16
Temporal and spatial patterns of NDVI and their relationship to precipitation in the Loess Plateau of China TIANMING WANG†, XIAOJUN KOU†, YOUCAI XIONG†, PU MOU†, JIANGUO WU‡ and JIANPING GE*† †State Key Laboratory of Earth Surface Processes and Resource Ecology, & MOE Key Laboratory for Biodiversity Science and Engineering, Beijing Normal University, Beijing, 100875, PR China ‡School of Life Sciences & Global Institute of Sustainability, Arizona State University, Tempe, AZ 85287-4501, USA (Received 27 March 2008; in final form 17 November 2008) The relationship between vegetation and precipitation has been studied exten- sively, but little is known about its mechanistic linkage to agro-ecosystem sustain- ability. In this study, we used 250 m MODIS NDVI 16-day composite data and precipitation data for the period 2001–2005 to evaluate the connection between vegetation and precipitation in the Jinghe River watershed of the central Loess Plateau, China. A principal component analysis (PCA) was employed to determine the primary feature of vegetation cover. The results indicated that the first two principal components (PC1 and PC2) explained around 89% of total NDVI variances. The spatial distribution of PC1 followed an increasing trend from northwest to southeast, a similar dynamics to the spatial pattern of NDVI, which was determined by the variation of mean annual precipitation in the Jinghe River watershed. Furthermore, PC2 was associated with the spring/summer modes of the annual cycle while their intra-annual variations were largely modified by the regular phonological cycle of the winter wheat–summer fallow cropping practices, a dominant farming practice in severely degraded regions of the Loess Plateau. Winter wheat–summer fallow practice was a dominant factor affecting the precipitation–vegetation relationship. A sharp decrease in vegetation cover after wheat harvesting during the rainy seasons from July to September may be a major cause of extensive soil erosion in this region. Our findings provide new insight into the relationship between vegetation and precipitation which is critical in the restoration of degraded ecosystems and developing appropriate crop rotation systems to achieve a certain amount of agricultural sustainability. 1. Introduction Driven primarily by inter- and intra-annual climate variability and by human-induced modification of the landscape, land use/cover principally determine the structure, functioning, and dynamics of most ecosystems (Wu and Hobbs 2002). For centuries, the Loess Plateau has been exposed to anthropogenic disturbance, particularly through agricultural practices, deforestation and overgrazing, and as a result the original vegetation here has been mostly attenuated (Jing and Chen 1983, Ren 2000, *Corresponding author. Email: [email protected] International Journal of Remote Sensing ISSN 0143-1161 print/ISSN 1366-5901 online # 2010 Taylor & Francis http://www.tandf.co.uk/journals DOI: 10.1080/01431160902929263 International Journal of Remote Sensing Vol. 31, No. 7, 10 April 2010, 1943–1958 Downloaded By: [Wang, Tianming] At: 08:52 29 April 2010

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Temporal and spatial patterns of NDVI and their relationship toprecipitation in the Loess Plateau of China

TIANMING WANG†, XIAOJUN KOU†, YOUCAI XIONG†, PU MOU†,

JIANGUO WU‡ and JIANPING GE*†

†State Key Laboratory of Earth Surface Processes and Resource Ecology, & MOE Key

Laboratory for Biodiversity Science and Engineering, Beijing Normal University, Beijing,

100875, PR China

‡School of Life Sciences & Global Institute of Sustainability, Arizona State University,

Tempe, AZ 85287-4501, USA

(Received 27 March 2008; in final form 17 November 2008)

The relationship between vegetation and precipitation has been studied exten-

sively, but little is known about its mechanistic linkage to agro-ecosystem sustain-

ability. In this study, we used 250 m MODIS NDVI 16-day composite data and

precipitation data for the period 2001–2005 to evaluate the connection between

vegetation and precipitation in the Jinghe River watershed of the central Loess

Plateau, China. A principal component analysis (PCA) was employed to determine

the primary feature of vegetation cover. The results indicated that the first two

principal components (PC1 and PC2) explained around 89% of total NDVI

variances. The spatial distribution of PC1 followed an increasing trend from

northwest to southeast, a similar dynamics to the spatial pattern of NDVI,

which was determined by the variation of mean annual precipitation in the

Jinghe River watershed. Furthermore, PC2 was associated with the spring/summer

modes of the annual cycle while their intra-annual variations were largely modified

by the regular phonological cycle of the winter wheat–summer fallow cropping

practices, a dominant farming practice in severely degraded regions of the Loess

Plateau.Winter wheat–summer fallow practice was a dominant factor affecting the

precipitation–vegetation relationship. A sharp decrease in vegetation cover after

wheat harvesting during the rainy seasons from July to September may be a major

cause of extensive soil erosion in this region. Our findings provide new insight into

the relationship between vegetation and precipitation which is critical in the

restoration of degraded ecosystems and developing appropriate crop rotation

systems to achieve a certain amount of agricultural sustainability.

1. Introduction

Driven primarily by inter- and intra-annual climate variability and by human-induced

modification of the landscape, land use/cover principally determine the structure,

functioning, and dynamics of most ecosystems (Wu and Hobbs 2002). For centuries,

the Loess Plateau has been exposed to anthropogenic disturbance, particularly

through agricultural practices, deforestation and overgrazing, and as a result the

original vegetation here has been mostly attenuated (Jing and Chen 1983, Ren 2000,

*Corresponding author. Email: [email protected]

International Journal of Remote SensingISSN 0143-1161 print/ISSN 1366-5901 online # 2010 Taylor & Francis

http://www.tandf.co.uk/journalsDOI: 10.1080/01431160902929263

International Journal of Remote Sensing

Vol. 31, No. 7, 10 April 2010, 1943–1958

Downloaded By: [Wang, Tianming] At: 08:52 29 April 2010

Ren and Beug 2002,Wang et al. 2006). In recent decades, anthropogenic modification

of land cover due to continuous population growth and intensified land use has

increased erosion and land degradation (Meng 1996, Wang et al. 2006, Wei et al.

2006, Zheng 2006). Most natural vegetation in this area has been converted into

various farming systems and agricultural land patterns (Hardiman et al. 1990,Shangguan et al. 1999), resulting in less-effective ground cover for soil conservation

and increasingly fragile systems to resisting perturbations (Suo et al. 2007).

In the last decade, a considerable amount of study has focused on the integrated

analysis of natural (climatic, tectonic, or both) and anthropogenic disturbances

(e.g. agriculture) on the landscape in determining soil sustainability to prevent erosion

and suggesting sustainable land use in the Loess Plateau in China (Jing and Chen

1983, Meng 1996, Chen et al. 2003, Hessel et al. 2003, Stolte et al. 2005, Zhou et al.

2006, Wei et al. 2007). Rainfall regimes and farming practices have frequently beenidentified as the mechanisms responsible for triggering soil erosion in the Loess

Plateau (Xu 2005, Zheng 2006, Zhou et al. 2006, Wei et al. 2007). However, the

spatial and temporal patterns of precipitation and the corresponding patterns of

vegetation, as well as their relationship to soil erosion, particularly on a watershed

scale, are much less studied. The latter has seriously hindered the efforts of ecological

restoration in the Loess Plateau. Therefore, it is crucial to evaluate annual and inter-

annual variability of land cover and its interaction with climate towards sustainable

land use planning.Satellite imagery has become a potential goldmine for ecologists with which to

assess ecological responses to environmental changes (Pettorelli et al. 2005). Recent

advances in remote sensing theories and technologies have lent opportunities to

quantify seasonal and inter-annual dynamics of vegetation. In particular, the

Normalized Difference Vegetation Index (NDVI), an index derived from the red/

near-infrared reflectance ratio, has been recognized as a reliable indicator for land

cover conditions and variation, especially in arid and semi-arid regions. There are

numerous ways developed to apply this index for different ecological purposes (Kerrand Ostrovsky 2003, Turner et al. 2003, Pettorelli et al. 2005). NDVI has become an

important tool in coupling vegetation with climate on broad spatial and temporal

scales (Salinas-Zavala et al. 2002, Philippon et al. 2007). Useful insights have also

been gained on the relationship between NDVI and climate variability by analysing

temporal and spatial patterns of NDVI and climate at local and regional scales in

North America (Wang et al. 2001, 2003, Ji and Peters 2003), Africa (Nicholson et al.

1990, Vanacker et al. 2005, Mennis 2006), China (Chen and Pan 2002, Li et al. 2002,

Zhang et al. 2003, Piao et al. 2004, 2006), and at a global scale (Kawabata et al. 2001,Zhang et al. 2004, Suzuki et al. 2006). Most of these studies generally indicated strong

spatial or temporal relationships between climate and NDVI at seasonal and inter-

annual time scales for a given period. NDVI and vegetation patterns exhibited large

inter-annual variability over the Loess Plateau. Results from several studies have

demonstrated that NDVI correlated with annual precipitation fluctuations in differ-

ent areas of the Loess Plateau (Sun et al. 2001, Yang et al. 2002, Liu and Xiao 2006,

Xin et al. 2007). However, little is known about the difference in the seasonal cycle of

NDVI and precipitation for various vegetation types, in particular for areas with highagricultural use.

In this article, we report the results of possible correlations between local precipita-

tion regimes and phonological changes of various vegetation types. The main objec-

tives of the research are: (1) to explore the temporal and spatial patterns of NDVI

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variability for various vegetation types; (2) to examine its relationship to the precipi-

tation cycles; and (3) to evaluate the congruence of NDVI temporal patterns of

different vegetation types and the corresponding precipitation cycles as indicators

of local water erosion potential. We carried out the analyses by combining the long-

term remote sensing data, precipitation data, and the knowledge of crop cultivation.The current study is limited to the Jinghe River watershed of the Loess Plateau. We

seek to determine the degree and nature of the precipitation–NDVI relationship: that

is, the correlation and timing of NDVI responses to precipitation. A better under-

standing of the precipitation–vegetation relationship provides important insights into

the restoration of degraded ecosystems and appropriate land use.

2. Study area

The study was performed in the Jinghe River watershed located in the middle part of

the Loess Plateau (34� 240–37�200 N and 106�200–108� 480 E). It covers an area of

45 421 km2 (figure 1). Due to the combined effect of natural causes (rain erosion) and

human activity (agricultural practices), the Jinghe River watershed is a typical region

of the Loess Plateau. Geomorphologically, it is composed of fragmental hills and

gullies with gully densities ranging between 1.0 and 4.0 km km–2 (Meng 1996). Soil

erosion is one of the most predominant ecological problems. The erosion region is

33 220 km2, accounting for 73.1% of the watershed. The annual soil erosion ratereaches 5845 t km–2 yr-1. This region has a pronounced southeast-northwest

Figure 1. Land cover of the Jinghe River watershed in the middle Loess Plateau.

The Loess Plateau vegetation–precipitation study 1945

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precipitation gradient that ranges from approximately 300 mm in the northwest to

800 mm in the southeast (precipitation values reflect annual averages from 2001 to

2005) (figure 2). During recent decades, temperature has shown an overall warming

trend, whereas precipitation has oscillated without showing systematic changes. The

region has a very high population density of about 121 persons km–2 based on the year2000 census. In order to produce enough food, a large amount of sloping land was

turned into farmland, resulting in a rapid degrading of the land. The main crops

cultivated are winter wheat, corn, millet, soybean and potato.

3. Materials and methods

3.1 MODIS NDVI data

The MODIS NDVI 16-day composite data used in this research were downloaded

from the NASA Earth Observing System Data Gateway for the period 2001–2005.

The study area was covered by 2 MODIS tiles (h26v5 and h27v5). The two tiles were

mosaicked into a single contiguous tile, re-projected from a sinusoidal to an Albers

Conical Equal Area projection, using a nearest-neighbour re-sampling operator, andentered into a 250 �250 m grid cell by running MODIS Reprojection Tool (MRT)

Figure 2. Mean annual precipitation (MAP) recorded in Jinghe River watershed from the5-year mean (2001–2005) for the 34 stations.

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from the website (http://edcdaac.usgs.gov/main.asp). The 23 16-day composite

MODIS NDVI data for each year were subset to the study boundary and stacked

into one image by running batch scripts in ERDAS Imagine 8.7. The data stack was

filtered to eliminate anomalous values from the original NDVI data stack following

Lunetta et al. (2006) and Knight et al. (2006). Time-series NDVI data were extractedand analysed based on land use map and field sites of specific land cover types across

the Jinghe River watershed. Annual integrated NDVI (iNDVI) values are computed

as 12-month averages. To determine the spatiotemporal patterns of

precipitation–NDVI relationships the mean 16-day NDVI and iNDVI over the

whole study period were also created.

3.2 Land-use data

We utilized the land-use data from the National Land Cover Dataset (NLCD)

provided by the Chinese Academy of Sciences (figure 1). The land-use data wereconstructed from Landsat 7 ETMþ images acquired in 2000 for China. The NLCD

set was used in previous characterizations of China land cover (Boles et al. 2004, Liu

et al. 2005). The land-use data were recorded in vector format with a 30 m original

resolution. The data were converted into a raster format and subset to the study

boundary at a 250 m resolution to facilitate comparisons with results from the

MODIS data. Land cover in the region mainly comprises cropland (55.76%), grass-

land (30.64%), forest (11.34%) and shrubland (2.15%). Agriculture is a major land-

scape component in this region.

3.3 Precipitation data

Climate data were collected from a total of 34 weather stations provided by the China

Meteorological Data Sharing Service System (CMDSS) (http://cdc.cma.gov.cn/). The

precipitation time series used in the analysis are based on daily and monthly land

observations spanning the period from 2001 to 2005. The daily precipitation data was

aggregated to a 16-day temporal resolution to match the MODIS NDVI 16-day

composite periods from 2001 to 2005. To investigate the relationship between pre-

cipitation andNDVI, we generated precise precipitation grids to take into account theclimatic spatial differences caused by topographic and geographic factors. For this

purpose the 16-day average precipitation was calculated for the 2001–2005 period.

The gridded mean precipitation values were then constructed by interpolating 16-day

precipitation data as a function of latitude, longitude and elevation using thin plate

smoothing spline method implemented in the ANUSPLIN package (Hutchinson

1995). The resulting precipitation grid has a spatial resolution of 250 m and was

developed using a Digital Elevation Model (DEM), obtained from the Shuttle Radar

Topography Mission (SRTM). The DEM, which has a fine-pixel resolution of 90 m,was aggregated into 250 m resolution. Similar methods have been extensively applied

to other areas in the world (e.g. Hijmans et al. 2005). In general, the interpolation

done in this study should be adequate. Monthly precipitation grids show a high

quality and root mean square error (RMSE) is less than 12 mm.

3.4 Statistical analyses

Principal component analysis (PCA) has proven to be particularly effective when

applied to both short and long time-series image data to identify surface change, and

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has been widely used in change-detection analysis (Eastman and Fulk 1993, Hirosawa

et al. 1996, Gurgel and Ferreira 2003, Hall-Beyer 2003, Cakir et al. 2006, Lasponara

2006). PCA of the NDVI time series provides an alternative to the NDVI index for

tracking vegetation response to climate variability and human activity

(e.g. agriculture practice, such as cropping system, failed harvest and irrigation, andso on; Gurgel and Ferreira 2003). PCAdecreases the number of correlated variables in

one given data set, while at the same time preserving its total variance. This applica-

tion makes it possible to identify patterns of change and physical processes imbedded

in the observed variables, revealing possible relationships with biological, physical, or

socio-economic factors to investigate the underlying mechanisms (Gurgel and

Ferreira 2003, Chamaille-Jammes et al. 2006). In this study precipitation records

and knowledge about farming practices were used. PCA may be performed using

either standardized or non-standardized data. Standardized PCA effectively forces alloriginal input images to be of same weight in the derivation of the new component

images. In this study, the changes in the magnitude, as well as the timing, of the NDVI

are important information since the NDVI can be correlated with biomass on the

ground. For instance, in a sequence of images of central southern region of the

watershed, the few images containing the relatively rapid NDVI decrease due to

winter wheat harvest in July will have their importance in the PCA. Standardizing

the input images will remarkably weaken the magnitude of these periods of change by

forcing the input images to be of equal importance. For these reasons, non-standardized PCA is considered for time series NDVI analysis. The non-standardized

PCA in this study was undertaken on a set of 115 images of NDVI for the years

2001–2005. The principal components were computed from the covariance matrix of

the time sequential NDVI images by using ENVI 4.3 software. The relationship

between seasonal variation of NDVI or PCA loadings and precipitation are assessed

by computing correlation coefficients between these variables. The spatial correlation

between 16-day average precipitation and corresponding NDVI for each grid point

was computed by running the spatial modeller in ERDAS Imagine 8.7.

4. Results

4.1 Determinants of the interpretable components of the PCA

PCA results are interpreted by examining the percentage of total variance explained,

the spatial pattern of component values, and the correlation (eigenvector or loadings)

between a component image and an original image. The percentage of variance

explained by each component can be seen in the scree plot (figure 3). It displays a

turning point in component 3, suggesting that subsequent components explain pro-

gressively less variance. Components 1 and 2 explain 89.25% of the total seasonal

variability of NDVI, which generally have physical significance and will be discussed

in subsequent analysis. Later components represent information variance for a smallarea (e.g. relatively short-term meteorological effects) or essentially noise and, in this

case, should not be interpreted. As is common in PCA, the interpretation of higher-

order components becomes increasingly more difficult.

4.2 Spatial pattern of NDVI–precipitation changes

Results obtained from the application of PCA to NDVI temporal series are shown in

figures 4, 5(a), and (b). The first principal component (PC1) represents 82.16% of the

1948 T. Wang et al.

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total variance and describes the weighted mean pattern of 115 images of seasonal

NDVI for the years 2001–2005. The eigenvector of PC1 is predominantly composed

of positive weights across all dates (figure 4). In general, the annual variation of the

eigenvector value for PC1 displays a typical bell-shape curve. However, the eigenvec-

tor varies with season. Therefore, it can be concluded that the effect of NDVI on thepersistent annual pattern in late spring and the entire summer is stronger than that of

early spring and the entire winter. The loadings of PC1 are highly correlated to

corresponding precipitation calculated for the period 2001–2005 (r ¼ 0.591, P ¼0.0000). Precipitation can be therefore viewed as an important driver of NDVI

changes during the course of the season.

As expected, PC1 characterizes a comprehensive spatial distribution of accumu-

lated NDVI over the 5-year study period, which is coincident with the vegetation

distribution of the area (figure 5(a)). The high PC1 values tend to be distributedaround the low half of the watershed which is covered with high forest vegetation and

few farming fields. Relatively high values are found in the central southern area of the

watershed, where much land has been converted to agricultural land. The low value is

generally distributed on dry grasslands of the northern watershed.

Figure 3. Proportion of total NDVI variance explained by the different components.

–0.20

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Figure 4. Time series of eigenvectors over Jinghe River watershed for component 1 and 2 of aprincipal component analysis (PCA) performed on the 16-day composite MODIS NDVI forthe period 2001–2005.

The Loess Plateau vegetation–precipitation study 1949

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PC1 is highly correlated with mean iNDVI, which is a proxy of mean vegetation

productivity (r ¼ 0.991, P , 0.001) (figure 5(a), (c)). The iNDVI gradually increases

along a gradient fromnorthwest to southeast in thewatershed.Noticeably, it appears to

be spatially coupled with the mean annual precipitation pattern (see figures 2 and 5(c)).

This result is supported by the statistical analysis which showed there exists a significant

Figure 5. (a)–(c) Spatial patterns of principal component values and mean annual integratedNDVI (iNDVI) derived from 16-day compositeMODISNDVI data for 2001–2005 periods. (a)First principal component image (PC1). (b) Second principal image (PC2). (c)Mean iNDVI. (d)Correlation coefficients (R) between seasonal variations of NDVI and precipitation in theJinghe River watershed (2001–2005).

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correlation between mean iNDVI and mean annual precipitation (r ¼ 0.808, P ,0.00001) (figure 6(a)). The iNDVI values remain generally below 0.3 when the pre-

cipitation is less than 500mm.As the precipitation surpasses 500mm, the iNDVI values

increase rapidly, but scattered points are mostly spotted above the linear trend line.

4.3 Seasonal NDVI anomalies

The second principal component (PC2) accounts for 7.09% of total data set variance.

It provides temporal information on local phenology and shows a clear spatialdistribution. The periodicity of the second eigenvector is consistent for every year,

showing a clear difference between spring (positive value) and summer (negative

value) (figure 4). Specifically, the greenness peak occurs generally in April and the

green-up trend happens during the October–December period. Moreover, the load-

ings of PC2 are found to be negatively correlated with monthly precipitation (r ¼–0.507, P ¼ 0.0000).

Figure 5(b) shows the component 2 image. The value of pixel in the component 2

image indicates the correlation of annual NDVI and loadings. If inter- or intra-annualchanges of one pixel NDVI show a synchronous correlation with its corresponding

loading of one component image, the pixel is defined as a positive anomaly of that

component. Similarly, a strong negative correlation represents a negative anomaly. If

one pixel NDVI in 5 years does not change or changes only a little, the value of this

pixel in the component 2 image is zero or around zero. Significant contrast of the

eigenvector value of PC2 is closely related to the seasonal dynamics of vegetation.

Significant positive anomalies can be observed in the central southern region of the

watershed, where the seasonal dynamic of NDVI exhibited similar cycle with theeigenvector of PC2 for the period 2001–2005. This region was strongly modified by

agricultural practices, mostly by cultivation of winter wheat which is characterized by

a nearly three-month summer fallow from wheat harvest at the end of June or early

July to sowing in late September. The analysis of the 16-day NDVI images (data not

shown) showed that vegetation cover density is low for the period from June to

September. The time series of NDVI of winter wheat exhibits low NDVI values

from July to September as a result of the harvest of winter wheat (figure 7).

–1.0

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300 400 500 600 700 800MAP (mm)

Mea

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Figure 6. (a) Linear relationships between mean annual integrated NDVI (iNDVI) and meanannual precipitation (MAP) in the Jinghe River watershed for 3500 random grid points (Y ¼0.0007X – 0.04, R2 ¼ 0.65). (b) Scatter plot of the second component (PC2), versus correlationcoefficients between NDVI and precipitation (R), for 3500 random grid points in the JingheRiver watershed (Y ¼ –1.16X þ 0.75, R2 ¼ 0.69).

The Loess Plateau vegetation–precipitation study 1951

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However, the precipitation pattern in this region is modulated by the East-Asian

monsoon, with the rainiest period from July to September (figure 8). Thus, the

phenology of winter wheat mismatches with the distribution of precipitation during

the seasonal course in the central southern region of watershed, both having a very

low correlation coefficient (r ¼ 0.135, P ¼ 0.136).

Negative NDVI anomalies were observed in the forested areas of the edge below thehalf watershed, indicating that the vegetation was greener from June to September

(figure 7). Precipitation occurs mainly during summer (July to September) when the

vegetation is greener. The driest months in these regions are from November to

February, which coincides with a decrease in NDVI values, with the minimum

NDVI value observed in December. The cycle of NDVI of natural vegetation (forest,

grassland and shrubland) is highly correlated with that of precipitation calculated for

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Figure 7. Seasonal variations of NDVI and precipitation in the Jinghe River watershed(2001–2005). The x-axis stands for the 16-day units for every year.

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Figure 8. Mean monthly rainfall and sediment yield recorded in the Jinghe River watershedfrom the 41-year mean (1965–2005) for the Zhangjiashan hydrological station.

1952 T. Wang et al.

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the period 2001–2005 (forest: r¼ 0.637, P¼ 0.0000; shrubland: r¼ 0.685, P¼ 0.0000;

grassland: r ¼ 0.686, P ¼ 0.0000) (figure 7). This suggests that the natural vegetation

reflects the precipitation variability in this area.

To further analyse this result, the correlation coefficient map of seasonal NDVI and

precipitation was also generated (figure 5(d)). The map data suggest that the distribu-tion of coefficients matched well the patterns of PC2. This is confirmed by the plot of

correlation coefficients versus PC2 (r¼ –0.831, P, 0.00001) (figure 6(b)). The winter

wheat area located in the central southern watershed has a low correlation between

NDVI and precipitation (r ¼ 0.07 � 0.19, mean � s.d.), corresponding to a positive

PC2 value, while natural vegetation shows a high correlation (r¼ 0.62� 0.11, mean�s.d.), corresponding to a negative PC2 value (see figure 5(b), (d)).

5. Discussion

In this study, the application of PCA to NDVI time series for 2001–2005 periods

captures the annual variation of vegetation cover, which provides valuable informa-

tion to increase our understanding on how vegetation dynamics respond to climate

and human activities. Our results confirm that precipitation is amajor driving force of

NDVI changes, but it also shows that conventional farming practices alter seasonal

NDVI–precipitation relationships in the Jinghe River watershed.Our spatial results show that PC1 is strongly correlated with mean iNDVI and

perfectly corresponds to the land use in our data set (figure 5(a), (c)). This has also

been observed in other regions of the world (Paruelo and Lauenroth 1995, Gurgel and

Ferreira 2003). As a general spatial pattern, the northwest–southeast-increased gra-

dient of themean iNDVI (or PC1) is strikingly similar to the dynamics ofmean annual

precipitation in the Jinghe watershed. The strong association between mean iNDVI

and mean annual precipitation is well in line with that of other studies in different

biomes (Sala et al. 1988, Paruelo and Lauenroth 1995, Paruelo et al. 1997, Jobbagyet al. 2002, Martiny et al. 2006). This suggests that iNDVI (or PC1) may be repre-

sentative for precipitation effects in the study area and precipitation accounts for the

majority of the variation (i.e. 65.1%) in NDVI. The remaining unexplained portion

(34.9%) could be linked to other ecological characteristics, such as topography, soil

type and farming practices. In this study, topographic data and land use explain such

behaviour. The iNDVI increased in the Ziwuling Mountains and Liupan Mountains,

areas with thin loess coverage dominated by broadleaved deciduous forest, and which

are likely to maintain a higher soil moisture content during most of the year (Zhangand An 1994). The higher iNDVI values than expected by climatic conditions are

recorded in forested lands in this region. This is also a reason why the sudden increase

in mean iNDVI shows greater scatter around the NDVI–rainfall relationship above

500 mm of precipitation (figure 6(a)). This is highlighted by Briggs and Knops (1995)

and Jobbagy el al. (2002), who reported spatial variation in the precipitation-primary

production relationship caused by topography. These results confirmed previous

findings that long-term mean NDVI values can be used as a proxy for mean annual

precipitation over a wide geographical scale (Davenport and Nicholson 1993,Kawabata et al. 2001, Jobbagy et al. 2002). The results obtained from this work

also confirms the study by Tucker et al. (1985) and Lasponara (2006), who found that

PC1 patterns were those expected from ecoregion mapping, which were based on a

long-term stable climate and topography.

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In this study, the NDVI dynamics of natural vegetation is consistent with the

precipitation events, with a very high correlation. Nevertheless, the cultivation of

the winter wheat broke the coupling relationship between precipitation and NDVI

due to the fallow period parallelling the rainy season, as seen from the analysis of the

NDVI–precipitation relationships and PCA (figures 4 and 5). This is related tophenology and has high ecological importance.

Within this region, over 60% of precipitation is concentrated during the rainiest

period from July and August in the form of rainstorms, which tend to cause heavy

erosion (In and Xie 2005). About 80% of total sediment yield occurs during these

months (figure 8). However, the eigenvectors of PC2 reveals that the vegetation is

greener from April to June, with minimum NDVI values from July to August. The

associated image (PC2) indicated that the central southern region of the watershed

showed a decline in vegetation over the last few years (figure 5(b)), matching the lowor negative correlation areas between NDVI and precipitation. This is mainly because

the cultivation of winter wheat is characterized by a fallow period from July to

September. Vegetation deficiency combined with intense rainfall during the rainy

season makes soil prone to erosion (Huang et al. 2003). In the Loess Plateau, winter

wheat as a monoculture, which is a prevailing cropping practice in this region, causes

the most serious erosion problems. Because it is harvested in early summer, the soil is

plowed just before the rainy season and left unprotected from rainstorms for several

months (Suo et al. 2007). A study by Kang et al. (2001) revealed that the ploughedbare soil of winter wheat fields yielded 60–100% more eroded soil than the vegetated

lands during the June–August period in which intense thunderstorms are concen-

trated. Due to rainfall erosivity and unsustainable land-use practices, many countries

are facing serious soil erosion. Crops are often cultivated with a low cover density

during the erosive summer months due to economics and tradition (Valentin et al.

2005, Vezina et al. 2006, Schillinger et al. 2007). It not only lowers the overall

precipitation-use efficiency because of the large amount of evaporation from the

bare soil surface during the fallow period, but also entails high risk of erosion bysummer rainstorms (Li et al. 2000).

Results from this study have ecological implications in our understanding of the

NDVI–precipitation relationship and its connection to soil erosion vulnerability.

Therefore, it is likely to be used as a guide in developing and adopting more effective

cropping systems and the implementation of new land management policies, particu-

larly in the Loess Plateau where agriculture is a large component of the landscape.

Improving soil and water conservation practices are essential to bring soil erosion

under control and to achieve sustainable agriculture in the Loess Plateau. Theapplication of new land-use shifting actions should be done by considering crop

rotation systems in accordance with the cycle of precipitation events (Huang et al.

2003). In the long term, future research is needed to carry out an integrated analysis

combining rainfall erosivity, soil erodibility, topography, cover, management, and

conservation practices to determine the spatial and temporal dynamics of soil erosion

vulnerability. This would be essential to the understanding of the impact of various

land-use patterns on soil erosion toward sustainable land-use planning.

6. Conclusions

This study focused on the vegetation–precipitation interactions in the central Loess

Plateau of China. PCAwas employed to enhance the change information contained in

1954 T. Wang et al.

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MODISNDVI data for the period 2001–2005. The northwest–southeast spatial trend

of PC1, which highly coincides with that of the average NDVI, is noticeably deter-

mined by the spatial variation of mean annual precipitation in the Jinghe River

watershed. PC2 accounts for the most prominent man-induced vegetation alterations.

These dynamics are closely related to the spring/summer seasonal NDVI cycle,specifically summer fallow cropping of winter wheat. Our results revealed that agri-

culture land-use caused a great long-term change in the NDVI–precipitation relation-

ship. The result may provide environmental scientists with a better understanding of,

and new insight into, vegetation restoration by developing appropriate crop rotation

systems in semi-arid degraded ecosystems. In addition, the application of PCA to

NDVI time series analysis is an effective method for identifying the annual variability

of seasonal landscape factors and can provide valuable information for sustainable

soil conservation planning involving rational use of natural and agriculturalvegetation.

Acknowledgements

This research was jointly supported by the National Natural Science Foundation of

China (40730631) and the Chinese National Key Foundational Research and

Development Plan Program (2002CB111507). We would like to thank two anon-

ymous reviewers for their invaluable suggestions on the manuscript.

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