9
CLINICAL TRIAL The MSKCC nomogram for prediction the likelihood of non-sentinel node involvement in a German breast cancer population M. Klar A. Jochmann M. Foeldi M. Stumpf G. Gitsch E. Stickeler D. Watermann Received: 21 December 2007 / Accepted: 21 December 2007 / Published online: 3 January 2008 Ó Springer Science+Business Media, LLC. 2008 Abstract Objective To assess whether the Memorial Sloan Kettering Cancer Center (MSKCC) nomogram for prediction of NSLN metastasis is useful in a German breast cancer population and whether the characteristics of the breast tumor and the sentinel lymph node (SLN) are able to predict the likelihood of non-sentinel lymph node (NSLN) metastasis. Methods A total of 545 patients with primary breast cancer and SLN examination were evaluated. The MSKCC nomogram was applied to 98 patients with a positive SLN who subsequently had completion axillary lymph node dissection (ALND). Predictive accuracy was assessed by calculating the area under the receiver-operator characteristic (ROC) curve. The collective was evaluated by correlating the prevalence of NSLN and SLN metastasis to pathological features. Results The MSKCC nomogram achieved a ROC of 0.58 indicating a bad accuracy of the nomogram. Tumor size, histology, lymphovascular infil- tration, multifocality, Her-2-neu positivity, and nuclear grade correlated with the probability of SLN metastasis. Histology and primary tumor localization correlated significantly with the probability of NSLN metastasis. Conclusions The MSKCC nomogram did not provide a reliable predictive model in our study population. How- ever, the likelihood of SLN metastasis correlated with the presumed risk factors and no obvious differences between the MSKCC population and our population could be seen. In order to achieve interinstitutional reproducibility, standardization of surgical procedure and of the patholog- ical assessment of the SLN is desirable. Keywords Breast cancer Á Sentinel lymph node biopsy Á Non sentinel lymph node metastasis Á Axillary lymph node dissection Á Breast cancer nomogram Introduction Sentinel lymph node (SLN) biopsy is a valid method of assessing axillary lymph node involvement in patients with early breast cancer [1]. Although axillary lymph node dissection (ALND) is still standard of care in any case of SLN metastasis [28], there is an ongoing debate about the necessity for complete ALND in every patient with meta- static SLN, especially in those with little risk of additional disease since 40–60% of patients have no disease in axil- lary lymph node other than SLN itself [1, 9, 10]. These patients, therefore, are unlikely to benefit from further surgery that results in a longer period of hospitalization, higher costs and higher postoperative morbidity [11]. Opponents of ALND after proven metastatic SLN fur- thermore argue that the therapeutic impact is minimal [12] and that SLN positive patients will receive systemic ther- apy, regardless of the presence of any additional nodal metastasis. Proponents, however, support more aggressive treatment referring to the survival data from the National Cancer Database for women with stage I and stage II breast carcinoma demonstrating a significant worse 10-year survival when ALND was omitted [13]. Within the last years a number of studies investigated the risk of additional axillary involvement in early breast cancer. The most powerful independent predictor described in theses studies is the size of the primary tumor and the M. Klar Á A. Jochmann Á M. Foeldi Á M. Stumpf Á G. Gitsch Á E. Stickeler Á D. Watermann (&) Department of Obstetrics and Gynecology, University of Freiburg, Medical School, Hugstetter Str. 55, 79106 Freiburg, Germany e-mail: [email protected] 123 Breast Cancer Res Treat (2008) 112:523–531 DOI 10.1007/s10549-007-9884-1

The MSKCC nomogram for prediction the likelihood of non-sentinel node involvement in a German breast cancer population

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CLINICAL TRIAL

The MSKCC nomogram for prediction the likelihoodof non-sentinel node involvement in a German breastcancer population

M. Klar Æ A. Jochmann Æ M. Foeldi Æ M. Stumpf ÆG. Gitsch Æ E. Stickeler Æ D. Watermann

Received: 21 December 2007 / Accepted: 21 December 2007 / Published online: 3 January 2008

� Springer Science+Business Media, LLC. 2008

Abstract Objective To assess whether the Memorial

Sloan Kettering Cancer Center (MSKCC) nomogram for

prediction of NSLN metastasis is useful in a German breast

cancer population and whether the characteristics of the

breast tumor and the sentinel lymph node (SLN) are able to

predict the likelihood of non-sentinel lymph node (NSLN)

metastasis. Methods A total of 545 patients with primary

breast cancer and SLN examination were evaluated. The

MSKCC nomogram was applied to 98 patients with a

positive SLN who subsequently had completion axillary

lymph node dissection (ALND). Predictive accuracy was

assessed by calculating the area under the receiver-operator

characteristic (ROC) curve. The collective was evaluated

by correlating the prevalence of NSLN and SLN metastasis

to pathological features. Results The MSKCC nomogram

achieved a ROC of 0.58 indicating a bad accuracy of the

nomogram. Tumor size, histology, lymphovascular infil-

tration, multifocality, Her-2-neu positivity, and nuclear

grade correlated with the probability of SLN metastasis.

Histology and primary tumor localization correlated

significantly with the probability of NSLN metastasis.

Conclusions The MSKCC nomogram did not provide a

reliable predictive model in our study population. How-

ever, the likelihood of SLN metastasis correlated with the

presumed risk factors and no obvious differences between

the MSKCC population and our population could be seen.

In order to achieve interinstitutional reproducibility,

standardization of surgical procedure and of the patholog-

ical assessment of the SLN is desirable.

Keywords Breast cancer � Sentinel lymph node biopsy �Non sentinel lymph node metastasis � Axillary lymph

node dissection � Breast cancer nomogram

Introduction

Sentinel lymph node (SLN) biopsy is a valid method of

assessing axillary lymph node involvement in patients with

early breast cancer [1]. Although axillary lymph node

dissection (ALND) is still standard of care in any case of

SLN metastasis [2–8], there is an ongoing debate about the

necessity for complete ALND in every patient with meta-

static SLN, especially in those with little risk of additional

disease since 40–60% of patients have no disease in axil-

lary lymph node other than SLN itself [1, 9, 10]. These

patients, therefore, are unlikely to benefit from further

surgery that results in a longer period of hospitalization,

higher costs and higher postoperative morbidity [11].

Opponents of ALND after proven metastatic SLN fur-

thermore argue that the therapeutic impact is minimal [12]

and that SLN positive patients will receive systemic ther-

apy, regardless of the presence of any additional nodal

metastasis. Proponents, however, support more aggressive

treatment referring to the survival data from the National

Cancer Database for women with stage I and stage II breast

carcinoma demonstrating a significant worse 10-year

survival when ALND was omitted [13].

Within the last years a number of studies investigated

the risk of additional axillary involvement in early breast

cancer. The most powerful independent predictor described

in theses studies is the size of the primary tumor and the

M. Klar � A. Jochmann � M. Foeldi � M. Stumpf � G. Gitsch �E. Stickeler � D. Watermann (&)

Department of Obstetrics and Gynecology,

University of Freiburg, Medical School, Hugstetter Str. 55,

79106 Freiburg, Germany

e-mail: [email protected]

123

Breast Cancer Res Treat (2008) 112:523–531

DOI 10.1007/s10549-007-9884-1

size of SLN metastasis [14–19]. However, up to now,

metaanalyses have failed to quantify the predictive value of

these features [20]. One reason might be the heterogeneity

in the investigational procedures, another the different

patient population. Therefore, validation of predictive

characteristics of the primary tumor and the SLN in dif-

ferent settings is still needed and represented the first goal

of this study.

Van Zee et al. from the Memorial Sloan Kettering

Cancer Center (MSKCC) assessed potential independent

predictors of non-sentinel lymph node metastasis (NSLN)

by creating a nomogram. The chosen variables (pathologic

size, tumor type, nuclear grade, multifocality, estrogen

receptor status, method of detection of the SNL, number of

positive and negative SLN) were based on a review of

literature and their own data [21]. The analyses showed a

receiver–operator characteristic curve (ROC) of 0.76. The

same model used in a prospective setting in the same center

revealed a ROC of 0.77. Breast cancer specialists, in

comparison, when asked to predict the likelihood of

NSLN-metastasis with the same given characteristics,

achieved only a ROC of 0.54 [22]. A model with a ROC of

0.5 is equal to the toss of a coin. A model with a ROC of

0.7–0.8 is considered good, whereas an ROC of 0.81–0.9

has excellent discrimination.

Interinstitutional differences exist concerning SLN

mapping, removal, pathological assessment and staining.

This might influence the accuracy of the nomogram.

Therefore, a validation of the nomogram is obligatory

before its use as a predictive tool. The purpose of this study

was to validate the MSKCC nomogram in a community

breast cancer center patient population in Germany.

Materials and methods

From January 1999 to December 2005, 1,612 patients with

histologically proven breast cancer were treated in our

department. Of these, 577 underwent breast-conserving

surgery or mastectomy with SLN biopsy since they met the

inclusion criteria for SLN biopsy (histologically proven

breast cancer, negative axillary lymph nodes on palpation

and sonography, informed consent for sentinel lymph node

procedure). Patients were excluded from SNL biopsy in case

of failed SLN mapping, inflammatory breast cancer, ductal

carcinoma in situ (DCIS), no informed consent, clinically

suspicious axillary lymph nodes, pregnancy and lactation,

allergies against nanocol or dye stuffs, or previous operation

of the axilla. A total of 32 patients were excluded because of

lacking follow-up-data or failed SLN detection.

For SLN mapping, we used either the radiotype (97.5%)

or the blue dye (2.5%) technique. Both techniques have been

described elsewhere in detail [23, 24]. For radioisotope

technique, 99mTc-nanocol was injected subcutaneously

around the tumor 1 day prior to surgery and lymphoscin-

tigraphy was performed. Intraoperatively, the SLN were

detected by using a hand held gamma probe. Any lymph

node with radioactivity was regarded as SLN and sent to

immediate intraoperative pathological evaluation using

frozen section. ALND was performed in any case of tumor

detected intraoperatively or at final pathological diagnosis.

The remaining SLN material was further analyzed by

hematoxylin–eosin staining (H&E) and immunohistochem-

istry (IHC). If tumor cell clusters were detected by these

techniques secondary ALND was performed. The tumor

stage was classified according to UICC classification.

Hormone receptor and Her-2/neu status was determined by

immunohistochemistry, a Her-2/neu score of +++ was

classified as positive.

Data from all patients were entered into a database. This

database included for each patient: personal data, data on

surgery, data on the tumor, SLN data, NSLN data, data on

adjuvant treatment, date of recurrence, time of follow up

and nomogram-specific data (tumor type, pathological size

in cm, grading, presence of lymphovascular invasion,

multifocalilty and multicentricity, estrogen and progesteron

receptor status, method of detection of SLN metastasis and

number of positive SLN).

A total of 118 patients (of 545 patients meeting the

inclusion criteria of our study) were SLN positive. Of

these, 98 patients underwent ALND with at least 10 lymph

nodes removed from the axilla. Standard of care by com-

pletion via ALND with at least 10 nodes after positive

SLN, however, was not performed in the remaining 20

patients. This was due to several reasons, like treatment

with radiotherapy for tumor control in the axilla instead of

surgery, metastatic disease or severe comorbidity. In

addition, in 6 patients ALND was performed, but less than

10 lymph nodes were removed. A total of 427 patients were

SLN negative. Of these 125 underwent ALND during our

initial training period, when the SLN-technique was

introduced at our institution.

Patients were categorized in three groups: SLN-negative

without ALND (n = 302), SLN-negative with ALND

(n = 125) and SLN-positive (n = 118).

All analyses were conducted with SPSS12.1. For numeric

data, values are expressed in mean and median val-

ues ± standard derivation (SD). Numeric data was analysed

with Student’s-t-Test if normal distribution and equality of

variances were given. If not, the Mann–Whithney-Test was

used for comparison of data. Categoric data was analysed

with the Chi-Square-test or with Fisher’s-Exact-Test.

In order to calculate the risk of NSLN metastasis, we

evaluated the MSKCC nomogram provided in a free online

version (http://www.mskcc.org/nomograms). The predic-

tive power of the nomogram was assessed by calculating the

524 Breast Cancer Res Treat (2008) 112:523–531

123

area under the receiver–operator characteristic (ROC) curve.

Further information on the methods of development and

internal validation are available on the above internet site and

the corresponding publication [21].

Results

The MSKC nomogram in our collective

of SLN-positive patients

The overall descriptive clinical and histopathological char-

acteristics of patients with SNL biopsy (n = 545) are shown

in Table 1. Adjuvant treatment of theses patients included

chemo- (52%), radio- (72%) and endocrine therapy (72%).

The overall survival (OS) in the whole cohort (n = 545)

in the mean follow up time of 32.5 months was 97.6%, the

disease free survival (DFS) was 93.6%.

Clinical data collected for MSKC nomogram included:

size of primary tumor, tumor type and nuclear grade,

multifocality, lymphovascular invasion, estrogen receptor

status, method of metastasis detection, number of positive

SLN and number of negative SLN. Inclusion criteria were:

Invasive breast cancer, no neoadjuvant chemotherapy, SLN

metastasis and at least 10 lymph nodes removed at ALND.

Of the 118 SLN positive patients 98 could be included in

the MSKC calculation. In comparison to the population of

the original publication of the MSKC nomogram [21] our

collective showed no major differences (Table 2).

In order to assess the accuracy of the nomogram in our

collective, actual probabilities were plotted against the

calculated probabilities for each decile of patients. The

trend line differed in a few deciles more than 50% (Fig. 1).

The ROC was 0.58 (Fig. 2).

In conclusion, the MSKC nomogram does not provide

an accurate prediction of the probability of NSLN-metas-

tasis in our cohort of SLN-positive breast cancer patients.

Collective assessment

Data on survival and recurrences

During the follow-up time, within the group of SLN-

negative-patients receiving no ALND (n = 302) nine

recurrences (3.0%) were observed: five local recurrences at

the breast, one axillary recurrence and three distant

metastasis.

Within the group of SLN-positive (n = 118), 18 recur-

rences (15.2%) were observed: four local recurrences at the

breast and 14 distant metastasis. Three patients with distant

metastasis died within the follow-up time. No axillary local

recurrence was observed in this group.

Within the group of patients receiving ALND after

negative SLN (n = 125), eight recurrences occurred

(6.4%) during follow up time, including three local recur-

rences at the breast, two axillary recurrences and three

distant metastasis.

Table 1 Overall patient and tumor characteristics of the patient

population

Variable Frequency

n %

Age (at the time of operation)

\50 years 121 22

C50 years 424 78

Tumor size (cm)

\1 130 24

1–3 370 68

[3 43 8

Tumor location

UIQ 106 19

UOQ 251 47

LIQ 44 8

LOQ 91 17

Central 43 8

Histology

Ductal 344 63

Lobular 116 21

Other 85 16

Nuclear grade

I 64 12

II 332 61

III 146 27

Centricity

Multifocal 165 73

Unifocal 380 27

Receptor status

ER positive 407 75

PR postitive 362 66

Her-2/neu

0–2 375 69

3 59 11

Unknown 111 20

Lymphovascular invasion

Negative 430 79

Positive 115 21

No. of positive lymph nodes

0 427 78

1 82 15

2 26 5

C3 10 2

LIQ, Lower inner quadrant; LOQ, Lower outer quadrant; UIQ, Upper

inner quadrant; UOQ, Upper outer quadrant

Breast Cancer Res Treat (2008) 112:523–531 525

123

SLN metastasis

As presumed, tumor size, histology, lymphovascular infiltra-

tion, multifocality, Her-2-neu positivity, and nuclear grade

correlated with the probability of SLN metastasis (Table 3).

118 of the 545 patients (22%) had at least one positive

SNL (characteristics shown in Table 2). 178 positive SLN

were obtained (mean 1.51 SNL per patient). Of the 118

SNL-positive patients, 16 (13.5%) had isolated tumor cells

(ITC) in the SNL, whereas 60 (50.8%) and 28 (23.7%) had

Table 2 Comparison of descriptive characteristics of the prospective and retrospective patient collectives: UFK, Freiburg; MSKCC, New York;

CWH Nijmegen and MD Anderson, Houston

Variable UFK

Freiburg retrospective

group (n = 98)

MSKCC

New York prospective

group (n = 373)

CWH

Nijmegen prospective

group (n = 222)

MD Anderson

Houston retrospective

group (n = 200)

n % n % n % n %

Age (years)

B50 30 30.6 157 35.1 78 35.1 123 62

Tumor size (mm)

B0.5 5 5.1 13 3.5 1 0.5 5 3

0.6–1.0 7 7.1 49 13.1 13 5.9 25 13

1.1–2.0 45 46.0 166 44.5 90 40.5 91 46

2.1–3.0 25 25.5 93 24.9 69 31.1 39 20

3.1–5.0 11 11.2 41 11 40 18.0 20 10

[5.1 5 5.1 11 2.9 9 4.0 20 10

Tumor type and nuclear grade

Ductal, I 2 2 11 2.9 30 13.5 14 7

Ductal, II 50 51 175 46.9 78 35.1 86 43

Ductal, III 20 20.4 129 34.6 65 29.3 63 32

Lobular 26 26.5 58 15.5 49 22.1 20 10

Lymphovascular invasion 46 46.9 154 41.3 72 32.4 60 30

Multifocality 38 34.7 132 35.4 55 24.8 19 9

Estrogen receptor pos. 74 76.3 290 77.7 190 85.6 160 80

Method of detection

IHC only 10 10.2 18 4.8 49 22.1 8 4

Serial H&E 24 24.5 40 10.7 38 17.1 99 50

Routine H&E – – 296 79.4 135 60.8 35 18

Frozen section 64 65.3 128 47 – – – –

Number of positive SLN

1 66 67.3 265 71 163 73.4 150 75

2 24 24.5 75 20.1 48 21.6 42 21

3 3 3.1 21 5.6 7 3.1 6 3

4 4 4.1 8 2.1 3 1.4 1 0.5

5 3 0.8 0 0 1 0.5

C6 1 1 1 0.3 1 0.5 – –

Number of negative SLN

0 50 51 132 35.4 131 59 77 39

1 22 22.4 79 21.2 64 28.8 50 25

2 12 12.2 72 19.3 19 8.6 39 20

3 6 6.1 41 11 7 3.1 14 7

4 3 3.1 22 5.9 0 0 7 4

5 2 2 7 1.9 1 0.5 6 3

C6 3 3 20 5.3 0 0 7 4

IHC, Immunohistochemistry; H&E, Hematoxylin and eosin; SLN, Sentinel lymph node

526 Breast Cancer Res Treat (2008) 112:523–531

123

macro ([2 mm)- and micrometastasis (B2 mm), respec-

tively. In 14 patients the size was not specified.

NSLN metastasis

A total of 55 patients of the 545 patients (10%) showed

NSLN-metastasis. The prevalence of NSLN metastasis in

the group of SLN positive patients was 46.6% (55 of 118

patients), with a mean number of 3.47 involved lymph

nodes.

Only histology (P \ 0.023) and primary tumor locali-

zation (P \ 0.049) correlated significantly with NSLN-

metastasis. Tumor grade, lymphovascular infiltration, SNL

capsular infiltration, centricitiy and biologic features

(estrogen and progesterone receptor status, Her2/neu

expression) of the primary tumor did not correlate with the

prevalence of NSLN metastasis (Table 4).

Discussion

The MSKCC nomogram has already been evaluated by

numerous centers (Table 5) [25–34]. Interestingly, whereas

the nomogram seems to provide a useful predictive tool in

the North American [25, 34], and Australian [26, 27]

population, the results from European institutions are

heterogenous: Kocscis et al. [28] (Hungary) found the

correlation between the predicted and observed proportions

weaker for their patients than for the patients assessed at

the MSKCC. Alran et al. (France) warned against the use

of the nomogram for patients with micrometastatic positive

SLN and proposed the integration of age, proliferation

0%1 to10

11 to20

21 to30

31 to40

41 to50

51 to60

61 to70

71 to80

81 to90

91 to100

20%

40%

60%

80%

100%

120%

Groups (%)

)%(

ytilib

ab

orP

BCN predicted probability

actual probability

Fig. 1 Comparison between actual and predicted probability

Fig. 2 Receiver–operator characteristic (ROC) curve calculation for

the MSKCC nomogram applied to the Freiburg data (n = 98)

Table 3 Clinicopathologic correlation in patients with SLN-

metastasis

Variable SLN neg. SLN pos. P-value

Number of patients 427 118

Primary tumor size (mean in mm) 16.5 20.82 \0.001

Age (mean) 59 58 0.28

Histology \0.001

Ductal 265 (62%) 79 (67%)

Lobular 81 (19%) 35 (30%)

Other 81 (19%) 4 (3%)

Nuclear grade 0.015

I 59 (14%) 5 (4%)

II 255 (60%) 77(65%)

III 110 (26%) 36 (31%)

Primary tumor location 0.079

UOQ 185 (44%) 66 (57%)

UIQ 91 (22%) 15 (13%)

LOQ 71 (17%) 20 (17%)

LIQ 38 (9%) 6 (5%)

Central 34 (8%) 9 (8%)

ER receptor pos. 323 (76%) 90 (76%) 1.0

PR receptor pos. 289 (68%) 76 (64%) 0.509

Her-2/neu pos. (Score +++) 143 (34%) 52 (44%) 0.039

Lymphovascular invasion positive 58 (14%) 57 (48%) \0.001

Multifocality 117 (27%) 48 (41%) 0.007

Breast Cancer Res Treat (2008) 112:523–531 527

123

index and hormone receptors in the present nomogram

[29]. Zgajnar et al. (Slovenia) found that the MSKCC

nomogram overestimates the probability of NSLN metas-

tasis [32]. Pal et al. (UK) suggested a revised predictive

model using more detailed pathologic features and

achieved a ROC curve of impressive 0.84 [33]. Smidt et al.

(The Netherlands) and Ponzone et al. (Italy), found the

MSKCC nomogram helpful to predict an individual’s risk

of NSLN involvement, although their collectives differed

significantly from the one’s of the MSKCC (Table 2) [30,

31]. It is thus questionable, whether the discrepancies in the

study population alone make it difficult to recommend the

nomogram as a world-wide prediction tool. Most presum-

ably some other factors contribute as well to the lack of

reproducibility of the nomogram.

Firstly, the methods of pathological assessments vary

among the present studies [21, 25, 28–30]. Lambert et al.

showed accurate results of the nomogram by using touch

imprint cytology (TIC) for intraoperative assessment of

SLN and suggested the suitability of substituting TIC for

frozen section within the nomogram [25]. However, Kocsis

et al., who also used TIC, failed to successfully validate the

nomogram in their collective [28]. Although the two

techniques appear to be roughly equivalent [35], we con-

sider (and so do Kocsis et al.) the differences in the

intraoperative assessment (frozen section vs TIC, interin-

dividual differences of microscopic assessment) to partly

explain the lower correlation between predicted and

observed probability. The final diagnosis of SLN metasta-

sis is often based on H&E staining, whereas the MSKCC

uses frozen section as the method of choice for SLN

metastasis-detection.

Secondly, the diameter of the SLN metastasis is not

included in the calculation of the MSKCC nomogram,

although the size of SNL metastasis is described to be one

of the most powerful independent predictor for additional

axillary involvement [13–18]. In this context it would be

Table 4 Clinicopathologic correlation in patients with NSLN-

metastasis

Variable NSLN neg. NSLN pos. P-value

Total number of ALND

with more than 10 nodes

61 37

Age 58.3 56.4 0.495

Primary tumor diameter

(mean in mm)

21.2 21.0 0.918

Total number of lymph nodes 15.6 16.9 0.251

Number of pos. SLN 1.4 1.7 0.919

Size of SLN metastasis 0.08

Macrometastasis 30 24

Micrometastasis 19 5

Histology 0.023

Ductal 37 (61%) 31 (84%)

Lobular 22 (36%) 4 (11%)

Other 2 (3%) 2 (5%)

Nuclear grade 0.278

I 4 0

II 41 26

III 16 11

Lymphovascular invasion 0.129

Neg. 36 16

Pos. 25 21

SNL capsule infiltration 0.347

Neg. 48 26

Pos. 13 11

Primary tumor location 0.049

UOQ 37 21

UIQ 8 3

LOQ 5 10

LIQ 5 0

Central 6 2

Centricity 0.522

Unifocal 40 20

Multifocal 17 14

Multicentric 4 3

Histology and primary tumor localisation correlates significantly with

NSLN-metastasis. All other clinicopathologic parameters had no

predictive value (control: NSLN-metastasis to size of NSLN metas-

tasis, P: 0.000)

* Quotient of number of positive SLN to total number of removed

axillary lymph nodes

Table 5 Results of validations of the MSKCC nomogram

References Patients (n) ROC Correlation

coefficient (r)

Van Zee, USA (2003) 373 0.77 0.97

Without frozen section data 373 0.78

Kocsis, Hungary (2004) 140 NA 0.84–0.87

Smidt, The Netherlands (2005) 222 0.78 NA

Soni, Australia (2005) 149 0.75 NA

Degnim, USA (2005)

Mayo Clinics dataset

465 0.72 NA

Degnim, USA (2005)

Michigan dataset

89 0.86 NA

Dauphine, USA (2006) 51 0.63 NA

Cripe, USA (2006) 92 0.82 0.86

Lambert, USA (2006) 200 0.71 0.97

Zgainar, Slovenia (2007) 276 0.72 NA

Ponzone, Italy (2007) 186 0.71 NA

Alran, France (2007) 588 0.72 NA

Pal, UK (2007) 118 0.68 NA

528 Breast Cancer Res Treat (2008) 112:523–531

123

interesting to determine if the inclusion of the criteria ‘‘size

of SLN metastasis’’ would contribute to a better accuracy

among the different institutions.

Thirdly, the number of removed SLN varies among the

different studies. We have removed a mean 1.51 SLN per

patient which corresponds to the number of Kocsis et al.

[28]. In contrast, Lambert et al. removed a mean 2.0 SLN

per patient. It is plausible that with fewer SLNs removed,

the number of positive NSLN increases. According to the

Axilla Management Consensus Group there is general

consensus that SLN biopsy should aim to remove all nodes

that are blue, hot, blue and hot or palpably suspicious [36].

In this context, further studies on the validation on the

nomogram should standardize their protocol of the surgical

approach of SLN mapping and removal.

Breast cancer has a long natural history and relatively

small residual disease might become clinically apparent

later than during our follow-up time. We also cannot dis-

tinguish the effects of surgery, chemotherapy, radiotherapy

and antihormonal treatment on local and distant relapses.

Therefore, we did not compare DFS and OS between the

groups of patients since an appropriate stratification in

tumor stage and adjuvant treatment was not reasonable due

the limited number of patients.

Our study confirms that axillary recurrence after SLN

biopsy is a rare event. Studies on SLN biopsy followed by

ALND have shown this technique to be a reliable method

of staging in patients with clinical node-negative disease

[37]. Moreover, SLN biopsy allows enhanced pathologic

analyses to increase accuracy of staging and decrease false-

negative results, ranging between 5 and 10% [38–40]. In

this view, it is not astonishing that no axillary recurrence

occurred within 32.5 months after positive SLN biopsy and

consecutive ALND. This is probably not only an effect of

the completion of dissection in the axilla, since there was

also no axillary recurrence within the SLN-negative group

of patients without ALND (n = 302). Naik et al. from the

MSKCC have similar data on axillary recurrence after SNL

biopsy with or without ALND, 0.35 and 1.4%, respectively

[39]. Veronesi et al., Louis-Sylvestre et al. and Chua et al.

provide similar data of axillary recurrence after SLN

biopsy followed by ALND (0–2.1% at a follow up time of

40–180 months) [41–43].

Size of the tumor, histology, lymphovascular infiltration,

multifocality, Her-2/neu positivity, and nuclear grade corre-

late with the probability of SLN metastasis (Table 3). The

likelihood of SLN metastasis correlated with the presumed

risk factors mentioned above. These findings are consistent

with the recently published prediction model for the presence

of SLN metastasis [44]. Based on a large dataset (n = 3,786)

of the MSKCC Beilacqua et al. described the association of

SLN metastasis with the variables age, tumor size, tumor type,

lymphovascular invasion, tumor location, multifocality and

estrogen and progesterone receptors. The subsequently

developed SLN-nomogram will soon be available on the same

web-page of the MSKCC as the NSLN-nomogram we have

used in our study.

We have conducted a validation of the MSKCC nom-

gram for the prediction of NSLN involvement in early

breast cancer in a German breast cancer population. In our

analyses, the MSKCC nomogram did not provide a reliable

predictive model for identifying patients with a low or a

high risk for NSLN metastasis. Therefore, further testing in

different institutions are needed. We recommend the vali-

dation of the original [21] or the modified [33] nomogram.

Given the relevant variations in SLN surgical procedures

and pathological assessment of the SLN, we advise caution

against the unvalidated use of this prediction tool.

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