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Uppsala University Faculty of Pharmacy Department of Pharmaceutical Biosciences Division of Pharmacokinetics and Drug Therapy The Burden of Antibiotic Resistance - development and pilot test of a questionnaire in intensive care units Kristina Ivarsson Undergraduate thesis in Drug Therapy D, 20 p Master of Science in Pharmacy, spring term 2007 Supervisors: Liselotte Högberg, PhD, Department of Medical Sciences, ReAct, Uppsala University Cecilia Stålsby Lundborg, Associate professor MScPharm, PhD, Division of IHCAR, Karolinska Institutet

The Burden of Antibiotic Resistance - Home – ReAct Burden...The Burden of Antibiotic Resistance - development and pilot test of a questionnaire in intensive care units Kristina Ivarsson

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Page 1: The Burden of Antibiotic Resistance - Home – ReAct Burden...The Burden of Antibiotic Resistance - development and pilot test of a questionnaire in intensive care units Kristina Ivarsson

Uppsala University Faculty of Pharmacy Department of Pharmaceutical Biosciences Division of Pharmacokinetics and Drug Therapy

The Burden of Antibiotic Resistance - development and pilot test of a questionnaire

in intensive care units

Kristina Ivarsson

Undergraduate thesis in Drug Therapy D, 20 p Master of Science in Pharmacy, spring term 2007

Supervisors: Liselotte Högberg, PhD, Department of Medical Sciences, ReAct, Uppsala University Cecilia Stålsby Lundborg, Associate professor MScPharm, PhD, Division of IHCAR, Karolinska Institutet

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Burden of Antibiotic Resistance –development and pilot test of a questionnaire in intensive care units

Kristina Ivarsson, 20 p. Supervisors: Liselotte Högberg, PhD, Department of Medical Sciences, ReAct, Uppsala University

Cecilia Stålsby Lundborg, Associate professor MScPharm, PhD, Division of IHCAR, Karolinska Institutet

Examiner: Margareta Hammarlund-Udenaes

Background: Over the years antibiotics have brought many serious infectious diseases

under control and have saved millions of lives. But these gains are now seriously

jeopardized by the emergence and spread of resistant bacteria. Especially intensive care

units (ICU) worldwide are faced with increasingly rapid emergence and spread of

antibiotic resistant bacteria. Antibiotic resistance in the ICUs has made treating infections

very difficult, and in some cases impossible. It has emerged as an important variable

influencing patient mortality and overall resource use in the ICU setting.

Aim: The general aim of this pilot study was to develop and test the feasibility of a pilot

questionnaire targeting physicians´ experience on the burden antibiotic resistant bacterial

infections at their ICU.

Method: A questionnaire was developed and pre-tested. The final version was distributed

to physicians from different parts of the world. This pilot study was a cross-sectional

study with both a qualitative and a quantitative component. In total about 120 were sent

out.

Result: The results demonstrate that a majority of the respondents consider antibiotic

resistance to be a burden at their ICU monthly or more often. Of the respondents 50%

had encountered a patient that had died of an infection without any therapy options due to

antibiotic resistance. None of the respondents do never experience burden at the ICU.

Conclusion: Overall this small study has highlighted a number of alarming findings.

Antibiotic resistant bacterial infections constitute a burden at ICUs worldwide. Assessing

the implications of increasing prevalence of antibiotic resistant bacteria is important. A

larger study needs to be completed in order to get significant results.

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Contents 1. Introduction ................................................................................ 5

1.1 Global problem........................................................................................................ 5 1.2 Emerging resistance ................................................................................................ 6 1.3 Common infections and the pathogens ................................................................. 6 1.4 Intensive care units - a risk environment ............................................................. 7 1.5 Consequences........................................................................................................... 8

1.5.1 Burden for the intensive care unit ...................................................................... 8 1.5.2 Mortality as a consequence of inadequate initial therapy .................................. 8 1.5.3 Mortality as a consequence of inaccessibility or too high cost for the patient .. 9 1.5.4 No treatment options .......................................................................................... 9

1.6 No new antibiotics ................................................................................................. 10 1.7 The need to visualize the burden of antibiotic resistance .................................. 10

2. Objectives .................................................................................. 11 2.1. General aim .......................................................................................................... 11 2.2. Specific objective .................................................................................................. 11

3. Material and method ............................................................... 12 3.1 Study design ........................................................................................................... 12 3.2 Questionnaire development.................................................................................. 12 3.3 Participants ............................................................................................................ 12 3.4 Data collection ....................................................................................................... 13

3.4.1 E-mail ............................................................................................................... 13 3.4.2 ISICEM ............................................................................................................ 14

3.5. Data analysis ......................................................................................................... 14 3.6 Ethical considerations ........................................................................................... 14

4. Results ....................................................................................... 15 4.1 Experience of no adequate or sub-optimal antibacterial therapy and death of the patient .................................................................................................................... 15

4.1.1 Primary cause of admission ............................................................................. 16 4.1.2 Age of patient ................................................................................................... 17 4.1.3 Causing microorganism ................................................................................... 18 4.1.4 Inadequate or sub-optimal antibacterial agent ................................................. 18

4.2 The respondents’ point of view of antibiotic resistance .................................... 19 4.2.1 Acquired infections: hospital or community .................................................... 19 4.2.2 Burden at the ICU ............................................................................................ 20 4.2.3 Inaccessibility at the hospital/pharmacy .......................................................... 21 4.2.4 Too high cost for the patient ............................................................................ 23

5. Discussion .................................................................................. 25 5.1 Result discussion ................................................................................................... 25

5.1.1 Cases were no adequate or only suboptimal antibacterial therapy was available and the outcome was death ....................................................................................... 25 5.1.2 The respondents’ point of view........................................................................ 26

5.2 Methodological discussion .................................................................................... 28

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5.2.1 Selection bias ................................................................................................... 29 5.2.2 Interviewer bias ................................................................................................ 29 5.2.3 Recall bias ........................................................................................................ 29 5.2.4 Reflection of reality or not ............................................................................... 29 5.2.5 Cause of death .................................................................................................. 30

6. Conclusion ................................................................................ 31 7. Future recommendations ........................................................ 32 8. References ................................................................................. 33 Appendix 1. Questionnaire ................................................................ 35 Appendix 2. Cover letter .................................................................. 36

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1. Introduction The introduction of antibiotics into clinical practice in the 1940’s can be considered as

one of the most important therapeutic developments in the history of medicine. Over the

years antibiotics have brought many serious infectious diseases under control and have

saved millions of lives. But these gains are now seriously jeopardized by the emergence

and spread of resistant bacteria (WHO 2002). The present worldwide increase in resistant

bacteria and the downward trend in the development of new antibiotics have severe

health and economic consequences. Curable diseases are becoming incurable as once

effective medicines become ineffective, as many of the bacteria that cause infectious

diseases are no longer responding to antibiotics.

1.1 Global problem Resistance to antibiotics is an international problem and a global approach for action is

urgent. No country on its own can isolate itself from resistant bacteria as pathogens are

spreading across national borders and the spread is escalating as a result of the increasing

globalization, with increased travelling, migration, and trade (Smith and Coast 2002).

The spreading is also facilitated through poor hygiene and infection control and

overcrowding (Okeke et al 2005). Mortality as a result of infectious diseases represent

one-fifth of global deaths and bacterial infections are the biggest cause to disease in

developing countries (WHO 2002 and WHO 2003).

The circumstances in developed countries, Europe, the United States and Australia, differ

from those in developing countries, Africa, Asia and South America. The economic and

health costs are far more serious in developing countries than in the developed countries.

Developing countries are yet burden with the highest rate of resistance to first line

antibiotics and for many people in these countries it’s not possible with a change of

therapy to second or third line antibiotics while these drugs often are unavailable or

unaffordable (Kunin 1993). For example the drugs needed to treat multi-drug resistant

forms of tuberculosis are over 100 times more expensive than the first-line drugs used to

treat non-resistant forms (Pablos-Mendez et al 2002). Antibiotic resistance is a medical as

well as an economic problem. Infections caused by resistant bacteria are more difficult to

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treat, requiring drugs that are often more expensive and more toxic (WHO 2002).

Although, in developed countries even after all advances in therapeutics and the

availability of a large number of antibiotics a person can die due to antibiotic resistance

(Kunin 1993).

1.2 Emerging resistance Antibiotic resistance is a naturally occurring biological phenomenon. It can be considered

as a natural response to the selective pressure of the drug (Normark and Normark 2002).

However the phenomenon is reinforced manifold by human use and misuse. Antibiotic

use is the single most important factor responsible for increased antibiotic resistance. The

relationship between antibiotic use and resistance is complex. Overuse as well as

underuse, underuse through not taking a full course for example, plays an important role

in driving resistance. Resistance is emerging for various reasons in different settings. In

high-income countries it is mostly due to high consumption. While in developing

countries inappropriate use through lack of access, poor compliance, inadequate dosing,

wrongly selected or poor quality of available drugs encourages the development of

resistance (Byarugaba 2004).

Bacteria can become resistant to antibiotics either by spontaneous mutations or by

horizontal gene transfer. Mutational resistance occurs after random mutations in a

bacterial population, resulting in a domination of the altered and resistant bacteria.

Resistant bacteria can also pass on their resistance genes to other related bacteria through

conjugation, whereby plasmids carrying the genes jump from one organism to another.

Resistance usually has a biological cost for the bacteria, but compensatory mutations

accumulate rapidly that abolish this fitness cost, explaining why many types of resistance

may never disappear in a bacterial population (Normark and Normark 2002).

1.3 Common infections and the pathogens The bacterial infections which contribute most to human disease are also those in which

emerging and antibiotic resistance is most evident: respiratory tract infections, diarrhoeal

diseases, meningitis, sexually transmitted infections, and hospital acquired infections

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(WHO 2002). Antibiotic resistance patterns are continually changing. Multi drug resistant

Gram-negative bacteria are an important cause of hospital-associated infections. These

bacteria can survive for a long period of time in adverse environment and once having

entered the host, can lead to long-term colonization. Therapeutic options are limited in

infections caused by Gram-negative bacteria such as Klebsiella pneumoniae,

Pseudomonas aeruginosa, Acinetobacter baumanii, Escherichia coli etc. Among the

Gram-positive bacteria methicillin-resistent Staphylococcus aureus (MRSA) and

vancomycin-resistant enterococcus (VRE) are important causes to nosocomial infections

worldwide (Kapil 2005). Approximately half of the Staphylococcus aureus strains in the

United States are methicillin-resistant and associated with difficult treatments (Nordberg

2005). Data from intensive care units in the United States demonstrate alarming numbers

of the resistance magnitude. For example MRSA accounted for almost 60% of

staphylococcal infections and VRE accounted for 28% of enterococcal infections

(Strausbaugh et al 2007).

1.4 Intensive care units - a risk environment Hospitals are a critical component of the antibiotic resistance problem worldwide.

Especially intensive care units (ICU) are faced with increasingly rapid emergence and

spread of antibiotic resistant bacteria (Fridkin 2001). The intensive care environment is

unique with frequent use of broad-spectrum antibiotics, crowding of patients with high-

levels of disease acuity, reductions in nursing staff, and the presence of chronically and

acutely ill patients. It is also the eventual site of treatment for many patients with severe

infections due to resistant pathogens acquired in the community (Kollef 2001). In clinical

settings cross transmission, introduction of medical devices, medical disruption of the

gastric barrier and decreased colonisation resistance create opportunities for colonisation

by resistant nosocomial pathogens. Hospital hygiene, such as handwashing and changing

gloves before and after contact with patients, and infection control measures are therefore

crucial for prevention of the transmission of resistant bacteria (Kollef 2001). Antibiotic

resistance in the ICUs has made treating infections very difficult, and in some cases

impossible (Fridkin 2001). It has emerged as an important variable influencing patient

mortality and overall resource use in the ICU setting (Kollef 2006).

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1.5 Consequences The consequences are severe. Infections caused by resistant bacteria fail to respond to

treatment, resulting in prolonged illness and greater risk of death. Treatment failures also

lead to longer time of infectivity, and the patients are therefore more likely to transmit the

pathogens they carry (WHO 2002). However the consequences are most evident in severe

infections in hospital settings, especially at ICUs (Nordberg et al 2005b). Infections due

antibiotic resistant bacterial strains tend to be more severe in critical ill patients and

greater mortality can be expected (Kollef et al 1999). For example a study demonstrated

that in critically ill patients MRSA have a higher attributable mortality than MSSA (Blot

et al 2002).

1.5.1 Burden for the intensive care unit

Nosocomial infections continue to compromise the ability of hospitals to prevent deaths

and effect cures worldwide. Resistant nosocomial infections adversely affect patient

prognosis, increase the cost of patient management (Okeke et al 2005). Antibiotic

resistance is adding to the economical burden of the hospital through additional

investigations, increased cost of treatment, increased risk of complications, prolonged

hospital stay, and costs associated with isolation of patients (Kapil 2005).

1.5.2 Mortality as a consequence of inadequate initial therapy

Studies in ICUs demonstrated significantly higher mortality among patients that received

inadequate empirical therapy compared with those given adequate therapy. Resistant

bacteria persistently cause delay in the administration of appropriate therapy. This shows

that clinical efforts such as precise diagnostics are important and can improve the

outcome of critically ill patients (Kollef et al 1999). Time to antibiotic treatment is

important. Studies illustrate that mortality increases with time to treatment. A study in

Belgium shows that the mortality rate increased manifold when adequate antibiotic

treatment is introduced after more then four hours versus less than four hours (Laterre

2007).

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1.5.3 Mortality as a consequence of inaccessibility or too high cost for the patient

When infections become resistant to first-line therapy, treatment has to be changed to

second-line or third-line therapies, which are much more expensive. Furthermore,

second-line therapies require more complicated dosing, have more side-effects, and may

need a greater degree of medical attention (Okeke et al 2005). In developing countries

these therapies often are unaffordable or unavailable, with the result that some diseases

can no longer be treated (WHO 2002). In these countries there is a dependency on

unofficial sources that have led to inappropriate use. In many contexts antibiotics are

perceived as ‘strong medicines’, capable of curing almost any kind of disease. Newer,

more expensive drugs are in general considered more potent and make people willing to

buy them even if they cannot afford a full course. This results in inadequate dosing and

encourages the development of resistance. In industrialized countries the financing of

health services range from general taxation in Scandinavia to private health insurance in

the United States. Compared to most developing countries where the financing of health

services, including drugs, consists of out-of-pocket payments from patients (Nordberg et

al 2005ba).

1.5.4 No treatment options

Most alarming of all are infections where bacteria have developed resistance for nearly

all currently available antibiotics on the market leaving us without any treatment options.

In today’s society a growing number of people need effective antibiotic treatment.

Susceptible groups who depend on effective antibiotics are the ageing population, high-

risk patients such as those having cytostatic therapy for cancer, transplantations surgery,

or implantation of prostheses, immune compromised patients, and premature babies with

undeveloped immune defence (Nordberg et al 2005b). Consequently the emergence of

antibiotic resistance is jeopardizing other medical advantages. The worst scenario which,

unfortunately is not an unlikely one, is that dangerous pathogens will eventually acquire

resistance to all previously effective antibiotics, thereby giving rise to uncontrolled

epidemics of bacterial diseases that can no longer be treated.

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1.6 No new antibiotics A downward trend in the development of new antibiotics has created an urgent need for

new compounds. As long as there have been options to switch from one class of

antibiotics to another the resistance problem has been overcome. In the past new drugs

were able to help out after older antibiotics were lost to resistance. The decelerating

development of new antibiotics has economical grounds. The pharmaceutical industry

don’t find research in new antibiotics economic defendable. One motive is the emerging

resistance, which makes the durability of antibiotics insecure. Another is that antibiotic

treat people and the short period of use make it less attractive than drugs for chronic

diseases (Tickell 2005).

1.7 The need to visualize the burden of antibiotic resistance Antibiotic resistance has contributed to higher morbidity and mortality of previously

treatable infectious diseases and since antibiotic resistance is not itself a disease entity it’s

mainly an invisible problem (Byarugaba 2004 and Nordberg et al 2005b). The problem is

largely a “faceless threat” as the consequences, such as mortality or prolonged morbidity,

are hidden within different clinical syndromes. Even though antibiotic resistance has

emerged as an important determinant of mortality in the ICU it is still an invisible

problem, at least for people outside the medical field. Despite high mortality rates in

infections, death certificates are generally not designed to register whether the causative

microorganism was resistance to the antibiotic therapy given or not (Nordberg 2005).

This is very unfortunate when as long as there is no system to report to, antibiotic

resistant bacterial infection will continue to be an invisible cause of death.

Data on how antibiotic resistance is affecting clinical practice today is urgently needed, in

order to guide decision makers, health care professionals and the public. ReAct, Reaction

on Antibiotic Resistance, is an international coalition of individuals, organisations and

networks committed to combating antibiotic resistance as a global threat to health. One of

their strategies is to make the burden of the antibiotic resistance more transparent to

policy makers and the public, and advocating that governments set up effective systems

to reduce it.

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2. Objectives

2.1. General aim The general aim of this pilot study was to develop and test the feasibility of a pilot

questionnaire targeting physicians´ experience on the burden of antibiotic resistant

bacterial infections at their ICU. The long-term aim was to make ReAct and its work

against antibiotic resistance visible.

2.2. Specific objective The specific objective was

- through this questionnaire present how frequently the targeted physicians reported

to have encountered antibiotic resistant bacterial infections where the outcome for

the patient was death, and describe the characteristics of these patients and

infections

- through this questionnaire illustrate the opinions of the targeted physicians on the

consequences antibiotic resistant bacterial infections have on their clinical

practice

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3. Material and method

3.1 Study design A short questionnaire was developed and pre-tested. The final version was distributed to

ICU-physicians around the world. This pilot study was a cross-sectional study with both a

qualitative and a quantitative component. The questionnaire included both open and

closed questions.

3.2 Questionnaire development Potential questions to be included in the questionnaire were discussed with supervisors

and a few physicians. The questionnaire was made short, as that was considered essential

to increase the response rate. It was decided that it should not exceed one page.

The questionnaire was divided into two sections, the first section asking the physicians if

they had encountered any bacterial infection for which no or only sub-optimal

antibacterial therapy was available or possible to acquire, and where the outcome for the

patient was death. If yes, they were asked more in detail about the specific case. In the

second, qualitative part, all physicians were asked some questions regarding their view on

antibiotic resistance (including those answering no to the initial question). The

questionnaire included a combination of questions with fixed response alternatives and

open questions. Questions with fixed response alternatives were used to make it easier for

the responders to fill the questionnaire and to make it easier to analyze the answers.

The final version was pre-tested at a small number of physicians active at an ICU in

Sweden. For the complete questionnaire, see appendix 1.

3.3 Participants The study population consists of physicians active at ICUs. Focus was on ICUs because it

addresses the setting with the most vulnerable patients, the highest rate of infections and

ICU settings are faced with increasingly rapid emergence and spread of antibiotic

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resistant bacteria (Fridkin 2001). All nations were considered, and the study aimed to get

a broad geographical coverage though sufficient knowledge in English was an inclusion

criteria.

Participants were identified in two ways. Through ReAct’s network a number of contacts

with hospital association were identified and contacted by e-mail. If they were not

intensive care physicians themselves, they were asked to distribute the questionnaire and

the cover letter to colleagues active in intensive care. In addition, participant physicians

at the 27th International Symposium on Intensive Care and Emergency Medicine

(ISICEM) held in Brussels, Belgium, March 27-30, 2007 were targeted on site.

3.4 Data collection 3.4.1 E-mail

About 40 questionnaires were distributed through e-mail, and one reply was received

(figure 1). No information was available on how many physicians the contacts

approached by e-mail distributed the questionnaire to, so the number of non-respondents

is unknown. The e-mail included a cover letter (see appendix 2) that gave a brief

background to the subject. The questionnaire was also available on ReAct´s homepage, to

increase the access and make it easier for the participants to respond. The questionnaire

was sent out between; March 15 to April 10, 2007. Reminders were e-mailed out to non-

respondents approximately within 3 weeks after the first questionnaire was sent out. May

15, 2007 the study was closed. The one questionnaire sent back were included in the

study. Distributing the questionnaires via e-mail has the disadvantage that no further

explanations can be given, but as an advantage there is no interviewer bias and it is an

easy way to get in touch with persons worldwide.

Number of questionnaire that was e-mailed out: ~40

Respondents: 1 Non-respondents: ?

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Figure 1. Data collection by e-mail: respondents and non-respondents

3.4.2 ISICEM

At the ISICEM meeting the physicians were contacted personally by the investigator and

asked to fill in the questionnaire on site. Distributing the questionnaire in person has the

advantages that the interviewer has the opportunity for explanations. Approximately 140

were asked to fill in the questionnaire and 31 of them did respond and were included in

the study. About 50 asked to participate in the study weren’t physicians or physicians

active at an ICU and couldn’t therefore be included in the study, about 50 rejected to fill

in the questionnaire and a good 5 had too poor knowledge in English and were thereby

excluded (figure 2).

Figure 2. Data collection at the ISICEM meeting: Respondents and non-respondents

3.5. Data analysis A database was created in Excel. Data were analysed descriptively using the same

database.

3.6 Ethical considerations As data is only presented in aggregated form, no individual respondents, hospitals or

patients are identifiable. The respondents were informed that their responses would be

treated confidentially and only be presented on country or regional level.

Numbers asked to answer the questionnaire:

~140

Too poor knowledge in English: >5

Non-physicians or non-active physicians: ~50

Respondents: 31 Non-respondents: ~50

Excluded: ~55

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4. Results Thirty-two ICU-physicians completed the questionnaire and were included in the present

analysis. Countries represented were Australia, Austria, Belgium, Czech Republic,

Denmark, Finland, France, Germany, Greece, Italy, Japan, Portugal, Slovakia, Sweden,

United Arab Emirates, United Kingdom, and United States.

4.1 Experience of no adequate or sub-optimal antibacterial therapy and

death of the patient Of all the respondents, half (n:16) had encountered a patient with bacterial infection for

which no adequate or only sub-optimal anti-bacterial therapy was available or possible to

acquire and where the outcome was death. The map (see figure 3) and table I illustrates

the country distribution of the patients with the outcome death.

Figure 3. Map illustrating where the deaths due to antibiotic resistance occurred.

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Table I. Country distribution

Country

Encountered a bacterial infection for

which no adequate or only sub-optimal

anti-bacterial therapy was available or

possible to acquire, and the outcome for

the patient was death.

Yes No

Australia 1 1

Austria 1 1

Belgium 2 1

Czech Republic 1 2

Denmark 1

Finland 1

France 2 1

Germany 1

Greece 1

Italy 1

Japan 2

Portugal 1

Slovakia 1

Sweden 1

United Arab Emirates 1

United Kingdom 2 5

United States 1

Total 16 16

4.1.1 Primary cause of admission

The most frequent primary cause of admissions for the patient that had died due to

antibiotic resistance were pneumonia (4/16) and burns (4/16) were the most common

cause of admission to the ICU, followed by sepsis (2/16) and peritonitis (2/16). The

number of patients and their initial diagnosis are summarised in figure 4.

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0

1

2

3

4

5

PneumoniaBurns

Sepsis

Peritonitis

Haemorrage

Polytrauma

Esophagual perforation

Hematologic dise

ase

Primary cause of admission

Num

ber o

f cas

es

Figure 4. Primary cause of admission to the ICU for the patients with outcome death.

4.1.2 Age of patient

Half of the deaths were in the age group 41-65 years. Four of the deaths were in the age

group 16-40 years and four in the age group over 65 years. No cases in the age group 0-

15 years were reported (figure 5).

Figure 5. Age of patients with the outcome death per age group. Total number of cases is given in each

section of the circle.

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4.1.3 Causing microorganism

The results show that the Gram-negative bacteria (12/16) (Acinetobacter, E. coli,

Pseudomonas and Klebsiella) were the bacteria most frequent causing deaths due to

antibiotic resistance among the reported cases. Also MRSA (3/16) was frequently

occurring as a cause, see figure 6. The country distribution of the causing microorganism

is illustrated in table II.

0

1

2

3

4

5

6

7

Acinetobacter E.coli Pseudomonas Klebisella MRSA/MRSE CandidaAlbicans

Microorganism

Num

ber o

f cas

es

Figure 6. Likely causing microorganism.

4.1.4 Inadequate or sub-optimal antibacterial agent

The participants were asked to specify what antibacterial agent/s used on the patient that

was/were considered to be inadequate or sub-optimal. The physicians responded to this

question with one or more antibiotic, see table III.

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Table III. Antibiotics* considered being inadequate or sub-optimal and the causing

microorganisms. Antibiotic group Carbapenems Penicillins Cephalosporins Glycopeptides Polymyxins Antimycotics Glycyl-

cycline Microorganism

Acinetobacter 3 1 1 1 3 1

E.coli 1

Pseudomonas 4 2 1 1

Klebsiella 1

MRSA/MRSE 1 1 1

Candida Albicans 1

Total 7 4 3 3 5 1 1

*Carbapenems: meropenem and imipenem. Penicillins: amoxicillin and piperacillin. Cephalosporins: all.

Glycopeptides: vancomycin. Polymyxins: Colistin. Antimycotics: all. Glycylcycline: tigecycline.

4.2 The respondents’ point of view of antibiotic resistance All respondents, whether they encountered an antibiotic bacterial infection with no

treatment options or not, responded the questions about their opinion on antibiotic

resistance.

4.2.1 Acquired infections: hospital or community

The physicians were asked where they thought the most antibiotic resistant bacterial

infections were acquired. A majority of the respondents (29/32) answered in hospital, see

figure 7. Both the two respondents that have answered that they thought most of the

antibiotic resistant infections are acquired in community have not had a patient that had

died due to an antibiotic resistant bacterial infection.

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Acquisition of infection

29

2 1

Hosptial Community Don´t know

Figure 7. Acquisition of antibiotic resistant bacterial infections.

4.2.2 Burden at the ICU

The participants were asked how often they considered antibiotic resistant bacterial

infections to be a problem/burden for the ICU. More than 19 out of all 32 respondents

experience a burden weekly or more often and 26 experience a burden monthly or more

often, see figure 8.

How often do you consider antibiotic resistant bacterial infections to be a problem/burden for

the ICU?

0

5

10

15

Daily Weekly Monthly Rarely NeverNum

ber o

f res

pons

es

Yes No

Figure 8. Burden at the ICU. The division of yes and no indicates if the responder has encountered death

due antibiotic resistance or not.

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Of the physicians that had encountered death due to antibiotic resistant bacterial infection

11 answered that they experienced a burden daily or weekly, while 8 of the physicians

that had not encountered death experienced a burden daily or weekly, see figure 8. None

of the respondents answered that they never consider antibiotic resistant bacterial

infections to be a burden. Those that experienced burden daily were from Australia,

Austria, Belgium, Portugal, United Kingdom, and United States, see table IV.

Table IV. Country distribution – burden.

Daily Weekly Monthly Rarely Never Australia Austria Belgium Portugal United Kingdom (2) United States

Belgium Czech Republic France Germany Italy Japan (2) United Arab Emirates United Kingdom (4)

Australia Austria Belgium Czech Republic Denmark Finland Greece

Czech Republic France (2) Slovakia Sweden United Kingdom

4.2.3 Inaccessibility at the hospital/pharmacy

The participants were asked how often they come across that adequate antibacterial

agents couldn’t be used due to inaccessibility at the hospital or the pharmacy. About 22

out of 32 encountered this problem rarely or never, see figure 9.

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How often adequate antibiotic therapy can't be used due to inaccessibility?

0

5

10

15

Daily Weekly Monthly Rarely Never

Num

ber o

f res

pons

es

Yes No

Figure 9. How often adequate antibiotic therapy can’t be used due to inaccessibility. The division of yes

and no indicates if the responder has encountered death due to antibiotic resistance or not.

The country distribution on how often the participants come across that adequate

antibiotic can’t be used due to inaccessibility is illustrated in table V.

Table V. Country distribution - inaccessibility.

Daily Weekly Monthly Rarely Never Belgium Japan

United Arab Emirates Austria (2) Denmark France Germany Japan United Kingdom

Australia Belgium Czech Republic (3) Finland France Italy Portugal Slovakia Sweden United Kingdom (3)

Australia Belgium France United Arab Emirates United Kingdom (3) United States

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4.2.4 Too high cost for the patient

The participants were asked to answer how often they come across that adequate

antibacterial agents couldn’t be used due to too high cost for the patient. Half of the

respondents never came across the problem see figure 10. Five of the respondents came

across this dilemma monthly or more often and they were from Belgium (1), Japan (1),

Germany (1) and the Czech Republic (2). The respondent that came across the problem

daily was from Belgium. Both the two respondents that answered daily and weekly had

encountered death due to antibiotic resistant bacterial infection. Of the respondents that

had not encountered death, 27 rarely or never came across that adequate therapy couldn’t

be given due to too high cost for the patient, see figure 10.

How often do you come across that adequate antibacterial agents can't be used due to too high

cost for the patient?

0

5

10

15

20

Daily Weekly Monthly Rarely Never

Num

ber o

f res

pons

es

Yes No

Figure 10. How often adequate antibiotic therapy can’t be used due to too high cost for the patient. The

division of yes and no indicates if the responder has encountered death due to antibiotic resistance or not.

Below, table VI, illustrate the country distribution on how often the respondents come

across that adequate antibiotic can’t be used due to too high cost for the patient. In most

countries this is not seen as a problem. Notice that, the countries in the daily and weekly

column are also represented in the never column.

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Table VI. Country distribution – too high cost for the patient.

Daily Weekly Monthly Rarely Never Belgium Japan Czech Republic (2)

Germany

Austria (2) Czech Republic Finland France (2) Italy Slovakia United Kingdom (2) United Arab Emirates

Australia (2) Belgium (2) Denmark France Greece Japan Portugal Sweden United Kingdom (5) United States

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5. Discussion

5.1 Result discussion This is one of the first studies with the aim of visualizing the burden that antibiotic

resistance imposes at ICUs. The results highlight the need for urgent action to contain the

problem, as it already today is a serious problem. Of the respondents 16/32 had

encountered a patient that had died of an infection without any therapy options due to

antibiotic resistance and a majority thought that the antibiotic resistant bacterial

infections are acquired in the hospital. Over 26/32 of all respondents (including those

who had not experienced a antibiotic-resistant relate death) stated that antibiotic

resistance was a burden for the ICU every month or more frequent, and 19/32 stated that

they experienced antibiotic resistance related burden on a weekly basis.

5.1.1 Cases where no adequate or only suboptimal antibacterial therapy was

available and the outcome was death

The questionnaire only asked about the last case of death, presumably have the

respondents that answered yes had more cases of death due to antibiotic resistance. Due

to the low number of respondents, case characteristics can not be extrapolated to a larger

patient population. It should also be remembered that the questionnaire only asked for

cases were the outcome was death, and the burden due to prolonged morbidity and

complications is not reflected in this study.

The ages of the patients that had died due to an antibiotic resistant bacterial infection,

were younger then presumed. This result was a bit surprising as the most vulnerable are

young children and the elderly with high susceptibility to infections and reduced immune

response (Nordberg 2005). But it is hard to draw conclusion about the ages when without

any background information on the patients, for example underlying diseases. None of

the patients were under the age of 16 years, this can be a result of that many hospitals

have a special unit for children.

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Potentially high-risk antibiotic resistant bacteria are Pseudomonas, Acinetobacter and

Staphylococcus, which also the result shows to be the most common causing

microorganisms. Previous studies have shown that the most important cause of hospital-

associated infections are the Gram-negative bacteria such as Pseudomonas,

Acinetobacter, E. coli, Klebsiella (Kapil 2005).

The results show four cases where colistin was considered to be inadequate or sub-

optimal. This is alarming as colistin today is used for treatment of infections caused by

multi resistant bacteria where no other treatment is available. Colistin is among the old

antibiotics that previously have been discarded due to its toxicity and side effects but that

today is used as a last alternative. Very few physicians are experienced in its use. There is

no standardised dosing of colistin because it was never subject to the regulations that

modern drugs are subject to (Ruef 2007).

Resistance to imipenem and meropenem, which are two of the most active antibiotics to

treat Gram-negative bacteria, is also an alarming finding. Seven of the respondents (7/16)

considered therapy with imipenem and meropenem to be inadequate or sub-optimal.

Moreover, the results show two cases of vancomycin therapy failure. Therapy with

vancomycin is often seen as standard treatment for MRSA. Tigecycline is a new class of

antibiotic specially designed for antibiotic resistant infections. It was approved within the

European Union as late as 2006 (Medical Products Agency 2007). One respondent had

experienced resistance to tigecycline. One out of sixteen is a high number and it also

illustrates how fast resistance can arise. Even the few new products that reach the market

suffer from the increasing resistance.

5.1.2 The respondents’ point of view

A majority of the physicians believe that most antibiotic resistant bacterial infections are

acquired in the hospital. This was expected as all of the participants work at ICUs, which

are particularly faced with the increasingly rapid emergence and spread of antibiotic

resistant bacteria (Fridkin 2001). The hospital acquired infections, that often are resistant

to antibiotic therapy, create a dilemma where it involves a risk to be hospitalized. The

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two respondents that answered the community is where most antibiotic resistant bacterial

infections are acquired have not had a patient that have died due to antibiotic resistance.

That might be that they don’t experience a problem at their hospitals and have another

view of the matter, which also showed in their further answers.

More than half of the respondents considered antibiotic resistant bacterial infections to be

a burden at their ICU weekly or more often. None of the respondents answered that they

never consider antibiotic resistant bacterial infections to be a burden. How the

respondents interpreted the words burden and problem are individual. The burden and

problem considered at the ICUs could both be in a medical and an economical context.

Anyhow, these are disturbing findings, but not surprising. The emerging resistance

contribute to a higher morbidity and mortality, increased risk of complications, more

expensive and complicated therapies, increased length of hospitalization, isolations of

patients (Nordberg et al 2005b). Obviously, above mentioned examples are time-

consuming for the physicians, constitute a large cost for the ward/hospital, and of course

it must be frustrating for the physician to be without treatment options for a infection that

previously could have been treated.

Antibiotic resistance increases the risk of choosing the wrong antibiotic and contribute to

time losses when the empirical therapy is in-effective. Providing appropriate antibiotic

therapy promptly is crucial for successful treatment. The three respondents that answered

that they came across that adequate antibacterial agents couldn’t be used due

inaccessibility at the hospital or pharmacy daily or weekly are from Belgium, Japan and

the United Arab Emirates. I presume that at least in Belgium and Japan it is not

impossible to get access to adequate antibiotics (if available on the market) but it is a

matter of time. It is very important to get adequate treatment as soon as possible. Two out

of the above mentioned three respondents had encountered a bacterial infection for which

no adequate or only sub-optimal anti-bacterial therapy was available or possible to

acquire, and where the outcome for the patient was death.

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The financing of health services differs in different parts of the world. If resistance to

first-line antibiotic occur, a switch to second- or third-line is associated with higher

expenses. This can put physicians in situations where adequate antibiotics can’t be used

due to too high cost for the patient. Fifty percent of the respondents had never come

across this, but 16% came across this situation monthly or more often. They were from

Belgium, Japan, Germany and the Czech Republic. The respondent from Belgium came

across the problem daily. No further study of what kind of financing system that exists in

above mentioned countries has been conducted. Maybe due to naivety, but I didn’t expect

that patients in Europe would come across that they couldn’t receive adequate therapy

due to too high cost for the patient. Additional two other respondents, also from Belgium,

never came across this problem. The same is with a respondent in Japan that has problem

with too high costs for patients weekly while in the mean time another respondent from

Japan never come across this. The varying answer within the same countries might be

due to different financial systems at different hospitals or that the different hospitals have

patients from varying society classes.

5.2 Methodological discussion It appeared that the questionnaire was feasible and applicable. For example, very few

don’t know answers give an indication of the feasibility and the applicability of the

questionnaire. However, this study has several limitations. The results do not qualify as

quantitative statistical survey due to biased selection of participating physicians and due

to the low response rate. But the results can be seen as a description of the respondents’

views and opinions on the matter. A greater population is needed to generalize the results.

This pilot study can however give an idea about the situation.

Participation was on voluntary basis. Several limiting factors influenced the low response

rate. At the ISICEM meeting the physicians were asked to fill in the questionnaire at site.

Several of the approached persons didn’t have time or felt like to answer. It was hard to

find people with the correct inclusion criteria willing to answer. The response rate was

62% at the ICICEM-meeting. The distribution of the questionnaire by e-mail totalled in

one respondent. That is very unsatisfactory. When the questionnaire is sent out by e-mail

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a response frequency of 20-30% is expected. Even though the physicians e-mailed were

selected through ReActs network contacts, all of whom are all committed to combating

antibiotic resistance, and through personal contacts, the response rate was low. Lack of

time is probably the major limiting factor. To increase the response rate a second

reminder could have been sent out and reminder through phone calls could have been

carried out.

5.2.1 Selection bias

Physicians attending the ISICEM meeting in Brussels don’t represent physicians active at

ICUs as a whole. The respondents that answered the questionnaire might have more

problems with antibiotic resistant bacterial infections and be more versed in the area and

thereby were willing to answer the questionnaire or vice versa. Some of the non-

respondents might not want to confess the problems. They might see it as suffer a defeat

to report about patient that have died due to an antibiotic resistant bacterial infection. Or

maybe they don’t have any problems at all and don’t see a reason to answer.

5.2.2 Interviewer bias

The interviewer could have influenced the participants. They could have thought the

interviewer expected a specific answer and thereby chosen to answer that way. To avoid

this, questions were designed so as there should not have been considerations of “right”

or “wrong” answers.

5.2.3 Recall bias

Some of the questions in the questionnaire may have been subject to recall bias. It is hard

for a physician to remember details about a specific patient. This was taken in

consideration when developing the questionnaire. The only detailed questions dealt with

the last patient that had died. Anyhow a trust was put in the respondents’ good memory.

5.2.4 Reflection of reality or not

It is impossible to evaluate whether the contributions from the physicians reflect reality

or are truly reprehensive of ICUs as a whole. The extent of antibiotic resistance varies on

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a global, regional and even institutional basis. Local differences can be as great as

differences between countries. A respond from one physician is not reprehensive for

her/his country or city. This descriptive study of the physicians that responded – doesn’t

reflect ”reality”, although the respondents do reflect their reality.

5.2.5 Cause of death

The type of outcome examined in this study was in-hospital mortality only, which is

relatively easy to define. But did the patient die of the infection or the infection due to

antibiotic resistance? Maybe the patient would have died anyway. It is very hard to tell

when antibiotic resistance is not a disease itself. The absence of evidence is not evidence

of absence.

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6. Conclusion Overall this small study has highlighted a number of alarming findings. Antibiotic

resistant bacterial infections constitute a burden at ICUs worldwide. The result from the

questionnaire implicate that 50% of the respondents considered antibiotic resistant

bacterial infections to be a burden at their ICU weekly or more often. Assessing the

implications of increasing prevalence of antibiotic resistant bacteria is important. A larger

study needs to be completed in order to get significant results.

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7. Future recommendations

- For future studies another distribution strategy is desired. Distribution of

questionnaires through personal meetings, at congresses for example, via

professional associations and other organizational networks could hopefully

increase the response rate and also improve the uneven selection of participants.

Distribution via mail instead of e-mail can be considered. Presumably, it is easier

to ignore e-mail than mail. Though, it makes it more complicated and more

expensive to send out mails rather than e-mails.

- Data on how antibiotic resistance is affecting clinical practice today is urgently

needed, in order to guide decision makers, health care professionals and the

public. The questionnaire developed in this study can be used as a model in future

more extensive research.

- Further development of the questionnaire can be considered.

• divide the question about burden into two parts; medical burden and

economical burden.

• add a question about prolonged morbidity and other complications.

• add a question about approximately how many cases of mortality due to

antibiotic resistance a year. But no detailed questions about those cases.

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8. References Articles Blot S, Vandewoude K, Hoste E, Colardyn F. Outcome and Attributable Mortality in Critically Ill Patients With Bacteremia Involving Methicillin- Susceptible and Methicillin-Resistant Staphylococcus aureus. Arch of Intern Med 162: 2229-2235 (2002) Byarugaba D.K. A view on antimicrobial resistance in developing countries and responsible risk factors. International Journal of Antimicrobial Agents 24: 105-110 (2004) Fridkin S. Increasing prevalence of antimicrobial resistance in intensive care units. Critical Care Medicine 29 (4): N64-N68 (2001) Hanberger H. Stora skillnader i antibiotikaresistens på Europas intensivvårdsavdelningar. Läkartidningen 98(44): 4827-4828 (2001) Kapil A. The challenge of antibiotic resistance: Need to contemplate. Indian J Med Res 121: 83-91 (2005) Kollef M. Is Antibiotic Cycling the Answer to Preventing the Emergence of Bacterial Resistance in the Intensive Care Unit? Clin Infect Dis 43: S82-S88 (2006) Kollef M, Fraser V. Antibiotic Resistance in the Intensive Care Unit. Ann Intern Med 134: 298-314 (2001) Kollef M., Sherman G., Ward S., Fraser V. Inadequate antimicrobial treatment if infections: a risk factor for hospital mortality among critically ill patients. Chest 115(2): 462-474 (1999) Kunin C. Resistance to Antimicrobial Drugs-A Worldwide Calamity. Ann Intern Med 118 (7): 557-561 (1993) Nordberg P, Stålsby Lundborg C, Tomson G. Consumers and providers. Could they make better use of antibiotics? Int J of Risk and Safety in Medicine 2005;17: 117-25 (2005a) Normark BH, Normark S. Evolution and spread of antibiotic resistance. J Intern Med 252(2): 91-106 (2002) Okeke I. Laxminarayan R. Bhutta Z. Duse A. Jenkins P. O´Brien T. Pablos-Mendez A. Klugman K. Antimicrobial resistance in developing countries. Part I: recent trends and current status. Lancet Infect Dis 5: 481-493 (2005) Okeke I. Laxminarayan R. Bhutta Z. Duse A. Jenkins P. O´Brien T. Pablos-Mendez A. Klugman K. Antimicrobial resistance in developing countries. Part II: strategies for containment. Lancet Infect Dis 5: 568-580 (2005)

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Pablos-Mendez A. Gowda,D. K. and Frieden T. R. Controlling multidrug-resistant tuberculosis and access to expensive drugs: a rational framework. Bull World Health Organ 80(6): 489-495 (2002) Radyowijati A. Haak H. Determinants of Antimicrobial use in the developing world. Soc Sci Med.57(4): 733-744 (2003) Ruef C. Antibiotic Resistance – Running Out of Treatment Options. Infection 35(1): 1 (2007) Smith R. and Coast J. Antimicrobial resistance: a global response. Bull World Health Organ 80(2): 126-133 (2002) Strausbaugh LJ. Siegel JD. Weinstein RA. Preventing transmission of multi-drug resistant bacteria in health care settings: a tale of 2 guidelines. Clin Infect Dis 42(6): 828-835 (2007) WebPages Medical Products Agency – Sweden URL:http://www.lakemedelsverket.se/Tpl/MonographyPage____6035.aspx [2007-05-22] ReAct: Publication Tickell S. The Antibiotic Innovation Study - Expert Voices on a Critical Need (2005) URL:http://soapimg.icecube.snowfall.se/stopresistance/Innovation%20study%20april%20low%20res.pdf [2007-03-12] World Health Organization: Factsheet (2002) URL:http://www.who.int/mediacentre/factsheets/fs194/en/print.html [2007-03-12] World Health Organisation: Background report Nordberg P. Monnet D. Cars O. Antibacterial drug resistance: Options for concerted action. Priority Medicines for Europe and the World Project. Department of Medicines Policy and Standards. World Health Organization (2005b) URL:http://mednet3.who.int/prioritymeds/report/background/antibacterial.doc [2007-02-01] World Health Organization: The world health report 2003 – shaping the future (2003) URL:http://www.who.int/whr/2003/en/ [2007-02-14] Lecture Laterre Pierre-Francois, Brussels, Belgium. ISICEM. [2007-03-28]

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Appendix 1. Questionnaire

Hospital name:…………………………...… City and country:…………….…................ Ward name:………………………………… Number of beds:…………………….......... Name and title:……………………………... Contact details:…........................................ Have you encountered any bacterial infections for which no adequate or only sub-optimal anti-bacterial therapy was available or possible to acquire, and where the outcome for the patient was death? Yes No If yes, please answer question 1-4 in section A about your latest case, and question 5-9 in section B. If no, please proceed to section B, and answer question 5-9. A. The Patient 1. Primary cause of admission to the ICU? Please specify:……………...……………………………………………………………..................... 2. Age of the patient? <1 year 1-5 years 6-15 years 16-40 years 41-65 years >65 years Don’t know 3. Likely causing microorganism? Please specify:………………………………………………...……………………………………..... 4. What antibacterial agent/s used on the patient was/were considered to be inadequate or sub-optimal? Please specify: ………………………..…………………………………………………………………………………

B. Your opinion on antibiotic resistance 5. In your opinion where are most bacterial infections resistant to antibiotics acquired? Hospital Community Don’t know 6. How often do you consider antibiotic resistant bacterial infections to be a problem/burden for the ICU? Daily Weekly Monthly Rarely Never Don’t know 7. How often do you come across that adequate antibacterial agents can’t be used due to inaccessibility at the hospital/pharmacy? Daily Weekly Monthly Rarely Never Don’t know 8. How often do you come across that adequate antibacterial agents can’t be used due to too high cost for the patient? Daily Weekly Monthly Rarely Never Don’t know 9. General comments:….…….………………………………………………………..……………………. …………………………………………………………………………………………………………...…...

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Appendix 2. Cover letter

Uppsala 2007-XX-XX

On behalf of ReAct – Action on Antibiotic Resistance, Uppsala University, Sweden. I’m inviting you to

participate in a survey on the burden of antibiotic resistant bacterial infections in intensive care. Attached to

this letter is a short questionnaire that asks a few questions on your professional experience and opinion on

the impact of antibiotic resistance in your practice. This questionnaire is sent out to physicians active at

intensive care units around the world.

The questionnaire should take no longer than 5 minutes to complete. Please, send your answer to us the

latest XX, 2007. The questionnaire can also be downloaded at http://www.reactgroup.org/dyn//,43,.html

This survey is part of ReAct´s (Action on Antibiotic Resistance)* work to visualize the burden of antibiotic

resistance in clinical practice today, and is undertaken as part of my undergraduate thesis in Master of

Science in Pharmacy at Uppsala University in Sweden. Your responses will be treated confidentially and

will only be presented on country or regional level. No individual respondents or hospital will be

identifiable. The results will be presented in an undergraduate thesis and possibly in an article in a peer-

reviewed journal. The report will be available from June 2007 from ReAct’s home page:

www.reactgroup.org and can also be e-mailed or mailed to all respondents whom would like so.

Please feel free to contact me on telephone +46(0)18-471 66 14 or e-mail [email protected] if

you have any further questions.

Supervisors for the thesis work are Liselotte Högberg and Cecilia Stålsby-Lundborg.

Chairperson of ReAct is Prof Otto Cars.

Yours sincerely, Tina Ivarsson

*) ReAct, Action on Antibiotic Resistance, is a coalition that links a wide range of

individuals, organizations and networks around the world taking concerted action to

respond to antibiotic resistance. ReAct’s mission is that current and future generations of

people around the globe should have access to effective treatment of bacterial infections.

Read more on www.reactgroup.org