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Copyright © 2013 Evans Analytical Group Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr., East Windsor NJ

Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

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Page 1: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

Copyright © 2013 Evans Analytical Group

Surface and Interface Characterization of

Polymer Films

Jeff Shallenberger, Evans Analytical Group

104 Windsor Center Dr., East Windsor NJ

Page 2: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

Outline

• Introduction to surface chemical techniques

– X-ray photoelectron spectroscopy (XPS/ESCA)

– Time-of-flight secondary ion mass spectrometry

(TOF-SIMS)

• Selected examples from polymer surfaces

– Identification of Defects on Metallized Polymer-PSA

Laminate

– Failed Heat Seal from medical packaging

• Examining the sub-surface

– New technology available

Copyright © 2013 Evans Analytical Group 2

Page 3: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

© Copyright 2010 Evans Analytical

Group LLC

3

Surface chemistry related phenomena

• Wetting (hydrophobic vs. hydrophillic)

• Corrosion/oxidation

• Coatings

• Appearance (stains, hazes, residues, etc.)

• Adhesion

• Blooming, additive migration

Page 4: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

© Copyright 2010 Evans Analytical Group LLC 4

What tools are available to probe the surface?

1. Microscopy – SEM, AFM, TEM, optical microscopy

Page 5: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

© Copyright 2010 Evans Analytical

Group LLC

5

What tools are available to probe the surface?

2. Physical properties – hardness, wear resistance,

scratch resistance, contact angle, etc

Images courtesy of www.ebatco.com

Page 6: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

© Copyright 2010 Evans Analytical Group LLC 6

What tools are available to probe the surface?

282284286288290292294296

0

1000

2000

3000

4000

5000

6000

7000

CO

O

C*F

2

-CF

2

In

ten

sity (

CP

S)

Binding energy (eV)

1/75/10, 90°

-CF

3

C-C

C*C

OO

C-O

an

d C

*H-C

F2

0 200 400 600 800 1000 1200 1400 1600 1800 2000 2200

Kinetic Energy (eV)

first derivative

E N(E)

3. Surface chemistry – XPS, Auger, TOF-SIMS

0 200 400 600 800 1000

0.1

1

10

100

Si not acquired

in SiO2 layer

EMS/MatSci/Trolier-McKinstry/114b.opj

Sample 114, run #2

Re

lative

co

nce

ntr

atio

n

Depth (nm)

O

Ti

Nb

Yb

Pb

Pt

Page 7: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

© Copyright 2010 Evans Analytical

Group LLC

7

• Indirect “surface” techniques

– Extraction approaches followed by GC/MS, ICP,

ICP-MS, etc.

• “Bulk” techniques

– XRF, SEM-EDS, XRD, ICP-MS, FTIR, Raman….

Other techniques…

Page 8: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

© Copyright 2010 Evans Analytical

Group LLC

8

EAG Bubble Chart

Page 9: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

© Copyright 2010 Evans Analytical

Group LLC

9

Comparing Analytical Techniques

Depth of Analysis

~

~

~

~

Page 10: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

© Copyright 2010 Evans Analytical

Group LLC

10

XPS

XPS can detect and quantify all elements except for H and He, and provide

chemical state information; making it a powerful survey analysis technique

~

Page 11: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

© Copyright 2010 Evans Analytical

Group LLC

11

XPS Process (Photoelectric Effect)

X-ray

* *

Page 12: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

Copyright © 2013 Evans Analytical Group 12

Typical Data- Plasma treated polystyrene

Page 13: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

Copyright © 2013 Evans Analytical Group 13

Typical Data- Plasma treated polystyrene

Sample Carbon Nitrogen Oxygen

Treated polystyrene 79.0 3.0 18.0

Untreated polystyrene 99.0 0.0 1.0

Page 14: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

XPS Summary

• Strengths

– Elemental identification of all elements except H and He

– Chemical state identification (oxidation state)

– Quantitative analysis

– Can analyze insulating samples

• Limitations

– Detection limits typically ~500 ppm

– Smallest analytical area ~10 µm

– Limited organic information

– UHV technique

Copyright © 2012 Evans Analytical Group 14

Page 15: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

© Copyright 2013 Evans Analytical

Group LLC

15

TOF-SIMS

TOF-SIMS is a very surface sensitive technique providing full elemental

and molecular analysis with excellent detection limits.

Page 16: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

© Copyright 2010 Evans Analytical

Group LLC

16

Ion Induced Desorption

Ejected Species: Atoms, Molecules, Clusters,

Ions/Neutrals (+/-)

Source for

this image?

Page 17: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

© Copyright 2010 Evans Analytical

Group LLC

17

0

2000

4000

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8000

10000

12000

20 40 60 80 100 120 140 160 180 200 m/z

104

148

149

193

0

2000

4000

6000

8000

10000

50 100 150 200 250 300 m/z

76

121

165

C C O O

O O

C H 2

C H 2

C C O O

O O

C H 2 C H 2

Negative Spectrum of PET

Typical Data

Page 18: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

© Copyright 2010 Evans Analytical

Group LLC

18

Typical Data

Primary Ion Beam

Sample

Total Area Spectrum

m/z

Total Ion Image

Chemical Map 2

Chemical Map 1

m/z

Region 2 Spectrum

m/z

Region 1 Spectrum

TOF-SIMS Imaging of Alumina-Zirconia-Silica Materials

*

Page 19: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

TOF-SIMS Summary

• Strengths

– elemental and molecular information on thin

(submonolayer) organic films/contaminants

– survey analysis

– ppm detection limits

– small spot size (0.2 µm) and mapping

– analyzes insulators and conductors

• Limitations

– organic information can be limited

– vacuum compatibility required

– at times, too surface sensitive

Copyright © 2012 Evans Analytical Group 19

Page 20: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

Selected examples from polymer surfaces

Identification of Defects on Metallized Polymer-PSA Laminate

A laminate consisting of an acrylic-based pressure sensitive adhesive (PSA) on

a polyester film bonded to a metallized PET with a silicone release layer

experienced isolated defects that were 50-200 µm in size.

Copyright © 2013 Evans Analytical Group 20

PET PET

Page 21: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

Identification of Defects on Metallized

Polymer-PSA Laminate

Was there something on the surface of the PET

prior to metallization that hindered adhesion?

Copyright © 2013 Evans Analytical Group 21

Y0BCY490100.spe: V6C063-090-230050 www.eag.com

2011 Apr 20 Al mono 12.5 W 50.0 µ 45.0° 187.85 eV 8.7894e+003 max 29.28 min

Su1s/Point1: Metal side larger feature/1

0200400600800100012000

1000

2000

3000

4000

5000

6000

7000

8000

9000Y0BCY490100.spe

Binding Energy (eV)

c/s

Si

C

C

O

O

Page 22: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

Copyright © 2013 Evans Analytical Group 22

Identification of Defects on Metallized

Polymer-PSA Laminate

Finding of silicone on PET surface under metallization seems suspicious.

However, silicone release layer surrounded defect and silicones are notoriously

mobile.

Y0BCY490104.spe: V6C063-090-230050 www.eag.com

2011 Apr 20 Al mono 12.5 W 50.0 µ 45.0° 29.35 eV 7.7352e+002 max 15.84 min

Al2p/Point3: Pigment side of failure/1 (Shft)

68707274767880350

400

450

500

550

600

650

700

750

800Y0BCY490104.spe

Binding Energy (eV)

c/s

Aluminum 2p

Al2O3

Al°

Underside of PSA failure confirms locus of failure is at Al-PET interface

Area C O Al Si

Metal side of defect 67.3 27.9 0.0 4.7

PSA side of defect 43.2 35.4 17.0 4.5

Release layer 44.1 30.6 0.0 25.3

What is this carbon due to?

Page 23: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

Copyright © 2013 Evans Analytical Group 23

Identification of Defects on Metallized

Polymer-PSA Laminate

294 292 290 288 286 284 282 280

Binding Energy (eV)

C-C

C-O

O=C-O

Carbon 1s

High resolution C 1s spectrum from underside of defect • equal intensity C-O and O-C=O indicative of ester functional groups

• Could this be transfer of PET?

Page 24: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

Copyright © 2013 Evans Analytical Group 24

Identification of Defects on Metallized

Polymer-PSA Laminate

1.79 eV

1.54 eV

4.27 eV

3.98 eV

Page 25: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

• C 1s peak positions are consistent with aliphatic

ester, not PET

– PET surface was contaminated with some

aliphatic ester prior to metallization

– Silicones contaminated the PET after the

adhesion failure

Copyright © 2013 Evans Analytical Group 25

Identification of Defects on Metallized

Polymer-PSA Laminate

Page 26: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

Failed Heat Seal from medical packaging

Background: A medical device sterile package experienced adhesion

failure at a polyethylene-ethylene acrylic acid (co-polymer) heat seal to

polyethylene interface. EAA was added at 3% to improve adhesion and

lower % of crystallinity. Adhesion problems can lead to loss of sterility.

Analytical Approach: Examine good and bad surfaces prior to heat

sealing to look for evidence of impurities with XPS and TOF-SIMS

Copyright © 2013 Evans Analytical Group 26

Page 27: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

Copyright © 2013 Evans Analytical Group 27

Failed Heat Seal from medical packaging

294 292 290 288 286 284 282 280294 292 290 288 286 284 282 280

292 290 288 286 284 282

Binding Energy (eV)

Good

O-C=O

CH2

Bad

CH2

O-C=O

Binding energy (eV)

Sample Carbon Oxygen

Good PE-EAA surface 98.6 1.4

Failed PE-EAA surface 97.7 2.3

3%EAA-PE, theory 98.8 1.2

Page 28: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

XPS only finds only C-C and O-C=O

• Measurable difference in amount of total O suggests

either:

– (a) difference in the amount of EAA at the surface or,

– (b) presence of some other O-C=O containing

compound on the surface of the bad heat seal

• XPS unable to distinguish between these two scenarios

Copyright © 2013 Evans Analytical Group 28

Failed Heat Seal from medical packaging

Page 29: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

• We use the better molecular specificity inherent

to TOF-SIMS to look for foreign species.

Copyright © 2013 Evans Analytical Group 29

Failed Heat Seal from medical packaging

Page 30: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

• Series of more intense peaks observed on Bad

seal surface

– Peaks are characteristic of

hydroxyhydrocinnamate compounds such as

Irganox® 1010 or 1076

– 219 amu = C15H23O+

– 233 amu = C16H25O+

– 259 amu = C17H23O2+

Copyright © 2013 Evans Analytical Group 30

Failed Heat Seal from medical packaging

Page 31: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

• XPS flagged the higher O levels, but could not

determine the root cause of the problem

• TOF-SIMS found clear evidence of

hydroxyhydrocinnamate compounds on Bad

surface

– Low levels of hydroxyhydrocinnamate found on

Good surface

Copyright © 2013 Evans Analytical Group 31

Failed Heat Seal from medical packaging

Page 32: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

Examining the sub-surface

Copyright © 2013 Evans Analytical Group 32

Page 33: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

Examining the sub-surface

Copyright © 2013 Evans Analytical Group 33

What do we do when these techniques are too surface sensitive?

- buried interfaces, extraneous surface contamination, etc.

Page 34: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

Copyright © 2013 Evans Analytical Group 34

Simulation courtesy of Barbara Garrison, PSU Chemistry

http://galilei.chem.psu.edu/organicsims/Ar3Ni.jpg

Sputtered green and red atoms

Bond breakage, atomic

rearrangement in sub-surface

3 kV Ar+ impinging Ni{001}

Basics of sputtering process

Page 35: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

Typical Depth Profile: Metallized PP

Copyright © 2013 Evans Analytical Group 35

Page 36: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

aimcal105.pro: AIMCAL research www.eag.com

2013 Sep 10 Al mono 50.1 W 200.0 µ 45.0° 46.95 eV 4.8350e+003 max 14.91 min

Al2p/Point3: Al coated polymer/1 (Shft)

65

70

75

80

85

02

46

810

12

0

2000

4000

6000

8000

10000

12000

14000

Binding Energy (eV)

c/s

Al2p

Aluminum Spectra

Copyright © 2013 Evans Analytical Group 36

Al2O3

Al°

Al2O3

Page 37: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

What about profiling organics?

Copyright © 2013 Evans Analytical Group 37

PET

After ~10 nm of sputtering

Page 38: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

Copyright © 2013 Evans Analytical Group 38

What about profiling organics?

Page 39: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

Producing higher mass projectiles to increase

sputter yield and decrease damage depth

SF5+, m = 127

Au3+, m = 591

C60+, m = 720

Cluster Ion Beams

Most recent creation

Ar10,000+, m = 40,000!

Page 40: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

Copyright © 2013 Evans Analytical Group 40

0 100 200 300 400

0 100 200 300 400

0

50

100

150

200

40X

Co

un

ts

Mass-to-charge

C22

H44

NO+

M/Z

Erucamide Chemical Mapping-Surface

300 µm X 300 µm field of view

Page 41: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

Copyright © 2013 Evans Analytical Group 41

0 100 200 300 400

0 100 200 300 400

0

10

20

30

40

Mass-to-charge

C22

H44

NO+

M/Z

300 µm X 300 µm field of view

Erucamide Chemical Mapping-Sub-Surface

Page 42: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

Copyright © 2013 Evans Analytical Group 42

Erucamide Chemical Mapping-Different Depths

Page 43: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

Copyright © 2013 Evans Analytical Group 43

Summary

Surface Technique XPS/ESCA TOF-SIMS

Corona/plasma treatments Defect analysis

Adhesion failures Adhesion failures

Additive blooming studies Additive blooming

Reverse engineering of nm coatings Surface contaminants

Surface contaminants Molecular identification on surfaces

Signal detected photoelectrons sputtered ions

Elements detected Li-UH-U (including isotopes) and molecular

species

Organic info Yes, nearest neighbor bonding Yes, molecular info

Quantitative Yes Qualitative

Detection limits 0.01-1.0 atom% ppm

Sampling depth 1-10nm 1-2 monolayers

Depth profiling Yes, limited info on organics Yes, for most organics

Imaging/mapping Yes-limited Yes, elemental and molecular imaging

Spatial resolution ≥10,000 nm (10 µm) ≥200 nm

Typical applications

Page 44: Surface and Interface Characterization of Polymer Films · Surface and Interface Characterization of Polymer Films Jeff Shallenberger, Evans Analytical Group 104 Windsor Center Dr.,

Copyright © 2013 Evans Analytical Group 44

Questions Welcome

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