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This article was downloaded by: [University of Tasmania] On: 29 November 2014, At: 12:10 Publisher: Routledge Informa Ltd Registered in England and Wales Registered Number: 1072954 Registered office: Mortimer House, 37-41 Mortimer Street, London W1T 3JH, UK Identity: An International Journal of Theory and Research Publication details, including instructions for authors and subscription information: http://www.tandfonline.com/loi/hidn20 The Politics of Ethnic Identity Construction Anton L. Allahar Published online: 12 Nov 2009. To cite this article: Anton L. Allahar (2001) The Politics of Ethnic Identity Construction, Identity: An International Journal of Theory and Research, 1:3, 197-208, DOI: 10.1207/S1532706XID0103_01 To link to this article: http://dx.doi.org/10.1207/S1532706XID0103_01 PLEASE SCROLL DOWN FOR ARTICLE Taylor & Francis makes every effort to ensure the accuracy of all the information (the “Content”) contained in the publications on our platform. However, Taylor & Francis, our agents, and our licensors make no representations or warranties whatsoever as to the accuracy, completeness, or suitability for any purpose of the Content. Any opinions and views expressed in this publication are the opinions and views of the authors, and are not the views of or endorsed by Taylor & Francis. The accuracy of the Content should not be relied upon and should be independently verified with primary sources of information. Taylor and Francis shall not be liable for any losses, actions, claims, proceedings, demands, costs, expenses, damages, and other liabilities whatsoever or howsoever caused arising directly or indirectly in connection with, in relation to or arising out of the use of the Content.

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Page 1: The Politics of Ethnic Identity Construction

This article was downloaded by: [University of Tasmania]On: 29 November 2014, At: 12:10Publisher: RoutledgeInforma Ltd Registered in England and Wales Registered Number: 1072954Registered office: Mortimer House, 37-41 Mortimer Street, London W1T 3JH,UK

Identity: An InternationalJournal of Theory andResearchPublication details, including instructions forauthors and subscription information:http://www.tandfonline.com/loi/hidn20

The Politics of Ethnic IdentityConstructionAnton L. AllaharPublished online: 12 Nov 2009.

To cite this article: Anton L. Allahar (2001) The Politics of Ethnic IdentityConstruction, Identity: An International Journal of Theory and Research, 1:3, 197-208,DOI: 10.1207/S1532706XID0103_01

To link to this article: http://dx.doi.org/10.1207/S1532706XID0103_01

PLEASE SCROLL DOWN FOR ARTICLE

Taylor & Francis makes every effort to ensure the accuracy of all theinformation (the “Content”) contained in the publications on our platform.However, Taylor & Francis, our agents, and our licensors make norepresentations or warranties whatsoever as to the accuracy, completeness,or suitability for any purpose of the Content. Any opinions and viewsexpressed in this publication are the opinions and views of the authors, andare not the views of or endorsed by Taylor & Francis. The accuracy of theContent should not be relied upon and should be independently verified withprimary sources of information. Taylor and Francis shall not be liable for anylosses, actions, claims, proceedings, demands, costs, expenses, damages,and other liabilities whatsoever or howsoever caused arising directly orindirectly in connection with, in relation to or arising out of the use of theContent.

Page 2: The Politics of Ethnic Identity Construction

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Requests for reprints should be sent to Anton L. Allahar, Department of Sociology, University of West-

ern Ontario, London, Canada N6A 5C2. E-mail: [email protected]

The Politics of Ethnic IdentityConstruction

Anton L. AllaharDepartment of Sociology

The University of Western Ontario

The issue of identity or identity formation is simultaneously psychological and po-

litical. It is psychological because one’s identity speaks subjectively to how one

feels and how one interprets subjectively one’s position in a social context. Those

factors that one chooses to emphasize in the definition of oneself may not always

coincide with the ones that another will choose. Hence, there is potential for mis-

understanding, if not disagreement, over the criteria that different parties will use

to define one’s identity, for one does not always see oneself as others do. This is

where the political dimension enters.

Social identities often involve social negotiation, and negotiation will always

imply at least two opposing sides. Also, every process of social negotiation is a po-

litical process because politics speaks to the distribution of power in a social situa-

tion. The ability to label (give an identity to) another, and to make that label stick is

purely a matter of power. Therefore, in any dispute over identity it is the one with

greatest power who will ultimately determine the outcome. Following Weber, be-

cause those with power often seek to have their decisions ratified or legitimized by

the majority, the battle over legitimacy is a political battle (Weber, 1978, pp.

941–955). Who decides what criteria will figure in the determination of legiti-

macy?

Depending on the context, criteria of legitimacy can be quite arbitrary. Thus, in

certain situations one’s age, sex, class, race, or even one’s accent and dress, might

confer legitimacy. Understandably, then, in those situations in which identities and

identifications serve to assure access to social goods, the possibility for conflict is

quite high. Those who are excluded feel aggrieved and the threats to social order

can be quite sharp.

IDENTITY: AN INTERNATIONAL JOURNAL OF THEORY AND RESEARCH, 1(3), 197–208

Copyright © 2001 Lawrence Erlbaum Associates, Inc.

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In this special issue, we are concerned with ethnic identities in modern settings.

For all practical purposes today’s world is smaller than yesterday’s. The modern

world is one in which rapid, long distance travel via jet aircraft, instant communi-

cation via the information super highway, the globalization of world economies,

and mass migrations of populations have left few peoples and cultures untouched

by the rest. This has led to a somewhat contradictory set of expectations among

politicians and lay observers alike. On the positive side, one anticipated conse-

quence of this rapid and easy contact has been a greater exposure to the Other, and

among some this was generally expected to lead to a higher degree of tolerance and

acceptance of cultural and individual difference. On the negative side, however,

one might argue that the increased proximity or closeness of the Other has condi-

tioned the greater likelihood of conflict between and among groups whose differ-

ences and dislikes for one another previously were separate or distant enough for

them to ignore one another.

THE PROBLEM

What, then, is the reality of the situation? Is it that ethnic encounters are increas-

ingly peaceful and productive? Or are they increasingly divisive and conflictive?

How do we understand the dynamics at play?

One of the most hotly contested issues in the literature discussing social identi-

ties relates those identities to social movements and the political mobilization of

ethnic populations. Political mobilization takes for granted the gregariousness of

human beings and their preference for collective, social pursuits as opposed to in-

dividual isolation. It is also expected that in such pursuits individuals and groups

will make assessments of what is in their best interests and will devise strategies

for realizing those interests. However, because social reality is always “perceived”

(Klandermans, 1984, p. 584) and open to negotiation, neither political sociologists

nor their subjects are ever in total agreement about the previously mentioned inter-

ests and strategies. Ideological differences abound, and nowhere are those differ-

ences more marked than in considerations of the multiple bases of political

mobilization.

The concept of primordialism—which holds that group attachment and iden-

tity, especially in premodern or traditional societies, are natural, perhaps even bio-

logical—will serve as the point of departure. Those identities of clan, tribe,

village, community, and race were thought to make sense in traditional, mechani-

cal, or folk society. Modern society, on the other hand, was fully expected to erode

the bases of such traditional identities and identifications. For in modern society, it

was anticipated that one’s economic and class position would play a far more im-

portant role in the survival of the individual. This view was held by both conserva-

tive and progressive scholars. From the point of view of Marxists, for example, it

was felt that in the struggle to overthrow capitalism, (proletarian) class identity or

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consciousness would prevail over other types of (primordial) identities (Glazer &

Moynihan, 1975, pp. 7 & 15). The homogenizing impact of the factory experience

and wage slavery were supposed to provide the means by which workers every-

where would be made to recognize their class interests vis-à-vis capital, which in

turn, was expected to unite them against its exploitive and alienating forces. Forms

of identity and consciousness that were not based on class were dismissed as divi-

sive of workers; as false consciousness (Hall, 1980; Parkin, 1979; Solomos, 1986).

Looking at the political history of the 20th century, it is clear that the Marxist

expectations around class were vindicated. In several countries, segments of the

working class and the peasantry came together to advance class claims and suc-

cessfully brought about revolutionary changes aimed at bettering the conditions

under which they lived and worked. As a matter of fact, appeals to class solidarity

under the rubric of socialism proved more successful in that century than any other

appeals and attempts to mobilize human populations anywhere. The success of so-

cialism, as measured by the social benefits that have accrued to workers as a class

(health care, education, employment, and housing) has not been equaled by any

other social movement based on sentimental appeals to race, tribe, nation, or reli-

gion.

It seems, then, that class identity, as it has become crystallized and sharpened

under capitalism, is able to transcend other forms of political identities as a mean-

ingful basis for social action. However, this statement needs to be tempered. For in

the modern world, ethnic and racial identities continue to flourish, to shape eco-

nomic opportunities, and consequently, to inform political action or mobilization.

The key question, then, is under what conditions do ethnoracial identities and sen-

timents become activated in pursuit of both economic and noneconomic interests

in a modern setting?

Stated differently, given the growing ethnically plural composition of modern

societies, and the fact that ethnoracial identity markers are still widely adhered to

in virtually all the advanced, industrial nations today, traditional class analysis

needs to be amended to take account of those who increasingly understand their

class situations as ethnically or racially conditioned, and whose political actions

are informed by such understandings. Examples may be seen in the following: the

1992 Los Angeles race riots in the United States; ethnic cleansing in the former

Yugoslavia; attacks on Turkish immigrants in Germany, Algerians in France, and

East Indians in Britain; Kurdish genocide in Iraq; Arab–Jewish atrocities in the

Middle East; Basque struggles in Spain; linguistic and cultural disputes between

the French and English that threaten to divide Canada; and the ongoing genocidal

battles between the Shaka Zulu and the African National Congress in South Af-

rica. In addition to all of these, I might also mention the related disputes surround-

ing the ever-present claims to nationhood being registered by aboriginal

populations in countries such as Australia, Canada, and the United States. These

facts necessitate another look at primordialism.

ETHNIC IDENTITY CONSTRUCTION 199

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PRIMORDIALSIM

The term primordialism or primordial attachment can be understood in two

senses: the hard and the soft. The hard version of the term holds that human beings

are attached to one another (and their communities of origin) virtually by mutual

ties of blood that somehow condition reciprocal feelings of trust and acceptance. It

is the type of attachment that siblings or parents and their offspring are said to ex-

perience, and implies an unquestioned loyalty or devotion purely on the basis of

the intimacy of the tie. In this sense, primordial attachment is natural, automatic,

and supposedly prior to explicitly social interaction.

On the other hand, the soft meaning of the term stresses the social,

nonbiological bases of attachment and draws attention to the importance of inter-

pretation and symbolic meaning in the individual’s social organization of his or

her life. In other words, feelings of intense intimacy and belonging do not have to

be mediated by blood. They can be socially constructed as in the case of fictive kin-

ship or love for one’s country, and excite in adherents the same passion and devo-

tion that are to be found among blood relatives. Understood in the soft sense, then,

primordial attachment depends on the circumstances at hand and understands that

sociopolitical identities are situational, not biological, flexible, not fixed.

Such attachments are the stuff of life as humans go about their daily affairs and

seek to impart meaning to what they do. Such meaning, which is largely symbolic,

is seldom explicitly articulated but is nonetheless shared by all members of a given

community. Therefore, at a certain level those people, places, and things that are

closest—that sustain physical and emotional life—come to acquire a power and

control over humans that they elevate to the level of the sacred, in much the same

way as they develop and maintain their beliefs about God and religion. The un-

questioning devotion that often follows is to be seen as an acknowledgment of the

vulnerability of the individual human being, and the fact that his or her survival is

dependent on forces larger than him or her: “One’s parents give one life. The local-

ity in which one is born and in which one lives nurtures one; it provides the food

necessary for one’s life” (Grosby, 1994, p. 169). Thus, Shils (1968) wrote earlier of

the prominence and ubiquity of self-identification

by kinship connection and territorial location [but, he charges, such self-identification

must be related to] man’s need to be in contact with the point and moment of his origin

and to experience a sense of affinity with those who share that origin. (p. 4)

On this basis, as individuals with perceived common characteristics come to-

gether, groups coalesce and mobilize around common interests.

Echoing clear Durkheimian sentiments, Shils (1957) argued that the attach-

ments characteristic of primary groups (close-knit community, neighborhood, and

even family units) are at the base of the “moral solidarity” of the group, which is to

be contrasted with “the anomic individualism, unrestrained by common moral

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standards, characteristic of modern urban society” (p. 133). For Shils, however,

the intense attachment to a primary group—for example, one’s kinship group—is

neither a function of simple interaction among members, nor is it merely a matter

of affect or emotion. Indeed, the attachment is not easily explicable in words for it

embraces a unique type of deep bonding that fellows do not deem necessary to ar-

ticulate consciously. It is seen to comprise, “especially ‘significant relational’

qualities which could only be described as primordial … . It is because a certain in-

effable significance is attributed to the tie of blood” (p. 142).

Furthermore, we are told that the tie itself assumes a sacred quality so that mem-

bers of the same group also feel a spiritual communion, an extreme

“we-consciousness” with their fellows, even if they do not know them directly;

even if they do not particularly care for each other personally. It is not difficult to

understand how such common sentiments can be appealed to and aroused if, and

whenever, group survival deems it necessary to mobilize them.

BLOOD IS THICKER THAN WATER?

The argument I advance here is that the primordial tie of blood is not the only type of

primordial tie that exists. Ethnic, religious, national, political, and other forms of

identity or attachment to a perceived community that are not necessarily based on

blood, have been known to elicit high levels of uncritical devotion and commitment

among adherents. This is why, in the context of political mobilization, primordial at-

tachments are sometimes seen to be blind and even irrational (Bonacich, 1980, p.

10); or, according to Patterson (1983), purely emotional and belonging “centrally to

that area of experience which Weber designated as non-rational” (p. 26).

However, to argue that some aspect of behavior is irrational is not to say that it

does not exist or is not real because the consequences are quite real for those whom

they touch, whether the latter accept the definition of the situation adopted by those

who initiate the behavior in question. Thus, whether a blood tie actually exists be-

tween a given person and his or her community, is less important than the fact that he

or she believes it does and acts in accordance with such a belief (Allahar, 1993, pp.

46–47 & 52). This is the soft or modified understanding of primordialism.

Following Shils, Geertz (1973) attempted to systematize the treatment of the

concept of primordialism, and to elaborate its meaning. He spoke of “a corporate

sentiment of oneness (p. 260),” which Weber (1978) dubbed “a consciousness of

kind” (p. 387); which could stem from the sharing of a common geographical

space, common ancestors, common culture, language and religion, and in turn,

produced “congruities of blood, speech and custom” (p. 387). Such congruities,

Geertz argued,

are seen to have an ineffable, and at times overpowering, coerciveness in and of them-

selves. One is bound to one’s kinsman, one’s neighbor, one’s fellow believer, ipso

facto; as a result not merely of personal affection, practical necessity, common inter-

ETHNIC IDENTITY CONSTRUCTION 201

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est, or incurred obligation, but at least in general part by virtue of some unaccountable

absolute import attributed to the tie itself. (p. 259)

This is a crucial and powerful summary statement that has been the target of

much criticism recently (Bonacich, 1980; Eller & Coughlan, 1993; Hoben &

Hefner, 1990; Mason, 1986). However, the critics, although pointing out some im-

portant flaws in the details of the primordialist argument, have been unable to dis-

miss its general claim. Bonacich, for example, identified the creation of a new

(ethnic) group such as Asian Americans, which is the combination of two previ-

ously warring and hostile nations, and underscores the social as opposed to the pri-

mordial identity held by Asian Americans (p. 11). Similarly, Hoben and Hefner

challenged the notion of primordial identities as fixed or given because at the very

least they are “renewed, modified and remade in each generation. Far from being

self-perpetuating, they require creative effort and investment” (p. 18). Eller and

Coughlan attacked (a) the a priori givenness of primordial identity, (b) its ineffa-

bility or inexplicability, and (c) its emotional or affective content (pp. 187–192).

The first of these criticisms dealing with the “apriority” of primordial senti-

ments may be responded to along with those of Bonacich (1980) and Hoben and

Hefner(1990), by pointing out the essential correctness of the criticism if pri-

mordial is interpreted according to what I call the hard sense or meaning of the

term: original, preexisting, prior, first. It is possible, however, to apply a softer

understanding of the term, which stresses its symbolic nature as opposed to its

absolute, inflexible, scientifically-proven existence or origins. This is what

Weber (1978) alluded to when he spoke of ideas becoming effective forces in his-

tory, and it matters little, Miles (1982) pointed out, if those ideas are proven

false. “Scientifically discredited notions can have a life of their own, a relative

autonomy. But … it is not being suggested that their continued existence is not

without explanation” (p. 19).

As far as Bonacich (1980) went, surely the newness of the Asian American eth-

nic group will mean literally that its origins as a distinct group with a sui generis

identity are also quite recent, and that the attachments of its members may indeed

not be as deep as those of older, more established ethnic groups, or other groups.

And there is not a rule that states that all ethnic groups, old and new, must have pri-

mordial links with the same degree of intensity among their members; or that sym-

bolic identity is equally useful to all groups and individuals at all times. Certainly

the soft approach to defining primordialism can accommodate the objections of

Hoben and Hefner (1990) as well as the apriority concern raised by Eller and

Coughlan (1993); for in this rendering social reality is seen as an entirely socially

negotiated matter.

On the question of the ineffability of primordial ties, Eller and Coughlan (1993)

seemed to answer their own criticism by acknowledging the fact that “social actors

are often unable to explain their feelings and behaviours, at least not in a sociologi-

cally interesting and useful way; there is nothing surprising in that” (p. 190). Be-

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cause not everyone is a sociologist, or agrees on what is sociologically interesting,

and because large numbers of people behave as if their links to their kin and other

primary groups were ineffable, the ineffability of those ties are real for them. And

this is what informs the social meanings that underpin their social actions in their

worlds. “Blood is thicker than water” seems to be sufficient justification for most

people to rally to the side of their coethnics, whether real or imagined, whenever

the latter are threatened.

Therefore, inability to explain some emotional attraction or attachment does

not mean that that attraction or attachment does not exist. Related to this, Eller and

Coughlan (1993) voiced an objection to using the term primordial, which they de-

scribed as “unanalytical and vacuous … unsociological and thoroughly unscien-

tific [and advocate] dropping it from the sociological lexicon” (pp. 183–184)

because it has come to be equated with the emotional, and because to discuss emo-

tions as having primordial bases smacks of sociobiology and genetic program-

ming. “If bonds simply are, and if they are to have any source at all, then they must

have a genetic source. Sociobiological explanations thus become, curiously, the

last bastion of any kind of analytic enterprise” (1993, p. 192).

The response to this criticism is quite straightforward. Human beings are emo-

tional beings and they do have genetic make-ups. Unlike lower forms of animals,

however, they are often able to control their emotions and impulses, and transcend

or even alter aspects of their genetic make-up. In the same way that feminists have

successfully argued that biology is not destiny, that culture and social learning can

overlay biological and natural urges, so too primordially-based emotions and sen-

timents need not be seen as absolute, rigid, and inflexible—hence the previous call

for the softer use of the term. Situationally created identities can, and do, include

primordial ones whenever social actors claim long-standing attachments to groups

and communities of feeling and meaning that, in their estimation, require no elabo-

rate explanation or justification. In the context of this argument, when those claims

serve to inform political action, they cannot be ignored.

This is what Geertz (1973) seemed to imply because in his own elaboration of

the concept he was clear to point out that the strength of primordial attachments or

bonds were subjective and varied with person, time, and place. Also, following

Shils, he invested those bonds with religious contents that “seem to flow more

from a sense of natural—some would say spiritual—affinity than from social in-

teraction” (p. 260, italics added). The insistence on the naturalness of primordial

ties as opposed to their generation in the process of social interaction is unfortu-

nate, confusing, and somewhat contradictory. This is precisely what opens up the

argument to so much criticism on the grounds that primordial attachments are ab-

solute, underived, and given, so-to-speak, from time immemorial. On the other

hand, the use of the word seem suggests a less-than-inflexible stand on Geertz’s

part; an attempt to introduce the element of unpredictability and inconsistency that

may stem from human choice and human error. “The power of the ‘givens’ of

place, tongue, blood, looks, and way-of-life to shape an individual’s notion of

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who, at bottom, he is and with whom, indissolubly, he belongs is rooted in the

non-rational foundations of personality” (p. 277).

Indeed, and this is a point that is too often missed in critiques of Shils and

Geertz, their comments were directed at those who lived in the colonies and other

less developed countries and regions of the world. This is particularly true in the

case of Geertz, who was clearly making recommendations to the leaders in those

countries and offering advice on what needed to be done to diffuse internal, politi-

cal unrest as their countries achieved modern statehood and began to experiment

with national and civil politics. Clearly eschewing any notion of the primordial as

genetically or biologically fixed, then, Shils (1968) wrote that “in nationality the

primordial element begins to recede” (p. 4), and Geertz (1973) cautioned that

what the new states—or their leaders—must somehow contrive to do as far as primor-

dial attachments are concerned is not, as they have so often tried to do, wish them out

of existence by belittling them or even denying their reality … [t]hey must reconcile

them with the emerging civil order by divesting them of their legitimising force … by

neutralizing the apparatus of the state in relationship to them, and by channelling dis-

content arising out of their dislocation into properly political rather than parapolitical

forms of expression. (p. 277)

If nothing else, this acknowledges and speaks directly to the social and political

construction of primordial sentiments (Horowitz, 1975, p. 133) and their capacity

to influence political mobilization, particularly in the colonial and newly inde-

pendent countries.

RACE IS REAL?

Given the growing ethnically plural composition of modern societies and the

fact that ethnoracial identity markers are still widely adhered to in virtually all

the advanced, industrial nations today, social theorists must begin to revise their

ideas around class. Such theorists must now take account of those who increas-

ingly understand their social and economic situations as ethnically or racially

conditioned and whose political actions are informed by such understandings.

Examples may be seen in the 1992 Los Angeles race riots in the United States;

ethnic cleansing in Bosnia, Serbia, and Croatia; the bloody battles between the

Hutus and Tutsis in Rwanda, Burundi, and Zaire; Kurdish genocide in Iraq;

Arab–Jewish atrocities in the Middle East; the Basque struggles in Spain; and the

ongoing disputes between the French and the English that threaten to divide Can-

ada. In addition, we might also mention the related disputes surrounding the

ever-present claims to nationhood being registered by aboriginal populations in

countries such as Australia, Canada, and the United States.

The persistence of conflicts based on race and ethnic (primordial) identities to-

day is seen in large measure (although not entirely) to follow from the inherent

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contradictions of three related sources. First, there are the large-scale international

migrations of peoples from more traditional cultures and societies to the so-called

more developed societies, where culture is highly secularized, and where the val-

ues of liberalism, individualism, and achievement have been constitutionally en-

shrined.

The second source of conflict relates to the fact that the previously-mentioned

constitutions formally embrace the ideas of social justice and equality, which im-

ply that social, economic, and political opportunities are free and open to all indi-

vidual citizens. However in actuality, because those notions of freedom, equality,

and justice are ideological, and because ethnic and racial privileges abound in

those societies, competition, confrontation, and resistance are likely to result

(Nagel, 1984).

A third source of conflict concerns to the international, post-Cold War conjunc-

ture, which began with the breaking down of the Berlin Wall and the dismantling

of the Soviet Union, where “there were about 130 officially recognized nationali-

ties” (Williams, 1994, p. 50). The removal of travel restrictions and the ensuing

flood of refugees from the former socialist bloc to the West have been accompa-

nied by widespread ethnonational conflicts. Thus, in a world that sees “ethnic

groups as emerging transnational actors” (Stack, 1981, pp. 17–45), ethnoracial

identities are adding new dimensions to the older, preexisting conflicts that are

now so rife around the globe.

This is the point alluded to at the outset. For in today’s smaller world, where

multiethnic and multicultural encounters are increasingly the norm, and where

governments seek to extend social benefits to various groups, immigrant and

other, on the basis of racial, ethnic, cultural, sexual and such bases, they literally

invite the manufacture of identities on the parts of the target populations. This is

what leads to conflict when the competition over scarce resources (jobs, housing,

education, and welfare) is settled by the application of physical and cultural crite-

ria that include some, although exclude others. On the part of the minority group

members, it just stands to reason that they would manipulate their identities to fit

the criteria set out by governments for the receipt of entitlements (situational eth-

nicity or identity). Hence, those who traditionally saw themselves as Indians are

transformed into “First Nations,” those who can claim even remote African ances-

try become “visible minorities,” many with physical handicaps become “differ-

ently abled,” and even comfortable, middle-class women who stand to gain from

it, proudly check boxes labeled “women and minorities” when such check marks

offer them special consideration in an otherwise keenly competitive environment.

In the process, class considerations appear increasingly to have been relegated

to a secondary position in explaining such conflicts. However, this is not without

consequence, for although race might be experienced as real by any number of so-

cial actors, when dealing with capitalist society one must remember that capital

has no race, ethnicity, color, nationality, or gender. This does not mean to say, how-

ever, that the ideologies of race, ethnicity, nationalism, and gender will not be uti-

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lized by capital to enhance the rate of exploitation of labor. And similarly, ordinary

citizens will not be reluctant to embrace a given identity if it promises political rec-

ognition and economic gain.

THIS ISSUE

The articles in this special issue address these and related questions. Depending on

the social climate or environment in which they exist, ethnic groups in multiethnic

societies will face differing degrees of pressure to assimilate or conform to the

dominant culture. In those cases where they resemble the dominant group cultur-

ally, that pressure is not likely to be perceived or interpreted negatively; con-

versely, however, in those cases where the ethnic group in question has less in

common with the dominant group(s) or culture, pressure to assimilate is likely to

be resisted. In addition, because groups, ethnic or otherwise, have a tendency to-

ward self-preservation, in instances where such pressure appears to threaten the

survival of the group one can expect that the resistance will be even greater.

In the first article, Alan Anderson offers a theoretical synthesis of the main de-

bates in the field and seeks to clarify a number of terms and concepts that are in-

consistently used in literature. Of special interest here are such concepts as

primordialism, diaspora, circumstantialism, and symbolic ethnicity. His article is

also useful for its treatment of postmodernist impressions of how diasporas and

multiethnic societies are able to accommodate themselves to the new transnational

and global realities of the 21st century.

The largely theoretical approach of Anderson’s article is complemented by the

offering of David Brunsma and Kerry Ann Rockquemore, which is given more to

testing theory. This article is more psychological than political in that it deals with

the subjective identity choices made by individuals of biracial backgrounds. To

that end, it is also concerned with such issues as situational identity construction

and soft primordialism. Anderson’s claim is that physical appearance plays a key

role in the identity one chooses to pursue or to embrace; it is more a matter of

agency than passivity.

If Anderson’s article is about elaborating theory, and Brunsma and

Rockquemore’s article seeks to test theory, the fourth article, by Mara Leichtman,

is aimed at applying theory. Focusing on the Jewish immigrants from Egypt and

Morocco to Israel, Leichtman cautions against the practice of essentializing ethnic

groups. Her article examines the differences between the ways in which the Israeli

census, on one hand, constructs the ethnicity of immigrants and, on the other hand,

the ways in which immigrants themselves construct their identities. She finds a

very important difference in the two processes and is keen to examine the histori-

cal dimensions of immigrant identity as well as the differences in ethnic identifica-

tion between first and subsequent generations of Egyptian and Moroccan

immigrants to Israel.

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The article by Jenny Burman is a rich mix of postmodern theorizing and anthro-

pological concerns with dance and performance. She brings these concerns to-

gether in an examination of Toronto’s Caribana parade, in which she sees “cultural

identity as performance.” Caribana is a Toronto phenomenon with Caribbean

roots (a diaspora?). As a site of identity formation and identity retention, it, like all

diasporic carnivals, is also seen as a form of cultural resistance. However, as in the

case of Caribana, such carnivals have multiple meaning for the participants. This

leads Burman to speak of “cultural remittances” that she divides into two types:

those immigrants who are “nostalgic” for a home they left behind (an elsewhere),

and others who “yearn” for a new set of possibilities in their new land (a beyond).

Caribana brings both together in a dynamic and fluid mix, and beneath the surface

of music, dancing, drinking, and the consumption of ethnic foods and dress, there

is simultaneously a serious process of identity negotiation taking place.

The last article, by Simboonath Singh also deals with the idea of diaspora, but

unlike those who speak of the Caribbean diaspora in other countries, he treats the

Caribbean itself as a diaspora. He traces the historical conditions and circum-

stances attending the institutions of slavery and indentureship, and analyses the

ethnic and racial divisions between those of East Indian and those of African de-

scent. A compelling finding concerns the very different ways in which African and

Indian descended people think of Africa and India. In the Caribbean, Africans

have developed an ideology of return that resulted, in certain instances, in actual,

physical repatriation to Africa. Indians, on the other hand, are delighted to note the

great civilization and the rich cultures of India from which they came, but there is

not the same ideology of return among the Indians. This is most interesting given

the postindependence politics of the Caribbean, which saw independence in the

various countries as being Black in complexion. Indians who arrived much later,

and who held on to their ancestral cultures longer, are not as keen on going home as

is the African.

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