Tim Leonard Financial Disclosure Report for 2009

8/3/2019 Tim Leonard Financial Disclosure Report for 2009

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~ o t o I FINANCIAL DISCLOSURE REPORT R ~ w , . t R e q . i r ~ a b y t h e E t h i c sin Government Act of 1978. R o y . i /~ o t o I FOR CALENDAR YEAR 2009 0 u ,s .c, a p p . t o t - l it )i ~ P m - ~ o n R e p o r t i n g ( l a s t n a m e , fi r s t , m l d d l e i n i t i a l ) 2, Court or Organization ! 3 . D a t e o f R e p o r tLeona rd , T im D . U.S. Dis t r ic t Co u r t O k lah o ma 04/22t2010

4 , T i t l e ( A r t i c l e H I j u d g e s i n d i c a t e a c t i v e o r s e n i o r s t a t u ~ 4 S a . R e p o r t T y p e ( c h e e k a p p r o p r i a t e t y p e ) 6. Reporting Periodr n a g i s ~ a t e j u d g e s i n d i c a t e f u l l - o r p a r t - t i m e ) [ ] N o m i n a t i o n , D a t e 01/0112009Dis t r ic t Ju d g e - Se n io r S ta tu s [] Initial [] A n n u a l [] Final to12/31 /2009

5 b . [ ] A m e n d e d R e p o r t7~ Chambers or Office Addres~ 8, On the basi~ of the information toatained in this Report and anymodifications pertaining thereto, it i~, in my opinion, in compliance

4301 LI .S. Courthouse with app l icable laws and regulations .200 N.W. F ourlh Stree tOkl a hom a C i ty , OK 73 10 2 Reviewing Off icer Date

I M P O R T A N T N O T E S : The instruaions accompanying this form mast be followe~ Complete all parts,checking the NONE box for each part where you have no reportable information. S ign on last page.

I . P O S I T I O N S . ~ a ~ o o r n , , g i ,a i ~ n ~ o n 0 , ; " ~ W . ~ - i ~ o/,~i,g ~, , ,a~o,~.)~ NONE (No reportable positions.)

POSITION NAME OF ORGANtZATION~NTITYI. Board Member University of Oklah oma Spike (Track & Field) Club

~ NONE (No re~rtable agreements.) ~ ~~ PARTIESA~ TE~S

I.


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F IN AN C IA L D I S C L O S U R E R E P O R T I N a m e o f P e . r~ o n R e p o r t in g [ D,,e of ReportPage 2 of8I L e o n a r d , T i m D . [

0 4 / 2 2 1 2 0 1 0

I I I . N O N -IN V E S T M E N T I N C O M E . (R e po ,a ng indivldual and spouse; see pp. I7-24 of fillng instructions.)A. Filers N on- I nv e s tm e n t Inc om e

N O N E ( N o r e po r tab le n o n - in v e s tme n t in c o m e , )D A T E SOURCE AND TYPE INCOME

(yours, not spouses)

1 . 2 0 0 9 Oklahoma Public Employees Retirement $15,385.44

2.

3.4.

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - if you were married during any portion of the reporting ),ear, complete this section.(Dol lar amoun t no t required e xcept . fo r honoraria. )~-]NONE (No reportable non-investment income.)

D A T E SOURCE AND TYPE1. Dec. 2009 Con t ract Employee - Henry Zar row Foundat ion2.3.

4.

I V . R E I M B U R S E M E NT S -,,~,~pon~io,~( Includes those to spouse and depe nden t chi ldren: see pp. 25-27 o f f i l ing ins truclions . )

NONE (No r e po r tab le r e imbur s e me n ts . )SOURCE D A T E S LOCATION PURPOSE ITEMS PAID OR PROVIDED

1.2.3.4.5.


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Iame of Person Report ing ] Date o f ReportP a g e F I N A N C I A L 3 o f 8 D I S C L O S U R E R E P O R T [ Leonard, Tim D.[

04/22/2010

V . G I F T S . a . a .~ ~ h o ~ e t o ~ p o ~ a m d e ~ . ~ e ~ ~ h ~ : ~ ~ . ~ - ~ o / rm ~ gN O N E (No re~rtable g~ s.)

SOUR~g DESCRIPTION1 .2.3.4.5.

V I . L I A B I L I T I E S . a-a.~ t h o ~ o f ~ p o ~ e . .~ ~ . d ~ . t ~ u ~ , ~ . ; ~ p~ ~.~ of fding i~truction~.)N O N E (No reporta61e liabiliies.)

C R E D I T O R DESCRIPTION V ALUE CODE1.2.3.4.5.


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Iame of Person Report ing l D a t e o ~ " R e p o r tF I NA NC I AL D I S C L O S U R E ~ P O R T ] L~nard, Tim D.~

~ / 2 2 / 2 0 1 0P a g e 4 o f 8

~ ~ O N E ( N o r e po r tab le in c o m e , as s e t s, o r t r a~ ac t io n s .)A. B. C. D.

D ~ p f i o n o f A s s e ~ In,me d~g Gross value at end T~n~tions d~ng ~g ~ri~(inc luding t rust ~ se~) r~ng ~od of rep~ng p~~ A m ~ n t (e.g.,e x ~ p l P l a ~ " ( ~ " ~ o m a f t e rp r i o r ~ h ~ s c lo s u r e ~ t C ~ e I T ~ e d i v . , r ~ Value Valae T ~ e b u y , ( e . g . , ~ t d ~ t e } V a l u e - - 1 G a i n [ ~

I d e n t i t y o fC ~ e 2 Me~ sel~ [ C o d e 2 I C o ~ ! [ buy~/se lle r

~ ( A - H ) or int.) (J-P) C o d e 3 r ~ e m p f i o n ) [ 0P)](A-H) { i f p r i v ...... ~ (Q-w) ......~ ~_ ~ ~eaon)

I. P r o p e ~ # 1 , ~ a v e r C o , O K ( 1 9 8 0 " ~ o r C K e n t K RSso,o~)2. ~ o n a r d M t [ n v L L C r e a l e st a te G ~ n i s o n A R e n t N RC o , C O 2 0 ~ $ 3 0 0 ,0 ~3. P r o p e ~ # 1 , O k l a C o u n t y , O K ( ~ p r a i s a l None N QJ u ly 2003 ) ( X )4. O i l & ~ a s R o y a l ~ y I m e r ~ t B ~ v e r C o , O K E R ay al ty K W5. O i l & G a s W o ~ i n g l n te r e s~ B ~ v e r ~ , O K F R o y a l ~ L WA~ost Unit6. O i l & G a s W o ~ i n g l n t e ~ st , B e a v e r C o , D - R o y a l ~ L WOK , Leona rd # 17. O i l & G ~ W o r k in g l n m r ~ K B e a v e r C o , D R o y a l ~ L WO ~ B ~ b y # 18. O i l & G ~ W o ~ i n g I n t e r es t , B e a v ~ C o , D R o y al ty L WOK , B ea rd # 19. O i l & O ~ R o y a l ~ I n te r e s~ M e ~ e C o , ~ C Roya l ty K Qappmi~l 3 /18 /9 7

1 0 . t ~ A e c t - F i d e li t y O r o w ~ & I n c o m e A ~vidend S o l d 10/21/09 J AM u t u a l F u n &1 I. IRA A c c t - F i de l i t y D i v i dend Gro~ h A Divi~nd K T B u y 10/21 /09 J1 2 . IR A Acct - F id e l iW Mo n e y Mar k e t A D i v i dend K T1 3 . O K P u bl ic E mplo y e e s R e t i r e me n t , O k la . D D i v i dend K WCity , O K1 4 . Cash Va lu e Li f e In su ran ce , Ch a t tan o o g a , A Interest J TTN1 5 . Bank of Okla - Checking Aect, Okla. City , A Interest 2I TO K1 6 , B a nk o fO kla - S a v ings , Okla . C i t y , OK A Interest J T1 7 . Fid e l i ty Mu tu a l Fu n d s - Spar tan M ar k e t A D i v i dend K TI ndex ( X )

1 . l ,a c o m G a i n C o d e s : A - - - $ 1 , 0 0 0 O r l e ss B = $ l , O 0 1 - $ 2 , 5 0 02 - V a l u e C o d e s J =$15,000or less K = $ 1 5 , 0 0 1 * $ 5 0 , 0 0 0 L =$50,001 - $100,000 M =$100,00t -

(See Coltanns C I and D3) N =$250,001. $50~000 O =$50 0,0 01 - $1 ,0 00 .0 00 P 1 --$1 ,0 00 ,0 01 - $$,0 00 ,0 ~0 P 2 = $ 5 , 0 0 0 ,O 0 1P3 ---$25,000.00! - $50,000,000 P 4 = M o ~ ~ m $50,000,000

3. Value Method Codes Q = A p p r a i ~ l R. =~ost (Peal Estate Only) S =As~ssmc~nt T ~sh Market(S~ C olum n C 2) U = B oo k V alae V ~ : ) ther W =P~l im a ~d


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FINANCIAL DISCLOSURE REPORT ~,me of Per son Rep or t ing Date of Repor|Page 5 of 8 Leonard, T im D . 0 4 / 2 2 / 2 0 1 0V I I . IN V E S T M E N T S an d T R U S T S - ~nco~e, vutne, transactions (Includes ~hose of spo .... nd depend~nt children; see pp. 34~ of filing i~u~io~.)~ NONE ~o re~rtable income, assets, or transaction.)

A. B. C. D.~s~ption of ~s~ I n c o m e d u ~ n ~ G r o ~ v a l u e a t ~ n d T~o~(including tm~ ~e~) r~ing ped~ of report ing period~-~ (2) -~Pla~ "(X)" after ~h amet ~o~t ) T~e (e.g., V a l u e V a l u e T~ (e.g., Date ] Value GaM ldentiv of

exempt~omp~ord~los~ C~e I I div.,ren~ C~e2 M e t h o d b~,sell, mm/d*W [ Code2 ! C~e I I b ~ y e r l ~ H e r(A-~ or in t . ) O -P ) C o de 3 r~emption) {J - -

18 . Fideli~ Mutual Funds - Dividend Gro~h C Divi~nd K T(x)19 . Fidelity Mutual F~ - Gro~h & In.me C Dividend Sold 1 0 / 2 1 1 0 9 K A(x)2 0 . Fidelity Mutual Fun~ - ~o~h Company A Dividend J T(x )2 1 . Fideli~ Mural Funds - A~r~ive Gro~ A D i v i d e n d J T(x )

~ 22 . Fidelity Mutant FUn~ - Cash Rese~e (X) A Dividend J T

] 23 . Devon Energy ~ ~mmon St~k (X) A D i v i d e n d K T

2 4 . Noble Co.option - CommoR St~k (X) A Dividend K T

2 5, Sand Ridge Ener~ A Di~dend J T Buy 06/18/09 J

2 6 , Ch~les Schwab Money Market FuM (X) A Inmrest J T

2 7 . Non-producing Royalty Interest. Brazoria None J WCo, TX (X)28 . Bank ofOkla - Checking AccL Okla, City. A Interest J TO K2 9 . IRA Acct - CD - Bank of Beaver, OK A Interest K T

3 0 . Vanguard 500 Index Mutual Funds A Div idend K T3 1 . Vanquard Strategic Equity Fund A Dividend J T

3 2, Fidelity Mutual Funds - Growth & Income A Dividend J T

3 3 . Fideli ty Small Capitol Stock A Div idend J T3 4 . Sentinel Investments A D i v i d e n d J T S~e See. VIII

1, Ino~.te Gain Cod~: A = $ 1 . O 0 0 o r l e y ~ B =$1,001 - $2,509 C .~ ,2 ,501 - $5,000 D =$5.001 - $15.000 E =$15.001 - $50,000( Se e C ol um ns B I a nd D4 ) F -- -$50 .0 01 - $|0 0, 00 0 O = $ I O 0 , O 0 1 - $ I ,O 0 0 . O O 0 HI ---$1.000.O0l - $5,1~0.000 H2 =More than

2. V alue Codel J 2515.000 or l e s s K =$15,001 - $50,000 L ~.50.0 01 - St00 ,0 00 M =$100.0~1 - $250.000(See Columns C 1 and D3) N = : ~ 2 5 0 .O 0 1 - $ 5 0 0 . 0 0 0 O ~ $500.001 - $1,000,00O PI =$1,000,001 - $5,000,0~0 P2 =$$.000.001 - $25.000.000P3 -~25,000.001 - $50,000,000 P 4 ~ M o f e t h an $ 5 0 , 1 3 0 0 , 00 03. Value Method Codes Q =Aplx,aisal R =C ost (R ~ al E state O nly ) S =Assessm ent T.~- -ash Mark~

(See Coluwal C2) U = ~ ] E l o o k % t a l t~ : V =Off t~- W = E s t ln u ~ t e d


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FINANCIAL DISCLOSURE REPORT [ Name of Person [~eporting DateofReportPage 6 of 8 L ~ o . ~ r a , T im D . 0 4 / 2 2 / 2 0 1 0

N O N E (No re~rtabte income, assets, or transactions.)Descri~ion of As~ I n c o me d u r in g ~oss valnc at end] T~tions during re~ng ~riod [(including ~t ~) r~ing

Place "(X)" after ~h reset ~ount T 3 ~ e ( e . g . , V a l u e ~ V a l u e ] T~e (e.g., Date V a l u e G a i n Id~ti~ ofex~pt f~m prior di~l~u~ C o d e I div., r~t, C o d e 2 ~ Me~od ~ buy , sel l , m~d~ C o d e 2 C o d e I , b u ys / s e l l e r(A-H) or in t . ) {J-P) ] C o d e 3 [ r~emption} (J-P ) (A-H ) ( i f p r iva te

35 . O~ark Equity & ln~e Fund A Dividend J T

36 . O~ark Global Fund A Di~dend J T

3 7. ING Direc t - CD A I n t e r e s t K T38 . Le g acy - Mo n e y M ar k e t A Interest J T39 , ReliaStar Insurance Annuity Aect ( ING) A Interes t J T40 . T1AA CREF - Annu i ty A Interest L T41 . First Oklahoma Investment LLC B Interes t J T


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N a m e o f P e ~ o n R e p o r t i n g D a t e o f R e p o r tFINANCIAL DISCLOSURE REPORT| Leonard, Tim D.age 7 of 8 0 4 / 2 2 / 2 0 1 0

V III . ADDITIONAL INFORMATION O R EXPLANATIONS.

P ar t VI I , L in e 35 : Ci t ize n s In d e x M u tu a l Fu n d s ch an g e d n am e to Se n t in e l I n ve s tme n ts


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i a m e o f P e r s o n R e p o r t in g [ D a t e o f R e p o r tFINANCIAL DISCLOSURE REPORT] Leonard, Tim D.

Page 8 of 8 0 4 / 2 2 / 2 0 1 0IX. CERTIFICATION.

I cer t i fy th a t a l l i n f ormat ion g iven above ( inc l ud ing inf orm at ion per t a in ing to my s pous e and m inor or d epen d ent ch i l d ren , if any ) i saccura te , t rue , and comp l e te to th e bes t o f my k now l ed ge and bel i e f , and th a t any inf orm at ion not repo r t ed was w i th h el d becaus e i t met app l i cabl e s ta tu toryprov i s ions permRt ing non-d i s c l os ure .1 f ur th er cer t if y th a t ea rned income f rom o ut s id e empl oy m ent and h onora r i a and th e accep tance of g i f t s wh ich h ave been repor t ed a re incomp l i ance wi th th e p rov i s ions of .5 U .S .C . app . 501 e t . s eq . , 5 U .S .C . 7353 , and J ud ic i a l C onf erence regul a l ions .

N O T E : AN Y IN D I V I D U AL W H O K N O W I N G L Y A N D W I L F U L L Y F A L SI F IE S O R F A L L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 0 4 )

FILING INSTRUCTIONSM a i l si g n e d o r i g i n a l a n d 3 a d d i t i o n a l c o p i e s t o :

C o m m i tt e e o n F i n a n c i a l D i s c lo s u r eA d m i n i s tr a t i ve O f f i c e o f t he U n i t e d S t a t e s C o u r t sS u i t e 2 - 3 0 1O n e C o l u m b u s C i r c le , N . E .W a s h i n g to n , D . C . 2 0 5 4 4

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Tim Leonard Financial Disclosure Report for 2009