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The Populist Dream of Chinese Democracy Citation Perry, Elizabeth J. 2015. “The Populist Dream of Chinese Democracy.” The Journal of Asian Studies 74 (04) (November): 903–915. doi:10.1017/s002191181500114x. Published Version 10.1017/S002191181500114X Permanent link http://nrs.harvard.edu/urn-3:HUL.InstRepos:30820528 Terms of Use This article was downloaded from Harvard University’s DASH repository, and is made available under the terms and conditions applicable to Open Access Policy Articles, as set forth at http:// nrs.harvard.edu/urn-3:HUL.InstRepos:dash.current.terms-of-use#OAP Share Your Story The Harvard community has made this article openly available. Please share how this access benefits you. Submit a story . Accessibility

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The Populist Dream of Chinese Democracy

CitationPerry, Elizabeth J. 2015. “The Populist Dream of Chinese Democracy.” The Journal of Asian Studies 74 (04) (November): 903–915. doi:10.1017/s002191181500114x.

Published Version10.1017/S002191181500114X

Permanent linkhttp://nrs.harvard.edu/urn-3:HUL.InstRepos:30820528

Terms of UseThis article was downloaded from Harvard University’s DASH repository, and is made available under the terms and conditions applicable to Open Access Policy Articles, as set forth at http://nrs.harvard.edu/urn-3:HUL.InstRepos:dash.current.terms-of-use#OAP

Share Your StoryThe Harvard community has made this article openly available.Please share how this access benefits you. Submit a story .

Accessibility

1

ThePopulistDreamofChineseDemocracy

ELIZABETHJ.PERRY

Abstract:MainstreamChinesediscussionsof“democracy”havelongbetrayedadecidedly

populistunderstandingoftheconcept.XiJinpingdrawsfreelyonthistraditioninformulating

hisChinaDream.Xi’seffortsarepartoftheChineseCommunistParty’s“re-Orientation”of

officialpropagandatoshowcasethegloriesoftheancientcivilizationthatitclaimstorepresent

andrejuvenate.Thispopulistinterpretationof“democracy”seekstoelidethefundamental

contradictionbetweenEnlightenmentvaluesandilliberalpolitics.Whetheritwillprove

persuasivetocontemporaryChineseintellectualsremainstobeseen.

ElizabethJ.Perry([email protected])isHenryRosovskyProfessorofGovernmentat

HarvardUniversityandDirectoroftheHarvard-YenchingInstitute.

PROSPECTSFORCHINA’SDEMOCRATIZATION

SoonafterMaoZedong’sdeathin1976,observersbegantoasktheseeminglyobvious

question:whenwillChinademocratize?Intheearlypost-Maoperiod,heartenedfirstbythe

DemocracyWallmovement(1978–79)andthenbythePRC’simplementationofvillage

electionsandotherpoliticalreforms,interestintheprospectsforChinesedemocracygrew

apace(Fincher1981;Nathan1985;Schell1988).AcrosstheTaiwanStrait,ChiangChing-kuo’s

liftingofmartiallawin1987encouragedexpectationsoftop-downdemocratizationonthe

mainlandaswell.StudentprotestsinmanyChinesecitiesinthelate1980sappearedatfirstto

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enjoytacitsupportfromareformwingoftheChineseCommunistParty(CCP),heightening

hopesforpoliticalliberalizationfromabove.EventheJuneFourthmassacre,followedasitwas

bythesuddencollapseofcommunismacrossEasternEuropeandtheSovietUnion,didnot

stiflepredictionsofdemocratizationinChina.AlthoughtheChinesestatewasnolongerseenas

alikelysourceoftop-downpoliticalreform,scholarssoughttheseedsofbottom-uppolitical

liberalizationintheescalatingpopularprotest,vibrantassociationalactivity,commercialized

media,andcontentiousInternetdebatethatmarkedpost-Tiananmensociety(Ding2002;Gilley

2004;Goldman2005;O’BrienandLi2006;Ogden2002;G.Yang2009;Zhao1998).

Today,however,nearlyfortyyearsafterMao’sdeathandmorethanaquartercentury

afterTiananmen,theChinafieldhaslargelyretreatedfrompredictionsofimminent

democratizationinfavorofresignationtoauthoritarianendurance(HeilmannandPerry2011;

Reilly2012;K.Tsai2007;L.Tsai2007;Whyte2010).Theveryfactorsthatoncewereheralded

asharbingersofpoliticaltransformation—protests,NGOs,socialmedia,arisingmiddleclass—

arenowmoreoftenportrayedasoperatingwithinstate-controlledconstraints,thereby

contributingtosystemstabilityratherthantoregimechange(J.ChenandDickson2010;Chen

Xi2012;Wright2010).EventherareChinascholarwhoprophesiestheimpendingcollapseof

theCommunistsystemdoesnotpaintarosydemocraticfuture.1Moreover,Chineseleaders

themselvesappearmorecommittedthanevertotheperpetuationofCCPrule.XiJinping’s

recentlyannounced“fourcomprehensives”(sigequanmian四个全面)ofgovernance—building

amoderatelyprosperoussociety,deepeningreform,governingthenationaccordingtolaw,

andbeingstrictingoverningtheParty—repeatthefamiliarmantrasofhisautocratic

forerunners.A“princeling”whosepoliticalpowerderivesfromhisfamilyconnectiontothe

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foundinggenerationofChineseCommunists,Xihasanobviousstakeinmaintainingand

legitimizingtheexistingpoliticalsystem.Prospectsforelectoraldemocracyappeardimindeed.

NotonlyhasChinacometobeviewedasabastionofauthoritarianism;increasinglyitis

seenasintentuponexportingitsundemocraticpracticesinacalculatedbidtodisplacethe

UnitedStatesanditsdemocraticwayoflife. AnewbookbyMichaelPillsbury(2015)claimsthat

China’sactionsareguidedbyasecretplanknownasthe“Hundred-YearMarathon,”which

seekstorestoreChinatoits“proper”placeatoptheglobalhierarchybyestablishinganew

worldorderfavorabletoChina.Chinesestrategy,Pillsburymaintains,includesunderminingthe

appealofanAmericanmodelofelectoraldemocracy.ArecentarticleintheJournalof

DemocracybyLarryDiamond(2015,151)alsowarnsthattheChineseare“pushingbackagainst

democraticnorms”bytrying“todiscreditWesterndemocraciesanddemocracyingeneral,

whilepromotingtheirownmodelsandnorms.”

ObserversarecertainlycorrecttopointtoanemergentChineseassertiveness,whichis

apparentinthePRC’smuscularapproachtoeverythingfromoldmaritimedisputes(e.g.,the

Senkaku/DiaoyuIslands)tonewmultilateralinstitutions(e.g.,theShanghaiCooperation

OrganizationandAsianInfrastructureDevelopmentBank).ButChina’sgrowingconfidencein

performingontheworldstagehasnotactuallybeenaccompaniedbyanattackondemocratic

normsordemocracyingeneral,norhasitbeenbuttressedbyovertproselytizingofalternative

authoritarianmodelsandnorms.AsChinaspecialistAndrewNathan(2015,158)notesinan

articleimmediatelyfollowingthatofDiamondintheJournalofDemocracy,“Fornow,atleast,

Chinadisplaysnomissionaryimpulsetopromoteauthoritarianism.”AlthoughNathandetails

halfadozenwaysinwhichChina’spoliciesexertadecidedlynegativeimpactonthefateof

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democracyaroundtheworld,heacknowledgesneverthelessthat“Chinesepropagandadoes

notexplicitlycharacterizeChina’ssystemasundemocratic,insteaddescribingitas‘socialist

democracy,’‘Chinese-styledemocracy,’and‘people’sdemocraticdictatorship’amongother

locutions”(161).

HowshouldweinterprettheChinesestate’sfrequentuseoftheterm“democracy”

(minzhu民主)tocharacterizeitsownpoliticalsystem?Isthisnothingmorethanacaseof

obfuscatingrhetoriconthepartofadisingenuousregime?Oristhelabeltobetakenmore

seriously—ifnotasanaccurateappellationforChina’spresentpoliticalsystem,thenperhapsas

anauthenticaspirationforthefuture?TheChineseCommunistPartyfeaturesdemocracy

prominentlyonitslistofprioritiesfornationalmodernization.WhetherornotChinahasa

secret“Hundred-YearMarathon”plantoovertaketheUnitedStates,asPillsbury(2015)claims,

itdoeshaveanopenlydeclaredhundred-yearplanofdemocratization.InNovember2012,the

18thPartyCongressoftheCCP(whichselectedXiJinpingasitsnewgeneralsecretary)

concludedwiththepromise,“withinonehundredyearsafterthefoundingofNewChina(i.e.,

bytheyear2049),tobuildasocialistmodernizedcountrythatisprosperous,democratic,

civilized,andharmonious”(zaixinZhongguochengli100nianshijianchengfuqiangminzhu

wenminghexiedeshehuizhuyixiandaihuaguojia在新中国成立100年时建成富强民主文明和

谐的社会主义现代化国家)(Xi2014,emphasisadded).

Oneyearlater,inDecember2013,theofficialPartynewspaperPeople’sDailyrana

seriesofeditorialsintroducingasetofonedozenso-called“coresocialistvalues”(shehuizhuyi

hexinjiazhiguan社会主义核心价值观)thatboththePartyandthepeopleareenjoinedto

cultivateandpractice.FormingthemainpillarsofXiJinping’s“ChinaDream,”thesevalues

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includethefournationalgoalsofprosperity,democracy,civility,andharmonyfuqiangminzhu

wenminghexie富强民主文明和谐);followedbyfoursocietalgoalsoffreedom,equality,justice,

andruleoflaw(ziyoupingdenggongzhengfazhi自由平等公正法治);andfourindividualvalues

ofpatriotism,professionalism,integrity,andfriendshipaiguojingyechengxinyoushan(爱国敬

业诚心友善)(Xinhua2014a).BillboardsacrossChinaadvertisethe“coresocialistvalues,”and

newlyeditedtextbooksateveryeducationallevelexpoundontheirimportance.

Itisnoteworthythatdemocracy(minzhu民主)rankssecondontheParty’slistoftwelve

corevalues,trumpedonlybynationalprosperity(fuqiang富强).Itisevenmorestrikingthat

theCCP’sparamountleader,XiJinping,insiststhatthecultivationanddevelopmentofall

twelvecorevaluesmustbefirmlybasedon“Chinesesplendidtraditionalculture”Zhonghua

youxiuchuantongwenhua(中华优秀传统文化)(Xi2014,163–64).Ifthe“democracy”thatthe

CommunistPartyhasinmindisrootedinChinesetradition,thenclearlyitreferstosomething

quitedifferentfromwhatAmericansocialscientistsgenerallyhaveinmindwhenwedebate

theprospectsforChina’sdemocratization.

CHINA’SPOPULIST“DEMOCRACY”

AccordingtoChina’sofficialnewsagency,Xinhua(2014b),theterm“minzhu”connotes

abroaderanddeepermeaningofdemocracythaniscapturedbyanypurelyinstitutionalor

operationaldefinitionstressingcompetitiveelections,majoritarianrule,orpopularcheckson

centralgovernmentpower.The“minzhu”advocatedbyleadingintellectualsthroughoutthe

courseofChinesehistory,Xinhuatellsus,derivesfromtheancientpoliticalprincipleof“the

primacyofthepeople”(yiminweizhu以民为主).ThisideaistracedbacktotheBookofHistory

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orShujing书经withitspronouncementthat“thepeoplearethesolefoundationofthestate;

whenthefoundationisfirmthestateispeaceful”(minweibangben,bengubangning民惟邦

本,本固邦宁),anotionthatwasfurtherdevelopedbyMenciusinafamouspassage:“the

peoplearemostimportant,thecountrycomesnext,theruleristheleastimportant”(minwei

gui,shejicizhi,junweiqing民为贵,社稷次之,君为轻).2

IndiscussionsofXiJinping’scontemporaryMassLineEducationandPracticeCampaign,

CommunistPartytheoreticianslocateitsintellectualpedigreewithinaChinesetraditionof

“populism”(minbensixiang民本思想)thatextendsfromMenciusthroughtheMassLine

(qunzhongluxian群众路线)ofMaoZedongandotherearlyCCPrevolutionaries(Liu

ChuanshengandWeiZhimin2013a,34–36;2013b,31).Muchismade,forexample,ofan

earthyinjunctionbyXiJinping’sownfather,XiZhongxun,atawartimecadres’conferenceon

legaladministrativereform:“Plantyourassessquarelyonthesideofthemasses”(bapigu

duanduandizuozailaobaixingdezheyimian把屁股端端地坐在老百姓的这一面)(Liang2013,

41–42).WhileWesternsocialscientistsarepronetoconflatelegalreformwithpolitical

liberalization,intheChinesecontext(imperialandCommunistalike),legalreformshavemore

oftenbeenassociatedwithpopulismthanwithliberalism(Liebman2011).

Incontrasttothisindigenouspopulisttradition,contemporaryCCPtheorists

counterposeAnglo-AmericandemocracyasderivingfromaWesterntraditionof“humanism”

(renbensixiang人本思想)thatstretchesfromtheancientGreekadage,“ManistheMeasure

ofAllThings,”throughtheRenaissancetoEnlightenmentconceptionsofnaturalrights.3

Interestingly,thesepartytheoreticiansdonotdenyordenigratethevalueofWestern

democraticideasandinstitutions.Rather,theyacknowledgethatcertainprominentfeaturesof

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theirownpoliticalsystem,mostnotablyPeople’sCongresses,havenoantecedentsinChinese

traditionandwereobviouslyinspiredbytheexampleofWesternlegislatures,asinterpretedby

theSovietUnion(Zhang2013;seealsoLeibandHe2006).Moreover,theyarguethatChinastill

hasmuchtolearnfromWesterndemocratictheoryandpractice.Forexample,someauthors

pointtoAustralianpoliticaltheoristJohnDryzek’swritingsondeliberativedemocracy(xieshang

minzhu协商民主)asaparticularlyusefulsourceofideasforimprovingParty-massrelations.

Deliberativedemocracy,inwhichordinarycitizensareinvitedtoparticipateindiscussions

aboutgovernmentpolicies,theysuggest,maybebetterablethanelectoraldemocracyto

encouragecompromiseamongconflictinginterests,anessentialattributeofanyfunctional

systemofgovernanceintoday’sincreasinglycomplexanddiverseworld(LiuChuanshengand

WeiZhimin2013a,162–64;seealsoLeibandHe2006).

ThewritingsofCCPtheoreticiansarenotnecessarilyreflectiveofpopularattitudes,of

course.AndamongChinesecitizens,asamongAmericans,understandingsofdemocracyvary

widely.Butaninstitutionaldefinitionofdemocracythatrequirestheselectionofpolitical

leadersviacompetitiveelectionswithuniversalsuffragedoesnotseemtobewhatmost

Chinesehaveinmindwhentheyspeakof“minzhu.”AnencounterbetweenanAmerican

reporterandaChinesestudentinTiananmenSquareattheheightofthe“Democracy

Movement”inthespringof1989,recordedbyeyewitnessCraigCalhoun,istelling.Calhoun,a

prominentsociologistwhowasteachingatauniversityinBeijingatthetime,recalls,

AroundMay18,severalofmyChinesestudentsandIweremarchingalongChang’an

BoulevardonourwayintoTiananmenSquare.AreporterforaCalifornianewspaper

8

strodealongsideusandaskedmetotellherwhatthestudentsreallywanted.“Ask

themyourself,”Isaid,“theyspeakEnglish.”Sheaskedone,whorepliedsimply,

“Democracy.”“Whatdoyouthinkdemocracymeans?”sheasked,asthoughofachild.

Mystudentrespondedwithexaggeratedhumility,“Oh!YoucomefromAmerica.What

doesdemocracyreallymeantoyou?”Thereporterstammered,“Well,er,um,youknow,

electionsIguess.”“Ah,”saidthestudent,“IthinkmoreintermsofRousseauandthe

modelofdirectparticipation.”(Calhoun1997,243–44)

Whilethisparticularstudentwassurelymorearticulateonthesubjectofdemocracythanmany

Chinesecitizens(nottomentionAmericanjournalists),heranswerdoesneverthelessindicatea

morepopulistconceptionofdemocracythanaSchumpeterianstressoncompetitiveelections

wouldimply.Inthispopulistview,thegoalisnottorestraingovernment,buttoempowerit

throughtheactivepoliticalparticipationofthecitizenry.Thestudent’sreferencetoJean-

JacquesRousseauinthisregardisapt—evokingaradicalunderstandingofdemocracythat

infusednotonlythe1989studentmovement,butalsotheCulturalRevolutionthatprecededit.

PoliticaltheoristBenjaminSchwartz(1970,158–60)notedshortlyaftertheonsetoftheCultural

RevolutionthattheideologicalunderpinningsofMao’stumultuouscampaignboremorethana

passingresemblancetoRousseau’sdoctrinesof“civicmorality”and“generalwill”asappliedby

JacobinsduringtheFrenchReignofTerror.

AsDanielChirotemphasizesinhisintroductoryessay,illiberalchallengesto

EnlightenmentvalueshavebeenarecurringfeatureofthemodernerainEuropeandthe

UnitedStatesaswellasinAsia.IncontemporaryChina,politicalilliberalismhasoftentakenthe

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formofmass“revolutionarydemocracy.”Aretrospectiveonthe1989TiananmenUprisingby

(now)NobellaureateLiuXiaobooffersastingingcritiqueofthemassprotesthehelpedinspire,

indictingitasanundemocraticmovementthatunwittinglyreproducedmanyoftheworst

featuresofChineseCommunistrevolutionarypracticeandculture:

Mostoftheresourcesandmethodswemadeuseoftomobilizethemasseswereones

thattheCommunistPartyhadusedmanytimesbefore....Assoonaswebeganour

revolution,webecameextremelyconceited–justasifwehadrevertedtothetimeof

theCulturalRevolutionandfeltourselvestobethemostrevolutionary.Assoonaswe

joinedthe1989protestmovement,weconsideredourselvestobethemostdemocratic.

Afterall,hadwenotfastedfordemocracyanddevotedourselvestoitandmade

sacrificesforit?...Ourvoicebecametheonlytruth.(LiuXiaobo1994,315,318)

TheconflationofrevolutionarymassparticipationandCommunistPartyleadershipwith

“democracy”wascertainlyahallmarkofMaoism(Mao1940).Butthetendencytoidentifythe

willofthepeoplewiththestrengthofthenationhasanolderlineage,reflectedinChinese

visionsofdemocracyeversinceLiangQichao’sseminalwritingsonthesubjectinthelate

nineteenthcentury.AsAndrewNathan(1985,128)explains,“democracywasseenasahighly

efficaciousmeansoftappingthevastenergieslatentinthemassestopropelthecountryoutof

backwardnessandintoapositionofworldpower.“

AnanalysisofChinesepoliticalculturebyapoliticalscientistattheChineseAcademyof

SocialSciences,basedonanationalsurveyofpoliticalattitudesconductedin1988—oneyear

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beforetheTiananmenUprising—highlightsthismoreexpansiveviewofstate-societyrelations.

TheauthortitledtheworkChinesePoliticalMan(Zhongguozhengzhiren中国政治人),inan

obviousreferencetoSeymourMartinLipset’s(1960)classicworkonAmericanpolitics,and

usedafour-characterChinesephrase,“PreventHarm/PromoteGood”(yi’eyangshan抑恶扬

善),tocapturewhathesawasafundamentalcontrastbetweenthepoliticalculturesofthetwo

countries.WhereasAmericanspurportedlybelievethatthechiefpurposeofgovernmentisto

preventharmbyrestrainingindividualsandgroupsfrompursuingtheirowninterestsatthe

expenseofothers,Chinesearesaidtoenvisionamoreproactiveandpopulistmissionfortheir

governmentofpromotinggood—withofficialsexpectedtosetforthgoalsforthebettermentof

societyandtoguidecitizensinachievingthosecollectivegoals(Zhang1994).

InChina,populistconceptionsofdemocracy,forwhichthelitmustestofa“democratic”

governmentiswhetheritbenefitsthepeopleandreflectsthewillofthepeople,seem

consistentlytotrumpelectoralconceptions.Ina2011nationalsurveyofpoliticalattitudes

conductedundertheauspicesoftheChineseAcademyofSocialSciences,onlyasmallminority

ofrespondents(15percent)agreedwiththestatementthat“democracymeansasystemof

periodicelectionsinwhichnationalleadersarechosenthroughcompetitionbetweenpolitical

parties.”Theoverwhelmingmajority(85percent)preferredadefinitionofdemocracyas“a

systeminwhichgovernmentleadersreflectpeople’sinterests,servethepeople,andsubmitto

supervisionbythepeople.”Responsesvariedbyeducation,withbetter-educatedrespondents

morelikelythantheirless-educatedcounterpartstoequatedemocracywithelectoral

competition.Butevenamongthebesteducated,thevastmajority(75percentofthosewith

11

PhDandMAdegrees)chosethe“populist”overtheelectoraldefinitionofdemocracy(Zhang

2013,57–60).

Moreinterestingthanthedefinitionalissuewereresponsestoquestionsaboutthe

desirabilityandfeasibilityofelectoraldemocratization.Onesurveyquestionread,“InAmerica,

therearetwomajorpoliticalparties.Everyfewyearsthereareregularelectioncampaignsin

whichthetwopartiescontendforgovernmentleadershippositions.DoyouthinkChinanowor

infutureshoulddevelopinthisdirection?”Aclearmajority,61percent,chosethe“shouldnot”

option.Again,better-educatedrespondentsweremoresympathetictoAmerican-style

democracythantheirless-educatedcounterparts,butstillonly50percentofPhDandMA

degreeholdersexpressedsupportforChinamovinginthisdirection(Zhang2013,81–84).

Whenrespondentswereaskedwhichthree(outoffive)factorsposedthegreatestobstaclesto

buildingdemocracyinChina,“severecorruption”toppedthelist,with72percentof

respondentsselectingit;“leadersnotfullycommittedtoservingthepeople”wassecondwith

52percent;“severebureaucratism”cameinthirdwith48percent;“inadequatemass

supervisionofgovernment”rankedfourthwith46percent;and“lackofregularcompetitive

elections”cameinadistantlast,withamere19percentofrespondentschoosingitasamajor

obstacletoChina’sdemocratization(91).

Thisgeneraldisinterestinelectoraldemocracymayhelptoexplainthenotablelackof

enthusiasmamongmainlandChineseforHongKong’sOccupyCentralMovementlastyear

(YangHengjun2014).FormanyinthePRC,therealissueatstakeintheprotestswasnotthe

restrictiveregulationsforelectingtheHongKongchiefexecutive.Populardiscourseinthe

mainlanddenouncedtheHongKongdemonstratorsasunpatrioticingrateswhoseactions

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betrayedbothalackofgratitudeforChina’sgenerousassistancetotheIslandandadeplorable

deficitof“Chineseculturalidentity”(Zhonghuawenhuarentong中华文化认同).

THECHINADREAM

AnemphasisonChineseculturalidentityisattheheartofXiJinping’sChinaDream,

whichenvisionstheriseofapowerfulandwealthynationandispresentedastheParty’s

responsetothecollectiveyearningoftheChinesepeople.Shortlyafterhisselectionasgeneral

secretaryoftheChineseCommunistParty,XistoodproudlyintheGreatHallofthePeoplein

frontofamonumentalpaintingoftheGreatWallwherehereferencedChina’s5,000-year-old

civilizationandproclaimedthat“realizingthegreatrevivaloftheChinesenationisthegreatest

dreamoftheChinesepeopleinmodernhistory”(shixianZhongghuaminzuweidafuxing,jiushi

Zhonghuaminzujindaiyilaizuiweidademengxiang实现中华民族伟大复兴,就是中华民族

近代以来最伟大的梦想)(GlobalTimes2012;Xinhua2012).SoonthereafterXiledfellow

membersofthePolitburoStandingCommitteeonawell-publicizedvisittotheNational

MuseumofChinatoviewanexhibitionentitledTheRoadtoRevival,whichfeaturedtheheroic

roleoftheCommunistPartyinspearheadingChina’snationaliststruggles.OpeningwithChina’s

humiliationinthemid-nineteenth-centuryOpiumWars,theexhibitconcludedonatriumphal

notewithitsdeclarationthat“todaytheChinesenationtowersmajesticallyintheOrient;the

brilliantprospectofthegreatrevivalisalreadyunfoldingbeforeus.Thedreamandquestof

China’ssonsanddaughterscandefinitelyberealized!”(NationalMuseumofChina,n.d.).

EmployingabrandofextravagantrhetoriconcereservedforpraiseofChairmanMao’s

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revolutionaryline,theCCPwasre-Orientingitspropagandatoshowcasethegloriesofthe

ancientcivilizationthatitnowclaimedtoberepresentingandreviving(Perry2013).

Inframingthenationalquestasa“dream,”XiJinpingdrawsuponimagerythathas

figuredprominentlyinChinesestatecraft,philosophy,andliteratureformillennia.Oraclebone

artifactsshowthattheinterpretationofdreamsinancientChinawasoftenlinkedtocritical

militaryandpoliticaldecisionsbystaterulers(Brennan1993).TheDaoistphilosopherZhuangzi

isrememberedforhisvividbutterflydream,whichimpliedthepossibilityofradical

transformationthroughactiveimaginingandawakening(Watson1996).4Themostfamous

novelintheChineseliterarycanonisDreamoftheRedChamber;indeed,anentirefieldof

academicresearch,knownas“Redology”(hongxue红学),isdevotedtoitsstudy.

Earlytwentieth-centuryChineseintellectualsfrequentlychosetopresenttheirutopian

visionsofpopulistdemocracyindreamlikestyle.In1902,forexample,LiangQichaopublisheda

shortnovelentitledTheFutureofNewChina,whichwassetintheyear2062inaprosperous

landknownas“GreatChineseDemocracy”(DaZhonghuaminzhuguo大中华民主国).The

novelopenswiththecitizensofGreatChineseDemocracyhavinginvitedaseventy-second-

generationdescendantofConfuciustodeliveralectureattheShanghaiWorldExpoonhow

Chinesedemocracyhasbeenimplementedinthecountry.Thelectureofthislatter-day

Confuciandrawsahugeandappreciativeaudience,includingthrongsofoverseasvisitors.

LiteraturescholarDavidDer-weiWang(2015)observesthatLiangQichao’soncefuturisticnovel

exudesan“uncanny”auraofauthenticitytoday,intheaftermathoftheShanghaiWorldExpo

andtheestablishmentofhundredsofConfuciusInstitutesaroundtheworld.AsWangputsit,

“the’future’ofnewChinaseemstohavebecomerealityinthenewmillennium.”Theeerie

14

senseofdéjàvuanticipatedinLiangQichao’sprescientnovellanotwithstanding,thereareof

coursesomekeydiscrepanciesbetweenhisvisionandcontemporaryreality.DespitetheParty’s

recentendorsementofConfucianism,theofficialideologyofthePRCremainsMarxism-

Leninism-MaoZedongThought.

XiJinping’sChinaDreamdrawseclecticallyuponimperialandrevolutionarysymbolism

alike,asthoughpartandparcelofoneseamlessandunitary“Chinesenationaltradition.”But,

essentialistandOrientalistasthisconstructionmaybe,itisnotputforwardinoppositionto

Westerndemocracy.Democracy,likescience,isexplicitlyacknowledgedbytheCCPtobeakey

elementofmoderngovernance.However,thegoalinembracingthesetwinEnlightenment

valuesisnottheflourishingofindividuallibertiesbuttheflourishingoftheChinesenation.The

term“Chinesenation,”orZhonghuaminzu中华民族,designatesakindofsupra-nationalityof

ChinesepeoplethatbothincludesandtranscendstheHanmajoritynationalityalongwiththe

fifty-fiveminoritynationalitiesthattogetherofficiallycomprisethePeople’sRepublicofChina

(Elliott2015,187).Thisexpansiveethnoculturalconstructionisintendedtoappealnotonlytoa

domesticconstituency,butalsotooverseasChinesewhoareexpectedtoidentifyculturallyand

sympathizeemotionallywiththeriseofthemotherland.Thegrowingprideandprosperityof

theChinesenationisseenasenhancingpopularsovereignty,or“minzhu.”

Massiveanti-PRCprotestsinbothHongKongandTaiwanlastyearsuggestthatnot

everyoneinGreaterChinadreamsthesamedream,however.AsthecaseofTaiwanin

particulardemonstrates,Chinesepoliticalcultureisnotuniform.NordoesChineseculturepose

aninsuperablebarriertoliberaldemocratization—evenwhen“princelings”areincommand.

15

Afterall,ChiangChing-kuowasalsoderidedasa“princeling”whenhefirstinheritedthereins

ofpowerinTaiwan,yethedefiedexpectationsbybreakingwithhisfather’sautocraticpractices.

ItishardtoimagineXiJinpingfollowinginthefootstepsofChiangChing-kuo,however.

Xi’sAnti-CorruptionCampaignandMassLineEducationandPracticeCampaign,withtheirhard-

hittingattackoncadrecorruptionandharkeningbacktoMao’scallto“servethepeople”by

adheringtothe“massline,”areclearlyintendedtoappealtopervasivepopulistsentiments

amongPRCcitizens.Hisapproachisunlikelytopromotechangeinadirectionthatmost

Americanswouldrecognizeasdemocratic,but—totheextentthatXi’seffortssucceedin

significantlyreducingofficialcorruptionandbureaucratism—hisfellowcompatriotsmaywell

credithimwithadvancingtheCCP’scentury-longcommitmenttobuildingminzhu.

CONCLUSION:INTELLECTUALLIMITSOFTHEPOPULISTDREAM

WilltheChineseCommunistParty’spopulistdreamsucceedinfinessingthe

fundamentalcontradictionbetweenEnlightenmentidealsandilliberalpolitics?CantheParty’s

syncreticblendofscience,democracy,Confucianharmony,andMaoistrevolution,allwrapped

upinonedreamypackageofnationalmodernity,serveasasustainableframeworkforregime

legitimacy?DanielChirotnotesthatintheenditisuptointellectualstotakeastandonthe

ongoingbattlebetweenEnlightenmentliberalismandtheCounter-Enlightenment.HowChina’s

intellectualswilladjudicatethisissueisfarfromcertain.

Indeed,nowherearethecontradictionsofthePRC’scurrentintellectualclimatemore

glaringthanwithintheinstitutionthatmostembodiesthelegacyoftheAgeofEnlightenment:

themodernuniversity.Itisoftenassumedthatgreatuniversitiescannotthriveabsentthe

16

freedomsofthoughtandexpressionthatareguaranteedonlyunderaliberaldemocraticpolity.

ThePRCisbettingotherwise.Spurredonbygenerousinfusionsofstatefunding,China’sleading

universitiesareembarkeduponaconcertedefforttoenterthetopranksof“world-class

universities.”Theironiesandambiguitiesofthisendeavorabound.WhiletheChinesestate

investsheavilyinareasbelievedtobeessentialforbuildingatwenty-first-century“knowledge-

basedeconomy”(i.e.,theSTEMfieldsofscience,technology,engineering,andmathematics),it

alsoappreciatesthatintellectualinnovationmayrequireexposuretothecriticalthinkingfound

inthehumanitiesandsocialsciences—despiteseriousworriesaboutunwelcomeliberalizing

side-effectsofsuchexposure.Asaresult,universitiesinChinaofferWestern-styleliberalarts

programsandConfucian-stylelearningalongsideParty-mandatedclassesinpoliticalideology

andcompulsorymilitarytraining.Glitzynewmega-universitiesboastexpensiveinfrastructure

andhandsomelyfunded“innovationbases”(chuangxinjidi创新基地)equippedwithstate-of-

the-artlaboratoriesandothercutting-edgeresearchfacilities.Atthesametime,universitiesare

firmlycontrolledbyCommunistPartycommittees,andInspectionGroups(xunzhizu巡视组)

reminiscentofMaoistworkteamsencouragestudentsandfacultytolodgedenunciations

(jubao举报)againstanyonesuspectedofpoliticalorethicalimpropriety.Ontheonehand,

China’sMinistryofEducation(MOE)urgesitsuniversitiesto“globalize”byengaginginawide

rangeofinternationalacademicprogramsandexchanges;ontheotherhand,thesameMOE

enjoinsuniversitiesagainstadoptingtextbookstaintedby“Westernvalues”(He2015).Under

thecurrentregime,so-calledNewLeftintellectuals(xinzuopai新左派)enjoyfargreater

latitudeforpoliticalexpressionthandoChina’sbeleagueredLiberals(ziyoupai自由派).

17

Despitethesecontradictionsandconstraints,todatetheparty-state’sapproachto

highereducationappearssurprisinglyeffective:Chineseuniversitieshaveindeedbeenrising

steadilyintheglobalrankingsofresearchuniversities(Kirby2014).Moreover,amidafloodof

popularprotestthathasengulfednearlyeverysectorofpost-TiananmenChinesesociety,the

country’scollegecampuseshaveremaineduncharacteristicallyquiet(Perry2014).

ComplianceoftheChineseintelligentsiaisundoubtedlyaconditionofcontinued

CommunistPartyrule.Yet,aseverygenerationofstudent-led“democracy”movementsfrom

MayFourthtoJuneFourthdramaticallydemonstrated,suchpoliticalquiescencecannotbe

takenforgranted.WhetherXi’spopulistdreamofrecoveringChina’sancientglorywillwinthe

abidingallegianceoftoday’sdescendantsoftheNewCultureMovement(orthe“Chinese

Enlightenment”asthatheadyperiodfromthemid-1910sto1920sisoftencalled)remainsto

beseen.Afterall,themostcelebratedwriteroftheNewCultureMovement,LuXun,warned

darklyofthedangersoftryingtomodernizeChinaonthebasisoftraditionalvalues.

LuXun’sscathingcritique,Kuangrenriji狂人日记[DiaryofaMadman],publishedin

1918,accusedtheChinesetraditionofhavingfostereda“man-eatingsociety”thatwouldhave

tobethoroughlyexpungedifthecountrywereevertoadvancetowardanewandmore

humanefuture.5PosthumouslylionizedbyMaoZedonginhisOnNewDemocracy(1940)as

“thegiantofChina’sculturalrevolution,”LuXunhasalwaysbeenreveredasaniconicfigurein

thePRC.ButthesedaysLuXun’swritingselicitlesseffusivepraisefromtopPartyleadersthan

inthepast,duenodoubttohisinsistenceonthefundamentalincompatibilitybetween“old”

Confucianand“new”revolutionaryideas(Wasserstrom2015).

18

InthisdayoftheubiquitousChinaDream,itisworthrecallingaremarkablestatement

thatLuXuncomposed,notlongbeforehisdeath,onthesubjectofdreams:

Todreamistobefreezuomeng,shiziyoude(做梦,是自由的),

Totalkaboutdreamsisbeunfree(shuomeng,jiubuziyou说梦,就不自由).

Todreamistodreamrealdreams(zuomeng,shizuozhenmengde做梦,是做真梦的),

Totalkaboutdreamsissurelytolie(shuomeng,jiunanmianshuohuang说梦,就难免

说谎).(citedinWang2015)

Theelegantverseofthemosteloquentvoiceofthe“ChineseEnlightenment”advisesdue

skepticismtowardtheofficialarticulationofdreams,implyingtheinherentlimitsoftheParty’s

publiclyproclaimedvisionofpopulistdemocracy.

Acknowledgments

IthanktheaudienceandfellowpanelistsattheAssociationforAsianStudiesroundtable

wherethispaperwasfirstpresented,aswellasTeresaWrightandtheeditorsoftheJournalof

AsianStudiesforchallengingquestionsandhelpfulsuggestions.

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1Shambaugh(2015)foreseesacollapsethatis“likelytobeprotracted,messyandviolent.”

2http://news.xinhuanet.com/edu/2014-08/15/c_1112089028_2.htmiomBookIII.

3Ofcourse,theymightalsohavenotedthattheEnglishterm“democracy”derivesfromthe

Greek“demos-kratos”or“people-power,”andthatAtheniandemocracywaspredicatedonthe

desirabilityofdirectcitizenparticipationingovernance(Ober2007).

4Onthethemeof“awakening”inmodernChinesehistory,seeFitzgerald(1996).

5Formoreonthe“darkside”ofLuXun,seeLee(1987).