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JOURNAL OF SOUND AND VIBRATION Journal of Sound and Vibration 281 (2005) 611–626 The incremental harmonic balance method for nonlinear vibration of axially moving beams K.Y. Sze a, , S.H. Chen b , J.L. Huang b a Department of Mechanical Engineering, The University of Hong Kong, Pokfulam Road, Hong Kong SAR, PR China b Department of Applied Mechanics and Engineering, Zhongshan University Guangzhou, 510275, PR China Received 29 August 2003; received in revised form 24 December 2003; accepted 28 January 2004 Available online 3 September 2004 Abstract In this paper, the incremental harmonic balance (IHB) method is formulated for the nonlinear vibration analysis of axially moving beams. The Galerkin method is used to discretize the governing equations. A high-dimensional model that can take nonlinear model coupling into account is derived. The forced response of an axially moving strip with internal resonance between the first two transverse modes is studied. Particular attention is paid to the fundamental, superharmonic and subharmonic resonance as the excitation frequency is close to the first, second or one-third of the first natural frequency of the system. Numerical results reveal the rich and interesting nonlinear phenomena that have not been presented in the existent literature on the nonlinear vibration of axially moving media. r 2004 Elsevier Ltd. All rights reserved. 1. Introduction Axially moving systems can be found in a wide range of engineering problems which arise in industrial, civil, mechanical, electronic and automotive applications. Magnetic tapes, power transmission belts and band saw blades are examples where an axial transport of mass is associated with a transverse vibration. Analytical models for axially moving systems have been extensively studied in the last few decades. The vast literature on axially moving material vibration has been reviewed by Wickert ARTICLE IN PRESS www.elsevier.com/locate/yjsvi 0022-460X/$ - see front matter r 2004 Elsevier Ltd. All rights reserved. doi:10.1016/j.jsv.2004.01.012 Corresponding author. Tel.: +852-2859-2637; fax: +852-2858-5415. E-mail address: [email protected] (K.Y. Sze).

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In this paper, the incremental harmonic balance (IHB) method is formulated for the nonlinear vibrationanalysis of axially movingbeams. The Galerkin method is used to discretize the governing equations. Ahigh-dimensional model that can take nonlinear model coupling into account is derived. The forcedresponse of an axially movingstrip with internal resonance between the first two transverse modes isstudied. Particular attention is paid to the fundamental, superharmonic and subharmonic resonance as theexcitation frequency is close to the first, second or one-third of the first natural frequency of the system.Numerical results reveal the rich and interestingnonlinear phenomena that have not been presented in theexistent literature on the nonlinear vibration of axially movingmedia .

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Page 1: The incremental harmonic balance method for nonlinear vibration of axially movingbeams

ARTICLE IN PRESS

JOURNAL OFSOUND ANDVIBRATION

Journal of Sound and Vibration 281 (2005) 611–626

0022-460X/$ -

doi:10.1016/j.

�CorresponE-mail add

www.elsevier.com/locate/yjsvi

The incremental harmonic balance method for nonlinearvibration of axially moving beams

K.Y. Szea,�, S.H. Chenb, J.L. Huangb

aDepartment of Mechanical Engineering, The University of Hong Kong, Pokfulam Road, Hong Kong SAR, PR ChinabDepartment of Applied Mechanics and Engineering, Zhongshan University Guangzhou, 510275, PR China

Received 29 August 2003; received in revised form 24 December 2003; accepted 28 January 2004

Available online 3 September 2004

Abstract

In this paper, the incremental harmonic balance (IHB) method is formulated for the nonlinear vibrationanalysis of axially moving beams. The Galerkin method is used to discretize the governing equations. Ahigh-dimensional model that can take nonlinear model coupling into account is derived. The forcedresponse of an axially moving strip with internal resonance between the first two transverse modes isstudied. Particular attention is paid to the fundamental, superharmonic and subharmonic resonance as theexcitation frequency is close to the first, second or one-third of the first natural frequency of the system.Numerical results reveal the rich and interesting nonlinear phenomena that have not been presented in theexistent literature on the nonlinear vibration of axially moving media.r 2004 Elsevier Ltd. All rights reserved.

1. Introduction

Axially moving systems can be found in a wide range of engineering problems which arise inindustrial, civil, mechanical, electronic and automotive applications. Magnetic tapes, powertransmission belts and band saw blades are examples where an axial transport of mass isassociated with a transverse vibration.Analytical models for axially moving systems have been extensively studied in the last few

decades. The vast literature on axially moving material vibration has been reviewed by Wickert

see front matter r 2004 Elsevier Ltd. All rights reserved.

jsv.2004.01.012

ding author. Tel.: +852-2859-2637; fax: +852-2858-5415.

ress: [email protected] (K.Y. Sze).

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and Mote [1] up to 1988. More recently, the problem of axially moving media has been tackled inthe analysis of particular aspects such as different solution techniques, discretization approaches,modeling aspects and nonlinear phenomena, see the review in Ref. [2]. Most of these studiesaddressed the problem of constant axial transport velocity and constant axial tension. Wickertand Mote [3] studied the transverse vibration of axially moving strings and beams using aneigenfunction method. They also used the Green function method to study the dynamic responseof an axially moving string loaded with a traveling periodic suspended mass [4]. Wickert [5]presented a complete study of the nonlinear vibrations and bifurcations of moving beams usingthe Krylov–Bogoliubov–Mitropolsky asymptotic method. Chakraborty et al. [6,7] investigatedboth free and forced responses of a traveling beam using nonlinear complex normal modes.Pellicano and Vestroni [2] studied the dynamic behavior of an axially moving beam using a high-dimensional discrete model obtained by the Galerkin procedure. Al-Jawi et al. [8–10] investigatedthe effects of tension disorder, inter-span coupling and translational speed on the confinement ofthe natural modes of free vibration through the exact, the perturbation and the Galerkinapproaches. By analytical and numerical means, Chen [11] studied the natural frequencies andstability of an axially traveling string in contact with a stationary load system which containsparameters such as dry friction, inertia, damping and stiffness. Riedel and Tan [12] studied thecoupled and forced responses of an axially moving strip with internal resonance. The method ofmultiple scales is used to perform the perturbation analysis and to determine the frequencyresponse numerically for both low and high speeds.There are papers devoted to the analysis of the dynamic behavior of traveling systems with

time-dependent axial velocity or with time-dependent axial tension force. Pakdemirli et al. [13]conducted a stability analysis using Floquet theory for sinusoidal transporting velocity function.They also investigated the principal parametric resonance and the combination of resonances foran axially accelerating string using the method of multiple scales [14]. Mockensturm et al. [15]applied the Galerkin procedure and the perturbation method of Krylov–Bogoliubov–Mitropolskyto examine the stability and limit cycles of parametrically excited and axially moving strings in thepresence of tension fluctuations. Zhang and Zu [16,17] employed the method of multiple scales tostudy the nonlinear vibration of parametrically excited moving belts. Suweken and Van Horssen[18] used a two time-scales perturbation method to approximate the solutions of a conveyor beltwith a low and time-varying velocity. Oz and Pakdemirli [19,20] also applied the method ofmultiple scales to study the vibration of an axially moving beam with time-dependent velocity.Fung and Chang [21] employed the finite difference method with variable grid for numericalcalculation of string/slider nonlinear coupling system with time-dependent boundary condition.Ravindra and Zhu [22] studied the low-dimensional chaotic response of axially acceleratingcontinuum in the supercritical regime. Moon and Wickert [23] performed an analytical andexperimental study on the response of a belt excited by pulley eccentricities. Pellicano et al. [24]studied the primary and parametric nonlinear resonance of a power transmission belt byexperimental and theoretical analysis.In this paper, the incremental harmonic balance (IHB) method is applied to analyze the

nonlinear vibration of axially moving systems. The IHB method was originally presented by Lauand Cheung [25], Cheung and Lau [26] and Lau et al. [27]. It has been developed and successfullyapplied to the analysis of periodic nonlinear structural vibrations and the related problems.However, none of these applications is related to axially moving systems. This paper starts with an

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introduction on the essence of the IHB method. Using the method, some particular cases of theaxially moving beam problem are effectively treated. As a matter of fact, the generalization of theIHB method to other moving media and other nonlinear vibration problems is simple andstraightforward.

2. Equations of motion

The governing equations of two dimensional, planar motion of an axially moving beam can bederived using Hamilton’s Principle. Following a similar derivation to that of Wickert [5], oneobtains the following coupled nonlinear dimensionless equations of motion:

ðu;tt þ 2vu;xt þ v2u;xxÞ � v21ðu;x þ12w;2xÞ;x ¼ 0; ð1Þ

ðw;tt þ 2vw;xt þ v2w;xxÞ � f½1þ v21ðu;x þ12w;2xÞ�w;xg;x þ v2f w;xxxx ¼ 0; ð2Þ

where

u ¼ U=L; w ¼ W=L; x ¼ X=L; t ¼ T

ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiP=rAL2

q; ð3Þ

v ¼ V=ffiffiffiffiffiffiffiffiffiffiffiffiP=rA

p; v1 ¼

ffiffiffiffiffiffiffiffiffiffiffiffiffiEA=P

p; vf ¼

ffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiEI=PL2

q: ð4Þ

Here, X and Z are respectively the longitudinal and transverse coordinates of the beam, U and Ware respectively the longitudinal and transverse displacements, V is the axial speed, T denotes timeand P is the axial tension, see Fig. 1. Properties of the beam include the beam length L, the cross-section area A, the second moment of area I, the mass density r and the elastic modulus E. Lastly,ðu;tt; w;ttÞ; ð2vu;xt; 2vw;xtÞ and ðv2u;xx; v2w;xxÞ are respectively the local, Coriolis and centripetalacceleration vectors. In particular, V, P, L, A, I, r and I are constants whereas P must be nonzero.The boundary conditions for a hinged–hinged beam are

uð0; tÞ ¼ uð1; tÞ ¼ 0; ð5Þ

wð0; tÞ ¼ wð1; tÞ ¼ 0; w;xxð0; tÞ ¼ w;xxð1; tÞ ¼ 0: ð6Þ

X

Z

V

F(X T)

Fig. 1. Schematic diagram for an axially moving beam and its coordinate system, where F denotes the force acting per

unit length of the beam.

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3. Separation of variables

In the nonlinear vibration analysis of continuous systems, the variables uðx; tÞ and wðx; tÞ in thepartial differential equations (1) and (2) with boundary conditions (5) and (6) are usuallyseparated. The use of eigenfunctions as a complete basis is often the choice because of theirpromising accuracy and convergence. Unfortunately, the eigenfunctions of traveling beams arecomplex and dependent on the speed. In the present study, we assume the following separablesolutions in terms of admissible functions:

uðx; tÞ ¼XN

j¼1

quj ðtÞ sin jpx; ð7Þ

wðx; tÞ ¼XN

j¼1

qwj ðtÞ sin jpx: ð8Þ

After substituting Eqs. (7) and (8) into Eqs. (1) and (2), the Galerkin procedure leads to thefollowing set of N+M second-order ordinary differential equationsXN

j¼1

Muij €q

uj þ

XN

j¼1

Cuij _q

uj þ

XN

j¼1

Kuijq

uj þ

XN

j¼1

XM

k¼1

Kwijkqw

k qwj ¼ 0 for i ¼ 1; 2; . . . ; N; ð9Þ

XM

j¼1

Mwij €q

wj þ

XM

j¼1

Cwij _q

wj þ

XM

j¼1

Kwij q

wj þ

XM

j¼1

XN

k¼1

Kuijkqu

kqwj þ

XM

j¼1

XM

k¼1

XM

l¼1

Kwijklq

wl qw

k qwj ¼ 0

for i ¼ 1; 2; . . . ; M; ð10Þ

where the dot above a variable denotes its derivative with respect to the nondimensional time t,

Muij ¼ Mw

ij ¼

Z1

0

sin ipx sin jpxdx ¼ 12dij ;

Kuij ¼ �ðv2 � v21Þj

2p2Z1

0

sin ipx sin jpxdx ¼ �12ðv2 � v21Þj

2p2dij;

Cuij ¼ Cw

ij ¼ 2vjpZ 1

0

sin ipx cos jpxdx ¼4ijv=ði2 � j2Þ; iaj and ði þ jÞ is even;

0; otherwise;

(

Kwijk ¼ v21jk

2p3Z 1

0

sin ipx cos jpx sin kpxdx ¼ v21jk2p3Iscsði; j; kÞ;

Kwij ¼ ½v2f j4p4 � ðv2 � 1Þj2p2�

Z1

0

sin ipx sin jpxdx ¼ 12½v2f j4p4 � ðv2 � 1Þj2p2�dij ;

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Kuijk ¼ v21jk

2p3Z 1

0

sin ipx cos jpx sin kpxdx þ v21kj2p3Z 1

0

sin ipx cos kpx sin jpxdx;

¼ v21jk2p3Iscsði; j; kÞ þ v21kj2p3Iscsði; k; jÞ;

Kwijkl ¼

32v21j

2klp4Z1

0

sin ipx sin jpx cos kpx cos lpxdx ¼ 32v21j

2klp4Issccði; j; k; lÞ;

Iscsði; j; kÞ ¼ 12½Iccði � k; jÞ � IccðI þ k; jÞ�;

Issccði; j; k; lÞ ¼ 14½Iccði � j; k þ lÞ þ Iccði � j; k � lÞ � Iccði þ j; k þ lÞ � Iccði þ j; k � lÞ�;

Iccði; jÞ ¼

Z1

0

cos ipx cos jpxdx ¼

0; iaj;

1=2; i ¼ ja0;

1; i ¼ j ¼ 0:

8><>:

Eqs. (9) and (10) can be written in matrix–vector form as

Mu €quþ Cu _qu þ Kuqu þ Kw

2 ðqwÞqw ¼ 0; ð11Þ

Mw €qwþ Cw _qw þ Kwqw þ Ku

2ðquÞqw þ Kw

3 ðqwÞqw ¼ 0; ð12Þ

where qu ¼ ½qu1; qu

2; . . . ; quN �

T and qw ¼ ½qw1 ; qw

2 ; . . . ; qwM �T. The entries of matrices Mu, Mw, Cu, Cw,

Ku and K

w are respectively Muij ; Mw

ij ; Cuij; Cw

ij Kuij and Kw

ij : Furthermore, the entries of matricesKw

2 ðqwÞ; Ku

2ðquÞ and Kw

3 ðqwÞ are respectively

Kw2ij

¼XM

k¼1

kwijkqw

k ; Ku2ij

¼XN

k¼1

Kuijkqu

k and Kw3ij

¼XM

k¼1

XM

l¼1

Kwijklq

wk qw

l :

Eqs. (11) and (12) can be grouped as

M€qþ C_qþ Kqþ K2ðqÞqþ K3ðqÞq ¼ 0; ð13Þ

where

q ¼ ½qu; qw�T; M ¼Mu 0

0 Mw

" #; C ¼

Cu 0

0 Cw

" #;

K ¼Ku 0

0 Kw

" #; K2 ¼

0 Kw2

0 Ku2

" #; K3 ¼

0 0

0 Kw3

" #:

For the forced response of the system, an excitation term can be added to the right-hand side ofEq. (13), i.e.

M€qþ C_qþ Kqþ K2ðqÞqþ K3ðqÞq ¼ F cos not ð14Þ

in which o is the nondimensional excitation frequency whose physical counterpart is offiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiffiP=rAL2

q:

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4. IHB formulation

In this section, the IHB method is formulated to solve Eq. (14). With the new dimensionlesstime variable t defined as

t ¼ o t; ð15Þ

Eq. (14) becomes

o2Mq00 þ o Cq0 þ ½Kþ K2ðqÞ þ K3ðqÞ�q ¼ F cos nt ð16Þ

in which prime denotes differentiation with respect to t.The first step of the IHB method is the incremental procedure. Let qj0 and o0 denote a state of

vibration; the neighboring state can be expressed by adding the corresponding increments as

o ¼ o0 þ Do; qj ¼ qj0 þ Dqj; ð17Þ

where j ¼ 1; 2; . . . ;m and m ¼ N þ M :Substituting Eqs. (17) into Eq. (16) and neglecting the higher-order incremental terms, one

obtains the following linearized incremental equation in matrix–vector form:

o20MDq00 þ o0 CDq0 þ ðKþ K�

2 þ 3K3ÞDq ¼ R� ð2o0Mq000 þ Cq00ÞDo; ð18Þ

R ¼ F cos nt� fo20Mq000 þ o0 Cq

00 þ ½Kþ K2ðq0Þ þ K3ðq0Þ�q0g ð19Þ

in which

q0 ¼ ½q10; q20; . . . ; qm0�T; Dq ¼ ½Dq1; Dq2; . . . ;Dqm�

T;

K�2 ¼

0 2Kw2

Kþ2 Ku

2

�; Kþ

2ij¼

XM

k¼1

Kuijkqw

k

and R is a residual/corrective vector that goes to zero when the (numerical) solution isexact.The second step of the IHB method is the harmonic balance procedure. Let

qj0 ¼Xnc

k¼1

ajkcosðk � 1ÞtþXns

k¼1

bjk sinkt ¼ CsAj; ð20Þ

Dqj ¼Xnc

k¼1

Dajk cos ðk � 1ÞtþXns

k¼1

Dbjk sin kt ¼ CsDAj ð21Þ

where

Cs ¼ ½1; cos t; . . . ; cos ðnc � 1Þt; sin t; . . . ; sin ns t�;

Aj ¼ ½aj1; aj2; . . . ; ajnc; bj1; bj2; . . . ; bjns

�T;

DAj ¼ ½Daj1;Daj2; . . . ;Dajnc;Dbj1;Dbj2; . . . ;Dbjns

�T:

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Then, q0 and Dq can be expressed in terms of the Fourier coefficient vector A ¼ ½A1;A2 . . . ;Am�T

and its increment DA ¼ ½DA1;DA2 . . . ;DAm�T as

q0 ¼ SA; Dq ¼ SDA ð22Þ

in which S ¼ diag: ½Cs;Cs; . . . ;Cs�: Substituting Eqs. (22) into Eq. (18) and applying the Galerkinprocedure for one cycle, one obtains the following set of linear equations in terms of DA and Do:

�KmcDA ¼ �R� �RmcDo; ð23Þ

where

Kmc ¼

Z 2p

0

ST½o20MS00 þ o0CS

0þ ðKþ Kn

2 þ 3K3ÞS�dt;

�R ¼

Z 2p

0

STfF cos nt� ½o20MS00 þ o0CS

0þ ðKþ K2 þ K3ÞS�gdtA;

�Rmc ¼

Z 2p

0

STð2o0MS00 þ CS0ÞdtA:

The solution process begins with a guessed solution. The nonlinear frequency–amplituderesponse curve is then solved point-by-point by incrementing the frequency o or incrementing acomponent of the coefficient vector A. The Newton–Raphson iterative method can be employed.

5. Numerical calculations

To illustrate the power of the IHB method, some numerical examples are presented in thissection. If we take N=M=1 in Eqs. (7) and (8), i.e. only one longitudinal mode and onetransverse mode are taken, then Eqs. (9) and (10) become

€qu1 � ðv2 � v21Þp

2qu1 ¼ 0; ð24Þ

€qw1 þ ðv2f p

2 � v2 þ 1Þp2qw1 þ 3

8v21p

4ðqw1 Þ

3¼ 0: ð25Þ

Obviously, the longitudinal vibration is linear and the transverse vibration is nonlinear.Moreover, they are not coupled. Eq. (25) is the famous Duffing equation and its nonlineardynamic characteristics have been thoroughly investigated by many researchers. LettingN ¼ M ¼ 2, i.e. two longitudinal and two transverse modes are considered, Eqs. (9) and (10)become

€qu1 þ m1 _q

w2 � ðv2 � v21Þp

2qu1 þ v21p

3qw1 qw

2 ¼ 0; ð26Þ

€qu2 þ m2 _q

u1 � 4ðv2 � v21Þp

2qu2 þ

12v

21p

3ðqw1 Þ

2¼ 0; ð27Þ

€qw1 þ m1 _q

w2 þ k11q

w1 þ k12q

w1 ðq

w2 Þ

2þ k13ðq

w1 Þ

3þ v21p

3ðqu1q

w2 þ qu

2qw1 Þ ¼ 0; ð28Þ

€qw2 þ m2 _q

w1 þ k21q

w2 þ k22q

w2 ðq

w1 Þ

2þ k23ðq

w2 Þ

3þ v21p

3qu1q

w1 ¼ 0; ð29Þ

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where

m1 ¼ �16v=3; k11 ¼ ðv2fp2 � v2 þ 1Þp2; k12 ¼ 3v21p

4; k13 ¼ k12=8;

m2 ¼ �m1; k21 ¼ 4ð4v2fp2 � v2 þ 1Þp2; k22 ¼ k12; k23 ¼ 2k12:

Riedel and Tan [12] investigated the forced transverse response of an axially moving strip usingthe method of multiple scales. With reference to the typical parameters of a belt drive system givenin Ref. [12], we shall assume

v21 ¼ 1124; v2f ¼ 0:0015 and v ¼ 0:6

throughout this section. The natural frequencies can be approximated with the linear undampednatural frequencies by dropping the nonlinear and damping terms in Eqs. (26)–(29). In this light,the linear natural frequencies are estimated to be 2.54 and 5.25 for the transverse vibration, and105.31 and 210.62 for the longitudinal vibration. The natural frequencies of the transversevibration are far away from that of the longitudinal vibration so that the coupled effect betweenthem should be weak. Hence, we will focus on the forced transverse response of the moving beamby neglecting the effect of the longitudinal vibration in the following study. By setting qu

i s to zeroand by incorporating the force terms, Eqs. (28) and (29) become

€qw1 þ m1 _q

w2 þ k11q

w1 þ k12q

w1 ðq

w2 Þ

2þ k13ðq

w1 Þ

3¼ F1 cos O t; ð30Þ

€qw2 þ m2 _q

w1 þ k21q

w2 þ k22q

w2 ðq

w1 Þ

2þ k23ðq

w2 Þ

3¼ F2 cos O t; ð31Þ

where O is the forcing frequency. By dropping the nonlinear terms, the linear natural frequenciescan be solved from the following equation:

o4 � ðk11 þ k21 � m1m2Þo2 þ k11k21 ¼ 0: ð32Þ

For the chosen v1 and vf, Fig. 2 plots the ratio of the second natural frequency o20 to the firstnatural frequency o10 versus the axial speed v. For a nonlinear system with cubic nonlinearity, theinternal resonance usually occurs when the natural frequency o20E3o10. It can be found fromFig. 2 that o20/o10E3 when v21 ¼ 1124; v2f ¼ 0:0015 and v ¼ 0:6: With this value of v, o10 ¼

2:11641 and o20 ¼ 6:3109:

5.1. Fundamental resonance at O near o10

In order to obtain the fundamental resonance when the forcing frequency O is near the firstnatural frequency o10, one should take F2=0 in Eq. (31). In the following calculation, we takeF1=0.03 and nc ¼ ns ¼ 4: As Eqs. (30) and (31) do not contain quadratic nonlinear terms, qw

1 andqw2 should not contain even harmonic terms and, thus, can be expressed as

qw1 ¼ A11 cos ðtþ f11Þ þ A13 cos 3 ðtþ f13Þ þ . . . ; ð33Þ

qw2 ¼ A21 cos ðtþ f21Þ þ A23 cos 3 ðtþ f23Þ þ . . . ð34Þ

where t ¼ Ot and f denote phase difference. The fundamental response is expressed mainly by theO� A11;O� A13;O� A21 and O� A23 curves which are shown in Figs. 3(a–d), respectively. A11

and A13, defined in Eq. (33), are respectively the amplitudes of the first and the third harmonic

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2

2.5

3

3.5

4

4.5

0 0.80.70.60.50.40.30.20.1

Fig. 2. Ratio of transverse natural frequencies versus speed for v21 ¼ 1124 and v2f ¼ 0:0015.

K.Y. Sze et al. / Journal of Sound and Vibration 281 (2005) 611–626 619

terms in the first variable qw1 : Meanwhile, A21 and A23, defined in Eq. (34), are respectively the

amplitudes of the first and the third cosine harmonic terms of the second variable qw2 : To facilitate

the understanding of the relation between forced and free vibration, the free vibration backbonecurves for A11, A13, A21 and A23 are also plotted. It can be seen that 9A119 b 9A139 and 9A239 b9A219. Therefore, the first and third harmonic terms are the major modes of qw

1 and qw2 ,

respectively.One can note the internal resonance on the amplitudes of the responding modes in Figs. 3a and

d. Both A11 and A23 possess three solutions. Their first solutions Að1Þ11 and A

ð1Þ23 are of different

phases, and represent the in-phase and out-of-phase responses, respectively. Starting from P1’s inthe respective figures, both jA

ð1Þ11 j and jA

ð1Þ23 j increase with O to the turning points P2’s. Before P2’s,

jAð1Þ11 j4jA

ð1Þ23 j and thus the major mode of qw

1 is the responding mode. At P2’s, jAð1Þ11 j jumps down

and jAð1Þ23 j jumps up. Afterwards, jA

ð1Þ11 j drops and jA

ð1Þ23 j rises slowly. The responding modes switch

from the major mode of qw1 to that of qw

2 . Though the frequency pertinent to the Að1Þ23 is 3Ot, A

ð1Þ23

here is not triggered by F2cos(3Ot) which acts on qw2 . Rather, A

ð1Þ23 is induced by the nonlinear effect

intrinsic to the dynamic system. This phenomenon is typically known as internal resonance.Noticeably, the frequencies at P2’s are close to the first natural frequency o10 or the exchange ofthe responding mode occurs at the vicinity of o10.The second solutions of A11 and A23 are respectively A

ð2Þ11 and A

ð2Þ23 which are of the same phase.

Að2Þ11 and A

ð2Þ23 start from P4’s and terminate at P6’s via turning points P5’s. In the course, jA

ð2Þ11 j

increases gradually but jAð2Þ23 j decreases gradually. In other words, the responding mode transits

gradually from the major mode of qw2 back to that of qw

1 . The third solutions of A11 and A23 arerespectively A

ð3Þ11 and A

ð3Þ23 which are again of the same phase. A

ð3Þ11 and A

ð3Þ23 start from P7’s and

terminate at P9’s via turning points P8’s. In the course, both jAð3Þ11 j and jA

ð3Þ23 j drop gradually. There

is no exchange of responding mode as in the first solutions (Að1Þ11 and A

ð1Þ23 ) and second solutions

(Að2Þ11 and A

ð2Þ23 ).

The internal resonance pattern for A13 and A21 revealed in Figs. 3b and c are similar to that ofA11 and A23. However, A13 and A21 are only the minor modes of respectively qw

1 and qw2 as

jA13j jA21j � jA11j jA23j.To the best knowledge of the authors, the internal resonance phenomenon portrayed in Figs. 3a

and d bodies have not been reported in the literature of axially moving bodies and nonlinear

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-0.01

0

0.01

0.02

0.03

0.04

1 2 3 4 5 6 7

A11

(3)11A

(2)11A

(1)11A

P1

P2

P3

P9

P6

P7

P4P5

P8

-0.02

-0.015

-0.01

-0.005

0

0.005

0.01

0.015

0.02

0.025

1 2 3 4 5 6 7

A23

(1)

23A

(2)

23A

(3)

23A

P1

P2

P3

P4

P5 P6

P7P8 P9

-0.006

-0.004

-0.002

0

0.002

0.004

0.006

2 3 4 5 6 71

A13

-0.006

-0.004

-0.002

0

0.002

0.004

0.006

1 2 3 4 5 6 7

A21

)1(13A

)2(13A

)3(13A

(1)21

A

)2(21

A

(3)21

A

(a)

(c) (d)

(b)

Fig. 3. Fundamental resonance as O o10: —, denotes forced response curve and - -, denotes backbone curve.

K.Y. Sze et al. / Journal of Sound and Vibration 281 (2005) 611–626620

vibration. Nevertheless, the phenomenon is very much similar to the internal resonance previouslyreported for nonlinear vibration of clamped–hinged beams [28] and thin plates with one edgeclamped and the opposite edge hinged [29]. Though they arises from different sets of governingequations and are solved by different methods, they share the common cubic nonlinearity featureand o20 3o10:Fig. 4 shows the forced response curves of the Duffing equation as obtained by adding the

excitation term F1 cos Ot to the right-hand side of Eq. (25). Comparing Fig. 4 with Fig. 3a, onecan discover the important difference between the characteristics of the one- and the two-degree-of-freedom systems. In the single-degree-of-freedom system, A

ð1Þ11 and A

ð2Þ11 in Fig. 3a becomes A

ð1Þ1

in Fig. 4. The turning point P2 does not exist and there is no internal resonance for the in-phaseresponse curve. On the other hand, the out-of-phase responses A

ð3Þ11 and A

ð3Þ1 in the two figures

exhibit the same characteristic.

5.2. Superharmonic resonance at O near o10/3

In order to obtain the superharmonic resonance as O near o10=3; one should again take anonzero F1 and a zero F2 in Eqs. (30) and (31). Furthermore, we set F1=0.03 and nc ¼ ns ¼ 4: Thesolution of qw

1 and qw2 are again taken in the form of Eqs. (33) and (34). Results show

jA13j � jA11j and jA23j � jA21j. In other words, the response is dominated by the third harmonicterms whose frequency is three times of the excitation frequency. Consequently, these resonance

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0.02

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0.04

1 2 3 4 5 6 7

A1

(1)1

A

(2)1

A

Fig. 4. Forced response curve of Duffing equation as O o10: —, denotes forced response curve and - -, denotes

backbone curve.

K.Y. Sze et al. / Journal of Sound and Vibration 281 (2005) 611–626 621

are called superharmonic resonance which are expressed by the O� A13 and O� A23 curves inFigs. 5a and b, respectively. The superharmonic responses of O� A13 and O� A23 show the samecharacteristics which are similar to that of the fundamental resonance of the single-degree-of-freedom system in Fig. 4. The sharp turns of the frequency–amplitude response curves areresponsible for the jump phenomenon.

5.3. Fundamental resonance at O near o20

In order to obtain the fundamental resonance as O nears the second natural frequency o20, oneshould take a zero F1 and a nonzero F2 in Eqs. (30) and (31). Furthermore, we take F2=0.03 andnc ¼ ns ¼ 4: The solutions of qw

1 and qw2 are also taking the form of Eqs. (33) and (34). Numerical

results show that jA11j � jA13j and jA21j � jA23j: In other words, the response is dominated bythe first harmonic terms whose frequency is the same as the excitation frequency. Therefore, theseresponses are termed as fundamental resonances. They are expressed by the curves O� A21 andO� A11 in Figs. 6a and b, respectively. The characteristic of A11 and A21 is similar to that of thesingle-degree-of-freedom system shown in Fig. 4.

5.4. Subharmonic resonance at O near o20

Besides the fundamental resonance, there is another kind of resonance named subharmonicresonance that occurs when O o20. To obtain the subharmonic resonance, one should take azero F1 in Eq. (30) and a nonzero F2 on the third harmonic term in Eq. (31). Let t ¼ O t ¼ 3t1;the solution of qw

1 and qw2 in the present case are taken to be

qwj ¼

Xnc

k¼1

ajk cos ð2k � 1Þt1 þXns

k¼1

bjk sinð2k � 1Þt1 for j ¼ 1; 2: ð35Þ

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1.6 1.81.41.210.80.60.41.20

A13

-0.006

-0.004

-0.002

0

0.002

0.004

0.006

0 0.2 0.4 0.6 0.8 1 1.2 1.4 1.6 1.8

A23

)1(13A

)2(13A

)1(23A

)2(23A

(a)

(b)

Fig. 5. Superharmonic resonance as O o10=3: —, denotes forced response curve and - -, denotes backbone curve.

K.Y. Sze et al. / Journal of Sound and Vibration 281 (2005) 611–626622

Again, we take f2=0.03 and nc ¼ ns ¼ 4: Numerical results show that the coefficients ajk andbjk ðj ¼ 1; 2; k ¼ 3; 4Þ are near to zero. Hence, the assumed solutions are simplified to be

qw1 ¼ A11 cos 1

3ðtþ f11Þ þ A13 cos ðtþ f13Þ þ � � � ; ð36Þ

qw2 ¼ A21 cos 1

3ðtþ f21Þ þ A23 cos ðtþ f23Þ þ � � � : ð37Þ

Results show that jA11j � jA13j and jA21j � jA23j: In other words, the response is dominatedby the first harmonic terms whose frequency is one-third of the excitation frequency. Hence, theseresonances are called subharmonic resonances which are expressed by the O� A11 and O� A21

curves in Figs. 7a and b, respectively. In other words, the excitation at a high frequency mayproduce significant responses in the low-frequency modes and, particularly, the fundamental

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2 5 8 11 14 17 20

A21

-0.006

-0.004

-0.002

0

0.002

0.004

0.006

2 5 8 11 14 17 20

A11

)1(21A

)2(21A

)1(11A

)2(11A

(a)

(b)

Fig. 6. Fundamental resonance as O o20: —, denotes forced response curve and - -, denotes backbone curve.

K.Y. Sze et al. / Journal of Sound and Vibration 281 (2005) 611–626 623

mode. Figs. 7a–d show how complicated the solution can be when O o20: Some interestingphenomena are noted as follows:

1.

There are two solutions in the subharmonic resonance as O o20: 2. jA11j in Fig. 7a can be as large as 6 jA21j in Fig. 7b, 10 jA23j in Fig. 7d and even 20 jA13j in

Fig. 7c. Clearly, the subharmonic response is dominated by A11 or the subharmonic term of thefirst variable.

3.

Double roots are encountered for A13 and A23 as shown in Figs. 7c and d. In other words,A

ð1Þ13 ¼ A

ð2Þ13 ; A

ð1Þ23 ¼ A

ð2Þ23 :

4.

There is no jump phenomenon in all subharmonic resonance.

Lastly, it is worth pointing out that one can calculate another set of solutions when A11 ¼

A21 ¼ 0: As O o20; the pertinent response curves O A13 and O A23 express the fundamentalresonance and are similar to the O� A11 and O� A21 curves in Figs. 6a and b.

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0.01

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0.03

2 5 8 11 14 17 20

2 5 8 11 14 17 20

A11

-0.006

-0.004

-0.002

0

0.002

0.004

0.006

2 5 8 1411 17 20

A21

)1(11A

)2(11A

)2(11A

)1(11A

)1(21A

)2(21A

)2(21A

)1(21A

(a) (b)

(c) (d)

-0.002

-0.0015

-0.001

-0.0005

0

0.0005

0.001

A13

-0.004

-0.003

-0.002

-0.001

0

0.001

0.002

0.003

0.004

2 5 8 11 14 17 20

A23

(1) (2)13 13A A=

(1) (2)23 23A A=

Fig. 7. Subharmonic resonance as O o20: —, denotes forced response curve and - -, denotes backbone curve.

K.Y. Sze et al. / Journal of Sound and Vibration 281 (2005) 611–626624

6. Concluding remarks

1.

The Incremental Harmonic Balance (IHB) method has been shown to be a straightforward,efficient and reliable method for treating the nonlinear vibration of axially moving systems.

2.

The forced response of an axially moving beam with internal resonance between the first twotransverse modes is studied. In the presence of internal resonance due to the coupling of the twomodes, numerical results reveal that excitation at a frequency close to the fundamentalfrequency can produce a significant response at a higher harmonic frequency. Conversely,excitation at a frequency close to a higher harmonic frequency may produce a significantresponse at a lower harmonic frequency and, in particular, at the fundamental frequency. Theobserved internal resonances are rich and complicated. To the best knowledge of the authors,the observations have not been reported in the literature on nonlinear vibration analysis ofaxially moving media.

3.

Stability analysis of the periodic response has not been studied here. It will be discussed in aseparate paper.
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Acknowledgements

The financial support of the University of Hong Kong in the form of a CRCG Grant isgratefully acknowledged.

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