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The Narrator

The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

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Page 1: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

The Narrator

Page 2: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

Readings

• Bal, Narratology, 2.7, 3.1, 3.2, 3.5• Chatman, Story and Discourse, chapters 4 (esp.

pp. 147-161) & 5.• Genette, Narrative Discourse, chapters 4 & 5.• Martin, Recent Theories of Narrative, chapters 6

& 7• Rimmon-Kenan, Narrative Fiction, chapters 6 &

7.• Toolan, Narrative, 3.4-3.8, 4.11

Page 3: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

Necessity?

• Is The Narrator Necessary?– In all narratives?

Page 4: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

The Narrator is Not the Author

• Qn: How about autobiographies?– The author as s/he appears in the autobiography

is the narrator?

Page 5: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

First- and Third-Person Narrators

• The concept of narrative person is not a grammatical one, but refers to whether the narrator is within or outside the world of the story:

• Strictly speaking, should not be viewed in relation to the first- and third-person pronouns in language.

Page 6: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

Within & Outside

• The first-person narrator is within, whereas • The third-person narrator is outside the

world of the story.

Page 7: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

Third-person Narrator: ‘It’

• Strictly speaking, one should use the pronoun ‘it’ for the third-person narrator, as the third-person narrator is not a personage within the world of the story, unlike the first-person narrator, in relation to whom ‘he’ or ‘she’ can be used.

Page 8: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

Grammatical and Narrative Persons

• The lack of correspondence between grammatical and narrative persons may result in the third-person narrator using the first person pronoun to refer to itself, and (less frequently) the first-person narratorusing the third person pronoun to refer to himself or herself.

Page 9: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

Second-Person Narrator?

• Due to the lack of correspondence between narrative and pronominal persons, there is no such thing (strictly speaking) as thesecond-person narrator.

Page 10: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

‘Second-Person Narrator’ Can be Redefined

• A so-called second-person narrative can still be defined in terms of first-person andthird-person narratives, as the question isreally whether the narrator is within oroutside the world of the story, and we do not seem to have a third alternative here.

Page 11: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

Narrators: The Traditional Scheme

• According to one scheme in the traditional approach, there are five main types of narrators: – first person - actional participant– first person - observer– third person - objective– third person - omniscient– third person - limited

Page 12: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

First Person (a) - ActionalParticipant:

• The main character tells his own story

Page 13: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

First Person (b) - Observer:

• The story is told by an observer-participant (who may be a minor character).

Page 14: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

Third Person (a) - Objective:

• The observer is ‘objective’, in the sense that no direct account of what it thinks orperceives is given; instead of the objective third-person narrator, this type of narratoris sometimes called, quite simply, the objective narrator.

Page 15: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

Third Person (b) - Omniscient:

• The omniscient or omniscient third-person narrator can move from place to place andbackwards and forwards in time, and does not merely concentrate on the conciousnessof one character; this type of narrator is usually associated with the novel.

Page 16: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

Third Person (c) - Limited:

• The limited omniscient or limited third-person narrator has some of the abilities of an omniscient narrator, but limits its focus, in relation to external description and to therevelation of consciousness, to only one character; this type of narrator is commonly found in the short story, as there is less room to explore the consciousness of other characters in this genre of fiction.

Page 17: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

First-Person Narrators: Distinctive Features

•• Enhancement in the immediacy and in the senseEnhancement in the immediacy and in the sense of of reality when reality when firstfirst--person narratorperson narrator is used. is used.

•• Usually better for the studyUsually better for the study of blunted human of blunted human perceptivity: perceptivity: –– the narrator does not know (or is incapable of knowing) the narrator does not know (or is incapable of knowing)

the fullthe full import of the events reported. import of the events reported.

•• May be unreliable: May be unreliable: –– s/he usually is s/he usually is –– human (and hence fallible): not, like human (and hence fallible): not, like

the thirdthe third--person narrator, merely a technical device. person narrator, merely a technical device.

Page 18: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

The Omniscient Narrator: Features

• The most flexible of all narrative viewpoints, as it has the widest scope.

• However, this point-of-view can destroy the illusion of reality, as no one can go from one place to another, and to read people's minds whenever the story demands it.

Page 19: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

The Limited Omniscient Narrator: Features

•• As noted earlier, this pointAs noted earlier, this point--ofof--view is view is commonly found in short stories, for the commonly found in short stories, for the simple technical reason that there is not simple technical reason that there is not much breadth in the short story to allow the much breadth in the short story to allow the author to explore other consciousnesses. author to explore other consciousnesses.

•• However, there have been attempts to write However, there have been attempts to write whole novels with this pointwhole novels with this point--ofof--view, view,

Page 20: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

The Objective Point-of-View: Features

• The narrator is like a roving sound camera and reports only what is seen and heard. – Cannot comment, interpret or enter the characters'

minds: like a spectator at a movie.

• Heavily reliant on external action and dialogue • However, the narrative may become superficial

and may lack psychological depth.

Page 21: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

Narrative Reliability

• It has been claimed that the concept of reliability may be applicable only to the first-person, and not the third- person narrator (see Martin, p. 141); this is arguable (3.9).

• However, even if we disagree with this, we can say that as far as the truth of observation statements is concerned, the omniscient narrator is, in relative terms, usually more reliable than the first-person.

Page 22: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

Narrative Intrusiveness

• Usually applied to the third-person narrator,• Degree of intrusiveness : the objective narrator of

course, is the least intrusive, while the omniscientnarrator the most.

• Intrusiveness not always negative: – it may make the narrative more coherent by linking all

the narrative strands together, or it may serve a comic/ironic function,

Page 23: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

Suspense and Point-of-View

• Suspense may be created by the narrator's ignorance of certain ‘future’ events in a story or by the narrator's refusal to reveal these events in advance, even when he/she/it has prior knowledge of these events.

Page 24: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

Point-of-View and Focalization

• It has been noted that the English term point-of-view is ambiguous. It does not, strictly speaking, refer only to the narrator's perspective, but also to the perspective of the speaker, or teller of the story (i.e., that it includes both the elements of seeing and saying).

Page 25: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

Focalization

• For these reasons, some scholars have preferred the term focalization introduced by Genette in relation to perspective. The subject of focalization (i.e. the one who focalises), is called the focalizer.

Page 26: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

Character & Non-Character-Bound Focalization I

• In Genette’s terms, character-bound focalization is called internal focalization, whereas non-character-bound focalization is called external focalization

Page 27: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

Character & Non-Character-Bound Focalization II

• Another way to formulate this is to say that the focalization of the first-person narratoris internal, whereas that of the third-person narrator– may be internal (in some stretches of an

omniscient or limited third person narrative) or – external (almost invariably the case in an

objective third-person narrative).

Page 28: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

Internal and External Focalization

TTaabbllee:: IInntteerrnnaall aanndd EExxtteerrnnaall FFooccaalliizzaattiioonn

internal focalization first-person narrative some stretches of ominiscient and limited omniscient narratives external focalization objective third-person narrative some stretches of ominiscient and limited omniscient narratives

Page 29: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

Alternative Terms: First- & Third-Person Narrators: Bal

• External narrator, for a narrator which never explicitly refers to itself as a character (instead of third-person narrator) and

• Character-bound narrator for a narrator who does (instead of first-person narrator).

Page 30: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

Alternative to First- & Third-Person Narrators: Genette

• Homodiegetic: a story in which the narrator is present in the story he tells, and

• Heterodiegetic: a story in which the narrator is absent from it.

Page 31: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

Other Terms in Genette: Extradiegetic

• A narrative in which the narrator is superior, in the sense of being at least one level higher than the story itself (the narrative ‘now’ is outside the story), and

Page 32: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

Other Terms in Genette: Intradiegetic

• The narrator is at the same level as the story itself (the narrative ‘now’, although occurring towards the end, is still technically within the world of the story); the intradiegetic narrator's knowledge is limited, as it is bound to the knowledge limitations of a particular character.

Page 33: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

Genette’s Narrators

Genette’s Narrators narrator features homodiegetic a story in which the narrator is present in the story he tells heterodiegetic a story in which the narrator is absent from the story he tells extradiegetic narrative in which the narrator is superior, in the sense of being at

least one level higher than the story itself (the narrative ‘now’ is outside the story), and hence having a good or virtually omniscient knowledge of the story he tells; and

intradiegetic narrative in which the narrator is at the same level as the story itself (the narrative ‘now’, although occurring towards the end, is still technically within the world of the story); the intradiegetic narrator's knowledge is limited, as it is bound to the knowledge limitations of a particular character.

Page 34: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

Intermingling of Narrators

Intermingling of First/Third Persons & Homo-/Hetero-diegetic first-person narrator either homodiegetic or heterodiegetic, heterodiegetic narrator either first-person or third-person

Page 35: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

P r o d u c t i o n

a u t h o r↓

i mp l i ed a u t h o r ↓

n a r ra t o r ↓

ch a ra c t er { s p ea ke r ( s ) }

↓ R e c e p t i o n

ch a ra c t er { l i s t e n e r ( s ) }

↓ n a r ra t ee

↓ i mp l i ed re a d e r

↓ rea d er

Page 36: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

The Implied Author

• The implied author is not the same as the ‘real’ author.

• The implied author is the ‘author’ presumed by the narrative, but he/she/it does not actually exist in the real world. – As such, the implied author may not share the

views of the real author.

Page 37: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

The Narratee

• The narratee is the personage the narrator relates the story to. – In first-person narratives, the narratee is the

character the narrator tells the story to. – In third-person narratives, the narratee exists

when there is a narrator telling the story to another imaginary personage.

• In this regard, it can be argued that the narratee can be equated to the implied reader,

Page 38: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

Sympathy between Levels

• For example: there may be a sympatheticbond between the reader and narrators, between the narrator and characters, between the implied author and the readerand so on.

Page 39: The Narrator - Otto-Friedrich-Universität Bamberg · First- and Third-Person Narrators • The concept of narrative person is not a grammatical one, but refers to whether the narrator

Irony

• Irony may arise if there is a discrepancy (as perceived by the real reader) between – the ‘messages’ sent by the various personages– the ‘messages’ received by them, or, – the ‘messages’ sent and received between them.