The BIG Compliance Conversation · Keynote speaker: Lydia Wee, Deputy CEO, ... 4.15pm Movement to main conference room 4.15pm - 5.00pm Keynote Speaker: Bill Peace, Stop the traffik

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ICAB10950

ICA’s inaugural Asia Pacific conference:

The BIG Compliance Conversation

21 November 2018

Programme

and

Pre-conference Masterclasses in AML and Governance, Risk and Compliance,

20 November 2018

Marina Bay Sands, Singapore

www.int-comp.org/conference-singapore

Sponsored by

www.int-comp.org/conference-singapore 20-21 November 2018

ICA APAC Conference - brought to you by the leading global provider of regulatory and financial crime compliance learning21 November 2018, Marina Bay Sands, SingaporeAs the leading global provider of compliance qualifications and knowledge, we are delighted to now bring this expertise to our first ICA Conference in Singapore, supported by ICTA, our established training provider in Singapore.

Over 130,000 professionals have now studied for an ICA qualification and we have a global community of over 13,000 members. With 12 years’ experience in running successful, dynamic, topical, insightful conferences, engaging a diverse range of expert speakers and attracting senior-level participants, we promise this inaugural event in Singapore will be an invaluable experience you won’t want to miss! View the agenda and speakers.

This event forms part of The BIG Compliance Conversation, our worldwide initiative designed to get the global compliance community talking about the key issues of today and tomorrow. Download the event brochure. ICA Members will earn 6 CPD points by attending.

We look forward to seeing our ICA members as well as welcoming new compliance professionals to this prestigious event.

Hear subject matter experts and thought leaders debate the issues most critical to the compliance sector.• Discover and debate

the latest regulatory and financial crime compliance developments and challenges in interactive streams delivered by more 20 industry experts including ICA Fellows.

• Join over 150 ICA members and other AML and compliance professionals from banks, regulatory bodies, insurance companies, law enforcement, money services businesses at this highly collaborative event.

Be part of the largest gathering of the ICA Community in the APAC region.• Network with the

wider compliance community through interactive streams and networking breaks.

• Connect to both local and global like-minded professionals and build relationships and extensive support networks with your peers, which will benefit you both now and in the future.

• Further your professional development by learning about best practice and practical solutions to apply in your day to day role.

• Leave the conference with essential transferable compliance and AML

skills.

Use our new Conference app to enhance your conference experience.• Create your own

personalised profile for other attendees to view and contact you.

• See who else is attending the event

• Submit questions to the speakers live during the sessions, take part in polls and view the results

• View the conference agenda (pre-populated with your chosen streams)

• Download additional content from the speakers and sponsors

• Request contact details from other attendees to schedule meet-ups throughout the day

• Access the venue map


Re-validate and refresh your compliance and anti money laundering knowledge with our accessible MasterclassesPre-conference Masterclasses in: Governance, Risk and Compliance or Anti Money Laundering

20 November 2018, Marina Bay Sands, SingaporeRegulatory and financial crime compliance developments can change significantly over a short period of time. These masterclasses are a great way to keep your knowledge up to date and take a deeper dive into the latest issues and challenges in Singapore.

Are you an ICA Diploma holder? If so, these Masterclasses are perfect for you as having attained our flagship qualification, you will be able to formally demonstrate to your employer and the regulator your commitment to continuous professional development.

• Explore the latest key compliance and AML issues and hot topics, both global and those specific to Singapore

• Benefit from the experience of senior tutors, supported by ICTA, our local training provider

• Enjoy the truly practical nature of the session by sharing ideas and best

practice with other like-minded professionals through interactive hot topics, case studies and group discussions

• Enhance your professional development by earning 3 ICA CPD points (as an ICA member)

• Receive a certificate of attendance as formal evidence of your knowledge update

The Masterclasses are eligible two types of funding for attendees:

• IBF Financial Training Scheme (FTS) funding which will provide attendees with a 50% reduction training costs

• SkillsFuture Credit funding

Governance, Risk and Compliance9.30am - 12.30pm

The masterclass will cover:

• Key developments in GRC

• The ever-changing role of the Compliance Office

• Fintech and Regtech: What are they exactly?

• The impact of the Individual Accountability and Conduct (IAC) regime on Singapore firms

• The impact of the Panama and Paradise papers scandals

Anti Money Laundering2:00pm - 5:00pm

The masterclass will cover:

• Key developments in AML

• Tax Transparency

• CDD

• Sanctions

• Summary and Conclusion

For further information on the masterclasses, eligibility for funding and to book your place visit: www.int-comp.org/masterclasses


Conference Agenda

8.30am - 9.15am Conference registration and networking breakfast

9.15am - 9.25am Welcome from ICA

Helen Langton, Managing Director of ICA and conference Chair Andrew Glover, Managing Director, ICTA

9.30am - 10.15am Has the role of Compliance changed beyond recognition?

Keynote speaker: Lydia Wee, Deputy CEO, IBF Singapore

10.15am - 11.15am Panel Session: How can technology enable compliance?

Dr Rohan Bedi, FICA, Managing Director, CEO & Founder, CSFC Singapore

Chionh Chye Kit, FICA, Co-Founder and Managing Director, Cynopsis Solutions

Srinivas Yanamadra, FICA, Chief, Compliance, New Development Bank

11.15am - 11.40am Mid-morning break

11.45am - 12.45pm Streams:

1. Secondary sanctions - do you recognise your risks?Dane Shelly, Director, FCC, Sanctions Investigations, ASEAN and South Asia, Financial Crime Compliance

2. RegTech for FinTech: How can compliance work more effectively?Chionh Chye Kit, FICA, Co-Founder and Managing Director, Cynopsis Solutions (Sponsored by Cynopsis)

3. How do you deal with known unknowns? – practicalities of risk management Mueen Uddeen, Adviser to the shareholder at Phongsavanh Bank

12.45am - 1.40pm Networking Lunch

21 November 2018,

1.45pm - 2.45pm Streams:

1. Does having a great compliance culture guarantee success?Rachel Waldren, Senior Executive, Murray Waldren Consulting Pty Ltd

2. How can data analytics and AI reinvent financial crime compliance?Richard Carrick, Regional Head of Financial Crime Assurance, Barclays Bank PLC

3. Common Reporting Standards (CRS) - are enhanced levels of transparency helping to prevent wider financial crime?David James, Her Majesty’s Revenue & Customs Fiscal Crime Liaison / ASEAN Lead (Tax Evasion and Money Laundering)

4. What will compliance look like in 2040?Stafford Neil (Sponsored by Deloitte)

2.45pm - 3.00pm Networking Break

3.05pm - 4.05pm Streams:

1. Cryptocompliance: how do you keep ahead of change?Srinivas Yanamadra, FICA, Chief, Compliance, New Development Bank

2. How do you place compliance at the heart of your business?Dilani Sooriyaarachichi, FICA, Head of Compliance, Seyland Bank Plc.

3. Is conduct risk now your greatest risk?Claire Miller, Senior Manager, Deloitte Singapore. (Sponsored by Deloitte)

4.05pm - 4.15pm Movement to main conference room

4.15pm - 5.00pm Keynote Speaker: Bill Peace, Stop the traffik

5.00pm Close of Conference


Helen LangtonManaging Director of ICA

Andrew GloverManaging Director of ICTA

Andrew began his career in the Financial Services sector in 1986, moving into the Compliance arena in 1989. Working mainly in the Product Provider sector he held various management posts covering areas such as business verification, complaints handling and financial promotions.

As the Global Director of Education and training for the ICTA, he had oversight for the UK and International programmes. Also, his role encompassed the development of the training and education programmes in new jurisdictions. Andrew is a visiting lecturer and mentor for the University of Manchester. Following the launch of the Singapore Government competency standards Andrew relocated to the regional office in Singapore as Managing Director of ICTA.

Andrew teaches full time on all programmes offered by ICTA.

ICA & ICTA Representatives

Rohan BediFICA, Managing Director, CEO & Founder, CSFC Singapore™

Rohan has over 25 years of work-experience including 15 years of Compliance leadership experience, with JP Morgan, Bank of America Merrill Lynch, and PricewaterhouseCoopers in Singapore.

Richard Carrick

Regional Head of Financial Crime Assurance, Barclays Bank PLC

Richard in his current capacity with Barclays Bank PLC is responsible for Financial Crime 2nd line of defence Assurance ensuring that Barclay’s Asian businesses, (Corporate & Investment Banking, Wealth & Investment Banking), are in compliance with FCA and local regulatory requirements and to ensure that Asian business are updated in line with industry’s best practices. He is also responsible for the Financial Crime Intelligence Unit in APAC.

ICA & ICTA Representatives Speakers


David James

Her Majesty’s Revenue & Customs Fiscal Crime Liaison / ASEAN Lead (Tax Evasion and Money Laundering)

David is currently HMRC’s Fiscal Crime Liaison in Singapore, with responsibility for combating Tax Evasion and Money Laundering across ASEAN.

Chionh Chye Kit

FICA, Co-Founder and Managing Director, Cynopsis Solutions

Mr. Chionh Chye Kit is the Co-Founder & Managing Director of Cynopsis Solutions as well as the Founder & CEO of traceto.io.

Claire MillerSenior Manager, Risk Advisory Singapore, Deloitte

Claire is a Senior Manager in Deloitte’s Risk Advisory practice in Singapore. With over 11 years of experience serving clients in the Banking & Securities sector, she advises both global and national firms on issues related to Risk Management, Report Automation, and Strategy Development. Her main area of focus is in providing Conduct Risk solutions to banks, whether in response to a specific regulatory or legal requirement, or as a preventative measure to proactively strengthen risk management capabilities.

Bill Peace

Stop the Traffik

Bill has worked in security and countering crime for many years in UK government roles. He served successively in the leadership of the National Criminal Intelligence Service (NCIS) and then the Serious Organised Crime Agency (SOCA), forerunners of the current UK National Crime Agency.

Dane Shelly

Director, FCC, Sanctions Investigations, ASEAN and South Asia, Financial Crime Compliance

Dane is the Director, Sanctions Investigations for the ASEAN & South Asia region at Standard Chartered.

Dilani Sangeevika Sooriyaarachchi FICA, Head of Compliance, Seyland Bank Plc

Dilani has been a Professional Member of the ICA since 2013 and became a Fellow in 2017. She presently heads the compliance function of Seylan Bank PLC a leading bank in Sri Lanka having a branch network of 167 branches. She also plays a leading role among the compliance community of the Sri Lankan banking sector as the General Secretary to the Association of the Compliance Officers of Banks.

Rachel Waldren

FICA, Senior Executive, Murray Waldren Consulting Pty Ltd

Rachel Waldren is a Senior Executive with over 25 years’ experience in both the public and private sectors and is a Partner at Murray Waldren Consulting.

Lydia Wee

Deputy CEO, The Institute of Banking and Finance

Lydia was seconded to the Institute of Banking and Finance (IBF) in Nov 2016.

Dr. Srinivas Yanamandra

FICA, Chief, Compliance, New Development Bank

Dr. Srinivas Yanamandra is Chief, Compliance at the New Development Bank (NDB) Head-quartered in Shanghai.


Next stepsBook your place now at

https://www.int-comp.org/conference-singapore/

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ICAB10950

Documents

The BIG Compliance Conversation · Keynote speaker: Lydia Wee, Deputy CEO, ... 4.15pm Movement to main conference room 4.15pm - 5.00pm Keynote Speaker: Bill Peace, Stop the traffik