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• Annual Filing for Charitable OrganizationsForm CHAR500
New York State Department of Law (Office of the Attorney Genera 2010Charities Bureau - Registration Section
T his formused for 120 BroadwayArticle 7-A, EPTL and dual fileis New York, NY 10271
Open.to Public.(replacesforms CHAR 497 httpi/www.charitiesnys.com InspectionCHAR 010 and CHAR006)
1. General Information - -. - ---a. For the fiscal year beginning (mm/dd/yyyy) 07/01 / 2010 and ending (mmldd/yyyy) 06/30/2011b. Check if applicable for NYS: c. Name of organization d. Fed. employer ID no. (EIN)
Address change THE DOE FUND, INC. 133412540Name change e. NY State registration no.
ED Initial filing 045948Final filing Number and street (or P.O. box if mail not delivered to street address) I Room/suite f. Telephone numberAmended filing 232 EAST 84 ST. I 212 6285207NY registration pending City or town, state or country and ZIP + 4 g. Email
NEW YORK, NY 10028
3. Annual Report Exemption Information
a. Article 7-A annual report exemption (Article 7-A registrants and dual registrants)
Check * if total contributions from NY State (including residents, foundations, corporations, government agencies, etc.) did not exceed$25,000 and the organization did not engage a professional fund raiser (PFR) or fund raising counsel (FRC) to solicitcontributions during this fiscal year.
NOTE: An organization may claim this exemption if no PFR or FRC was used and either 1) it received an allocation from afederated fund, United Way or incorporated community appeal and contributions from other sources did not exceed$25,000 or 2) it received all or substantially all of its contributions from one government agency to which it submitted anannual report similar to that required by Article 7-A.
b. EPTI annual report exemption (EPTL registrants and dual registrants)
Check if gross receipts did not exceed $25,000 and assets (market value) did not exceed $25,000 at any time during this fiscal year.
For EPTL orAiticle 7-Aregistrants claiming the annual report exemption underthe onelaw underwhichthey are registered and fordualregistrants claiming the annUalreport exemptions under both laws; simply complete part 1 (General Information), part 2 (Certification) and part 3 (Annual Report Exemption InformatIon) above.
Donotsubmit a-fee, do not complete the following schedules and donot submit any attachments to this form.
4. ArtIcle 7-A Schedules -
If you did not check the Article 7-A annual report exemption above, complete the following for this fiscal year
a. Did the organization use a professional fund raiser, fund raising counsel or commercial co-venturer for fund raising activity in NY State? •.. L1 Yes* 1X1 No* It 'Yes', complete Schedule 4a.
b. Did the organization receive government contributions (grants)? Yes No* It 'Yes', complete Schedule 4b.
5. Fee Submlttech See last page for summary of fee requlrernentL
Indicate the filing fee(s) you are submitting along with this form:
a. Article 7-A filing fee .......................................................................................... $ 25. Submit only one check or moneyorder for the
b. EPTLfilingfee ................................................................................................... $ 750. total fee, payable to TMNYS Department of Law'
c. Total fee ......................................................................................................... $ 775.
16. Attachments Fororganizatlons that are not clalmirg annuaFrepoft exemptions under both laws; see lasfpage forrequired attachments
0884511 12-27-10 1019 CHAR500-2010
2
THE DOE FUND, INC.4b: Government Contributions(Grants)
If you checked the box in question 4.b. on page 1, complete the following schedule for each government contribution (grant). Use additional copiesof this page if necessary to list each government contribution (grant) separately.
GovernrnentAgencrName GxantAmountEMERGENCY FOOD AND SHELTER PROGRAM $ 4,325.YS DIVISION OF CRIMINAL JUSTICE SERVICE $ 45,874.CITY OF NEWARK DEVELOPMENT BLOCK GRANT $ 97,367.
$$$$$$$$$$$$$$$
$$$$$$$$$$$$$$$$$$
IsIs
Total GovernmentContrlbutlons (Grants) $ 147, 566.
1019
3 068471 12-27-10 CHAR500 - 2010
THE DOE FUND, INC.5: Fee Iflstructions
The filing fee depends on the organization's Registration Type. For details on Registration Type and filing fees, see the Instructions forForm CHAR500.
Organization's Registration Type Fee Instructions
• Article 7-A Calculate the Article 7-A filing fee using the table in part a below. The EPTL filing fee is $0.
• EPTL
Calculate the EPTL filing fee using the table in part b below. The Article 7-A filing fee is $0.
• Dual
Calculate both the Article 7-A and EPTL filing fees using the tables in parts a and b below. Add the Article 7-Aand EPTL filing fees together to calculate the total fee. Submit a single check or money order for the total fee.
a) Article 7-A filing fee
Total Support & Revenue Article 7-A Fee * Any organization that contracted with or used the services of a professional fund raisermore than $250,000 $25
(PFR) or fund raising counsel (FRC) during the reporting period must pay an Article 7-A
up to $250,000 * $10 filing fee of $25, regardless of total support and revenue.
b) EPTL filing fee
6. Attachments - Document Attachment Check-List
Check the boxes for the documents you are attaching.
For All Filers
Filing Fee
EX] Single check or money order payable to 'NYS Department of Law'
Copies of Internal Revenue Service Forms
[Xl IRS Form 990 IRS Form 990-EZEI1 All required schedules (including All required schedules (including
Schedule B) Schedule B)
IRS Form 990T IRS Form 990-T
Additional Article 7-A Document Attachment Requirement
Independent Accountant's Report
[XI Audit Report (total support & revenue more than $250,000)Review Report (total support & revenue $100,001 to $250,000)No Accountant's Report Required (total support & revenue not more than $100,000)
1019
4 068481 12-27-10 CHAR500 - 20104
IRS Form 990-PF
All required schedules (including
Schedule B)
IRS Form 990-T
OMB No. 1545-0047Return of Organization Exempt From Income TaxUnder section 501(c), 527, or 4947(aXl) of the Internal Revenue Code (except black lung
benefit trust or private foundation)The organization may have to use a copy of this return to satisfy state reporting requirement
A For the 2010 calendar year, or tax year beginning JUL 1, 2010 and endinq JUN 30 . 201:B Check if C Name of organization
applicable:
Address[--] change THE DOE FUND, INC.
Namechange Doing Business As
Number and street (or P.O. box if mail is not delivered to street address)Termin-ated 232 EAST 84 ST.[J Amendedreturn City or town, state or country, and ZIP +4u.pplica- NEW YORK, NY 10028pending
F Name and address of principal officer.GEORGE T • MCDCSANE AS C ABOVE
I Tax-exempt status: LXI 501(c)(3) L....J 50 1(c) ( )-1 (insert no.) L.J 4!J Website: WWW. DOE. ORGK Form of oraanization: [XI Corporation Li Trust [_j Association [._J Other]
1 Briefly describe the organization's mission or most significant activities: J.'(.) LJRUV.LIJE J Ub TRA.L.N.L.NU AN])HOUSING ASSISTANCE FOR THE HOMELESS AND INDIGENT.
2 Check this box 0, Li if the organization discontinued its operations or disposed of more than 25% of its net assets.3 Number of voting members of the governing body (Part VI, line 1 a) .3 94 Number of independent voting members of the governing body (Part VI, line 1 b) 4 85 Total number of individuals employed in calendar year 2010 (Part V, line 2a) 5 5196 Total number of volunteers (estimate if necessary) .6 5007 a Total unrelated business revenue from Part VIII, column (C), line 12 .7a 0.
b Net unrelated business taxable income from Form 990-T, line 34 7b 0.Prior Year Current Year
a, 8 Contributions and grants (Part VIII, line lh) . 7,919,668. 12,634,8649 Program service revenue (Part VIII, line 2g)10 Investment income (Part VIII, column (A), lines 3, 4, and 7d) .......................................___________
cc11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and lie)
- 12 Total revenue - add lines 8 through 11 (must equal Part VIII, column (A), line 12) 13 Grants and similar amounts paid (Part IX, column (A), lines 1-3)14 Benefits paid to or for members (Part IX, column (A), line 4)_
Lo 15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5-10) 16a Professional fundraising fees (Part IX, column (A), line lie)
CL b Total fundraising expenses (Part IX, column (0), line 25) 2,034,062.Ui 17 Other expenses (Part IX, column (A), lines ha-lid, llf-24f)
18 Total expenses. Add lines 13-17 (must equal Part IX, column (A), line 25)- 19 Revenue less expenses. Subtract line 18 from line 12
20 Total assets (Part X, line 16)21 Total liabilities (Part X, line 26)22 Net assets or fund balances. Subtract line 21 from line 20
Under penalties of perjury, I declare that I
iiiying schedules and statements, and to thetrue, correct, and complete. Declaration of
on all information of which orecarer has any knowl
Sign Signature of officer
Here GEORGE T. PRESIType or print name and
Print/rvn nrnare.r'i namePaid I I 4/ . .san-tmPloYed IPreparer Firm's name . RAICH ENDE MALTE & CO., LLP Firm's EIN b.Use Only Firm's address 1375 BROADWAY
NEW YORK, NY 10018 lPhoneno. 212-944-4433May the IRS discuss this return with the preparer shown above? (see instructions) LXJ Yes L---J No032001 02-22-11 LHA For Paperwork Reduction Act Notice, see the separate instructions. Form 990(2010)
Form 990Department of the TreasuryInternal Revenue Service
D Employer identification number
13-3412540Room/suite E Telephone number
212-628-5207G Gross receipts $ 15,464,651.H(a) Is this a group return
for affiliates? L:lYes 1XI No
H(b) Are all affiliates included? LIYes =No
or L.......J 527 If 'No,' attach a list. (see instructions)
Year of formation: 198 71 M State of lecal domicile: NY
a,0
CS
I44,011.—7,477.45,007.
'1 01,209.0.0.
20,126.0.
,369,130.,489,256.,211,953.ng of Current Year,741,844.,253,046..488 .798.
151,—3,
3,499,287.10,667,037.4,347,119.End of Year
50,817,512.26,981,537.23,835,975.
)wledge and belief, it is
F6rm 990 (201 0) THE DOE FUND, INC. 13-3412540 Page Part-111 I Statement of Program Service Accomplishments
Check if Schedule 0 contains a response to any question in this Part Ill i:iBriefly describe the organization's mission:TO PROVIDE FINANCIAL ASSISTANCE TO INDIGENT PEOPLE IN TRANSITION; TOPROVIDE DIRECT AID TO HOMELESS, POOR AND STREET PEOPLE; TO ASSISTCHILDREN AND PARENTS WHO ARE OR ABOUT TO BECOME HOMELESS.ADDITIONALLY THE PURPOSE OF THE CORPORATION IS TO ACQUIRE, OWN OR
2 Did the organization undertake any significant program services during the year which were not listed onthe prior Form 990 or 990-EZ? .Yes NoIf Yes, describe these new services on Schedule 0.
3 Did the organization cease conducting, or make significant changes in how it conducts, any program services? .Yes EIXJ NoIf 'Yes, describe these changes on Schedule 0.
4 Describe the exempt purpose achievements for each of the organization's three largest program services by expenses.Section 501 (c)(3) and 501 (c)(4) organizations and section 4947(a)(1) trusts are required to report the amount of grants andallocations to others, the total expenses, and revenue, if any, for each program service reported.
4a (Code: ) (Expenses $ 3,523,941. including grants of $ )(Revenue$ 2,382,628.THE DOE FUND EMPOWERS PEOPLE TO BREAK THE CYCLES OF HOMELESSNESS,WELFARE DEPENDENCY, SUBSTANCE ABUSE AND INCARCERATION THROUGHINNOVATIVE PAID WORK PROGRAMS, HOUSING, SUPPORTIVE SERVICES ANDBUSINESS VENTURES. INCORPORATED IN 1987, THIS AWARD—WINNING ANDNATIONALLY RECOGNIZED NON—PROFIT ORGANIZATION REMAINS ON THE CUTTINGEDGE OF HOMELESS SERVICES, WORKFORCE DEVELOPMENT, PRISONER REENTRY,LOW—INCOME AND SPECIAL NEEDS HOUSING. AS THE UMBRELLA ORGANIZATION FORMULTIPLE PROGRAMS, INITIATIVES AND REAL ESTATE DEVELOPMENTS, THE DOEFUND COMPREHENSIVELY MEETS THE NEEDS OF A DIVERSE HOMELESS POPULATION.IN ADDITION TO ITS FLAGSHIP PAID WORK AND JOB TRAINING PROGRAM, READY,WILLING & ABLE, SOME OF THE DOE FUND'S OTHER NOTABLE ACHIEVEMENTSINCLUDE THE CREATION OF THE FIRST NEWLY CONSTRUCTED S.R.O. IN NEW YORK
4b (Code: ) (Expenses $ including grants of $ ) (Revenue $
4c (Code: ) (Expenses $ including grants of $ ) (Revenue $
4d Other program services. (Describe in Schedule 0.)(Expenses $ including grants of $ ) (Revenue $
4e Total program service expenses 3,523,941.Form 990(2010)
SEE SCHEDULE 0 FOR CONTINUATION(S)
Fdrm 990 (01 0) THE DOE FUND, INC. 13-3412540 Page
No1 Is the organization described in section 501 (c)(3) or 4947(a)(1) (other than a private foundation)?
If 'Yes," complete Schedule A .1 X2 Is the organization required to complete Schedule B, Schedule of Contributors? 2 X3 Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates for
public office? If "Yes," complete Schedule C, Part! .3 X4 Section 501(c)(3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect
during the tax year? If 'Yes," complete Schedule C, Part!! .4 X5 Is the organization a section 501 (c)(4), 501 (c)(5), or 501 (c)(6) organization that receives membership dues, assessments, or
similar amounts as defined in Revenue Procedure 98-19? If 'Yes,' complete Schedule C, Part I!! .56 Did the organization maintain any donor advised funds or any similar funds or accounts where donors have the right to
provide advice on the distribution or investment of amounts in such funds or accounts? If 'Yes," complete Schedule D, Part! 6 X7 Did the organization receive or hold a conservation easement, including easements to preserve open space,
the environment, historic land areas, or historic structures? If 'Yes,' complete Schedule D, Part!! .7 X8 Did the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes," complete
Schedule D, Part 1!! 8 X9 Did the organization report an amount in Part X, line 21; serve as a custodian for amounts not listed in Part X; or provide
credit counseling, debt management, credit repair, or debt negotiation services? If "Yes,' complete Schedule D, Part IV 9 X10 Did the organization, directly or through a related organization, hold assets in term, permanent, or quasi-endowments?
If "Yes," complete Schedule D, Part V .10 Xii If the organization's answer to any of the following questions is 'Yes,' then complete Schedule D, Parts VI, VII, VIII, IX, or X
as applicable.a Did the organization report an amount for land, buildings, and equipment In Part X, line 10? If 'Yes," complete Schedule D,
Part VI ha Xb Did the organization report an amount for investments - other securities in Part X, line 12 that is 5% or more of its total
assets reported in Part X, line 16? If 'Yes,' complete Schedule D, Part VI! .1 lb Xc Did the organization report an amount for investments- program related in Part X, line 13 that is 5% or more of its total
assets reported in Part X, line 16? If 'Yes," complete Schedule Q, Part VI!! .1 ic Xd Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets reported in
Part X, line 16? If "Yes," complete Schedule D, Part IX .lid Xe Did The organization report an amount for other liabilities in Part X, line 25? If 'Yes,' complete Schedule D, Part X .lie Xf Did The organization's separate or consolidated financial statements for the tax year include a footnote that addresses
the organization's liability for uncertain tax positions under FIN 48 (ASC 740)? If 'Yes,' complete Schedule D, Part X .1 if X12a Did the organization obtain separate, independent audited financial statements for the tax year? If 'Yes,' complete
Schedule D, Parts XI, Xl!, and XI!! 12a Xb Was the organization included in consolidated, independent audited financial statements for the tax year?
If "Yes,' and if the organization answered 'No" to line 12a, then completing Schedule D, Parts Xl, Xl!, and XI!1 is optional .12b X13 Is the organization a school described in section 1 70(b)(i)(A)(ii)? If "Yes," complete Schedule E .13 X14a Did the organization maintain an office, employees, or agents outside of the United States? .14a X
b Did the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising, business,
and program service activities outside The United States? If 'Yes," complete Schedule F, Parts land IV .i4b X15 Did the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any organization
or entity located outside The United States? If "Yes," complete Schedule F, Parts II and IV .15 X16 Did the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance to individuals
located outside the United States? If "Yes,' complete Schedule F, Parts III and IV .16 X17 Did the organization report a total of more than $15,000 of expenses for professional fundraising ser yices on Part IX,
column (A), lines 6 and lie? If 'Yes,' complete Schedule G, Part! .17 X18 Did the organization report more than $15,000 total of fundraising event gross income and contributions on Part VIII, lines
1 c and 8a? If "Yes,' complete Schedule G, Part!! .18 X19 Did The organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a? If "Yes,"
complete Schedule G, Part I!! .19 X20a Did the organization operate one or more hospitals? If 'Yes,' complete Schedule H .20a X
b If 'Yes" to line 20a, did the organization attach its audited financial statements to this return? Note. Some Form 990 filers that
Form 9943(2010)
03200312-21-10
FOrm 990 (2010) THE DOE FUND, INC. 13-3412540 Page (continued)
21 Did the organization report more than $5,000 of grants and other assistance to governments and organizations in the
United States on Part IX, column (A), line 1? If 'Yes,' complete Schedule I, Parts I and II
22 Did the organization report more than $5,000 of grants and other assistance to individuals in the United States on Part IX,
column (A), line 2? If "Yes,' complete Schedule I, Parts land lii
23 Did the organization answer 'Yes' to Part Vii, Section A, line 3, 4, or 5 about compensation of the organizations current
and former officers, directors, trustees, key employees, and highest compensated employees? If 'Yes,' complete
Schedule J
24a Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than $100,000 as of the
last day of the year, that was issued after December 31,2002? If "Yes," answer lines 24b through 24d and completeSchedule K. If 'No', go to line 25Did the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception?Did the organization maintain an escrow account other than a refunding escrow at any time during the year to defease
any tax-exempt bonds? ................................................................Did the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year?
25a Section 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction with a
disqualified person during the year? If "Yes," complete Schedule L, Part Ib Is the organization aware that it engaged in an excess benefit transaction with a disqualified person in a prior year, and
that the transaction has not been reported on any of the organization's prior Forms 990 or 990-EZ? If 'Yes," complete
Schedule L, Part I
26 Was a loan to or by a current or former officer, director, trustee, key employee, highly compensated employee, or disqualified
person outstanding as of the end of the organization's tax year? If 'Yes," complete Schedule L, Part II
27 Did the organization provide a grant or other assistance to an officer, director, trustee, key employee, substantialcontributor, or a grant selection committee member, or to a person related to such an individual? If 'Yes," complete
Schedule L, Part III
28 Was the organization a party to a business transaction with one of the following parties (see Schedule L, Part IV
instructions for applicable filing thresholds, conditions, and exceptions):
• current or former officer, director, trustee, or key employee? If 'Yes,' complete Schedule L, Part IV
• family member of a current or former officer, director, trustee, or key employee? If 'Yes," complete Schedule L, Part IV
An entity of which a current or former officer, director, trustee, or key employee (or a family member thereof) was an officer,director, trustee, or direct or indirect owner? If "Yes,' complete Schedule L, Part IV
29 Did the organization receive more than $25,000 in non-cash contributions? If 'Yes,' complete Schedule M
30 Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified conservation
contributions? If 'Yes,' complete Schedule M
31 Did the organization liquidate, terminate, or dissolve and cease operations?If "Yes,' complete Schedule N, Part I
32 Did the organization sell, exchange, dispose of, or transfer more than 250A of its net assets?If "Yes,' complete
Schedule N, Part II
33 Did the organization own 100% of an entity disregarded as separate from the organization under Regulations
sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part I
34 Was the organization related to any tax-exempt or taxable entity?If 'Yes," complete Schedule R, Parts II, III, IV, and V, line I
35 Is any related organization a controlled entity within the meaning of section 512(b)(13)?Did the organization receive any payment from or engage in any transaction with a controlled entity within the meaning of
section 512(b)(13)? If "Yes," complete Schedule R, Part V, line 2 —Yes [Xl No
36 Section 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related organization?
If "Yes,' complete Schedule R, Part V, line 2
37 Did the organization conduct more than 5% of its activities through an entity that is not a related organization
and that is treated as a partnership for federal income tax purposes? If "Yes,' complete Schedule R, Part VI
38 Did the organization complete Schedule 0 and provide explanations in Schedule 0 for Part VI, lines 11 and 19?
03200412-21-10
Yes No
21 X
22 X
23 X
MMIUmmm
No!MIMERol
II,NINEMMIU
RolNor.IMMIL'MIRHO
36 X
37 x
38X
Form 990(2010)
Fdrm 990 (2010) THE DOE FUND, INC. 13-3412540 Page Part V I Statements Regarding Other IRS Filings and Tax Compliance
Check if Schedule 0 contains a response to any question in this Part V
la Enter the number reported in Box 3 of Form 1096. Enter -0- if not applicable la
UMMMMb Enter the number of Forms W-2G included in line 1 a. Enter -0- if not applicable .lbc Did the organization comply with backup withholding rules for reportable payments to vendors and reportable gaming
(gambling) winnings to prize winners? ......................................................................................................................2a Enter the number of employees reported on Form W-3, Transmittal of Wage and Tax Statements, I I
filed for the calendar year ending with or within the year covered by this return I 2a I 51If at least one is reported on line 2a, did the organization file all required federal employment tax returns?
MENmainj.Note. If the sum of lines 1 a and 2a is greater than 250, you may be required toe-fi/e. (see instructions)
Did the organization have unrelated business gross income of $1,000 or more during the year?
MMMIf "Yes," has it filed a Form 990-T for this year? If "No,"provide an explanation in Schedule 0
MU!At any time during the calendar year, did the organization have an interest in, or a signature or other authority over, afinancial account in a foreign country (such as a bank account, securities account, or other financial account)? IIIIf "Yes," enter the name of the foreign country: 00,See instructions for filing requirements for Form TD F 9022.1, Report of Foreign Bank and Financial Accounts.
5a Was the organization a party to a prohibited tax shelter transaction at any time during the tax year?
EMMEb Did any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?
MWEc If "Yes," to line 5a or 5b, did the organization file Form 8886-T?
mom6a Does the organization have annual gross receipts that are normally greater than $100,000, and did the organization solicitany contributions that were not tax deductible?
b If "Yes," did the organization include with every solicitation an express statement that such contributions or giftswere not tax deductible?
7 Organizations that may receive deductible contributions under section 170(c).a Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods and services provided to the payor?b If "Yes," did the organization notify the donor of the value of the goods or services provided?c Did the organization sell, exchange, or otherwise dispose of tangible personal property for which it was required
tofile Form 8282? ............................................................................................................................................................d If "Yes," indicate the number of Forms 8282 filed during the year I 7d Ie Did the organization receive any funds, directly or indirectly, to pay premiums on a personal benefit contract?
f Did the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract? ..................g If the organization received a contribution of qualified intellectual property, did the organization file Form 8899 as required?...h If the organization received a contribution of cars, boats, airplanes, or other vehicles, did the organization file a Form 1098-C?
8 Sponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting organizations. Did the supportingorganization, or a donor advised fund maintained by a sponsoring organization, have excess business holdings at any time during the year?
9 Sponsoring organizations maintaining donor advised funds.a Did the organization make any taxable distributions under section 4966?b Did the organization make a distribution to a donor, donor advisor, or related person?
10 Section 501(c)(7) organizations. Entera Initiation fees and capital contributions included on Part VIII, line 12 .lOab Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities .lOb
11 Section 501(c)(12) organizations. Entera Gross income from members or shareholders hab Gross income from other sources (Do not net amounts due or paid to other sources against
amounts due or received from them.) I lib I12a Section 4947(a}(l) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?
b If "Yes," enter the amount of tax-exempt interest received or accrued during the year .................. I 12b I
12a
13 Section 501(c)(29) qualified nonprofit health insurance issuers.a Is the organization licensed to issue qualified health plans in more than one state?
Note. See the instructions for additional information the organization must report on Schedule 0.b Enter the amount of reserves the organization is required to maintain by the states in which the
organization is licensed to issue qualified health plans .13bc Enter the amount of reserves on hand 13c
14a Did the organization receive any payments for indoor tanning services during the tax year?b If "Yes." has it filed a Form 720 to recort these oavments? If "No." orovide an exolanation in Schedule 0
4a
7c1 IX
X
X
Form 990(2010)
03200512-21-10
FOrni 990 (201 0) THE DOE FUND, INC. 13-3412540 Page Part VI.l Governance, Management, and Disclosure For each "Yes' response to lines 2 through 7b below, and fora No" response
to line 8a, 8b, or lOb below, describe the circumstances, processes, or changes in Schedule 0. See instructions.
Check if Schedule 0 contains a response to any question in this Part VI .......................................................................................LJSection A. Governing Body and Management
la Enter the number of voting members of the governing body at the end of the tax year la 1 9 Lb Enter the number of voting members included in line la, above, who are independent .lb 82 Did any officer, director, trustee, or key employee have a family relationship or a business relationship with any other
officer, director, trustee, or key employee?
3 Did the organization delegate control over management duties customarily performed by or under the direct supervisionof officers, directors or trustees, or key employees to a management company or other person? .3
4 Did the organization make any significant changes to its governing documents since the prior Form 990 was filed?
5 Did the organization become aware during the year of a significant diversion of the organization's assets?
6 Does the organization have members or stockholders?
Th
67a Does the organization have members, stockholders, or other persons who may elect one or more members of the
governing body? .
b Are any decisions of e governing body subject to approval by members, stockholders, or other persons? 7b8 Did The organization contemporaneously document the meetings held or written actions undertaken during the year
by the following:
a The governing body?
b Each committee with authority to act on behalf of the governing body?
9 Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached at the
organization's mailing address? If "Yes," provide the names and addresses in Schedule 0 .................................................... 9Section B. Policies (This Section B .iests information about policies not
the Internal Revenue
lOa Does the organization have local chapters, branches, or affiliates?
b If 'Yes,' does the organization have written policies and procedures governing the activities of such chapters, affiliates,and branches to ensure their operations are consistent with those of the organization?
11a Has the organization provided a copy of this Form 990 to all members of its governing body before filing the form?b Describe in Schedule 0 the process, if any, used by the organization to review this Form 990.
12a Does the organization have a written conflict of interest policy? If "No,' go to line 13
b Are officers, directors or trustees, and key employees required to disclose annually interests that could give riseto conflicts?
c Does the organization regularly and consistently monitor and enforce compliance with the policy? If 'Yes," describein Schedule O how this is done
13 Does the organization have a written whistleblower colicv?14 Does the organization have a written document retention and destruction policy?15 Did the process for determining compensation of the following persons include a review and approval by independent
persons, comparability data, and contemporaneous substantiation of the deliberation and decision?a The organization's CEO, Executive Director, or top management official
b Other officers or key employees of the organization
If 'Yes' to line 15a or 15b, describe the process in Schedule 0. (See instructions.)
16a Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement with ataxable entity during the year?
b If 'Yes,' has the organization adopted a written policy or procedure requiring the organization to evaluate its participation
in joint venture arrangements under applicable federal tax law, and taken steps to safeguard the organization's
exemot status with resoect to such arranaements?
Section C. Disclosure17 Ust the states with which a copy of this Form 990 is required to be filed 00-NY, PA, AZ , MA, OH , CT , CA, FL , GA, IL,ME,MI18 Section 6104 requires an organization to make its Forms 1023 (or 1024 if applicable), 990, and 990-T (501 (c)(3)s only) available for
public inspection. Indicate how you make these available. Check all that apply.
Own website 1K Another's website EM Upon request
19 Describe in Schedule 0 whether (and if so, how), the organization makes its governing documents, conflict of interest policy, and financialstatements available to the public.
20 State the name, physical address, and telephone number of the person who possesses the books and records of the organization: THE DOE FUND, INC. - 646-672-2990345 EAST 102ND STREET, 3RD FLOOR, NEW YORK, NY 10029
Form 990 (201003200812-21-10 SEE SCHEDULE 0 FOR FULL LIST OF STATES
X
1.50
1.50 X•
1.50 X•
1.50 ?.
1.50
1.50
1.50
1.50 X:1.50
1.50
40.00
1.50
1.50
1.50
1.50
1.50-X
1.501X
0.
0.
0.
0.
0.
0.
0.
0.
0.
0.
477,911.
0.
0.
0.
0.
0.
0.
X
X
Farm 990 (O10) THE DOE FUND, INC. 13-3412540 PagelPart VIII Compensation of Officers, Directors, Trustees, Key Employees, Highest Compensated
Employees, and Independent ContractorsCheck if Schedule 0 contains a response to any question in this Part VII Eli
Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees
la Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within the organizations tax year.
• List all of the organization's current officers, directors, trustees (whether individuals or organizations), regardless of amount of compensation.Enter -0- in columns (D), (E), and (F) if no compensation was paid.
• List all of the organization's current key employees, if any. See instructions for definition of 'key employee."• List the organizations five current highest compensated employees (other than an officer, director, trustee, or key employee) who received reportable
compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from the organization and any related organizations.• Ust all of the organization's former officers, key employees, and highest compensated employees who received more than $100,000 of
reportable compensation from the organization and any related organizations.• List all of the organization's former directors or trustees that received, in the capacity as a former director or trustee of the organization,
more than $10,000 of reportable compensation from the organization and any related organizations.List persons in the following order individual trustees or directors; institutional trustees; officers; key employees; highest compensated employees;and former such persons.
(A) (B) (C) (D)
Name and Title Average Position Reportablehours per (check all that apply) compensation
week from(describe thehours for 3 N organizationrelated 2L (W-2/1 099-MISC)
organizations ain Schedule B.
(E) (F)
Reportable Estimatedcompensation amount offrom related otherorganizations compensation
(W-2/1 099-MISC) from theorganizationand related
organizations
PETER RESNICK
CHAIRMAN OF THE BOARD
CHRISTINA HORNER
BOARD MEMBER
VERONICA POLLARD
CHAIRPERSON OF THE BOARD
GREG D. JAXUBOWSKY
BOARD MEMBER
MARY JANE SALK
BOARD MEMBER
CECILY CARSON
BOARD MEMBER
CRAIG M. LUCAS
BOARD MEMBER
RICHARD M. SCRAPS
BOARD MEMBER
MICHAEL GANTCHER
BOARD MEMBER
IRENE DORNER
BOARD MEMBER
GEORGE T. MCDONALD
PRESIDENT
ANTHONY THOMPSON
BOARD MEMBER
LISA SCHULTZ
BOARD MEMBER
STEVEN ALPER
BOARD MEMBER
MICHAEL WEISBERG
BOARD MEMBER
WENDY MADDEN
BOARD MEMBER
ALFONSO WYATT
BOARD MEMBER
032007 12-21-10
0. 0.
0. 0.
0. 0.
0. 0.
0. 0.
0. 0.
0. 0.
0. 0.
0. 0.
0. 0.
.Q! 7,108.
0. 0.
0. 0.
0. 0.
0. 0.
0. 0.
0. 0.- Form 990 (2010)
Fbrm 990 THE DOE FUND. INC. 13-3412540 8
(A) (B) (C) (D)Name and title Average Position Reportable
hours per (check all that apply) compensationweek - - -- - from
(describe thehours for organizationrelated (W.2/1 099-MISC)
organizations .in Schedule
0)
(E) (F)Reportable Estimated
compensation amount offrom related otherorganizations compensation
(W-2/1 099-MISC) from theorganizationand related
organizations
RICHARD ROBERTS
MANAG. DIR. OF DEV.& HOUSI 40.00 1 IX I 1 1 282,711.HARRIET KARR-MCDONALD
EXECUTIVE VICE PRESIDENT 40.00 X 204,944.MARIA LAIJRETTA BUCKMAN
DEPUTY CHIEF FINANCIAL OFF 40.00 X - 158,381.JOHN MCDONALD -
CHIEF OPERATING/FINANCIAL OFFICER 40.00 X1 1 1 184,098.DENNIS PIERVICENTI
DIRECTOR OF OPERATIONS 40.00 X - - 173,989.LEE JASON ALMAN
DIRECTOR OF EXTERNAL APFAI 40.00 X 155,626.JENNIFER D. MITCHELL
EXECUTIVE DIRECTOR OF PROGRAMS 40.00 1xi 146,629.RICHARD GOFFE
DIRECTOR OF IT INFRASTRUCT 40.00115,776.KENISE ETWARU
DIRECTOR OF HUMAN RESOURCE 40.00 X 127,475.lb Sub-total. - 2,027,540.
c Total from continuation sheets to Part VII, Section A 347, 447. d Total (add lines lb and ic) 2, 374, 987.
2 Total number of individuals (including but not limited to those listed above) who received more than $100,000 in reportablecomoensation from the orcanization
0.1 1.076.
0. 6,945.
Q. 5,338.
0. 18,550.
Q. 1,076.
0. 7,010.
0. 15,710.
0. 4,550.
0. 16,268.0. 83,631.W. 27,920.5. 111.551.
13No
3 Did the organization list any former officer, director or trustee, key employee, or highest compensated employee on
line 1 a? If ° complete Schedule J for such individual .3 X4 For any individual listed on line 1 a, is the sum of reportable compensation and other compensation from the organization
and related organizations greater than $150,000? If "Yes," complete Schedule J for such individual .4 X5 Did any person listed on line 1 a receive or accrue compensation from any unrelated organization or individual for services
rendered to the organization? If "Yes," complete Schedule J for such person - XSection B. independent Contractors
1 Complete this table for your five highest compensated independent contractors that received more than $100,000 of compensation from
the oraanization.(A)
(B)
(C)Name and business address
Description of services
Compensation
BUCHBINDER TUNICH & CO LLP1 PENN PLAZA, NEW YORK, NY 10119 195,597.
220 ENTIN ROAD, CLIFTON, NJ 07014 167,710.42ND STREET LESSEE LLC110 EAST 42ND STREET, NEW YORK, NY 11107 123,778.
2185 LEMOINE AVENUE, FORT LEE, NJ 07024 102,502.
2 Total number of independent contractors (including but not limited to those listed above) who received more than$100,000 in compensation from the organization 10o, 0SEE PART VII, SECTION A CONTINUATION SHEETS Form 990(2010)
032008 12-21-10
FOrm 990
THE DOE FUND, INC.
(A)
Name and title
ROBERT VERNON HESS
VP OF DEVELOPMENT PHILADELPHIA
GARY PENZELL
DIRECTOR OF FINANCE & BUDGETS
JOANNA WEST
DIRECTOR OF WORK ENTERPRISES
(B)
Averagehours
perweek
40.00
40.00
40.00
ployees, and Highesi
(C)
Position(check all that apply)
B=
x
x
x
13-3412540mpensated Employees (continued)
(D) (E) (F)
Reportable Reportable Estimatedcompensation compensation amount of
from from related otherthe organizations compensation
organization (W-2/1 099-MISC) from the(W-2/1 099-MISC) organization
and relatedorganizations
141,282. 0. 2,738.
103,245. 0. 18,448.
102,920. 0. 6.734.
032201 12-21-10
347,447. 27.920.
Form 990 (201 0) THE DOE FUND, INC. 13-3412540 Page Part.V111
I Statement of Revenue
(A) (B) (C) (D)Total revenue Related or Unrelated excluded }om
exempt function business tax underrevenue revenue sections 512,
513, or514
1 a Federated campaigns .la
b Membership dues .lb
c Fund raising events 1,159,441.d Related organizations
lif
j1 ______________ •- -
e Government grants (contributions) le 147, 566. -- --. --f All other contributions, gifts, grants, and -. -
similar amounts not included above 1 11327857. .--.C OO g Noncash contributions Included in lines la-if: $ - 96,070. - -- --Q h Total. Add lines la-lf _____________________________________ 12634864.,--
Business Cede2a MANAGEMENTFEES 624200 1,209,413.1,209,413.
w b OTHEREARNEDREVENUE 624310 853,410. 853,410.CONTRACTS 624200 88,246. 88,246.
IL f All other program service revenue
- gTotal. Addlines 2a-2f ___________________________________________________ 00, 2,151,069. - _-- -- - I3 Investment income (including dividends, interest, and
other similar amounts) ..1,177. 1,177.4 Income from investment of tax-exempt bond proceeds
5 Royalties -----------------------------------------------------------------------______________
(Real 01 Personal
6 a Gross Rents
b Less: rental expenses ..- ---
c Rental income or (loss)
d Net rental income or (loss) .......................................... .._______________
7 a Gross amount from sales of (I) Securities (ii)Other -
assets other than inventory 45,909. 14,874.b Less: cost or other basis - .- - -
and sales expenses .46,748. 18,548. .. .c Gain or(loss) .-839. 3,674.d Net gain or (loss) ..........................................................-4,513. 4,513.
8 a Gross income from fundraising events (not -including$ 1,159,441. of - -. --a-contributions reported on line ic). See - --
Part IV, line l8 a3851199.b Less: direct expenses b 385,199.c Net income or (ioss) from fundraising events .................0.
9 a Gross income from gaming activities. See --
Part IV, line 19 ab Less: direct expensesb
c Net income or (toss) from gaming activities .................. --_______________
10 a Gross sales of inventory, less returns - .-
and allowances ab Less: cost of goods sold b
c Net income or(loss) from sales of inventory ..................MiscellaneousRevenue BusinessCode '-
ha RENTALINCOMEFROMLAN 624200 122,329. 122,329.b INTERESTINCOMEFROMC 624200 96,759. 96,759.c NETSALEOF421-ACERT 624200 12,471. 12,471.d All other revenue ______ ______________ _______________
e Total. Add lines lla-lld 231,559.1- - -:, __-12 Total revenue. See instructions . _______________________________________ jo. 15014156.2,382,628. 0. -3,336.
moug Form 990(2010)
.J I •_ J ,515. .1. = = •
8,699. ,081. ,914.
6,447.
3,906. ,589..250.
Ii
,522. 493,II
,099. 364,
.813. 133. I
La—a,
,238.,070.
,730. 21,992.
,373. 48,405.,907.
1455. 64,464.
.941. 5.109.034.
,701.
I .. V •
,062.
Form 990 (2010) THE DOE FUND, INC. 133412540 PagelOPart IX Statement of Functional Expenses
Section 501(c) (3) and 501(c)(4) organizations must complete all columns.All other organizations must complete column (A) but are not required to complete columns (B), (C), and (0).
Do not include amounts reported on lines 6b,Total £ienses Program eMce Managrr?ent and Fun raising
7b, 8b, 9b, and lOb of Part VIII. expenses - general expenses expenses
1 Grants and other assistance to governments and - -organizations in the U.S. See Part IV, line 21
2 Grants and other assistance to individuals in
the U.S. See Part IV, line 22
3 Grants and other assistance to governments,
organizations, and individuals outside the U.S. - -
See Part IV, lines 15 and 16
4 Benefits paid to or for membersS 5
5 Compensation of current officers, directors,
trustees, and key employees .1, 637, 660 587, 217 708 , 731. 341, 712.6 Compensation not included above, to disqualified
persons (as defined under section 4958(f)(1)) and
persons described in section 4958(c)(3)(B)
7 Other salaries and wages .3,943,287. 1,418 Pension plan contributions (include section 401(k)
and section 403(b) employer contributions)
9 Other employee benefits .877 , 809. 2910 Payroll taxes .620,694. 2011 Fees for services (non-employees):
a Management .6 ,447.b Legal .78,495. 1c Accounting .123, 500.d Lobbying
e Professional fundraising services. See Part IV, line 17 88 , 300 .f Investment management fees
g Other .641,647. 28 ________12 Advertising and promotion .223 , 667.13 Office expenses .824, 855 • 514 Information technology
15 Royalties
16 Occupancy .583,482. 2117 Travel 196,925. 618 Payments of travel or entertainment expenses
for any federal, state, or local public officials
19 Conferences, conventions, and meetings
20 Interest
21 Payments to affiliates
22 Depreciation, depletion, and amortization 289 , 531.23 Insurance24 Other expenses. Itemize expenses not covered
above. (List miscellaneous expenses in line 24f. If line24f amount exceeds 10% of line 25, column (A) .,.amount, list line 24f expenses on Schedule 0.) -- S
a CLIENT SERVICES 111,238. 11b IN—KIND 96,070. 9c VEHICLES AND TRANSPORTA 82,722. 6d INSURANCE & TAXES 50,778.e EQUIPMENT, FURNITURE, A 46,907. 4
f All other expenses 143,023. 5_____25 Total functional expenses. Add lines 1 through 24f 10 , 667 , 037. 3 , 5226 Joint costs. Check here L..J if following SOP
98-2 (ASC 958-720). Complete this line only if theorganization reported In column (B) joint costs from acombined educational campaign and fundraisingsolicitation ................... ....................................____________________
032010 12-21-10
Form 990(2010)
THE DOE FUND, INC. 13-3412540 Pagell
(A) (B)Beginning of year End of year
1 Cash - non-interest-bearing
2 Savings and temporary cash investments .147,
4 Accounts receivable, net 255,5 Receivables from current and former officers, directors, trustees, key
U
employees, and highest compensated employees. Complete Part II
of Schedule L
6 Receivables from other disqualified persons (as defined under section
4958(0(1)), persons described in section 4958(c)(3)(B), and contributing
employers and sponsoring organizations of section 501(c)(9) voluntary
employees' beneficiary organizations (see instructions) ----- -
3 Pledges and grants receivable, net ...110,
— ----- ----iv-----aoie
-e I Notes and oans rece net ..i u
8 Inventones for sale or use
9 Prepaid expenses and deferred charges .55 , 3 85.lOa Land, buildings, and equipment: cost or other
basis. Complete Part VI of Schedule D .lOa 3 , 105, 942.b Less: accumulated depreciation .lob 1,165,878. 2,059,566.
11 Investments - publicly traded securities ..716.12 Investments - other securities. See Part IV, line 11 24 , 221 , 154.13 Investments - program-related. See Part IV, line 11
14 Intangible assets
15 Other assets. See Part IV, line 11 19,5S— 16 Total assets. Add lines 1 through 15 (must equal line 34) 46,74
17 Accounts payable and accrued expenses 2, 4 -j
18 Grants payable
19 Deferred revenue
20 Tax-exempt bond liabilities
21 Escrow or custodial account liability. Complete Part IV of Schedule D
22 Payables to current and former officers, directors, trustees, key employees,
highest compensated employees, and disqualified persons. Complete Part II
of Schedule L
------------------------------.-.-------------.-• Ir
z Secured mortgages and notes payable to unrelated third parties .i. I - -' a .
24 Unsecured notes and loans payable to unrelated third parties 2
25 Other liabilities. Complete Part X of Schedule D .24 , 602, 867. 2
- 26 Total liabilities. Add lines l7 through 25 27,253,046. 2
Organizations that follow SFAS 117, check here I J and complete -
lines 27 through 29, and lines 33 and 34.
27 Unrestricted net assets 19,470,073.1 2
28 Temporanly restricted net assets 18,725.1-a 29 Permanently restricted net assets
Organizations that do not follow SFAS . .17, check he.. r.E1..dLL
complete lines 30 through 34.30 Capital stock or trust principal, or current funds
31 Paid-in or capital surplus, or land, building, or equipment fund
32 Retained earnings, endowment, accumulated income, or other funds
Z 33 Total net assets or fund balances 19 , 4
La a ,a .
,844.,626.
a. a u a .5. I
152,339.5,172,592.
467, 627.
250,000.
1,940,064.
24,234,076.
1-18,511,900.50,817,512.2,330,128.
3
3
)
a147,021.
I24,504,388.26,981,537.
18,773,475.5,062,500.
. .33 La a , u a a , -1 a .
34 50,817,512.Form 990(2010)
032011 12-21-10
Fbrm 990 010) THE DOE FUND, INC. 13-3412540 Page 12Part XII Reconciliation of Net Assets
Check if Schedule 0 contains a response to any question in this Part XI EIJ
15,014,156.10,667,037.4,347,119.
19,488,798.58.
23,835, 975.
1 Total revenue (must equal Part VIII, column (A), line 12)
2 Total expenses (must equal Part IX, column (A), line 25)
3 Revenue less expenses. Subtract line 2 from line 1
4 Net assets or fund balances at beginning of year (must equal Part X, line 33, column (A))5 Other changes in net assets or fund balances (explain in Schedule 0)6 Net assets or fund balances at end of year. Combine lines 3, 4, and 5 (must e qual Part X, line 33. column (B
Financial Statements and ReportingCheck if Schedule 0 contains a response to any question in this Part Xli
1 Accounting method used to prepare the Form 990: Cash [1 Accrual OtherIf the organization changed its method of accounting from a prior year or checked "Other," explain in Schedule Q•
2a Were the organization's financial statements compiled or reviewed by an independent accountant?b Were the organization's financial statements audited by an independent accountant?
c if 'Yes to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of the audit,review, or compilation of its financial statements and selection of an independent accountant?
If the organization changed either its oversight process or selection process during the tax year, explain in Schedule 0.
d If "Yes" to line 2a or 2b, check a box below to indicate whether the financial statements for the year were issued on aseparate basis, consolidated basis, or both:L1 Separate basis EM Consolidated basis El Both consolidated and separate basis
3a As a result of a federal award, was the organization required to undergo an audit or audits as set forth in the Single AuditAct and OMB Circular A-i 33?
b If Yes, did the organization undergo the required audit or audits? if the organization did not undergo the required audit
2a hr2b
2c X
3aX
3bX
Form 990(2010)
032012 12-21-10
SCHEDULE A(Form 990 or 990-EZ)
Department of the TreasuryInternal Revenue Service
Name of the organization
Public Charity Status and Public SupportComplete if the organization is a section 501(c}(3) organization or a section
4947(a)(1) nonexempt charitable trust.Attach to Form 990 or Form 990-E7- See separate instructions.
THE DOE FUND, INC.
OMB No. 1545-0047
Open to PubIIcInspection
Employer identification numb
13-3412540(PJI organizations must complete this part.) See instructions.
The organization is not a private foundation because it is: (For lines 1 through 11, check only one box.)
1 A church, convention of churches, or association of churches described in section 170(b)(1)(A)(i).2 A school described in section 170(b}(1}(A}(ii). (Attach Schedule E.)
A hospital or a cooperative hospital service organization described in section 170(b)(1)(AXiii).4 LJ A medical research organization operated In conjunction with a hospital described in section 170(b)(1)(AXiii). Enter the hospital's name,
city, and state:
5 An organization operated for the benefit of a college or university owned or operated by a governmental unit described in
section 170(bX1)(A)(iv). (Complete Part II.)
6 A federal, state, or local government or governmental unit described in section 170(b)(1)(AXv).[1 An organization that normally receives a substantial part of its support from a governmental unit or from the general public described insection 170(b)(1)(A}(vi). (Complete Part II.)
8 L] A community trust described in section 170(b)(1)(A}(vi). (Complete Part II.)
9 An organization that normally receives: (1) more than 33 1/3% of its support from contributions, membership fees, and gross receipts from
activities related to its exempt functions - subject to certain exceptions, and (2) no more than 33 1/3% of its support from gross investment
income and unrelated business taxable income (less section 511 tax) from businesses acquired by the organization after June 30, 1975.
See section 509(a)(2). (Complete Part Ill.)10 An organization organized and operated exclusively to test for public safety. See section 509(a)(4).11 An organization organized and operated exclusively for the benefit of, to perform the functions of, or to carry out the purposes of one or
more publicly supported organizations described in section 509(a)(1) or section 509(a)(2). See section 509(aR3). Check the box thatdescribes the type of supportin organization and complete lines lie through 11 h.
a Type I b Type II c Type Ill - Functionally integrated d Type Ill - Other
e By checking this box, I certify that the organization is not controlled directly or indirectly by one or more disqualified persons other than
foundation managers and other than one or more publicly supported organizations described in section 509(a)(1) or section 509(a)(2).
f If the organization received a written determination from the IRS that it is a Type I, Type II, or Type Ill
supporting organization, check this box
g Since August 17, 2006, has the organization accepted any gift or contribution from any of the following persons?(i) A person who directly or indirectly controls, either alone or together with persons described in (ii) and (iii) below, Yes No
the governing body of the supported organization? .llg(i)(ii) A family member of a person described in (i) above? .llg(ii)(iii) A 35% controlled entity of a person described in (I) or (ii) above? .1 lg(iii)
h Provide the following information about the supported organization(s).
(i) Name of supported I (ii) EIN organizationorganization (described on lines 1-9
above or IRC section(see instructions))
ation in cal.r) Is the organization i (v) Did you notify the (Y1 ) l the I (vii) Amount ofcol. (I) listed in your organizationorganization in col. organiz(I) organized in the I supportiverning document?I (i)of your support? U.S.?
Ii
Yes I No I Yes
No I Yes I No
Total ILHA For Paperwork Reduction Act Notice, see the Instructions for
Schedule A (Form 990 or 990-EZ) 2010
Form 990 or 990-E7-
032021 12-21-10
SàheduleP (Form 990or990-EZ)201O THE DOE FUND, INC. 13-3412540 page2
I Part II I Support Schedule for Organizations Described in Sections 170(b)(1)(A)(iv) and 170(b)(1)(A)(vi)(Complete only if you checked the box on line 5, 7, or 8 of Part I or if the organization failed to qualify under Part Ill. If the organizationfails to qualify under the tests listed below, please complete Part Ill.)
Calendar year (or fiscal year beginning In)
I Gifts, grants, contributions, andmembership fees received. (Do notinclude any 'unusual grants.')
2 Tax revenues levied for the organ-ization's benefit and either paid toor expended on its behalf
3 The value of services or facilitiesfurnished by a governmental unit to
the organization without charge
4 Total. Add lines 1 through 3
5 The portion of total contributionsby each person (other than agovernmental unit or publiclysupported organization) included
on line 1 that exceeds 2% of theamount shown on line 11,
column (f)
6 Public SUoDort. Subtract line 5 from line
2006 I (b2007
Total
4661665.1 6130467.1 8416593.1 7919668.1 7559864.134688257.
'J 'J .1. ',J J ..I • V .1. .J V V • V _I. V .J # J • I
J V V V .' .J .J j V V 2
- 34688257.
Calendar year (or fiscal year beginning In) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 2010 (f) Total7 Amounts from line 4 .4661665. 6130467. 8416593. 7919668. 7559864.34688257.8 Gross income from interest,
dividends, payments received on
securities loans, rents, royaltiesand income from similar sources 563,844. 287,977. 37,006. 185,677. 220,266. 1294770.
9 Net income from unrelated business
activities, whether or not thebusiness is regularly carried on
10 Other income. Do not include gain
or loss from the sale of capital
assets (Explain in Part IV.) .11 Total support. Add lines 7 through lO - . 35983027.12 Gross receipts from related activities, etc. (see instructions) 1121 10 , 540, 918.13 First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501 (c)(3)
organization, check this box and stop here .......................................................................................................................................Section C. Computation of Public Support Percentage14 Public support percentage for 2010 (line 6, column (f) divided byline 11, column (Q) .................................... 1141 96.40 %15 Public support percentage from 2009 Schedule A, Part II, line 14 115 96.27 %16a 33 1131/6 support test - 20110.1f the organization did not check the box on line 13, and line 14 is 33 1/3% or more, check this box and
stop here. The organization qualifies as a publicly supported organization EXIb 33 1/31/6 support test - 2009.1f the organization did not check a box on line 13 or 16a, and line 15 is 33 1/3% or more, check this box
and stop here. The organization qualifies as a publicly supported organization
17a lO% -facts-and-circumstances test - 2010.1f the organization did not check a box on line 13, 16a, or 16b, and line 14 is lO% or more,
and if the organization meets the 'facts-and-circumstances' test, check this box and stop here. Explain in Part IV how the organization
meets the 'facts-and-circumstances' test. The organization qualifies as a publicly supported organization
b 100/6 -facts-and-circumstances test - 2009.1f the organization did not check a box on line 13, 16a, 16b, or 17a, and line 15 is 10% or
more, and if the organization meets the "facts-and-circumstances' test, check this box and stop here. Explain in Part IV how theorganization meets the "facts-and-circumstances" test. The organization qualifies as a publicly supported organization
18 Private foundation. If the organization did not check a box online 13,16a, 16b, 17a, or 17b, check this box and see instructions
Schedule A (Form 990 or 990-EZ) 2010
03202212-21-10
Sbhedule A (Form 990 or 990-EZ) 2010 Page 3I Part III I Support Schedule for Organizations Described in Section 509(a)(2)
(Complete only if you checked the box on line 9 of Part I or if the organization failed to qualify under Part II. If the organization fails togualifv under the tests listed below. olease comDlete Part Il.
Calendar year (or fiscal year beginning in)
I Gifts, grants, contributions, andmembership fees received. (Do not
include any 'unusual grants.')
2 Gross receipts from admissions,merchandise sold or services per-formed, or facilities furnished inany activity that is related to theorganization's tax-exempt purpose
3 Gross receipts from activities thatare not an unrelated trade or bus-
iness under section 513
4 Tax revenues levied for the organ-ization's benefit and either paid toor expended on its behalf
5 The value of services or facilitiesfurnished by a governmental unit tothe organization without charge
6 Total. Add lines 1 through 5 .........
7a Amounts included on lines 1, 2, and3 received from disqualified persons
b Amounts Included on lines 2 and 3 receivedfrom other than disqualified persons thatexceed the greater of $5000 or 1% of theamount on line 13 for the year
C Add lines 7a and 7b
2008 I (d) 2009 I (e) 2010 I (f) Total
Calendar year (or fiscal year beginning in) (a) 2006 (b) 2007 (c) 2008 (d) 2009 (e) 20109 Amounts from line 6
lOa Gross income from interest,dividends, payments received onsecurities loans, rents, royaltiesand income from similar sources
b Unrelated business taxable income(less section 511 taxes) from businessesacquired after June 30, 1975
cAdd lines 1 O and 1 O11 Net income from unrelated business
activities not included in line 10b,whether or not the business isregularly carried on
12 Other income. Do not include gainor loss from the sale of capitalassets (Explain in Part IV.)
13 Total SUPPOIt(Add lines 9, bc, 11, and 12.)
14 First five years. If the Form 990 is for the organization's first, second, third, fourth, or fifth tax year as a section 501(c)(3) organization,check this box and stop here
Section C. Comnutation of Public Sunnort Percnthci15 Public support percentage for 2010 (line 8, column (f) divided byline 13, column (f))16 Public support percentage from 2009 Schedule A, Part Ill, line 153ection D. Comnutation of Investment Income Percentaae17 Investment income percentage for 2010 (line lOc, column (f) divided byline 13, column (t))18 Investment income percentage from 2009 Schedule A, Part Ill, line 17 118 1 %19a 33 1/31/6 support tests - 2010. If the organization did not check the box on line 14, and line 15 is more than 33 1/3%, and line 17 is not
more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organizationb 33 1/3% support tests - 2009. If the organization did not check a box on line 14 or line 19a, and line 16 is more than 33 1/3%, and
line 18 is not more than 33 1/3%, check this box and stop here. The organization qualifies as a publicly supported organization20 Private foundation. If the organization did not check a box online 14,19a, or 19b, check this box and see instructions032023 12-21-10 Schedule A (Form 990 or 990 .EZ) 2010
SCHEDULE D I Supplemental Financial Statements(Form 990) I Complete if the organization answered "Yes," to Form 990,
Department of the TreasuryPart IV, line 6,7,8,9, 10, 11, or 12.I
Internal Revenue Service I Attach to Form 990. See separate instructions.
Name of the organizationTHE DOE FUND, INC.
ions Maintaining Donor Advised Funds oranswered 'Yes' to Form 990, Part IV, line 6.
OMB No. 1545-0047
Inspection
Employer identification number13-3412540
or Accounts. Complete if the
(a) Donor advised funds (b) Funds and other accounts
1 Total number at end of year2 Aggregate contributions to (during year)3 Aggregate grants from (during year) 4 Aggregate value at end of year
5 Did the organization inform all donors and donor advisors in writing that the assets held in donor advised funds
are the organization's property, subject to the organization's exclusive legal control? . Yes No
6 Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be used only
for charitable purposes and not for the benefit of the donor or donor advisor, or for any other purpose conferring
if the organization answered 'Yes' to Form 990, Part IV, line 7.
1 Purpose(s) of conservation easements held by the organization (check all that apply).
Preservation of land for public use (e.g., recreation or education) LI Preservation of an historically important land area
LI Protection of natural habitat L1 Preservation of a certified historic structure
LI Preservation of open space
2 Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservation easement on the lastday of the tax year.
Held at the End of the Tax Year
a Total number of conservation easements
b Total acreage restricted by conservation easements
c Number of conservation easements on a certified historic structure included in (a)
d Number of conservation easements included in (c) acquired after 8/17/06, and not on a historic structure
listed in the National Register I 2d I3 Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during the tax
year'
4 Number of states where property subject to conservation easement is located 10 0.
5 Does the organization have a written policy regarding the periodic monitoring, inspection, handling of
violations, and enforcement of the conservation easements it holds? El Yes Il No6 Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year 7 Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year $
8 Does each conservation easement reported on line 2(d) above satisfy the requirements of section 1 70(h)(4)(B)(i)
and section 170(i)(4)(B)Q? El Yes L1 No
9 In Part XIV, describe how the organization reports conservation easements in its revenue and expense statement, and balance sheet, and
include, if applicable, the text of the footnote to the organization's financial statements that describes the organization's accounting for
conservation easements.I Part III I Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.
Complete if the organization answered "Yes' to Form 990, Part IV, line 8.
la If the organization elected, as permitted under SFAS 116 (ASC 958), not to report in its revenue statement and balance sheet works of art,
historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide, in Part XIV,
the text of the footnote to its financial statements that describes these items.b If the organization elected, as permitted under SFAS 116 (ASC 958), to report in its revenue statement and balance sheet works of art, historical
treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service, provide the following amounts
relating to these items:
(i) Revenues included in Form 990, Part VIII, line 1 $(ii) Assets included in Form 990, Part X $
2 If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide
the following amounts required to be reported under SFAS 116 (ASC 958) relating to these items:
a Revenues included in Form 990, Part VIII, line 1 $b Assets included in Form 990, Part X $
LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule D (Form 990) 201003205112-20-10
Sôhedule (Form 990)2010 THE DOE FUND, INC. 13-3412540 Page2
Part lllj Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued)
3 Using the organizations acquisition, accession, and other records, check any of the following that are a significant use of its collection items
(check all that apply):
a Public exhibition d Loan or exchange programs
b Scholarly research e EEl Other______________________________________________________
c Preservation for future generations
4 Provide a description of the organization's collections and explain how they further the organization's exempt purpose in Part XIV.5 During the year, did the organization solicit or receive donations of art, historical treasures, or other similar assets
art IVI Escrow and Custodial Arrangements. Complete if the organization answered 'Yes" to Form 990, Part IV, line 9, orreported an amount on Form 990, Part X, line 21.
la Is the organization an agent, trustee, custodian or other intermediary for contributions or other assets not included
on Form 990, Part X? E] Yes EEIN0
b If 'Yes,' explain the arrangement in Part XIV and complete the following table:
Amount
c Beginning balance .ic
yeard Additions during the y .id
e Distributions during the year .le
f Ending balance if
2a Did the organization include an amount on Form 990, Part X, line 21 ? ........................................................................... LJ Yes L.J No
if the organization answered "Yes" to Form 990, Part IV, line 10.
I (a) Current year I (b) Prior year I (c) Two years back I (d) Three years back I tel Four years back
la Beginning of year balance
b Contributions
c Net investment earnings, gains, and losses
d Grants or scholarships
e Other expenditures for facilities
and programs - I
f Administrative expenses
g End of year balance 2 Provide the estimated percentage of the year end balance held as:
a Board designated or quasi-endowment Blo, %b Permanent endowment %
c Term endowment %
3a Are there endowment funds not in the possession of the organization that are held and administered for the organization
by: Yes No
(I) unrelated organizations .3a(i)
(ii) related organizations .3a(ii)
b If "Yes" to 3ai), are the related organizations listed as required on Schedule R? .3b
Description of investment
la Land
b Buildings
c Leasehold improvementsd Equipment
eOther ............................................................DtaI. Add lines 1 a throuah 1 e. (Column (d) must ea
See Form 990, Part X, line 10.
(a) Cost or other (b) Cost or otherbasis (investment) I basis (other)
(c) Accumulateddepreciation
• 190,158
• 975.720
(d) Book value
Schedule D (Form 990)2010
03205212-20-10
Sbhedule D (Form 990) 2010 THE DOE FUND, INC.Part VIII Investments - Other Securities. See Form 990, Part X, line 12.
(a) Description of security or category (b) Beck value
(including name of security) I(1) Financial derivatives I(2) Closely-held equity interests I(3) Other I
,221,154. COST
12,922. COST
13-3412540
3
(c) Method of valuation:Cost or end-of-year market value
Total. (Cal (b) must equal Form 990, Part X, col (B) line 12.)"- I (J/b .Part Vilil Investments — Program Related. See Form 990, Part X, line 13.
(a) Description of investment type I (b) Book value I (C) Method of valuation:Cost or end-of-year market value
Total. (Col (b) must equal Form 990, Part X, cal (B) line 13.) IPart IX I Other Assets. See Form 990, Part X, line 15.
(a) Description
(b) Beck value
DUE FROM AFFILIATES
I
Total. (Column (b) must equal Form 990, Part X, cc! (B) line 15.)Part X I Other Liabilities. See Form 990, Part X, line 25.
1. (a) Description of liability
(1) Federal income taxes
DEFERRED RENT AND
must equal Form 990, Part X, cc! (B) line 25.)
)Amount
22,910.6,897.
572,503.,902,078...
,504,388. -M, r.pons Ut. OfgW mIot1 s IlaUtiRy mor uncertain max posmuoris unoor
Schedule D (Form 990)2010
123456
7
89
I Total revenue, gains, and other support per audited financial statements2 Amounts included on line 1 but not on Form 990, Part VIII, line 12:
a Net unrealized gains on investments .2ab Donated services and use of facilities 2bc Recoveries of prior year grants .2cd Other (Describe in Part XIV.) .2de Add lines 2a through 2d
3 Subtract line 2e from line 14 Amounts included on Form 990, Part VIII, line 12, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .4ab Other (Describe in Part XIV.) .41,c Add lines 4a and 4b
5 Total revenue. Add lines 3 and 4c. (This must eQual Form 990, Part!, line 12.) ...................................................
D (Form 990) 2010 THE DOE FUND, INC.to
Total revenue (Form 990, Part VIII, column (A), line 12) .1
Total expenses (Form 990, Part IX, column (A), line 25)Excess or (deficit) for the year. Subtract line 2 from line 1Net unrealized gains (losses) on investmentsDonated services and use of facilities 5Investment expenses .-Prior period adjustmentsOther (Describe in Part XIV.) .8
Total adjustments (net). Add lines 4 through 8Excess or (deficit) for the year oer audited financial statements. Combine lines 3 and 9----------------------1(
13-3412540 Page4ments
15,014,156.10,667,037.4,347,119.
58.
58.4,347,177.
eturn1
2e3
1 Total expenses and losses per audited financial statements .2 Amounts included on line 1 but not on Form 990, Part IX, line 25:
a Donated services and use of facilities 2ab Prior year adjustments .2bc Other losses 2cd Other (Describe in Part XIV.) ............................................................................... 2d
e Add lines 2a through 2d
3 Subtract line 2e from line 14 Amounts included on Form 990, Part IX, line 25, but not on line 1:
a Investment expenses not included on Form 990, Part VIII, line 7b .4ab Other (Describe in Part XIV.) .41,c Add lines 4a and 4b
5 Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part!, line 18.)
Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part Ill, lines 1 a and 4; Part IV, lines lb and 2b; Part V, line 4; PartX, line 2; Part XI, line 8; Part XII, lines 2d and 4b; and Part XIII, lines 2d and 4b. Also complete this part to provide any additional information.PART X, LINE 2: THE FINANCIAL ACCOUNTING STANDARDS BOARD ("FASB")
ESTABLISHED GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES. THIS
GUIDANCE PRESCRIBES A RECOGNITION THRESHOLD AND MEASUREMENT ATTRIBUTE FOR
THE FINANCIAL STATEMENT RECOGNITION AND MEASUREMENT OF A TAX POSITION
TAKEN OR EXPECTED TO BE TAKEN IN A TAX RETURN. IT ALSO PROVIDES GUIDANCE
ON DERECOGNITION, CLASSIFICATION, INTEREST AND PENALTIES, ACCOUNTING IN
INTERIM PERIODS, DISCLOSURE, AND TRANSITION. THE CORPORATION ADOPTED THE
GUIDANCE ON ACCOUNTING FOR UNCERTAINTY IN INCOME TAXES DURING THE YEARSchedule D (Form 990)2010
03205412-20-10
SbheduleO (Form 99O)2010 THE DOE FUND, INC. 13-3412540 Page5
I Part XIV] Supplemental Information (continued)
ENDED JUNE 30, 2011 AND IT DID NOT HAVE A MATERIAL IMPACT ON ITS COMBINED
FINANCIAL STATEMENTS.
THE CORPORATION AND AFFILIATES FILE AN ANNUAL FORM 990, RETURN OF
ORGANIZATION EXEMPT FROM INCOME TAX, WITH THE INTERNAL REVENUE SERVICE
(THE "IRS"). AT JUNE 30, 2011, THE CORPORATION AND AFFILIATES' FORM 990S
FOR THE YEARS ENDED 2008 THROUGH 2010 REMAIN ELIGIBLE FOR EXAMINATION BY
THE IRS.
032055Schedule D (Form 990) 2010
12-20-10
(I) Name and address of individualor entity (fundraiser) (ii) Activity
Supplemental Information Regarding OMB No. 1545.0047
Fundraising or Gaming Activities I 2010Complete if the organization answered "Yes" to Form 990, Part IV, lines 17, 18, or 19, I
or if the organization entered more than $15,000 on Form 990-EZ, line 6a. i Open To Public.Attach to Form 990 or Form 990-EZ. See separate instructions.
Employer identification numbei
THE DOE FUND, INC.
SCHEDULE G(Form 990 or 990
Department of the TreasuryInternal Revenue Service
Name of the organization
Part Fundraising Activities. Complete if the organization answered "Yes' to Form 990, Part IV, line 17. Form 990-EZ filers are notrequired to complete this part.
1 Indicate whether the organization raised funds through any of the following activities. Check all that apply.a i:i Mail solicitations e EI1 Solicitation of non-government grantsb i:i Internet and email solicitations f I1 Solicitation of government grantsc Phone solicitations g IIXI Special fundraising eventsd [1 in-person solicitations
2 a Did the organization have a written or oral agreement with any individual (including officers, directors, trustees orkey employees listed in Form 990, Part VII) or entity in connection with professional fundraising services? L1 Yes No
b If "Yes," list the ten highest paid individuals or entities (fundraisers) pursuant to agreements under which the fundraiser is to becompensated at least $5,000 by the organization.
fun(iild It (v) Amount paid (vi) Amount paidset I(iv) Gross receipts o(or retained by) to (or retained by)havecustody
or control from activity fundraisercontributions? listed in col. (I)
I
organization
BARABARA BANTIVOGLIO - 400EAST 21ST STREET, APT 12C, SING
185 , 000 .1 88,300.1 96,700.
Total I 185,000.1 88,300.1 96,700.3 List all states in which the organization is registered or licensed to solicit contributions or has been notified it is exempt from registration
or licensing.NY, AZ,CA,CT,FL,GA,IL,ME,MA,MI,MN,NH,NJ,NM,NC,OH2OR,PA,RI,SC,VA,WA
LHA Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-E7- Schedule G (Form 990 or 990-EZ) 2010SEE PART IV FOR CONTINUATIONS
032081 01-13-11
Sbhedule( (Form 990or990-EZ)2O10 THE DOE FUND, INC. 133412540 Page2
I Part It Fundraising Vents. Complete if the organization answered "Yes" to Form 990, Part IV, line 18, or reported more than $15,000
of fundraising event contributions and gross income on Form 990•EZ, lines 1 and 6b. List events with gross receipts greater than $5,000.
- (a) Event #1 (b) Event #2 (c) Other events
BENEFIT NONE (d) Total events
)INNER AFFLE SALES (add col. (a) through
a)
co. (c))(event type) (event type) (total number)
I Gross receipts ..................... 55,900. 1,544,640.
2 Less: Charitable contributions 1,103,541.1 55,900. 1,159,441.
385, 199. 385,199.
4 Cash prizes
Cl) 5 Noncash prizes
cL
a)Co
6 Rent/facility costs
E 7 Food and beveragesa
8 Entertainment 9 Other direct expenses 1 385,199.10 Direct expense summary. Add lines 4 through 9 in column (d)11 Net income summary. Combine line 3, column (d), and line 10 ...........................................................................!JJ Gaming. Complete if the organization answered "Yes" to Form 990, Part IV, line 19, or reported more than
$15,000 on Form 990-EZ, line 6a.
a)
a)>CD
cc1 Gross revenue
(b) Pull tabs/instant I(a) Bingo bingo/progressive bingo (c) Other gaming
(d) Total gaming (add01. (a) through ccl. (c))
2 Cash prizesa)Co
3 Noncash prizes
. 4 Rent/facility costsa
5 Other direct expenses ..............................
LI Yes I LI Yes Ill Yes %6 Volunteer labor .. No No No
7 Direct expense summary. Add lines 2 through 5 in column (d)
and line 7
9 Enter the state(s) in which the organization operates gaming activities:
a Is the organization licensed to operate gaming activities in each of these states?L....J Yes L.....J Nob If "No," explain:
lOa Were any of the organization's gaming licenses revoked, suspended or terminated during the tax year? L..J Yes U Nob If "Yes," explain:
032082 01-13-11 Schedule G (Form 990 or 990-EZ) 2010
StheduIe (Form 990or990•EZ)201O THE DOE FUND, INC. 13-3412540 Page3
11 Does the organization operate gaming activities with nonmembers? L..J Yes Li No12 Is the organization a grantor, beneficiary or trustee of a trust or a member of a partnership or other entity formed
to administer charitable gaming? E1 Yes El No13 Indicate the percentage of gaming activity operated in:
a The organization's facility .13a %b An outside facility .13b %
14 Enter the name and address of the person who prepares the organization's gaming/special events books and records:
Name
Address
15a Does the organization have a contract with a third party from whom the organization receives gaming revenue? El Yes LJ No
b If Yes, enter the amount of gaming revenue received by the organization $ and the amountof gaming revenue retained by the third party $
c If "Yes," enter name and address of the third party:
Name
Address
16 Gaming manager information:
Name
Gaming manager compensation $
Description of services provided
El Director/officer El Employee El Independent contractor
17 Mandatory distributions:a Is the organization required under state law to make charitable distributions from the gaming proceeds to
retain the state gaming license? El Yes El No
b Enter the amount of distributions required under state law to be distributed to other exempt organizations or spent in the
organization's own exempt activities durin g the tax year Poo, $
I Part IV I
Supplemental Information. Complete this part to provide the explanations required by Part I, line 2b, columns (iii) and (v), and Part Ill,
lines 9, 9b, lOb, 15b, 15c, 16, and 17b, as applicable. Also complete this part to provide any additional information (see instructions).
SCHEDULE G, PART I, LINE 2B, LIST OF TEN HIGHEST PAID FUNDRAISERS:
(I) NAME OF FUNDRAISER: BARABARA BANTIVOGLIO
(I) ADDRESS OF FUNDRAISER:
400 EAST 21ST STREET, APT 12C, NEW YORK, NY 10022
032083 01-13-11 Schedule G (Form 990 or 990-EZ) 2010
Compensation InformationFor certain Officers, Directors, Trustees, Key Employees, and Highest
Compensated EmployeesComplete if the organization answered "Yes" to Form 990,
Part IV, line 23.
THE DOE FUND, INC.
OMB No. 1545-0047
Open to Public -,lnspeàtlon
Employer identification number
13-3412540
SCHEDULEJ(Form 990)
Department of the TreasuryInternet Revenue Service
Name of the organization
la Check the appropriate box(es) if the organization provided any of the following to or for a person listed in Form 990,Part VII, Section A, line la. Complete Part Ill to provide any relevant information regarding these items.
First-class or charter travel Housing allowance or residence for personal useTravel for companions EJ Payments for business use of personal residenceTax indemnification and gross-up payments c:i Health or social club dues or initiation feesDiscretionary spending account LI Personal services (e.g., maid, chauffeur, chef)
b If any of the boxes online la are checked, did the organization follow a written policy regarding payment orreimbursement or provision of all of the expenses described above? If 'No, complete Part Ill to explain
2 Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all officers, directors,trustees, and the CEO/Executive Director, regarding the items checked in line 1 a?
3 Indicate which, if any, of the following the organization uses to establish the compensation of the organization's
CEO/Executive Director. Check all that apply.D1 Compensation committee LI Written employment contractEXI Independent compensation consultant EM Compensation survey or studyLI Form 990 of other organizations [X] Approval by the board or compensation committee
4 During the year, did any person listed in Form 990, Part VII, Section A, line 1 a, with respect to the filing
organization or a related organization:
a Receive a severance payment or change-of-control payment from the organization or a related organization? -4a X
b Participate in, or receive payment from, a supplemental nonqualifled retirement plan? -4b X
c Participate in, or receive payment from, an equity-based compensation arrangement? -sic X
If 'Yes to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part Ill. -
Only section 501(c)(3) and 501(c}(4) organizations must complete lines 5-9.
5 For persons listed in Form 990, Part VII, Section A, line la, did the organization pay or accrue any compensationcontingent on the revenues of:
a The organization? -5ab Any related organization? -5b
If 'Yes' to line 5a or 5b, describe in Part Ill.
6 For persons listed in Form 990, Part VII, Section A, line 1 a, did the organization pay or accrue any compensationcontingent on the net earnings of:
a The organization? -6ab Any related organization? 6b
If 'Yes' to line 6a or 6b, describe in Part Ill.
7 For persons listed in Form 990, Part VII, Section A, line la, did the organization provide any non-fixed paymentsnot described in lines 5 and 6? If "Yes,' describe in Part Ill 7
8 Were any amounts reported in Form 990, Part VII, paid or accrued pursuant to a contract that was subject to theinitial contract exception described in Regulations section 53.4958-4(a)(3)? If 'Yes,' describe in Part III -8
9 If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in
-
191 I -LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule J (Form 990) 2010
UIM
r
p
03211112-21-10
Schedule J (Form 99O)2010 THE DOE FUND, INC. 13-3412540 Page 2, ,Part If I Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use duplicate copies if additional space is needed.
For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in the instructions, on row (ii).Do not list any individuals that are not listed on Form 990, Part VII.
Note. The sum of columns (B)@-(iii) must equal the applicable column (0) or column (E) amounts on Form 990, Part VII, line la.
(B) Breakdown of W-2 and/or 1099-MISC compensation (C) (D) (E) (F)Retirement and Nontaxable Total of columns Compensation
'A' Name(I) Base (ii) Bonus & (iii) Other other deferred benefits (B)(O-(D) reported in prior
compensation incentive reportable compensation Form 990 or
compensation compensation Form 990-EZ
ji 477,911. 0. 0. 0. 7,108. 485,019. 0.j GEORGE T. MCDONALD 0. 0. 0. 0. 0. 0. 0.
U)282,711. 0. 0. 0. 1,076. 283,787. 0.2 RICHARD ROBERTS R 0 • 0. 0. 0. 0. 0. 0.
0) 204,944. 0. 0. 0. 6,945. 211,889. 0.3 HARRIET KARR-MCDONALD 0. 0. 0. 0. 0. 0. 0.
158,381. 0. 0. 0. 5,338. 163,719. 0.4 MARIA LAURETTA BUCKMAN 0. 0. 0. 0. 0. 0. 0.
184,098. 0. 0. 0. 18,550. 202,648. 0.5 JOHN MCDONALD 0 • 0. 0. 0. 0. 0. 0.
(i) 173,989. 0. 0. 0. 1,076. 175,065. 0.6 DENNIS PIERVICENTI 0. 0. 0. 0 • 0 • 0. 0.
(i) 155,626. 0. 0. 0. 7,010. 162,636. 0..7 LEE JASON ALMAN fl 0. 0. 0. 0. 0. 0. 0.
(i) 146,629. 0. 0. 0. 15,710. 162,339. 0.a JENNIFER D. MITCHELL EL 0. 0. 0. 0. 0. 0.10.
Y)_________________
10
11
[UI
13
14
Schedule J (Form 990) 2010
032112 12-21-10
Transactions With Interested PersonsComplete if the organization answered
"Yes" on Form 990, Part IV, line 25a, 25b, 26,27,28a, 28b, or 28c,or Form 990-EZ, Part V, line 38a or 40b.
Attach to Form 990 or Form 990-EZ. See separate instructions.
THE DOE FUND, INC.
OMB No. 1545-0047
Open To PLInspection
Employer identification
13-3412540
SCHEDULE L(Form 990 or 990
Department of the TreasuryInternal Revenue Service
Name of the oraaniz
- - I - - - - • II • "V'J "'-"" "7!.
Complete if the organization answered 'Yes' on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V1
(a) Name of disqualified person I (b) Description of transaction
2 Enter the amount of tax imposed on the organization managers or disqualified persons during the year undersection 4958. $
3 Enter the amount of tax, if any, online 2, above, reimbursed by the organization $
I Part U I Loans to and/or From Interested Persons.Complete if the organization answered 'Yes' on Form 990, Part IV, line 26, or Form 990EZ, Part V, line 38a.
(a) Name of interested (b) Loan to or from (c) Original principal (d) Balance due (e) In ( (g) Written oroardperson and purpose the organization? amount default? cninJittee? agreement?
To I From I I I Yes I No Yes I No Yes I No
j urants or Assistance benefiting Interested Persons.Complete if the organization answered 'Yes' on Form 990, Part IV, line 27.
(a) Name of interested person (b) Relationship between interested person andthe organization
(c) Amount and type ofassistance
LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-E7- Schedule L (Form 990 or 990-EZ) 2010
032131 12-21-10
THE DOE FUND, INC. 13-3412540Shedule L (Form 990 or 990-EZ) 2010 Page 2
I Part IV
I Business Transactions Involving Interested Persons.Complete if the organization answered "Yes' on Form 990, Part IV, line 28a, 28b, or 28c.
(a) Name of interested person I (b) Relationship between interested I (c) Amount of I (d) Description ofperson and the organization transaction transaction I revenues?
I I I IYes No
GEORGE MCDONALD LPRESIDENT OF THE DOl 159.288.1EESSOR OF d Ix
PartV I Supplemental InformationComplete this part to provide additional information for responses to questions on Schedule L (see instructions).
SCH L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS:
(A) NAME OF PERSON: GEORGE MCDONALD
(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION:
PRESIDENT OF THE DOE FUND, INC.
(C) AMOUNT OF TRANSACTION $ 159,288.
(D) DESCRIPTION OF TRANSACTION: LESSOR OF OFFICE SPACE INCLUDING
ELECTRICITY TO THE ORGANIZATION
(E) SHARING OF ORGANIZATION REVENUES? = NO
032132Schedule L (Form 990 or 990-EZ) 2010
12-21-10
SCHEDULE M Noncash Contributions I OMB No. 1545-0047
(Form 990) 1 ')fllfl
Department of the TreasuryInternal Revenue Service
Complete if the organizations answered "Yes' on Form990, Part IV, lines 29 or 30.
Attach to Form 990.
THE DOE FUND, INC.
Inspection'
Employer identification numi13-3412540Check if I Number of Noncash contribution Method of determining
applicable I - contributions or - amounts reported on I noncash contribution amounts
Art - Worksofart
Art - Historical treasures
Art - Fractional interests -
Books and publications
Clothing and household goods .X ' 96,Cars and other vehiclesBoats and planes
Intellectual property
Securities- Publicly traded
Securities - Closely held stock
Securities- Partnership, LLC, ortrust InterestsSecurities- Miscellaneous .X 25 76,Qualified conservation contribution -
Historic structures
Qualified conservation contribution - Other
Real estate - Residential
Real estate- CommercialReal estate- Other
Collectibles
Food inventory
Drugs and medical supplies
Taxidermy Historical artifacts
Scientific specimens
Archeological artifacts Other 01Other 01
Other 01Other 01,Number of Forms 8283 received by the organization during the tax year for contributions
for which the organization completed Form 8283, Part IV, Donee Acknowledgement
1
2
3
4
567
89
1011
1213
141516171819
202122232425
2627
29
TES
FAIR
MNMIM
U..MOMNon
30a During the year, did the organization receive by contribution any property reported in Part I, lines 1-28 that it must hold for
at least three years from the date of the initial contribution, and which is not required to be used for exempt purposes forthe entire holding period?
b If 'Yes,' describe the arrangement in Part II.31 Does the organization have a gift acceptance policy that requires the review of any non-standard contributions?
32a Does the organization hire or use third parties or related organizations to solicit, process, or sell noncash
contributions?
b If 'Yes,' describe in Part II.
33 If the organization did not report an amount in column (c) for a type of property for which column (a) is checked,
LHA For Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule M (Form 990) (2010)
03214112-23-10
Supplemental Information to Form 990 or 990-EZ OMB No.
Complete to provide information for responses to specific questions on 2010Form 990 or 990-EZ or to provide any additional information. "'Op-ewtoPubllc'-
Attach to Form 990 or 990-E7- I I Inspection
Employer identification numberTHE DOE FUND, INC. 13-3412540
SCHEDULE 0(Form 990 or 990-EZ)
Department of the TreasuryInternal Revenue Service
Name of the organization
FORM 990, PART III, LINE 1, DESCRIPTION OF ORGANIZATION MISSION:
DEVELOP HOUSING FOR LOW AND MODERATE INCOME PERSONS.
FORM 990, PART III, LINE 4A, PROGRAM SERVICE ACCOMPLISHMENTS:
CITY IN 50 YEARS AS WELL AS THE CONCEPTUALIZATION, DEVELOPMENT,
CONSTRUCTION AND SUBSEQUENT MANAGEMENT OF THE PETER JAY SHARP CENTER
FOR OPPORTUNITY, A 400-BED STATE-OF-THE-ART HOMELESS FACILITY THAT HAS
REDEFINED HOMELESS SERVICES IN NEW YORK CITY. WITH VARIOUS
REVENUE-GENERATING MICRO-BUSINESSES, INCLUDING A PEST EXTERMINATION
COMPANY AND A DIRECT MAIL FULFILLMENT HOUSE, THE DOE FUND IS ON THE
FOREFRONT OF SOCIAL ENTREPRENEURSHIP, DIVERSIFYING ITS FUNDING SOURCES
WHILE SIMULTANEOUSLY PROVIDING INDUSTRY-SPECIFIC TRAINING OPPORTUNITIES
FOR ITS PROGRANS'PARTICIPANTS.
FORM 990, PART VI, SECTION A, LINE 2: GEORGE MCDONALD IS THE PRESIDENT OF
THE DOE FUND, INC. HARRIET KARR MCDONALD IS THE EXECUTIVE VICE PRESIDENT
OF THE DOE FUND, INC. JOHN MCDONALD IS THE CHIEF OPERATING/FINANCIAL
OFFICER OF THE DOE FUND, INC. GEORGE MCDONALD AND HARRIET KARR MCDONALD
ARE HUSBAND AND WIFE. JOHN MCDONALD IS THE SON AND STEP-SON OF GEORGE
MCDONALD AND HARRIET KARR MCDONALD, RESPECTIVELY.
FORM 990, PART VI, SECTION A, LINE 6: FOR A LIST OF MEMBERS PLEASE REFER
TO PART VII
FORM 990, PART VI, SECTION B, LINE 11: THE CHIEF FINANCIAL OFFICER, CHIEF
OPERATING OFFICER AND CHIEF EXECUTIVE OFFICER REVIEW THE VARIOUS IRS FORMLHA For Paperwork Reduction Act Notice, see the Instructions for Form 990 or 990-EL Schedule 0 (Form 990 or 990-EZ) (2010)03221101-24-11
Name of the organization - -- - - Employer identification numberTHE DOE FUND, INC. 1 13-3412540
9905 FOR THE ORGANIZATION. THEY ARE THEN PASSED ONTO CHAIRMAN OF FINANCE
COMMITTEE FOR REVIEW AND RATIFIED BY THE CHAIRMAN OF THE BOARD AT THE BOARD
MEETING.
FORM 990, PART VI, SECTION B, LINE 12C: AN ANNUAL EMAIL IS FORWARDED TO
ALL DOE FUND EMPLOYEES ASKING THAT ANY "CONFLICTS" BE DISCLOSED IMMEDIATELY
TO HUMAN RESOURCES AND ALSO REMINDING THEM TO ADHERE TO POLICY. FOR
MONITORING PURPOSES ALL STAFF ARE ASKED TO BE COGNIZANT OF SUCH ACTIVITY
AND TO BE GIVEN THE OPPORTUNITY TO REPORT A CONFLICT ANONYMOUSLY TO HUMAN
RESOURCES, SHOULD A PARTICULAR EVENT ARISE. THE CONFLICT OF INTEREST
POLICY IS DISTRIBUTED ANNUALLY AND SIGNED BY THE OFFICERS, BOARD MEMBERS
AND KEY EMPLOYEES.
FORM 990, PART VI, SECTION B, LINE 15: EVERY THREE YEARS, THE ORGANIZATION
ENGAGES A FIRM WHICH UTILIZES COMPARABILITY DATA AND SPECIALIZES IN
EXECUTIVE COMPENSATION MATTERS TO REVIEW THE COMPENSATION OF PRESIDENT,
EXECUTIVE VICE PRESIDENT, CHIEF OPERATING OFFICER AND CHIEF FINANCIAL
OFFICER. THE BOARD REVIEWS THE REPORT PROVIDED BY THE FIRM AND SETS THE
COMPENSATION FOR THESE OFFICERS AND KEY EMPLOYEES IN AN EXECUTIVE SESSION
OF A MEETING OF THE BOARD OF DIRECTORS WHICH EXCLUDES ALL EMPLOYEES OF THE
DOE FUND, INC.
FORM 990, PART VI, LINE 17, LIST OF STATES RECEIVING COPY OF FORM 990:
NY,PA,AZ,MA,OH,CT,CA,FL,GA,IL,ME,MI,J4N,NH,NJ,NM,NC,OR,RI,SC,VA,WA
FORM 990, PART VI, SECTION C, LINE 19: THE COMPANY MAKES ITS GOVERNING
DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE
UPON REQUEST.Schedule 0 (Form 990 or 990-EZ) (2010)
Name of the organization - Employer Identification numberTHE DOE FUND, INC. 1 13-3412540
FORM 990, PART XI, LINE 5, CHANGES IN NET ASSETS:
NET UNREALIZED GAINS ON INVESTMENTS: 58.
FORM 990, PART XI, LINE 2
FINANCIAL STATEMENTS ARE AUDITED BY AN INDEPENDENT ACCOUNTANT
THIS ORGANIZATION SHARES A COMMON BOARD OF DIRECTORS WITH THE DOE FUND,
INC. AND OTHER RELATED ORGANIZATIONS. AS SUCH, THE FINANCIAL
INFORMATION OF THIS ORGANIZATION IS INCLUDED IN THE COMBINED FINANCIAL
STATEMENTS OF THE DOE FUND, INC. AND AFFILIATES WHICH ARE AUDITED
ANNUALLY BY AN INDEPENDENT ACCOUNTANT. AN AUDIT COMMITTEE ASSUMES
RESPONSIBILITY AND OVERSIGHT OF THE AUDIT OF THE COMBINED FINANCIAL
STATEMENTS AND SELECTION OF AN INDEPENDENT ACCOUNTANT. THE DOE FUND,
INC. AND AFFILIATES RECEIVED FEDERAL AWARDS AND WAS REQUIRED TO UNDERGO
AN AUDIT IN ACCORDANCE WITH THE SINGLE AUDIT ACT AND OMB CIRCULAR
A-133. THE FINANCIAL STATEMENTS OF THE DOE FUND, INC • AND AFFILIATES
WERE AUDITED IN ACCORDANCE WITH THESE REQUIREMENTS. THERE HAS BEEN NO
CHANGE IN THIS PROCESS FROM THE PRIOR YEAR.
FORM 990, PART XI, LINE 2C
THE AUDIT COMMITTEE ASSUMES RESPONSIBILITY FOR OVERSIGHT OF THE AUDIT
NO CHANGE FROM PRIOR YEAR
FORM 990, PART IX, LINE 7
SALARIES PAID FOR RELATED ORGANIZATIONS
THE DOE FUND, INC. ACTS AS A COMMON PAYMASTER FOR THIS AND OTHER
RELATED ORGANZAT IONS.03221201-24-11 Schedule 0 (Form 990 or 990-EZ) (2010)
Employer identification number13-3412540
03221201-24-11 Schedule 0 (Form 990 or 990-E4 (2010)
YORK
YORK
YORK
YORK
IA
/A
IA
IA
X
x
I IXSchedule R (Form 990)2010
01(C) (3)
01(C) (3)
01(C) (3)
01(C) (3)
OMB No. 1545-0047SCHEDULE H(Form 990)Department of the TreasuryInternal Revenue Service
Related Organizations and Unrelated PartnershipsComplete if the organization answered "Yes' to Form 990, Part IV, line 33,34,35,36, or 37.
Attach to Form 990. Pop. See separate instructions.
Name of the organization Employer identification numberTHE DOE FUND, INC. 13-3412540
[Part 1] Identification of Disregarded Entities (Complete if the organization answered "Yes' to Form 990, Part IV, line 33.)
(a)Name, address, and EIN
of disregarded entity
(b) (c) (d) (e) (f)Primary activity Legal domicile (state or Total income End-of-year assets Direct controlling
foreign country) I I entity
IRON HORSE MANAGERS LLC - 05-0567718
232 EAST 84TH STREET KANAGEMENT OF AFFORDABLE
NEW YORK, NY 10028 HOUSING ITEW YORK rHE DOE FUND, INC.
PEST AT REST LLC - 73-1687383
232 EAST 84TH STREET EXTERMINATING WORK TRAINING
NEW YORK, NY 10028 PROGRAM 1KW YORK rHE DOE FUND, INC.
55 CLINTON PLACE, LLC - 13-3645176
232 EAST 84TH STREET kFFORDABLE HOUSING REAL
NEW YORK, NY 10028 ESTATE DEVELOPMENT IEW YORK rHE DOE FUND, INC.
SUMMIT AVENUE CENTER FOR OPPORTUNITY, LLC -
26-0238368, 232 EAST 84TH STREET, NEW YORK, FFORDABLE HOUSING REAL
NY 10028 STATE DEVELOPMENT 1KW YORK 'HE DOE FUND, INC.
rpj Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes' to Form 990, Part IV, line 34 because it had one or more related tax-exemptorganizations during the tax year.)
(a) (b) (c) (d) (e) (f) (Name, address, and EIN Primary activity Legal domicile (state or Exempt Code Public charity Direct controllingof related organization foreign country) section status (if section entity entity?
501 (c)(3)) Yes I NoBACK OFFICE OF NEW YORK,INC - 13-3998488 rO PROVIDE WORK AND
C/O 232 EAST 84TH STREET rRAINING SERVICES TO
NEW YORK, NY 10028 HOMELESS INDIVIDUALS
READY,WILLING,& ABLE,INC. - 13-3607921 JOB TRAINING AND
C/O 232 EAST 84TH STREET NCCOMODATION FOR HOMELESS
NEW YORK, NY 10028 UM INDIGENT
A BETTER PLACE HDFC - 13-3645176
C/O 232 EAST 84TH STREET ?ERMANENT HOUSING FOR
NEW YORK, NY 10028 LOMELESS PERSONS
RWA TO ACHIEVE INDEPENDENCE, INC. - 1KLFARE TO WORK PROGRAMS
13-4081152, C/O 232 EAST 84TH STREET, NEW
IAMILIES
OR INDIVIDUALS AND
YORK, NY 10028 ON PUBLIC
For Paperwork Reduction Act Notice, see the Instructions for Form 990.
LHA
Schedule R(Form 990) THE DOE FUND, INC. 133412540
I Part I I Continuation of Identification of Disregarded Entities
(a) (b) (C) (d) (e) (f)
Name, address, and EIN Primary activity Legal domicile (state or Total income End-of-year assets Direct controllingof disregarded entity foreign country) entity
TDF 170TH STREET, LLC - 26-1437972
232 EAST 84TH STREET INTEREST IN PROVIDING
NEW YORK, NY 10028 AFFORDABLE HOUSING ITEW YORK rHE DOE FUND, INC.
TDF TIFFANY STREET LLC - 26-1438318
232 EAST 84TH STREET INTEREST IN PROVIDING
NEW YORE, NY 10028 AFFORDABLE HOUSING qEW YORK 'HE DOE FUND, INC.
TDF E. 148TH STREET LLC - 26-1569770
232 EAST 84TH STREET INTEREST IN PROVIDING
NEW YORK, NY 10028 AFFORDABLE HOUSING EW YORK HE DOE FUND, INC.
TDF BRUCKNER LLC - 26-2694001
232 EAST 84TH STREET
IN PROVIDING INEW YORK, NY 10028
H HOUSING EW YORK
FHE DOE FUND, INC.
700 GERARD LLC - 26-3935526
232 EAST 84TH STREET
NEW YORK, NY 10028
POEST@REST NEWARK, LLC - 27-3279633
232 EAST 84TH STREET
NEW YORK, NY 10028
BLE HOUSING REAL -
DEVELOPMENT kEW YORK
YORK
DOE FUND. INC.
2HE DOE FUND, INC.
032221 12-30-10
Schedule R(Form 990) THE DOE FUND, INC. 133412540
I Part iii Continuation of Identification of Related Tax-Exempt Organizations
(a) (b) (c) (d) (e) (f) (
Name, address, and EIN Primary activity Legal domicile (state or Exempt Code Public charity Direct controllingSCtI(bX13)
controlled
of related organization foreign country) section status (if section entity organization?
501 (c)(3)) Yes I NoPORTER AVENUE HDFC - 13-4178045C/O 232 EAST 84TH STREET JEOPLESISTANCE TO INDIGENTNEW YORK, NY 10028 EW YORE 01(C)(3) IA xGATES AVENUE HDFC - 13-3550051 PROVIDE HOUSINGC/O 232 EAST 84TH STREET COMODATIONS TO HOMELESSNEW YORK, NY 10028 OPLE 9EW YORE 01(C)(3) 9 /A XNO.1 SINGLE ROOM OCCUPA.DEV. FUND CORP. - ROVIDE SINGLE ROOM13-3906301, C/O 232 EAST 84TH STREET, NEWYORE, NY 10028GREENE QUINCY HDFC - 13-4018779C/0 232 EAST 84TH STREETNEW YORK, NY 10028NUMBER 1 SINGLE ROOM OCCUPANCY HDFC -13-3906301, C/O 232 EAST 84TH STREET, NEWYORK, NY 10028RENAISSANCE CONSORTIUM INC. - 13-3733973C/O 232 EAST 84TH STREETNEW YORK, NY 10028READY,WILLING,& ABLE AMERICA, INC. -27-1780905, C/O 232 EAST 84TH STREET, NEWYORK, NY 10028READY,WILLING, & ABLE PHILADELPHIA, INC -26-2150260, C/0 232 EAST 84TH STREET, NEWYORK, NY 10028
CUPANCY TO INDIGENT ANDMELESS INDIVIDUALSPROVIDE HOUSINGCOMODATIONS TO HOMELESSOPLEOVIDE SINGLE ROOMCUPANCY TO INDIGENT ANDt4ELESS INDIVIDUALSB TRAINING ANDCOMODATION FOR HOMELESSD INDIGENTPROVIDE HOUSINGCOMODATIONS TO HOMELESSOPLEB TRAINING AND,NSITI0NAL HOUSING FORt!ELESS AND INDIGENT
YORK 01(C) (3) /A XYORK 01(C) (3) /A XYORK 01(C) (3) /A XYORK 01(C) (3) IA XYORK 01(C) (3) /A X
01(C) (3) A X
032222 12-30-10
Schedule R (Form ggO)2010 THE DOE FUND, INC. 13-3412540 Page
Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" to Form 990, Part IV, line 34 because it had one or more relatedorganizations treated as a partnership during the tax year.)
(a) I (b) I (c) I (d) I (e) (f) I (g) I (h) (i) I I (k)
Name, address, and EIN I Primary activity I Legal I Direct controlling IdomicilePredominant income i Share of total I Share of Disproportion- Code V-UBI IGeneral OdPercentage
I I
of related organization
I(state or I entity I (related, unr
20 of Schedule partner?I income I end-of-year ate allocations? amount in box managing ownershipI
foreign I lexciuded from tax under assetsYes I No K-i (Form 1065) FYesI No Icountry) I sections 512-514) I
A BETTER PLACE LP - RENTAL REAL
^DFC13-3858328, C/0 232 EAST 84TH STATE-LOW BETTER PLACE
STREET, NEW YORK, NY 10028 frNCOME HOUSING NY ELATED N/A
TDF 2000 PARTNERS L.P. - RENTAL REAL
13-4086717, C/O 232 EAST 84TH ESTATE-LOW
STREET, NEW YORK, NY 10028 INCOME HOUSING NY rDF 2000 CORP. RELATED X N/ASTADIUM COURT ASSOCIATES LLC
- 02-0666150, C/O 232 EAST RENTAL REAL
84TH STREET, NEW YORK, NYESTATE-LOW IRON HORSE
10028 INCOME HOUSING NY NIANAGERS LLC RELATED PC N/AEAST 170TH STREET ASSOCIATES,
LP - 20-5968569, 155 AVENUE
OF THE AMERICAS, 3RD FLOOR, fOW INCOME EAST 170TH
NEW YORK, NY 10013 LOUSING NY PTREET GP, LLC RELATED - N/A -
rpartivi Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes' to Form 990, Part IV, line 34 because it had one or more relatedA organizations treated as a corporation or trust during the tax year.)
(a) (b) (c) (d) (e) (f) (g) (h)
Name, address, and EIN Primary activity Legal domicile Direct controlling Type of entity Share of total Share of Percentaof related organization (state or entity (C corp, S corp. income end-of-year ownersh
foreign
country)or trust) assets
AB? EAST 86TH STREET CORP - 13-3858327
C/O 232 EAST 84TH STREET
NEW YORK, NY 10028
TDF 2000 CORP - 13-4086720
C/O 232 EAST 84TH STREET
NEW YORK, NY 10028
TDF REAL ESTATE AND PROPERTY SERVICES, INC -
26-1444489, C/O 232 EAST 84TH STREET, NEW YORK, NY
10028
DOE 21ST 1H, LLC - 26-1433572
C/O 232 EAST 84TH STREET
NEW YORK, NY 10028
BETTER PLACE
NG DEVELOPMENT
NY IDFC 2 CORP
lUMBER ONE
;INGLE ROOM
ESTATE
NY ICCUPANCEY 2 CORP
HE DOE FUND,
ESTATE SERVICES
NY
CORP
DOE FUND,
NY
CORP
I I I I I I032162 12-21-10 Schedule R (Form 990)2010
ITIFFANY STREETNY P LLC N/A
TIFFANYET LLC
DOD REALTEP/NY, LLC
BRUCKNER
LLC
ppI
N/A
N/A
N/A
N/A
Schedule R (Form 990) THE DOE FUND, INC. 13-3412540
I Part III I Continuation of Identification of Related Organizations Taxable as a Partnership
(a) (b) (c) (d) (e) (f) (g) (h) (i) (j) (k)
Name, address, and EIN Primary activity Legal Direct controlling Predomin managingant income Share of total Share of Disproportion- Code V-1.1131 General o Percentage
domicileof related organization (state or entity (related, unrelated income end-of-year te allocations? amount in box ownership
foreign exc'uded from tax under assets 20 of Schedulesec K-i (Form 1065) 'et Nosections 5 12-514) Ye_________
EAST 170TH STREET GP, LLC -s
LO20-5968409, 155 AVENUE OF THEAMERICAS, 3RD FLOOR, NEW LOW INCOME
PREET LEF 170TH
YORK. NY 10013 HOUSING J LLC LATED N/A
- 26-0440185, 155 AVENUE OFTHE AMERICAS, 3RD FLOOR, NEW LOW INCOMEYORK, NY 10013 HOUSINGTIFFANY STREET GP,LLC -26-0440390, 155 AVENUE OF THEAMERICAS, 3RD FLOOR, NEW.0W INCOMEYORK, NY 10013 lOUSINGWEBSTER AFFORDABLE SOLUTIONSLLC - 20-4383867, 260CHRISTOPHER LANE, STATEN LOW INCOMEISLAND, NY 10314 HOUSINGMANAGER BRUCKNER, LLC -26-1648377, 155 AVENUE OF THEAMERICAS, 3RD FLOOR, NEW INCOMEYORK, NY 10013BRUCKNER BY THE BRIDGE, LLC -26-2792005, 155 AVENUE OF THEAMERICAS, 3RD FLOOR, NEW INCOMEYORK, NY 10013
032223 12-30-10
Schedule R (Form 99O)2010 THE DOE FUND, INC. 13-3412540 Page3
[Part Vi Transactions With Related Organizations (Complete if the organization answered 'Yes to Form 990, Part IV, line 34, 35, 35a, or 36.)
Note. Complete line 1 if any entity is listed in Parts II, Ill, or IV of this schedule. Yes No
I During the tax year, did the organization engage in any of the following transactions with one or more related organizations listed in Parts lil y? -
a Receipt of (I) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity ...............................................................la - Xb Gift, grant, or capital contribution to other organization(s) .........................................................................................................................lb - Xc Gift, grant, or capital contribution from other organization(s) ..................................................................................................................................... ic - Xd Loans or loan guarantees to or for other organization(s) .......................................................................................................................................... Id - Xe Loans or loan guarantees by other organization(s) ...................................................................................................................................le - X
fSale of assets to other organization(s) ............................................................................................................................................ ifg Purchase of assets from other organization(s) ................................................................................................................................ X.ig
h Exchange of assets ..........................................................................................................................................................................................lh Xi Lease of facilities, equipment, or other assets to other organization(s) ........................................................................................................................ ii X
Lease of facilities, equipment, or other assets from other organization(s) ....................................................................................lj A
k Performance of services or membership or fundraising solicitations for other organization(s) ..........................................1k XI Performance of services or membership or fundraising solicitations by other organization(s) ..........................................................11 Xm Sharing of facilities, equipment, mailing lists, or other assets ........................................................................................................................... im XnSharing of paid employees .................................................................................................................in X
o Reimbursement paid to other organization for expenses ............................................................................................................10p Reimbursement paid by other organization for expenses ...........................................................................................................ip I I X
q Other transfer of cash or property to other organization(s) .........................................................................................................................................r Other transfer of cash or property from other organization(s) ...........................................................................................................................................................................
032163 12-21-10 Schedule R (Form 990)2010
Schedule R (Form 9gO)2010 THE DOE FUND, INC. 13-3412540 Page
[!art VII Unrelated Organizations Taxable as a Partnership (Complete if the organization answered Ye? to Form 990, Part IV, line 37.)
Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assets or gross revenue)
Schedule R (Form 990)2010
03216412-21-10
Shedule A (Form 990) 2010 THE DOE FUND, INC. 13-3412540 Page 5I Part VII I Supplemental Information
Complete this part to provide additional information for responses to questions on Schedule A (see instructions).
th1b12-21-10 Schedule R (Form 990) 2010
Form 4562Department of the TreasuryInternal Revenue Service (99)
Name(s) shown on return
Depreciation and Amortization 990(Including Information on Listed Property)
See separate instructions. Attach to your tax return.I Business or activity to which this form relate
OMB No. 1545-0172
2010AttachmentSequence No. 67
entifying number
3-3412540nplete Part!.
500,000.
2.000.000.
THE DOE FUND, INC. IFORM 990 PAGE 10Part II Election To Expense Certain Property Under Section 179 Note: If you have any listed property, complete Part V before
1 Maximum amount (see instructions) .1
2 Total cost of section 179 property placed in service (see instructions)
3 Threshold cost of section 179 property before reduction in limitation .3
4 Reduction in limitation. Subtract line 3 from line 2. If zero or less, enter -0-5 Dollar limitation for tax year. Subtract line 4 from line 1. if zero or less, enter -0-. If married filing separately, see Instructions 5
6 (a) Desaiption of property (b) Cost (business use only) I (c) Elected cost
7 Listed property. Enter the amount from line 29 I 7 I8 Total elected cost of section 179 property. Add amounts in column (c), lines 6 and 7
9 Tentative deduction. Enter the smaller of line 5 or line 8
10 Carryover of disallowed deduction from line 13 of your 2009 Form 4562
11 Business income limitation. Enter the smaller of business income (not less than zero) or line 5
12 Section 179 expense deduction. Add lines 9 and 10, but do not enter more than line 11 ....................................13 Carryover of disallowed deduction to 2011. Add lines 9 and 10, less line 12 'I 13 INote Do not use Part // or Part Ill below for listed property. Instead, use Part V.
I Part III Special Depreciation Allowance and Other Depreciation (Do not include listed property.)
14 Special depreciation allowance for qualified property (other than listed property) placed in service during
the tax year
15 Property subject to section 168(0(1) election
MACRS Depreciation (Do not include listedSection A
17 MACRS deductions for assets placed in service in tax years beginning before 2010 I 17 I 18,661.18 If you are electing to group any assets placed in service during the tax year Into one or more general asset accounts, check here [1 I
Section B - Assets Placed in Service During 2010 Tax Year Using the General Depreciation System(b)Month and (c) Basis for depreciation
(a) Classification of property year placed (business/Investment use (d) Recovery I (e) Convention I (f) Method I (g) Depreciation deductionIn service only - see instructions) period
19a 3-year property
b
d 1
e 1
f
g 25-year property 25 yrs. S/L
h Residential rental property27.5 yrs. MM S/L
I 27.5 yrs. MM S/L
I ____________I Nonresidential real property
39yrs. MM S/L MM SA-
Section C - Assets Placed in Service During 2010 Tax Year Using the Alternative Depreciation
20a Class life S/Lb 12-year 12 yrs. S/LC 40-year / 40 vrs. MM S/L
21 Listed property. Enter amount from line 28
22 Total. Add amounts from line 12, lines 14 through 17, lines 19 and 20 in column (g), and line 21.
Enter here and on the appropriate lines of your return. Partnerships and S corporations- see instr......................23 For assets shown above and placed in service during the current year, enter the I I
LHA For Paperwork Reduction Act Notice, see separate instructions.
289,531.
Form 4562 (2010)
(d) I (e)Code I Amorliation
section I nnind Ar nArn1
(f)Amortizationfor this year
of costs
Data amortizafon
Form 4562(2010) THE DOE FUND, INC. 13-3412540 Page 2computers, and property used for entertainment, recreation, or
Note: For any vehicle for which you are using the standard mileage rate or deducting lease expense, complete only 24a, 24b, columns (a)through (C) of Section A, all of Section B, and Section C if applicable.
Section A - Depreciation and Other Information (Caution: See the instructions for limits for passenger automobiles.)24a Do you have evidence to support the business/investment use claimed? L_J Yes Li No 24b If "Yes," is the evidence written? L.......J Yes L......J No
(a)I (b) I (c) I (d) I (e) (f) I (g) (h) (i)I Date I Business/ Cost or I Basis for depreciation Recovery I Method/ Depreciation ElectedType of propertyI placed in I investment (bustness/lnvestnient(list vehicles first) service use percentage other basis use only) period Convention deduction section 179
cost
25 Special depreciation allowance for qualified listed property placed in service during the tax year and
F25used more than 50% in a aualified business use .......................................................................................business use:
27 Property used 50% or less in a qualified business use:
% S/L-
ii % S/L.
ii % S/L-
28 Add amounts In column (Ii), lines 25 through 27. Enter here and on line 21, page 1 I 28
29 Add amounts in column (I), line 26. Enter here and on line 7, page 1 I 29
Section B - Information on Use of Vehicles
Complete this section for vehicles used by a sole proprietor, partner, or other "more than 5% owner," or related person.If you provided vehicles to your employees, first answer the questions in Section C to see if you meet an exception to completing this section forthose vehicles.
(a) (b) (c) (d) (e) (f)Vehicle Vehicle Vehicle Vehicle Vehicle Vehicle30 Total business/investment miles driven during the
year (do not include commuting miles)
31 Total commuting miles driven during the year
32 Total other personal (noncommuting) miles
driven33 Total miles driven during the year.
Add lines 30 through 32
34 Was the vehicle available for personal use
during off-duty hours?
35 Was the vehicle used primarily by a more
than 5% owner or related person?36 Is another vehicle available for personal
Section C - Questions for Employers Who Provide Vehicles for Use by Their Employees
Answer these questions to determine if you meet an exception to completing Section B for vehicles used by employees who are not more than 5%owners or related persons.
37 Do you maintain a written policy statement that prohibits all personal use of vehicles, including commuting, by your Yes No
employees? .- -38 Do you maintain a written policy statement that prohibits personal use of vehicles, except commuting, by your
employees? See the instructions for vehicles used by corporate officers, directors, or 1% or more owners .- -
39 Do you treat all use of vehicles by employees as personal use? .- -
40 Do you provide more than five vehicles to your employees, obtain information from your employees about
the use of the vehicles, and retain the information received? - -41 Do you meet the requirements concerning qualified automobile demonstration use? .-
Part VII Amortization
42 Amortization of costs that
2010 tax
43 Amortization of costs that began before your 2010 tax year
016252 12-21-10 Form 4562(2010)
COPY OF WITHIN PAPERRECEIVED
MAY 18 .2012
NYS OFFI C E OF THE ATTORNEY GECHARITIES BUREAU
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