Upload
linette-cunningham
View
216
Download
0
Tags:
Embed Size (px)
Citation preview
EU Powers/CompetencesTamara Ćapeta
2015
The Establishment of the EU
Comparable to evolutive federations :
Article 1 TEU: “By this Treaty, the HIGH CONTRACTING
PARTIES establish among themselves a EUROPEAN UNION, hereinafter called ‘the Union’ on which the Member States confer competences to attain objectives they have in common.”
Principle of conferralArticle 5 TEU:
1. “The limits of Union competences are governed by the principle of conferral (…)”
2. “Under the principle of conferral, the Union shall act only within the limits of the competences conferred upon it by the Member States in the Treaties to attain the objectives set out therein. Competences not conferred upon the Union in the Treaties remain with the Member States.”
Limitted powers
Similar to federal states – eg. US – the principle of enumerated powers
Constitutional nature of the principle of conferral: the consequence of the inexistence of power is invalidity of a legal norm adopted by the EU
- Principle of conferral subject to judicial control
Novelty in the Lisbon Treaty
Article 4/1 TEU: “In accordance with Article 5, competences
not conferred upon the Union in the Treaties remain with the Member States.”(repeated in Article 5/2 TEU)
Reasons? Creeping competences (comp. US)
Judicial control of the principle of conferral
Only one decision declaring an EU act void because of the lack of EU competence :Case C-376/98 Tobacco Advertising
Background : Kompetenz-Kompetenz doctrine of the German Bundesverfassungsgericht
Sistematisation of EU Powers
Novelty of the Lisbon Treaty
3 types of EU powers (Article 2 TFEU)• Exclusive• Shared• Complementary
(Additionally: Economic and Employment policies and the CFSP)
Exclusive Powers only the Union may legislate and adopt
legally binding acts, while Member States lost regulatory competence
MS cannot act even if EU has not yet regulated
MS can enact implementing measures if so demanded by the EU act
For the first time exclusive powers are exhaustively enumerated in the Lisbon Treaty
Exclusive PowersArticle 3 TFEU
1. The Union shall have exclusive competence in the following areas:(a) customs union;(b) the establishing of the competition rules necessary for the functioning of the internal market;(c) monetary policy for the Member States whose currency is the euro;(d) the conservation of marine biological resources under the common fisheries policy;(e) common commercial policy.
2. The Union shall also have exclusive competence for the conclusion of an international agreement when its conclusion is provided for in a legislative act of the Union or is necessary to enable the Union to exercise its internal competence, or in so far as its conclusion may affect common rules or alter their scope.
Shared Powers both the Union and the Member States may
legislate and adopt legally binding acts in the area at issue
Pre-emptive competences: once the EU has exercised its competence to regulate in certain area, MS cannot regulate any more
Parallel shared powers: even if EU has regulated certain issue, MS can still regulate
Shared PowersEnumerated by the Lisbon Treaty in exemplary, not-exhaustive way (Article
4 TFEU):
(a) internal market; (b) social policy, for the aspects defined in this Treaty; (c) economic, social and territorial cohesion; (d) agriculture and fisheries, excluding the conservation of marine
biological resources; (e) environment; (f) consumer protection; (g) transport; (h) trans-European networks; (i) energy; (j) area of freedom, security and justice; (k) common safety concerns in public health matters, for the aspects
defined in this Treaty.
Complementary Powers EU has competence to carry out actions to
support, coordinate or supplement the actions of the Member States, without thereby superseding their competence in these areas.
In these areas, EU cannot harmonise national laws by legally binding acts
Complementary PowersArticle 6 TFEU: (a) protection and improvement of human
health; (b) industry; (c) culture; (d) tourism; (e) education, vocational training, youth and
sport; (f) civil protection; (g) administrative cooperation
The scope and the limits of EU powers
Aims of particular policies, their scope and their limits are described in different provisions scattered throughout the Treaties
Subject to interpretation:• By EU institutions, primarily Commission which
proposes the act, but also the Council and the EP that adopt it
• Interpretation influenced by the position of the Member States sitting in the Council
• Last word in the interpretation of the content and the limits of a power is given to the CJEU
Legal Basis Due to the principle of conferral, each EU act
need to have legal basis in the Treaties (TEU or TFEU)
The lack of the legal basis or wrong legal basis result in the legal invalidity of a measure
Legal basis – Treaty provision which contains certain concrete EU power and determines at the same time the type of procedure in which a measure is to be adopted and the institutions that participate in its enactment
Example No 1Article 114/1 TFEU
Save where otherwise provided in the Treaties, the following provisions shall apply for the achievement of the objectives set out in Article 26. The European Parliament and the Council shall, acting in accordance with the ordinary legislative procedure and after consulting the Economic and Social Committee, adopt the measures for the approximation of the provisions laid down by law, regulation or administrative action in Member States which have as their object the establishment and functioning of the internal market.
Example No 2 Article 113 TFEU:
The Council shall, acting unanimously in accordance with a special legislative procedure and after consulting the European Parliament and the Economic and Social Committee, adopt provisions for the harmonisation of legislation concerning turnover taxes, excise duties and other forms of indirect taxation to the extent that such harmonisation is necessary to ensure the establishment and the functioning of the internal market and to avoid distortion of competition.
The choice of a legal basis Subject to judicial review by the CJEU Cases about the right choice of the legal
basis: • Battle for the vertical division of powers: EU – MS
(C-376/98 Tobacco Advertising)• Battle for the powers among the institutions –
determine the inter-institutional balance in the EU (C-176/03 Environmental Penalties);
Subsidiarity and Proportionality
If EU has shared power, it still does not mean that it can regulate specific issue
This depends on the principles of subsidiarity and proportionality
These principles are also of constitutional nature and their violation results in the invalidity of the adopted measure
Subsidiarity and Proportionality
Application of subsidiarity and proportionality regulated by the Protocol
Subject to judicial control
Novelty of the Lisbon Treaty – inclusion of national parliaments in the control of subsidiarity
EU external competences Article 47 TEU :
“The Union shall have legal personality.” EU has legal personality since Lisbon Treaty Untill Lisbon treaty, European Communities
had legal personality Legal personality means, among other, that
EU is legal subject in international relations Principle of conferral applies also in external
relations
Division of powers in external relations
Unlike most federal states, in which external power is exercised by federation, in the EU external power is shared between the EU and its Member States
division of powers between the EU and its Member States is complex and constantly changing
When can EU act in international relations?
Difference ‘ordinary’ external relations and CFSP
Principle of conferral applies to both ‘ordinary’ external relations and the CFSP
International action, including an international treaty signed by the EU must demonstrate legal basis
Procedure for signing, implementation and the legal effect of international agreement within the supranational pillar and the CFSP differ
Express and Implied External Powers
EU can sign an international agreement• When the Treaty expressly grants external powers –
express powers • When the Treaty is silent about the possibility of signing
an international agreement, but there is a power to regulate this area internally– implied powers
Wide EU powers in international relations , based on the doctrine of implied powers, are largely the result of case-law, starting with the case ERTA (1971.)
Exclusive or shared external powers
Exclusive power – means that Member States have lost the power to regulate certain issue on the international level – the EU only can sign an international agreement
Shared power – means that certain issue may be regulated internationally by both, the EU and the Member States
Shared powers become exclusive in certain situations
Exclusive external powers in Lisbon Treaty
Article 3/2 TFEU:
“The Union shall also have exclusive competence for the conclusion of an international agreement when its conclusion is provided for in a legislative act of the Union or is necessary to enable the Union to exercise its internal competence, or in so far as its conclusion may affect common rules or alter their scope.”
Mixed Agreements An agreement which is concluded by both EU and its
Member state at the same side
EU must conclude an agreement together with its Member States if such agreement relates also to issues for which EU lacks competence
EU may conclude an agreement together with its Member States if it has competence in the area which agreement covers, but such competence is shared with its Member States.
EU may sign such agreements without the participation of Member States as parties