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Location and Space-Economy (Cambridge, M assachusetts : The M .LT. Press, 1956). pp. 207-220; Bela Ba lassa, " An Empiri cal Demonstration of Classica l Comparative Cost theory," Review of Economics and Stat ist ics, Vo l. 45 (August, 1963), pp. 213-221.
(14) L. A. Brown, " Diffusion o f Innovation : A MacroView," Economic Development and Cultural Change, Vol. 17 (1969), pp. 189-211 .
THE SEARCH FOR SPATIAL THEORIES: ON THE ROLE OF CONCEPTUAL AND COMPUTATIONAL MODELS IN GEOGRAPHIC RESEARCH
Daniel A. Griffith
Mr. Griffith is a doctoral candidate in Geography at the Universit y of Toronto, Canada. The paper was presented initially at the annual meeting of the East Lakes Division, Association of American Geographers at the Universi ty of Pittsburgh, October 18-20, 1973. He was a member of Gamma Theta Upsilon at Indiana University of Pennsylvania .
(15) See for example: Edward J. Taaffe, ed ., Geography, The Behaviora l and Socia l Sciences Survey, (Englewood Cliffs, N.J.: Prentice-Hall , Inc., 1970) pp. 132-135.
At present academic inquiry is guided by various research paradigms, the most popular ones being those affiliated with metaphysics, phenomenology and positivism, while the literature to date lacks an explicit structural typology identifying and interrelating these formats . As a result, numerous peculiar classification schemes have been created . For example, Kerlinger indicates that reesearch in general is comprised of three different modes, namely behavioral, historical and methodological~ Harvey, following ' Hempel, distinguishes between deductive-nomologica l and inductive-systematization, viewing the hypothetico-deductive system as a special case of this former type 2 Olsson talks about formal as opposed to substantive research~ And Relph , exemplifying a fourth possible outlook, posits the dichotomy of phenomenology versus positivism 4 Obviously these authors' views do render distinct, mutually exclusive groupings. The ensuing discussion pertains to that body of literature associated with what Relph calls the positivistic approach to research.
Embedded in this positivistic attitude toward research is a procedure commonly known as the " scientific method ." Accordingly, the disciples of positivism are in constant search of universalities, whether absolute or probabilistic, such that a priori expectations about the real world may
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be established. Such foresights revolve around the notions of theory and model. According to Hempel a theory is based on a system of empirical uniformities exhibited by some phenomena, and seeks to afford a deeper and more accurate understanding of these phenomena, ultimately construing them as manifestations of certain underlying entities and processes.5 Meanwhile, Rudner describes a model as both a form of scientific shorthand and an heuristic device for gaining insights into the nature of phenomena.6 In simple terms, models may be thought of as the uniformity inputs to theory, merely describing a facet of reality whilst theory supplies a rational for this facet's emergency and existence. Intuitively speaking, then, it seems that a discipline's model-oriented research should be examined before its theory-oriented research can be adequatelyexplicated.
Consequently, this exposition is primarily concerned with models instead of theories. Again, a goodly number of classifications, stemming from independent attempts to sustain some degree of order among these items, have appeared in the literature. For instance, a model may be labeled static or dynamic, descriptive or prescriptive, deterministic or probabilistic , linear or curvilinear, conceptual or computational? The purpose of this paper is to illuminate the differences between the components of this last categorization, especially in a geographic context. As such the idea is not a novel one, for many writers have mentioned the relationship between these two model types . But, its explication appears to be a worthwhile endeavor since the geographic literature reveals that many geographers display an ignorance about the nature of the corresponding relationship.
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Quantitative Geography: A Reconnaissance
During the 1950's geography underwent a radical transformation of both spirit and purpose, since termed the "quantitative revolution," which resulted in a mathematization of much of the discipline. This so-called revolution started suddenly, and was exerting Significant influences as early as 1954. It seemingly gained its momentum from several sources, most notably the advent of modern high speed computers, the increased availability of published numerical data, the popularization of the "new math" and statistical techniques, the purported revival of a mathematical tradition, and particularly the belief that its accompanying methodology was capable of generating a more theoretical geography. Several authors have already traced the major temporal developments of this event, and thus a recapitulation of its history would be superfluous.~ Nevertheless, one outcome, namely a confusion of the roles of quantifier and statistical analyst, merits closer examination here because of its relevance to the theme of this essay.
The search for generality in geography has frequentty resulted in a confusion of the roles of theory-seeking geographers and spatial statisticians.9
These theory-seeking academicians are preoccupied with the application of normal process of analytical reasoning to geographical problems, investigating some predetermined set of relationships existing in a portion of reality.lO Meanwhile, the crux of the matter for the spatial statisticians is Berry's "geographic matrix," educing a tradition of collecting data, applying computational models, and achieving sophisticated statistical description of a portion of reality.l1 For their statistical results to be
meaningful, though, a working relationship is needed between these two practices, with theory as the leader.12 Unfortunately, this has not always been the case in geography. Many published articles have claimed theory where only statistical description has been achieved. Rectifying this situation demands an understanding of the differences between conceptual and computational spatial models.
The Role of Conceptual Models in Geographic Research
The theoretical framework is deemed an integral element of any positivistic research procedure even by such general directives ac Campbell's Form and Style in Thesis Writing.13 However, the utility of this notion is predicated upon the existing body of theory articulated by a discipline, since it refers to that set of relevant theories coupled with their interlinkages which both provides a structure suggesting how research for a given problem might best be pursued and logically relates the research at hand to subject matter of the discipline in question . But, its utility in geography is almost nil, since the existing body of spatial theories is relatively meager. Examples of those in human geography include von ThUnen , Weber, Fetter and the Christaller-Losch central place theories, whereas some for physical geography are the wave theory of cyclones and the hydrologic model.14
Although this field suffers from a paucity of spatial theories, it does possess a fruitful cluster of concepts generically exempl ified by the ideas of spatial distribution, spatial structure, locational process, region, and so on. Furthermore, by transcending its formal scholastic boundaries, concepts developed by other academic communities have been added to this
assemblage. For instance, the gravity model of human interaction was borrowed from Newtonian physics. In light of this status, a number of authors have recently suggested that geography could improve its theoretical basis by temporarily substituting a conceptual framework for the much desired theoretical one.15 Such a structure actually constitutes a conceptual model, providing economy of thought as well as insights into the research problem.I 6
In summary, it is not justifiable merely to restate accepted ideas in numerical form. Some model of men as organizers of space is necessary to guide one's work . For now, conceptual models furnish geographic research with this very item. These interim frameworks enable germane spatial relationships and spatial constructs to be identified, an economy of thought to be expressed, and an increase in the likelihood of geographic theory development. They also incorporate analytical thinking into the research, yielding a higher degree of clarity and conviction for more rogorously obtained conclusions . In terms of, say, the hypothetico-<leductive system, they supply the research endeavor with a set of universal postulates .
The Role of Computational Models in Geographic Research
Regardless of how elegant scholars conceive a given conceptual model to be, it embraces little substantive meaning unless it is amenable to empirical testing. In other words, although a conceptual model yields certain expectations about a given set of phenomena, it remains sterile without a method of comparing these results and their real world counterparts?7 The computational model furnishes a sufficient vehicle for accomplishing this task?8 Moreover, it
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may be thought of as a mathematical version of some conceptual model, its component variables being based on those constructs which are, at worst, acceptable surrogates for the concepts embedded in this latter model.
For the sake of comparability and the maintenance of a uniform degree of credence in outcomes all of science needs to adhere to a common group of computational models, which in fact it does. Of these, those commonly employed by geographers today are statistical in nature, usually the regression and/or factor analytic models.
Consider the application of the linear regression model in geographic research. According to the literature this model has often been used to predict the spatial distribution of some phenomenon based on various spatial associations, or to obtain a descriptor of the functional relationship between two or more spatial variates . A thorough discussion of its different geographic contexts has been provided by Griffith 's recent literature review, and anything more at this time would be redundant .19 In either of the aforementioned cases, this model produces an array of expected values for which techniques have been devised to check how closely this array aligns with the original phenomenon's distribution . Consequently, the linear regression model seems to be somewhat of a prototype computational model , a contention to which its popularity is probably attributable.
To summarize then, a computational model is a mathematical emulator of reality whose fundamental objectives include estimating parameters of some conceptual model, elucidating structures among the variables for this conceptual model, and manipulating numbers such that expected values are generated by, or derivable
10
from this conceptual model. In so doing it can be viewed as a piece of equipment required to provide those data necessary for evaluating how close some theoretical principle approximates reality.
A Review of Selected Articles : Tom Swift Rides Again?20
One highly successful conceptualization of a spatial phenomen is the gravity model of human interaction . In its simplest form this conceptual model posits that migration, for example, is some function of the population of origins and destinations, plus the distance separating these places. More succinctly,
where lij
Pi, Pj
the interaction between area i and area j; the population of areas i and j, respectively; the distance separating area i from area j;
K a constant of proportionabi lity; and,
a, b, c = constants.
Garrison has shown how this model can be related to the real world via regression?l Consequently, the regression or computational model yields estimates of the constants K, a, b, and c. Unfortunately, too many subsequent studies have focused solely on calculating values of these parameters for different settings.
For instance, Black and Larson recently evaluated four different distance functions in terms of twentyfour distinctive commodity flow groupings, failing to embed their undertaking within a conceptual framework that would sanction such extensions.22 Meanwhile Curry has earnestly pointed out that only when
tl n ti g
\
t
o +
intervening obstacles + + o
origin destination
FIGURS l:A diagram depicting the structure of Lee's conceptual model.
SOURCE: E. Lee, "A Theory of Higra tion," Demography, Vol. 3 (1966), pp. 47-57.
the unlikely event of zero autocorrelation occurs does such a calibration of distance exponents for the gravity model become meaningful.23
Another feasible conceptual model which portrays the process of migration has been devised by Lee, and depicts this particular phenomenon as a response to contripetal , centrifugal, and neutral forces located at both source areas and destinations, the response being constrained by intervening obstacles .24 Meanwhile, Riddell has proposed that migration can be represented by a factor analytic regression model.25 By scrutinizing these two designs it appears as though Riddell has suggested a reasonable computational model to accommodate Lee's conceptual model. This last idea has been further explicated elsewhere by this writer.26
As a final exemplar, consider Logan 's analysis of spatial economic development.27 Although the literature review in his study serves to identify sixteen indicators of economic development, Logan hypothesizes that those indices stemming from a principal components analysis of
these variables are functionally related to various measures of distance
'and the occupational structure of the workforce . However, these last two notions, i .e. the influence of distances and an occupational structure, are not founded upon a sound conceptual framework . Consequently, one should seriously wonder why Logan expects such relationships to prevail.
Concluding Comments In conclusion, two of the kinds of
models harbored by positivistic research have been the topic of this paper The theoretical or conceptual model, depending upon a discipline's developmental stage, should act as a guide to research , while the computational model should function as a means of assessing the adequacy of this former model. Such a perspective is not only consistent with, but also isomorphic to Torgerson's ideas concerning the structure of a science.28
Furthermore, the computational model is some mathematical formula, whereas the conceptual model may be expressed either as a mathematical equation or a structural schema, a
11
point explicitly illustrated in the preceding section. This feature alludes to the fact that a computational model is mostly used for prediction. On the other hand, a conceptual model is usually used for rationalizing the existence of some phenomena, especially as the output from specific relationships .
Finally, many geographers need to heed these differences, along with the many more that are not mentioned here, for the literature to date abounds with computational models mistaken to be conceptual models .
FOOTNOTES
(1) F. Kerlinger, Foundations of Behavioral Research (New York: Holt, Rinehart and Winston, Inc ., 1964), especial ly pp. 690-702.
(2) D. Harvey, Expla nation in Geograph y (New York : St. Martin 's Press, 1969) , p. 36; and C. Hempel, Philosophy of Natural Science (Englewood Cli ffs, N.J.: Prentice-Hall , Inc., 1966), pp. 48-49.
(3) G. Olsson, "Trends in Spatia l Model Building," Geographical Analysis, Vol. 1 (1969), pp. 219-224.
(4) E. Relph, "An Inqui ry in to the Relations Between Phenomenology and Geography," The Canadian Geographer. Vol. 14 (1970), pp. 193-201.
(5) Hempel , op. cit., footnote 2, p. 70.
(6) R. Rudner, Philosophy of Social Science (Englewood Cliffs, N .J.: Prentice-Hall , Inc., 1966), pp. 25-26.
(7) L. Lowenstein , "On the Natu re of Analytical Models," Urban Studies, Vol. 3 (1966), pp. 112-119.
(8) See inter alios B. Berry, "The Quantitative Bogeyman," Economic Geography, Vol. 36 (1960), fa cing p. 283; O . Spate, "Quanti ty and Quali ty in Geography," Annals , Assoc iation of Ameri can Geographers, Vol. 50 (1960) , pp. 377-394; I. Bu rton, "The Quantitative Revo lu t ion and Theoretical Geography," The Canadian Geographer, Vol. 7 (1963) , pp. 151-162; L. Curry , "Quantitative Geography, 1967," The Canadian Geographer, Vol. 11 (1967), pp. 265-279; P. LaValle, H. McConnell , and R. Brown , "Certain Aspects of the Expans ion of Quantitative Methodology in Ameri can Geography," Anna ls, Association o f Ameri can Geographers, Vol. 57 (1967), pp. 432-436; A . Wilson , "The Use of Analog ies in Geography," Geographical Ana lysis , Vol. 1 (1969), pp. 225-233; and S. Gregory, "The Quantitat ive Approach in Geography," Quantitative and Qualitative Geography : La Necess ite d 'un Dialogue, compiled and edited by H. French and J. Rac ine (Ottawa : University of Ottawa Press, 1971), pp. 25-33.
(9) Curry, op. cit ., footnote 8, p. 265; A. Pred, Behavior and Location: Foundations for a Geographic
12
and Dynamic Locat ion Theory-I (Lund, Sweden : The Roya l University of Lund, 1967), p. 17; and L. Guelke , " Problems of Scientif ic Explanation in Geography," The Canadian Geographer, Vol. 15 (1971), p. 40.
(10) Curry, op. cit ., footnote 8, p. 265; and Gregory, op. cit., footnote 8, p. 27.
(11 ) Cu rry , op. cit. , footnote 8, p. 265; and Guelke, op. cit. , footnote 9, p. 40.
(12) L. Curry , " A Note on Spat ial Associat ion ," The Profess ional Geographer , Vol. 18 (1966), pp. 97-99; J. Hudson , " A Location Theory for Rural Settlement," Annals, Association of American Geographers, Vo l. 59 (1969), p. 366; and L. King, "The Ana lysis of Spat ial Form and its Re lation to Geographic Theory," Anna ls, Association of Ameri can Geographers, Vol. 59 (1969) , pp. 594-595 .
(13) W . Campbell , Form and Style in Thesis Writing (Boston : Houghton M ifflin Company, 1969).
(14) A . Strahler, Physica l Geography (New York : John Wiley and Sins, Inc. , 1969); and P. Lloyd and P. Dicken, Location in Space: A Theoretical Approach to Economic Geography (New York : Harper & Row, Publishers, 1972) .
(15) See for example D . Janelle, "Spatia l Reorganizat ion : A Model and Concept," Annals , Associati on of Ameri can Geographers, Vo l. 59 (1969), pp. 348-349; W ilson, op. c it. , footnote 8, pp. 230-231; L. Wo lf , "The Metropoli tan Tida l Wave in O hio," Economic Geography, Vol. 45 (1969), pp. 133-136; L. Brown and D. Longbrake, "Migration Flows in In t ra-Urban Space : Place Utility Considerations, " Annals , Associat ion of Ameri can Geographers, Vol. 60 (1970), p. 369; S. Cohen and L. Rosenthal, "A Geographica l Model for Politi ca l Systems Analysis," Geographical Review, Vol. 61 (1971), pp. 5-6; T. Harts horne, " Inner City Residential Structure and Decline," Annals , Assoc iation of American Geographers, Vol. 61 (1971), p. 72; and G. Steed, " Plant Adaptation, Firm Env ironments and Location Analysis ," The Professional Geographer , Vol. 23 (1971), pp. 324-326.
(16) C. Alexander, No tes on the Synthesis of Form (Cambridge, M ass. : Harvard University Press, 1970), p. 62; and M . Marx, "Theory Construction and Eva luation," Learning: Theories, compiled and edited by M . Marx (New York : The MacMillan Company, 1970), pp. 3-45 .
(17) J. Kuhn , The Structure of Scientific Revolutions (Chicago : University of Chicago Press, 1964), pp.31-32.
(18) Rudner, op. cit. , footnote 6, pp. 23-28; and Curry, op. cit. , footnote 8, p. 265.
(19) D. Griffith , "The Use of Regression Models in Geographic Research : A Classroom Methodo logy," The Pennsylvania Geographer, Vol. 10, No. 2 (ju ly, 1972), pp. 7-14.
(20) Tom Swift is a mythi cal character whose intellectua l venture was fabricated by Professor Armstrong to illustrate that factor analys is, by itself, may be misleadi ng as far as the development of theory is concerned .
(21) W . Garrison, "Estimates of the Parameters of Spatial In teract ion," Papers and Proceedings, Regional Science Association, Vol. 2 (1956), pp. 280-288.
(2:
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L
[
t
n: L. in 15
y ,
e,
e ) .
11 n
a ,f
g
n
1-
(22) W. Black and R. Larson , " A Comparative Evaluation of Altern ative Friction Factors in the Gravity Model," The Pro fessional Geographer, Vol. 24 (1972), pp. 335-337.
(23) l. Curry, " A Spatial Analysis of Gravity Flows," Regional Studies , Vol. 6 (1972), p. 132.
(24) E. Lee, " A Theory of Migration ," Demography, Vol. 3 (1966), pp. 47-57.
(25) J. Riddell , "On Structuring a Migration Model, " Geographica l Analysis , Vol. 2 (1970), pp. 403-409.
THE CITY AT THE BOTTOM OF LAKE MICHIGAN
Lawrence C. Wolf
Dr. Wolf is Associate Professor of Geography at the University of Cincinnati.
(26) D. Griffith , " Student Enrollment at the University of Toronto, 1971," unpublished paper, Department of Geography, University of Toronto, 1973.
(27) M . Logan , "The Spatial Dimensions of Economic Development : The Case of the Upper Midwest," Regional Studies , Vol. 4 (1970), pp. 117-125 .
(27) W . Torgerson , Theory and Methods of Scaling (New York : John Wiley and Sons, Inc., 1958), pp . 2-8 .
The New York Times, Sunday, February 17, 1974, reported a subterranean heat source extending from Mexico to above the Salton Sea. If subterranean geothermal sources can be gotten out of the air over the Salton Sea, what next? A week later a radio announcer was heard saying a balloonist was lost over the ocean below Morocco. If the ocean is now beneath Morocco, no wonder he was lost!
Journalists are not the only ones living in an unreal world . The United Nations and the Population Reference Bureau end the North American continent at the Rio Grande! The continents of North and South America are joined by the isthmus of Panama, are they not? Although geologists tell us the continents are drifting, to my knowledge Panama has not slid between Mexico and our Southwest. The two cultural regions of the Americas, Anglo-Merica and Latin America, are hot coterminous with the two America continents . Language is so imprecisely used of late, that such confusions are becoming the norm .
Even geographers are at home in this fictitious and confused world . Many of the textbooks and scholarly journals refer to Africa south of the Sahara as Sub-Saharan Africa. Now "sub" in my dictionary (Random House, 1966) means " under, below, beneath ." There's nothing under, below, or beneath the Sahara but rock
13