s arrest of
Respondent was justified, based on the belief that Respondent posed a danger to the
safety of Officer Phelps and intended to incite violence in the community.
Respondent created an imminent threat to the peace in New London through
his intention to reveal the Officer Phelps’ identity. Actions that threaten police
27
officers or the public are exempted from constitutional protection. Therefore,
Respondent’s arrest, based on the clear and present danger he initiated, was
justified as an exception to the First Amendment. Respondent’s First Amendment
rights were not violated.
This Court should reverse the United States Court of Appeals for the
Fourteenth Circuit’s decision that Officer Lockte violated Respondent’s First
Amendment rights when he arrested Respondent for videotaping Officer Lockte. If
this Court determines Respondent’s First Amendment right was violated, it should
hold that Officer Lockte is entitled to qualified immunity because that right was not
clearly established at the time of the alleged violation. Qualified immunity applies
to Officer Lockte because: (1) the law under which Respondent was arrested did not
violate a clearly established right to record officers; and (2) exceptions to First
Amendment protection, including Respondent’s intentional interference in a police
operation and ensuring the public safety, apply to Respondent’s conduct.
II. QUALIFIED IMMUNITY APPLIES TO A POLICE OFFICER WHO SEARCHES A CELL PHONE INCIDENT TO ARREST WHEN THE SEARCH IS REASONABLE IN TIME, PLACE AND SCOPE OR WHEN EXIGENT CIRCUMSTANCES APPLY BECAUSE THE RIGHT TO BE FREE FROM A WARRANTLESS SEARCHES OF A CELL PHONE INCIDENT TO ARREST IS NOT A PROTECTED RIGHT UNDER THE FOURTH AMENDMENT, AND IF IT IS A PROTECTED RIGHT, THE RIGHT WAS NOT CLEARLY ESTABLISHED AT THE TIME OF PETITIONER’S ALLEGED VIOLATION.
The Fourth Amendment protects against unreasonable warrantless searches;
however, there are certain carefully drawn exceptions to this protection that are
permitted in limited circumstances. Chimel v. California, 395 U.S. 752, 762 (1969),
abrogated by Davis v. United States, 131 S.Ct. 2419 (2011). One longstanding
28
exception to the warrant requirement is a search incident to arrest. See Weeks v.
United States, 232 U.S. 383, 392 (1914). The search incident to arrest exception
permits an officer to search the person of the arrestee or to search the area of the
arrestee’s immediate control when the arrest is lawful. Chimel, 395 U.S. at 763.
This exception to the warrant requirement is justified by the critical need to protect
an officer’s safety and to prevent any concealment or destruction of evidence. Id.
A lawful arrest justifies a search incident to arrest because the need to
preserve evidence and protect the safety of police officers is “implicated in arrest
situations.” Arizona v. Gant, 556 U.S. 332, 338 (2009). Additionally, the formal
search does not need to precede the arrest when the officer has probable cause for
arrest and when the formal arrest is “followed quickly on the heels” of the search.
Rawlings v. Kentucky, 448 U.S. 98, 111 (1980). This longstanding exception to the
warrant requirement has been continuously affirmed over the past fifty years
because it necessarily balances the interests of Fourth Amendment protections with
the promotion of legitimate government interests. Texas v. Brown, 460 U.S. 730,
739 (1983).
While this Court has announced the limits to the searches incident to arrest
exception to the warrant requirement, generally, lower courts struggle to define this
exception in the context of cell phones. State v. Smith, 920 N.E.2d 949 (Ohio 2009).
The few United States Courts of Appeals to address the issue have found a search of
a cell phone incident to arrest is or would be valid, but on very differing grounds.
United States v. Murphy, 552 F.3d 405 (4th Cir. 2009) (finding the need for evidence
29
preservation justified warrantless retrieval of cell phone call records); United States
v. Finley, 477 F.3d 250 (5th Cir. 2007) (holding a cell phone is analogous to a closed
container on an arrestee’s person, which is therefore searchable); United States v.
Flores-Lopez, 670 F.3d 803 (7th Cir. 2012) (finding that reading the address book in
a cell phone is akin to leafing through a pocket address book, which would be a
lawful search incident to arrest).
Additionally, district and state courts have engaged in muddled analyses of
this Court’s “search incident to arrest” decisions and developed a litany of
explanations that support a lawful search of a cell phone incident to arrest. Some
courts found searches incident to arrest justified when the searches are reasonable
with regards to the time, place and scope of the search. United States v. Gomez, 807
F.Supp. 2d 1134 (S.D. Fla. 2011); see also United States v. Santillan, 571 F.Supp. 2d
1093 (D. Ariz. 2008). Other courts define a cell phone as a container and hold that a
search incident to arrest is valid because a cell phone is no different than any other
type of container found on a defendant’s person. United States v. Wurie, 612 F.Supp.
2d 104 (D. Mass. 2009).
A few courts have attempted to distinguish whether the cell phone was on the
arrestee’s person or within the arrestee’s immediate control at the time of the
search. See People v. Diaz, 244 P.3d 501 (Cal. 2011). Finally, lower courts have also
utilized this Court’s recent decision in Arizona v. Gant, 556 U.S. 332 (2009), to find
the search of a cell phone is justified as a search incident to arrest when an officer
believes there is a reasonable probability information stored on a cell phone is
30
evidence of the arrestee’s crime. United States v. Quintana, 594 F.Supp. 2d 1291
(M.D. Fla. 2009).
Regardless of the characterization of the cell phone, almost all courts agree a
lawful search incident to arrest hinges on the two justifications this Court
announced in Chimel: (1) the critical need to ensure officer safety; and (2)
preventing the destruction of evidence. Chimel, 395 U.S. at 763. The search incident
to arrest exception applies when “‘the exigencies of the situation’ make the needs of
law enforcement so compelling that [a] warrantless search is objectively reasonable
under the Fourth Amendment.” Mincey v. Arizona, 437 U.S. 385 (1978), overruled
on other grounds by Mapp v. Ohio, 437 U.S. 385 (1961).
Accordingly, this Court should find that searches of cell phones incident to
arrest are a lawful exception to the Fourth Amendment warrant requirement. This
Court’s well-established exception to the warrant requirement for searches incident
to arrest includes searches of cell phones when exigent circumstances concerning
officer and community safety exist or when vital evidence may be destroyed.
Further, an officer should be permitted to search a cell phone incident to arrest
when he has reason to believe evidence of the arresting crime is on the phone,
pursuant to this Court’s recent decision in Gant, which balanced a heightened
privacy interest with the immediate need to search for evidence. 556 U.S. 332.
Police officers must be able to reasonably search an arrestee’s cell phone
incident to arrest when exigent circumstances exist or when there is evidence of the
arresting crime on the arrestee’s cell phone. This lawful search balances a person’s
31
privacy interests in the cell phone and the state’s interests in protecting the safety
of the police officers and the community and in need to preserve vital evidence.
Thus, searching a cell phone incident to arrest does not violate any Fourth
Amendment right, and instead is justified by the search incident to arrest exception
to the warrant requirement.
A. Civil liabilty for police officers is precluded when an officer lawfully searches a cell phone incident to arrest under the Fourth Amendment because exceptions to the warrant requirement apply.
Police officers are justified in searching the area within the immediate
control of the arrestee because of need to ensure officer safety and the need to
thwart the destruction of evidence. United States v. Chadwick, 433 U.S. 1 (1977),
abrogated by California v. Acevedo, 500 U.S. 565 (1991). Furthermore, a search
incident to arrest is a reasonable when it is limited in time, place and scope. Gomez,
807 F.Supp. 2d 1134.
1. A police officer is lawfully permitted to search a cell phone incident to arrest under the Fourth Amendment exception to the warrant requirement when the search is limited in time, place, and scope.
This Court should hold a cell phone searched incident to arrest is a lawful
search under Fourth Amendment exceptions to the warrant requirement
established by this Court, when the search is limited in time, place, and scope.
A search incident to arrest generally does not require additional justification
beyond the lawful arrest, but the lack of additional justification does not create an
unqualified authority to search. United States v. Robinson, 414 U.S. 218 (1973). A
32
search must be reasonably limited to “the area in which the arrestee may grab a
weapon or destroy or conceal evidence in order to ensure officer safety and preserve
evidence.” Chimel, 395 U.S. at 763.
Searches executed incident to an arrest are justified on the basis of the
critical need to search for anything that could harm the officer and the need to
prevent the destruction of evidence. Id. A police officer must act quickly and search
an arrestee’s person or the area in the immediate control of the arrestee without
securing a warrant to secure the safety of officers and prevent the arrestee from
destroying evidence. Id.
A search of the area of the arrestee’s immediate control is justified by the
officer’s need to prevent the destruction of evidence or to search for things that may
be used to assault an officer. Id. at 764. In Chadwick, the officers seized a locked
footlocker from the arrestee and subsequently searched the footlocker at the Federal
Building without a warrant ninety minutes after the arrest. United States v.
Chadwick, 433 U.S. 1, 15 (1977). This Court found the footlocker was in the
exclusive control of the officers because “there was no risk that whatever was
contained in the footlocker trunk would be removed by the defendants or their
associates.” Id. at 5. This Court reasoned that because the footlocker was in
possession of the officers at the Federal Building, it was too far from the area of
immediate control and thus not a search incident to arrest of the area within the
immediate control of the arrestee. Id. at 15.
33
Here, the cell phone was in the area of Respondent’s immediate control.
Although the officer had the phone in his hands, Respondent was unsecured and
was well within reaching distance of the phone. (R. at 2.) Unlike Chadwick, where
this Court found the search could not be classified as a search of the area within the
arrestee’s immediate control incident to arrest because the arrestee was nowhere
near the footlocker when officers searched the footlocker, here, Respondent stood
next to Officer Lockte when Officer Lockte searched the phone and could have easily
gained access to the phone simply by reaching out. (R. at 2, 6.) Respondent could
have easily reached over, grabbed the phone and destroyed the evidence or posted
the video to the Internet, endangering the lives of Officer Phelps and numerous
New London citizens. The cell phone was not in the exclusive control of Officer
Lockte because the risk that Respondent could have removed, destroyed, or
uploaded the video to the website, thereby creating a grave danger for Officer
Phelps and the protesters still existed. Therefore, because the cell phone had not
been reduced to the exclusive control of the officer, the search of the cell phone was
a search of the area within Respondent’s immediate control.
A search of a cell phone incident to arrest that is within in the area of the
arrestee’s immediate control is reasonable when the search is limited in the time
and place of the arrest. Santillan, 571 F. Supp. 2d 1093; see also Gomez, 807
F.Supp. 2d at 1145 (finding that because an officer’s search of the defendant’s cell
phone call log history was performed by the officers promptly at the scene of the
arrest, the search was “temporally and spatially connected with the arrest”). In
34
Santillan, the court found the search of the defendant’s cell phone occurred “mere
minutes” after the officers arrested the defendant pursuant to a high-speed chase.
Santillan, 571 F.Supp. 2d at 1102. The court reasoned that because officers
“conducted [the search] as a part of a ‘continuous series of events closely connected
in time to the arrest,’” the search was permissible as a search incident to arrest. Id.
at 1103.
Here, the search of Respondent’s cell phone was a permissible search incident
to arrest because the search was reasonably limited in time and place. Officer
Lockte approached Respondent after observing him videotape Officer Phelps, and
he immediately established that Respondent did not have permission to record the
communication. (R. at 5.) Officer Lockte searched the cell phone contemporaneous
to Respondent’s arrest for violating the wiretapping statute. (R. at 4-6.) As in
Santillan, where the court found the search was reasonable and contemporaneous
to the arrest because it was “closely connected to in time to the arrest,” here, Officer
Lockte’s search of Respondent’s cell phone was also closely connected in time to the
arrest. Santillan, 571 F.Supp. 2d at 1103. The entire transaction likely took less
than five minutes and occurred at the exact place at which Officer Lockte made the
arrest. (R. at 2, 5.) Therefore, because the search took place at the moment and of
the location of the arrest, it was limited in time and place. Because it was limited in
time and place, the search of the cell phone was a reasonable search incident to
arrest.
35
Additionally, the search of a cell phone incident to arrest is reasonable when
the scope of the search is limited. Gomez, 807 F.Supp. 2d 1134; see also United
States v. De La Paz, 43 F.Supp. 2d 370, 376 (S.D.N.Y 1999) (finding that answering
an arrestee’s cell phone once without a warrant was a reasonable search incident to
arrest, but that continuing to answer the phone without obtaining a warrant would
not have been a reasonable search). In Gomez, the officer arrested the defendant
and immediately searched the defendant’s cell phone for the call log history of the
preceding twenty-four to forty-eight hours. Gomez, 807 F.Supp. 2d at 1149. The
United States District Court for the Southern District of Florida reasoned that
because the search was limited in scope to the recent call log, the search was a
reasonable search incident to arrest. Id.
Here, the search was a reasonable search incident to arrest because the scope
of the search was limited to the open video application of Respondent’s cell phone.
(R. at 6.) Officer Lockte stated that he located the video posting in draft form on the
open video application on Respondent’s cell phone. (R. at 6.) Officer Lockte did not
search through the cell phone to hunt for any other information; he merely viewed
the open application and immediately located the video draft. (R. at 6.) As in Gomez,
where the court held a “short, limited perusal of only recent calls” was reasonable,
here, Officer Lockte’s short, limited perusal of only the open video application was
reasonable. Gomez, 807 F.Supp. 2d at 1149. Therefore, Officer Lockte’s search
incident to arrest of Respondent’s cell phone was reasonable because the scope of
the search was limited.
36
Furthermore, a cell phone search incident to arrest is permissible when it is
reasonable to believe evidence of the arresting crime may be found on the cell
phone. Hawkins v. State, 723 S.E.2d 924 (Ga. 2012). In Hawkins, the arresting
officer exchanged text messages with the defendant to arrange a drug sale. Id. at
925. The officer then observed the defendant entering information into her cell
phone and immediately received a text message from her. Id. The officer arrested
the defendant and searched the cell phone for the text messages they had just
exchanged. Id. The Supreme Court of Georgia found it was clear from the officer’s
observations that evidence of the text messages he had exchanged with the
defendant would be found in the defendant’s cell phone. Id. The court applied this
Court’s reasoning from Gant and held that when the scope of the cell phone search
is reasonably limited to evidence related to the arresting crime, the search is
reasonable as a search incident to arrest. Id. at 926; see also Smallwood v. State, 61
So.3d 448 (Fla. Dist. Ct. App. 2011) (finding because the officers did not have had
any reason to believe evidence of the arresting offense of possession of a firearm
would be found on the defendant’s cell phone, the search incident to arrest was not
valid).
Here, Officer Lockte had reason to believe there was evidence of the arresting
offense located within Respondent’s cell phone, so the search incident to arrest was
valid. (R. at 2, 4-6.) As in Hawkins, where the court found that because the officer
observed the defendant entering information into her phone, and the officer
searched for only those text messages incident to arrest, the search was lawful,
37
here, Officer Lockte’s search of the cell phone was lawful because he observed
Respondent videotaping Officer Phelps and subsequently searched only for that
video on the phone. (R. at 2, 4-6.) The search was limited to only evidence of the
arresting wiretapping offense and was reasonable.
Officer Lockte’s search of Respondent’s cell phone was a lawful search
incident to arrest governed by this Court’s exceptions to the Fourth Amendment
warrant requirement. The search occurred within the area of Respondent’s
immediate control; it was limited in time, place, and scope; and it was reasonable
for Officer Lockte to believe there was evidence of the wiretapping offense on the
cell phone.
A search that is reasonably limited to “the area in which the arrestee may
grab a weapon or destroy or conceal evidence in order to ensure officer safety and
preserve evidence” is a lawful search incident to arrest. Chimel, 395 U.S. at 763.
Accordingly, because Officer Lockte reasonably believed the video application would
show the video Respondent unlawfully recorded, Officer Lockte was justified in
searching for the evidence of the arresting crime. Additionally, because Officer
Lockte searched Respondent’s cell phone at the time and place of the arrest, and
because the search was limited in scope to only the open video application, the
search was a reasonable search incident to arrest.
38
2. A police officer is lawfully permitted to search a cell phone incident to arrest when the exigent circumstances of officer safety or the preservation of evidence exist.
This Court should hold exigent circumstances justified the warrantless
search of Respondent’s cell phone incident to his arrest. (R. at 19.) Exigent
circumstances exist where a law enforcement officer reasonably believes a search is
“necessary to prevent physical harm to the officers or other persons, the destruction
of relevant evidence, . . . or some other consequence improperly frustrating
legitimate law enforcement efforts.” United States v. Brooks, 367 F.3d 1128, 1135
(9th Cir. 2004); see also Robinson, 414 U.S. at 224 (justifying a search incident to
arrest because “[w]hen a custodial arrest is made, there is always some danger that
the person arrested may seek to use a weapon”). This Court stated, the Fourth
Amendment “does not require police officers to delay in the course of an
investigation if to do so would gravely endanger their lives or the lives of others.”
Warden v. Hayden, 387 U.S. 294, 298-99 (1967).
Threats to officer and community safety constitute exigent circumstances
that justify the warrantless search of a cell phone incident to a lawful arrest. See
Santillan, 571 F.Supp. 2d at 1103; United States v. Flores-Lopez, 670 F.3d 803, 806
(7th Cir. 2012) (finding that “[i]n some cases, a search of a cell phone … is justified
by police officers’ reasonable concerns for their safety”). In United States v. Lottie,
where officers found an arrestee with counter-surveillance at the scene of a drug
transaction, the United States District Court for the Northern District of Indiana
concluded “[c]oncern for officer safety and for the public” justified an immediate
39
warrantless search of the cell phone incident to arrest to ascertain the
“participation of … other unknown individuals” who may have posed a threat. No.
3:07cr51RM, 2008 WL 150046 at *2-3 (9th Cir. Jan. 14, 2004).
Here, any delay of Officer Lockte’s search of Respondent’s cell phone would
gravely endanger the safety of Officer Phelps, other New London police officers,
Hide Park protesters, and other community members. (R. at 6.) Officer Lockte, a
former Marine, knew the Hide Park protesters were increasingly agitated and well-
connected through the “99percent.com” website, to which Respondent was uploading
the video, and that similar protests elsewhere had become violent. (R. at 1, 4-5.)
Accordingly, potential danger to Officer Phelps, other New London officers, and the
Hide Park protesters necessitated Officer Lockte’s search of Respondent’s cell
phone. (R. at 5-6.)
The uncertainty about whether Respondent posted the video, an action which
could incite violence from the Hide Park protesters, parallels the uncertainty
present in Lottie, where it was unclear whether armed cohorts of the arrestee were
present justified the search of the defendant’s cell phone because of safety concerns.
The search here is likewise justified. In both situations, the threat to the officers
and the community required the officers to access the source of vital information
capable of confirming or dismissing safety concerns. Thus, as in Lottie, where the
search of the defendant’s cell phone was justified by the need to determine whether
other armed participants were in the area, here, the immediate search of
40
Respondent’s cell phone was justified to ascertain whether the video had been
posted to “99percent.com.”
In addition to the concern for safety, the need to preserve a cell phone’s
contents constitutes an exigent circumstance because of the volatile nature of the
information on the cell phone. United States v. Parada, 289 F.Supp. 2d 1291, 1303-4
(D. Kansas 2003) (holding that because a cell phone has a “limited memory,” the
officer was authorized to search the cell phone without a warrant “as a matter of
exigency … in order to prevent the destruction of this evidence”); see also United
States v. Mercado-Nava, 486 F.Supp. 2d 1271, 1278 (D. Kansas 2007) (recognizing
the exigency in preserving evidence that could be lost “due to the dynamic nature of
the information stored on and deleted from cell phones”); United States v. Zamora,
No. 1:05 CR 250 WSD, 2006 WL 418390 at *4 (N.D. Ga. Feb. 23, 2006). Law
enforcement officers have a “manifest need” to preserve evidence stored on a cell
phone incident to arrest because the officers have no way to determine whether the
contents will be automatically deleted. United States v. Young, 278 F. App’x 242,
245-46 (4th Cir. 2008). While call logs and text messages may be retrieved from the
cell phone company, incriminating photos or videos stored locally on the cell phone’s
memory are susceptible to permanent deletion because the cell phone company does
not have access to that information, creating exigency to preserve any photo or
video evidence the phone may contain. See Smith, 920 N.E.2d at 956.
The development of cell phone applications capable of remotely wiping a cell
phone’s contents and notifying the arrestee’s family, friends, and attorney of the
41
arrest underscores the exigency in preserving the cell phone’s contents as evidence.
United States v. Flores-Lopez, 670 F.3d 803, 807-08 (7th Cir. 2012); see also e.g.,
Tera Kelly, ‘I’m Getting Arrested’ App Inspired By Occupy Wall Street Protests, Nov.
19, 2011, http://www.huffingtonpost.com/2011/10/17/im-getting-arrested-app-
occupy-wall-street_n_1016704.html. The “I’m Getting Arrested” application,
available on all smart phones and specifically developed for protesters to use during
the recent “Occupy Wall Street” protests, allows users send a custom text message
to the arrestee’s contacts at the push of a button to inform them of the arrest. Id.
Those notified by an arrestee through an application like “I’m Getting Arrested” can
wipe the contents of the cell phone immediately from a remote location before law
enforcement can obtain a search warrant, frustrating legitimate law enforcement
efforts. Id.; Flores-Lopez, 670 F.3d at 807-08.
Officer Lockte had a manifest need to search Respondent’s cell phone incident
to his arrest to preserve evidence Respondent violated New London’s wiretapping
law. Unlike a text message or call log, videos stored on a cell phone’s memory
cannot be obtained from a cell phone company if deleted or remotely wiped from the
cell phone’s memory. Officer Lockte did not know if Respondent had a remote
wiping application or the “I’m Getting Arrested” application, made specifically for
protesters like Respondent. Any of Respondent’s family members or friends may
have the ability to delete or remotely wipe the contents of the phone, including the
video. Office Lockte had no way to know if the video would automatically delete
itself, or if incoming calls or text messages could force the deletion of the video due
42
to the cell phone’s finite memory. If such deletion occurred, the key piece of evidence
justifying Respondent’s arrest for violating New London’s wiretapping law would be
permanently lost.
Where courts hold the warrantless search of a cell phone incident to arrest
unlawful, no exigent circumstances exist to justify the search. See Smith, 920
N.E.2d at 955-56 (holding the state failed to present evidence of exigent
circumstances); United States v. Wall, No. 08-60016-CR, 2008 WL 5381412 *3 (S.D.
Fla. Dec. 23, 2008); United States v. Park, No. CR 05-375 SI, 2007 WL 1521573 *1
(N.D. Cal. May 23, 2007). No exigent circumstances exist where the type of
information sought, such as call logs, can be retrieved from the cell phone company.
See Smith, 920 N.E.2d at 955-56.
Further, no exigent circumstances exist where search occurs away from the
scene of the arrest at a later point in time. Park, 2007 WL 1521573 *1. In Park, law
enforcement officers searched the defendant’s cell phone at the police station
roughly 90 minutes after the defendant’s arrest. Id. at *1. The United States
District Court for the Northern District of California determined the officers who
conducted the warrantless search of the defendant’s cell phone did not do so to
ensure officer safety or preserve evidence and could have obtained a search
warrant, and therefore no exigent circumstances existed. Id. at *8-9.
No exigent circumstances exist where there is no threat to officer or
community safety. Wall, 2008 WL 5381412 at *3; see also Smith, 920 N.E.2d at 955
(stating that the warrantless search of the defendant’s cell phone for call records
43
“was not necessary to ensure officer safety”). In Wall, the United States District
Court for the Southern District of Florida held the content of a text message related
to a drug transaction, the subject of the officers’ search, “present[ed] no danger of
physical harm to the arresting officers or others.” 2008 WL 5381412 at *3. Thus, the
court concluded the justification permitting the search incident to arrest was absent
and invalidated the search. Id.
Officer Lockte searched Respondent’s cell phone and at time and scene of the
arrest, when exigent circumstances existed. Unlike the search in Park, here Officer
Lockte searched the cell at the time and place of arrest when there was a risk the
evidence may be lost. Moreover, unlike the content of the text message in Wall or
the call records in Smith, the content of Respondent’s phone⎯the video revealing
Officer Phelps was an undercover police officer⎯did present danger of physical
harm to Officer Lockte, Officer Phelps, other New London police officers, and the
protesters in Hide Park. There was a high likelihood violence would ensue if
Respondent posted the video to the website and Officer Lockte needed to conduct
the search incident to arrest as a matter of exigency. (R. at 5-6.) Thus, the search of
Respondent’s cell phone was necessary to ensure officer and community safety.
B. Civil liability for police officers is precluded when an officer lawfully searches a cell phone incident to arrest because the law was not clearly established under the Fourth Amendment at the time of Petitioner’s alleged violation.
This Court should hold Respondent’s constitutional right to be free from a
warrantless search of his cell phone incident to arrest was not firmly established at
the time of his arrest. An arrestee’s right to be free from a warrantless search of his
44
or her cell phone incident to arrest is a clearly established right under the Fourth
Amendment. Newhard v. Borders, 649 F.Supp. 2d 440, 448 (W.D. Va. 2009); see also
Schlossberg v. Solesbee, 844 F.Supp. 2d 1165, 1170-71 (D. Oregon 2012) (holding the
law regarding the warrantless search of a camera incident to arrest, which the court
found indistinguishable from a cell phone, is unsettled). In Newhard, the United
States District Court for the Western District of Virginia, in finding law
enforcement officers entitled to qualified immunity for the warrantless search of the
plaintiff’s cell phone incident to his arrest, opined that “[i]n the Internet age, the
extent to which the Fourth Amendment provides protection for the contents of
electronic communications (such as images stored in a cell phone) in a search
incident to arrest … is an open question” without a “clear rule” from this Court.
Newhard, 649 F.Supp. 2d at 448.
The lack of a clear rule has forced lower courts to navigate Supreme Court
precedent to develop diverging rules about the constitutionality of the search of a
cell phone incident to a lawful arrest. See e.g. Finley, 477 F.3d at 259; but cf. Smith,
920 N.E.2d at 954. While some courts view cell phones as closed containers that
may be searched incident to arrest without justification, other courts have expressly
rejected the container analogy based on the character of the cell phone. Id. Still
other courts ignore the character of the cell phone altogether, concluding, “there is
no legal basis for holding that the scope of a permissible warrantless search …
depends on the nature or character” of the item being searched. Diaz, 244 P.3d at
507.
45
Courts find a warrantless search of a cell phone incident to arrest pass
constitutional muster under various theories. Some courts hold a warrantless
search of a cell phone incident to arrest is constitutional by analogizing the cell
phone to a closed container on the person that may be searched incident to arrest.
See Finley, 477 F.3d at 259-60; Murphy, 552 F.3d at 410-12; Hawkins, 723 S.E.2d at
925 (finding a cell phone is “roughly analogous” to a container); Deans, 549 F.Supp.
2d at 1094; Wurie, 612 F.Supp. 2d at 110. Other courts have focused on the
similarity of the information contained in a cell phone and other personal
belongings subject to lawful warrantless searches incident to arrest. Gomez, 807
F.Supp. 2d at 1146. Law enforcement officers may search many other “highly
personal items,” including wallets and purses, found on the arrestee’s person or in
the arrestee’s immediate control incident to the arrestee’s lawful arrest such that
searching a cell phone is no different from searching any other personal item found
on the person or within the arrestee’s immediate control. Id.
Other courts that determine that a warrantless search of a cell phone
incident to arrest violates the Fourth Amendment focus instead on the character of
the modern cell phone in finding a higher expectation of privacy. Smith, 920 N.E.2d
at 954; see also Park, 2007 WL 1521573. These courts hold a cell phone has greater
privacy interests due to its technological capabilities and storage capacity for
personal information. Id.
No intelligible standard governing the warrantless search of a cell phone
incident to an arrest exists. Newhard, 649 F.Supp. 2d at 448. The conflict between
46
courts in establishing a clear rule on the constitutionality of searching a cell phone
incident to arrest is evidence that the right to be free from such searches is not
clearly established.
Courts finding a warrantless search of an arrestee’s cell phone incident to his
arrest violates the Fourth Amendment acknowledge the presence of exigent
circumstances would justify such a search. Wall, 2008 WL 5381412 at *4 (noting the
state did not meet its burden of proving the existence of exigency to justify the
warrantless search); Smith, 920 N.E.2d at 956 (“We hold that the warrantless
search of data within a cell phone seized incident to a lawful arrest is prohibited by
the Fourth Amendment when the search is unnecessary for the safety of law-
enforcement officers and there are no exigent circumstances”). This Court has held
that where law enforcement officers reasonably believe exigent circumstances are
present, they are entitled to qualified immunity. Anderson v. Creighton, 483 U.S.
635, 641 (1987).
Officer Lockte is entitled to qualified immunity because: (1) the facts alleged
by Respondent do not establish a violation of a constitutional right; and (2) the law
regarding the constitutionality of searching a cell phone incident to a lawful arrest
was not clearly established at the time Officer Lockte searched Respondent’s cell
phone. Officer Lockte did not violate Respondent’s Fourth Amendment rights
because it is reasonable for law enforcement officers to conduct a warrantless search
a cell phone incident to an arrest when the search is limited in scope and complies
with the temporal and spatial requirements. It is also reasonable to search a cell
47
phone incident to a lawful arrest when it is required to ensure the safety of law
enforcement officers and the community and to preserve evidence.
First, the circumstances mandated Officer Lockte conduct a warrantless
search of Respondent’s cell phone incident to his arrest to ensure the safety of
Officer Phelps, other members of the New London police force and the protesters at
Hide Park. Additionally, Officer Lockte’s search of Respondent’s cell phone was
reasonable⎯it related to the crime on which the arrest was based, occurred at the
time and place of the arrest, and was limited in scope. The search of Respondent’s
cell phone was limited to the video application that was still open on Respondent’s
cell phone; Officer Lockte did not “fish” or “rummage” through the cell phone. (R. at
6.) Once Officer Lockte found the subject of his search, the search ended.
Second, should this Court find that Officer Lockte’s warrantless search of
Respondent’s cell phone violated Respondent’s Fourth Amendment right to be free
from a warrantless search incident to his arrest, this Court should find that the
right was not “clearly established” at the time of the search. At the time of the
search, this Court had not yet ruled on the constitutionality of a warrantless search
of a cell phone, nor had the Fourteenth Circuit, and other courts have inconsistently
dealt with the issue. As a result of the inconsistent approaches taken by courts,
Officer Lockte had no way to know how his jurisdiction would treat a cell phone, as
a container or otherwise, or whether his jurisdiction would even consider the
characteristics of the cell phone at all. Officer Lockte acted reasonably in light of the
uncertainty.
48
Further, Officer Lockte reasonably believed exigent circumstances were
present. The exigency of the situation⎯the need to ensure officer and community
safety and preserve the video of Officer Phelps as evidence⎯required immediate
action on the part of Officer Lockte. For the aforementioned reasons, Officer Lockte
should not be liable for the search of Respondent’s cell phone incident to his arrest.
For these reasons, this Court should hold that Officer Lockte is entitled to
qualified immunity.
CONCLUSION
This Court should reverse the Fourteenth Circuit’s holding and find that
Respondent’s arrest and the search of Respondent’s cell phone incident to arrest did
not violate Respondent’s constitutional rights. However, if the Respondent’s rights
were violated, Officer Lockte is entitled to qualified immunity because the rights
were not clearly established.