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The Viable System Model: A Guide for Enterprise Architecture Stuart Umpleby The George Washington University Washington, DC

The Viable System Model: A Guide for Enterprise Architecture Stuart Umpleby The George Washington University Washington, DC

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Page 1: The Viable System Model: A Guide for Enterprise Architecture Stuart Umpleby The George Washington University Washington, DC

The Viable System Model:A Guide for Enterprise

ArchitectureStuart Umpleby

The George Washington University

Washington, DC

Page 2: The Viable System Model: A Guide for Enterprise Architecture Stuart Umpleby The George Washington University Washington, DC

Features of the VSM

• Based on the structure of the human nervous system

• Five levels or functions

• The five functions recur at each level of organization

Page 3: The Viable System Model: A Guide for Enterprise Architecture Stuart Umpleby The George Washington University Washington, DC

Features of the VSM

• Maximizes autonomy of units

• Minimizes bureaucracy

• Maintains control of essential activities

• Evaluates results more than methods

Page 4: The Viable System Model: A Guide for Enterprise Architecture Stuart Umpleby The George Washington University Washington, DC

The five functions

• System five – controls the rate of innovation, defines the organization’s values

• System four – does long-range planning, designs the next product or service

• System three – middle management, defines a “resource bargain” with the system ones

• System two – coordinates the producing units• System one – the producing units

Page 5: The Viable System Model: A Guide for Enterprise Architecture Stuart Umpleby The George Washington University Washington, DC

Concerns of the Viable System Model

• Make sure that the knowledge and skills needed are available

• Be sure that the information needed to make decisions is available

• Design an organization that is adaptive

Page 6: The Viable System Model: A Guide for Enterprise Architecture Stuart Umpleby The George Washington University Washington, DC
Page 7: The Viable System Model: A Guide for Enterprise Architecture Stuart Umpleby The George Washington University Washington, DC
Page 8: The Viable System Model: A Guide for Enterprise Architecture Stuart Umpleby The George Washington University Washington, DC
Page 9: The Viable System Model: A Guide for Enterprise Architecture Stuart Umpleby The George Washington University Washington, DC
Page 10: The Viable System Model: A Guide for Enterprise Architecture Stuart Umpleby The George Washington University Washington, DC
Page 11: The Viable System Model: A Guide for Enterprise Architecture Stuart Umpleby The George Washington University Washington, DC
Page 12: The Viable System Model: A Guide for Enterprise Architecture Stuart Umpleby The George Washington University Washington, DC
Page 13: The Viable System Model: A Guide for Enterprise Architecture Stuart Umpleby The George Washington University Washington, DC
Page 14: The Viable System Model: A Guide for Enterprise Architecture Stuart Umpleby The George Washington University Washington, DC
Page 15: The Viable System Model: A Guide for Enterprise Architecture Stuart Umpleby The George Washington University Washington, DC
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Page 17: The Viable System Model: A Guide for Enterprise Architecture Stuart Umpleby The George Washington University Washington, DC
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System One units and their environments

Operation

One A

Operation

One B

Operation

One C

Present

Environment

Local

Environ -

ment

Local

Environ -

ment

Local

Environ -

ment

Management

Operation

One A

Management

Operation

One B

Management

Operation

One C

Operation

One A

Operation

One B

Operation

One C

Present

Environment

Local

Environ -

ment

Local

Environ -

ment

Local

Environ -

ment

Management

Operation

One A

Management

Operation

One B

Management

Operation

One C

Page 19: The Viable System Model: A Guide for Enterprise Architecture Stuart Umpleby The George Washington University Washington, DC

Repeat of the System One units with the addition of Systems Two, Three, and Three

Star

OperationOne A

OperationOne B

OperationOne C

PresentEnvironment

LocalEnviron-

ment

LocalEnviron-

ment

LocalEnviron-

ment

ManagementOperation

One A

ManagementOperation

One B

ManagementOperation

One C

3* System 3 2

OperationOne A

OperationOne B

OperationOne C

PresentEnvironment

LocalEnviron-

ment

LocalEnviron-

ment

LocalEnviron-

ment

ManagementOperation

One A

ManagementOperation

One B

ManagementOperation

One C

3* System 3 2

Page 20: The Viable System Model: A Guide for Enterprise Architecture Stuart Umpleby The George Washington University Washington, DC

System Four probing the future environment

System 4

All internal functions

concernedwith thefuture

Future

Environment

All relevantdevelopments

in theenvironment

orientedto the future

System 4

All internal functions

concernedwith thefuture

Future

Environment

All relevantdevelopments

in theenvironment

orientedto the future

Page 21: The Viable System Model: A Guide for Enterprise Architecture Stuart Umpleby The George Washington University Washington, DC

Relationships among Systems 3, 4, and 5

System 5

System 4

System 3

System 5

System 4

System 3

Page 22: The Viable System Model: A Guide for Enterprise Architecture Stuart Umpleby The George Washington University Washington, DC

The Viable System Model

OperationOne A

OperationOne B

OperationOne C

PresentEnvironment

LocalEnviron-

ment

LocalEnviron-ment

LocalEnviron-

ment

ManagementOperation

One A

ManagementOperation

One B

ManagementOperation

One C

3* System 3 2

FutureEnvironment

System 5

System 4

OperationOne A

OperationOne B

OperationOne C

PresentEnvironment

LocalEnviron-

ment

LocalEnviron-ment

LocalEnviron-

ment

ManagementOperation

One A

ManagementOperation

One B

ManagementOperation

One C

3* System 3 2

OperationOne A

OperationOne B

OperationOne C

PresentEnvironment

LocalEnviron-

ment

LocalEnviron-ment

LocalEnviron-

ment

ManagementOperation

One A

ManagementOperation

One B

ManagementOperation

One C

3* System 3 2

FutureEnvironment

System 5

System 4

Page 23: The Viable System Model: A Guide for Enterprise Architecture Stuart Umpleby The George Washington University Washington, DC

Viable System Model

• A diagnostic tool that can aid in understanding any organizational structure – line, staff, or matrix

• Defines the variety that needs to be controlled and the structures to control it

• Shows how both to ensure innovation and to regulate it

Page 24: The Viable System Model: A Guide for Enterprise Architecture Stuart Umpleby The George Washington University Washington, DC

Relevance to Enterprise Architecture

• The VSM provides a way of viewing the structure of an organization

• It could, in principle, be used to design an information system for an organization

• At least one software program has been created to help people analyze an organization in terms of the VSM

Page 25: The Viable System Model: A Guide for Enterprise Architecture Stuart Umpleby The George Washington University Washington, DC

A presentation for the Association for Enterprise Architecture

Ronald Reagan Building, Suite M 800

Washington, DC

August 13, 2008

Page 26: The Viable System Model: A Guide for Enterprise Architecture Stuart Umpleby The George Washington University Washington, DC

Contact Information

Prof. Stuart Umpleby

Department of Management

The George Washington University

Washington, DC

www.gwu.edu/~umpleby

[email protected]

202-994-1642