The Herd as a Means- by David L. Hull. PSA: Proceedings of the Biennial Meeting of the Philosophy of Science Association,Vol. 1980, Volume Two: Symposia and Invited Papers (1980),

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    The Herd as a MeansAuthor(s): David L. Hull

    Source: PSA: Proceedings of the Biennial Meeting of the Philosophy of Science Association,Vol. 1980, Volume Two: Symposia and Invited Papers (1980), pp. 73-92Published by: The University of Chicago Presson behalf of the Philosophy of Science AssociationStable URL: http://www.jstor.org/stable/192587.

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    The Herd as a Means

    David L.

    Hull

    University of

    Wisconsin-Milwaukee

    In 1886

    Friedrich Nietzsche noted the

    following

    basic error

    in

    the

    philosophies of his day,

    .".

    ..to place the goal in the herd and not in

    single

    individuals The herd

    is

    a

    means,

    no

    more

    But now one

    is

    at-

    tempting to

    understand

    the

    herd as

    an

    individual

    and to

    ascribe

    to it

    a

    higher rank than to

    the

    individual--profound

    misunderstanding

    Also

    to

    characterize

    that

    which makes

    herdlike,

    sympathy,

    as

    the

    more

    valu-

    able

    side to our

    nature '

    (Nietzsche

    1901, p.

    403).

    The recent

    flap

    over sociobiology

    has

    stemmed argely from

    the

    fear

    that

    biology is

    being used to

    justify a Nietzschean

    view of

    human soci-

    eties, as

    if

    the chief

    good

    in

    human relations must

    be

    basically

    selfish,

    as

    if

    apparently

    altruistic

    behavior

    is

    fundamentally

    hypocritical.

    FromDarwin to the present, biologists have blithely attributed the

    presence and

    persistence

    of all sorts of

    traits, including behavioral

    traits, to

    the "good

    of the species".

    Wynne-Edwards

    1962)

    pushed

    this

    view to

    such an

    extreme that

    finally

    biologists were

    roused to

    inquire

    whether the emperor

    really was wearing

    any clothes.

    Beginning

    with Wil-

    liams

    (1966), a whole

    series of

    biologists

    have shown

    exactly how

    dif-

    ficult

    it is

    for

    anything

    to

    be

    done

    for

    the good

    of

    the species

    if

    spe-

    cies

    evolve

    the

    way that we think

    they do.

    The

    biological

    issues are:

    (a) the nature

    of

    organization,

    (b)

    the levels of

    organization

    which

    actually exist

    in

    particular

    sorts of

    organisms,

    and

    (c)

    the

    evolution-

    ary

    processes

    which can take

    place at

    each of these

    levels.

    These are

    among

    the questions

    with

    which the

    following

    papers by Sober

    (1981)

    and

    Wimsatt (1981) deal. The purpose of this paper is to explain the cur-

    rent

    state

    of biological

    theory

    on these

    issues and

    its

    implications for

    human

    societies. I argue

    that

    the nature of

    biological evolution

    and

    biological

    organization

    have important

    implications for

    human

    societies,

    butnot the ones

    usually

    claimed. In

    the first

    place, the

    fundamentals

    of

    evolutionary

    theory

    are currently in

    a

    state of flux.

    Now is not the

    time

    to take a

    particular

    interpretation

    of

    biological

    evolution

    and

    apply

    it

    uncritically to

    social

    evolution.

    However, our

    understanding

    PSA 1980, Volume 2, np. 73-92

    Copyright (

    1981 by the

    Philosophy of

    Science

    Association

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    74

    of the

    complexities,

    problems

    and

    possible solutions

    in biology

    can

    profitably

    be

    used to

    help

    us increase

    our

    understanding

    of societies

    and how

    they can

    change.

    Conversely,

    there

    is

    no reason

    why

    our knowl-

    edge

    of social

    organization

    cannot be

    used

    to help

    understand

    biologi-

    cal evolution.

    1. Group

    Characteristics

    and Group

    Selection

    One

    fundamental

    question

    in theoretical

    biology

    today

    is

    the nature,

    existence

    and role

    of

    "group characteristics"

    in the

    evolutionary

    pro-

    cess. For

    example,

    Wynne-Edwards

    notes

    that in developing

    his

    ideas:

    ...

    it soon

    became

    apparent

    that

    the greatest benefits

    of

    sociality

    arise

    from its

    capacity

    to override

    the advantage

    of

    the

    individual

    members

    in the

    interests

    of

    the

    survival

    of the

    group

    as a

    whole.

    The kind of

    adaptations

    which

    make this

    possible,

    as explained

    more

    fully here, belong to and characterize social groups as entities,

    rather

    than their

    members individually.

    This

    in turn seems

    to en-

    tail that

    natural selection

    has

    occurred between

    social

    groups

    as

    evolutionary

    units in

    their

    own right,

    favoring

    the

    more

    efficient

    variants among

    social

    systems

    wherever

    they have

    appeared,

    and

    fur-

    thering their

    progressive

    development

    and

    adaptation. (1963,

    p.

    623).

    Wynne-Edwards

    s

    claiming

    three

    things

    in the preceding

    quotation:

    (a)

    that groups

    themselves

    can

    have adaptations,

    (b)

    that selection

    can

    operate

    on such

    groups,

    and

    (c)

    that

    the

    good

    of

    the group

    can

    override

    the good

    of its

    members.

    Most

    discussions

    of

    group selection

    have

    dealt with the final claim. If something

    is

    a genuine

    group, then

    the

    conditions

    under which

    it can be selected

    over and above its individual

    membersare

    very rare.

    If

    group

    selection

    occurs

    at

    all, it is

    hardly

    a

    major

    feature

    of evolution (but

    see Wade

    1978).

    Much

    less

    attention

    has

    been paid

    to

    the other two

    claims.

    The crucial

    distinction

    for

    our

    purposes

    is

    between properties

    of

    single organisms

    and

    properties

    of

    more inclusive

    entities.

    A single

    mammal an

    possess

    mammary

    lands.

    These glands

    not

    only do

    not

    aid

    this organism

    in

    its own

    survival,

    but

    are

    actually

    detrimental.

    Hence,

    one

    might be

    tempted

    to

    explain

    the

    possession

    of

    mammary lands

    by

    individual

    mammals

    n

    terms

    of the

    good

    of

    some group--the

    family,

    the tribe

    or

    the species.

    However, these are not the traits of greatest interest to Wynne-Ed-

    wards.

    Some

    properties

    seem

    to characterize

    groups

    as such and

    not

    their members

    severally.

    For example,

    most

    species

    have

    a 50-50

    sex

    ratio.

    Although

    such

    a characteristic

    may

    be

    analyzable

    entirely

    in

    terms

    of

    the

    sex

    of

    the members

    of a

    species,

    it is

    a

    property

    of

    the

    species

    and

    not the

    members

    severally.

    As Williams

    (1966,

    p.

    108) puts

    it,

    the

    contrast

    is

    "between

    a

    population

    of

    adapted

    insects

    and

    an

    adapted

    population

    of insects."

    Other

    examples

    of

    putative

    group

    char-

    acteristics

    are

    balanced

    polymorphisms

    and

    frequency

    dependent

    selec-

    tion.

    These

    are

    the

    sorts

    of

    adaptations

    which Wynne-Edwards

    s

    chief-

    ly

    concerned

    to explain

    in

    terms

    of

    group

    selection.

    One

    element

    in

    Wynne-Edwards' argument, however, tends to get overlooked. As Nietzsche

    fears, Wynne-Edwards

    s "attempting

    to understand

    the

    herd

    as

    an

    indi-

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    75

    vidual." If

    too many adaptations

    "belong

    to and

    characterize

    social

    groups

    as entities," these

    groups

    cease to be

    "groups"

    and become

    indi-

    viduals

    in their own right. One might be

    tempted

    to

    treat an

    organism

    as a

    group

    of

    cells.

    Typically

    we do not because

    of the numerous

    or-

    ganizational properties which serve to integrate these cells

    into

    a

    single

    system (Hull 1976,

    1978).

    The same line

    of

    reasoning

    should

    apply as

    readily

    to

    entities

    more

    inclusive

    than

    single organisms.

    Organization

    is what

    counts.

    Thus, two different

    sorts of

    group

    selection

    must be

    distinguished:

    (i)

    selection

    of

    groups

    as

    well-integrated wholes,

    and

    (ii) selection

    of

    groups because of

    extrinsic constraints. Most discussions concern

    the possibility and

    relative frequency of the second sort

    of

    group

    se-

    lection, the selection

    of

    aggregates

    of

    organisms which are

    selected

    together

    merely because

    they all happen to

    live in

    the same pool

    of

    water or on the same host

    (Wilson 1980). Much

    less

    attention

    has been

    paid to the selection of groups which are really not "groups". In this

    second

    sense, a group can

    function as a

    unit

    of

    selection

    only

    if

    it is

    characterized

    by enough organizational properties.

    The

    trouble

    is

    that

    such highly organized

    groups

    are no

    longer

    properly interpreted

    as

    groups, but

    as

    individuals.

    Anything

    which is

    sufficiently well-organ-

    ized to

    be selected must

    be sufficiently well organized to count

    as an

    individual.

    Williams (1966) reasons

    along much the same

    lines as Wynne-Edwards

    but

    comes

    to

    somewhat different conclusions.

    He

    argues

    that

    the f

    t-

    ness of

    a group can be

    treated as a simple summation of the

    fitnesses

    of its constituent organisms. The organisms are the entities with the

    adaptations.

    For

    example,

    the fleetness of a herd of deer is

    totally a

    function

    of

    the fleetness

    of

    individual

    deer in the

    herd. Only

    if

    the

    herd

    were a well-organized whole could it

    have adaptations of its

    own.

    "Such

    individual

    specialization in a collective function would

    justify

    recognizing the herd as an adaptively

    organized entity. Unlike

    indi-

    vldual

    fleetness, such

    group-related adaptation would require

    something

    more

    than the

    natural selection

    of

    alternative

    alleles as an

    explana-

    tion."

    (Williams 1966, p.

    17).

    One

    point on which

    Williams and Wynne-Edwardsdisagree is the

    actual

    status of

    such things as

    herds

    of

    ungulates and schools of fish.

    WTynne-Edwardshinks they are organized wholes; Williams thinks they

    are

    not.

    Williams views himself as an

    "individual selectionist"

    be-

    cause

    he

    believes that

    "adaptation

    need almost

    never be recognized at

    any

    level

    above that

    of

    a

    pair

    of

    parents and associated

    offspring."

    (Williams

    1966, p. 19). Thus, he would agree

    with Wilson (1971)

    that

    certain

    sorts of

    colonies

    can exhibit adaptations. For example,

    the

    organisms which

    comprise a

    hive in

    certain

    eusocial insects

    exhibit di-

    vision of

    labor, functional and structural

    differentiation,

    character-

    istic

    distributions in the hive both

    spatially at any one time

    and tem-

    porally

    during the "life cycle" of the hive,

    and so on. If such

    hives

    are not

    supraorganismic individuals, nothing

    is.

    For

    this reason, Wilson

    (1971) thinks that selection can take

    place

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    76

    at

    the

    level

    of

    hives. Williams

    (1966) might agree that such hives

    are

    individuals and

    exhibit adaptations of their own, but

    he would draw the

    line at their functioning

    as units

    of selection. This conclusion

    should come as

    no surprise because Williams does not

    think that even

    organisms can

    function as units of selection. "One

    necessary condi-

    tion" for an entity to be selected "is that the selected entity must

    have a

    high

    degree of permanence

    and a low rate of endogenous change,

    relative to the

    degree of bias (differences in selection

    coefficients).?

    (Williams 1966,

    p. 23). Dawkins

    (1976, 1978) has made himself extreme-

    ly unpopular among

    biologists, first, by stripping

    the emperor of yet

    another layer

    of clothes and, second,

    by doing so in a popular format.

    Time and again,

    population biologists can be found

    saying such things

    as

    "evolution

    is nothing but changes

    in gene frequencies.?" Although

    models in population biology need

    not be limited to

    the relative fre-

    quencies of two

    alleles at a single locus, most are.2

    The claim is,

    however,

    that the fitness of an organism

    can be treated as a simple

    summation of the fitnesses of its separate loci. Although Dawkins has

    taken the heat for emphasizing this

    position, it can

    be found explicit-

    ly expressed in Williams. According

    to Williams:

    Obviously

    it is unrealistic to believe that

    a gene actually ex-

    ists in

    its

    own world with no complications other

    than abstract

    selection coefficients and mutation

    rates. The

    unity of the geno-

    type and the

    functional subordination of the individual

    genes

    to

    each other

    and to their surroundings would seem,

    at first sight,

    to

    invalidate

    the one-locus model of natural selection.

    Actually

    these considerations do

    not

    bear

    on

    the basic postulates

    of the

    theory. No matter how functionally dependent a gene may be, and no

    matter

    how

    complicated

    its interactions

    with other genes

    and

    en-

    vironmental factors, it must

    always be

    true

    that

    a given gene

    sub-

    stitution

    will have an arithmetic

    mean effect

    on fitness

    in

    any

    population. One allele

    can

    always

    be

    regarded

    as

    having

    a

    certain

    selection coefficient

    relative to another at the

    same

    locus

    at

    any

    given point in time. Such coefficients

    are numbers

    that

    can

    be

    treated algebraically,

    and conclusions inferred

    for one

    locus can

    be iterated over all loci. Adaptation

    can thus be

    attributed

    to

    the effect of selection acting independently

    at

    each

    locus.

    (1966,

    pp. 56-57).

    The preceding conviction is at the heart of the levels of selection

    controversy

    and

    from

    it to

    sociobiology.

    Some

    of

    the

    objections

    raised

    to

    sociobiology

    have concerned any attempt

    to

    explain

    human

    social

    characteristics biologically,

    but

    others are raised

    to the

    attempt

    to

    do

    so on the

    "gene

    selectionist"

    model.

    These

    critics

    argue

    that

    this

    overly simple model

    will

    not do for

    ordinary biological

    traits. It

    surely

    will

    prove

    inadequate

    for

    social

    traits.

    Although

    Williams acknowledges the existence

    of

    adaptations

    at

    lev-

    els

    more

    inclusive

    than

    single genes

    and even

    organisms,

    he

    is a

    gene

    selectionist

    because

    he

    thinks that

    all these

    adaptations

    can be

    ex-

    plained entirely in terms of selection acting on particular genes. For

    example,

    the adaptations exhibited by

    hives

    are to

    be

    explained by

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    77

    means

    of kin

    selection,

    not selection

    acting

    on

    kinship

    groups. Even

    though Williams

    (1966, pp. 159,

    96-97)

    acknowledges

    that the

    "central

    biological

    problem is not

    survival as

    such,

    but

    design

    for

    survival,"

    he

    maintains that an

    organic adaptation

    is a

    "mechanism

    designed

    to

    promote the success of an individual organism, as measured by the ex-

    tent to which it

    contributes genes to

    later

    generations

    of

    the

    popula-

    tion of

    which it

    is

    a

    member." Once

    again,

    if

    Williams

    thinks that

    se-

    lection does not act

    on

    entities

    composed

    of

    parts

    which all have

    the

    same

    genetic

    makeup--such

    as

    organisms,

    he

    certainly

    cannot

    acknowledge

    as units of

    selection

    entities

    composed

    of

    parts

    with different

    ge-

    netic makeups--such

    as beehives.

    2.

    Replication

    and Interaction

    One

    minor

    source

    of

    confusion in

    the

    group selection

    controversy

    is

    equivocation over

    what

    actually

    counts as

    "individual"

    versus

    "group"

    selection. Gene selectionists term themselves "individual selection-

    ists" because

    genes are

    individuals.

    Organism

    selectionists

    also

    feel

    that

    they

    have

    the

    right to term themselves "individual selectionists"

    because

    organisms

    are

    also

    individuals.

    Finally,

    even such classic

    group

    selectionists as

    Wynne-Edwardshave some

    right

    to be

    termed "in-

    dividual

    selectionists" because

    they argue

    that

    many so-called

    "groups"

    are

    really

    individuals

    A

    more

    serious

    source

    of

    confusion

    has been a

    systematic

    equivocation

    over two

    different senses

    of

    "selection"

    and

    "unit

    of

    selection."

    Williams (1966, p.

    25)

    proposes

    to

    redefine "gend'

    in

    evolutionary contexts

    as "any

    hereditary

    information for

    which there

    is a

    favorable or

    unfavorable

    selection

    bias equal to

    several or

    many

    times its rate of endogenous change." Dawkins (1978, p. 67) suggests

    replacing

    the term "gene"

    in such

    contexts with the

    more

    general term

    "replicator",

    which

    he

    defines as "any

    entity in

    the universe which

    in-

    teracts with its

    world,

    including other

    replicators, in such

    a way

    that

    copies

    of

    itself are made.

    A

    corollary

    of

    the

    definition is

    that at

    least

    some

    of

    these

    copies, in

    their turn, serve as

    replicators...

    .'"

    I

    find Dawkins'

    notion

    of a replicator

    an

    important Improvement

    in

    the

    conceptual foundations

    of

    evolutionary theory,

    but in

    his defini-

    tion he runs

    two sorts of

    interaction together, the

    sort

    of

    interaction

    necessary

    for

    a

    replicator to

    replicate

    itself and the sort

    which pro-

    duces differential replication. That these are two different processes

    can be

    seen in the

    fact that

    they

    are

    usually carried on

    by

    different

    entities

    at

    different levels of

    organization. Not

    only

    that, but

    be-

    cause

    these

    functions are

    so

    different, the entities

    which

    perform them

    tend to be

    characterized

    by different sorts of

    general properties. The

    only "adaptations"

    which a

    replicator needs

    are

    those to promote

    repli-

    cation.

    All that

    an entity need

    be able to

    do to function

    as a

    repli-

    cator

    is to

    replicate

    itself, the more

    directly the

    better. If all

    that

    goes on

    is

    replication,

    evolution of sorts

    might

    result, but not

    evolution

    through

    selection. In order for

    selection to occur, an ad-

    ditional

    process is

    necessary. Either the

    replicator itself or else

    some more

    inclusive

    entity produced

    by the

    replicator must

    interact

    with its environment in such a way that replication is differential.

    These

    latter entities are

    the

    entities which have

    "adaptations" in the

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    78

    usual

    biological sense of this

    term.

    Elsewhere

    I (Hull 1980,

    p. 318) have

    termed the entities

    which

    function in this

    second process

    "interactors" and

    defined

    these two

    technical terms as

    follows:

    replicator:

    an entity that passes

    on its structure

    directly in

    replication.

    interactor:

    an entity

    that directly

    interacts as a cohesive

    whole

    with its environment

    in such a way that

    replication

    is

    dif ferential.

    With the aid

    of

    these two technical

    terms, the

    selection process

    it-

    self can be defined as follows:

    selection: a process in which the differential extinction and pro-

    liferation

    of interactors

    cause the differential

    per-

    petuation

    of the replicators

    which produced

    them.

    In selection

    processes,

    replicators replicate

    themselves.

    In the

    beginning,

    the first replicators

    probably

    also functioned

    as the only

    interactors

    as well.

    However, as evolution

    proceeded,

    these two func-

    tions

    became differentiated.

    Replicators

    began to produce

    evermore

    in-

    clusive

    interactors

    to cope with evermore

    inclusive

    and complex envi-

    ronments. The result

    is the

    part-whole hierarchies

    which

    are so char-

    acteristic

    of the

    living world. Some

    entities

    are extremely simple.

    As organisms they are hardly more than encapsulated replicators. They

    reproduce themselves

    asexually

    and that is that.

    No

    higher

    levels

    of

    organization

    are present.

    Some organisms

    are themselves

    highly

    complex,

    highly

    stratified

    hierarchical systems.

    Some

    organisms

    form colonies

    and other sorts of kinship

    groups.

    Sexual organisms,

    at least,

    form

    species.

    (Contrary

    to

    common

    sage,

    just

    as not

    all

    organisms

    form

    kinship

    groups,

    not all organisms form

    species.)

    The question now

    be-

    comes,

    for

    any particular

    sort of organism,

    at what

    level or levels

    is

    replication

    taking

    place, at what level

    or levels

    is interaction

    taking

    place?

    Typically replication

    occurs

    at the

    lowest

    levels

    of

    organiza-

    tion,

    primarily

    at the level

    of

    the

    hereditary

    material,

    while

    inter-

    action occurs both

    at these

    levels and at increasingly

    more inclusive

    levels as well. The point I wish to stress is that not only are both

    processes necessary

    for

    selection,

    but also

    both are

    important.

    Nei-

    ther

    can be

    omitted,

    and neither

    takes

    precedence

    over the other.

    With

    this distinction

    in

    mind,

    one

    disagreement

    between

    gene

    and or-

    ganism

    selectionists can

    be shown

    to be

    only apparent.

    When

    gene

    se-

    lectionists argue

    that

    selection

    occurs

    only

    at the

    level

    of

    the

    genet-

    ic

    material, they

    have replication

    in mind. Rates

    of

    endogenous

    change

    are

    relevant

    to

    replication,

    not

    interaction.

    When

    organism

    selection-

    ists claim that selection

    occurs primarily

    at the

    organismic

    level,

    they have interaction

    in mind. Genes

    may

    be the

    entities

    which

    repli-

    cate themselves most directly, but they tend to interact with their

    evermore

    inclusive environments

    evermore indirectly.

    Although organ-

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    79

    isms interact

    directly

    with their

    environments,

    they

    tend to

    replicate

    themselves

    only

    indirectly via their

    genes.

    Regardless of how it

    might

    appear,

    the distinction between

    replication

    and interaction is

    not

    "merely

    semantic".

    Entities more

    inclusive than

    single genes

    can

    func-

    tion as

    replicators.

    They

    do not

    thereby become

    genes.

    A

    general

    term

    like "replicator" is necessary if confusion is to be avoided. Similar-

    ly,

    entities

    both less

    inclusive and more

    inclusive

    than

    organisms can

    function

    as

    interactors.

    If

    populations can function as

    interactors,

    then

    they

    are

    interactors,

    not

    "superorganisms".

    3.

    Linkage Disequilibrium

    and the Unity

    of

    the

    Genotype

    Once

    the preceding

    disagreement

    between the

    gene

    and

    organism

    selec-

    tionists has

    been shown

    to be

    apparent,

    an important difference never-

    theless

    remains.

    Organisms

    are

    well-integrated cohesive wholes.

    That

    is

    why

    they can

    function so

    well as

    interactors.

    Each organism is

    pro-

    duced by its genome in interaction with successive environments. An

    extremely complex

    system

    of

    feedback loops becomes established between

    the

    developing

    organism, its

    environments

    and the

    genome

    which is pro-

    ducing

    it. But

    all

    of

    this is

    relevant only to

    interaction. How

    about

    replication?

    Biologists such as

    Mayr

    (1963, 1975)

    have

    emphasized the

    role of

    the

    unity of the

    genotype

    in evolution.

    Although there is

    a

    one-to-one

    correspondence

    between

    genomes and

    organisms, many organisms

    can

    possess the same

    genotype, e.g.,

    clones.

    Conversely,

    many differ-

    ent

    genotypes can

    produce, for

    all

    intents and

    purposes,

    the

    same

    phe-

    notype, i.e.,

    phenocopies. The issue

    of

    the unity of the

    genotype

    re-

    fers to

    the role of

    genotypes themselves

    as

    cohesive systems. Geno-

    types are functionally and structurally organized systems. In selec-

    tion

    processes can

    they be

    treated as if

    they

    were not?

    Biologists can be

    found

    arrayed on

    both

    sides of this

    issue. As the

    earlier

    quotations

    indicate,

    Williams (1966)

    maintains that

    one-locus

    models

    should be

    adequate

    for

    characterizing

    the

    evolutionary

    process.

    "iNo matter

    how

    functionally

    dependent a gene

    may be,

    and no matter how

    complicated its

    interactions

    with other

    genes

    and environmental

    factors,

    it

    must

    always

    be true that

    a given

    gene

    substitution

    will have an

    arithmetic mean

    effect

    on fitness

    in any

    population."

    (Williams 1966,

    p. 57).

    The

    issue is the

    extent of

    linkage

    disequilibrium. The

    coef-

    ficient of

    linkage

    disequilibrium

    is a measure

    of the

    statistical

    de-

    pendence between two loci. To some extent the term is misleading in

    that

    this

    dependence

    need

    not have

    anything to

    do with

    linkage of

    loci

    on

    the same

    chromosome.

    (Roughgarden

    1979, p. 113).

    If

    genotypes are as

    unitary as Mayr

    (1963,

    1975) claims,

    one

    would

    expect

    to

    discover

    very high

    linkage

    disequilibrium

    coefficients when

    genes

    in

    the

    same

    functional

    complex are

    studied. So

    far

    the evidence

    is not as

    unequivocal

    as one

    might wish.

    (See

    Lewontin 1974

    and

    Rough-

    garden

    1979 for

    reviews.) No

    matter how

    this issue is

    decided, there

    are

    gains

    and

    losses on both

    sides.

    If genomes

    are

    highly

    organized

    functional

    systems,

    then

    evolutionary

    models which

    take only

    one or two

    loci into account at once are liable to be inadequate. The recognition

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    80

    of higher

    levels

    of organization in replicators is purchased at

    the

    price

    of complicating studies

    of evolutionary

    processes

    significantly,

    possibly prohibitively.

    If one-locus models

    are good

    enough, then the

    task of

    the evolutionary

    biologists is

    much

    simpler, but he is left

    with

    explaining

    why the highly complicated

    internal organization

    of

    genomes can be ignored.

    Both

    Sober (1981)

    and Wimsatt (1981)

    argue

    against reductionism

    in

    biology. Two sorts

    of reductionism

    are involved in the controversy

    over the

    unity of the genotype.

    WhenWilliams (1966)

    argues that

    a

    herd is nothing

    but a collection

    of organisms,

    he is

    claiming that

    herds

    are not sufficiently

    well-organized

    to

    be counted entities

    in

    their own right.

    Certainly

    a herd of ungulates

    is composed

    of nothing

    but individual

    ungulates. Any relations

    which

    might justify viewing

    a

    herd as a higher-level

    entity

    would be relations

    between these

    individ-

    ual organisms.

    However,

    when Williams (1966)

    argues

    that replication

    can be treated as if only the genetic material can function as repli-

    cators and that

    individual genes can

    be

    treated

    as if they were func-

    tionally

    independent

    of each other,

    he is presenting

    an even

    more re-

    ductionist position.

    Organisms

    are not composed

    just

    of genes. They

    are

    made up of

    numerous other parts

    as well.

    Only a small percentage

    of

    an

    organism's mass consists

    of

    DNA.

    On

    the gene

    selectionists'

    view,

    as far as

    replication is concerned,

    organisms

    are nothing

    but

    collections

    of genes.

    4.

    Genetic Diversity

    and the Unity

    of

    the

    Genotype

    One of Mayr's main goals in his Systematics and the Origin of Spe-

    cies (1942)

    was to counter

    the

    typological

    species

    concept by

    emphasiz-

    ing the

    amount of genetic

    diversity

    present in natural

    populations

    and

    species

    at large.

    According

    to the typological species

    concept,

    spe-

    cies are

    natural

    kinds characterizable by

    means

    of fixed sets

    of

    essen-

    tial traits.

    All

    members

    of

    a

    particular

    species

    must

    possess

    all

    the

    essential traits

    of

    its

    species, and

    no other species

    can be

    character-

    ized by precisely

    this

    same set of

    traits.

    All

    variation,

    whether at

    any one

    time

    or

    through

    time, is purely

    accidental.

    Mayr (1942)

    showed

    that

    if

    one follows

    a

    species

    through

    its

    range,

    one discovers

    consid-

    erable geographic

    variation.

    An

    allele which

    is

    common n

    one

    popula-

    tion is

    rare in

    another,

    and

    so on.

    Populations

    at

    the

    termini

    of

    these clines may have little, if anything, in common. They may not

    even be able

    to mate

    successfully.

    According

    to

    current

    best

    estimates,

    sexually reproducing

    species

    of

    animals

    are

    polymorphic

    for a third

    of

    their

    genes,

    and

    at an

    average polymorphic

    locus,

    a

    quarter

    of the in-

    dividuals

    in

    a species

    are heterozygous.

    (Roughgarden

    1979, p.

    87).

    This

    means that at a third

    of the

    loci in

    a

    species

    two or

    more

    alleles

    can be

    found,

    and

    that at

    these loci,

    a

    quarter

    of

    the organisms

    are

    heterozygous, i.e., possess

    different

    alleles.

    If

    phyletic

    evolution

    is possible, one

    should

    expect to discover

    that this

    variability only

    increases if one

    follows

    a species through

    time.

    Other

    sorts

    of

    poly-

    morphismalso

    exist, e.g.,

    trophic polymorphisms

    (Turner

    and

    Grosse

    1980).

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    81

    Because of the

    extensive

    genetic diversity

    which exists in

    species,

    Mayr (1969, p. 369) argues that the notion of a "typical" memberof a

    species

    makes

    no sense. "Species

    consist

    of

    variable

    populations,

    and

    no single specimen can represent

    this

    variability.

    No

    single specimen

    can be typical in the Aristotelian sense." Mayr, in his second synop-

    tic work on the evolutionary process,

    Animal

    Species

    and Evolution

    (1963), emphasizes just

    the

    opposite characteristic

    of

    species.

    As var-

    iable as species are, each species possesses its own basic genotype:

    The basic gene complex

    of the

    species (with

    all the

    species-specif-

    ic canalizations and feedbacks) functions optimally

    in the

    area

    for

    which

    it

    had evolved by selection, usually somewhere near the cen-

    ter. Here

    it is

    in

    balance with the environment and here it can

    afford much super-imposed genetic variation and experimentation in

    niche invasion. Toward

    the periphery

    this

    basic genotype

    of

    the

    species

    is

    less and less appropriate

    and

    the leeway of genetic

    var-

    iation that it permits is increasingly narrowed down until much

    uniformity

    is

    reached. (Mayr 1963, p. 527).

    Because the "unity

    of

    the genotype places well-defined limits

    on

    the

    potential for variation" (Mayr 1963, p. 176), a "genetic revolution" is

    usually needed

    for

    new species

    to

    arise. Instead

    of

    speciation occur-

    ring through numerous generations by the gradual accumulation

    of minor

    changes in gene frequencies,

    it

    usually occurs by means

    of

    the isola-

    tion of a

    small population

    at

    the

    periphery

    of

    the species. Most

    such

    peripheral isolates go extinct, but every once in a while, one of them

    becomes established

    as

    a

    new

    species

    with

    its

    own

    characteristic

    geno-

    type. (See also Eldredge and Gould (1972).)

    Three issues are involved here: (a) the unity of particular geno-

    types as discussed earlier, (b) the prevalence

    of a

    single

    basic

    geno-

    type throughout a species in spite of considerable genetic heterogene-

    ity, and (c) the role

    of

    the genotype in promoting the cohesion of the

    gene pool. Mayr is concerned to argue that neither genomes

    nor

    species

    are aggregates. Both are organized wholes. One explanation for the

    cohesiveness

    of the

    gene pool is that all organisms belonging to the

    same

    gene pool have basically the same genetic makeup. However, this

    is not the only explanation for or mechanism which can serve to enhance

    the cohesiveness of the gene pool. Mayr (1963, p. 542) remarks that

    throughout his book,

    he has

    "stressed

    the

    tremendously cohesive

    effect

    of

    gene

    flow.

    Yet, when one

    tries

    to calculate the time it takes

    for

    genes

    to

    percolate

    from

    one end of the

    range

    of a

    widespread species

    to

    the

    other,

    one arrives at rather astronomical

    figures."

    He

    goes on,

    however, "Without wanting to depreciate the importance

    of

    gene flow, I

    advance the thesis that the cohesion

    of

    the species is also due to the

    fact that

    all

    those of

    its populations that

    have

    not undergone a genet-

    ic

    revolution share the same homeostatic systems and that these systems

    give great stability." (See also Eldredge and Gould (1972) .) Thus, a

    species is cohesive, both because gene flow promotes cohesiveness

    and

    because all organisms in the species possess the same basic genotype.

    The problem is how to reconcile the unity of the genotype with the

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    82

    simultaneous

    existence of extensive

    genetic heterogeneity.

    One

    possi-

    ble solution is

    that this

    variability

    is

    limited to certain loci.

    At

    other loci,

    no

    variability

    exists.

    All organisms

    within a single

    spe-

    cies possess

    identically

    the

    same

    genes at these

    loci.

    The question

    then arises

    if

    these are also

    the

    genes which

    distinguish

    this species

    fromall other species. If so, then species have an essence in an Ar-

    istotelian

    sense.

    Or it may

    be the

    case that a

    species

    shares its

    con-

    stant

    loci with several

    other species and

    is distinguished

    from

    them

    only

    by differences

    at

    its variable

    loci.

    If so,

    then species

    lack

    essential genes

    in the

    Aristotelian

    sense.

    Or it may

    be the

    case that

    the structure

    of

    the genotype

    supplies

    its unity.

    Although

    a variety

    of

    different

    alleles

    can exist

    at any one

    locus,

    the overall

    arrange-

    ment

    of loci

    remains the

    same.

    This structure

    is then

    its

    "essence."

    Somehow

    biological

    species

    seem

    capable

    of remaining

    homeostatic

    sys-

    tems in spite

    of

    considerable

    internal diversity.

    Furthermore,

    if

    all

    the organisms

    which

    belong to

    the

    same species

    possess,

    in some sense,

    the same genotype, then there is some justification in using this com-

    monality

    in defining

    particular

    species.

    If

    so,

    then asexual

    organisms

    form

    species

    as surely

    as do

    sexual organisms.3

    As

    Dawkins (1979)

    documents,

    the

    recent revolution

    in our thinking

    about

    the evolutionary

    process has

    its origin

    in W.

    D. Hamilton's

    1964

    papers

    in the

    Journal of Theoretical Biolog.

    In these papers

    Hamilton

    introduces

    his

    notion

    of inclusive

    fitness--the

    contribution

    which

    an

    individual makes

    to the

    gene pool

    of

    the

    next generation,

    both directly

    via

    replicates

    of its

    own genes and

    indirectly

    via

    duplicates

    in relat-

    ed organisms.

    It is in this paper

    that the

    mathematics

    or altruistic

    behavior receives its first extensive treatment. Hamilton concludes

    the first

    of

    these

    papers

    by

    stating

    that,

    in order for altruistic

    be-

    havior to evolve:

    ...the

    benefit

    to a sib must average

    at

    least twice

    the loss to

    the

    individual,

    the benefit

    to a half-sib

    must be

    at least

    four

    times

    the

    loss,

    to

    a

    cousin

    eight

    times and

    so on. To

    express

    the

    matter

    more

    vividly,

    in the world

    of our model organisms,

    whose

    behavior

    is determined

    strictly

    by genotype,

    we expect

    to

    find

    that no one

    is

    prepared

    to

    sacrifice

    his

    life

    for

    a

    single person

    but that

    ev-

    eryone

    will

    sacrifice

    it

    when he

    can

    thereby

    save more than

    two

    brothers, or four half-brothers, or eight first cousins... . (1964,

    p. 16).

    As Nisbett

    and Ross

    (1980,

    p. 45) note,

    one

    of the most

    coammon

    r-

    rors

    in

    reasoning

    made by

    human beings,

    scientists

    included,

    is

    to be

    unduly

    affected

    by

    the

    vividness

    of information.

    This

    is

    certainly

    the

    case with

    Hamilton's

    discussion

    of

    inclusive fitness

    and

    altruistic

    be-

    havior.

    In

    most

    cases,

    it is

    his vivid

    description

    of the

    consequences

    of his

    argument

    which gets quoted

    (e.g.,

    Wilson 1975,

    p. 415).

    Although

    the necessary

    distinctionsare

    made

    in

    the technical literature,

    too

    of-

    ten

    they

    tend to

    be

    neglected

    in

    more

    popular

    expositions.

    Time

    and

    a-

    gain

    we are told

    that the

    investment which

    one organism

    makes

    to

    anoth-

    er should covary with the number of genes the two have in common. En-

    ergy

    flow

    should

    go

    with gene

    flow. For

    example,

    in the

    commonest

    orm

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    83

    of

    inheritance, siblings

    should share

    half

    of their

    genes, grandchil-

    dren

    a

    quarter,

    greatgrandchildren

    an

    eighth, and so

    on.

    Similar

    cal-

    culations can be made for

    nieces

    and

    nephews, cousin, etc.

    The

    trouble with this way of

    putting it is that it conflicts with

    the actual facts of the

    case. Even

    though species are

    genetically

    quite

    heterogeneous,

    most alleles are present

    in

    very

    low

    frequencies.

    Hence, any

    two

    organisms picked at random

    are

    likely

    to

    possess

    exactly

    the

    same

    alleles

    at

    the

    vast

    majority

    of

    their

    loci, say,

    90%. The

    507,

    25%, etc.

    progression

    concerns o

    those loci at which the two

    organ-

    isms happen to differ.

    Thus, any

    two

    organisms picked

    at

    random

    are

    liable to have the same

    alleles at 90%

    of

    their

    loci,

    while

    siblings

    under

    these same

    circumstances should share 95%

    of

    their genes.

    As

    a

    result, although nepotism

    should

    exist,

    it should not be as difficult

    to

    overcome as

    one

    might

    expect.

    A second issue in which the preceding difficulty arises is the cost

    of

    meiosis. In many

    cases, organisms

    are

    "outbreeders".

    They

    tend

    to

    mate with

    organisms that are not

    especially

    closely

    related

    to

    them.

    They are

    members of the

    same species, but that is all. In

    most

    sorts

    of

    sexual reproduction, each

    organism

    loses

    half

    its

    genes.

    At

    meiosis,

    reduction

    division occurs. Thus,

    sexual reproduction has

    a 50%

    cost.

    If

    the name of the

    evolutionary game

    is to pass on one's genes,

    sexual

    reproduction must be extremely

    advantageous

    since

    it has

    to

    make

    up

    a

    50% loss.

    Once

    again, the fact

    that

    most

    organisms

    have

    exactly

    the

    same

    al-

    leles at the vast majority of their loci is being overlooked. Two organ-

    isms which

    mate

    are

    likely

    to

    differ

    at, say,

    10% of

    their loci.

    Hence,

    the

    cost

    of

    meiosis

    is

    reduced

    to

    half

    of

    the

    10%,

    or

    5%.

    Although

    a

    5%

    cost is not

    negligible,

    it

    does

    not

    pose quite

    the

    problem

    that

    50%

    does.

    Barash (1976)

    raised precisely this objection

    to the

    supposed

    50% cost of meiosis,

    only to have it

    dismissed curtly by

    Maynard Smith

    and

    Williams (1976) as

    a total

    misunderstanding of the problem. A

    mis-

    understanding it surely

    is, but a misunderstanding

    which is

    perfectly

    understandable given the

    early

    literature on

    the

    subject.

    The

    relevant distinction is

    between the

    percentage of genes which

    two organisms share and the likelihood that a particular gene will be

    passed on.

    In most

    sorts of sexual reproduction,

    a particular

    off-

    spring

    will

    always

    get 50%

    of

    each genes

    from

    one

    parent and 50%

    from

    the

    other.

    Similarly, siblings will

    share 50%

    of

    their genes. In the

    case

    of

    the

    next generation, the 25%

    figure is an

    average. On the av-

    erage

    a

    grandchild will

    receive

    25% of

    its genes

    from

    each

    grandparent,

    although it is possible

    for it to

    receive no genes from one

    grandparent

    (maternal or paternal)

    and 50% from

    the other. In all cases

    these are

    genes which

    are identical

    by descent. The second

    set of

    figures refers

    to

    likelihoods of

    transmission. Given a

    particular gene in a

    parent,

    what

    is the

    likelihood that

    it will be passed on

    to a

    particular of f-

    spring and

    not its

    allele? Given a particular

    autosomal gene

    in an

    offspring, what is the likelihood that this gene was obtained from one

    parent rather than the

    other? The

    answer in both cases is

    50%. Be-

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    84

    cause the numbers come out the same, it is easy to overlook the

    fact

    that we are dealing with percentages, average percentages, and likeli-

    hoods.

    A second important distinction is between genes with exactly

    the

    same structure and genes which have the same structure because they are

    immediate replicates of the same ancestral gene. The latter

    are genes

    identical by descent. Whenwe say that each offspring receives

    50% of

    its genes from each of its parents, we are referring to genes

    as mater-

    ial entities. Nothing is implied necessarily about similarity

    in

    structure.

    In

    all natural populations, more than

    50%

    of the

    offsprings'

    genes

    will be

    similar

    in

    structure. How many depends on the percentage

    of loci at which its parents possess alleles with the same structure.

    Although these alleles will also be identical by descent, their

    common

    ancestral gene may have existed numerous generations in the

    past. If

    one counts only those genes which are similar because of iimmediate

    de-

    scent, 50% of the genes of each offspring will be identical by descent

    to the genes of each of its parent. However, if more distant descent

    is allowed, this figure begins to approach 100% as the percentage

    of

    loci at which the parents have alleles with the same structure ap-

    proaches 100%.

    As Stampe and Metcalf (1980, p. 613) point out, "Disagreement

    be-

    tween predictions of several theories can be traced to differences

    in

    the

    interpretation

    of

    the meaning

    of

    coefficient

    of

    relationship (r).

    Genetic models suggest that

    r

    is best defined as the probability

    that

    a

    certain gene

    is

    shared

    with

    a

    relative through

    common

    escent,

    rath-

    er than as the proportion of genes shared between relatives through

    common escent." Both kin selection and the cost

    of meiosis are

    best

    expressed

    with

    r

    defined

    in

    the

    first way.

    The

    fact

    that

    many

    authors

    define it

    in

    the second way (e.g.,

    Wilson

    1975) explains why

    controver-

    sies on these issues are

    so

    common. When the criterion

    of

    identity

    through descent

    is

    ignored and

    all

    genes

    with the same

    structure are

    considered genes

    of

    the

    same sort, confusion

    is

    only

    increased.

    If

    one

    is not

    concerned

    with

    selection processes, genes can be

    considered

    to

    belong

    to

    the

    same natural kind

    solely

    on

    the

    basis

    of

    structural iden-

    tity

    or

    similarity,

    just

    as

    organisms

    can

    be

    considered

    to

    belong

    to

    the same species if they

    have

    sufficiently

    similar

    genomes (Caplan

    1980). However,

    if

    genes

    are the

    things

    which

    are

    being

    selected and

    species are the things which are evolving, descent takes priority to

    similarity. Only entities which are identical (or similar) by

    descent

    belong

    to

    the same reference

    class

    (Hull 1976, 1978, 1980).

    6. Implications for Human Societies

    Present-day human societies are biologically peculiar

    in

    several

    re-

    spects. Throughout

    most

    of our

    history,

    human

    societies

    tended

    to

    be

    of

    the tribal sort--50 to 150 individuals,

    most of whom

    were relatives.

    Present-day societies are much larger and much more heterogeneous

    in

    all

    respects, including genetic heterogeneity.

    Tribal wars

    in

    which

    one tribe successively annihilated its neighboring tribes could affect

    the

    genetic makeup

    of

    the human gene pool

    in

    that area.

    Wars

    between

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    85

    alliances

    of

    present-day

    nation

    states

    are

    not as

    likely

    to

    have

    such

    an

    effect.

    Although

    it

    presents

    precious

    little

    comfort,

    the

    effects

    of

    atomic warfare are

    liable

    to be

    genetically

    indiscriminate,

    having

    as

    random an

    effect

    on

    human

    evolution as

    mutations.

    The major

    problem

    posed by

    the size

    and

    genetic

    heterogeneity of

    human

    societies,

    however, concerns the

    efficacy

    of

    possible

    biological

    mechanisms

    for

    promoting

    cohesiveness of

    these

    societies.

    If

    one

    looks

    just

    at the

    number

    of

    loci at

    which

    any two

    people picked at random

    from

    a

    society are

    likely

    to

    have

    the

    same

    alleles,

    one

    should

    expect

    people to

    cooperate

    quite

    extensively.

    Although

    human

    societies

    are

    genetically quite

    heterogeneous,

    any

    two

    members

    of a

    society

    are

    like-

    ly to be

    genetically quite similar. The

    problems which

    have

    been

    raised

    by

    sociobiologists to

    cooperation

    among

    human

    beings

    arise

    only

    if

    one

    concentrates

    on

    alternative alleles at a

    single

    locus.

    If

    loci

    are

    selectively

    independent

    of

    one

    another, then

    genes at

    different

    lo-

    ci neither cooperate nor compete with each other, only different al-

    leles

    at

    the same

    locus. In

    this very

    particularized

    context,

    it

    is

    difficult

    to see how

    an

    "altruistic

    allele" could come

    to replace a

    "selfish

    allele".

    However,

    the

    entities

    referred

    to

    here

    are

    different

    alleles,

    not

    different

    genes,

    and

    certainly not

    different

    organisms.

    The

    inferences

    from

    selfish

    alleles to

    selfish

    genes, and

    from

    selfish

    genes

    to

    selfish

    organisms

    are

    extremely problematic.

    They

    may

    be

    jus-

    tified,

    evolutionary

    biologists

    are

    certainly

    warranted

    in

    continued

    attempts to

    justify

    them, but

    they

    currently

    are less than

    crystal

    clear.

    After all,

    it

    should be

    remembered that, on

    exactly this

    same

    line

    of

    reasoning, sexual

    reproduction

    should

    be

    rare,

    and

    according

    to

    most workers, it is extremely prevalent. (But see Hull 1980).

    If

    we limit

    ourselves to

    the

    single

    locus

    interpretation,

    it is hard

    to

    see how

    behaviors

    contributing

    to social

    cohesiveness in human

    be-

    ings can have much

    of a

    genetic basis. At

    most, such

    behavior can

    be

    "misfirings" of

    previously

    adaptive

    behavior

    which has

    yet to be

    elimi-

    nated

    (Dawkins

    1976, p.

    109).

    For

    example,

    parental

    investment

    is

    genetically quite

    advantageous

    as

    long as it

    is

    directed

    at biological

    offspring.

    Adoption of

    unrelated

    offspring

    is not.

    The

    desire by

    hu-

    man beings

    to

    adopt

    children

    can be

    explained either

    as

    such a

    misfir-

    ing

    or

    as

    an

    extremely

    cynical form

    of

    exploitation.

    Arguments

    gainst

    the

    efficacy of

    the simple application of kin selection models to human

    beings

    cannot rest

    solely on

    unusually high

    rates

    of

    adoptions in

    cer-

    tain

    societies,

    such as

    Eskimos. It

    must

    also be

    shown

    that

    adopted

    children

    are

    not

    by and

    large

    turned

    into

    reproductive

    neuters.

    The

    pleasing side of

    this same

    coin is

    that the

    effects of

    genes

    being i-

    dentical

    by

    descent drop

    off

    very

    rapidly

    as

    genealogical

    relationship

    becomes

    more

    distant.

    Either very

    low

    differences

    in

    inclusive

    fitness

    can

    make

    a

    difference

    or

    else

    distant

    relatives

    should treat

    each

    other

    no

    differently

    from how

    they

    treat

    non-relatives

    (West

    Eberhard

    1975).

    However,

    it

    should be

    kept

    in mind

    that

    considerable

    disagreement

    exists

    among biologists

    about the

    precise nature

    of

    the

    strictly

    bio-

    logical mechanisms which promote the cohesiveness of gene pools as such,

    and

    that some

    biologists

    doubt the

    very

    existence of such

    cohesiveness.

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    86

    One should

    be both

    very careful and

    very

    tentative

    in

    reasoning

    from

    such

    problematic

    biological principles. I

    do

    think, however, that

    ex-

    amining such issues

    as

    the

    unity

    of the

    genotype

    and the

    cohesiveness

    of

    gene

    pools can

    be helpful in

    understanding

    humansocieties. By

    this

    I do

    not mean that one

    should

    reason from the nature

    of the

    human

    genotype and structure of the humangene pool to the nature of human

    societies,

    although such

    inferences

    might well be

    warranted.

    Rather,

    I

    think

    that all

    three might profitably

    be

    viewed as instances of

    the

    same sort of

    phenomenon--highly organized

    systems which,

    nevertheless,

    can undergo

    change.

    How much

    can a

    genome

    be modified and

    still

    remain functional? Can

    a

    genome be modified

    successively in time, one

    or two loci

    at a time,

    until it forms

    a distinctly new

    genotype;

    or are

    genetic

    revolutions

    necessary? Currently the

    answers

    to

    these

    questions

    remain elusive,

    but

    surely biologists have

    investigated them in

    greater

    detail and have

    discovered a greater variety of problems and suggested solutions for

    genotypes

    and

    gene pools

    than sociologists

    have for

    societies. Human

    societies,

    like gene pools,

    are quite

    heterogeneous. They

    are also

    co-

    hesive, so it seems.

    How can

    such cohesiveness

    be

    maintained in the

    face

    of

    such

    heterogeneity?

    Calls

    for

    human

    freedom

    if

    answered pro-

    duce

    more

    heterogeneous

    societies. How "free"

    can the

    people in a so-

    ciety become without

    the

    society ceasing to be a

    society?

    Too much ho-

    mogeneity

    also has its costs. If

    the

    analogy is

    appropriate, one

    is

    justified

    in

    claiming that

    neither

    heterogeneity nor

    homogeneity is

    an

    unalloyed

    good. It all depends

    on the

    intensity and

    nature of the

    se-

    lection

    pressures.

    Permitting

    conscientious

    objection in peacetime

    or

    during limited wars might well be a beneficial escape valve. During

    all-out

    wars,

    it

    might prove

    detrimental.

    Societies appear

    to

    be entities

    in

    their own

    right,

    with

    their

    o.m

    characteristics.

    From

    a

    biological point

    of

    view,

    it

    is

    difficult

    to

    treat

    societies

    in

    this

    wray.

    Organisms, kinship

    groups

    and human

    so-

    cieties differ

    from

    each

    other

    in

    being

    increasingly

    genetically

    heter-

    ogeneous. The more

    heterogeneous

    they are, the

    less

    likely they

    are

    to

    be

    able to

    function

    as

    replicators. From this it

    does not follow that

    they

    cannot

    function

    as

    interactors. Just as

    cells

    do not interact

    with their

    environments in isolation,

    people do

    not interact with

    their

    environments

    in

    isolation. Human

    societies pose

    problems

    for

    a

    purely

    biological theory of evolution, not because of any peculiarly human

    characteristics

    but

    because

    of

    their

    strictly

    biological characteris-

    tics. It is

    important

    to

    distinguish those

    problems

    which

    arise

    from

    human

    societies

    being

    systems

    from

    those

    which

    arise because of

    any

    pe-

    culiarities

    of

    human

    social systems. Too

    often

    critics

    of

    the

    "biolo-

    gizing" of the

    social

    sciences leap over

    substantial

    biological pro-

    blems

    to dwell

    exclusively

    on the

    sociological problems.

    No one mentions

    social evolution

    without

    emphasizing

    its

    partial

    in-

    dependence

    of

    biological

    evolution.

    Culture

    flow

    does

    not

    always

    coin-

    cide with gene

    flow.

    In

    human

    beings,

    cross-lineage borrowing

    is

    pos-

    sible (Campbell 1972, p. 33). One can teach one's own offspring, but

    one

    can also

    teach the

    offspring

    of

    others. The

    ease with which

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    87

    human beings can teach non-relatives must, on the gene selectionist

    model, be interpreted either as another "misfiring"

    or

    as an instance

    of "reciprocal altruism" (Trivers 1971, p. 46).

    Whenever one

    teaches

    or "indoctrinates"

    the

    offspring

    of

    others,

    social and

    biological evo-

    lution can come

    into conflict.

    Teaching

    one's own

    offspring

    the

    virtue

    of patriotic self-sacrifice is genetically quite altruistic; teaching

    others such

    a

    virtue is genetically

    selfish.

    Organisms

    which

    must

    co-

    operate

    with

    their sexual competitors

    should be ambivalent

    in

    their

    relationships. Add to this situation,

    the

    ability

    to indoctrinate

    a-

    cross lineages,

    and

    the ambivalence

    only

    increases.

    As

    Campbell (1972,

    p. 23) emphasizes,

    a

    self-sacrificial disposition

    in

    human

    beings

    is a

    "product of social indoctrination, which

    is counter

    to rather than

    sup-

    ported by genetically transmitted behavioral dispositions."

    A

    second point which needs emphasizing is that currently

    we have

    no

    detailed, well-developed theory of social evolution (Alexander 1979,

    Blute 1979). It is all well and good to mention possible differences

    between biological and social evolution, but until someone actually

    produces a theory of social evolution comparable to current theories

    of

    biological evolution,

    such

    discussions must

    remain

    highly

    tentative.

    Recall all the really excellent arguments against the possibility

    of a

    genetic code (Commoner 961). Time

    and

    again the

    Philistines

    do what

    their

    intellectual superiors

    know is

    impossible.

    Human societies

    may

    represent just another level of organization, presenting no new pro-

    blems, or it may represent an insurmountable barrier to the literal

    extension of a

    strictly biological theory of evolution.

    Conceptual evolution represents yet another level in the levels of

    selection controversy. In order for biological theories of evolution

    to be adequate for conceptual evolution, scientific ideas would have

    to

    be transmitted by the genetic material. It is plausible that certain

    general

    features of

    human societies are

    to

    some extent influenced

    by

    our

    genes. It is also plausible that the curiosity so necessary

    for

    science

    is in human

    beings genetically based. But it is very

    unlikely

    that calculus or

    quantummechanics

    is in

    any sense "programmed

    nto our

    genes". However, one feature

    of

    this controversy which

    I

    find curious

    is that the very same scientists who argue for biological influences

    on

    social

    evolution draw back at

    a

    parallel argument one level up--social

    influences on conceptual evolution.

    For

    example, Wilson (1975) argues

    for a biological basis for certain social features of human societies.

    However, when his critics (Allen, et. al. 1976) argued for

    a sociologi-

    cal

    basis for certain features

    of

    his conceptual system, Wilson ob-

    jected.

    These

    issues, obviously, need

    more

    careful investigation.

    However, the implication for human beings from evolution which I

    find

    most fascinating concerns the existence of "human nature". For

    centuries

    philosophers, scientists, theologians and the general public

    have

    argued

    over

    the particulars of human nature while assuming that

    it

    exists. Numerous traits have been suggested for the "essence" of

    Homo

    sapiens--rationality, language use, intensionality, the plantigrade

    foot, etc. For some reason, this question has seemed extremely impor-

    tant.

    If

    bees have a language or computers can think, then we are

    in

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    danger of having to include

    them

    in our species. However understand-

    able these inferences are, given our common-sense ways of

    viewing bio-

    logical species, they are not justified on the basis of at

    least cer-

    tain versions of evolutionary theory.

    In the earlier discussion of inclusive fitness and the cost of meio-

    sis, the importance of genes which are identical through descent

    as

    distinct from being just similar in structure was emphasized. If spe-

    cies are the things which evolve as the result of

    selection processes

    occurring at lower levels, then organisms are included in

    the same

    species because of

    gene

    transmission, not similarity.

    Being part of

    the same genealogical nexus is what counts

    (Ghiselin

    1974). As biolo-

    gists have emphasized, organisms which are phenotypically

    quite dis-

    parate can belong to the same species while organisms

    which are all but

    phenotypically indistinguishable can belong to different species. The

    sort of variation which occurs in biological species is

    such that the

    notion of a "typical" organism makes no sense. Perhaps at any one lo-

    cus, there will be one allele which is most prevalent, but

    it is pos-

    sible

    that no one organism has ever possessed all the commonest

    al-

    leles. In

    fact, they might

    be

    developmentally

    incompatible.

    What

    does

    this imply about

    Homo

    sapiens? It implies that

    we are all

    part

    of

    the same species in virtue of descent and mating. We are not

    all members of the same species in virtue of possessing

    its essential

    traits,

    or

    even

    enough

    of

    its

    most important traits. Domesticated ani-

    mals

    may be part of human societies, but they are not part

    of the

    human

    species. Humanreproductive neuters, regardless

    of

    the mechanism,

    re-

    main part of the human nexus, albeit at termini. The failure of human

    neuters to contribute directly to human biological evolution

    does not

    mean that they cannot contribute indirectly through kin

    selection

    or

    by

    means of social influences. On this perspective, people

    with mental

    a-

    bilities

    no

    higher than

    those of

    apes

    nevertheless

    remain

    part

    of

    the

    human

    species.

    The same

    can

    be

    said

    for all

    other traits

    which

    have

    been

    suggested

    as

    "essential"

    for

    human

    nature.

    As

    important

    as the

    emergence of the apposable thumbwas

    in

    the evolution

    of

    Homo

    sapiens,

    people born without thumbs remain no less human beings.

    No fraudulent

    references to "potentiality" is needed, as

    if

    people without

    the

    genet-

    ic

    instructions necessary to develop a

    thumb

    nevertheless potentially

    possess a thumb. In this sense, pandas and porpoises also potentially

    possess apposable

    thumbs.

    Although

    individuals

    lacking

    one or

    more

    "essential" traits

    may

    be

    less

    than

    "human" in a

    variety

    of senses

    of

    this

    term, they

    are no less

    a

    biological part

    of

    Homos

    E

    Al-

    though

    human homosexuals

    may

    be

    immoral, sinful,

    psychologically

    ab-

    normal

    and even criminal,

    at

    least they need

    not be considered

    any

    more

    biologically abnormal than

    worker

    bees

    or

    soldier ants.

    The

    message

    of

    the

    preceding

    discussion

    is

    that

    particular species

    need have no essences

    on

    certain versions

    of

    evolutionary theory; they

    cannot

    have

    them on other

    versions. Even

    so,

    the

    species category

    it-

    self

    might

    well be

    a

    natural

    kind

    with an

    essence. All

    species might

    have some essential feature or features in common Hull 1980). Similar

    observations hold for societies

    if

    societies evolve

    in

    anything

    like

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    89

    the same

    way that species

    do. If phyletic evolution

    is

    possible,

    then

    societies

    can change indefinitely

    through time until

    later

    stages of

    the society

    have none of the peculiarities

    which

    characterized

    earlier

    stages.

    Hence, nothing

    about

    American society is essential

    to

    it,

    the

    Constitution notwithstanding. Even if societies

    turn out

    to be homeo-

    static systems

    which require

    revolutions

    to change,

    they are likely to

    be

    marked

    by

    considerable internal

    diversity. None

    of

    this

    entails

    that

    societies as such

    have nothing

    in common. The class

    of all

    so-

    cieties

    might well form

    a natural kind characterized

    by certain essen-

    tial

    traits.

    So the story goes,

    Linnaeus

    has been designated

    the "type

    specimen"

    for Homo

    sapiens.

    The

    peculiarity

    of

    claiming

    that

    an organism (as

    distinct

    from a character

    state

    or an allele) is

    typical

    of its species

    can be seen by asking

    in what sense

    a Caucasion,

    male, Swede

    is a

    "typical"

    human being.

    The point

    is not that

    Linnaeus

    is the

    wrong

    person to choose as a type specimen but that no one organism could pos-

    sibly

    be

    "typical"

    of its species

    in an

    evolutionarily significant

    sense.

    Gould

    (1980, p.

    116)

    remarks that human

    history

    "remains so

    re-

    calcitrantly ideographic

    because it is

    the story of single

    species--it

    represents the

    vicissitudes

    of an individual (Ghiselin

    1974) of unpar-

    alleled

    flexibility.

    W4hat eneral theory

    could encompass

    it?" It

    would probably

    be misleading to

    say that

    H

    had

    no nature,

    but

    species

    do not have

    "natures"

    in the sense traditionally

    ascribed

    to natural kinds.

    The

    implications

    of this feature

    of

    evolutionary

    theory

    for

    scientific theories

    which

    are

    limited

    solely and

    necessarily

    to a

    single species

    such as Homo

    si

    are fundamental

    and far-reach-

    ing (Rosenberg 1980).

    Notes

    'The research for this paper was supported by a Guggenheim

    Fellowship

    for

    1980-1981.

    I

    wish to thank Elliott Sober and William Wimsatt

    for

    commenting on an early draft of this paper.

    2T,o-locus

    models and models for multiple alleles remain

    reasonably

    tractable, but they rapidly become prohibitively complex as they are

    extended and combined (Roughgarden 1979). As Wimsatt (1980)

    argues,

    no general solution is possible for multi-locus models.

    3Mayr

    is not

    unaware of the conflicts and unresolved problems

    con-

    cerning issues on which he has worked for over forty years; see

    for

    example

    the

    introduction to the 1964 edition

    of

    Mayr (1942).

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    90

    References

    Alexander,

    R. D. (1979).

    Darwinismn

    nd

    HumanAffairs.

    Seattle,

    WA:

    University

    of

    Washington

    Press.

    Allen, L., et.