i

___ _

'. pertaining

e with applicable

, ;t ''fi:f Rffl/{j/,f, if:;Ju : : . i {i k fJ!; .;' :;. :iN: POSITION NAME OF ORGAN1ZATION!ENTITY

um PARTIES Al:-.'D Tmws

1957-1973 IAA/CREF: Vested Pension Rights

SOURCE AND IDE

2003 TIAA/CRE Pension

,.... ..., 0

?:!

""""! !.""!"'! • C>

GROSS INCOME

s42 s12 94 $

r---i ! I

Report Required by the Ethics FINANCIAL DISCLOSURE REPORT in G1Jvernmen.1 Act of 19]8.

;, - ($ U.S.C. App. §§101·1 /l)FOR CALENDAR YEAR 2003 I. Person Reporting (!Ast name.fll'St. middle iniJial) 2. Court or Organization 3. Daw of Report

iI Sneed, Joseph T. ,Ninth Circuit 8/11/04

' r4. Title (ArticleJnjudges imlicaJe ""'ive or..,,;,,,. stotus: 5. Report Type (<beek appropriote type) Ii. Reporting Period ll!l1gistratejudges imli"4tefidl· or part-time)

_Nomination, Date January 1, 2003 toI Senior Circuit Judge December 31, 2003Initial _XAnnual Final

.7. Chambers or Office Ad 8. On the basis of the inf"ormatiOn contained in dtts and a.uy mod!fi..tlon• tbm:tu, It Is, In mr opmon,hi compUane laws and f'Cll.datinns.

Reviewing Offieer Date

ClL POSmONS. (Rqorting imlividiwl only:""PP· 'M3 oflnstructions.) - .,,(f)0 ....,, mc::>

Q r'"" o:; �:> (fl- -NONE (No n:por!able positions,) · - '};>< - rn ;:;;: % -

0ol · · - "" <0,,..

2

II. AGREEMENTS. (R<portingindhidua!.o :seepp.14-IooflnstructwnsJ

D NOl\"E (No reportable agme.ments.)

I

2

m. NON-INVESTMENT INCOJ\.m. (ReportingindMdualmuispouse:supp. JM4ofillSlrw:oou.J . um A. Filer'& Non-Investment Inceme

NONE Qfu'ifPortiih1e· lion:ii:i'1tisi:ttiellimoome.) D 1

2

3 $ B. Spouse's Non-Investment Income - Ifyou were married during any portion of the reporting year, please complete this

section. (dollar amount not required ucept for honoraria)

N01'T (Noreportablenon-investmcntincome.} __,

2

- - - - - - - - - - - - - - - - - - - - - - - - -- -- - - - - - - - - - - - - - - - - - - - - - - - - - - - - --- -- --- ------------ - --- -- --- --- ------- --------- - - -- - -------- ---------------- ----------------- -----

Joseph · ------ 8 / 1"'1"""'/'--'0"-4_,_ _ __,

SOURCE

7

SOURCE DESCRifTION VALUE

CREDITQR DESCRIPTION VALUE CODE*

P2=5:5. 000.001-$25.000 ,_oQQ__ __ _..::.P.=.3=_,2:::::5z:,Oc::cOO::o• .::;00,_,lc:'5:..:: 0:o.:,000=,:::.000::.::... _______ c:_P.:...4=-=5.c:O'-'. 0-"0C:c.'•.:-OCc.:' l"o::.r.=m:.-:C>::.:re'-. -

3

4

·.

Dae: ofRepoti . FINANCIAL DISCLOSURE REPORT

Sneed,

-IV. REIMBURSEMENTS transportation, lodging, food, entertainment. (lncludes those to spouse and dependent children. See pp. 25-27 of Instructions.)

DESCRIPTION

[� NONE (No wch reportable reimbursements.) 1

2

3

4

s

6

V. GIFTS• . (Includes those to spouse and dependent children. See pp. 28-3 l of Instructions.)

0 NONE (No such reportable gifts.)

1 $

2

$

VI. LL..\BILITIES. (Includes those of spouse and dependent children See pp. 32-33 of Instructicms.)

GJ NONE (No reportable liabilities.)

1

2

3

4

5

•*Value Codes:. J lS,OOOorless K=$15,00!-$50,000 · · · ·,wso,001-$100,000 M=$!00,001-$250,000

N=$250,00l-$500,000 0=$500,001-$1,000;ooo Pi=Sl,000,001-$5,000,000

I i Sneed, Joseph T.

.,....; ,..,,.:'h+r · r'n !'TIV

Tni: n T"'t"Tf-eo f'lr. rpy

._.: -i..t-c "1 f"n mv

D

l5Chesapeak I mj n rgt s, M 0 C'n "'" R

Royal.· ....

Rnv.

C< cc rats Rov.

rats Co. Rov.

.T I I

I

M w

I I I I I I I

I ! i I

I j I J I w

I

I I

; I ! '

! I

I I I !

l 5/ 20

' belie'fe changed 1io

!17

Computer

I :

i Corp j

I

c

A

i i

! I

I I I I

I -. L

I L

I i I

! I !

K I i

I ,..---------------,--·------------------------·----- · "1

:

(&eeCol, C2) U=Bolli; ':!'l lu_, ____ V_=D_t_her_. ______ wcc·.=-.Es=tima=u:"'d-------·--------------

Name of Ptroon Reporting FINANCIAL DISCLOSURE REPORT I

8/11/04

VII. Page I INVESTJVIENTS and TRUSTS - income, value, transactions (Includes those of spouse and dependent children. See pp. 34-57 of Instructions.) .

1BP America, mineral w

2Anadarko Petroleum,

3Bilbrough Marble, min

I Operating,

I

9 Phillips (now called no Pnill min Moore Co TX C

uflains min

Marketing, Moore TX A

1llAmerican Home Products NOTE: I ! common stock

1:f'lbertsons, common stock.

1 13Bellsouth, common stock

1iP Morgan Chase, common stock

ISChevron Texaco corrunon stock

16Coca Cola, 1 corrunon stock

Sciences : common stock

nameA D.l.V .. I, K T sold Wyeth

8 ; Div"·' K T

B Div. T

Div. K T sold 10 10

I

B Div. T I

i

A I

Div.!

Div.

K T

T

.

.lncomelO.io Cedes: A £l.OOO .,,. less B $ l,00l ·-"2.SOO 0=$2,SO!·SS,000 · D,.Sl,001-lill,OOO .E=SlS,OOHi:SC,000 (See Col. B!,D4j F :>so.001- swo,ooo o s100,001.s;,ooo,0Jo Hl=$l,OOC,00i·Sl,000,000 l''2=More than !S,000,000 Value Curies: J;::;SlS,OOQ o: less -K'-$15,(i{l-J $50,000 L=S5C,00!· $100,000 M-$!00,00!-5;250,lJOO(See Co:. Cl; 03) N $250,00 l ·$500,000 CMSOOJ;O 1-Sl ,000,000 P 1 :;1,000,001-ss,ooo,ooo PJ.=ss,ooo,ooi-s25,ooo,ooo =P3=-S2S ,00-0,00 l S50,00:l,ODO ?4"::1'-1.ore than $5(},000,000

3- V.alu!: P/ietbo�LCOOes: Q=-Appraisai R.-Cos! (reai estate onl:r) &=Assessm..<>nt

I

1

I Sneed Joseph

I I i

-

.

D -·

I commnn "rock

4

'

' . "fypc I . Amt.

inL) i

I l

B

I

L

L ' I B

A I

i I

(Q-W) '

! I I

I I

i I i

T

T

(3)

Day I ! ' ' i i I

I !

I I I

cl:! !

I I ' '

i I I I

- -

_________ P3_=S.25,00G,:iOJ->50,000.000 \1<-tiut t 1etllo.d Codes: Q=i..ppraisal f';=; s: U""Book V=Uui::r

I ! I I i I

(2) (I)

stock

. (S)

Value Codes: J-$15,00-0 or less K-Sl5,00lR$50,0DO N=$250,00J S500.000 O=SSOO,OO!-Sl,000,000

(real estate only)

I

N meofPers-on Reponing Date ofRepor1 _FINANCIAL DISCLOSURE REPORT '

T. 8/11/04

VII. Page 1 ·INVESTMENTS and TRUSTS - income, value, transactions (lnciudes those of spouse and dependent children. See pp. 34-57 of Instructions.)

A B. c.Des"Cription of Assets D.Income Gross 'Value (including trust assets) funsactions during reporting period during . at end ofreporting period reporting. period

If not ex.empt from disclosure

· .,.t · .: (1)c·. (2)(l) .::;. : .:· ,,. . .

Identity of buyer/sefier(if private transaction) ·

Type{e.g.•

.,,.·Place ,, after eai:.h asset exempt romprior disdosure. (2)Date:.g., Value

lV,y V lue . Method· rent or.

. . buy, sell, .. ValueCode2 " I.·

Code!(A-H) Month-.1,· Code3. Code2; (J-P) Code!(A-HJ': : : merger,

redemption) (J-P): : : :·1 . . · . NONE (No reportable income,

I I iI I' Dover Corp.,

Du Pont,2 common stock Exxon Mobile,3 common stock

TDiv1 LA

TDiv. L I I I IA . Div. I K T

'IGeneral Electric, common stock c Div .. M!

,s Grainger, common stock A Div.I K T Hewlett Packard,6 common stock A Div., L T17 Home Depot, common stock A Div. L T

8 JP Morgan Chase common stock c Div. L T Lincoln National,9 l I Tcommon stock cn Div.

A Div.I : Merck & Co, 111 common stock

Pitney Bowes, 12 common stock

Proctor & Gamb e, 113 common stock i SBC, '14 common stock , a eway,115 common stock

Div. L T

c Div. T

Div. K T

c Div.; L T

A ! Div. K T n ion Paci ic,

·16 common stock A I Div. L T ce nergy,

11 common c Div. L T

1ncome1Gain Codes: A-:$1.000·or less B=Sl,001R$2.500 C=S2.50l -$5.000 D=SS,00 l-$15,000 E=S 15,001-150,000 (See Col. Bl, D4) F=o50,00l- SI00.000 G=SI00.001-$1,000,000 Hl=Sl,OD0,001.£5,000,000 H2=More than $5,000,000

(See Col. Cl, D3) L=SSO,OOl-$100.000 M SI00.00i-S250.000 PI=$ l.000,001-15.000.000 P2=>5,000,001-$25,00G.OOO P4'=More than $50,000.000S=J..ssessm:nt T-Ci!Stv111arket W=Estimated

-(See Col. C:!) value

i

j

! ii i

, T · l !

,.. 1--�..-�-.-�-.-������--1 (e (2) (4) ( "' iliv.; V.te: Ga ld<niJfy C Cod':t 1· bll}'Ofisdle!" ; tronsa::lion) I .I rep·-·

-r13Mc::TC7orp7p...,,rrc o7mm o-nM:::strock l-B ,:-O_i_·v_.-+l M__,Jr' -T i l _,,i +-

j- -: , Bristol-Myers Sqllli.o.o, 1' J 1· I i I '

1 I

Ca.u.:cornia Sta't:e, Cali:tornia "illa te, '-a.LJ.:t:ornia n ... I I 1,;;u1:i:ornl.a nousing,

.,an ..iose, '-"'

u .,. ire"'sur_y ._ __ _

I u ., .... .._easu.1..x .,.,,__ 1104. nU. I '4 " " " . z • 3/31/03 ' 1·

4.625%. c;/15l06 i I 2.125!!. 10/<1/04 I

4.375%. 5/15/07

[153.125%, 9/15/0B !16U.

I

I I

i

'

I I

I

/2!

/3: I

3/31J

- r ! I

I I I I

1 I I

I !

l i

l

i l

I I �------------'----'----��-'--�-'-------�--�-�-----�---'

,S 0.:;1,ooo;:::.ooo=-7HC.,l=,;:Si'l ';;:;oo:;:.c::;,OO:;;l,,;;-S:;i5 ·,:;;OO:.:.D,:;:,OD :.::O_;;H2=:;:,,;M,;,o'i;re7.iu<-ccru"'""'$5,;;,07;0;;7 0.0c-'OO-'----------i K-$15,001-£50,oob Lt::iSO.OOt SlO'.J,000 M""Sl00.00l·$25C,OOO

0

W=E:.stimated'---�------------------�

L

G=Sl00,00;

Nam: of Pc:rnm Reporn:lg Oaie ofRf:'J>Ofl FINANCIAL DISCLOSURE REPORT Sneed, Jos@ph T. 8/11/04

·''VII. Page 1 INVESTMENTS and.TRUSTS - income, value, transactions (Includest/Joseof spouse and dependent children. See pp. 34-57 of Instructions.)

' A. iDescription of Assets incn Grosscvalue I D.(includmg ttllstassets) d I atmor , Tramactions during reporting period

, . ' . '' . reporting period : repornng pmod I, a . ,_.;• .,''"\w' : (!) • . (2) (I) ·.. . .. <-.:-: . ·.,: · • ""' _ - 1f not exemptihmt disclosure- (!) •.· .. . ! T e '' g; Value ,' (e.g., (3)Amt. ; Value Method j' . buy, sci Value I · nf .{A-H}, Code!

· rentoc Code2 ode:! merger, Monlh· Code2int) (J-P) (Q-W) redempti<>n) ,Day (J-P) (A-H) {if private

NOJ\:'E (No orta ble income, 1. ' . l I i I ' - Ii

i2common stock A ' Div. J T ; ,. IPalo Alto USD, 1Int. I K T35.375%, 8/1/07 A j•

45.0%, 10/1/07 A Int. I J i T I,5 5. 0%, 10/1/07 A i Int. 1. J 'iT i6 Ti 4.6%, 8/1/09 , A I Int., J

II !1A ! Int. L T74.6%,2/1/10 . ITL84.0%, 3/1/10 A Int.I

I1sold f K•

TKA Int.194.625%, 2/28/03 • '

25% I 3/31/03 A [ Int.I 1 S. Treasury Note

A

T IsoldLI I

T lsold LInt.· L! I1:1 U.s. Treasury Note A I Int. T

1P. S. Treasury Note iM! TInt.,14U. S. Treasury NOte I 1 · : 1 Int., MA T

U.S • Treasury NOte A Int., L T ibought 19/12 L

Treasury Note lnotA Int.· M T I bought• i, M

D Int.! M T !

s.3.250% 5/31 04

!17CMA money :market accnt: •

i l lnoom:·13ain Codes: A=Sl.O()(Jcrioss (See Co .. Bl. D4) F=S50.001 ' D=Sl.OOHIS, 00 !l=$l5,00!·S50,000B Sl,00l-S:2.500sl00,000

2 ValueCodes: J'=$1S,000orless (See Co!. Cl. DJ) N"":k250.DOl-S:500,.000 °""$500,00 i·Sl)000,000 P1"""$1,-000.001..;f5,1)00,0GO P2=S5.000,001·$2S,OJ 10QOP3=S25,000,0 l·S50,000,000 P4"More tiian SSD.000.000

3 Value !>'lethori Codes Q-:;Aooraisat R<os: ire.a: estate oo_ly) $.,,,Assessment T=D.sh!Marke!fS'!e CQL C2) U=So'.oi: vatu V=Otncr

('=$2 Ol.S5,000

i

I

I Description (inclucbng '

(2) ' ' .. , . .. - - · . TYPc

' Ami. •· .. -

D I i

-interest, -

i : checx:ing accouni: I 3 '

I 1money " 1

4 '

5

17 I

g I 9 I

i IQ I

111 112 114

' I ! ;

I ;A '

A

!

·! l I I I I I I I

Type I '

Code2

! 1 I I

I !

!

'

I I l !

I

I I

I I

i i I '

'

I

i ! I I I I

I .,_

I

I

'

I

I

) I I

I I

!

;

j i i ! :

!

I !

I I I I '

I

_, I

- -

=0 -SJ ,000,000 H!=S!,OOO,OOJ-$5,000.000

.;:.;.:c:.::.:.:......;;. :.:;.;: ,--":.;..;_ ,....,.,.,.,.."'7 ·=--- 5,DOl S50.ooc L=$50.00I- $100,000 i.1""$i0C,001-$250,C\JO $

I

l

I i

I

I I I

'

j I I I

I

! l

P3=$2 .000.00i-$50,.000,00t' - P4=>lviore than SSQ.000,000 Cobes: R-·'":"'0-:cs:-:(1-·1:a7i-es-ui-.,,-on ly-J_..;5,..:=.,.:A sc:s::es:_snre::en::. ,==='-'--cr"'..i:=asru"'· ''M"'a:.,,:>:"'et -----------�

!!-·

during

· 1 yJin(::5;eTX' ,2 Milam Co, TX

Namco(Pi:r;;on Repetring Date of Report_ FINANCIAL DISCLOSURE REPORT 8/11/04· Sneed, JOseph T.

VU. Page 1 INVESTMENTS and TRUSTS - income, value, transactions (lncludestlwseof spouse and dependent children. See pp. 34-S7 (}jfnstrnclions.)

A. B. c.of Alisets D.lncome Gros.s value Transactions during rep-:ming period tn.Jst assets). '"

roporting period at end of

g period .(!} 1f not exempt from di.sclosure . .... ·. (l)(!) ·. (Z) (5). l · ... Y1lue

..,,.,,.. .

.Place]!£"ttf,,;each

:ex.empt rom [irlor disclosure.

. . . ·

.J: v /., J:)Jn ' Method:·value (e.g..buy, sell, merger,.ledemplion)

' ·Identity of ·rent

v.,

" . Mo:rth- Code2Code)(Q-W)

Codel I Code!(A-H)

buyer/seller(A-H) (ifprivate transaction) orint)

. Day

I

I

(1-P). . '(H')

NONE (No reportable income, '

I -

50%I acre oone L w

acres: I II I Iw WR

3908 SF CA

1none L I !TA Int. K ! i;POB

WF savings accnt, 3908 SF,CA Ali Int. I fl. I T IIPOB :

I II

i

!I

I

' I

:

I

13 I .

1

: 15

i10

!7

Lrycctne!Oain Codes: A•Sl.000 cd= i;..;r· .001-$:.500 C S2.50l-SS,000 D=S5.00M15,000(See Cc'. Bl. D-:) F=SSO,O{)J- 10 ,000 O=i .00,00! H2=More than S:S,000.000 E=$J5,00i-$SO,OOO

Value Cedes: J tS.000 or iess J.::.-Y'l (See Col. c1, D3) N=s:2su ooi-.;son.ooo 0=s50 ·.001-£i.ooo.noo p 1.,,s1.ooo,001 ss.ooo,ooo 2= S,oao,0J1-s2s,'.>O:J,o·JO,

:: VaJu: !¥teth.oci (>=A-o.:m.IS<'i!\$et CoL CZ) t,.,:.O.BOOto: value V.aQti1v. \¥=-Esom.ated

2

-·-·····-----------------------------

SCB

8,IJ:P/Q '-A

ll.lc1iu.WHO

cnrnpliance with the provisions ofS U.S.C. app., § 501 et. seq., S U.S.C. § 7353 and Judicial Conference regulations.

. • Date

KNOWINGLY WILFULLY FALSIFIES OR FAILS TO FILE TdIS REPORT ly BE TO CIVIL AND CRIMINAL SANCTIONS (5 U.S.C. App., § 104.)

Mail signed original and 3 additional copies to:

FILING INSTRUCTIONS:

· Committee on Financial Disclosure . · Administrative Of!ke of the

United States Col!l"'.s Suite 2-301 One Columbus Circle, N.E. Washington, D.C. 20544

FIJliA."ICIAL DISCLOSURE REPORT

VIII. ADDITIONAI, INFOR.!'\'IATION OR EXPLANATIONS (Indicate part of Report.)

IX. CERTIFICATION.

I certify tl:at all inforniatian gh'ell above {including information pertaining tC> my spouse and minor or dependent children, ifany} is aecurau:, true, and compiete to the best of myknowledge and belief; and that any information not reported was withheld because it metapplicable starutary provisions permitting non-disclosure.

I furtber certify that el11'1!ed income from outside employment and honoraria and the acceptance of gifts which !Jave been rep orted are in