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eReview TORONTO STOCK EXCHANGE

APR2018 April 2018

Table of Contents

April 2018 eReview

Market Highlights and Statistics Chapter 1

Trading Highlights, Equity Trading for the Month,

Trading Records, Trading Breakdown, Extended Hours Trading,

Monthly & Quarterly Statistics, Five-Year Statistics Summary,

Historical Record of Trading, New Equity Financing Summary.

Securities Highlights Chapter 2

Most Active Stocks, Largest Price Changes,

Largest Block Trades, Short Position Highlights,

Top 20 Capitalization Changes, New Financings Highlights,

Top 20 Domestic Market Capitalization,

Interlisted Trading Highlights.

Stock List Changes Chapter 3

New Listings, Changes in Stock List,

Companies Under Suspension, Suspension Review

Corporate Actions Chapter 4

Capitalization Changes, Normal Course Issuer Bids,

Dividend Highlights, Earnings

Terms & Conditions Chapter 5

Restricted Shares, Warrants, Convertible Preferred,

Exchangable and Convertible Common, Convertible

Debentures and Notes

Trading Information Chapter 6

Stock Table Legend/Transfer Agents, Board Lot Schedule,

Limited Partnership Units, Debentures, Debentures - US funds,

Trust Units, Trading US funds, Other Debt Securities, Common

Stocks, Interlisted Trading Data, Exchange Traded Funds.

Index Information Chapter 7

� Portfolio Changes Summary

� Indexes Market Summary

� Composite Index History � Composite Index Graph

� Indices Constituents: Composite, 60,

Completion, SmallCap, Capped Sector

� Index History & Graphs: 60, Completion, Small Cap

� Sub Indices Graph

� Index Returns & Weights

� Major Indices Monthly Summary

For Participating Organizations (POs) information,

go to TSX.com POs page, or click here.

TORONTO STOCK EXCHANGE

eReviewAPRIL 2018 - VOLUME 84, NO. 04E

PUBLISHER/EDITOR

Jim Mark

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PRODUCTION COORDINATOR

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416-947-4489

INDEX INQUIRIES

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Chapter 1 - Market Highlights and Statistics

• Trading Highlights

• Equity Trading for the Month

• Trading Records

• Trading Breakdown

• Extended Hours Trading

• Monthly & Quarterly Statistics

• Five-Year Statistics Summary

• Historical Record of Trading

• New Equity Financing Summary

For additional market highlights and statistics information,

visit our TMXmoney home page at www.tmxmoney.com, or click here.

www.tmxmoney.com

Market Highlight and Statistics

Toronto Stock Exchange Trading Highlights

Total Value Traded Total Shares Traded Transactions

April, 2018 $112,316,099,609 6,345,460,624 16,955,832

March, 2018 $138,774,056,813 6,961,417,028 18,489,785

April, 2017 $116,309,932,140 6,359,584,296 15,644,702

Change from previous month -19.07% -8.85% -8.30%

Change from previous year -3.43% -0.22% 8.38%

2018 thru April $541,667,880,269 28,843,836,025 76,689,985

2017 thru April $515,402,223,453 30,117,449,516 71,843,260

Change from previous year 5.10% -4.23% 6.75%

TSX eREVIEW APRIL 2018 CHAPTER 1 1

Equity Trading for the Month

Total Total Total

Date Volume Value Trans. Listed Traded Adv. Dec. Unch.

Apr. 02 263,453,526 $4,953,037,039 850,274 2,207 1,823 403 1,193 227

03 317,213,089 $5,781,865,557 891,540 2,208 1,830 716 907 207

04 343,539,632 $6,355,013,396 963,669 2,206 1,842 736 870 236

05 337,102,986 $5,840,200,469 894,150 2,206 1,819 1,113 492 213

06 316,156,280 $5,870,012,755 860,362 2,206 1,818 514 1,081 223

09 291,756,841 $5,106,846,238 746,604 2,185 1,822 890 699 233

10 337,709,028 $5,610,908,711 864,057 2,186 1,813 954 650 208

11 368,289,598 $5,718,642,557 891,395 2,186 1,796 805 779 212

12 256,840,138 $4,510,155,306 702,493 2,186 1,781 881 683 217

13 287,401,982 $5,234,200,748 808,028 2,186 1,793 810 716 267

16 290,778,841 $4,846,493,784 746,020 2,186 1,812 838 710 264

17 271,193,074 $4,890,590,222 755,686 2,188 1,834 1,026 578 228

18 360,584,280 $5,971,367,380 875,974 2,187 1,836 1,165 441 230

19 305,699,650 $5,261,209,288 826,129 2,187 1,815 611 990 214

20 280,086,920 $5,023,945,135 729,714 2,188 1,788 691 865 231

23 302,857,177 $5,371,901,850 753,098 2,188 1,820 874 710 236

24 319,122,562 $5,914,185,272 901,096 2,188 1,824 517 1,075 232

25 291,421,679 $5,257,284,109 809,764 2,188 1,838 698 899 241

26 310,817,300 $6,100,499,709 819,253 2,188 1,818 1,087 534 196

27 170,868,656 $3,009,761,086 474,440 2,188 1,632 769 612 251

30 322,567,385 $5,687,978,998 792,086 2,185 1,881 755 876 250

Total 6,345,460,624 $112,316,099,609 16,955,832

2 CHAPTER 1 TSX eREVIEW APRIL 2018

TRADING RECORDS SHARES VALUE TRANSACTIONS

HIGH LOW HIGH LOW HIGH LOW

All-time Daily Record 1,535,887,885 711,080 $20,648,386,045 $2,508,763 1,718,558 1,914

December 19/14 January 3/72 June 16/17 April 18/60 Aug 9/11 January 2/76

Monthly Record 12,176,994,926 1,956,225 $194,571,549,818 $3,177,627 23,647,052 74,128

October/08 August/42 September/08 August/42 December/14 October/76

Yearly Records 118,525,934,101 38,805,347 $1,853,162,141,814 $58,287,507 230,103,867 141,484

2009 1942 2008 1942 2016 1942

Trading Breakdown

Total Industrials % Mines % Oils %

Volume 6,345,460,624 3,267,099,154 51.5% 1,567,063,893 24.7% 1,511,297,577 23.8%

Top 10 issues

in each grouping 899,411,023 27.5% 467,036,525 29.8% 801,848,105 53.1%

Value $112,316,099,609 $83,913,736,241 74.7% $11,048,345,856 9.8% $17,354,017,512 15.5%

Top 10 issues

in each grouping $16,736,889,443 19.9% $3,542,972,192 32.1% $10,984,458,272 63.3%

2018 thru April Industrials Mines Oils

Value $ (mil) 425,354 54,733 61,581

Daily High 12,978 1,478 1,476

Daily Low 2,137 392 299

Volume (mil) 15,870 7,597 5,376

Daily High 393 155 108

Daily Low 76 52 35

Trades 50,269,030 13,719,123 12,701,832

Daily High 1,091,213 249,667 252,781

Daily Low 264,928 90,550 60,793

April 2018

Value $ (mil) 83,914 11,048 17,354

Daily High 5,157 787 1,081

Daily Low 2,137 392 480

Volume (mil) 3,267 1,567 1,511

Daily High 209 116 104

Daily Low 76 52 43

Trades 10,488,621 2,956,787 3,510,424

Daily High 677,678 210,379 216,393

Daily Low 264,928 105,652 103,860


Extended Hours Trading

2018 Volume Value Trades

January 1,057,759,648 $38,808,950,963 567,875

February 978,687,260 $35,401,199,788 533,623

March 1,509,323,962 $44,358,480,308 594,403

April 972,934,792 $28,333,859,808 479,963

Totals 4,518,705,662 $146,902,490,867 2,175,864

2017 Volume Value Trades

January 661,740,770 $22,235,976,842 465,335

February 1,359,342,326 $51,204,799,127 494,724

March 1,683,192,588 $46,738,413,038 596,785

April 1,102,807,932 $45,947,642,759 431,331

May 1,667,444,334 $66,581,092,364 511,258

June 2,420,727,606 $58,344,445,050 559,530

July 644,659,470 $22,032,325,047 385,924

August 658,122,712 $21,979,531,638 445,545

September 1,426,755,104 $39,546,460,027 502,437

October 684,472,624 $24,876,430,062 457,790

November 1,068,544,814 $26,594,162,318 494,987

December 1,037,739,796 $32,273,159,022 508,502

Totals 14,415,550,076 $458,354,437,294 5,854,148


April March April 1st Qu 4th Qu 3rd Qu 2nd Qu

2018 2018 2017 2018 2017 2017 2017

1,513 1,513 1,500 1,513 1,501 1,498 1,506

2,165 2,188 2,195 2,188 2,170 2,153 2,197

4 13 18 38 41 29 48

Industrials 1 2 0 3 5 3 7

(Non-Corporate) 3 11 16 33 31 20 36

Mines 0 0 1 2 5 5 4

Oils 0 0 1 0 0 1 1

Issues Delisted 31 18 36 35 53 91 91

Initial Public Offering

Issues 4 11 20 36 44 28 44

Companies 4 11 17 34 37 22 40

$2,879.9 $2,830.6 $2,860.7 $2,830.6 $2,968.6 $2,899.8 $2,815.0

$2,822.8 $2,773.9 $2,757.4 $2,773.9 $2,909.2 $2,789.6 $2,713.9

$2,389.4 $2,349.7 $2,331.5 $2,349.7 $2,473.7 $2,379.6 $2,289.4

$2,160.9 $2,129.3 $2,097.9 $2,129.3 $2,238.2 $2,146.4 $2,059.4

165.4 163.8 167.6 163.8 171.7 167.2 167.0

151.2 149.6 152.4 149.6 156.7 152.0 151.9

6,345.5 6,961.4 6,359.6 22,489.4 19,231.2 16,844.1 21,447.2

6,235.0 6,861.0 6,241.1 22,032.4 18,845.0 16,542.5 21,015.2

$112.3 $138.8 $116.3 $429.4 $336.5 309.0 $397.4

$111.8 $138.2 $115.7 $427.3 $334.8 306.3 $395.3

16,956.0 18,489.8 15,644.7 59,734.2 47,041.3 43,755.2 51,770.6

21.0 21.0 19.0 62.0 62.0 62.0 63.0

$5,348.4 $6,608.3 $6,121.6 $6,925.0 $5,428.0 $4,983.8 $6,308.7

302.2 331.5 334.7 362.9 310.2 271.7 340.4

807,421 880,466 823,405 963,454 758,731 705,730 821,756

$17.70 $19.93 $18.29 $19.08 $17.50 $18.34 $18.53

$6,624 $7,505 $7,434 $7,188 $7,154 $7,062 $7,677

Canadian Based Stocks (volume) 51.9% 52.4% 58.0% 52.4% 50.8% 54.5% 57.1%


Monthly and Quarterly Statistical Summary

Stock List

Companies Listed

Issues Listed

New Companies Listed

Total Quoted Market Value

Canadian-Base Companies

S&P/TSX Composite (total shares)

S&P/TSX Composite Float

Quoted Market Value (billions)

Total Outstanding Shares

Canadian-Based Companies

Outstanding shares (billions)

Volume: All issues (millions)

Volume: Canadian based (millions)

Value: All issues (billions)

Value: Canadian Based (billions)

Transactions: (thousands)

Equity Trading

Average Trading Levels

Market Liquidity (Turnover)

Trading Days

Daily Value (millions)

Daily Shares (millions)

Daily Transactions

Price/Share

Value/Transaction

2018 2017 2017 2016 2015 2014

(through Apr.) (through Apr.)

1,513 1,500 1,501 1,482 1,487 1,514

2,165 2,195 2,170 2,205 2,200 2,215

42 52 152 117 107 121

Industrials 4 9 24 27 102 103

Non-Corporate 36 39 110 74 0 0

Mines 2 3 16 11 3 10

Oils 0 1 2 5 2 8

Issues Delisted 66 95 294 219 238 238

Initial Public Offerings

Issues 40 48 144 91 119 119

Companies 38 44 126 85 94 89

$2,879.9 $2,860.7 $2,968.6 $2,735.5 $2,299.8 $2,511.2

$2,822.8 $2,757.4 $2,909.2 $2,635.2 $2,180.8 $2,396.5

$2,389.4 $2,331.5 $2,473.7 $2,240.3 $1,833.7 $2,089.8

$2,160.9 $2,097.9 $2,238.2 $2,011.4 $1,635.9 $1,826.3

165.4 167.6 171.7 159.3 159.0 168.5

151.2 152.4 156.7 144.0 143.7 150.4

28,843.8 30,117.4 81,280.4 96,056.1 82,338.0 81,584.1

28,267.4 29,441.0 79,602.6 94,267.4 80,800.9 79,126.1

$541.7 $515.4 $1,442.1 $1,395.4 $1,306.8 $1,260.8

$539.1 $512.5 $1,433.3 $1,387.3 $1,302.3 $1,254.5

76,690.0 71,843.3 198,765.7 230,103.9 213,524.7 197,589.9

83.0 82.0 250.0 251.0 250.5 250.5

$6,526.1 $6,285.4 $5,768.3 $5,559.3 $5,216.6 $5,033.0

347.5 367.3 325.1 382.7 328.7 325.7

923,976 876,137 795,063 916,748 852,394 788,782

$18.78 $17.11 $17.74 $14.53 $15.87 $15.45

$7,063 $7,174 $7,255 $6,064 $6,120 $6,381

51.9% 58.0% 50.8% 65.5% 56.2% 52.6%

6 CHAPTER 1

Five-Year Statistical Summary

TSX eREVIEW APRIL 2018

Stock List

Quoted Market Value (Billions)

Outstanding Shares (Billions)

Equity Trading

Average Trading Levels

Market Liquidity (Turnover)

Companies Listed

Issues Listed

New Companies Listed

Total Quoted Market Value

Canadian-based Companies

S&P/TSX Composite (total shares)

S&P/TSX Composite Float

Total Outstanding Shares

Canadian-based Companies

Volume: All Issues (millions)

Volume: Canadian-based (millions)

Value: All Issues ($ billions)

Value: Canadian-based ($ billions)

Price/Share

Value/Transaction

Canadian Based Stocks (volume)

Transactions (thousands)

Trading Days

Daily Value (millions)

Daily Shares (millions)

Daily Transactions

Trades

Total Industrial Mines Oil Total Industrial Mines Oil Total (000's)

2008 109,239.7 48,673.2 40,238.4 20,328.0 1,853,162.1 1,001,703.1 446,981.5 404,477.6 182,901.5

2009 118,525.9 52,916.1 47,612.9 17,997.0 1,398,386.4 784,379.5 352,895.3 261,111.6 191,321.2

2010 104,555.2 41,111.7 46,950.5 16,493.0 1,390,747.8 730,283.5 408,863.1 251,601.1 189,117.6

2011 103,592.9 40,795.4 45,648.9 17,148.6 1,480,191.9 752,372.1 437,178.9 290,641.0 209,975.9

2012 82,450.6 34,203.4 31,908.3 16,339.0 1,192,508.8 681,537.2 272,583.4 238,388.2 177,411.8

2013 77,822.4 33,288.3 29,521.4 15,012.7 1,147,780.8 743,764.1 203,589.4 200,427.4 168,939.4

2014 81,584.1 34,153.3 28,523.7 18,907.1 1,260,766.3 818,411.9 172,158.1 270,196.4 197,589.9

2015 82,338.0 38,415.6 24,787.6 19,134.8 1,306,765.8 959,154.1 145,111.4 202,500.4 213,524.7

2016 96,056.1 40,532.3 35,766.9 19,757.0 1,395,379.3 951,402.4 253,779.1 190,197.8 230,103.9

2017 81,280.4 39,506.9 28,016.0 13,757.5 1,442,072.3 1,083,256.8 195,590.5 163,225.1 198,765.7

2017 through Apr. 30,117.4 13,319.9 11,772.9 5,024.6 515,402.2 372,033.4 81,688.1 61,680.8 71,843.3

2018 through Apr. 28,843.8 15,870.3 7,597.0 5,376.5 541,667.9 425,353.6 54,732.8 61,581.5 76,690.0

2017 2nd Quarter 21,447.2 10,531.6 7,397.5 3,518.1 397,447.4 305,283.6 51,424.5 40,739.3 51,770.6

3rd Quarter 16,844.1 8,410.9 5,471.8 2,961.5 308,994.0 234,209.7 40,180.1 34,604.3 43,755.2

4th Quarter 19,231.2 10,206.6 5,663.6 3,361.0 336,538.7 258,722.7 39,050.3 38,765.7 47,041.3

2018 1st Quarter 22,498.4 12,603.2 6,029.9 3,865.2 429,351.8 341,439.9 43,684.5 44,227.5 59,734.2

LATEST 12 MONTHS

2017 May 7,436.8 3,870.5 2,399.8 1,166.5 139,452.1 109,041.9 16,612.0 13,798.2 18,047.1

June 7,650.9 3,699.1 2,707.8 1,244.0 141,685.3 109,249.2 18,060.0 14,376.2 18,078.8

July 5,033.4 2,460.7 1,659.8 912.9 90,190.7 68,415.4 11,423.4 10,351.9 13,540.1

August 5,596.9 2,831.2 1,892.7 873.0 101,579.8 77,212.0 13,799.8 10,568.0 15,629.7

September 6,213.8 3,118.9 1,919.3 1,175.6 117,223.5 88,582.2 14,956.9 13,684.4 14,585.4

October 5,810.2 3,063.7 1,712.3 1,034.2 105,058.9 80,839.6 11,831.3 12,387.9 14,642.9

November 7,274.2 3,836.4 2,166.7 1,271.0 117,406.5 89,501.4 13,236.3 14,668.8 17,286.0

December 6,146.7 3,306.4 1,784.6 1,055.7 114,073.3 88,391.7 13,982.8 11,708.9 15,112.4

2018 January 8,353.9 4,522.1 2,421.2 1,410.6 148,656.6 117,492.9 15,770.0 15,393.7 20,616.5

February 7,183.0 4,120.0 1,869.2 1,193.8 141,921.1 113,436.2 14,413.8 14,071.1 20,627.8

March 6,961.4 3,961.1 1,739.6 1,260.8 138,774.1 110,510.7 13,500.7 14,762.6 18,489.8

April 6,345.5 3,267.1 1,567.1 1,511.3 112,316.1 83,913.7 11,048.3 17,454.0 16,955.8

TYPE OF FINANCING April March 2018 2017 2017 2016 2015

2018 2018 (thru Apr.) (thru Apr.)($ in thousands)

IPO's 686,082 121,000 1,063,830 1,001,371 6,046,606 1,543,313 6,727,514

Additional PO's 638,113 1,277,623 3,961,787 6,651,150 15,950,978 29,033,652 20,935,752

Supplementary 667,046 657,772 3,707,244 6,674,269 16,961,408 23,068,582 18,062,009

Sub Total 1,991,241 2,056,396 8,732,862 14,326,789 38,958,992 53,645,547 45,725,275

PP-Industrial 6,417 3,545 207,427 1,936,217 6,549,165 1,701,547 5,977,727

PP-Mines 639,909 34,362 1,244,268 350,572 2,401,807 1,683,125 1,703,584

PP-Oils 0 0 2,064 300,583 509,715 721,548 728,821

Sub-Total 646,326 37,907 1,453,759 2,587,372 9,460,687 4,106,220 8,410,133

Total 2,637,567 2,094,302 10,186,621 16,914,162 48,419,680 57,751,767 54,135,408

Number of Financings

Number of IPO's 4 11 40 48 144 91 119

Number of PO's 7 9 33 63 153 174 122

Number of Supplementary 4 5 27 29 94 90 88

Number of Private Placements 15 17 73 70 267 276 248

Total 30 42 173 210 658 631 577

IPO's - Initial Public Offerings; PO's - Public Offerings; PP - Private Placements.


Historical Record of TradingVolume (millions) Value ($ millions)

Summary of New Equity Financing

Chapter 2 - Securities Highlights

• Most Active Stocks (3 top 10 tables)

• Largest Price Changes (2 top 10 tables)

• Largest Block Trades (2 top 10 tables)

• Short Position Highlights (6 top 20 tables)

• Top 20 Capitalization Changes

• New Financings Highlights (2 top 20 tables)

• Top 20 Domestic Market Capitalization

• Interlisted Trading Highlights (2 top 20 tables)

For additional securities highlights information,


Most Actively Traded Stocks for the MonthIndustrials Volume Close $

Aurora Cannabis J 226,335,287 8.090

Bombardier Cl B SV 112,253,968 3.970

Canopy Grwth Corp J 108,808,485 30.110

Aphria Inc. J 95,563,598 10.030

Enbridge Inc. 74,346,971 38.890

Manulife Financial 64,159,722 24.230

iShares S&P/TSX60 Un 63,991,564 23.230

T.D. Bank 56,470,465 72.110

Element Fleet Mgt 50,271,090 4.850

Precision Drill Corp 47,209,873 4.580

MINES Volume Close $

Eldorado Gold Corp. 53,596,885 1.220

Katanga Mining Ltd. 52,829,741 0.78

Kinross Gold Corp. 50,754,660 4.970

B2Gold Corp. J 50,532,257 3.690

Barrick Gold Corp 47,432,869 17.280

Lundin Mining Corp 46,327,727 8.500

Goldcorp Inc. 46,280,659 17.040

First Quantum Mnrl J 45,299,650 18.500

Yamana Gold Inc. 39,112,542 3.690

Champion Iron Ord J 34,869,535 1.230

OILS Volume Close $

Cenovus Energy Inc. 118,400,886 12.860

Baytex Energy Corp. 111,524,982 5.750

EnCana Corporation 97,846,009 15.990

Crescent Point Corp. 92,915,291 11.250

Athabasca Oil Corp J 82,056,987 1.520

Trican Well Service 71,954,384 3.420

Suncor Energy Inc. 66,815,000 49.100

Canadian Natural Res 58,059,592 46.320

Birchcliff Energy 56,973,097 4.650

Spartan Engy Corp J 45,301,877 6.360


Complete list of most actively traded securities on the Toronto Stock Exchange (not broken down by Industrials,Mines and Oils) can be obtained from the TMX Datalinx TSX Trading Summary data product. For product details:Go to the TMX Datalinx product web page at:http://www.tmxinfoservices.com/tmx-datalinx/products-and-services/historical-data/historical-trading-data/equities-trading-summary ;

Email [email protected] orCall TMX Datalinx 416-947-4778 (toll free 1-888-873-8392 ext 4778)

Price Changes for the Month

Largest Price Changes for the month

Issue Volume Open Close Change

Fairfax Financial SV 1,046,382 652.370 710.830 58.460

Constellation Softwr 703,772 874.700 917.630 42.930

Lassonde Ind Cl A SV 39,735 258.060 278.290 20.230

CNOOC Limited ADRs 1,827 189.000 208.830 19.830

Senvest Capital Inc 16,118 235.510 250.000 14.490

Canadian Tire Corp 2,308 264.000 250.000 -14.000

Shopify Inc A SV 5,455,529 161.420 172.010 10.590

Bellatrix Expl Deb 1,550 90.000 80.000 -10.000

Colabor Grp 6% Deb 8,340 82.000 73.000 -9.000

Tucows Inc. 61,057 72.260 81.230 8.970

Largest Percentage Price Changes for the month

Issue Volume Open Close % Change

Tanzanian Royalty J 1,167,626 0.500 0.870 74.0

Torex Gold Res J 10,659,331 8.010 13.200 64.8

Baytex Energy Corp. 111,524,982 3.500 5.750 64.3

Katanga Mining Ltd. 52,829,741 1.760 0.780 -55.7

MEG Energy Corp. 41,224,702 4.500 6.640 47.6

Yangarra Res Ltd. 9,106,231 4.360 6.380 46.3

Talon Metals Corp. J 1,195,950 0.055 0.080 45.5

Pengrowth Energy 13,582,263 0.820 1.150 40.2

Cequence Energy Ltd. 13,351,029 0.040 0.055 37.5

Crew Energy Inc. 21,854,992 1.910 2.610 36.6


Block Trades for the MonthNumber Of Blocks 18,927 Block Volume 949,581,113.00

Number Of Issues 877.00 Block Value 16,384,973,744.88

Ten Largest Blocks By Value

Volume Price Value Date

Cdn Pacific Railway 612,900.00 226.290 138,693,141.00 Apr 18

Stars Group Inc. J 3,100,000.00 39.740 123,194,000.00 Apr 26

Goldcorp Inc. 5,066,800.00 18.080 91,607,744.00 Apr 23

Cdn Imperial Bank 727,800.00 110.520 80,436,456.00 Apr 16

IGM Financial Inc. 1,798,700.00 37.700 67,810,990.00 Apr 23

TransCan Corporation 1,145,000.00 56.060 64,188,700.00 Apr 18

Bank of Nova Scotia 719,000.00 77.400 55,650,600.00 Apr 09

Power Corp of Cda SV 1,769,800.00 29.120 51,536,576.00 Apr 11

Power Corp of Cda SV 1,691,900.00 29.120 49,268,128.00 Apr 11

Suncor Energy Inc. 988,100.00 43.620 43,100,922.00 Apr 02

Ten Largest Blocks By Volume

Volume Price Value Date

Champion Iron Ord J 20,582,500.00 1.050 21,611,625.00 Apr 20

Champion Iron Ord J 8,540,700.00 1.100 9,394,770.00 Apr 11

Goldcorp Inc. 5,066,800.00 18.080 91,607,744.00 Apr 23

Trinidad Drilling 4,081,100.00 1.900 7,754,090.00 Apr 12

Strad Energy Serv J 3,974,500.00 1.480 5,882,260.00 Apr 09

Trinidad Drilling 3,368,000.00 1.850 6,230,800.00 Apr 11

Stars Group Inc. J 3,100,000.00 39.740 123,194,000.00 Apr 26

Trican Well Service 2,832,200.00 2.780 7,873,516.00 Apr 04

ARC Resources Ltd. 2,299,800.00 14.290 32,864,142.00 Apr 23

Largo Resources J 2,198,600.00 1.810 3,979,466.00 Apr 11


Short Position Highlights

Top 20 Largest Short Positions

Company Name Symbol 30-Apr-18 15-Apr-18 Net Change

iShares S&P/TSX 60 Index Etf Units XIU 49,619,292 46,004,126 3,615,166

Toronto-Dominion Bank (The) TD 43,060,149 42,939,810 120,339

Enbridge Inc. ENB 37,288,338 32,898,641 4,389,697

Bce Inc. BCE 32,938,723 30,913,338 2,025,385

Transcanada Corporation TRP 29,860,389 25,804,894 4,055,495

Bombardier Inc. Cl ‘B’ Sv BBD.B 29,613,446 29,322,766 290,680

Great-West Lifeco Inc. GWO 25,586,981 25,260,990 325,991

Thomson Reuters Corporation TRI 24,041,788 23,659,089 382,699

Bank Of Nova Scotia (The) BNS 23,511,509 19,492,237 4,019,272

Quebecor Inc. Cl ‘B’ Sv QBR.B 21,074,311 21,255,800 -181,489

Eldorado Gold Corporation ELD 21,021,554 20,580,397 441,157

Sun Life Financial Inc. SLF 19,524,609 17,731,190 1,793,419

Kelt Exploration Ltd. J KEL 18,452,419 17,614,636 837,783

Arc Resources Ltd. ARX 18,299,758 16,081,177 2,218,581

Cenovus Energy Inc. CVE 17,327,716 12,442,708 4,885,008

Ivanhoe Mines Ltd. Cl ‘A’ J IVN 16,765,338 16,520,465 244,873

Rogers Communications Inc. Cl ‘B’ Nv RCI.B 16,347,095 16,081,406 265,689

Fortis Inc. FTS 15,957,758 15,066,176 891,582

Telus Corporation T 15,321,602 13,518,063 1,803,539

Sandstorm Gold Ltd. SSL 15,127,032 15,542,484 -415,452

Top 20 Largest Positive Changes

Company Name Symbol 30-Apr-18 15-Apr-18 Net Change

Goldcorp Inc. G 13,123,489 6,266,198 6,857,291

Baytex Energy Corp. BTE 13,254,929 8,060,722 5,194,207

Manulife Financial Corporation MFC 14,213,531 9,301,290 4,912,241

Cenovus Energy Inc. CVE 17,327,716 12,442,708 4,885,008

Enbridge Inc. ENB 37,288,338 32,898,641 4,389,697

Transcanada Corporation TRP 29,860,389 25,804,894 4,055,495

Bank Of Nova Scotia (The) BNS 23,511,509 19,492,237 4,019,272

Royal Bank Of Canada RY 12,488,702 8,712,859 3,775,843

iShares S&P/TSX 60 Index Etf Units XIU 49,619,292 46,004,126 3,615,166

Barrick Gold Corporation ABX 8,577,975 5,517,871 3,060,104

Suncor Energy Inc. SU 13,285,210 10,377,927 2,907,283

Gran Tierra Energy Inc. J GTE 13,878,532 11,250,669 2,627,863

Canadian Natural Resources Limited CNQ 7,117,674 4,837,597 2,280,077

Brookfield Asset Management Inc. Cl ‘A’ Lv BAM.A 5,805,919 3,571,196 2,234,723

Arc Resources Ltd. ARX 18,299,758 16,081,177 2,218,581

Bce Inc. BCE 32,938,723 30,913,338 2,025,385

Canadian National Railway Co. CNR 11,247,359 9,222,078 2,025,281

Teck Resources Limited Cl ‘B’ Sv TECK.B 4,875,384 2,858,942 2,016,442

Kinross Gold Corporation K 6,877,670 4,877,938 1,999,732

Bank Of Montreal BMO 10,145,807 8,151,713 1,994,094



Top 20 Largest Percent Increases

Company Name Symbol 30-Apr-18 15-Apr-18 % Change

Wisdomtree Us Quality Div Growth Idx Etf Heg DGR 26,910 122 21,957

Horizons Inovestor Cdn Equity Index Etf A Un INOC 21,200 100 21,100

Manulife Multifactr Us Large Cap Idx Etf Unhg MULC.B 15,700 100 15,600

Nextsource Materials Inc. J NEXT 62,582 500 12,416

Cardinal Resources Limited J Ordinary CDV 85,075 700 12,053

Kp Tissue Inc. KPT 68,284 600 11,280

Purpose Multi-Strategy Mkt Neutral Fnd Etf Un PMM 17,811 196 8,987

First Tr Alphadex Emrg Mkt Div Etf(Cad-Heg)Un FDE 50,487 578 8,634

Manulife Multifactr Us Mid Cap Indx Etf Unheg MUMC.B 8,500 100 8,400

Horizons Enhanced Income Energy Etf Cl E Unit HEE 33,200 400 8,200

iShare S&P/TSX Cdn Div Aristocrats Idx Etf Un CDZ 7,600 100 7,500

RBC Quant Us Equity Leaders (Cad Hdgd) Etf Un RUEH 23,258 307 7,475

Manulife Multifactr Us Mid Cap Idx Etf Heg Un MUMC 12,500 200 6,150

Keg Royalties Income Fund (The) Units KEG.UN 18,600 300 6,100

iShares Canadian Value Index Etf Un XCV 15,361 263 5,740

Lydian International Limited Ordinary J LYD 18,687 400 4,571

IShares Core Msci Eafe Imi Idx Etf(Cad-Heg)Un XFH 261,617 5,936 4,307

Vanguard Ftse Dev Allcap Ex Nth Amer Idx Etf VIU 119,399 2,714 4,299

RBC Short Term U.S. Corporate Bond Etf Cad Un RUSB 4,031 100 3,931

Purpose Us Cash Etf U.S.F. Units PSU.U 23,400 600 3,800

Top 20 Largest Percent Decreases

Company Name Symbol 30-Apr-18 15-Apr-18 % Change

First Asset Investment Grade Bond Etf Usf Un FIG.U 100 118,552 -99

Red Eagle Mining Corporation J R 1,000 723,200 -99

Aberdeen International Inc. J AAB 108 19,980 -99

Powershares Ftse Rafi Cdn Fndmtl Index Etf Un PXC 922 168,292 -99

Acerus Pharmaceuticals Corporation J ASP 664 88,880 -99

Mackenzie Us Invest Grd Corp Bnd Etf Ca-Heg E QUIG 200 20,800 -99

RBC Quant European Div Leaders Etf Cad Un RPD 703 68,777 -98

Horizons Global Risk Parity Etf Cl E Units HRA 100 9,008 -98

Aquila Resources Inc. J AQA 1,723 145,023 -98

Wisdometree Us Qual Div Grwth Vary Heg Etf Un DQD 100 7,400 -98

Excelsior Mining Corp. J MIN 400 27,915 -98

Inplay Oil Corp. J IPO 600 36,066 -98

Royal Canadian Mint-Cdn Silver Reserves Etr MNS 100 6,000 -98

Agfiq Enhanced Core Us Equity Etf Un QUS 100 5,700 -98

Globex Mining Enterprises Inc. J GMX 600 29,100 -97

Brand Leaders Plus Income Etf Cl ‘A’ Units HBF 1,098 44,930 -97

First Asset Tech Giants Covered Call Etf Un TXF 1,900 77,621 -97

Powershares 1-3yr Lad Fltg Rte Nt Indx Etf Un PFL 561 22,216 -97

Franklin Libertyqt U.S. Equity Index Etf Un FLUS 5,800 221,985 -97

BMO Covered Call Dj Indust Avg Hdg-Cad Etf Un ZWA 2,800 102,700 -97



New Short Positions

Company Name Symbol 30-Apr-18 15-Apr-18

Treasury Metals Inc. J TML 138,000 0

Franklin Liberty Risk Managed Cdn Eqty Etf Un FLRM 100,000 0

Marret Resource Corp. J MAR 80,000 0

First Asst Msci Usa Low Risk Unhedged Comm Un RWU.B 65,100 0

Morguard Na Residential Reit 4.5% Deb MRG.DB.A 40,000 0

Powershares Ftse Rafi Glb Sm-Md Fndmt Etf Heg PZW.F 29,700 0

IShares Core Msci Cdn Qual Div Indx Etf Un XDIV 25,500 0

Element Fleet Management Corp. 5.125% Deb EFN.DB 22,000 0

Posera Ltd. J PAY 15,953 0

Euro Sun Mining Inc. J ESM 12,600 0

Mackenzie Cdn Short Term Fixed Incm Etf E Un MCSB 12,400 0

Hanwei Energy Services Corp. HE 10,000 0

Plaza Retail Reit 5.1% 31mar23 Deb PLZ.DB.E 9,000 0

First Asset Msci Cda Low Risk Weighted Etf Un RWC 7,800 0

Transcontinental Inc. Subs Receipts TCL.R 7,700 0

iShares Premium Money Market Etf Units CMR 7,606 0

First Asset Can-Materials Covered Call Etf Un MXF 7,300 0

European Dividend Growth Fund Un EDGF.UN 7,100 0

Logiq Asset Management Inc. J LGQ 6,000 0

Enterprise Group, Inc. E 5,621 0

Short Positions - Expired

Company Name Symbol 30-Apr-18 15-Apr-18

Mawson Resources Limited J MAW 0 384,525

Red Eagle Mining Corporation J Wt R.WT 0 92,500

Hudbay Minerals Inc. Wt HBM.WT 0 44,200

RBC Target 2020 Corporate Bond Index Etf Unit RQH 0 37,700

Evolve Glbl Healthcare Enhanced Yld Etf Hg Un LIFE 0 31,500

Mongo Finance Technology Inc J 10% 31ma20 Deb MOGO.DB 0 23,000

Pimco Investmnt Grde Credt Fnd(Cda)Etf Ser Un IGCF 0 16,800

Atlantic Power Corporation 6% Ser E Deb ATP.DB.E 0 12,000

Just Engy Group Inc 8.5% Ser A Fxd-Fltg Pr Us JE.PR.U 0 10,500

Sulliden Mining Capital Inc. J SMC 0 10,000

Bank Of Nova Scotia (The)5-Yr Reset Pr Ser 18 BNS.PR.P 0 9,475

Touchstone Exploration Inc. TXP 0 9,000

Horizons Active Emerging Mkts Div Etf Cl E Un HAJ 0 6,700

RBC Quant Cdn Dividend Leaders Etf Units RCD 0 5,800

Starcore International Mines Ltd. J SAM 0 5,500

Etrion Corporation J ETX 0 5,000

Northcliff Resources Ltd. J NCF 0 5,000

Bank Of Nova Scotia (The) Pr Series ‘19’ BNS.PR.A 0 3,583

First Asset European Bank Etf Un FHB 0 3,400

Hyduke Energy Services Inc. HYD 0 3,000


Complete short position information for the Toronto Stock Exchange and TSX Venture Exchange is provided in the TMXDatalinx Consolidated Short Position Report product. For product details:Go to the TMX Datalinx product web page at:http://www.tmxinfoservices.com/tmx-datalinx/products-and-services/historical-data/historical-trading-data/consolidated-short-position-report ;Email [email protected] orCall TMX Datalinx 416-947-4778 (toll free 1-888-873-8392 ext 4778)

Top 20 Capitalization Changes in AprilShare Shares

Issue Symbol Type Change Outstanding

Neovasc Inc. NVCN Warrants 1,079,395,599 1,207,511,274

Optiva Inc. OPT Consolidation 256,419,306 5,233,047

Bombardier Inc. BBD.B Prospectus Offering/

Public Offering/

Conversion 168,140,000 2,268,986,061

Lundin Gold Inc. LUG Private Placement 93,497,140 213,163,980

Aurora Cannabis Inc. ACB Take-Over Bid/

Merger/

General Transaction 70,970,049 561,006,914

Copper Mountain Mining Corporation CMMC Acquisition 53,538,984 185,927,411

Mountain Province Diamonds Inc. MPVD Acquisition 49,737,307 209,990,808

Algonquin Power & Utilities Corp. AQN Prospectus Offering/

Public Offering 37,505,274 470,476,293

Titan Medical Inc. TMD Prospectus Offering/

Public Offering 33,799,961 414,716,645

Euromax Resources Ltd. EOX Private Placement/ Other 29,282,500 165,097,663

Acasta Enterprises Inc. AEF Cancellation/Acquisition 25,500,000 70,215,298

Trilogy Metals Inc. TMQ Prospectus Offering/

Public Offering 24,784,482 131,319,758

Asanko Gold Inc. AKG Private Placement 22,354,657 225,804,614

iShares S&P/TSX 60 Index ETF XIU Adjustment 18,800,000 425,900,000

Spectral Medical Inc. EDT Private Placement 17,694,661 225,341,183

ECN Capital Corp. ECN Cancellation/


iShares Canadian Financial Monthly Income ETF FIE Adjustment 13,850,000 79,150,000

Redhawk Resources, Inc. RDK Conversion (General) 12,149,820 178,580,458

Encana Corporation ECA Issuer Bid/


Enbridge Inc. ENB General Transaction 9,602,504 1,704,602,546


For a complete list of capitalization changes reported to TSX during the past month for securities listed on theToronto Stock Exchange, see the Capitalization Changes section of Chapter 4, Corporate Actions.

New Financings Highlights

Top 20 New Financings April 2018

Issue Symbols Type Flow-Thru Shares Price Price Cdn Value Cdn$

Ceridian HCM Holding Inc. J CDAY IPO 24,150,000 $22.000 $28.285 $683,082,750

Algonquin Power & Utilities Corp. AQN PO 37,505,274 $11.850 $444,437,497

Lundin Gold Inc. J LUG PP 69,284,065 $5.500 $381,062,358

Transcontinental Inc. Subscription receipts TCL.R SUP 10,810,000 $26.600 $287,546,000

Premium Brands Holdings Corporation

4.65% Convertible Unsecured Subordinated Debentures PBH.DB.G SUP 172,500 $1,000.000 $172,500,000

Lundin Gold Inc. J LUG PP 24,213,075 $5.250 $127,118,644

Extendicare Inc. 5.00% convertible unsecured

subordinated debentures EXE.DB.C SUP 126,500 $1,000.000 $126,500,000

Nemaska Lithium Inc. J NMX PP 88,460,446 $1.120 $99,075,700

Canoe EIT Income Fund

4.80% Cumulative Redeemable Series 2 Preferred Units EIT.PR.B SUP 3,220,000 $25.000 $80,500,000

Dividend 15 Split Corp. Class A* DFN PO 4,971,000 $10.900 $54,183,900

Dividend 15 Split Corp. Preferred* DFN.PR.A PO 4,971,000 $10.000 $49,710,000

Trilogy Metals Inc.J TMQ PO 24,784,482 $1.16 $1.465 $36,309,266

Helius Medical Technologies, Inc. J HSM PO 2,463,185 $7.47 $9.409 $23,176,108

Asanko Gold Inc. J AKG PP 22,354,657 $1.012 $22,622,913

Financial 15 Split Corp. Preferred FTN.PR.A PO 2,035,942 $9.900 $20,155,826

Titan Medical Inc. J TMD PO 33,799,961 $0.300 $10,139,988

Spectral Medical Inc. EDT PP 17,694,661 $0.300 $5,308,398

Euromax Resources Ltd. J EOX PP 29,000,000 $0.180 $5,220,000

Condor Gold plc J Ordinary COG PP 5,813,953 $0.784 $4,559,302

Purpose Global Innovators Fund ETF Shares PINV IPO 50,000 $20.000 $1,000,000

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New Financings Highlights

Top 20 New Financings 2018

Issue Symbols Type Flow-Thru Shares Price Price Cdn Value Cdn$

Shopify Inc. SHOP PO 4,800,000 $137.00 $174.113 $835,742,400

Ceridian HCM Holding Inc. J CDAY IPO 24,150,000 $22.000 $28.285 $683,082,750

Bombardier Inc. Cl B BBD.B PO 168,000,000 $3.800 $638,400,000

Canadian Imperial Bank of Commerce Non-Cumulative

Rate Reset Class A Preferred Shares, Series 47 CM.PR.S SUP 18,000,000 $25.000 $450,000,000

Algonquin Power & Utilities Corp. AQN PO 37,505,274 $11.850 $444,437,497

Lundin Gold Inc. J LUG PP 69,284,065 5.5000 $381,062,358

Toronto-Dominion Bank Non-Cumulative 5-Year

Rate Reset Preferred Shares, Series 18

(Non-Viability Contingent Capital (NVCC)) TD.PF.J SUP 14,000,000 $25.000 $350,000,000

National Bank of Canada Non-cumulative

5-Year Rate Reset First Preferred Shares Series 40 NA.PR.E SUP 12,000,000 $25.000 $300,000,000

Transcontinental Inc. Subscription receipts TCL.R SUP 10,810,000 $26.600 $287,546,000

Brookfield Renewable Partners L.P. Class A Preferred

Limited Partnership Units, Series 13 BEP.PR.M SUP 10,000,000 $25.000 $250,000,000

Manulife Financial Corporation Non-Cumulative

Rate Reset Class 1 Shares Series 25 MFC.PR.Q SUP 10,000,000 $25.000 $250,000,000

Orocobre Limited J ORL PP 31,228,010 $7.460 $232,960,955

Canopy Growth Corporation J WEED PO 5,800,000 $34.600 $200,680,000

Brookfield Infrastructure Partners L.P. Cumulative

Class A Preferred Limited Partnership Units, Series 9 BIP.PR.E SUP 8,000,000 $25.000 $200,000,000

AGT Food and Ingredients Inc.

5.375% Subordinate Preferred Securities AGT.PR.A SUP 19,000,000 $10.000 $190,000,000

Sienna Senior Living Inc. SIA PO 10,425,900 $17.650 $184,017,135

Canadian Apartment Properties Real Estate Investment Trust CAR.UN PO 4,910,500 $35.150 $172,604,075

Pinnacle Renewable Holdings Inc. PL IPO 15,335,250 $11.250 $172,521,563

Premium Brands Holdings Corporation

4.65% Convertible Unsecured Subordinated Debentures PBH.DB.G SUP 172,500 $1,000.000 $172,500,000

Industrial Alliance Insurance and Financial Services Inc.

Non-Cumulative 5-Year Rate Reset

Class A Preferred Shares Series I IAG.PR.I SUP 6,000,000 $25.000 $150,000,000

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A complete report of financings during the past month for securities listed on the Toronto Stock Exchange is provided in themonthly TSX New Financings data product. For product details:Go to the TMX Datalinx product web page at:http://www.tmxinfoservices.com/tmx-datalinx/products-and-services/historical-data/corporate-actions-data/new-financing-reports ;Email [email protected] orCall TMX Datalinx 416-947-4778 (toll free 1-888-873-8392 ext 4778)

Top 20 Domestic Market Capitalization

Market

Issues Symbol Last Price $ Capitalization $

Royal Bank Of Canada RY 97.640 140,899,000,000

Toronto-Dominion Bank (The) TD 72.110 133,067,000,000

Bank Of Nova Scotia (The) BNS 78.920 94,581,369,684

Suncor Energy Inc. SU 49.100 80,472,003,542

Canadian National Railway Co. CNR 99.170 73,235,134,292

Enbridge Inc. ENB 38.890 66,291,993,014

Bank Of Montreal BMO 97.510 62,647,360,179

Canadian Natural Resources Limited CNQ 46.320 56,797,823,428

Brookfield Asset Management Inc. Cl ‘A’ Lv BAM.A 50.890 50,475,423,139

Canadian Imperial Bank Of Commerce CM 111.830 49,722,954,336

Bce Inc. BCE 54.490 48,930,324,380

Transcanada Corporation TRP 54.440 48,230,355,677

Manulife Financial Corporation MFC 24.230 48,051,595,524

Nutrien Ltd. NTR 58.450 37,180,730,911

Thomson Reuters Corporation TRI 51.630 36,635,180,882

Great-West Lifeco Inc. GWO 34.230 33,840,532,395

Canadian Pacific Railway Limited CP 234.280 33,663,912,955

Imperial Oil Ltd. IMO 39.930 32,903,790,422

Sun Life Financial Inc. SLF 53.000 32,307,500,970

Telus Corporation T 45.950 27,346,115,426


Complete reports of market capitalization for all securities listed on the Toronto Stock Exchangeare provided in the monthly Toronto Stock Exchange Quoted Market Value report data product. For productdetails:Go to the TMX Datalinx product web page at:http://www.tmxinfoservices.com/tmx-datalinx/products-and-services/historical-data/corporate-reference-data/quoted-market-value-reports ;Email [email protected] orCall TMX Datalinx 416-947-4778 (toll free 1-888-873-8392 ext 4778)

Interlisted Trading Highlights for the Month

Top 20 Interlisteds by Value Traded

Issue Symbol Value ($000) % Toronto

Suncor Energy Inc. SU 8,615,166 36.6

T.D. Bank TD 8,392,617 47.8

Enbridge Inc. ENB 7,955,808 37.0

Royal Bank of Canada RY 6,571,026 57.2

Shopify Inc A SV SHOP 6,483,594 13.2

Canadian Natural Res CNQ 6,425,064 39.7

Cdn Nat’l Railway CNR 6,059,029 37.2

Bank of Nova Scotia BNS 5,284,163 44.8

EnCana Corporation ECA 4,920,905 30.0

TransCan Corporation TRP 4,909,664 43.9

Bank of Montreal BMO 4,794,435 45.6

Cdn Pacific Railway CP 4,747,554 35.9

Barrick Gold Corp ABX 4,413,585 17.8

BCE Inc. BCE 4,363,399 41.3

Cdn Imperial Bank CM 4,270,640 56.4

Restaurant Brnd Intl QSR 4,178,363 21.1

Manulife Financial MFC 4,036,344 37.8

Cenovus Energy Inc. CVE 3,977,972 36.8

Magna Int’l Inc. MG 3,820,026 39.1

Teck Res Cl B SV TECK.B 3,674,116 29.9

Top 20 Interlisteds by Volume Traded

Issue Symbol Volume % Toronto

Neovasc Inc. J NVCN 3,559,491,198 5.5

Eldorado Gold Corp. ELD 418,302,015 12.8

EnCana Corporation ECA 369,390,763 26.5

Cenovus Energy Inc. CVE 347,001,667 34.1

Kinross Gold Corp. K 315,717,039 16.1

Barrick Gold Corp ABX 315,675,079 15.0

Yamana Gold Inc. YRI 310,935,388 12.6

Baytex Energy Corp. BTE 252,542,462 44.2

Enbridge Inc. ENB 219,167,472 33.9

Crescent Point Corp. CPG 215,996,858 43.0

Goldcorp Inc. G 198,317,650 23.3

Suncor Energy Inc. SU 197,142,922 33.9

New Gold Inc. NGD 181,149,652 17.5

Manulife Financial MFC 179,954,596 35.7

Valeant Pharm Int’l VRX 163,568,296 11.5

BlackBerry Limited BB 159,871,552 23.6

Canadian Natural Res CNQ 158,212,789 36.7

Precision Drill Corp PD 129,607,203 36.4

Teck Res Cl B SV TECK.B 124,930,763 26.5

T.D. Bank TD 123,845,120 45.6


Chapter 3 - Stock List Changes

• New Listings

• Changes in Stock List

• Companies Under Suspension

• Suspension Review

For additional stock list changes information,

visit our TMXmoney home page of www.tmxmoney.com, or click here.

www.tmxmoney.com

Newly Listed Companies

Ceridian HCM Holding Inc. SYMBOL: CDAY

Listed April 30, 2018 (commenced trading on an "if as and when issued basis" April 26, 2018). Common Shares - CUSIP: ; Trading currency: CDN$; Temporary market maker - RBC Capital Markets.

Capitalization - Issued and Outstanding Securities: 133,166,413; Reserved Securities: 32,159,261. Issue Price: US$22.00

Nature of business - The Company is a global human capital management (“HCM”) software company. Dayforce, the

Company’s flagship cloud HCM platform, provides human resources, payroll, benefits, workforce management, and talent

management functionality.

Investor Relations - Jeremy Johnson, (952) 853-3740, Email: [email protected] and Arthur Gitajn, (647)

417-2814, Email: [email protected]

Initial public offering - The Offering will be comprised of a treasury offering by the Company of 21,000,000 Common Shares

at an offering price of US$22.00 per share (the “Offering Price”) for gross proceeds of US$462 million to the Company. In

addition, the Company has granted the Underwriters an option (the “Over-Allotment Option”) to purchase an additional

3,150,000 Common Shares from the Company at the Offering Price.

Immediately subsequent to the closing of the Offering, THL / Cannae Investors LLC, one of the Company’s existing

shareholders controlled by Thomas H. Lee Partners, L.P. and Cannae Holdings, Inc., intends to purchase from the Company in

a private placement US$100 million worth of Common Shares at the Offering Price.

Other Markets - New York Stock Exchange.

Extracted from Exchange Bulletin 2018-0292, dated Tuesday, April 24, 2018, Exchange Bulletin 2018-0298, dated Thursday,

April 26, 2018 and Exchange Bulletin 2018-0307, dated Monday, Apr 30, 2018.

Purpose Global Innovators Fund SYMBOL: PINV

Listed April 05, 2018. ETF Shares- CUSIP: ; Trading currency: CDN$; Designated market maker - BMO Nesbitt Burns Inc.

Capitalization - Issued and Outstanding Securities: 50,000; Reserved Securities: None. Issue Price: C$20.00

Nature of business - The Fund seeks to provide shareholders with long term capital growth through the selection, management

and strategic sector rotation and trading of global positions in equity, debt and derivative securities. The Fund may have

exposure to all sectors of the economy, with the ability to focus its assets in specific industry sectors and asset classes based on

analysis of business cycles, industry sectors and market outlook. The Fund will be global in nature and invest in small, medium

and large cap companies.

Investor Relations - Som Seif, Tel: (416) 583-3856, [email protected] and Scott Bartholomew, Tel: (416) 583-3857,

[email protected]

Initial public offering - 50,000 ETF Shares will be issued at a subscription price of $20.00 per ETF Share. ETF Shares are

being issued and sold on a continuous basis and there is no maximum number of ETF Shares that may be issued.

Other Markets - None.

Extracted from Exchange Bulletin 2018-0247, dated Thursday, March 29, 2018 and Exchange Bulletin 2018-0252, dated

Tuesday, April 03, 2018


Purpose Multi-Asset Income Fund SYMBOL: PINC

Listed April 05, 2018. ETF Units - CUSIP: ; Trading currency: CDN$; Designated market maker - National Bank Financial Inc.


Nature of business - The Fund seeks to generate a high level of income and long-term capital growth by investing primarily in a

mix of income-producing securities, including but not limited to, equity securities, common and preferred shares, real estate

investment trusts, convertible securities, investment g’ rade fixed income securities, higher yielding, lower quality fixed

income securities, floating rate debt instruments and asset-backed securities and mortgage-backed securities, which may be

located anywhere in the world.

Investor Relations - Som Seif, Tel: (416) 583-3856, [email protected] and Scott Bartholomew Tel: (416) 583-3857,

[email protected]

Initial public offering - 50,000 ETF Units will be issued at a subscription price of $20.00 per ETF Unit. ETF Units are being

issued and sold on a continuous basis and there is no maximum number of ETF Units that may be issued.



Tuesday, April 03, 2018.

Purpose Strategic Yield Fund SYMBOL: SYLD

Listed April 05, 2018. ETF Units - CUSIP: ; Trading currency: CDN$; Designated market maker - RBC Dominion Securities Inc.


Nature of business - The Fund seeks to provide investors with a high yield by investing primarily in, or obtaining exposure

primarily to, fixed income securities of corporate issuers located in Canada or the United States. Investments in fixed income

securities generally will be below investment grade.

Investor Relations - Som Seif, Tel: (416) 583-3856, [email protected] Scott Bartholomew, Tel: (416) 583-3857,

[email protected]

Initial public offering - 50,000 ETF Units will be issued at a subscription price of $20.00 per ETF Unit. ETF Units are being

issued and sold on a continuous basis and there is no maximum number of ETF Units that may be issued.



Tuesday, April 03, 2018.


Changes in Stock List

Stock DateNew Listings Symbol Listed

Ceridian HCM Holding Inc. J When Issued CDAY Apr 26

Purpose Global Innovators Fund ETF Shares PINV Apr 05

Purpose Multi-Asset Income Fund ETF Shares PINC Apr 05

Purpose Strategic Yield Fund ETF Shares SYLD Apr 05

Stock DateSupplementary Symbol Listed

Canoe EIT Income Fund 4.80% CumulativeRedeemable Series 2 Preferred Units EIT.PR.B Apr 17

Extendicare Inc. 5.00% convertibleunsecured subordinated debentures EXE.DB.C Apr 17

Horizons Robotics andAutomation Index ETF USF(Commencement of U.S. Dollar Tradingfor same units) ROBO.U Apr 30

Premium Brands Holdings Corporation4.65% Convertible UnsecuredSubordinated Debentures PBH.DB.G Apr 10

Transcontinental Inc. Subscription receipts TCL.R Apr 20

StockSubstitutional Listings Symbol Effective

Ceridian HCM Holding Inc. J CDAY Apr 30-in substitution of the Ceridian HCM Holding Inc. J (CDAY)common shares trading on an “if , as and When Issued”basis following closing of offering

Global Healthcare Income & Growth ETF Units HIG Apr 03-in substitution for the Units of Global HealthcareIncome & Growth Fund (HIG.UN) on a (1:1) basisfollowing conversion to from a closed end fund toan exchange traded fund

Gran Colombia Gold Corp. J 5% SeniorUnsecured Convertible Debentures due 2018 GCM.DB.U Apr 30-in substitution for the 1% Senior UnsecuredConvertible Debentures due 2018 ofGran Colombia Gold Corp. J (GCM.DB.U)

Optiva Inc. J OPT Apr 05-in substitution of the Subordinate Voting Sharesof Redknee Solutions Inc. J (RKN) ona (1:50) consolidated basis

Tech Leaders Income ETF Units TLF Apr 03-in substitution of the Units of Tech LeadersIncome Fund (TLF.UN) on a (1:1) basis followingconversion to from a closed end fund toan exchange traded fund

Stock DateDeletions Symbol Delisted

Artis Real Estate Investment TrustPreferred Units, Series C USF AX.PR.U Apr 02-following redemption at US$25.328125 per Share held

Avigilon Corporation AVO Apr 02-following plan of arrangement withMotorola Solutions Inc. whereby shareholderswill receive $27.00 per common share

Bank of Nova Scotia, The Non-cumulativePreferred Shares Series 18 BNS.PR.P Apr 27-following redemption at $25.00 per share

Stock DateDeletions (continued) Symbol Delisted

Bank of Nova Scotia, The Non-cumulativePreferred Shares Series 19 BNS.PR.A Apr 27-following redemption at $25.00 per share

Discovery Air Inc. J 8.375% ConvertibleUnsecured SubordinatedDebentures due June 30, 2018 DA.DB.A Apr 27-failure to meet continued listing requirements

Extendicare Inc. 6.00% convertibleunsecured subordinated debentures EXE.DB.B Apr 30-following redemption at $1,004.93 per$1,000 principal amount of Debentures

Gendis Inc. GDS Apr 17-following recently effected consolidation, wherebyGendis’s common shares were consolidated ona 500,000-to-one basis, resulting in every pre-consolidatedGendis share not held by the Controlling Shareholder Group(as defined in the Disclosure Document) becoming a fractionalshare to be cancelled in exchange for a cash payment basedon the number of pre-consolidation Gendis shares held

iShares 1-10 Year Laddered CorporateBond Index ETF Advisor Class Units CBH.A Apr 06-voluntary delisting and reclassification to commonunits of the same ETF

iShares 1-10 Year Laddered Government BondIndex ETF Advisor Class Units CLG.A Apr 06-voluntary delisting and reclassification tocommon units of the same ETF

iShares 1-5 Year Laddered Corporate BondIndex ETF Advisor Class Units CBO.A Apr 06-voluntary delisting and reclassification to commonunits of the same ETF

iShares 1-5 Year Laddered Government BondIndex ETF Advisor Class Units CLF.A Apr 06-voluntary delisting and reclassification to commonunits of the same ETF

iShares Balanced Growth CorePortfolio�

Index ETF Advisor Class Units CBN.A Apr 06-voluntary delisting and reclassification tocommon units of the same ETF

iShares Balanced Income CorePortfolio�

Index ETF Advisor Class Units CBD.A Apr 06-voluntary delisting and reclassification tocommon units of the same ETF

iShares Canadian Financial Monthly Income ETFAdvisor Class Units FIE.A Apr 06-voluntary delisting and reclassification tocommon units of the same ETF

iShares Convertible Bond Index ETFAdvisor Class Units CVD.A Apr 06-voluntary delisting and reclassification tocommon units of the same ETF

iShares Equal Weight Banc & Lifeco ETFAdvisor Class Units CEW.A Apr 06-voluntary delisting and reclassification tocommon units of the same ETF

iShares Global Agriculture Index ETFAdvisor Class Units COW.A Apr 06-voluntary delisting and reclassificationto common units of the same ETF


Stock DateDeletions (continued) Symbol Delisted

iShares Global Infrastructure Index ETFAdvisor Class Units CIF.A Apr 06-voluntary delisting and reclassificationto common units of the same ETF

iShares Global Monthly Dividend Index ETF(CAD-Hedged) Advisor Class Units CYH.A Apr 06-voluntary delisting and reclassification tocommon units of the same ETF

iShares Global Real Estate Index ETFAdvisor Class Units CGR.A Apr 06-voluntary delisting and reclassificationto common units of the same ETF

iShares Global Water Index ETFAdvisor Class Units CWW.A Apr 06-voluntary delisting and reclassificationto common units of the same ETF

iShares High Quality Canadian Bond Index ETFAdvisor Class Units XQB.A Apr 06-voluntary delisting and reclassificationto common units of the same ETF

iShares Premium Money Market ETFAdvisor Class Units CMR.A Apr 06-voluntary delisting and reclassificationto common units of the same ETF

iShares S&P/TSX Canadian DividendAristocrats Index ETF Advisor Class Units CDZ.A Apr 06-voluntary delisting and reclassificationto common units of the same ETF

iShares S&P/TSX Canadian Preferred ShareIndex ETF Advisor Class Units CPD.A Apr 06-voluntary delisting and reclassificationto common units of the same ETF

iShares Short Duration High Income ETF(CAD-Hedged) Advisor Class Units CSD.A Apr 06-voluntary delisting and reclassificationto common units of the same ETF

iShares U.S. High Yield Fixed IncomeIndex ETF (CAD-Hedged) Advisor Class Units CHB.A Apr 06-voluntary delisting and reclassificationto common units of the same ETF

iShares US Dividend Growers Index ETF(CAD-Hedged) Advisor Class Units CUD.A Apr 06-voluntary delisting and reclassificationto common units of the same ETF

SCITI Trust Units SIN.UN Apr 26-following redemption

STEP Energy Services Ltd. JSubscription Receipts STEP.R Apr 03-following closing of acquisition

Temple Hotels Inc. 5 Year 7% Series FConvertible Redeemable UnsecuredSubordinated Debentures TPH.DB.F Apr 02-following redemption at $1035.00 per$1,000 principal amount of debentures

StockName Changes Symbol Date

North American Construction Group Ltd. NOA Apr 16-formerly North American Energy Partners Inc. (NOA)

North American Construction Group Ltd.5.50% convertible unsecuredsubordinated debentures NOA.DB Apr 16-formerly North American Energy Partners Inc.5.50% convertible unsecured subordinated debentures (NOA.DB)


LISTED COMPANIES CURRENTLY UNDER DELISTINGREVIEW AS AT April 30, 2018

The following companies are under review with respect to meeting TorontoStock Exchange’s (TSX) continued listing requirements. Issuers that cannotdemonstrate to TSX that they have regained compliance with all of the delistingcriteria within the allotted time will, in general, be delisted.

Ticker Date Notified -

Symbol Organization Name Under Review

LRT Lanesborough Real Estate Investment Trust . . . . . 03/31/2017

RDK Redhawk Resources Inc . . . . . . . . . . . . . . . . 01/03/2018

RVX Resverlogix Corp . . . . . . . . . . . . . . . . . . . 10/16/2017

UR UrtheCast Corp . . . . . . . . . . . . . . . . . . . . 04/11/2018

LISTED COMPANIES CURRENTLY

UNDER SUSPENSION - NONE

Outstanding shares for issues suspended from trading on the Toronto Stock

Exchange are as of suspension date. For those issues that continue to trade on

the Canadian Venture Exchange, share changes will not be reflected.

Chapter 4 - Corporate Actions

• Capitalization Changes

• Normal Course Issuer Bids

• Dividend Highlights

• Earnings

5N Plus Inc. VNP 83,929,791 11-Apr-18 09-Jan-18 General Transaction 3,750

11-Apr-18 07-Mar-18 General Transaction 10,000


Aberdeen Asia-Pacific Income

Investment Company Limited FAP 51,500,616 11-Apr-18 19-Mar-18 Other -35,000

11-Apr-18 29-Mar-18 Other -14,000

Acasta Enterprises Inc. AEF 70,215,298 11-Apr-18 27-Mar-18 Cancellation -26,000,000

06-Apr-18 05-Apr-18 Acquisition 500,000

Acerus Pharmaceuticals Corporation ASP 213,193,642 11-Apr-18 22-Mar-18 General Transaction 16,666




Advantaged Canadian High

Yield Bond Fund AHY.UN 2,510,274 28-Mar-18 26-Feb-18 Conversion (General) 5,762

Aecon Group Inc. ARE 59,692,065 04-Apr-18 02-Mar-18 General Transaction 4,108


Ag Growth International Inc. AFN 16,463,804 11-Apr-18 14-Mar-18 General Transaction 43,785


Agellan Commercial Real

Estate Investment Trust ACR.UN 32,900,623 11-Apr-18 15-Jan-18 General Transaction 5,392

11-Apr-18 29-Jan-18 General Transaction 19,566

11-Apr-18 15-Feb-18 General Transaction 6,140


AGF Management Limited AGF.B 79,860,886 11-Apr-18 05-Mar-18 General Transaction 4,892

AGFiQ Enhanced Core

International Equity ETF QIE 2,050,000 05-Apr-18 05-Apr-18 Adjustment -100,000

09-Apr-18 09-Apr-18 Adjustment 75,000

AGFiQ Enhanced Core

US Equity ETF QUS 5,550,000 28-Mar-18 28-Mar-18 Adjustment 25,000






AgJunction Inc. AJX 117,178,275 11-Apr-18 05-Feb-18 General Transaction -10,000

11-Apr-18 05-Feb-18 General Transaction -10,000



11-Apr-18 23-Mar-18 General Transaction -10,000


Agnico Eagle Mines Limited AEM 233,156,587 02-Apr-18 01-Feb-18 General Transaction 3,483

Air Canada AC 273,243,286 11-Apr-18 31-Mar-18 General Transaction 79,866

AirBoss of America Corp. BOS 23,418,182 02-Apr-18 01-Feb-18 General Transaction 5,057

02-Apr-18 15-Feb-18 Repurchase -2,200




11-Apr-18 23-Mar-18 Repurchase -135,731

Algoma Central Corporation ALC 38,545,715 11-Apr-18 21-Mar-18 Issuer Bid -200

11-Apr-18 23-Mar-18 Issuer Bid -1,700




Algonquin Power & Utilities Corp. AQN 470,476,293 20-Apr-18 24-Apr-18 Prospectus Offering

/Public Offering 37,505,274

Alimentation Couche-Tard Inc. ATD.B 432,171,788 11-Apr-18 28-Mar-18 General Transaction 1,366


Allbanc Split Corp. II ALB 1,086,538 29-Mar-18 28-Feb-18 Redemption/Retraction -85,334

Allied Properties Real

Estate Investment Trust AP.UN 92,969,270 02-Apr-18 22-Feb-18 General Transaction 18,601


AltaGas Ltd. ALA 177,881,269 04-Apr-18 15-Mar-18 General Transaction 962,941

Altus Group Limited AIF 38,865,863 17-Apr-18 04-Apr-17 Adjustment -63

17-Apr-18 17-Apr-18 General Transaction 0

17-Apr-18 17-Apr-18 Adjustment 0

American Core Sectors

Dividend Fund ACZ.UN 1,393,450 11-Apr-18 31-Mar-18 Issuer Bid -1,600

Amerigo Resources Ltd. ARG 177,465,873 04-Apr-18 22-Mar-18 General Transaction 500,000

04-Apr-18 26-Mar-18 Other 265,119

28-Mar-18 26-Mar-18 Shares for Debt

/Litigation/Creditors 265,119

Aphria Inc. APH 209,680,955 25-Apr-18 31-Mar-18 Warrants 754,600


Aptose Biosciences Inc. APS 29,302,053 29-Mar-18 02-Feb-18 Other 200,000

29-Mar-18 05-Feb-18 Other 200,000

29-Mar-18 15-Feb-18 Other 200,000

29-Mar-18 16-Feb-18 Other 200,000

06-Apr-18 28-Mar-18 Prospectus Offering

/Public Offering 0

Argonaut Gold Inc. AR 177,681,655 13-Apr-18 07-Feb-18 General Transaction 10,000


Aritzia Inc. ATZ 56,326,596 09-Apr-18 15-Mar-18 General Transaction 8,000


Asanko Gold Inc. AKG 225,804,614 12-Apr-18 04-Apr-18 Private Placement 22,354,657

12-Apr-18 04-Apr-18 Private Placement 0

Atalaya Mining plc AYM 137,076,557 29-Mar-18 12-Feb-18 General Transaction 29,000

19-Apr-18 18-Apr-18 Acquisition 1,600,907

ATCO Ltd. ACO.X 101,467,673 02-Apr-18 28-Feb-18 Conversion (General) 7,100


09-Apr-18 31-Mar-18 Conversion (General) 14,200

ACO.Y 13,304,055 02-Apr-18 28-Feb-18 Conversion (General) -7,100

09-Apr-18 31-Mar-18 Conversion (General) -14,200

Athabasca Oil Corporation ATH 510,389,034 29-Mar-18 28-Feb-18 General Transaction 74,666


17-Apr-18 06-Apr-18 Plan Maximum 0

17-Apr-18 06-Apr-18 Other Transaction 0



Atlantic Power Corporation ATP 112,978,994 29-Mar-18 09-Feb-18 General Transaction 11,069

29-Mar-18 27-Feb-18 General Transaction 785,789

03-Apr-18 29-Mar-18 Issuer Bid -3,029,840

Atlantic Power Preferred Equity Ltd. AZP.PR.A 4,512,500 02-Apr-18 29-Mar-18 Issuer Bid -237,500

AZP.PR.C 1,578,811 02-Apr-18 29-Mar-18 Issuer Bid -83,095

Atrium Mortgage

Investment Corporation AI 36,117,771 02-Apr-18 12-Feb-18 General Transaction 31,736


APRIL CAPITALIZATION CHANGES

SUMMARY OF NOTICES FILED RE CHANGES IN ISSUED CAPITAL FOR THE MONTH OF APRIL 2018

TOTAL

STOCK ISSUED INPUT EFFECTIVE SHARE

COMPANY NAME SYMBOL CAPITAL DATE DATE DESCRIPTION CHANGES

TOTAL







05-Apr-18 09-Apr-18 Over-Allotment Option (Greenshoe) 360,000

ATS Automation Tooling Systems Inc. ATA 94,001,692 02-Apr-18 28-Feb-18 General Transaction 17,750




Aurora Cannabis Inc. ACB 561,006,914 02-Apr-18 14-Feb-18 General Transaction 57,916



02-Apr-18 28-Feb-18 Convertible Bonds/Notes

/Loans/Debentures 13,076

02-Apr-18 28-Feb-18 Warrants 101,075








05-Apr-18 16-Mar-18 Take-Over Bid/Merger 62,833,216





05-Apr-18 26-Mar-18 Take-Over Bid/Merger 6,495,679

04-Apr-18 31-Mar-18 Warrants 75,293

04-Apr-18 31-Mar-18 Convertible Bonds/Notes


Australian Banc Income Fund AUI.UN 3,020,736 02-Apr-18 12-Feb-18 Conversion (General) 2,733

Australian REIT Income Fund HRR.UN 1,593,114 02-Apr-18 02-Feb-18 Conversion (General) 569

12-Apr-18 19-Mar-18 General Transaction 173

Avalon Advanced Materials Inc. AVL 216,482,102 02-Apr-18 01-Feb-18 Convertible Preferred Shares 1,204,718


02-Apr-18 22-Feb-18 Warrants 300,000

12-Apr-18 05-Mar-18 Convertible Preferred Shares 1,275,800

Avino Silver & Gold Mines Ltd. ASM 52,778,153 02-Apr-18 01-Feb-18 General Transaction 25,000



Azarga Uranium Corp. AZZ 85,134,476 03-Apr-18 23-Mar-18 Shares for Debt


B2Gold Corp. BTO 982,674,577 02-Apr-18 28-Feb-18 General Transaction 735,175


Ballard Power Systems Inc. BLDP 178,090,248 02-Apr-18 31-Jan-18 General Transaction 13,417


Bank of Montreal BMO 642,471,133 02-Apr-18 28-Feb-18 General Transaction 5,673


13-Apr-18 31-Mar-18 Cancellation -3,150,000

Bank of Nova Scotia (The) BNS 1,198,446,144 03-Apr-18 28-Feb-18 General Transaction 22,884


Baylin Technologies Inc. BYL 31,207,357 28-Mar-18 26-Nov-13 Adjustment 1

28-Mar-18 30-Apr-14 Adjustment -9,391

28-Mar-18 02-Jun-14 Adjustment -2,352


28-Mar-18 31-Jul-14 Adjustment -2,392

28-Mar-18 31-Aug-14 Adjustment -2,575

28-Mar-18 30-Sep-14 Adjustment -2,499

28-Mar-18 31-Oct-14 Adjustment -3,646

28-Mar-18 30-Nov-14 Adjustment -3,739

28-Mar-18 31-Dec-14 Adjustment -2,864

28-Mar-18 31-Jan-15 Adjustment -4,204

28-Mar-18 28-Feb-15 Adjustment -3,342

28-Mar-18 31-Mar-15 Adjustment -4,743

28-Mar-18 30-Apr-15 Adjustment -5,554

28-Mar-18 31-May-15 Adjustment -7,609



10-Apr-18 09-Aug-16 Adjustment -27,338

10-Apr-18 09-Aug-16 General Transaction 27,338

10-Apr-18 23-Oct-17 General Transaction 87,761

10-Apr-18 23-Oct-17 Adjustment -87,761

02-Apr-18 30-Nov-17 General Transaction 66,848


10-Apr-18 30-Nov-17 Adjustment -66,848

BCE Inc. BCE 897,968,882 12-Apr-18 31-Mar-18 Issuer Bid -3,085,697

BetaPro Canadian Gold

Miners -2x Daily Bear ETF HGD 1,458,875 28-Mar-18 28-Mar-18 Adjustment 125,000


03-Apr-18 03-Apr-18 Adjustment -125,000















BetaPro Canadian

Gold Miners 2x Daily Bull ETF HGU 8,165,000 28-Mar-18 28-Mar-18 Adjustment -100,000
















BetaPro Crude

Oil -2x Daily Bear ETF HOD 22,690,000 28-Mar-18 28-Mar-18 Adjustment -100,000



04-Apr-18 04-Apr-18 Adjustment -1,700,000







TOTAL



TOTAL



12-Apr-18 12-Apr-18 Adjustment 3,600,000








BetaPro Crude Oil 2x Daily Bull ETF HOU 10,816,875 28-Mar-18 28-Mar-18 Adjustment -200,000
















BetaPro NASDAQ-100

-2x Daily Bear ETF HQD 2,112,750 29-Mar-18 29-Mar-18 Adjustment -100,000


BetaPro NASDAQ-100

2x Daily Bull ETF HQU 1,115,000 28-Mar-18 28-Mar-18 Adjustment -25,000

29-Mar-18 29-Mar-18 Adjustment 100,000



BetaPro Natural Gas

-2x Daily Bear ETF HND 2,049,900 28-Mar-18 28-Mar-18 Adjustment 100,000














BetaPro Natural

Gas 2x Daily Bull ETF HNU 34,201,492 28-Mar-18 28-Mar-18 Adjustment -400,000



















BetaPro S&P

500 -2x Daily Bear ETF HSD 7,982,500 28-Mar-18 28-Mar-18 Adjustment 500,000















BetaPro S&P 500

2x Daily Bull ETF HSU 1,065,000 28-Mar-18 28-Mar-18 Adjustment -50,000







BetaPro S&P 500 VIX

Short-Term Futures 2x Daily Bull ETF HVU 1,089,481 28-Mar-18 28-Mar-18 Adjustment 75,000











BetaPro S&P 500 VIX

Short-Term Futures Daily Inverse ETF HVI 7,065,000 28-Mar-18 28-Mar-18 Adjustment 100,000














BetaPro S&P/TSX

60 -2x Daily Bear ETF HXD 6,314,000 29-Mar-18 29-Mar-18 Adjustment 100,000






TOTAL



TOTAL








BetaPro S&P/TSX

60 2x Daily Bull ETF HXU 1,190,000 28-Mar-18 28-Mar-18 Adjustment 50,000















BetaPro S&P/TSX

60 Daily Inverse ETF HIX 3,100,000 28-Mar-18 28-Mar-18 Adjustment -25,000














BetaPro S&P/TSX Capped

Energy -2x Daily Bear ETF HED 704,000 28-Mar-18 28-Mar-18 Adjustment 20,000




Energy 2x Daily Bull ETF HEU 2,295,000 10-Apr-18 10-Apr-18 Adjustment -50,000








Financials -2x Daily Bear ETF HFD 3,035,000 11-Apr-18 11-Apr-18 Adjustment -25,000




Financials 2x Daily Bull ETF HFU 535,000 09-Apr-18 09-Apr-18 Adjustment 25,000






BetaPro Silver 2x Daily Bull ETF HZU 1,835,000 03-Apr-18 03-Apr-18 Adjustment 25,000






BlackPearl Resources Inc. PXX 336,512,240 04-Apr-18 28-Feb-18 General Transaction 236,672

Blockchain Technologies ETF HBLK 1,220,000 28-Mar-18 28-Mar-18 Adjustment -30,000











Bloom Select Income Fund BLB.UN 1,989,981 04-Apr-18 15-Feb-18 General Transaction 598

04-Apr-18 28-Feb-18 Cancellation -9,000

Bloom U.S. Income & Growth Fund BUA.UN 1,476,611 04-Apr-18 02-Jan-18 Conversion (General) 2,346

04-Apr-18 02-Feb-18 Conversion (General) 1,869


Blue Ribbon Income Fund RBN.UN 16,716,364 04-Apr-18 14-Feb-18 General Transaction 5,953

04-Apr-18 28-Feb-18 Issuer Bid -30,400

BMO Aggregate Bond Index ETF ZAG 229,070,521 02-Apr-18 02-Apr-18 Adjustment 300,000

















BMO Canadian Dividend ETF ZDV 52,150,000 04-Apr-18 04-Apr-18 Adjustment 100,000




BMO Canadian High

Dividend Covered Call ETF ZWC 19,710,000 05-Apr-18 05-Apr-18 Adjustment 700,000





BMO China Equity Index ETF ZCH 4,867,509 05-Apr-18 05-Apr-18 Adjustment 50,000




BMO Corporate Bond Index ETF ZCB 355,000 04-Apr-18 04-Apr-18 Adjustment 50,000

BMO Covered Call

Canadian Banks ETF ZWB 95,700,000 02-Apr-18 02-Apr-18 Adjustment 400,000




TOTAL



TOTAL













BMO Covered Call Dow Jones

Industrial Average

Hedged to CAD ETF ZWA 13,961,000 28-Mar-18 28-Mar-18 Adjustment -100,000







BMO Covered Call Utilities ETF ZWU 53,171,000 28-Mar-18 28-Mar-18 Adjustment 300,000






BMO Discount Bond Index ETF ZDB 38,032,500 03-Apr-18 03-Apr-18 Adjustment 100,000






BMO Dow Jones Industrial Average

Hedged to CAD Index ETF ZDJ 5,182,951 02-Apr-18 02-Apr-18 Adjustment -100,000

BMO Emerging Markets Bond

Hedged to CAD Index ETF ZEF 16,476,222 17-Apr-18 17-Apr-18 Adjustment -50,000

BMO Equal Weight Banks Index ETF ZEB 45,777,950 28-Mar-18 28-Mar-18 Adjustment 200,000

29-Mar-18 29-Mar-18 Adjustment -4,000,000
















BMO Equal Weight Global Base

Metals Hedged to CAD Index ETF ZMT 4,604,700 16-Apr-18 16-Apr-18 Adjustment -100,000



BMO Equal Weight

Industrials Index ETF ZIN 3,514,500 05-Apr-18 05-Apr-18 Adjustment -100,000




BMO Equal Weight

Oil & Gas Index ETF ZEO 17,261,500 02-Apr-18 02-Apr-18 Adjustment 100,000












BMO Equal Weight REITs Index ETF ZRE 23,016,900 29-Mar-18 29-Mar-18 Adjustment -100,000







BMO Equal Weight US

Banks Hedged to CAD Index ETF ZUB 22,712,350 28-Mar-18 28-Mar-18 Adjustment 100,000





BMO Equal Weight

US Banks Index ETF ZBK 39,612,800 28-Mar-18 28-Mar-18 Adjustment -200,000









BMO Equal Weight US Health

Care Hedged to CAD Index ETF ZUH 6,315,000 04-Apr-18 04-Apr-18 Adjustment -100,000



BMO Equal Weight

Utilities Index ETF ZUT 12,338,300 13-Apr-18 13-Apr-18 Adjustment -100,000

BMO Europe High

Dividend Covered Call ETF ZWP 49,900,000 04-Apr-18 04-Apr-18 Adjustment 200,000


BMO Europe High Dividend

Covered Call Hedged to CAD ETF ZWE 48,117,500 28-Mar-18 28-Mar-18 Adjustment 100,000




BMO Floating Rate High Yield ETF ZFH 32,098,624 29-Mar-18 29-Mar-18 Adjustment 100,000





BMO Global Banks

Hedged to CAD Index ETF BANK 540,500 29-Mar-18 29-Mar-18 Adjustment 9,000


BMO Global Consumer Staples

Hedged to CAD Index ETF STPL 440,200 29-Mar-18 29-Mar-18 Adjustment 9,000


TOTAL



TOTAL



BMO Global Infrastructure Index ETF ZGI 7,260,213 02-Apr-18 02-Apr-18 Adjustment -100,000


BMO Global Insurance

Hedged to CAD Index ETF INSR 2,310,100 26-Apr-18 26-Apr-18 Adjustment -400,000

BMO Government Bond Index ETF ZGB 130,000 28-Mar-18 28-Mar-18 Adjustment 25,000




BMO High Yield US Corporate Bond

Hedged to CAD Index ETF ZHY 25,899,885 04-Apr-18 04-Apr-18 Adjustment -900,000




BMO High Yield US

Corporate Bond Index ETF ZJK 56,232,000 29-Mar-18 29-Mar-18 Adjustment -100,000









BMO India Equity Index ETF ZID 13,613,315 02-Apr-18 02-Apr-18 Adjustment -50,000


BMO International Dividend ETF ZDI 18,166,600 24-Apr-18 24-Apr-18 Adjustment 100,000

BMO International Dividend

Hedged to CAD ETF ZDH 6,501,000 06-Apr-18 06-Apr-18 Adjustment -100,000



BMO Junior Oil Index ETF ZJO 6,035,358 02-Apr-18 02-Apr-18 Adjustment 100,000


BMO Laddered Preferred

Share Index ETF ZPR 182,473,079 28-Mar-18 28-Mar-18 Adjustment 100,000













BMO Long Corporate Bond Index ETF ZLC 20,131,153 02-Apr-18 02-Apr-18 Adjustment 50,000





BMO Long Federal Bond Index ETF ZFL 19,078,585 28-Mar-18 28-Mar-18 Adjustment -500,000










BMO Long Provincial

Bond Index ETF ZPL 38,032,325 02-Apr-18 02-Apr-18 Adjustment 300,000




BMO Low Volatility

Canadian Equity ETF ZLB 39,800,000 02-Apr-18 02-Apr-18 Adjustment -300,000





BMO Low Volatility

Emerging Markets Equity ETF ZLE 6,619,900 29-Mar-18 29-Mar-18 Adjustment -100,000

BMO Low Volatility International

Equity Hedged to CAD ETF ZLD 1,773,000 11-Apr-18 11-Apr-18 Adjustment 100,000

BMO Low Volatility US Equity ETF ZLU 21,805,000 05-Apr-18 05-Apr-18 Adjustment -100,000





BMO Low Volatility US

Equity Hedged to CAD ETF ZLH 1,801,000 13-Apr-18 13-Apr-18 Adjustment -100,000


BMO Mid Corporate Bond Index ETF ZCM 80,302,490 02-Apr-18 02-Apr-18 Adjustment -500,000







BMO Mid Federal Bond Index ETF ZFM 31,716,959 02-Apr-18 02-Apr-18 Adjustment 100,000










BMO Mid Provincial Bond Index ETF ZMP 43,110,967 02-Apr-18 02-Apr-18 Adjustment 100,000







BMO Mid-Term US IG Corporate

Bond Hedged to CAD Index ETF ZMU 25,048,984 03-Apr-18 03-Apr-18 Adjustment -200,000



BMO Mid-Term US IG

Corporate Bond Index ETF ZIC 80,058,733 09-Apr-18 09-Apr-18 Adjustment 200,000



BMO MSCI All Country World

High Quality Index ETF ZGQ 2,915,000 05-Apr-18 05-Apr-18 Adjustment 100,000


TOTAL



TOTAL



BMO MSCI Canada Value Index ETF ZVC 200,000 26-Apr-18 26-Apr-18 Adjustment -100,000

BMO MSCI EAFE

Hedged to CAD Index ETF ZDM 32,540,740 28-Mar-18 28-Mar-18 Adjustment 100,000









BMO MSCI EAFE Index ETF ZEA 121,348,147 28-Mar-18 28-Mar-18 Adjustment 100,000













BMO MSCI EAFE Value Index ETF ZVI 302,500 02-Apr-18 02-Apr-18 Adjustment 1,000

BMO MSCI Emerging

Markets Index ETF ZEM 20,915,000 28-Mar-18 28-Mar-18 Adjustment 500,000












BMO MSCI Europe High

Quality Hedged to CAD Index ETF ZEQ 14,229,000 04-Apr-18 04-Apr-18 Adjustment -200,000

BMO MSCI USA High

Quality Index ETF ZUQ 7,015,500 23-Apr-18 23-Apr-18 Adjustment 100,000

BMO Nasdaq 100 Equity

Hedged To CAD Index ETF ZQQ 12,228,560 28-Mar-18 28-Mar-18 Adjustment 100,000






BMO Real Return Bond Index ETF ZRR 4,150,000 03-Apr-18 03-Apr-18 Adjustment 900,000


BMO S&P 500

Hedged to CAD Index ETF ZUE 25,020,245 28-Mar-18 28-Mar-18 Adjustment -300,000




BMO S&P 500 Index ETF ZSP 117,951,140 28-Mar-18 28-Mar-18 Adjustment 700,000












ZSP.U 11,218,000 04-Apr-18 04-Apr-18 Adjustment -100,000




BMO S&P/TSX Capped

Composite Index ETF ZCN 152,908,866 28-Mar-18 28-Mar-18 Adjustment 200,000
















BMO Short Corporate

Bond Index ETF ZCS 101,939,396 04-Apr-18 04-Apr-18 Adjustment -100,000







BMO Short Federal

Bond Index ETF ZFS 62,932,645 02-Apr-18 02-Apr-18 Adjustment 100,000








BMO Short Provincial

Bond Index ETF ZPS 37,938,434 02-Apr-18 02-Apr-18 Adjustment 100,000





BMO Short-Term Bond Index ETF ZSB 145,000 20-Apr-18 20-Apr-18 Adjustment 25,000

BMO Short-Term US IG Corporate

Bond Hedged to CAD Index ETF ZSU 9,159,980 04-Apr-18 04-Apr-18 Adjustment -300,000


BMO Ultra Short-Term Bond ETF ZST 1,830,000 20-Apr-18 20-Apr-18 Adjustment -25,000

ZST.L 816,000 28-Mar-18 28-Mar-18 Adjustment 75,000




TOTAL



TOTAL



BMO US Dividend ETF ZDY 47,761,800 28-Mar-18 28-Mar-18 Adjustment 100,000







BMO US Dividend

Hedged to CAD ETF ZUD 6,102,000 28-Mar-18 28-Mar-18 Adjustment 100,000






BMO US High

Dividend Covered Call ETF ZWH 32,697,000 03-Apr-18 03-Apr-18 Adjustment 200,000






BMO US High Dividend

Covered Call Hedged to CAD ETF ZWS 700,300 29-Mar-18 29-Mar-18 Adjustment 300




BMO US Preferred Share

Hedged to CAD Index ETF ZHP 744,900 29-Mar-18 29-Mar-18 Adjustment 100,000

BMO US Preferred Share Index ETF ZUP 1,696,800 03-Apr-18 03-Apr-18 Adjustment 50,000


ZUP.U 350,000 03-Apr-18 03-Apr-18 Adjustment 50,000

BMO US Put Write ETF ZPW 12,766,000 29-Mar-18 29-Mar-18 Adjustment -100,000



BMTC Group Inc. GBT 35,096,000 04-Apr-18 01-Mar-18 Issuer Bid -1,000

04-Apr-18 02-Mar-18 Issuer Bid -800











Boardwalk Real

Estate Investment Trust BEI.UN 46,168,440 04-Apr-18 31-Mar-18 General Transaction 16,748

Bombardier Inc. BBD.A 313,758,549 11-Apr-18 31-Mar-18 Conversion (General) -140,000

BBD.B 2,268,986,061 11-Apr-18 23-Mar-18 Prospectus Offering



Bonavista Energy Corporation BNP 252,324,849 16-Apr-18 31-Mar-18 General Transaction 81,750

Boralex Inc. BLX 76,318,438 11-Apr-18 29-Mar-18 General Transaction 62,928

Brand Leaders Plus Income ETF HBF 9,597,334 02-Apr-18 02-Apr-18 Adjustment 25,000










HBF.U 911,950 06-Apr-18 06-Apr-18 Adjustment 50,000




Brick Brewing Co. Limited BRB 35,285,126 13-Apr-18 12-Apr-18 Plan Maximum 0

Bristol Gate

Concentrated US Equity ETF BGU 100,000 11-Apr-18 11-Apr-18 Adjustment 50,000

Brookfield Asset Management Inc. BAM.A 991,853,471 04-Apr-18 28-Feb-18 General Transaction 2,409,569


04-Apr-18 28-Feb-18 General Transaction 0



04-Apr-18 28-Feb-18 Issuer Bid -1,310,399









Brookfield Property Partners L.P. BPY.UN 255,024,531 04-Apr-18 28-Feb-18 Take-Over Bid/Merger 12,931

04-Apr-18 31-Mar-18 Take-Over Bid/Merger 9,117

Brookfield Renewable Partners L.P. BEP.UN 180,464,290 04-Apr-18 29-Mar-18 General Transaction 84,629

04-Apr-18 29-Mar-18 Cancellation -8,700

BRP Inc. DOO 37,607,158 29-Mar-18 12-Feb-18 Amendment 2,100







29-Mar-18 28-Feb-18 Adjustment 118,800


























TOTAL



TOTAL













BSM Technologies Inc. GPS 82,370,206 04-Apr-18 15-Feb-18 General Transaction 106,800




BTB Real Estate Investment Trust BTB.UN 48,621,347 04-Apr-18 15-Mar-18 General Transaction 53,732


CAE Inc. CAE 267,738,530 10-Apr-18 31-Mar-18 General Transaction 59,400



Calfrac Well Services Ltd. CFW 143,923,491 04-Apr-18 08-Feb-18 General Transaction 11,000


Calian Group Ltd. CGY 7,732,962 04-Apr-18 28-Feb-18 General Transaction 21,508

Callidus Capital Corporation CBL 52,970,597 11-Apr-18 20-Feb-18 General Transaction 508,965


Canada Goose Holdings Inc. GOOS 37,497,549 18-Apr-18 08-Jan-18 General Transaction 5,000



Canadian Apartment Properties

Real Estate Investment Trust CAR.UN 143,121,309 04-Apr-18 15-Feb-18 General Transaction 124,682



Canadian Crude Oil Index ETF CCX 2,050,000 19-Apr-18 19-Apr-18 Adjustment 50,000

Canadian High Income Equity Fund CIQ.UN 2,646,835 04-Apr-18 28-Feb-18 Issuer Bid -14,800

Canadian Imperial

Bank Of Commerce CM 444,455,153 04-Apr-18 01-Feb-18 General Transaction 1,013

04-Apr-18 01-Feb-18 Private Placement 2,985






09-Apr-18 04-Apr-18 Prospectus Offering

/Public Offering 0

Canadian National Railway Company CNR 738,480,733 11-Apr-18 31-Mar-18 Issuer Bid -1,796,568



Canadian Natural Resources Limited CNQ 1,225,809,661 04-Apr-18 28-Feb-18 General Transaction 104,995

Canadian Pacific Railway Limited CP 144,215,912 04-Apr-18 01-Feb-18 General Transaction 1,300
















Canadian Real

Estate Investment Trust REF.UN 73,409,979 04-Apr-18 28-Feb-18 General Transaction 204


Canadian Resources Income Trust RTU.UN 1,153,420 04-Apr-18 14-Feb-18 Repurchase -100

Canadian Tire Corporation, Limited CTC.A 62,602,561 04-Apr-18 01-Feb-18 Issuer Bid -10,000

















Canadian Utilities Limited CU 197,580,286 04-Apr-18 28-Feb-18 Conversion (General) 14,200




CU.X 74,047,983 04-Apr-18 28-Feb-18 Conversion (General) -14,200


Canadian Western Bank CWB 88,772,455 04-Apr-18 26-Feb-18 General Transaction 6

Canfor Corporation CFP 128,625,480 04-Apr-18 28-Feb-18 Cancellation -169,800

Canfor Pulp Products Inc. CFX 65,250,759 04-Apr-18 28-Feb-18 Cancellation -8,075

CanniMed Therapeutics Inc. CMED 25,259,022 23-Apr-18 28-Feb-18 General Transaction 392,107



Canoe EIT Income Fund EIT.PR.B 3,220,000 16-Apr-18 17-Apr-18 Opening Balance 2,800,000

16-Apr-18 17-Apr-18 Over-Allotment Option (Greenshoe) 0


EIT.UN 87,306,746 04-Apr-18 15-Feb-18 General Transaction 0


Canopy Growth Corporation WEED 199,071,419 04-Apr-18 07-Feb-18 Warrants 21,944

04-Apr-18 11-Feb-18 Acquisition 243,493









16-Apr-18 16-Apr-18 Acquisition 0

Canso Credit Income Fund PBY.UN 13,159,475 04-Apr-18 02-Apr-18 Conversion (General) 5,366

Canso Select Opportunities Fund SCW.UN 3,210,597 04-Apr-18 13-Mar-18 Issuer Bid -2,500



TOTAL



TOTAL



Capital Power Corporation CPX 103,641,732 04-Apr-18 23-Feb-18 Issuer Bid -31,700




Capstone Mining Corp. CS 398,903,483 04-Apr-18 22-Feb-18 General Transaction 103,619


Cardinal Energy Ltd. CJ 113,985,058 04-Apr-18 22-Mar-18 General Transaction 215,854




Cardinal Resources Limited CDV 370,991,159 25-Apr-18 20-Apr-18 Opening Balance 0

25-Apr-18 20-Apr-18 Opening Balance 0



Cardiome Pharma Corp. COM 34,639,127 04-Apr-18 28-Feb-18 General Transaction 412

29-Mar-18 27-Mar-18 Warrants 0

Cargojet Inc. CJT 13,090,207 18-Apr-18 31-Jan-18 Conversion (General) -680

18-Apr-18 28-Feb-18 Conversion (General) -90

CJT.A 295,112 18-Apr-18 31-Jan-18 Conversion (General) 680

18-Apr-18 28-Feb-18 Conversion (General) 90


Caribbean Utilities Company, Ltd. CUP.U 33,044,658 04-Apr-18 03-Apr-18 Private Placement 19,573

04-Apr-18 03-Apr-18 General Transaction 30,113

Cascades Inc. CAS 95,006,079 11-Apr-18 02-Mar-18 General Transaction 83,295





CGI Group Inc. GIB.A 255,737,373 04-Apr-18 31-Mar-18 General Transaction 191,834

Chorus Aviation Inc. CHR 138,506,491 04-Apr-18 15-Mar-18 General Transaction 68,490

Clarke Inc. CKI 12,644,988 11-Apr-18 01-Mar-18 Cancellation -1,300



Clearwater Seafoods Incorporated CLR 63,955,169 11-Apr-18 29-Mar-18 General Transaction 16,095


Cogeco Communications Inc. CCA 33,869,562 11-Apr-18 07-Feb-18 General Transaction 5,880




Colliers International Group Inc. CIGI 37,817,967 13-Apr-18 12-Apr-18 Plan Maximum 0

Cominar Real Estate

Investment Trust CUF.UN 181,934,099 12-Apr-18 31-Mar-18 General Transaction 0





Condor Gold plc COG 67,179,335 09-Apr-18 05-Apr-18 Private Placement 5,813,953

09-Apr-18 05-Apr-18 Private Placement 0

Copper Mountain Mining Corporation CMMC 185,927,411 17-Apr-18 18-Apr-18 Acquisition 53,538,984

Cott Corporation BCB 140,159,714 20-Apr-18 31-Jan-18 Stock Appreciation Rights 4,123














Crescita Therapeutics Inc. CTX 21,004,809 04-Apr-18 04-Apr-18 Plan Maximum 0

Crombie Real Estate Investment Trust CRR.UN 89,344,535 11-Apr-18 15-Mar-18 General Transaction 72,470

Crown Capital Partners Inc. CRWN 9,500,467 28-Mar-18 15-Jun-16 General Transaction 5,908


28-Mar-18 11-Jul-16 General Transaction 5,126



28-Mar-18 18-Jul-16 General Transaction 18,903

28-Mar-18 02-Feb-18 Issuer Bid -7,600

Dalradian Resources Inc. DNA 355,493,448 27-Apr-18 14-Feb-18 General Transaction 9,395

Descartes Systems Group Inc. (The) DSG 76,814,800 27-Apr-18 31-Mar-18 General Transaction 41,303

Desjardins Canada

Multifactor-Controlled Volatility ETF DFC 2,850,000 17-Apr-18 17-Apr-18 Adjustment -800,000


Desjardins Canadian Short Term Bond Index ETF DCS 1,100,000 09-Apr-18 09-Apr-18 Adjustment

100,000

Desjardins Emerging Markets

Multifactor-Controlled Volatility ETF DFE 8,750,000 18-Apr-18 18-Apr-18 Adjustment -250,000

Desjardins USA

Multifactor-Controlled Volatility ETF DFU 950,000 17-Apr-18 17-Apr-18 Adjustment -100,000

Detour Gold Corporation DGC 174,968,280 27-Apr-18 15-Mar-18 General Transaction 15,000




DHX Media Ltd. DHX.A 33,856,230 11-Apr-18 31-Mar-18 Conversion (General) -110,391

DHX.B 100,383,996 11-Apr-18 01-Mar-18 General Transaction 3,398



DIRTT Environmental Solutions Ltd. DRT 84,244,612 27-Apr-18 31-Mar-18 General Transaction 500

Diversified Royalty Corp. DIV 106,877,359 27-Apr-18 31-Mar-18 General Transaction 73,289

Dynamic iShares Active

Canadian Dividend ETF DXC 600,000 12-Apr-18 12-Apr-18 Adjustment 50,000



Crossover Bond ETF DXO 650,000 20-Apr-18 20-Apr-18 Adjustment 50,000


Global Dividend ETF DXG 2,550,000 05-Apr-18 05-Apr-18 Adjustment 100,000








Preferred Shares ETF DXP 21,625,000 02-Apr-18 02-Apr-18 Adjustment 200,000





TOTAL



TOTAL





Dynamic iShares

Active Tactical Bond ETF DXB 6,425,000 29-Mar-18 29-Mar-18 Adjustment -150,000



U.S. Dividend ETF DXU 1,150,000 09-Apr-18 09-Apr-18 Adjustment 50,000





Eagle Energy Inc. EGL 43,750,488 26-Apr-18 31-Mar-18 General Transaction 448,502

Eclipse Residential Mortgage

Investment Corporation ERM 3,159,409 26-Apr-18 15-Mar-18 General Transaction 440

ECN Capital Corp. ECN 362,119,844 13-Apr-18 31-Dec-17 Adjustment 1,007

13-Apr-18 02-Jan-18 Cancellation -1,104,100


13-Apr-18 31-Jan-18 Cancellation -10,524,664

13-Apr-18 31-Jan-18 General Transaction 0

13-Apr-18 28-Feb-18 Cancellation -5,748,658



eCobalt Solutions Inc. ECS 157,750,901 26-Apr-18 15-Mar-18 Warrants 16,700

EcoSynthetix Inc. ECO 57,916,816 04-Apr-18 03-Mar-18 General Transaction 14,691



Empire Company Limited EMP.A 173,547,591 11-Apr-18 23-Mar-18 General Transaction 502

Enbridge Inc. ENB 1,704,602,546 26-Apr-18 31-Jan-18 General Transaction 95,479




26-Apr-18 01-Mar-18 General Transaction 9,025,402



Enbridge Income Fund Holdings Inc. ENF 174,662,947 26-Apr-18 15-Mar-18 General Transaction 324,479

Encana Corporation ECA 963,055,109 26-Apr-18 07-Mar-18 Issuer Bid -2,125,000






Endeavour Mining Corporation EDV 107,727,522 09-Apr-18 29-Sep-17 Plan Maximum 0

09-Apr-18 29-Sep-17 Opening Balance 0

12-Apr-18 29-Sep-17 Adjustment -8,779

12-Apr-18 29-Sep-17 Adjustment -221,743

13-Apr-18 29-Sep-17 General Transaction 8,779

13-Apr-18 29-Sep-17 General Transaction 221,743














Enercare Inc. ECI 106,797,241 26-Apr-18 31-Mar-18 General Transaction 142,437

Enerflex Ltd. EFX 88,606,207 26-Apr-18 23-Mar-18 General Transaction 33,021


Energy Fuels Inc. EFR 75,998,189 26-Apr-18 28-Jan-17 General Transaction 41,684


26-Apr-18 31-Jan-18 Prospectus Offering

/Public Offering 124,008


26-Apr-18 28-Feb-18 Prospectus Offering




Energy Income Fund ENI.UN 4,220,524 26-Apr-18 15-Mar-18 General Transaction 866

Energy Leaders Plus Income ETF HPF 5,159,008 12-Apr-18 12-Apr-18 Adjustment -25,000




HPF.U 410,770 12-Apr-18 12-Apr-18 Adjustment -25,000





Enerplus Corporation ERF 244,773,067 26-Apr-18 31-Mar-18 General Transaction 89,779


26-Apr-18 31-Mar-18 Adjustment 536

Enghouse Systems Limited ENGH 27,088,112 25-Apr-18 15-Mar-18 General Transaction 59,700

Ensign Energy Services Inc. ESI 157,074,616 16-Apr-18 12-Apr-18 Convertible Bonds/Notes

/Loans/Debentures 0

Enterprise Group, Inc. E 55,338,874 26-Apr-18 29-Mar-18 Issuer Bid -54,000

Entree Resources Ltd. ETG 174,283,740 26-Apr-18 13-Mar-18 General Transaction 36,944


Equitable Group Inc. EQB 16,515,238 26-Apr-18 09-Mar-18 General Transaction 10,000

Espial Group Inc. ESP 35,844,694 11-Apr-18 31-Mar-18 General Transaction 2,000


Euromax Resources Ltd. EOX 165,097,663 26-Apr-18 04-Apr-18 Other 282,500

16-Apr-18 12-Apr-18 Private Placement 29,000,000

16-Apr-18 12-Apr-18 Other 0

European Dividend Growth Fund EDGF.UN 4,744,978 26-Apr-18 31-Mar-18 Issuer Bid -37,900

European Focused Dividend Fund EF.UN 8,487,100 26-Apr-18 31-Mar-18 Issuer Bid -85,000

Evolve Active Canadian

Preferred Share ETF DIVS 2,600,000 29-Mar-18 29-Mar-18 Adjustment 50,000







Evolve Active US Core Equity ETF CAPS 175,000 12-Apr-18 12-Apr-18 Adjustment 125,000

Evolve Automobile

Innovation Index ETF CARS 225,000 12-Apr-18 12-Apr-18 Adjustment 50,000

CARS.B 200,000 09-Apr-18 09-Apr-18 Adjustment 50,000

Evolve Cyber Security Index ETF CYBR 125,000 20-Apr-18 20-Apr-18 Adjustment -25,000


TOTAL



TOTAL



Evolve Global

Healthcare Enhanced Yield ETF LIFE 25,000 17-Apr-18 17-Apr-18 Adjustment 25,000


LIFE.B 25,000 20-Apr-18 20-Apr-18 Adjustment -100,000

Evolve Marijuana ETF SEED 180,000 03-Apr-18 03-Apr-18 Adjustment 25,000


exactEarth Ltd. XCT 21,634,902 26-Apr-18 31-Jan-18 General Transaction 8,614


Exchange Income Corporation EIF 31,407,929 25-Apr-18 14-Mar-18 General Transaction 1,000



EXFO Inc. EXF 23,465,456 11-Apr-18 31-Mar-18 General Transaction 58,335

Extendicare Inc. EXE 87,968,318 26-Apr-18 15-Mar-18 General Transaction 48,098


26-Apr-18 29-Mar-18 Redemption/Retraction -351,352


/Public Offering 0

EXE.DB.C 1,265,000 16-Apr-18 16-Apr-18 Opening Balance 1,100,000

25-Apr-18 16-Apr-18 Opening Balance 0


Fairfax Financial Holdings Limited FFH 27,863,190 25-Apr-18 28-Mar-18 Cancellation -15,318




Fairfax India Holdings Corporation FIH.U 125,096,316 10-Apr-18 09-Mar-18 General Transaction 7,663,685

Fennec Pharmaceuticals Inc. FRX 18,484,147 26-Apr-18 06-Mar-18 Warrants 50,000





Fiera Capital Corporation FSZ 71,325,168 11-Apr-18 05-Mar-18 General Transaction 257,415



Financial 15 Split Corp. FTN 35,335,374 20-Apr-18 24-Apr-18 Prospectus Offering


FTN.PR.A 35,335,374 20-Apr-18 30-Apr-18 Prospectus Offering


Finning International Inc. FTT 168,401,138 26-Apr-18 01-Mar-18 General Transaction 119























Firm Capital Mortgage

Investment Corporation FC 26,097,413 25-Apr-18 15-Mar-18 General Transaction 99

First Asset 1-5 Year Laddered

Government Strip Bond Index ETF BXF 13,349,969 03-Apr-18 03-Apr-18 Adjustment 50,000





First Asset Active Credit ETF FAO 3,287,565 06-Apr-18 06-Apr-18 Adjustment -150,000

First Asset Active

Utility & Infrastructure ETF FAI 2,141,194 12-Apr-18 12-Apr-18 Adjustment -50,000


First Asset Cambridge

Core U.S. Equity ETF FCY.B 150,000 16-Apr-18 16-Apr-18 Adjustment -50,000

First Asset Canadian

Convertible Bond ETF CXF 1,899,982 13-Apr-18 13-Apr-18 Adjustment 50,000

First Asset Canadian REIT ETF RIT 19,196,068 28-Mar-18 28-Mar-18 Adjustment 50,000




First Asset CanBanc

Income Class ETF CIC 13,171,193 29-Mar-18 29-Mar-18 Adjustment 50,000


First Asset Can-Materials

Covered Call ETF MXF 1,013,041 02-Apr-18 02-Apr-18 Adjustment 25,000


First Asset Core

Canadian Equity ETF CED 599,999 18-Apr-18 18-Apr-18 Adjustment -25,000

First Asset Core Canadian

Equity Income Class ETF CSY 1,046,954 26-Apr-18 26-Apr-18 Adjustment -50,000

First Asset Core U.S. Equity ETF CES 229,983 16-Apr-18 16-Apr-18 Adjustment -25,000

First Asset Energy

Giants Covered Call ETF NXF 2,077,939 10-Apr-18 10-Apr-18 Adjustment 50,000





NXF.B 2,222,693 19-Apr-18 19-Apr-18 Adjustment 50,000

First Asset Enhanced

Short Duration Bond ETF FSB 25,600,000 28-Mar-18 28-Mar-18 Adjustment -100,000








FSB.U 3,650,000 29-Mar-18 29-Mar-18 Adjustment 50,000


First Asset European Bank ETF FHB 4,499,583 18-Apr-18 18-Apr-18 Adjustment 150,000


First Asset Global

Financial Sector ETF FSF 2,891,952 26-Apr-18 26-Apr-18 Adjustment -50,000


TOTAL



TOTAL



First Asset Investment

Grade Bond ETF FIG 47,016,788 29-Mar-18 29-Mar-18 Adjustment 100,000
















FIG.U 1,400,000 10-Apr-18 10-Apr-18 Adjustment 100,000




First Asset Morningstar Canada

Dividend Target 30 Index ETF DXM 2,030,219 06-Apr-18 06-Apr-18 Adjustment -50,000

First Asset Morningstar

Canada Momentum Index ETF WXM 10,549,315 18-Apr-18 18-Apr-18 Adjustment 150,000




Canada Value Index ETF FXM 8,788,640 06-Apr-18 06-Apr-18 Adjustment -50,000




International Value Index ETF VXM 2,883,952 11-Apr-18 11-Apr-18 Adjustment 100,000

VXM.B 3,909,099 17-Apr-18 17-Apr-18 Adjustment 100,000


National Bank Quebec Index ETF QXM 3,573,791 06-Apr-18 06-Apr-18 Adjustment 50,000


US Dividend Target 50 Index ETF UXM.B 1,373,804 06-Apr-18 06-Apr-18 Adjustment -50,000



US Momentum Index ETF YXM 2,087,816 28-Mar-18 28-Mar-18 Adjustment -50,000



US Value Index ETF XXM 3,306,368 13-Apr-18 13-Apr-18 Adjustment -50,000


XXM.B 3,289,009 06-Apr-18 06-Apr-18 Adjustment -100,000

First Asset MSCI Canada

Low Risk Weighted ETF RWC 754,994 13-Apr-18 13-Apr-18 Adjustment -50,000



First Asset MSCI Canada

Quality Index Class ETF FQC 420,545 13-Apr-18 13-Apr-18 Adjustment -50,000


First Asset MSCI Europe

Low Risk Weighted ETF RWE 2,174,820 11-Apr-18 11-Apr-18 Adjustment 100,000

First Asset MSCI USA

Low Risk Weighted ETF RWU 500,165 16-Apr-18 16-Apr-18 Adjustment -50,000

RWU.B 1,349,996 05-Apr-18 05-Apr-18 Adjustment 50,000

First Asset Short Term Government

Bond Index Class ETF FGB 1,400,000 03-Apr-18 03-Apr-18 Adjustment -50,000

First Asset Tech Giants

Covered Call ETF TXF 16,398,997 05-Apr-18 05-Apr-18 Adjustment 150,000






TXF.B 900,000 09-Apr-18 09-Apr-18 Adjustment 50,000


First Asset U.S. &

Canada Lifeco Income ETF FLI 16,725,890 02-Apr-18 02-Apr-18 Adjustment 50,000



First Asset U.S. Buyback Index ETF FBU 800,000 11-Apr-18 11-Apr-18 Adjustment 50,000


First Asset U.S. Equity

Multi-Factor Index ETF FUM 100,000 16-Apr-18 16-Apr-18 Adjustment -50,000

First Asset U.S. Tactical

Sector Allocation Index ETF FUT 400,000 02-Apr-18 02-Apr-18 Adjustment 50,000

First Asset U.S. TrendLeaders

Index ETF SID 2,150,000 28-Mar-18 28-Mar-18 Adjustment -50,000



First Capital Realty Inc. FCR 244,821,580 26-Apr-18 29-Mar-18 General Transaction 319,720

First Majestic Silver Corp. FR 165,736,779 26-Apr-18 21-Mar-18 General Transaction 1,875


First Mining Gold Corp. FF 557,471,616 26-Apr-18 01-Feb-18 Warrants 2,625,000

26-Apr-18 02-Feb-18 Warrants 350,000


First Trust AlphaDEX Emerging

Market Dividend ETF (CAD-Hedged) FDE 450,600 11-Apr-18 11-Apr-18 Adjustment -50,000


First Trust AlphaDEX U.S.

Financial Sector Index ETF FHF 200,000 12-Apr-18 12-Apr-18 Adjustment -150,000



Health Care Sector Index ETF FHH.F 50,000 16-Apr-18 16-Apr-18 Adjustment -50,000


Industrials Sector Index ETF FHG 250,000 11-Apr-18 11-Apr-18 Adjustment 50,000



Technology Sector Index ETF FHQ 900,000 13-Apr-18 13-Apr-18 Adjustment 50,000


First Trust Canadian

Capital Strength ETF FST.A 1,113,337 16-Apr-18 16-Apr-18 Adjustment -50,000

First Trust Global Risk

Managed Income Index ETF ETP 2,336,214 29-Mar-18 29-Mar-18 Adjustment -50,000



First Trust Indxx Innovative

Transaction and Process ETF BLCK 100,000 16-Apr-18 16-Apr-18 Adjustment 50,000

First Trust Senior

Loan ETF (CAD-Hedged) FSL 6,190,010 16-Apr-18 16-Apr-18 Adjustment -150,000


TOTAL



TOTAL



First Trust Tactical Bond Index ETF FTB 1,650,000 28-Mar-18 28-Mar-18 Adjustment -50,000

First Trust Value Line

Dividend Index ETF (CAD-Hedged) FUD 252,160 02-Apr-18 02-Apr-18 Adjustment 1,497

FUD.A 47,835 02-Apr-18 02-Apr-18 Adjustment -1,500

FirstService Corporation FSV 34,593,481 16-Apr-18 06-Feb-18 Plan Maximum 0






Flaherty & Crumrine

Investment Grade

Fixed Income Fund FFI.UN 7,599,841 26-Apr-18 31-Mar-18 Issuer Bid -13,600

Fortis Inc. FTS 423,047,800 11-Apr-18 01-Mar-18 General Transaction 4,000














28-Mar-18 26-Mar-18 Prospectus Offering

/Public Offering 0

Franco-Nevada Corporation FNV 186,043,985 19-Apr-18 29-Mar-18 General Transaction 94


Franklin Liberty Canadian

Investment Grade Corporate ETF FLCI 1,200,000 04-Apr-18 04-Apr-18 Adjustment 100,000

Franklin Liberty Risk

Managed Canadian Equity ETF FLRM 600,000 26-Apr-18 26-Apr-18 Adjustment 100,000

Franklin LibertyQT

U.S. Equity Index ETF FLUS 10,400,000 28-Mar-18 28-Mar-18 Adjustment 500,000







Freehold Royalties Ltd. FRU 118,237,667 26-Apr-18 29-Mar-18 General Transaction 55,000

Gamehost Inc. GH 24,512,853 24-Apr-18 06-Mar-18 Issuer Bid -100







Gazit-Globe Ltd. GZT 193,533,133 24-Apr-18 26-Mar-18 General Transaction 18,918

GeneNews Limited GEN 122,573,664 17-Apr-18 08-Nov-17 Private Placement 0

17-Apr-18 07-Dec-17 Private Placement 2,715,000

17-Apr-18 18-Dec-17 Private Placement 1,332,478

17-Apr-18 22-Mar-18 Private Placement 1,135,500

Genworth MI Canada Inc. MIC 89,792,327 23-Apr-18 31-Mar-18 Issuer Bid -1,228,413

Geodrill Limited GEO 43,470,400 24-Apr-18 08-Mar-18 General Transaction 95,500



George Weston Limited WN 127,956,198 24-Apr-18 31-Mar-18 General Transaction 32,118

Gibson Energy Inc. GEI 143,854,914 24-Apr-18 09-Mar-18 General Transaction 4,705






Gildan Activewear Inc. GIL 216,417,313 11-Apr-18 08-Mar-18 Repurchase -729,845



11-Apr-18 29-Mar-18 Repurchase -1,923,311

Global Dividend

Growers Income Fund GDG.UN 6,642,665 26-Apr-18 31-Mar-18 Issuer Bid -5,100

Global Healthcare

Income & Growth ETF HIG 5,107,692 03-Apr-18 03-Apr-18 Adjustment 3,117


Global Innovation Dividend Fund BL.UN 8,085,000 13-Apr-18 13-Apr-18 Over-Allotment Option (Greenshoe) 85,000

Global Real Estate

Dividend Growers Corp. GRL 4,192,524 26-Apr-18 31-Mar-18 Issuer Bid -3,700

Globalance Dividend Growers Corp. GBF 2,729,328 26-Apr-18 31-Mar-18 Issuer Bid -1,600

GMP Capital Inc. GMP 78,005,339 24-Apr-18 31-Mar-18 Issuer Bid -164,485

goeasy Ltd. GSY 13,592,153 28-Mar-18 12-Jan-18 General Transaction 2,189


28-Mar-18 01-Mar-18 General Transaction 33,992

28-Mar-18 12-Mar-18 General Transaction 68,780

Gold Standard Ventures Corp. GSV 254,254,777 26-Apr-18 22-Jan-18 General Transaction 640,000







Goldcorp Inc. G 869,096,876 28-Mar-18 02-Jan-18 General Transaction 39,624






Golden Star Resources Ltd. GSC 380,762,055 25-Apr-18 04-Aug-17 Adjustment -170,012


25-Apr-18 28-Feb-18 Adjustment -58,789

GoldMoney Inc. XAU 76,863,577 26-Apr-18 15-Mar-18 General Transaction 84,150

Goodfood Market Corp. FOOD 47,825,245 28-Mar-18 31-Jan-18 General Transaction 68,306


Gran Colombia Gold Corp. GCM 23,672,389 28-Mar-18 01-Feb-18 Convertible Bonds/Notes

/Loans/Debentures 75

28-Mar-18 05-Feb-18 Convertible Bonds/Notes








TOTAL



TOTAL




















GCM.DB.U 439,853 25-Apr-18 01-Mar-18 Convertible Bonds/Notes

/Loans/Debentures -800


/Loans/Debentures -5,000







GCM.DB.V 480,229 28-Mar-18 07-Feb-18 Convertible Bonds/Notes














GCM.DB.X 433,310 28-Mar-18 01-Feb-18 Convertible Bonds/Notes


















Gran Tierra Energy Inc. GTE 385,394,642 28-Mar-18 16-Jan-18 Redemption/Retraction 10,000

28-Mar-18 23-Jan-18 Redemption/Retraction 35,000

28-Mar-18 24-Jan-18 Redemption/Retraction 98,600

28-Mar-18 20-Feb-18 Conversion (General) 60,000

Gran Tierra Exchangeco Inc. GTX 4,219,176 28-Mar-18 16-Jan-18 Redemption/Retraction -10,000

28-Mar-18 23-Jan-18 Redemption/Retraction -35,000

28-Mar-18 24-Jan-18 Redemption/Retraction -98,600

28-Mar-18 20-Feb-18 Redemption/Retraction -60,000

Granite Real Estate

Investment Trust GRT.UN 45,888,255 28-Mar-18 02-Jan-18 Issuer Bid -21,900

28-Mar-18 03-Jan-18 Issuer Bid -26,267











28-Mar-18 01-Feb-18 Issuer Bid -300




























26-Apr-18 26-Mar-18 Redemption/Retraction -35




Great Canadian Gaming Corporation GC 60,997,577 28-Mar-18 19-Jan-15 General Transaction 11,667

28-Mar-18 03-Jan-18 General Transaction 5,000

28-Mar-18 04-Jan-18 General Transaction 667














TOTAL



TOTAL







28-Mar-18 25-Jan-18 General Transaction 667













Great Panther Silver Limited GPR 168,653,422 28-Mar-18 18-Jan-18 General Transaction 1,667













Great-West Lifeco Inc. GWO 988,622,039 26-Apr-18 03-Jan-18 General Transaction 900

26-Apr-18 18-Jan-18 Issuer Bid -8,620

























































Guardian Capital Group Limited GCG.A 25,793,332 26-Apr-18 31-Jan-18 Cancellation -300,000


Guyana Goldfields Inc. GUY 173,310,801 26-Apr-18 01-Mar-18 General Transaction 8,000












H&R Real Estate Investment Trust HR.UN 288,653,622 17-Apr-18 05-Mar-18 Redemption/Retraction -96,740




17-Apr-18 09-Mar-18 Conversion (General) 851




Hamilton Capital Global Bank ETF HBG 4,197,037 05-Apr-18 05-Apr-18 Adjustment 100,000





Hamilton Capital Global

Financials Yield ETF HFY 3,821,975 29-Mar-18 29-Mar-18 Adjustment 25,000






Hamilton Capital U.S. Mid-Cap

Financials ETF (USD) HFMU.U 2,025,003 02-Apr-18 02-Apr-18 Adjustment 50,000




TOTAL



TOTAL








Hammond Power Solutions Inc. HPS.A 8,951,624 17-Apr-18 12-Mar-18 General Transaction 5,000

Harte Gold Corp. HRT 572,112,837 17-Apr-18 28-Feb-18 Warrants 1,841,000

17-Apr-18 31-Mar-18 Warrants 4,100,000

Harvest Banks &

Buildings Income ETF HCBB 100,000 28-Mar-18 28-Mar-18 Original Listing 100,000

Healthcare Leaders Income ETF HHL 31,616,390 29-Mar-18 29-Mar-18 Adjustment 50,000








Helius Medical Technologies, Inc. HSM 26,872,120 12-Apr-18 13-Apr-18 Prospectus Offering


12-Apr-18 13-Apr-18 Warrants 0




Heroux-Devtek Inc. HRX 36,218,572 04-Apr-18 28-Feb-18 General Transaction 7,200









High Arctic Energy Services Inc. HWO 53,122,549 17-Apr-18 21-Mar-18 Cancellation -20,959








High Liner Foods Incorporated HLF 33,379,815 12-Apr-18 13-Mar-18 General Transaction 0


Horizon North Logistics Inc. HNL 146,400,158 18-Apr-18 16-Apr-18 Acquisition 1,059,040

Horizons Active Cdn Bond ETF HAD 1,872,402 16-Apr-18 16-Apr-18 Adjustment 17


Horizons Active Cdn Dividend ETF HAL 1,740,452 29-Mar-18 29-Mar-18 Adjustment -125,000



Horizons Active Cdn

Municipal Bond ETF HMP 12,253,104 13-Apr-18 13-Apr-18 Adjustment 25,000




Horizons Active Corporate Bond ETF HAB 54,791,657 28-Mar-18 28-Mar-18 Adjustment -75,000









Horizons Active Emerging

Markets Dividend ETF HAJ 1,323,294 16-Apr-18 16-Apr-18 Adjustment 87

Horizons Active

Floating Rate Bond ETF HFR 59,858,726 28-Mar-18 28-Mar-18 Adjustment 525,000



















Horizons Active Floating

Rate Preferred Share ETF HFP 15,703,819 05-Apr-18 05-Apr-18 Adjustment -100,000




Horizons Active Floating

Rate Senior Loan ETF HSL 8,058,353 16-Apr-18 16-Apr-18 Adjustment 4


Horizons Active Global

Dividend ETF HAZ 10,713,946 05-Apr-18 05-Apr-18 Adjustment -150,000





Horizons Active Global

Fixed Income ETF HAF 8,580,273 03-Apr-18 03-Apr-18 Adjustment 650,000






Horizons Active High Yield Bond ETF HYI 13,544,762 12-Apr-18 12-Apr-18 Adjustment 25,000


Horizons Active Preferred Share ETF HPR 174,861,423 28-Mar-18 28-Mar-18 Adjustment -50,000












TOTAL



TOTAL








Horizons Active US Dividend ETF HAU 575,471 17-Apr-18 17-Apr-18 Adjustment 37

Horizons Active US

Floating Rate Bond (USD) ETF HUF 5,350,079 05-Apr-18 05-Apr-18 Adjustment 150,000





Horizons Canadian

Midstream Oil & Gas Index ETF HOG 971,026 17-Apr-18 17-Apr-18 Adjustment 352

Horizons Cdn

High Dividend Index ETF HXH 9,138,711 11-Apr-18 11-Apr-18 Adjustment 840

Horizons Cdn Insider Index ETF HII 1,075,317 17-Apr-18 17-Apr-18 Adjustment 28

Horizons Cdn Select

Universe Bond ETF HBB 5,367,470 05-Apr-18 05-Apr-18 Adjustment 50,000



Horizons China High

Dividend Yield Index ETF HCN 257,584 17-Apr-18 17-Apr-18 Adjustment 48

Horizons Crude Oil ETF HUC 1,272,500 29-Mar-18 29-Mar-18 Adjustment -20,000









Horizons Enhanced

Income Energy ETF HEE 2,007,620 09-Apr-18 09-Apr-18 Adjustment 50,000




Horizons Enhanced

Income Equity ETF HEX 6,396,799 12-Apr-18 12-Apr-18 Adjustment -25,000



Horizons Enhanced

Income Financials ETF HEF 2,104,434 17-Apr-18 17-Apr-18 Adjustment 337


Horizons Enhanced Income

Gold Producers ETF HEP 2,512,873 06-Apr-18 06-Apr-18 Adjustment 25,000





International Equity ETF HEJ 4,683,875 16-Apr-18 16-Apr-18 Adjustment 50,000





US Equity (USD) ETF HEA 2,407,712 17-Apr-18 17-Apr-18 Adjustment 141

Horizons EURO STOXX 50 Index ETF HXX 3,660,821 03-Apr-18 03-Apr-18 Adjustment 100,000


Horizons Global Risk Parity ETF HRA 3,500,004 09-Apr-18 09-Apr-18 Adjustment -25,000


Horizons Gold ETF HUG 860,000 09-Apr-18 09-Apr-18 Adjustment -10,000

Horizons Gold Yield ETF HGY 3,906,172 28-Mar-18 28-Mar-18 Adjustment 25,000




Horizons Inovestor

Canadian Equity Index ETF INOC 2,275,004 03-Apr-18 03-Apr-18 Adjustment 50,000









Horizons Intl Developed

Markets Equity Index ETF HXDM -400,001 18-Apr-18 26-Sep-17 Adjustment -400,001

HXDM.U 1,552,491 18-Apr-18 26-Sep-17 Original Listing 400,001

18-Apr-18 29-Dec-17 Adjustment 1,176,120

18-Apr-18 11-Jan-18 Adjustment 125,000

18-Apr-18 19-Jan-18 Adjustment 180



Horizons Managed

Global Opportunities ETF HGM 1,674,636 29-Mar-18 29-Mar-18 Adjustment 25,000




Horizons Marijuana Life

Sciences Index ETF HMMJ 41,592,131 29-Mar-18 29-Mar-18 Adjustment 150,000













Horizons Morningstar

Hedge Fund Index ETF HHF 3,765,559 03-Apr-18 03-Apr-18 Adjustment 25,000



Horizons NASDAQ-100 Index ETF HXQ.U 653,721 11-Apr-18 11-Apr-18 Adjustment 80

Horizons Natural Gas ETF HUN 1,985,000 13-Apr-18 13-Apr-18 Adjustment -10,000


Horizons Natural Gas Yield ETF HNY 1,001,648 16-Apr-18 16-Apr-18 Adjustment 205


Horizons Robotics

and Automation Index ETF ROBO 3,150,001 06-Apr-18 06-Apr-18 Adjustment 100,000



TOTAL



TOTAL



Horizons S&P 500 CAD

Hedged Index ETF HSH 476,206 11-Apr-18 11-Apr-18 Adjustment 150

Horizons S&P 500 Index ETF HXS 9,500,501 28-Mar-18 28-Mar-18 Adjustment 100,000


Horizons S&P/TSX 60

Equal Weight Index ETF HEW 619,544 17-Apr-18 17-Apr-18 Adjustment 62

Horizons S&P/TSX 60 Index ETF HXT 54,564,919 28-Mar-18 28-Mar-18 Adjustment 200,000










Horizons S&P/TSX

Capped Energy Index ETF HXE 1,534,715 05-Apr-18 05-Apr-18 Adjustment 25,000


Horizons S&P/TSX

Capped Financials Index ETF HXF 379,275 10-Apr-18 10-Apr-18 Adjustment -500,000






Horizons Seasonal Rotation ETF HAC 10,408,883 04-Apr-18 04-Apr-18 Adjustment -25,000


Horizons US 7-10 Year

Treasury Bond CAD Hedged ETF HTH 100,351 11-Apr-18 11-Apr-18 Adjustment 20

Horizons US 7-10

Year Treasury Bond ETF HTB 856,375 11-Apr-18 11-Apr-18 Adjustment 130

Horizons US Dollar Currency ETF DLR 7,905,654 28-Mar-18 28-Mar-18 Adjustment -100,000















Hudson’s Bay Company HBC 182,866,087 17-Apr-18 02-Feb-18 General Transaction 12,583

Hydro One Limited H 595,867,938 03-Apr-18 01-Apr-18 General Transaction 352,900


Hydrogenics Corporation HYG 15,436,879 03-Apr-18 30-Apr-16 General Transaction 4,203

03-Apr-18 30-Jun-16 Adjustment -4,203



IAMGOLD Corporation IMG 466,432,973 28-Mar-18 31-Dec-17 Adjustment 0

IBI Group Inc. IBG 31,220,877 18-Apr-18 12-Mar-18 General Transaction 1,666

IGM Financial Inc. IGM 240,805,907 03-Apr-18 29-Mar-18 General Transaction 4,480

Immunovaccine Inc. IMV 137,130,713 04-Apr-18 22-Mar-18 General Transaction 11,680




Imperial Metals Corporation III 117,675,160 09-Apr-18 04-Apr-18 Shares for Debt


Imperial Oil Limited IMO 824,036,825 17-Apr-18 31-Mar-18 Issuer Bid -4,061,321

Indigo Books & Music Inc. IDG 26,801,128 17-Apr-18 01-Mar-18 General Transaction 30,000

















Industrial Alliance Insurance

and Financial Services Inc. IAG 109,570,610 04-Apr-18 12-Mar-18 General Transaction 5,000










InMed Pharmaceuticals Inc. IN 152,792,997 17-Apr-18 26-Mar-18 Warrants 2,856





Inovalis Real Estate

Investment Trust INO.UN 22,730,086 16-Apr-18 15-Mar-18 General Transaction 21,356


Inter Pipeline Ltd. IPL 383,161,288 18-Apr-18 15-Mar-18 General Transaction 1,098,898


Interfor Corporation IFP 70,038,162 03-Apr-18 23-Mar-18 General Transaction 2,000

Intermap Technologies Corporation IMP 16,396,289 19-Apr-18 01-Mar-18 Other Transaction 0

11-Apr-18 15-Mar-18 Other Transaction 0





13-Apr-18 15-Mar-18 Plan Maximum 0

International Tower Hill Mines Ltd. ITH 186,522,683 18-Apr-18 27-Mar-18 General Transaction 129,687

InterRent Real Estate

Investment Trust IIP.UN 94,127,322 18-Apr-18 02-Feb-18 General Transaction 5,625



TOTAL



TOTAL








28-Mar-18 28-Mar-18 Over-Allotment Option (Greenshoe) 1,305,000

Intertape Polymer Group Inc. ITP 58,807,410 04-Apr-18 14-Mar-18 General Transaction 7,500

Intrinsyc Technologies Corporation ITC 20,982,988 18-Apr-18 28-Mar-18 General Transaction 4,375



Invesque Inc. IVQ.U 49,050,537 05-Apr-18 09-Feb-18 Private Placement 0


iShares 1-10 Year Laddered

Corporate Bond Index ETF CBH 13,600,000 03-Apr-18 03-Apr-18 Adjustment -50,000




Government Bond Index ETF CLG 14,900,000 28-Mar-18 28-Mar-18 Adjustment 50,000







Corporate Bond Index ETF CBO 77,300,000 02-Apr-18 02-Apr-18 Adjustment -200,000














Government Bond Index ETF CLF 43,200,000 28-Mar-18 28-Mar-18 Adjustment 200,000









iShares Balanced Growth

CorePortfolio Index ETF CBN 2,275,000 09-Apr-18 09-Apr-18 Adjustment 350,000



iShares Balanced Income

CorePortfolio Index ETF CBD 3,000,000 04-Apr-18 04-Apr-18 Adjustment 25,000




CBD.A 400,000 04-Apr-18 04-Apr-18 Adjustment -25,000

iShares Canadian

Corporate Bond Index ETF XCB 77,400,000 28-Mar-18 28-Mar-18 Adjustment -100,000









iShares Canadian

Financial Monthly Income ETF FIE 79,150,000 28-Mar-18 28-Mar-18 Adjustment 50,000















FIE.A 13,466,740 29-Mar-18 29-Mar-18 Adjustment 25,000

iShares Canadian

Government Bond Index ETF XGB 19,100,000 03-Apr-18 03-Apr-18 Adjustment -400,000






iShares Canadian Growth Index ETF XCG 1,300,000 06-Apr-18 06-Apr-18 Adjustment 100,000



iShares Canadian HYBrid

Corporate Bond Index ETF XHB 22,600,000 28-Mar-18 28-Mar-18 Adjustment -100,000




iShares Canadian Real

Return Bond Index ETF XRB 17,900,000 03-Apr-18 03-Apr-18 Adjustment 200,000

iShares Canadian Select

Dividend Index ETF XDV 57,400,000 02-Apr-18 02-Apr-18 Adjustment -800,000



iShares Canadian Value Index ETF XCV 2,600,000 13-Apr-18 13-Apr-18 Adjustment -100,000


iShares Conservative Short Term

Strategic Fixed Income ETF XSC 10,100,000 03-Apr-18 03-Apr-18 Adjustment -200,000







iShares Conservative

Strategic Fixed Income ETF XSE 13,000,000 28-Mar-18 28-Mar-18 Adjustment -100,000




TOTAL



TOTAL



iShares Convertible Bond Index ETF CVD 6,450,000 09-Apr-18 09-Apr-18 Adjustment 150,000


iShares Core Canadian Short

Term Bond Index ETF XSB 69,700,000 04-Apr-18 04-Apr-18 Adjustment 100,000








iShares Core Canadian Short

Term Corporate

+ Maple Bond Index ETF XSH 44,600,000 03-Apr-18 03-Apr-18 Adjustment 200,000







iShares Core Canadian

Universe Bond Index ETF XBB 66,500,000 02-Apr-18 02-Apr-18 Adjustment 100,000









iShares Core MSCI All Country

World ex Canada Index ETF XAW 24,800,000 29-Mar-18 29-Mar-18 Adjustment 100,000









iShares Core MSCI Canadian

Quality Dividend Index ETF XDIV 1,600,000 03-Apr-18 03-Apr-18 Adjustment 25,000








iShares Core MSCI

EAFE IMI Index ETF XEF 61,100,000 06-Apr-18 06-Apr-18 Adjustment 100,000








iShares Core MSCI EAFE IMI

Index ETF (CAD-Hedged) XFH 8,800,000 28-Mar-18 28-Mar-18 Adjustment -500,000





iShares Core MSCI

Emerging Markets IMI Index ETF XEC 21,800,000 03-Apr-18 03-Apr-18 Adjustment 100,000












iShares Core MSCI Global

Quality Dividend Index ETF XDG 1,700,000 05-Apr-18 05-Apr-18 Adjustment 100,000




iShares Core MSCI Global Quality

Dividend Index ETF (CAD-Hedged) XDGH 450,000 29-Mar-18 29-Mar-18 Adjustment 25,000



iShares Core MSCI US

Quality Dividend Index ETF XDU 650,000 09-Apr-18 09-Apr-18 Adjustment 25,000


iShares Core S&P 500 Index ETF XUS 27,100,000 28-Mar-18 28-Mar-18 Adjustment -100,000





iShares Core S&P 500

Index ETF (CAD-Hedged) XSP 138,200,000 28-Mar-18 28-Mar-18 Adjustment 100,000















iShares Core S&P U.S.

Total Market Index ETF XUU 46,875,000 28-Mar-18 28-Mar-18 Adjustment 125,000











TOTAL



TOTAL





iShares Core S&P U.S. Total

Market Index ETF (CAD-Hedged) XUH 3,025,000 06-Apr-18 06-Apr-18 Adjustment 25,000


iShares Core S&P/TSX

Capped Composite Index ETF XIC 184,000,000 29-Mar-18 29-Mar-18 Adjustment 700,000















iShares Diversified

Monthly Income ETF XTR 55,300,000 28-Mar-18 28-Mar-18 Adjustment -100,000




iShares Edge MSCI Min Vol

Canada Index ETF XMV 2,550,000 13-Apr-18 13-Apr-18 Adjustment -50,000


iShares Edge MSCI Min Vol EAFE

Index ETF (CAD-Hedged) XML 1,700,000 11-Apr-18 11-Apr-18 Adjustment 75,000

iShares Edge MSCI Min Vol Global

Index ETF (CAD-Hedged) XMY 275,000 18-Apr-18 18-Apr-18 Adjustment -25,000

iShares Edge MSCI Min

Vol USA Index ETF XMU 3,700,000 25-Apr-18 25-Apr-18 Adjustment -50,000

iShares Edge MSCI Min Vol

USA Index ETF (CAD-Hedged) XMS 900,000 25-Apr-18 25-Apr-18 Adjustment -50,000

iShares Edge MSCI Multifactor

Canada Index ETF XFC 1,100,000 12-Apr-18 12-Apr-18 Adjustment 100,000


EAFE Index ETF XFI 5,500,000 17-Apr-18 17-Apr-18 Adjustment -500,000






EAFE Index ETF (CAD-Hedged) XFF 2,700,000 17-Apr-18 17-Apr-18 Adjustment -600,000








iShares Edge MSCI

Multifactor USA Index ETF XFS 6,000,000 05-Apr-18 05-Apr-18 Adjustment -100,000



iShares Equal Weight

Banc & Lifeco ETF CEW 14,150,000 09-Apr-18 09-Apr-18 Adjustment 4,650,000




iShares Floating Rate Index ETF XFR 26,500,000 03-Apr-18 03-Apr-18 Adjustment 100,000





iShares Global Agriculture Index ETF COW 6,200,000 09-Apr-18 09-Apr-18 Adjustment 400,000



iShares Global Healthcare

Index ETF (CAD-Hedged) XHC 5,200,000 28-Mar-18 28-Mar-18 Adjustment -50,000

iShares Global

Infrastructure Index ETF CIF 2,550,000 09-Apr-18 09-Apr-18 Adjustment 75,000



iShares Global Monthly Dividend

Index ETF (CAD-Hedged) CYH 9,200,000 09-Apr-18 09-Apr-18 Adjustment 600,000


iShares Global Real

Estate Index ETF CGR 4,300,000 09-Apr-18 09-Apr-18 Adjustment 50,000



iShares Global Water Index ETF CWW 4,025,000 09-Apr-18 09-Apr-18 Adjustment 100,000

CWW.A 100,000 03-Apr-18 03-Apr-18 Adjustment -25,000

iShares High Quality

Canadian Bond Index ETF XQB 30,700,000 29-Mar-18 29-Mar-18 Adjustment 100,000




iShares India Index ETF XID 2,000,000 18-Apr-18 18-Apr-18 Adjustment 50,000

iShares J.P. Morgan USD

Emerging Markets

Bond Index ETF (CAD-Hedged) XEB 2,500,000 06-Apr-18 06-Apr-18 Adjustment -225,000


iShares Jantzi Social Index ETF XEN 3,700,000 03-Apr-18 03-Apr-18 Adjustment 100,000


iShares MSCI EAFE

Index ETF (CAD-Hedged) XIN 56,800,000 28-Mar-18 28-Mar-18 Adjustment 100,000




iShares MSCI Emerging

Markets Index ETF XEM 10,200,000 03-Apr-18 03-Apr-18 Adjustment 100,000


iShares MSCI

Europe IMI Index ETF XEU 16,000,000 29-Mar-18 29-Mar-18 Adjustment -100,000



iShares MSCI Europe

IMI Index ETF (CAD-Hedged) XEH 9,800,000 18-Apr-18 18-Apr-18 Adjustment -50,000



TOTAL



TOTAL



iShares MSCI World Index ETF XWD 12,600,000 28-Mar-18 28-Mar-18 Adjustment 600,000










iShares NASDAQ 100

Index ETF (CAD-Hedged) XQQ 5,700,000 28-Mar-18 28-Mar-18 Adjustment 100,000



iShares Premium Money Market ETF CMR 2,950,000 28-Mar-18 28-Mar-18 Adjustment -100,000








iShares S&P U.S. Mid-Cap Index ETF XMC 5,400,000 16-Apr-18 16-Apr-18 Adjustment 100,000

iShares S&P U.S.

Mid-Cap Index ETF (CAD-Hedged) XMH 4,200,000 06-Apr-18 06-Apr-18 Adjustment 100,000


iShares S&P/TSX 60 Index ETF XIU 425,900,000 28-Mar-18 28-Mar-18 Adjustment -2,000,000

29-Mar-18 29-Mar-18 Adjustment -2,700,000




















iShares S&P/TSX Canadian

Dividend Aristocrats Index ETF CDZ 38,650,000 28-Mar-18 28-Mar-18 Adjustment -50,000












CDZ.A 1,975,000 29-Mar-18 29-Mar-18 Adjustment -25,000

iShares S&P/TSX Canadian

Preferred Share Index ETF CPD 108,000,000 29-Mar-18 29-Mar-18 Adjustment -50,000














CPD.A 1,650,000 29-Mar-18 29-Mar-18 Adjustment -50,000

iShares S&P/TSX Capped

Consumer Staples Index ETF XST 2,000,000 13-Apr-18 13-Apr-18 Adjustment -100,000


iShares S&P/TSX

Capped Energy Index ETF XEG 81,700,000 29-Mar-18 29-Mar-18 Adjustment -100,000




















Financials Index ETF XFN 30,900,000 29-Mar-18 29-Mar-18 Adjustment -200,000















iShares S&P/TSX Capped Information

Technology Index ETF XIT 6,100,000 03-Apr-18 03-Apr-18 Adjustment 100,000







TOTAL



TOTAL




Materials Index ETF XMA 9,700,000 03-Apr-18 03-Apr-18 Adjustment -100,000





iShares S&P/TSX

Capped REIT Index ETF XRE 74,400,000 28-Mar-18 28-Mar-18 Adjustment 200,000

















Utilities Index ETF XUT 4,300,000 03-Apr-18 03-Apr-18 Adjustment -100,000




iShares S&P/TSX

Completion Index ETF XMD 8,600,000 12-Apr-18 12-Apr-18 Adjustment 100,000



iShares S&P/TSX Composite

High Dividend Index ETF XEI 24,900,000 04-Apr-18 04-Apr-18 Adjustment 200,000



iShares S&P/TSX Global

Base Metals Index ETF XBM 7,100,000 04-Apr-18 04-Apr-18 Adjustment -200,000


iShares S&P/TSX

Global Gold Index ETF XGD 63,600,000 28-Mar-18 28-Mar-18 Adjustment 300,000












iShares S&P/TSX

SmallCap Index ETF XCS 7,800,000 05-Apr-18 05-Apr-18 Adjustment -100,000

iShares Short Duration High

Income ETF (CAD-Hedged) CSD 7,425,000 04-Apr-18 04-Apr-18 Adjustment -100,000




iShares Short Term High Quality

Canadian Bond Index ETF XSQ 5,700,000 17-Apr-18 17-Apr-18 Adjustment -300,000


iShares Short Term

Strategic Fixed Income ETF XSI 8,400,000 28-Mar-18 28-Mar-18 Adjustment 400,000

iShares Silver Bullion ETF SVR 5,500,000 11-Apr-18 11-Apr-18 Adjustment 250,000

iShares U.S. High Dividend

Equity Index ETF XHU 1,300,000 29-Mar-18 29-Mar-18 Adjustment 100,000

iShares U.S. High Yield Bond

Index ETF (CAD-Hedged) XHY 28,800,000 28-Mar-18 28-Mar-18 Adjustment -350,000







iShares U.S. High Yield Fixed

Income Index ETF (CAD-Hedged) CHB 8,700,000 09-Apr-18 09-Apr-18 Adjustment 600,000


iShares U.S. IG Corporate

Bond Index ETF (CAD-Hedged) XIG 6,600,000 06-Apr-18 06-Apr-18 Adjustment -350,000



iShares U.S. Small Cap

Index ETF (CAD-Hedged) XSU 9,400,000 29-Mar-18 29-Mar-18 Adjustment 100,000





iShares US Dividend Growers

Index ETF (CAD-Hedged) CUD 14,600,000 09-Apr-18 09-Apr-18 Adjustment 800,000



Ivanhoe Mines Ltd. IVN 791,338,002 02-Apr-18 01-Feb-18 General Transaction 671,169


Jamieson Wellness Inc. JWEL 37,875,255 18-Apr-18 06-Mar-18 General Transaction 497




JFT Strategies Fund JFS.UN 8,754,289 18-Apr-18 28-Mar-18 Conversion (General) 47,562


Journey Energy Inc. JOY 38,546,283 18-Apr-18 08-Mar-18 General Transaction 5,745

June 2020 Corporate Bond Trust CBT.UN 1,973,442 18-Apr-18 27-Feb-18 Cancellation -12,700






18-Apr-18 13-Mar-18 Cancellation -700






Just Energy Group Inc. JE 148,394,152 19-Apr-18 16-Mar-18 General Transaction 3,001


JE.PR.U 4,323,300 19-Apr-18 27-Mar-18 Prospectus Offering


TOTAL



TOTAL








Kelso Technologies Inc. KLS 47,170,086 19-Apr-18 16-Mar-18 Acquisition 250,000

Kelt Exploration Ltd. KEL 180,525,165 23-Apr-18 11-Mar-18 General Transaction 30,000







Keyera Corp. KEY 205,981,646 19-Apr-18 15-Mar-18 General Transaction 503,789

Killam Apartment Real

Estate Investment Trust KMP.UN 80,873,861 11-Apr-18 15-Mar-18 General Transaction 77,430



Kinaxis Inc. KXS 25,639,881 04-Apr-18 31-Mar-18 General Transaction 6,100


Kinross Gold Corporation K 1,249,941,828 11-Apr-18 13-Feb-18 General Transaction 1,526,826





Kirkland Lake Gold Ltd. KL 211,144,096 24-Apr-18 04-Jan-18 General Transaction 2,999
























24-Apr-18 06-Apr-18 Issuer Bid -69,400

Klondex Mines Ltd. KDX 179,665,705 24-Apr-18 19-Mar-18 General Transaction 38,631



Knight Therapeutics Inc. GUD 142,818,883 11-Apr-18 15-Mar-18 General Transaction 6,786

Laramide Resources Ltd. LAM 117,864,649 24-Apr-18 20-Mar-18 Warrants 30,000


Largo Resources Ltd. LGO 518,433,263 24-Apr-18 08-Mar-18 Warrants 150,000


Laurentian Bank of Canada LB 41,722,370 04-Apr-18 29-Mar-18 General Transaction 1,419

Leagold Mining Corporation LMC 151,776,959 24-Apr-18 20-Mar-18 General Transaction 280,000

Leon’s Furniture Limited LNF 76,341,341 24-Apr-18 31-Mar-18 General Transaction 22,802

Liberty Gold Corp. LGD 176,906,048 29-Mar-18 28-Feb-18 Warrants 100,000




Liquor Stores N.A. Ltd. LIQ 34,719,658 24-Apr-18 28-Mar-18 General Transaction 6,726


Loblaw Companies Limited L 379,049,247 24-Apr-18 31-Mar-18 Redemption/Retraction -2,919,127


Logistec Corporation LGT.A 7,405,522 11-Apr-18 12-Mar-18 Issuer Bid -100

11-Apr-18 09-Apr-18 Issuer Bid -200

LGT.B 5,264,684 11-Apr-18 12-Mar-18 Issuer Bid -200

26-Apr-18 26-Mar-18 Acquisition 154,529


11-Apr-18 09-Apr-18 Issuer Bid -400

Lundin Gold Inc. LUG 213,163,980 24-Apr-18 26-Mar-18 Private Placement 69,284,065

24-Apr-18 26-Mar-18 Private Placement 24,213,075

Lundin Mining Corporation LUN 731,024,659 29-Mar-18 14-Nov-17 General Transaction 8,850

29-Mar-18 14-Nov-17 Adjustment -19,650

29-Mar-18 14-Nov-17 General Transaction 10,800

04-Apr-18 29-Dec-17 Adjustment -50,000

04-Apr-18 29-Dec-17 Adjustment -469,000

04-Apr-18 29-Dec-17 General Transaction 519,000

29-Mar-18 29-Dec-17 General Transaction 50,000

29-Mar-18 29-Dec-17 Adjustment -519,000


04-Apr-18 31-Jan-18 Adjustment -50,000





Lysander-Slater

Preferred Share ActivETF PR 9,919,000 29-Mar-18 29-Mar-18 Adjustment 50,000



Mackenzie Canadian

Aggregate Bond Index ETF QBB 260,000 09-Apr-18 09-Apr-18 Adjustment 60,000


Mackenzie Canadian

Equity Index ETF QCN 100,000 04-Apr-18 04-Apr-18 Adjustment 20,000

Mackenzie Canadian Large

Cap Equity Index ETF QCE 1,020,000 29-Mar-18 29-Mar-18 Adjustment 160,000





Mackenzie Core Plus |

Canadian Fixed Income ETF MKB 2,650,000 25-Apr-18 25-Apr-18 Adjustment 50,000

Mackenzie Core Plus Global

Fixed Income ETF MGB 6,650,000 13-Apr-18 13-Apr-18 Adjustment 100,000




Mackenzie Floating

Rate Income ETF MFT 17,650,000 28-Mar-18 28-Mar-18 Adjustment 50,000



TOTAL



TOTAL















Mackenzie Maximum

Diversification All World Developed

ex North America Index ETF MXU 3,900,000 06-Apr-18 06-Apr-18 Adjustment 100,000


Mackenzie Maximum Diversification

Developed Europe Index ETF MEU 3,600,000 29-Mar-18 29-Mar-18 Adjustment 100,000


Mackenzie Maximum

Diversification US Index ETF MUS 2,200,000 29-Mar-18 29-Mar-18 Adjustment -100,000

Mackenzie Portfolio Completion ETF MPCF 270,000 29-Mar-18 29-Mar-18 Adjustment 15,000


Mackenzie Unconstrained Bond ETF MUB 11,900,000 02-Apr-18 02-Apr-18 Adjustment 50,000









Mackenzie US Investment Grade

Corporate Bond

Index ETF (CAD-Hedged) QUIG 1,520,000 13-Apr-18 13-Apr-18 Adjustment 20,000

Mackenzie US Large

Cap Equity Index ETF QUU 1,450,000 02-Apr-18 02-Apr-18 Adjustment -50,000







Magna International Inc. MG 357,049,620 24-Apr-18 23-Mar-18 General Transaction 34,954



Manulife Financial Corporation MFC 1,983,144,677 02-Apr-18 31-Mar-18 General Transaction 247,210

Manulife Floating Rate

Senior Loan Fund MFR.UN 13,601,777 24-Apr-18 31-Mar-18 Conversion (General) 520

Manulife Multifactor Canadian

Large Cap Index ETF MCLC 1,150,000 04-Apr-18 04-Apr-18 Adjustment 50,000

Manulife Multifactor Developed

International Index ETF MINT 1,300,000 06-Apr-18 06-Apr-18 Adjustment 100,000

Manulife Multifactor U.S.

Mid Cap Index ETF MUMC 200,000 09-Apr-18 09-Apr-18 Adjustment -50,000

Maple Leaf Foods Inc. MFI 126,660,289 24-Apr-18 06-Mar-18 General Transaction 500


Marathon Gold Corporation MOZ 146,098,352 24-Apr-18 31-Mar-18 General Transaction 85,000

Mason Resources Corp. MNR 78,190,863 24-Apr-18 02-Mar-18 General Transaction 7,092


Maxar Technologies Ltd. MAXR 56,368,754 24-Apr-18 31-Mar-18 General Transaction 238


MBN Corporation MBN 3,861,851 24-Apr-18 31-Mar-18 Issuer Bid -21,000

MCAN Mortgage Corporation MKP 23,559,145 24-Apr-18 29-Mar-18 General Transaction 97,616

McEwen Mining Inc. MUX 337,086,060 03-Apr-18 05-Mar-18 General Transaction 24,000



Medicenna Therapeutics Corp. MDNA 24,578,137 24-Apr-18 12-Feb-18 Warrants 2,200






MedReleaf Corp. LEAF 101,004,874 26-Apr-18 01-Mar-18 General Transaction 10,913







Mega Uranium Ltd. MGA 295,745,639 03-Apr-18 21-Mar-18 General Transaction 800,000

Methanex Corporation MX 83,235,804 24-Apr-18 31-Mar-18 Issuer Bid -550,000


Metro Inc. MRU 228,028,354 25-Apr-18 01-Mar-18 General Transaction 3,300







Microbix Biosystems Inc. MBX 96,772,705 02-Apr-18 27-Feb-18 Warrants 1,815

05-Apr-18 28-Mar-18 Opening Balance 0

Middlefield Can-Global

REIT Income Fund RCO.UN 3,139,806 24-Apr-18 31-Mar-18 Issuer Bid -1,500

Middlefield Healthcare &

Life Sciences Dividend Fund LS.UN 9,445,600 24-Apr-18 31-Mar-18 Issuer Bid -99,700

Middlefield Healthcare

& Wellness Dividend Fund HWF.UN 10,597,360 24-Apr-18 31-Mar-18 Issuer Bid -42,100

MINT Income Fund MID.UN 22,525,025 24-Apr-18 31-Mar-18 Issuer Bid -22,200

Mitel Networks Corporation MNW 121,162,441 19-Apr-18 31-Mar-18 General Transaction 6,937




Molson Coors Canada Inc. TPX.A 2,878,432 04-Apr-18 31-Mar-18 Fractional Shares -3

25-Apr-18 31-Mar-18 Adjustment -100

TPX.B 14,691,345 04-Apr-18 31-Mar-18 Fractional Shares -219

04-Apr-18 31-Mar-18 Conversion (General) -7

Morguard Corporation MRC 11,456,959 24-Apr-18 13-Mar-18 Issuer Bid -900






TOTAL



TOTAL



Morguard North American Residential

Real Estate Investment Trust MRG.UN 33,699,242 24-Apr-18 15-Mar-18 General Transaction 2,448

Morguard Real

Estate Investment Trust MRT.UN 60,698,202 24-Apr-18 15-Mar-18 General Transaction 3,102

Morneau Shepell Inc. MSI 53,856,460 26-Apr-18 16-Mar-18 General Transaction 852



Mountain Province Diamonds Inc. MPVD 209,990,808 17-Apr-18 13-Apr-18 Acquisition 49,737,307

National Bank of Canada NA 339,482,273 11-Apr-18 31-Mar-18 Issuer Bid -1,300,000


Nemaska Lithium Inc. NMX 401,643,577 26-Apr-18 25-Apr-18 Private Placement 0

Neovasc Inc. NVCN 1,207,511,274 16-Apr-18 01-Mar-18 Warrants 8,166,252

16-Apr-18 01-Mar-18 Warrants 4,090,576

16-Apr-18 02-Mar-18 Warrants 8,489,964

16-Apr-18 02-Mar-18 Warrants 2,045,288

16-Apr-18 05-Mar-18 Warrants 2,045,288

16-Apr-18 06-Mar-18 Warrants 4,090,576

16-Apr-18 07-Mar-18 Warrants 2,069,995

16-Apr-18 07-Mar-18 Warrants 8,307,693

16-Apr-18 07-Mar-18 Warrants 5,250,462

16-Apr-18 08-Mar-18 Warrants 9,450,831

16-Apr-18 09-Mar-18 Warrants 11,641,869

16-Apr-18 09-Mar-18 Warrants 21,001,847

16-Apr-18 13-Mar-18 Warrants 11,063,893

16-Apr-18 13-Mar-18 Warrants 9,975,411

16-Apr-18 14-Mar-18 Warrants 16,835,296

16-Apr-18 15-Mar-18 Warrants 9,210,204

16-Apr-18 15-Mar-18 Warrants 11,999,973

16-Apr-18 16-Mar-18 Warrants 16,752,735

16-Apr-18 19-Mar-18 Warrants 12,615,040

16-Apr-18 19-Mar-18 Warrants 22,336,980

16-Apr-18 20-Mar-18 Warrants 14,363,702

16-Apr-18 20-Mar-18 Warrants 12,409,432

16-Apr-18 20-Mar-18 Warrants 9,999,986

16-Apr-18 21-Mar-18 Warrants 19,009,989

16-Apr-18 21-Mar-18 Warrants 11,000,002

16-Apr-18 22-Mar-18 Warrants 13,490,196

16-Apr-18 22-Mar-18 Warrants 6,179,236

16-Apr-18 23-Mar-18 Warrants 26,980,392

16-Apr-18 26-Mar-18 Warrants 6,745,098

16-Apr-18 27-Mar-18 Warrants 32,039,216

18-Apr-18 02-Apr-18 Warrants 77,615,280

18-Apr-18 03-Apr-18 Warrants 28,231,656

18-Apr-18 04-Apr-18 Warrants 66,862,745

18-Apr-18 05-Apr-18 Warrants 31,217,448

18-Apr-18 06-Apr-18 Warrants 56,136,152

18-Apr-18 06-Apr-18 Warrants 700,000

18-Apr-18 09-Apr-18 Warrants 23,413,086

18-Apr-18 09-Apr-18 Warrants 1,400,000

18-Apr-18 09-Apr-18 Warrants 62,869,964

18-Apr-18 10-Apr-18 Warrants 1,400,000

18-Apr-18 10-Apr-18 Warrants 43,128,884

18-Apr-18 10-Apr-18 Warrants 85,847,982

18-Apr-18 11-Apr-18 Warrants 26,014,540

18-Apr-18 11-Apr-18 Warrants 1,385,266

18-Apr-18 11-Apr-18 Warrants 29,183,528

18-Apr-18 12-Apr-18 Warrants 83,246,528

18-Apr-18 13-Apr-18 Warrants 1,373,433

18-Apr-18 13-Apr-18 Warrants 47,013,682

18-Apr-18 13-Apr-18 Warrants 21,074,739

18-Apr-18 16-Apr-18 Warrants 41,623,264

18-Apr-18 16-Apr-18 Convertible Bonds/Notes


NeuLion, Inc. NLN 280,334,268 24-Apr-18 07-Mar-18 General Transaction 1,174,790

New Flyer Industries Inc. NFI 62,971,836 03-Apr-18 28-Mar-18 General Transaction 2,517


New Look Vision Group Inc. BCI 15,491,520 11-Apr-18 23-Mar-18 General Transaction 7,139



Newfoundland Capital

Corporation Limited NCC.A 21,538,133 04-Apr-18 15-Mar-18 Cancellation -142,100



NexGen Energy Ltd. NXE 343,327,690 26-Apr-18 29-Mar-18 General Transaction 5,000

NexJ Systems Inc. NXJ 21,022,422 03-Apr-18 12-Mar-18 Issuer Bid -1,000













NGEx Resources Inc. NGQ 226,370,653 02-Apr-18 16-Mar-18 General Transaction 50,000



Ninepoint Energy

Opportunities Trust NRGY.UN 4,358,150 29-Mar-18 28-Feb-18 Other -13,028

Norbord Inc. OSB 86,545,027 24-Apr-18 21-Mar-18 General Transaction 8,951


North American

Construction Group Ltd. NOA 27,870,515 26-Apr-18 16-Mar-18 General Transaction 5,000


















Northcliff Resources Ltd. NCF 173,756,229 24-Apr-18 14-Mar-18 Warrants 2,399,769

Northern Dynasty Minerals Ltd. NDM 311,816,308 24-Apr-18 31-Mar-18 Warrants 1,310,575

NDM.WT.A 4,423,440 24-Apr-18 31-Mar-18 Warrants -1,310,575

Northland Power Inc. NPI 175,068,741 24-Apr-18 14-Mar-18 Convertible Bonds/Notes




TOTAL



TOTAL



NPI.DB.B 772,550 24-Apr-18 14-Mar-18 Convertible Bonds/Notes


Northview Apartment Real

Estate Investment Trust NVU.DB 228,160 26-Apr-18 23-Nov-17 Adjustment 1,000

26-Apr-18 23-Nov-17 Convertible Bonds/Notes



26-Apr-18 08-Jan-18 Convertible Bonds/Notes








NVU.UN 51,165,976 24-Apr-18 02-Mar-18 General Transaction 6,295







NorthWest Healthcare Properties

Real Estate Investment Trust NWH.UN 102,592,244 24-Apr-18 14-Mar-18 Convertible Bonds/Notes





NovaGold Resources Inc. NG 322,303,842 24-Apr-18 06-Mar-18 General Transaction 1,730


Nutrien Ltd. NTR 636,111,735 24-Apr-18 27-Feb-18 Issuer Bid -364,259



























NuVista Energy Ltd. NVA 174,184,248 26-Apr-18 31-Mar-18 General Transaction 50,002

Nuvo Pharmaceuticals Inc. NRI 11,597,849 24-Apr-18 28-Mar-18 General Transaction 46,952

OceanaGold Corporation OGC 617,097,616 24-Apr-18 02-Mar-18 General Transaction 986,397


OCP Credit Strategy Fund OCS.UN 12,654,792 26-Apr-18 29-Mar-18 Redemption/Retraction -1,339,296

ONE Global Equity ETF ONEQ 2,400,000 28-Mar-18 28-Mar-18 Adjustment 50,000


Open Text Corporation OTEX 267,266,442 24-Apr-18 31-Mar-18 General Transaction 147,680

24-Apr-18 31-Mar-18 General Transaction -56

Optiva Inc. OPT 5,233,047 03-Apr-18 05-Apr-18 Consolidation -256,419,306

Orbit Garant Drilling Inc. OGD 36,147,119 25-Apr-18 20-Apr-18 General Transaction 5,000

Oryx Petroleum Corporation Limited OXC 458,422,779 16-Apr-18 16-Apr-18 Other Transaction 0


Osisko Gold Royalties Ltd OR 156,225,706 11-Apr-18 27-Mar-18 Cancellation -1,363,304

Pan American Silver Corp. PAAS 153,317,350 24-Apr-18 21-Mar-18 General Transaction 3,558


Paramount Resources Ltd. POU 133,662,255 24-Apr-18 31-Mar-18 General Transaction 21,820

Parex Resources Inc. PXT 155,646,553 05-Apr-18 28-Feb-18 Issuer Bid -241,620

05-Apr-18 28-Feb-18 Adjustment 281,890

























Park Lawn Corporation PLC 15,354,504 02-Apr-18 15-Mar-18 General Transaction 2,403

Parkland Fuel Corporation PKI 131,731,519 28-Mar-18 31-Jan-18 Cancellation -98,350





Partners Real Estate

Investment Trust PAR.UN 45,909,059 23-Apr-18 15-Mar-18 General Transaction 25,816

Pason Systems Inc. PSI 85,073,616 26-Apr-18 31-Mar-18 General Transaction 5,568

Pattern Energy Group Inc. PEGI 98,274,669 24-Apr-18 31-Mar-18 General Transaction 279,416


Pembina Pipeline Corporation PPL 503,405,631 03-Apr-18 28-Feb-18 General Transaction 15,117




PPL.DB.F 929,355 24-Apr-18 31-Mar-18 Convertible Bonds/Notes



TOTAL



TOTAL



Pengrowth Energy Corporation PGF 556,115,521 03-Apr-18 31-Mar-18 General Transaction 3,869,417

Perpetual Energy Inc. PMT 60,183,100 24-Apr-18 31-Mar-18 General Transaction 472,536

Perseus Mining Limited PRU 1,034,040,785 03-Apr-18 02-Mar-18 General Transaction 750,000


Petrus Resources Ltd. PRQ 49,491,982 06-Apr-18 28-Feb-16 Adjustment 142


11-Apr-18 20-Nov-17 Adjustment -232,071

11-Apr-18 20-Nov-17 Stock Appreciation Rights 63,940

Picton Mahoney Tactical

Income Fund PMB.UN 7,214,625 24-Apr-18 05-Mar-18 Conversion (General) 5,359





PIMCO Global Income

Opportunities Fund PGI.UN 44,636,901 03-Apr-18 31-Jan-18 General Transaction 8,706


PIMCO Investment Grade

Credit Fund (Canada) IGCF 2,250,000 04-Apr-18 04-Apr-18 Adjustment 50,000



PIMCO Monthly

Income Fund (Canada) PMIF 25,600,000 02-Apr-18 02-Apr-18 Adjustment 150,000













Plaza Retail REIT PLZ.UN 101,974,376 28-Mar-18 15-Feb-18 General Transaction 565




Points International Ltd. PTS 14,427,987 28-Mar-18 28-Feb-18 Cancellation -56,607


Polymet Mining Corp. POM 320,402,029 28-Mar-18 01-Feb-18 General Transaction 734,123



29-Mar-18 26-Mar-18 Convertible Bonds/Notes

/Loans/Debentures 0


Posera Ltd. PAY 119,796,879 28-Mar-18 02-Feb-18 General Transaction 240,000

Postmedia Network Canada Corp. PNC.A 61,218 11-Apr-18 01-Feb-18 Other Transaction 0

11-Apr-18 01-Feb-18 Other Transaction 0

28-Mar-18 05-Feb-18 Conversion (General) 600




28-Mar-18 28-Feb-18 Conversion (General) -2,000

PNC.B 93,655,981 11-Apr-18 01-Feb-18 Other Transaction 0

11-Apr-18 01-Feb-18 Other Transaction 0

28-Mar-18 06-Feb-18 Conversion (General) -600





Potash Ridge Corporation PRK 188,345,810 28-Mar-18 28-Feb-18 Convertible Bonds/Notes


Power Corporation of Canada POW 415,873,704 11-Apr-18 08-Mar-18 General Transaction 6,650




POW.PR.F 280,800 11-Apr-18 27-Mar-18 Repurchase -8,700

PowerShares 1-3 Year Laddered

Floating Rate Note Index ETF PFL 2,500,000 13-Apr-18 13-Apr-18 Adjustment -650,000


PowerShares 1-5 Year Laddered

Investment Grade

Corporate Bond Index ETF PSB 37,705,750 28-Mar-18 28-Mar-18 Adjustment -50,000







PowerShares Canadian

Dividend Index ETF PDC 12,050,000 03-Apr-18 03-Apr-18 Adjustment 100,000






PowerShares Canadian

Preferred Share Index ETF PPS 11,632,427 04-Apr-18 04-Apr-18 Adjustment 50,000



PowerShares FTSE RAFI Canadian

Fundamental Index ETF PXC 8,448,220 28-Mar-18 28-Mar-18 Adjustment 50,000






PowerShares FTSE RAFI

Global+ Fundamental Index ETF PXG 600,000 28-Mar-18 28-Mar-18 Adjustment 50,000

PXG.U 50,000 28-Mar-18 28-Mar-18 Adjustment -25,000

PowerShares FTSE RAFI U.S.

Fundamental Index ETF PXU.F 3,525,000 28-Mar-18 28-Mar-18 Adjustment 275,000




PowerShares FTSE RAFI U.S.

Fundamental Index ETF II PXS 1,175,000 05-Apr-18 05-Apr-18 Adjustment 25,000

PXS.U 32,500 16-Apr-18 16-Apr-18 Adjustment -20,000

PowerShares Fundamental High

Yield Corporate Bond Index ETF PFH.F 3,200,000 04-Apr-18 04-Apr-18 Adjustment -450,000


PowerShares Global

Shareholder Yield ETF PSY.U 45,000 16-Apr-18 16-Apr-18 Adjustment -20,000


TOTAL



TOTAL



PowerShares LadderRite U.S.

0-5 Year Corporate Bond Index ETF USB 1,900,000 18-Apr-18 18-Apr-18 Adjustment -25,000


PowerShares Low

Volatility Portfolio ETF PLV 1,800,000 06-Apr-18 06-Apr-18 Adjustment 25,000

PowerShares QQQ Index ETF QQC.F 1,900,000 23-Apr-18 23-Apr-18 Adjustment 50,000

PowerShares S&P 500

Low Volatility Index ETF ULV.F 6,255,000 02-Apr-18 02-Apr-18 Adjustment -25,000

PowerShares S&P International

Developed Low Volatility Index ETF ILV 1,293,000 09-Apr-18 09-Apr-18 Adjustment 10,000


PowerShares S&P/TSX Composite

Low Volatility Index ETF TLV 13,325,000 04-Apr-18 04-Apr-18 Adjustment -50,000


PowerShares Senior Loan Index ETF BKL.F 3,780,000 28-Mar-18 28-Mar-18 Adjustment 75,000


BKL.U 175,000 23-Apr-18 23-Apr-18 Adjustment 125,000

PowerShares Tactical Bond ETF PTB 9,275,000 28-Mar-18 28-Mar-18 Adjustment -75,000






Prairie Provident Resources Inc. PPR 115,891,110 28-Mar-18 03-Feb-18 General Transaction 18,411

PrairieSky Royalty Ltd. PSK 235,462,341 28-Mar-18 09-Feb-18 Issuer Bid -250,400

Precious Metals and Mining Trust MMP.UN 19,279,075 24-Apr-18 23-Mar-18 General Transaction 4,669

Premier Gold Mines Limited PG 202,614,536 28-Mar-18 26-Feb-18 General Transaction 5,500



Premium Brands

Holdings Corporation PBH 31,109,037 28-Mar-18 13-Feb-18 Conversion (General) 492




29-Mar-18 29-Mar-18 Acquisition 47,892


/Loans/Debentures 0


/Loans/Debentures 0

PBH.DB.D 227,110 28-Mar-18 13-Feb-18 Conversion (General) -220




PBH.DB.G 1,725,000 09-Apr-18 09-Apr-18 Opening Balance 1,500,000


Prometic Life Sciences Inc. PLI 712,329,990 11-Apr-18 07-Mar-18 General Transaction 2,500

ProMIS Neurosciences Inc. PMN 226,330,215 24-Apr-18 15-Mar-18 Warrants 250,000



Prophecy Development Corp. PCY 7,472,179 24-Apr-18 23-Apr-18 Warrants 0

Pulse Seismic Inc. PSD 53,850,917 28-Mar-18 16-Feb-18 Issuer Bid -169,900

Purpose Duration

Hedged Real Estate Fund PHR 2,475,000 29-Mar-18 29-Mar-18 Adjustment 50,000




Purpose Global Innovators Fund PINV 50,000 03-Apr-18 04-Apr-18 Original Listing 50,000

Purpose Multi-Asset Income Fund PINC 50,000 03-Apr-18 04-Apr-18 Original Listing 50,000

Purpose Premium Yield Fund PYF 3,775,000 03-Apr-18 03-Apr-18 Adjustment 75,000




Purpose Strategic Yield Fund SYLD 125,000 03-Apr-18 04-Apr-18 Original Listing 50,000


Purpose Tactical

Hedged Equity Fund PHE 556,910 19-Apr-18 19-Apr-18 Adjustment -50,000

Purpose Tactical

Investment Grade Bond Fund BND 2,975,000 02-Apr-18 02-Apr-18 Adjustment -250,000

Purpose Total Return Bond Fund PBD 4,000,839 09-Apr-18 09-Apr-18 Adjustment -200,000

Purpose US Cash ETF PSU.U 833,500 03-Apr-18 03-Apr-18 Adjustment 25,000

Purpose US Dividend Fund PUD.B 375,000 13-Apr-18 13-Apr-18 Adjustment -50,000

Quarterhill Inc. QTRH 118,658,249 05-Apr-18 05-Mar-18 Opening Balance 0

Quebecor Inc. QBR.A 77,324,844 04-Apr-18 15-Mar-18 Conversion (General) -3,600

QBR.B 156,864,284 04-Apr-18 01-Mar-18 Issuer Bid -50,000




















RBC 1-5 Year Laddered

Canadian Bond ETF RLB 11,950,000 09-Apr-18 09-Apr-18 Adjustment -100,000


RBC 1-5 Year Laddered

Corporate Bond ETF RBO 13,200,000 19-Apr-18 19-Apr-18 Adjustment -50,000


RBC Canadian Bank

Yield Index ETF RBNK 1,600,000 03-Apr-18 03-Apr-18 Adjustment -500,000






RBC Canadian Preferred Share ETF RPF 36,214,673 29-Mar-18 29-Mar-18 Adjustment 50,000








TOTAL



TOTAL







RBC PH&N Short Term

Canadian Bond ETF RPSB 1,550,000 06-Apr-18 06-Apr-18 Adjustment 50,000





RBC Quant Canadian

Dividend Leaders ETF RCD 6,500,000 28-Mar-18 28-Mar-18 Adjustment -50,000

RBC Quant EAFE Dividend

Leaders (CAD Hedged) ETF RIDH 4,850,000 05-Apr-18 05-Apr-18 Adjustment 50,000



RBC Quant EAFE

Dividend Leaders ETF RID 18,900,000 29-Mar-18 29-Mar-18 Adjustment 400,000






RID.U 2,550,000 25-Apr-18 25-Apr-18 Adjustment -50,000

RBC Quant EAFE Equity

Leaders (CAD Hedged) ETF RIEH 1,150,000 29-Mar-18 29-Mar-18 Adjustment -50,000



RBC Quant EAFE Equity

Leaders ETF RIE 1,650,000 10-Apr-18 10-Apr-18 Adjustment 100,000


RIE.U 100,000 17-Apr-18 17-Apr-18 Adjustment -50,000

RBC Quant Emerging

Markets Dividend Leaders ETF RXD 1,900,000 29-Mar-18 29-Mar-18 Adjustment 50,000



RXD.U 300,000 29-Mar-18 29-Mar-18 Adjustment -50,000

RBC Quant Emerging

Markets Equity Leaders ETF RXE 800,000 11-Apr-18 11-Apr-18 Adjustment -50,000

RBC Quant European Dividend

Leaders (CAD Hedged) ETF RPDH 3,900,000 05-Apr-18 05-Apr-18 Adjustment 50,000


RBC Quant European

Dividend Leaders ETF RPD 7,150,000 29-Mar-18 29-Mar-18 Adjustment 50,000





RPD.U 850,000 29-Mar-18 29-Mar-18 Adjustment -50,000

RBC Quant Global

Infrastructure Leaders ETF RIG 1,000,000 06-Apr-18 06-Apr-18 Adjustment 50,000

RBC Quant U.S. Dividend

Leaders (CAD Hedged) ETF RUDH 4,700,000 29-Mar-18 29-Mar-18 Adjustment 100,000




RBC Quant U.S.

Dividend Leaders ETF RUD 12,850,000 29-Mar-18 29-Mar-18 Adjustment 100,000




RUD.U 1,450,000 29-Mar-18 29-Mar-18 Adjustment -50,000


RBC Quant U.S. Equity

Leaders (CAD Hedged) ETF RUEH 700,000 02-Apr-18 02-Apr-18 Adjustment 50,000

RBC Quant U.S. Equity Leaders ETF RUE 1,350,000 19-Apr-18 19-Apr-18 Adjustment 50,000

RUE.U 200,000 16-Apr-18 16-Apr-18 Adjustment 50,000


RBC Short Term U.S.

Corporate Bond ETF RUSB.U 1,150,000 28-Mar-18 28-Mar-18 Adjustment 100,000






RBC Target 2018

Corporate Bond Index ETF RQF 2,200,000 09-Apr-18 09-Apr-18 Adjustment -250,000

RBC Target 2019

Corporate Bond Index ETF RQG 7,500,000 26-Apr-18 26-Apr-18 Adjustment -100,000

RBC Target 2020

Corporate Bond Index ETF RQH 6,300,000 05-Apr-18 05-Apr-18 Adjustment -100,000



RBC Target 2021

Corporate Bond Index ETF RQI 6,300,000 29-Mar-18 29-Mar-18 Adjustment -100,000

RBC Target 2022

Corporate Bond Index ETF RQJ 5,350,000 29-Mar-18 29-Mar-18 Adjustment -50,000

Real Matters Inc. REAL 88,231,091 28-Mar-18 28-Feb-18 General Transaction 18,264

Redhawk Resources, Inc. RDK 178,580,458 26-Apr-18 13-Mar-18 Conversion (General) 12,149,820

Redwood Floating Rate Bond Fund IFL.UN 6,821,984 28-Mar-18 12-Feb-18 Conversion (General) 13,132

Redwood Global

Financials Income Fund NAF.UN 1,944,298 28-Mar-18 08-Feb-18 Conversion (General) 4,824

REIT INDEXPLUS Income Fund IDR.UN 4,600,379 28-Mar-18 28-Feb-18 Issuer Bid -5,800

Resolute Forest Products Inc. RFP 90,424,850 29-Mar-18 31-Dec-17 Adjustment 0


26-Apr-18 28-Feb-18 Adjustment -118,696

29-Mar-18 28-Feb-18 General Transaction 0

26-Apr-18 28-Feb-18 Adjustment 0

Restaurant Brands International Inc. QSR 248,078,047 28-Mar-18 28-Feb-18 Conversion (General) 2,066





28-Mar-18 28-Feb-18 General Transaction 3,985,702

Restaurant Brands

International Limited Partnership QSP.UN 217,706,858 28-Mar-18 28-Feb-18 Conversion (General) -2,066

Resverlogix Corp. RVX 177,181,992 29-Mar-18 27-Mar-18 Private Placement 1,523,256

19-Apr-18 12-Apr-18 Private Placement 364,914

Richelieu Hardware Ltd. RCH 57,714,339 11-Apr-18 31-Mar-18 General Transaction 5,175


RioCan Real Estate

Investment Trust REI.UN 319,500,263 28-Mar-18 28-Feb-18 General Transaction 2,489

28-Mar-18 28-Feb-18 Issuer Bid -3,430,702


TOTAL



TOTAL



28-Mar-18 28-Feb-18 Agreement 150,000

28-Mar-18 28-Feb-18 Agreement 74,456

Ritchie Bros. Auctioneers

Incorporated RBA 107,471,895 28-Mar-18 28-Feb-18 General Transaction 9,372




Rocky Mountain Dealerships Inc. RME 19,883,586 28-Mar-18 06-Feb-18 General Transaction 5,000

Rogers Sugar Inc. RSI 105,744,970 04-Apr-18 27-Mar-18 Convertible Bonds/Notes



/Loans/Debentures 0


/Loans/Debentures 0

RSI.DB.F 977,500 03-Apr-18 03-Apr-18 Over-Allotment Option (Greenshoe) 127,500

Roxgold Inc. ROXG 373,069,095 28-Mar-18 27-Feb-18 General Transaction 100,000



Royal Bank of Canada RY 1,443,050,193 28-Mar-18 28-Feb-18 Issuer Bid -547,477



19-Apr-18 01-Apr-18 Issuer Bid -1,150,000



Rubicon Minerals Corporation RMX 65,853,092 28-Mar-18 21-Feb-18 Other 133,565

Russel Metals Inc. RUS 61,959,644 28-Mar-18 20-Feb-18 General Transaction 13,400




Sandstorm Gold Ltd. SSL 183,797,234 28-Mar-18 28-Feb-18 Warrants 231,484


Saputo Inc. SAP 387,407,403 11-Apr-18 31-Mar-18 General Transaction 197,639

Seabridge Gold Inc. SEA 57,872,318 28-Mar-18 01-Feb-18 General Transaction 50,000





Semafo Inc. SMF 325,542,255 04-Apr-18 14-Mar-18 General Transaction 67,794






Senvest Capital Inc. SEC 2,725,924 11-Apr-18 26-Mar-18 Issuer Bid -600




Shaw Communications Inc. SJR.B 480,180,535 28-Mar-18 28-Feb-18 General Transaction 48,950






ShawCor Ltd. SCL 70,043,628 28-Mar-18 28-Feb-18 General Transaction 883

Sherritt International Corporation S 396,884,100 28-Mar-18 01-Feb-18 Warrants 1,428

28-Mar-18 02-Feb-18 Warrants 3,663

28-Mar-18 06-Feb-18 Warrants 146






Shopify Inc. SHOP 92,883,410 17-Apr-18 31-Dec-17 Adjustment -40,561

17-Apr-18 31-Dec-17 General Transaction 40,027

17-Apr-18 31-Dec-17 Conversion (General) 40,561

17-Apr-18 31-Dec-17 Conversion (General) -40,027

17-Apr-18 28-Feb-18 Conversion (General) 521,599

17-Apr-18 28-Feb-18 Conversion (General) -202,145










Sienna Senior Living Inc. SIA 63,574,820 28-Mar-18 15-Feb-18 General Transaction 31,758









SIA.DB 450,224 28-Mar-18 20-Feb-18 Conversion (General) -20

Sierra Wireless, Inc. SW 35,960,997 28-Mar-18 09-Feb-18 General Transaction 13,340


















Silver Bear Resources plc SBR 670,027,513 28-Mar-18 16-Jan-18 General Transaction 1,600,000




Silver Bull Resources, Inc. SVB 200,856,092 28-Mar-18 13-Feb-18 Warrants 178,000

28-Mar-18 16-Feb-18 Warrants 250,000

28-Mar-18 20-Feb-18 Warrants 258,750

Slate Retail REIT SRT.UN 43,644,825 28-Mar-18 28-Feb-18 Conversion (General) 3,021

28-Mar-18 28-Feb-18 Repurchase -12,983


SmartCentres Real

Estate Investment Trust SRU.UN 132,896,358 29-Mar-18 15-Feb-18 General Transaction 147,010

SNC-Lavalin Group Inc. SNC 175,527,955 11-Apr-18 31-Mar-18 General Transaction 1,500


TOTAL



TOTAL



Spectra7 Microsystems Inc. SEV 172,315,672 28-Mar-18 05-Feb-18 Conversion (General) 5,714,285

SEV.DB.A 130,270 29-Mar-18 11-Jan-18 Convertible Bonds/Notes



Spectral Medical Inc. EDT 225,341,183 29-Mar-18 09-Feb-18 General Transaction 50,000


23-Apr-18 23-Apr-18 Private Placement 17,694,661


Sphere FTSE Canada

Sustainable Yield Index ETF SHC 1,117,519 18-Apr-18 18-Apr-18 Adjustment -150,000

Sphere FTSE Emerging Markets

Sustainable Yield Index ETF SHZ 3,200,000 04-Apr-18 04-Apr-18 Adjustment 100,000

Spin Master Corp. TOY 28,126,094 28-Mar-18 19-Jul-17 Cancellation -215

Sprott Inc. SII 251,486,378 29-Mar-18 31-Dec-17 General Transaction 669,282



Sprott Physical Gold Trust PHYS.U 221,929,789 28-Mar-18 14-Feb-18 Other 1,008,906

Sprott Physical Platinum

and Palladium Trust SPPP.U 12,766,677 28-Mar-18 28-Feb-18 Redemption/Retraction -432,444

Stantec Inc. STN 114,088,562 28-Mar-18 16-Feb-18 General Transaction 5,000











Stella-Jones Inc. SJ 69,348,748 11-Apr-18 15-Mar-18 General Transaction 6,653

STEP Energy Services Ltd. STEP 66,486,629 03-Apr-18 03-Apr-18 Conversion (General) 6,055,000

Stingray Digital Group Inc. RAY.A 39,641,040 11-Apr-18 02-Mar-18 Other -2,100


11-Apr-18 28-Mar-18 Other 8,440

RAY.B 376,439 27-Apr-18 31-Jan-18 Adjustment 5,700

11-Apr-18 02-Mar-18 Other 2,100

11-Apr-18 28-Mar-18 Other -8,440

Stornoway Diamond Corporation SWY 835,453,290 11-Apr-18 09-Mar-18 General Transaction 91,486

Strad Energy Services Ltd. SDY 59,890,940 28-Mar-18 05-Feb-18 Issuer Bid -9,800

SunOpta, Inc. SOY 86,838,255 29-Mar-18 28-Feb-18 General Transaction 33,334

Tamarack Valley Energy Ltd. TVE 228,608,714 28-Mar-18 18-Dec-17 General Transaction 4,999






TD Canadian

Aggregate Bond Index ETF TDB 850,000 13-Apr-18 13-Apr-18 Adjustment -50,000

Tech Achievers

Growth & Income ETF HTA 4,901,729 03-Apr-18 03-Apr-18 Adjustment -25,000





HTA.U 250,000 25-Apr-18 25-Apr-18 Adjustment -25,000

Tech Leaders Income ETF TLF 3,202,854 03-Apr-18 03-Apr-18 Adjustment 9,537




Ten Peaks Coffee Company Inc. TPK 9,061,210 02-Apr-18 21-Feb-18 General Transaction 22,348

Teranga Gold Corporation TGZ 107,343,902 17-Apr-18 16-Apr-18 Shares for Debt

/Litigation/Creditors 0

TFI International Inc. TFII 88,477,975 04-Apr-18 01-Mar-18 Cancellation -101,200




04-Apr-18 29-Mar-18 Cancellation 118,694

The Intertain Group Limited ITX.DB 1,000 11-Apr-18 02-Mar-18 Conversion (General) -1,880


The Stars Group Inc. TSGI 151,717,893 11-Apr-18 01-Mar-18 General Transaction 1,000

































26-Apr-18 23-Apr-18 Acquisition 3,115,344

Theratechnologies Inc. TH 75,033,228 11-Apr-18 08-Mar-18 General Transaction 45,000


Tidewater Midstream

and Infrastructure Ltd. TWM 329,090,878 02-Apr-18 09-Jan-18 General Transaction 26,667






Titan Medical Inc. TMD 414,716,645 09-Apr-18 10-Apr-18 Prospectus Offering





TOTAL



TOTAL





TMAC Resources Inc. TMR 91,720,049 05-Apr-18 01-Mar-18 General Transaction 933












TMX Group Limited X 55,507,875 05-Apr-18 31-Mar-18 General Transaction 24,489

Transat A.T. Inc. TRZ 37,416,779 24-Apr-18 13-Dec-17 Opening Balance 0

24-Apr-18 13-Dec-17 General Transaction 0




24-Apr-18 08-Mar-18 Adjustment -43,011



Transcontinental Inc. TCL.A 63,038,834 04-Apr-18 13-Mar-18 Conversion (General) 400



/Public Offering 0

TCL.B 13,984,226 04-Apr-18 13-Mar-18 Conversion (General) -400


TCL.R 10,810,000 19-Apr-18 19-Apr-18 Opening Balance 9,400,000

20-Apr-18 20-Apr-18 Over-Allotment Option (Greenshoe) 1,410,000

Tree Island Steel Ltd. TSL 29,533,999 02-Apr-18 27-Mar-18 Cancellation -40,200

Trez Capital Mortgage

Investment Corporation TZZ 11,843,491 05-Apr-18 30-Sep-17 Issuer Bid -5,480

05-Apr-18 31-Jan-18 Issuer Bid -500


Trilogy Metals Inc. TMQ 131,319,758 19-Apr-18 20-Apr-18 Prospectus Offering


19-Apr-18 20-Apr-18 Over-Allotment Option (Greenshoe) 3,232,758

TriMetals Mining Inc. TMI 189,742,406 09-Apr-18 05-Apr-18 Private Placement 1,666,666


TSO3 Inc. TOS 92,891,304 26-Apr-18 06-Feb-18 General Transaction 37,000

Ur-Energy Inc. URE 146,566,284 10-Apr-18 10-Apr-18 Other Transaction 0


US Equity Plus Income ETF HUL 1,221,728 26-Apr-18 26-Apr-18 Adjustment -50,000

HUL.U 170,850 25-Apr-18 25-Apr-18 Adjustment -50,000

Vanguard Balanced ETF Portfolio VBAL 4,180,000 28-Mar-18 28-Mar-18 Adjustment 160,000





















Vanguard Canadian

Aggregate Bond Index ETF VAB 67,900,000 28-Mar-18 28-Mar-18 Adjustment -100,000





Vanguard Canadian

Long-Term Bond Index ETF VLB 500,000 28-Mar-18 28-Mar-18 Adjustment -100,000


Vanguard Canadian

Short-Term Bond Index ETF VSB 38,100,000 02-Apr-18 02-Apr-18 Adjustment 300,000




Vanguard Canadian Short-Term

Corporate Bond Index ETF VSC 52,400,000 28-Mar-18 28-Mar-18 Adjustment -100,000




Vanguard Canadian Short-Term

Government Bond Index ETF VSG 300,000 26-Apr-18 26-Apr-18 Adjustment -200,000

Vanguard

Conservative ETF Portfolio VCNS 1,480,000 28-Mar-18 28-Mar-18 Adjustment 30,000















Vanguard FTSE

Canada All Cap Index ETF VCN 41,175,000 03-Apr-18 03-Apr-18 Adjustment 150,000









Vanguard FTSE Canada Index ETF VCE 17,400,000 28-Mar-18 28-Mar-18 Adjustment 50,000




TOTAL



TOTAL



Vanguard FTSE Canadian

Capped REIT Index ETF VRE 5,400,000 09-Apr-18 09-Apr-18 Adjustment 50,000


Vanguard FTSE Canadian High

Dividend Yield Index ETF VDY 12,950,000 03-Apr-18 03-Apr-18 Adjustment -50,000


Vanguard FTSE Developed All Cap

ex North America Index ETF VIU 19,800,000 06-Apr-18 06-Apr-18 Adjustment 400,000




Vanguard FTSE Developed

All Cap ex North America

Index ETF (CAD-Hedged) VI 4,800,000 29-Mar-18 29-Mar-18 Adjustment 25,000







All Cap Ex U.S. Index ETF VDU 10,915,000 05-Apr-18 05-Apr-18 Adjustment 40,000



Vanguard FTSE Developed All

Cap Ex U.S. Index ETF (CAD-hedged) VEF 14,100,000 29-Mar-18 29-Mar-18 Adjustment 50,000






Vanguard FTSE Developed Asia

Pacific All Cap

Index ETF (CAD-hedged) VAH 1,475,000 05-Apr-18 05-Apr-18 Adjustment 25,000




Europe All Cap Index ETF VE 9,870,000 05-Apr-18 05-Apr-18 Adjustment 200,000


Vanguard FTSE Developed Europe

All Cap Index ETF (CAD-hedged) VEH 1,300,000 09-Apr-18 09-Apr-18 Adjustment 25,000


Vanguard FTSE Emerging

Markets All Cap Index ETF VEE 25,380,000 28-Mar-18 28-Mar-18 Adjustment 80,000

















Vanguard FTSE Global

All Cap ex Canada Index ETF VXC 21,400,000 29-Mar-18 29-Mar-18 Adjustment 20,000










Vanguard Global ex-U.S. Aggregate

Bond Index ETF (CAD-hedged) VBG 5,020,000 28-Mar-18 28-Mar-18 Adjustment 40,000












Vanguard Global

Minimum Volatility ETF VVO 850,000 18-Apr-18 18-Apr-18 Adjustment 50,000

Vanguard Global Value Factor ETF VVL 2,000,000 25-Apr-18 25-Apr-18 Adjustment 100,000

Vanguard Growth ETF Portfolio VGRO 7,020,000 28-Mar-18 28-Mar-18 Adjustment 190,000




















Vanguard S&P 500 Index ETF VFV 27,100,000 28-Mar-18 28-Mar-18 Adjustment 50,000
















TOTAL



TOTAL






Vanguard S&P 500

Index ETF (CAD-hedged) VSP 13,900,000 28-Mar-18 28-Mar-18 Adjustment 10,000














Vanguard U.S. Aggregate

Bond Index ETF (CAD-hedged) VBU 5,260,000 28-Mar-18 28-Mar-18 Adjustment 10,000











Vanguard U.S. Dividend

Appreciation Index ETF VGG 8,400,000 29-Mar-18 29-Mar-18 Adjustment -110,000








Vanguard U.S. Dividend

Appreciation

Index ETF (CAD-hedged) VGH 5,689,000 03-Apr-18 03-Apr-18 Adjustment -20,000





Vanguard U.S.

Total Market Index ETF VUN 25,162,000 28-Mar-18 28-Mar-18 Adjustment 60,000

















Vanguard U.S. Total Market

Index ETF (CAD-hedged) VUS 12,008,000 28-Mar-18 28-Mar-18 Adjustment 20,000







Waste Connections, Inc. WCN 263,467,240 10-Apr-18 31-Jan-18 General Transaction 1,532















WisdomTree Canada Quality

Dividend Growth Index ETF DGRC 1,000,000 26-Apr-18 26-Apr-18 Adjustment 850,000

WisdomTree Europe

Hedged Equity Index ETF EHE 2,550,000 23-Apr-18 23-Apr-18 Adjustment 200,000

EHE.B 1,100,000 06-Apr-18 06-Apr-18 Adjustment 50,000

WisdomTree U.S. MidCap

Dividend Index ETF UMI 741,082 29-Mar-18 29-Mar-18 Adjustment 50,000

WisdomTree U.S. Quality

Dividend Growth Index ETF DGR 754,175 18-Apr-18 18-Apr-18 Adjustment -150,000


DGR.B 2,100,000 29-Mar-18 29-Mar-18 Adjustment 50,000


WisdomTree U.S. Quality Dividend

Growth Variably Hedged Index ETF DQD 1,050,000 29-Mar-18 29-Mar-18 Adjustment 50,000



WisdomTree Yield Enhanced

Canada Short-Term

Aggregate Bond Index ETF CAGS 1,700,000 18-Apr-18 18-Apr-18 Adjustment 100,000

WSP Global Inc. WSP 103,505,642 11-Apr-18 20-Mar-18 General Transaction 9,130



Zargon Oil & Gas Ltd. ZAR 30,855,333 17-Apr-18 31-Mar-18 General Transaction 2,114



TOTAL



TOTAL



Aberdeen Asia-Pacific Income

Investment Company Limited 19-Jul-18 2,583,080 49,000 161,000

5% of Ordinary Shares

Aberdeen International Inc. 19-Jul-18 6,278,628 Nil Nil

10% of public float of Common Shares

Absolute Software Corporation 10-Sep-18 2,538,721 47,300 49,800

10% of Common Shares

Acadian Timber Corp. 06-Mar-18 915,965 Nil Nil

10% of the public float of Common Shares

Acadian Timber Corp. 06-Mar-19 916,765 Nil Nil

10% of the Company’s public float of Common Shares

AGF Management Limited 05-Feb-19 6,124,051 Nil 147,432

10% of the public float of Class B Non-Voting Shares

AGT Food and Ingredients Inc. 27-Mar-19 1,610,697 Nil Nil

10% of the public float of common shares

Aimia Inc. 22-May-18 12,996,232 Nil Nil


Air Canada 30-May-18 22,364,183 Nil 54,653

10% of the public float of Voting and Variable Voting Shares

AirBoss of America Corp. 29-Nov-18 1,359,443 Nil 2,100

10% of the Company’s public float of Common Shares

AlarmForce Industries Inc. 16-Mar-18 578,512 Nil 190,600

5% of Common Shares

Algoma Central Corporation 28-Jan-19 1,927,615 6,600 6,600

5% of Common Shares

Allied Properties Real

Estate Investment Trust 21-Feb-19 9,114,825 Nil 61,733

10% of public float of Units

Altius Minerals Corporation 21-Aug-18 2,038,535 Nil Nil

5% of issued and oustanding of Common Shares

American Core

Sectors Dividend Fund 06-Jan-19 133,175 1,600 2,700

10% of the public float of Trust Units

Artis Real Estate

Investment Trust 16-Dec-18 13,314,337 Nil Nil

10% of the public float of Units

ATCO Ltd. 07-Mar-18 3,037,065 Nil 35,000

approximately 3% of Class I Non-voting Shares

ATCO Ltd. 07-Mar-19 2,026,725 Nil Nil

approximately 2% of Class I Non-voting Shares

Atlantic Power Corporation 28-Dec-18 $4,253,200 Nil Nil

approximately 10% of the public float of 5.75% series C

convertible unsecured subordinated debentures

Atlantic Power Corporation 28-Dec-18 11,308,946 3,029,840 3,029,840

approximately 10% of the public float of common shares

Atlantic Power Corporation 28-Dec-18 $8,097,800 Nil Nil

approximately 10% of the public float of 6.00% series D

extendible convertible unsecured subordinated debenture

Atlantic Power

Preferred Equity Ltd. 28-Dec-18 83,095 83,095 83,095

approximately 5% of cumulative floating rate preferred shares, series 3

Atlantic Power

Preferred Equity Ltd. 28-Dec-18 237,500 237,500 237,500

approximately 5% of 4.85% Cumulative Redeemable Preferred

Shares, Series 1

Atlantic Power

Preferred Equity Ltd. 28-Dec-18 116,904 Nil Nil

approximately 5% of cumulative rate reset preferred shares, series 2

AutoCanada Inc. 07-Jun-18 1,372,984 Nil Nil

5% of Common Shares

Bank of Montreal 30-Apr-18 22,000,000 3,600,000 11,600,000

2.3% of the public float of Common Shares

Bank of Nova Scotia (The) 01-Jun-18 24,000,000 Nil 6,250,400

2% of Common Shares

BCE Inc. 11-Feb-19 3,500,000 Nil Nil

up to 5% of i/o (max. aggregate purchase price of 175$ million)

of Common Shares

Birchcliff Energy Ltd. 19-Nov-18 20,121,747 Nil Nil

approximately 10% of the public float of Common Shares

Black Diamond Group Limited 08-Aug-18 4,930,526 Nil Nil


BlackBerry Limited 26-Jun-18 31,000,000 Nil 1,991,726


Bloom Select Income Fund 23-May-18 217,623 4,000 88,700


Bloom U.S. Income

& Growth Fund 28-Jun-18 160,328 8,600 64,800

10% of the public float of Class A Units

Blue Ribbon Income Fund 04-Dec-18 1,854,700 46,300 124,800


BMTC Group Inc. 22-Mar-18 1,838,870 10,300 1,681,400

5% of Common Shares

Boardwalk Real

Estate Investment Trust 03-Jul-18 3,712,403 Nil 100


Brampton Brick Limited 16-Jul-18 461,756 Nil Nil

5% of Class A Subordinate Voting Shares

Brookfield Asset

Management Inc. 23-May-18 82,965,721 Nil 6,123,064

10% of the public float of Class A Limited Voting Shares

Brookfield Asset

Management Inc. 17-Aug-18 1,200,000 Nil Nil

10% of the public float of Class A Preference Shares, Series 42

Brookfield Asset

Management Inc. 17-Aug-18 800,000 Nil Nil


Brookfield Asset



Brookfield Asset



Brookfield Asset


10% of the public float of CLASS A PREFERENCE SHARES, SERIES 13

Brookfield Asset



Brookfield Asset


10% of the public float of Cumulative Class A Preference Shares,

Series 25

Brookfield Asset



Series 36

Brookfield Asset


10% of the public float of Class A Preference Sharse, Series 8

Brookfield Asset


10% of the public float of Class A Preference Shares Series 26

Brookfield Asset

Management Inc. 17-Aug-18 997,581 Nil 30,625


Brookfield Asset

Management Inc. 17-Aug-18 1,200,000 Nil 104,210


Brookfield Asset



Brookfield Asset



Series 18

Brookfield Asset



Brookfield Asset


10% of the public float of Class A Preference Shares Series 2

Brookfield Asset



Brookfield Asset



Series 17


NORMAL COURSE ISSUER BIDS — REPORT FOR MARCH 2018EXPIRY DATE APPROXIMATE NUMBER OF PURCHASES PURCHASES EXPIRY DATE APPROXIMATE NUMBER OF PURCHASES PURCHASES

ISSUE NAME OF NOTICE SUBJECT SHARES IN MARCH TO DATE ISSUE NAME OF NOTICE SUBJECT SHARES IN MARCH TO DATE

Brookfield Asset



Brookfield Asset



Brookfield Asset



Brookfield

Business Partners L.P. 14-Aug-18 2,592,264 Nil Nil

5% of Limited Partnership Units

Brookfield

nfrastructure Partners L.P. 09-Nov-18 500,000 Nil Nil

10% of the public lfoat of Class A Preferred Limited Partnership Units,

Series 1

Brookfield

Infrastructure Partners L.P. 09-Nov-18 1,200,000 Nil Nil

10% of the public lfoat of Class A Preferred Limited Partnership Units,

Series 7

Brookfield

Infrastructure Partners L.P. 09-Nov-18 500,000 Nil Nil

10% of the public lfoat of Cumulative Class A Preferred Limited

Partnership Units, Series 3

Brookfield


10% of the public lfoat of Class A preferred limited partnership units,

series 5

Brookfield


5% of Limited Partnership Units

Brookfield Office Properties Inc. 14-Jan-19 1,197,500 Nil Nil

10% of the public float of Class AAA Preference Shares, Series AA

Brookfield Office Properties Inc. 14-Jan-19 800,000 Nil Nil

10% of the public float of Class AAA Preference Shares, Series CC


10% of the public float of Class AAA Preference Shares, Series GG


10% of the public float of Class AAA Preference Shares, Series S


10% of the public float of Class AAA Preference Shares, Series II


10% of the public float of Class AAA Preference Shares, Series T


10% of the public float of Class AAA Preference Shares, Series R


10% of the public float of Class AAA Preference Shares, Series V


10% of the public float of Class AAA Preference Shares, Series Y


10% of the public float of Class AAA Preference Shares, Series P


10% of the public float of Class AAA Preference Shares, Series W


10% of the public float of Class AAA Preference Shares, Series EE


10% of the public float of Class AAA Preference Shares, Series N

Brookfield Property Partners L.P. 17-Aug-18 20,468,827 101,200 101,200

10% of the total public float of Limited Partnership Units

Brookfield

Renewable Partners L.P. 28-Dec-18 9,000,000 Nil Nil

10% Public Float of LP Units

Brookfield Renewable Power

Preferred Equity Inc. 26-Jun-18 411,450 Nil Nil

10% of the public float of each series of Class A Preference Shares

of Class A Preference Shares, Series 5

Brookfield Renewable

Power Preferred Equity Inc. 26-Jun-18 700,000 Nil Nil

10% of the public float of each series of Class A Preference

Shares of Class A Preference Shares, Series 6





Brookfield Renewable Power

Preferred Equity Inc. 26-Jun-18 996,139 Nil Nil







* BRP Inc. 30-Mar-18 3,078,999 Nil 2,697,100

10% of Subordinate Voting Shares

BSM Technologies Inc. 26-Dec-18 7,002,017 208,799 208,799


CAE Inc. 22-Feb-19 5,349,804 19,700 19,700

2% of Unlimited Common Shares

Calian Group Ltd. 22-Nov-18 651,911 Nil Nil


Canaccord Genuity Group Inc. 14-Aug-18 5,675,573 Nil Nil

5% of Common Shares

Canadian High

Income Equity Fund 13-Mar-18 313,700 6,000 183,200

10% of the public float of transferable, redeemable units

Canadian High

Income Equity Fund 13-Mar-19 264,300 15,000 15,000

10% of the public float of transferable, redeemable units

Canadian Imperial

Bank Of Commerce 13-Mar-18 8,000,000 Nil Nil

2% of Common Shares

Canadian National

Railway Company 29-Oct-18 31,000,000 Nil 7,531,518

4.9 of public float of Common Shares

Canadian Natural

Resources Limited 22-May-18 27,931,135 Nil Nil

2.5% of Common Shares

Canadian Pacific

Railway Limited 14-May-18 4,384,062 620,000 3,323,800


Canadian Real

Estate Investment Trust 14-Aug-18 3,666,305 Nil 85,191

5% of Trust Units

Canadian Tire

Corporation, Limited 01-Mar-18 6,000,000 8,500 4,228,005

9.4% of the public float of Class A Non-Voting Shares

Canadian Tire

Corporation, Limited 01-Mar-19 5,900,000 213,721 213,721

9.9% of the public float of Class A Non-Voting Shares

Canadian Western Bank 03-Oct-18 1,767,000 Nil Nil

2% of Common Shares

Canfor Corporation 06-Mar-18 6,640,227 Nil 4,179,063

approximately 5% of Common Shares

Canfor Corporation 06-Mar-19 6,439,764 Nil Nil

5% of Common Shares

Canfor Pulp Products Inc. 06-Mar-18 3,332,038 Nil 1,345,125


Canfor Pulp Products Inc. 06-Mar-19 3,262,941 Nil Nil

5% of Common Shares

Canso Credit Income Fund 16-Jul-18 1,310,810 Nil Nil

10% of the public float of Class A units

Canso Select Opportunities Fund 16-Jul-18 324,507 22,500 47,900


Capital Power Corporation 20-Feb-19 9,309,476 554,700 776,500


Cara Operations Limited 20-Jun-18 2,009,376 27,437 1,495,443

10% of public float of Subordinate Voting Shares

Cardinal Energy Ltd. 03-Aug-18 10,510,259 Nil Nil


Cascades Inc. 16-Mar-18 946,066 178,830 178,830

1% of Unlimited Common Shares

Cascades Inc. 18-Mar-19 951,641 257,200 257,200

1% of the public float of Unlimited Common Shares

Celestica Inc. 12-Nov-18 10,459,516 765,000 5,887,461

10% of the public float of Subordinate Voting Shares

Cervus Equipment Corporation 22-Aug-18 805,659 Nil 240,428


CGI Group Inc. 05-Feb-19 20,595,539 Nil 3,230,450

10% of public float of Class A Subordinate Voting Shares


EXPIRY DATE APPROXIMATE NUMBER OF PURCHASES PURCHASES EXPIRY DATE APPROXIMATE NUMBER OF PURCHASES PURCHASES

ISSUE NAME OF NOTICES SUBJECT SHARES IN MARCH TO DATE ISSUE NAME OF NOTICE SUBJECT SHARES IN MARCH TO DATE

Chesswood Group Limited 24-Aug-18 1,085,981 70,518 123,130


CI Financial Corp. 17-Jun-18 20,000,000 2,611,160 14,528,083


CIBT Education Group Inc. 13-Dec-18 3,920,117 Nil 54,000

2.55% of issue and outstanding shares of Common Shares

Cineplex Inc. 06-Sep-18 6,308,995 Nil 211,492

10%o f the public float of Common Shares

Clairvest Group Inc. 06-Mar-18 760,627 Nil 31,100

5% of Common Shares

Clairvest Group Inc. 06-Mar-19 760,677 Nil Nil

5% of Common Shares

Clarke Inc. 01-Jun-18 742,243 Nil 290,300

5% of the issued and outstanding of Common Shares

Cogeco Inc. 01-Aug-18 55,000 Nil 125,640

3,7% of issued and oustanding and 9,9% of public float

of Subordinate Voting Shares

Colliers International Group Inc. 17-Jul-18 2,700,000 Nil Nil

approximately 10% of the public float of Subordinate Voting Shares

Cominar Real

Estate Investment Trust 14-Nov-18 17,596,591 Nil 3,440,400

of issued and oustanding of Trust Units

CounterPath Corporation 28-Mar-18 258,613 Nil 73,500


CounterPath Corporation 28-Mar-19 284,278 Nil Nil


Crew Energy Inc. 22-May-18 7,491,368 Nil 924,100

5% of Common Shares

CRH Medical Corporation 08-Nov-18 7,120,185 110,500 1,546,600

10% of the public float(maximum) of Common Shares

Crius Energy Trust 28-Mar-19 4,425,557 Nil Nil


Crosswinds Holdings Inc. 17-Sep-18 460,404 Nil 51,300

5% of Common Shares

Crown Capital Partners Inc. 09-Apr-18 310,000 9,758 80,074

approximately 4.2% of public float of Common Shares

Cymbria Corporation 22-May-18 1,427,994 Nil Nil

2% of Class A Shares

Difference Capital Financial Inc. 30-Jan-19 $2,868,600 Nil Nil

10% of the public float of 8% Convertible Unsecured

Subordinated Debentures

Difference Capital Financial Inc. 30-Jan-19 301,251 Nil Nil


Dollarama Inc. 18-Jun-18 5,680,390 Nil 4,417,300


Dream Hard Asset

Alternatives Trust 14-Jan-19 6,273,601 65,100 228,372


Dream Office Real

Estate Investment Trust 14-Aug-18 7,197,095 Nil 7,197,095


DREAM Unlimited Corp. 19-Sep-18 7,165,062 305,800 305,800

10% of the public float of Class A Subordinate Voting Shares

Dundee Corporation 27-Jun-18 4,387,222 Nil Nil

10% of public float of Class A Subordinate Voting Shares

Dundee Precious Metals Inc. 15-May-18 8,900,000 Nil Nil

Approximately 5% of Common Shares

Eclipse Residential Mortgage

Investment Corporation 30-Jan-19 308,400 Nil Nil


ECN Capital Corp. 04-Jul-18 36,999,219 Nil 26,694,614


Element Fleet Management Corp. 11-Jun-18 38,582,483 Nil 9,014,600


Element Fleet Management Corp. 20-Aug-18 $34,448,500 Nil Nil

10% of the public float of 5.125% Extendible Convertible

Unsecured Subordinated Debentures

Element Fleet Management Corp. 20-Aug-18 454,700 Nil Nil

10% of the public float of 6.60% Cumulative 5-Year Rate Reset

Preferred Shares, Series A

Element Fleet Management Corp. 20-Aug-18 527,090 Nil Nil


Preferred Shares, Series E

Element Fleet

Management Corp. 20-Aug-18 596,700 Nil Nil

10% of the public float of 5.75% Cumulative 5-Year Minimum Rate

Reset Preferred Shares, Series 1

Element Fleet



Preferred Shares, Series C

Element Fleet



Preferred Shares, Series G

Element Fleet

Management Corp. 20-Aug-18 $57,500,000 Nil Nil

10% of the public float of 4.25% Extendible Convertible

Unsecured Subordinated Debentures

Encana Corporation 27-Feb-19 35,000,000 10,000,000 10,000,000

approximately 3.6% of Common Shares

Enercare Inc. 26-Nov-18 10,492,961 Nil Nil


Energy Credit

Opportunities Income Fund 20-Jul-18 280,725 Nil 8,500

10% of Class A Units

Energy Credit

Opportunities Income Fund 20-Jul-18 52,699 Nil 1,800

10% of Class U Units

Enerplus Corporation 25-Mar-19 17,095,598 Nil Nil


Enghouse Systems Limited 25-Apr-18 1,882,016 Nil Nil


Enterprise Group, Inc. 11-Jun-18 2,782,619 Nil Nil

5% of Common Shares

Epsilon Energy Ltd. 28-Feb-19 2,752,285 28,802 28,802

approximately 5% of common shares

Espial Group Inc. 24-Aug-18 3,502,141 Nil 353,400

10% of public float of common shares

European Dividend Growth Fund 31-Jul-18 460,000 37,900 180,300

10% of public float of Units

European Focused

Dividend Fund 13-Dec-18 850,000 85,000 212,900

10% of the public float of Trust units

Exchange Income Corporation 04-Feb-19 1,566,827 Nil Nil

5% of common shares

Exco Technologies Limited 15-Feb-19 1,000,000 Nil Nil


Extendicare Inc. 14-Jan-19 8,770,000 351,352 351,352


Fairfax Financial

Holdings Limited 27-Sep-18 256,704 Nil Nil

10% of the public float of Cumulative Floating Rate Preferred Shares,

Series H

Fairfax Financial


10% of the public float of Cumulative 5-Year Rate Reset

Preferred Shares, Series C

Fairfax Financial


10% of the public float of 5-Year Rate Reset Preferred Shares, Series G

Fairfax Financial

Holdings Limited 27-Sep-18 2,672,504 58,034 316,933


Fairfax Financial


10% of the public float of Cumulative Floating Rate

Preferrred Shares, Series F

Fairfax Financial



Preferred Shares, Series M

Fairfax Financial

Holdings Limited 27-Sep-18 1,046,555 Nil Nil


Preferred Shares, Series I

Fairfax Financial


10% of the public float of Cumulative Floating Rate Preferred Shares,

Series D




Fairfax Financial



Preferred Shares, Series K

Fairfax Financial


10% of the public float of Cumulative Floating Rate

Preferred Shares, Series J

Fairfax Financial



Preferred Shares, Series E

Fairfax India

Holdings Corporation 05-Oct-18 3,500,000 Nil 1,900

4.3% of the Public Float of Subordinate Voting Shares

Finning International Inc. 10-May-18 5,000,000 Nil Nil

approximately 3% of public float of Common Shares

First Majestic Silver Corp. 20-Mar-18 8,249,204 Nil 230,000

5% of Common Shares

First Majestic Silver Corp. 20-Mar-19 8,286,401 Nil Nil

5% of i/o of Common Shares

FirstService Corporation 23-Aug-18 3,100,000 Nil 211,783


Flaherty & Crumrine Investment

Grade Fixed Income Fund 28-Dec-18 770,752 13,600 104,000

10% of the public float of Transferable, Redeemable Units

Foraco International SA 15-Oct-18 1,000,000 12,500 52,000


Gamehost Inc. 24-Apr-18 750,000 93,900 216,250


Genesis Land Development Corp. 11-Sep-18 2,163,022 Nil Nil

5% of the issued and outstanding shares of Common Shares

Genworth MI Canada Inc. 04-May-18 4,597,385 Nil 1,114,260

5% of Common Shares

George Weston Limited 19-May-18 6,395,185 Nil 358,803

5% of Common Shares

Gildan Activewear Inc. 26-Feb-19 10,960,391 Nil Nil


Global Dividend

Growers Income Fund 24-May-18 764,884 5,100 50,400


Global Healthcare

Income & Growth ETF 16-Oct-18 518,100 Nil 69,400

approximately 10% of the public float of Units

Global Real Estate

Dividend Growers Corp. 20-Aug-18 748,909 3,700 29,300

10% of public float of Equity Shares

Globalance Dividend

Growers Corp. 05-Nov-18 273,915 1,600 17,500

10% of the public float of Equity Shares

Globex Mining Enterprises Inc. 11-Mar-19 1,000,000 Nil Nil


Gluskin Sheff + Associates Inc. 14-Feb-19 2,782,596 Nil Nil


GMP Capital Inc. 28-Apr-18 5,306,499 199,682 3,515,064


goeasy Ltd. 26-Jun-18 300,000 Nil Nil


Goldman Sachs U.S.

Income Builder Trust 13-Jul-18 211,300 Nil 110,500


GoldMoney Inc. 06-Mar-19 3,000,000 20,000 20,000

5% of Common Shares

Gran Colombia Gold Corp. 20-Jul-18 $5,246,278 Nil $731,000

10% of the public float of Senior Secured Convertible

Debentures due 2020

Gran Tierra Energy Inc. 11-Mar-19 19,269,732 Nil Nil


Granite Real Estate

Investment Trust 15-May-18 4,118,757 170,968 1,277,175

10% of the public float of Stapled Units

Great Canadian

Gaming Corporation 14-Mar-18 3,995,203 Nil 859,450


Great-West Lifeco Inc. 14-Jan-19 20,000,000 258,500 525,720

2% of Common Shares

Guardian Capital Group Limited 20-Nov-18 173,437 Nil 124,829

5% of Common Shares

Guardian Capital Group Limited 20-Nov-18 1,912,482 Nil 886,300

10% of the public float of Class A Non-voting Shares

H&R Real Estate

Investment Trust 14-Aug-18 15,000,000 213,740 4,365,140

5.28% of the public float of Stapled Units

Healthcare Leaders Income ETF 27-Jul-18 623,418 Nil Nil


Healthcare Special

Opportunities Fund 27-Jul-18 623,418 Nil 11,900


High Arctic Energy Services Inc. 18-Sep-18 2,902,733 267,008 270,408


High Liner Foods Incorporated 01-Feb-19 1,917,100 Nil Nil


HNZ Group Inc. 28-Aug-18 388,810 Nil Nil

3% of issued and oustanding of Common and Variable Voting Shares

Holloway Lodging Corporation 16-Aug-18 943,713 Nil 537,400

5% of Common Shares

Holloway Lodging Corporation 14-Jan-19 $3,410,500 Nil Nil

10% of the public float of 7.50% Series C Convertible Unsecured


Holloway Lodging Corporation 14-Jan-19 $4,962,000 Nil Nil

10% of the public float of 6.25% Series B Convertible Unsecured


IGM Financial Inc. 19-Mar-18 12,028,002 Nil Nil

5% of Common Shares

Imperial Metals Corporation 25-Mar-19 525,864 Nil Nil

0.45% of issued and outstanding of Common Shares

Imperial Oil Limited 26-Jun-18 25,395,927 4,061,321 20,277,924

3% of Common Shares

Innergex Renewable Energy Inc. 16-Aug-18 2,000,000 Nil 753,294

1.85% of issued and oustanding of Common Shares

InPlay Oil Corp. 15-Jun-18 1,559,904 Nil 342,600

2.5% of common shares

Integrated Asset

Management Corp. 23-May-18 1,397,715 Nil 538,500

5% of Common Shares

Interfor Corporation 06-Mar-18 3,500,000 Nil Nil


Interfor Corporation 06-Mar-19 3,500,000 Nil Nil


Intertape Polymer Group Inc. 16-Jul-18 4,000,000 Nil 487,300

7.12% of public float of Common Shares

Intrinsyc

Technologies Corporation 03-Oct-18 500,000 70,000 194,600


Iron Bridge Resources Inc. 19-Nov-18 12,000,000 Nil 1,769,874


Journey Energy Inc. 18-Jun-18 2,522,292 Nil 13,970,402


Just Energy Group Inc. 16-Mar-18 9,655,649 Nil 1,677,827


Just Energy Group Inc. 16-Mar-18 $9,999,100 Nil Nil

10% of the public float of 5.75% Convertible Unsecured


Just Energy Group Inc. 18-Mar-19 9,733,947 Nil Nil


Just Energy Group Inc. 18-Mar-19 $16,000,000 Nil Nil

10% of the publif float of 6.75% convertible unsecured senior

subordinated debentures

Kirkland Lake Gold Ltd. 16-May-18 15,186,571 69,400 5,512,800


Limited Duration Investment

Grade Preferred Securities Fund 06-Jul-18 205,830 Nil 45,100

10% of the public float of redeemable, transferable Class A Units

Limited Duration Investment

Grade Preferred Securities Fund 11-Sep-18 9,322 Nil Nil

10% of the public float of Class U Units

Loblaw Companies Limited 27-Apr-18 21,016,472 2,535,127 20,937,061


Logistec Corporation 25-Oct-18 370,496 Nil 2,000

of issued and oustanding of Class A Common Shares




Logistec Corporation 25-Oct-18 255,997 Nil 7,800

of issued and oustanding of Class B Subordinate Voting Shares

Magna International Inc. 14-Nov-18 35,800,000 1,867,203 4,878,869


Mainstreet Equity Corp. 31-May-18 479,437 Nil 28,280


Manulife Floating

Rate Senior Loan Fund 11-Jul-18 1,412,612 Nil Nil


Manulife U.S.

Regional Bank Trust 14-Sep-18 623,337 Nil Nil


Maple Leaf Foods Inc. 22-May-18 8,200,000 253,300 3,000,000


MBN Corporation 22-Sep-18 295,683 21,000 56,400

10% of the public float of Equity Shares

* McCoy Global Inc. 23-May-18 1,385,212 22,400 42,400

5% of Common Shares

Mediagrif Interactive

Technologies Inc. 14-Aug-18 250,000 Nil 41,300

1.68% of issued and outstanding of Common shares

Medical Facilities Corporation 15-May-18 620,918 Nil 95,600

2% of Common Shares

Melcor Developments Ltd. 30-Mar-18 1,667,704 Nil Nil

5% of Common Shares

Melcor Developments Ltd. 30-Mar-19 1,669,782 Nil Nil

5% of Common Shares

Methanex Corporation 12-Mar-18 2,422,358 Nil 2,322,358

approximately 3.9% of the public float of Common Shares

Methanex Corporation 12-Mar-19 6,590,095 650,000 650,000


Middlefield Can-Global

REIT Income Fund 27-Dec-18 299,910 1,500 4,000



Life Sciences Dividend Fund 03-Aug-18 1,016,000 99,700 868,500



Wellness Dividend Fund 06-Nov-18 1,078,551 42,100 375,100

10% of public float of Trust Units

MINT Income Fund 24-May-18 2,849,753 22,200 293,900


Mitel Networks Corporation 08-Mar-18 7,816,574 Nil 4,950,979

10% of Public Float of Common Shares

Morguard Corporation 21-Sep-18 592,415 20,750 391,993

5% of Common Shares

Morguard North American

Residential Real

Estate Investment Trust 20-Dec-18 2,552,924 Nil Nil


Morguard North American

Residential Real

Estate Investment Trust 20-Dec-18 $5,500,000 Nil Nil



Morguard Real

Estate Investment Trust 06-Feb-19 $11,500,000 Nil Nil



Morguard Real Estate

Investment Trust 06-Feb-19 3,034,586 Nil Nil

5% of Trust Units

National Bank of Canada 04-Jun-18 6,000,000 1,500,000 5,000,000

1,76% of the issued and outstanding of Common Shares

Neo Performance Materials Inc. 20-Mar-19 1,996,078 16,600 16,600

5% of Common Shares


Corporation Limited 03-Jul-18 75,386 Nil Nil

2% of issued and oustanding of Class B Multiple Voting Shares


Corporation Limited 03-Jul-18 1,090,116 165,000 304,100

5% of issued and outstanding of Class A Subordinate Voting Shares

NexC Partners Corp. 18-Apr-18 195,027 Nil 30,800

10% of the public float of Class A Shares

NexJ Systems Inc. 23-Aug-18 1,000,000 11,700 158,048


Norbord Inc. 02-Nov-18 5,142,773 Nil Nil

5% of Common Shares

North American

Construction Group Ltd. 13-Aug-18 2,424,333 167,785 1,487,547


Nutrien Ltd. 22-Feb-19 32,209,923 7,838,411 9,321,587

5% of Common Shares

Nuvo Pharmaceuticals Inc. 03-Dec-18 919,819 Nil Nil


OCP Credit Strategy Fund 17-Jul-18 1,399,408 Nil Nil

10% of the public float of trust units

OCP Senior Credit Fund 17-Jul-18 1,206,894 Nil Nil


ONEX Corporation 17-Apr-18 8,391,232 Nil 709,489


Osisko Gold Royalties Ltd 10-Dec-18 10,567,441 Nil 513,990


Osisko Mining Inc. 28-Dec-18 15,204,587 Nil Nil


Paramount Resources Ltd. 21-Dec-18 7,497,530 Nil 1,454,100

approximately 10% of the public float of Class A Common Shares

Parex Resources Inc. 12-Sep-18 7,726,077 547,500 1,405,990

5% of Common Shares

Pathfinder Income Fund 13-Dec-18 346,186 Nil 8,000


Peyto Exploration &

Development Corp. 21-Jan-19 12,158,897 Nil Nil


PFB Corporation 09-Jan-19 50,000 Nil Nil


PHX Energy Services Corp. 25-Jun-18 2,929,494 125,000 317,000

5% of common shares

Pivot Technology Solutions, Inc. 21-Jun-18 3,820,852 Nil 380,800


Points International Ltd. 13-Aug-18 743,468 Nil 458,375

5% of Common Shares

Prairie Provident Resources Inc. 30-Nov-18 4,900,000 Nil 15,000

approximately 9.8% of the public float of common shares

PrairieSky Royalty Ltd. 03-May-18 1,600,000 Nil 1,429,600


Premier Gold Mines Limited 24-Jul-18 19,599,646 Nil Nil


Pulse Seismic Inc. 20-Dec-18 3,053,815 Nil 232,600


Quebecor Inc. 14-Aug-18 3,874,584 Nil Nil

5% of issued and outstanding of Class A Multiple Voting Shares

Quebecor Inc. 14-Aug-18 8,489,776 1,135,200 5,075,700

5% of issued and oustanding of Class B Subordinate Voting Shares

REIT INDEXPLUS Income Fund 24-May-18 508,499 5,900 33,500


Reitmans (Canada) Limited 18-Dec-18 3,282,764 Nil Nil

10% of the public float of Class A Non-voting Shares

Restaurant Brands

International Inc. 07-Aug-18 19,215,980 368 3,053


Richards Packaging

Income Fund 13-Mar-18 200,000 Nil Nil

2% of Units

Richards Packaging

Income Fund 13-Mar-19 500,000 Nil Nil

5% of Units

Richelieu Hardware Ltd. 13-Dec-18 1,500,000 Nil Nil

2.6% of issued and oustanding of Common Shares

RioCan Real

Estate Investment Trust 19-Oct-18 32,520,207 2,169,489 9,785,599


Royal Bank of Canada 26-Feb-19 30,000,000 1,625,800 1,625,800


Sandstorm Gold Ltd. 04-Apr-18 7,597,730 Nil 2,036,466

5% of Common Shares

Saputo Inc. 16-Nov-18 8,000,000 Nil Nil





Senvest Capital Inc. 13-Aug-18 82,000 Nil 37,500

2.97% of issued and outstanding of Common Shares

Silvercorp Metals Inc. 26-Nov-18 8,409,712 Nil 1,717,100


Slate Office REIT 01-Mar-18 3,890,593 Nil Nil

10.0% of the public float of Trust Units

Slate Retail REIT 25-May-18 3,439,570 209,711 322,843

10% of the public float of Class U Units

Sleep Country

Canada Holdings Inc. 06-Dec-18 1,600,000 Nil 641,326

approximately 4.5% of the public float of Common Shares

SNC-Lavalin Group Inc. 05-Jun-18 1,500,000 Nil Nil


Soundvest Split Trust 23-Oct-18 137,319 Nil 800

7.50% of the public float of Preferred Securities

Soundvest Split Trust 23-Oct-18 137,319 Nil 800

10% of the public float of Capital Units

Spartan Energy Corp. 23-Aug-18 8,780,148 Nil Nil


Sprott Inc. 14-Nov-18 12,188,761 Nil Nil


Stantec Inc. 13-Nov-18 2,278,747 184,224 279,686


Strad Energy Services Ltd. 13-Sep-18 3,000,637 1,046,220 1,168,020

5% of Class A shares

Street Capital Group Inc. 22-Mar-18 2,430,636 Nil Nil

2% of Common Shares

Student Transportation Inc. 17-May-18 9,225,542 Nil 29,700


Sun Life Financial Inc. 13-Aug-18 11,500,000 1,878,721 6,648,058


Suncor Energy Inc. 01-May-18 50,079,795 4,172,017 42,152,545


Supremex Inc. 02-Aug-18 500,000 Nil 77,142

5% of issued and outstanding of Common Shares

* Surge Energy Inc. 22-Feb-19 11,653,475 1,344,496 2,019,497


Symphony Floating

Rate Senior Loan Fund 20-Nov-18 1,127,700 41,200 122,200


Taylor North American

Equity Opportunities Fund 29-Jun-18 201,300 16,000 139,000


Tech Leaders Income ETF 25-Jun-18 393,000 Nil 222,100


Teck Resources Limited 09-Oct-18 20,000,000 614,094 7,483,388

3.5% of the outstanding Class B shares of Class B

Subordinate Voting Shares

TELUS Corporation 12-Nov-18 8,000,000 Nil Nil

1.35% of the public float of Common

Temple Hotels Inc. 14-Mar-19 1,263,495 Nil Nil


Temple Hotels Inc. 14-Mar-19 $4,183,800 Nil Nil

approximately 10% of the public float of 7.25% Series E

Convertible Redeemable Unsecured Subordinated Debenture

TerraVest Industries Inc. 03-Jul-18 $1,802,900 Nil $286,000

10% of public float of 7.00% convertible unsecured

subordinated debentures

* TerraVest Industries Inc. 01-Feb-19 913,256 Nil 5,600


TFI International Inc. 01-Oct-18 6,000,000 882,768 2,065,764

10% of public float of Common shares

Thomson Reuters Corporation 29-May-18 36,000,000 Nil 11,480,111

5% of Common Shares,With New Deposit Receip

Toromont Industries Ltd. 30-Aug-18 6,684,592 Nil Nil


Toronto-Dominion Bank (The) 20-Mar-18 35,000,000 Nil 22,980,000


Toscana Energy

Income Corporation 22-May-18 609,096 5,656 218,328


Total Energy Services Inc. 01-Oct-18 500,000 Nil Nil


TransAlta Corporation 13-Mar-19 14,000,000 374,900 374,900


Transcontinental Inc. 16-Apr-18 442,349 Nil Nil

3.16% of Class B Multiple Voting Shares

Transcontinental Inc. 16-Apr-18 2,000,000 Nil 529,610

3.16% of Class A Subordinate Voting Shares

Tree Island Steel Ltd. 20-Sep-18 1,500,000 Nil Nil


Trez Capital Mortgage

Investment Corporation 18-May-18 1,210,345 28,940 530,890


Trez Capital Senior Mortgage

Investment Corporation 18-May-18 746,066 Nil 167,520


Trican Well Service Ltd. 02-Oct-18 34,274,375 2,834,400 16,107,089


Tricon Capital Group Inc. 05-Oct-18 2,700,000 Nil 1,414,831

2% of Common Shares

Trinidad Drilling Ltd. 27-Sep-18 23,032,913 Nil Nil

10% of the Public Float of common shares

True North Commercial

Real Estate Investment Trust 07-Dec-18 100,000 Nil Nil

approximately 0.27% of Units

TWC Enterprises Limited 19-Sep-18 1,367,277 Nil Nil

5% of Common Shares

Urbana Corporation 30-Aug-18 3,965,762 Nil Nil

10% of the public float of Non-Voting Class A Shares

Vecima Networks Inc. 29-Nov-18 600,000 20,334 62,736

approximately 2.7% of the issued and outstanding of Common Shares

Velan Inc. 30-Oct-18 151,549 Nil 4,600

of issued and oustanding of Subordinate Voting Shares

VersaBank 29-Oct-18 435,000 Nil Nil


Waste Connections, Inc. 07-Aug-18 13,181,806 Nil 594,474

5% of Common Shares

West Fraser Timber Co. Ltd. 18-Sep-18 3,794,375 468,389 619,183

5% of Common Shares

Western Forest Products Inc. 07-Aug-18 19,778,383 623,435 1,702,435


* WesternOne Inc. 11-Dec-18 1,077,154 59,200 441,600


WestJet Airlines Ltd. 02-Aug-18 5,856,671 Nil 3,330,425

approximately 5% of variable voting and common voting shares

Westshore Terminals

Investment Corporation 10-Apr-18 3,663,857 343,051 2,889,154


Whitecap Resources Inc. 16-May-18 18,457,076 Nil 2,502,322

5% of common shares

* Xtra-Gold Resources Corp. 10-Jan-19 4,000,000 142,500 224,500


ZCL Composites Inc. 30-Mar-18 1,500,000 Nil 290,500


REPORTED PURCHASES INCLUDE ALL PURCHASES ON ANY EXCHANGE

* BRP Inc. purchased 276,500 Subordinate Voting Shares in September 2017 and 178,200 Subordinate Voting Shares in

October 2017, not previously reported.

* BMTC Group Inc. purchased 45,600 common shares in January 2018 instead of 44,600 common shares, as previously re -

ported.

* McCoy Global Inc. purchased 8,400 common shares in June, 2017, not previously reported.

*Sun Life Financial Inc. purchased 1,227,170 common shares in February, 2018 and not 1,080,000 shares as previously

reported.

* Surge Energy Inc. purchased 675,001 common shares in February, 2018 and not 496,534 shares as previously reported.

* TerraVest Industries Inc. purchased $206,000 of 7.00% convertible unsecured subordinated debentures (the “Deben -

tures”) in November, 2017; $52,000 of Debentures in December, 2017; and $28,000 of Debentures in February, 2018, not

previously reported. The company also purchased 5,600 common shares in February, 2018, not previously reported.

* WesternOne Inc. purchased 271,300 common shares in February, 2018, not previously reported.

* Xtra-Gold Resources Corp. purchased 82,000 common shares in February, 2018 and not 77,000 shares as previously re -

ported.




DIVIDEND HIGHLIGHTS

During April the following companies made declarations of dividends affecting

their indicated rate. The rate used here is a projected annual rate based on past

practices of the company paying dividends, and on current information.

Number of listed companies 1,513

Number of listed issues 2,165

Number of listed dividend paying companies 1,139

Number of issues of listed dividend paying companies 1,611

Number Of Declarations Companies Issues

April 2018 457 690

March 2018 686 948

April 2017 443 659

Increase In Indicated Rate

Previous New

Rate $ Rate $ Effective

Badger Daylighting 0.456 0.54 May 15

EnerCare Inc. 0.96 0.9984 Apr 30

Imperial Oil Ltd. 0.64 0.76 Jul 01

Vermilion Energy Inc. 2.58 2.76 May 15

Extra Declared

Extra

Paid ($) Effective

Jean Coutu Group SV 0.0557 May 10

Initial Since Issuance Of Incorporation

How Rate

Paid ($) Effective

Artis REIT Ser I Pr QU 1.50 Apr 30

Dynamic iShare Active Fltg M 0.468 Apr 30

Exemplar Invest Ser Un M 0.60 May 15

Harvest Bk&Bldg ETF Un M 1.0992 May 15

Harvest Euro Leader A UN M 0.9996 May 15

Purpose Mlt-Asset IncmETF M 1.008 May 07

Purpose Stgy Yld ETF Un M 1.164 May 07

Dividend Payments Resumed

Rate($) Effective

Brompton Oil Split A M 1.20 May 14

Dividend Omitted

Effective

Nevsun Resources J April

Trez Cap Mtg Invest Class A May

LEGEND: A - U.S. Funds; AN - Annual; E - Japanese Yen; NZ - New Zealand

Currency; P - Paid in latest 12 months; QU - Quarterly; SA - Semi Annual; B -

Bi-Monthly; IN - Interim; X - Extra; * - Adjusted for stock split; V - Variable; R -

Arrears; M - Monthly; C - Australian Currency; I - Euro Currency; N - Cash &

Stock; Y - Stock.


Net Income Earnings Per Share

COMPANY NAME PERIOD ENDED 2018 2017 2018 2017

Avalon Advanced Materials Inc. 6 mo Feb 28 1,770,886 L 1,208,835 L 0.01 L 0.01 L

Becker Milk Company Ltd. (The) 9 mo Jan 31 1,103,368 348,308 0.61 0.19

Brick Brewing Co Ltd. Year Jan 31 2,602,467 3,996,812 0.07 0.11

BRP Inc. Year Jan 31 274,200,000 257,200,000 2.56 2.28

Cogeco Communications Inc. 6 mo Feb 28 215,356,000 151,687,000 4.37 3.09

Cogeco Inc. 6 mo Feb 28 75,499,000 56,630,000 4.60 3.39

Corus Entertnmnt B 6 mo Feb 28 117,715,000 96,027,000 0.57 0.48

Corvus Gold Inc. 9 mo Feb 28 7,113,643 L 4,829,427 L 0.07 L 0.05 L

CounterPath Corporation 9 mo Jan 31 1,772,042 L,US 1,610,071 L,US 0.33 L,US 0.35 L,US

Currency Exchange International, Corp. 3 mo Jan 31 316,148 US 85,776 L,US 0.05 US 0.01 L,US

Descartes Systems Group Inc. (The) Year Jan 31 26,879,000 US 23,838,000 US 0.35 US 0.31 US

Dollarama Inc. 52 wk Jan 28 519,410,000 445,636,000 4.61 3.75

Empire Company Ltd. 9 mo Feb 3 88,500,000 129,000,000 0.33 0.48

Enghouse Systems Limited 3 mo Jan 31 6,813,000 11,733,000 0.25 0.44

Evertz Technologies Limited 9 mo Jan 31 44,896,000 48,613,000 0.59 0.65

Goodfood Market Corp. 6 mo Feb 28 4,914,437 L 4,879,302 L 0.10 L 0.20 L

INSCAPE Corporation 9 mo Jan 31 1,796,000 1,915,000 0.12 0.13

Major Drilling Group International Inc. 9 mo Jan 31 18,106,000 L 33,833,000 L 0.23 L 0.42 L

MTY Food Group Inc. 3 mo Feb 28 45,332,000 2,015,000 2.12 0.09

North West Company Inc. (The) Year Jan 31 69,093,000 77,076,000 1.42 1.59

Northcliff Res Ltd J 3 mo Jan 31 366,247 L 392,372 L 0.00 0.00

Opsens Inc. 6 mo Feb 28 2,202,783 L 3,542,250 L 0.03 L 0.05 L

Postmedia Ntwrk C J 6 mo Feb 28 4,521,000 8,618,000 L 0.05 0.06 L,A

Postmedia Ntwrk VV J 6 mo Feb 28 4,521,000 8,618,000 L 0.05 0.06 L,A

Reitman’s Canada Year Feb 3 16,311,000 L 10,932,000 0.26 L 0.17

Resverlogix Corp. 9 mo Jan 31 50,103,000 L,US 34,640,000 L,US 0.40 L,US 0.33 L,US

Richelieu Hardware Ltd 3 mo Feb 28 12,704,000 11,998,000 0.22 0.21

Shaw Communications Inc. 6 mo Feb 28 50,000,000 L 237,000,000 0.11 L 0.48

Silver Bull Resources, Inc. 3 mo Jan 31 2,136,578 L,US 583,458 L,A,US 0.01 L,US 0.00 US

Tanzanian Royalty Exploration Corporation 6 mo Feb 28 3,046,850 L 3,401,083 L 0.03 L 0.03 L

Theratechnologies Inc. 3 mo Feb 28 2,627,000 L 2,243,000 L 0.04 L 0.03 L

Transat A.T. V & VV 3 mo Jan 31 6,588,000 L 32,073,000 L 0.18 L 0.87 L

TECSYS Inc. 9 mo Jan 31 2,147,000 1,222,000 0.17 0.10

Uranium Participation Corporation Year Feb 28 37,261,000 L 206,034,000 L 0.30 L 1.75 L


COMPANY NAME PERIOD ENDED 2017 2016 2017 2016

Acasta Entrpr Cl B Year Dec 31 413,066,000 L 36,008,778 L 4.65 L 3.85 L

Accord Financial Corp. Year Dec 31 6,010,003 6,566,452 0.72 0.79

Acerus Pharmaceuticals Corporation Year Dec 31 8,714,000 L,US 11,119,000 US 0.04 L,US 0.05 US


Earnings of Listed Companies

A Adjusted; ADS American Depository Shares; AML Amalgamation; AU Australia Dollar; CS Cash at end of period; CSD Cash deficiency at end

of period; DIL Fully diluted E.P.S.; F Fiscal year end change; G Including extraordinary items; H Excluding extraordinary items; K Net statutory

earnings attributable to non-participating; L Net loss; M Including unusual items; N. Excluding unusual items; NA Not available; P

Preliminary; PF Pro forma; R Restated; ROG Reorganization; S Split; U Trust or Partnership Units; WC Working capital; WCD Working capital

deficiency; US U.S. Dollar; B British pound; EU Euro; X = L,A,US,S; Z = PF,A,US

For further information contact TSX Markets – Svetlana Belkina 416-947-4761.

Earnings appearing here were reported in APRIL.

Akumin Inc. J Year Dec 31 6,348,549 L,US 1,986,369 L,US 0.27 L,US 0.09 L,US

Aecon Group Inc. Year Dec 31 28,176,000 46,757,000 0.48 0.82

Ag Growth International Inc. Year Dec 31 35,196,000 19,306,000 2.21 1.31

Agnico Eagle Mines Limited Year Dec 31 243,887,000 US 158,824,000 US 1.06 US 0.71 US

Airboss of America Corp. Year Dec 31 12,632,000 US 13,822,000 US 0.55 US 0.60 US

Akita Drill Cl A NV Year Dec 31 39,177,000 L 5,329,000 2.18 L 0.30

Akita Drilling Cl B Year Dec 31 39,177,000 L 5,329,000 2.18 L 0.30

Alaris Royalty Corp. Year Dec 31 11,882,000 66,553,379 0.33 1.83

Alexco Resource Corp. Year Dec 31 7,648,000 L 4,359,000 L 0.08 L 0.05 L

Algoma Central Corporation Year Dec 31 56,195,000 33,315,000 1.44 0.85 A

Altius Minerals Corporation Year Dec 31 18,221,000 F N/A 0.42 F N/A

Americas Silver J Year Dec 31 3,466,000 L,US 5,207,000 L,US 0.09 L,US 0.15 L,US

Anaconda Mining Inc. Year Dec 31 904,635 F N/A 0.01 F N/A

Aralez Pharmaceuticals Inc. Year Dec 31 125,205,000 L,US 102,978,000 L,US 1.89 L,US 1.67 L,US

Argex Titanium Inc. Year Dec 31 4,901,073 L 6,565,522 L 0.02 L 0.04 L

Arizona Mining Inc. Year Dec 31 6,054,000 L,US 3,128,158 L,US 0.02 L,US 0.02 L,US

Artis REIT Un Year Dec 31 234,435,000 115,935,000 1.43 0.67

Asanko Gold Inc. Year Dec 31 6,077,000 US 13,216,000 L,US 0.03 US 0.07 L,US

Atlantic Power Year Dec 31 98,600,000 L,US 122,400,000 L,US 0.86 L,US 1.02 L,US

Atlatsa Resources Corporation Year Dec 31 198,630,402 L 46,468,640 L 0.36 L 0.08 L

Aurinia Pharmaceuticals Inc. Year Dec 31 70,792,000 L,US 23,295,000 L,US 0.92 L,US 0.66 L,US

Auryn Resources Inc. Year Dec 31 330,000 L 4,255,233 L 0.00 0.07 L

Australian REIT Income Fund Year Dec 31 1,034,528 4,169,656 0.55 1.61

AutoCanada Inc. Year Dec 31 57,844,000 2,596,000 2.11 0.09

Automotive Properties Rl Estate Invest Trust Year Dec 31 26,249,000 5,387,000 L N/A N/A

Avesoro Resources Inc. Year Dec 31 27,474,000 L,US 112,990,000 L,US 0.51 L,US 10.00 L,A,US,S

Avino Silver & Gold Mines Ltd. Year Dec 31 2,653,461 US 1,503,531 US 0.05 US 0.04 US

AGT Food and Ingredients Inc. Year Dec 31 36,923,000 L 21,053,000 1.53 L 0.88

ATCO Ltd. Cl I NV Year Dec 31 203,000,000 340,00F0,000 1.78 2.97

ATCO Ltd. Cl II Year Dec 31 203,000,000 340,000,000 1.78 2.97

Balmoral Resources Ltd. Year Dec 31 4,560,639 L 1,052,653 L 0.03 L 0.01 L

Bellatrix Exploration Ltd. Year Dec 31 91,363,000 L 26,668,000 L 1.85 L 0.60 L,S

Big 8 Split Cl D Cap Year Dec 15 1,792,503 5,658,071 2.04 4.78

Birchcliff Energy Ltd. Year Dec 31 46,980,000 L 24,335,000 L 0.19 L 0.14 L

Black Diamond Group Limited Year Dec 31 95,410,000 L 64,150,000 L 1.81 L 1.49 L

Black Iron Inc. Year Dec 31 2,907,483 L,US 1,741,042 L,US 0.02 L,US 0.01 L,US

Bloom Select Income Fund Year Dec 31 951,279 6,829,756 0.41 2.29

Bloom U.S. Income & Growth Fund Year Dec 31 329,789 1,658,405 0.22 0.73

Bonavista Energy Corporation Year Dec 31 27,930,000 L 95,998,000 L 0.11 L 0.40 L

Bonterra Energy Corp. Year Dec 31 2,506,000 24,135,000 L 0.08 0.73 L

Boyd Group Income Fund Year Dec 31 58,435,000 30,365,000 3.16 1.68

Brand Leaders Income Fund Year Dec 31 1,060,591 223,875 L 1.41 0.21 L

Bri-Chem Corp. Year Dec 31 1,708,028 6,793,064 L 0.07 0.29 L

Brio Gold Inc. Year Dec 31 21,000,000 L,US 16,859,000 L,US 0.18 L,US 0.37 L,US

Brkfld GlbInfras Sec Year Dec 31 10,499,764 22,839,646 0.49 0.91

Brookfield Infrastructure Partners L.P. Year Dec 31 124,000,000 US 369,000,000 A,US 0.04 L,US 1.13 US

Brookfield Select Opportunities Income Fund Year Dec 31 5,369,759 L 24,249,744 0.48 L 1.50

BCE Inc. Year Dec 31 2,914,000,000 3,031,000,000 3.12 3.33

BTB Real Estate Investment Trust Year Dec 31 28,171,000 22,085,000 0.65 0.57

B2Gold Corp. Year Dec 31 56,852,000 US 39,131,000 US 0.06 US 0.04 US

Caldwell U.S. Dividend Advantage Fund Year Dec 31 5,020,570 7,465,120 0.98 1.51

Caledonia Mining Corporation Plc Year Dec 31 9,384,000 US 8,526,000 US 0.86 US 0.80 US,S



Company Name Period Ended 2017 2016 2017 2016

Callidus Capital Corporation Year Dec 31 218,486,000 L 1,153,000 4.32 L 0.02

Canacol Energy J Year Dec 31 148,029,000 L,US 23,646,000 US 0.85 L,US 0.14 US

Canadian General Investments, Limited Year Dec 31 123,650,000 90,972,000 5.93 4.36

Canadian Resources Income Trust 52 wk Dec 31 514,930 L 3,929,208 0.43 L 2.93

Canadian Utilities & Telecom Income Fund Year Dec 31 955,750 3,655,188 0.37 1.09

Canadian Zinc Corporation Year Dec 31 11,074,000 L 5,077,000 L 0.04 L 0.02 L

Canarc Resources Corp. Year Dec 31 1,960,000 L,US 6,791,000 US 0.01 L,US 0.03 US

Candente Copper Corp. Year Dec 31 2,327,533 L,US 430,135 L,US 0.01 L,US 0.00 US

Cardinal Energy Ltd. Year Dec 31 57,597,000 L 87,322,000 L 0.61 L 1.25 L

Cardiome Pharma Corp. Year Dec 31 29,811,000 L,US 19,619,000 L,US 0.90 L,US 0.78 L,US

Caribbean Utilities Company, Ltd. U.S. Cl ‘A’ Year Dec 31 23,775,000 US 25,211,000 US 0.70 US 0.75 US

Carmanah Technologies Corporation Year Dec 31 11,351,000 US 4,228,000 US 0.47 US 0.17 US

Cascades Inc. Year Dec 31 507,000,000 135,000,000 5.35 1.42

Cathedral Energy Services Ltd. Year Dec 31 87,000 5,779,000 L 0.00 0.16 L

Cdn Utilities A NV Year Dec 31 483,000,000 620,000,000 A 1.54 2.07

Cequence Energy Ltd. Year Dec 31 99,362,000 L 28,057,000 L 0.40 L 0.13 L

Cervus Equipment Corporation 12 mo Dec 31 19,917,000 23,712,000 1.27 1.51

Chesswood Group Limited Year Dec 31 23,345,000 22,265,000 1.41 1.36

China Gold International Resources Corp. Ltd Year Dec 31 63,146,000 US 13,304,000 L,US 0.16 US 0.03 L,US

Cineplex Inc. Year Dec 31 70,763,000 79,713,000 1.11 1.26

Citadel Income Fund Year Dec 31 3,625,663 15,711,068 0.20 0.76

Clearwater Seafoods Year Dec 31 15,759,000 43,928,000 0.25 0.71

Colabor Group Inc. Year Dec 30 18,592,000 L 323,000 0.18 L 0.01

Cona Resources Ltd. Year Dec 31 86,996,000 L 196,213,000 L 0.85 L 1.66 L

Condor Petroleum Inc. Year Dec 31 66,668,000 L 11,892,000 L 1.54 L 0.29 L

Core Canadian Dividend Trust Year Dec 31 191,199 1,226,476 0.30 1.58

Crescent Point Corp. Year Dec 31 124,000,000 L 932,700,000 L 0.23 L 1.81 L

Critical Control Energy Services Corp. Year Dec 31 3,257,000 L 1,997,000 L 0.06 L 0.03 L

Crosswinds Holdings Inc. Year Dec 31 4,691,850 L 824,822 L 0.54 L 0.14 L,A

Cymbria Corp Cl A NV Year Dec 31 188,857,000 98,365,000 7.83 4.10

CES Energy Solutions Corp. Year Dec 31 36,241,000 64,550,000 L 0.14 0.27 L

CPI Card Group Inc. Year Dec 31 22,010,000 L 5,399,000 1.98 L 0.48 A,S

CRH Medical Corporation Year Dec 31 6,558,966 US 10,564,233 US 0.09 US 0.15 US

Difference Cap Fin J Year Dec 31 1,181,000 L 12,934,000 L 0.20 L 2.20 L

Dorel Ind Inc A MV Year Dec 30 27,441,000 US 11,611,000 L,US 0.85 US 0.36 L,US

Dorel Ind Inc B SV Year Dec 30 27,441,000 US 11,611,000 L,US 0.85 US 0.36 L,US

DoubleLine Income Solutions Trust Year Dec 31 4,568,374 9,106,854 1.12 1.68

Dynacor Gold Mines Inc. Year Dec 31 3,841,453 US 3,289,421 US 0.10 US 0.09 US

DIRTT Environmental Solutions Ltd. Year Dec 31 7,409,000 L 7,284,000 0.09 L 0.09

DXI Energy Inc. Year Dec 31 5,209,000 L 5,486,000 L 0.08 L 0.13 L

E-L Financial Corporation Ltd. Year Dec 31 668,102,000 333,143,000 166.17 80.88

Eagle Energy Inc. Year Dec 31 17,349,000 L 9,559,000 0.40 L 0.23

East Coast Investment Grade Income Fund Year Dec 31 3,658,985 4,984,855 0.56 0.92

Eldorado Gold Corporation Year Dec 31 9,935,000 L,US 344,151,000 L,US 0.01 L,US 0.48 L,US

Element Fleet Management Corp. Year Dec 31 154,644,000 413,339,000 0.29 0.98

Endeavour Mining Corporation Year Dec 31 156,337,000 L,US 66,722,000 L,US 1.59 L,US 0.83 L,US

EnerCare Inc. Year Dec 31 55,514,000 61,130,000 0.53 0.62

Energy Income Fnd Un Year Dec 31 590,065 L 2,625,389 0.13 L 0.52

Ensign Energy Services Inc. Year Dec 31 37,644,000 L 150,522,000 L 0.24 L 0.99 L

Enterprise Group, Inc. Year Dec 31 936,041 L 13,165,040 L 0.02 L 0.24 L

Entree Resources Ltd. Year Dec 31 3,199,000 L,US 4,663,000 L,US 0.02 L,US 0.03 L,US

Epsilon Energy Ltd. Year Dec 31 12,134,964 US 3,091,021 L,R,US 0.23 US 0.07 L,R,US




Etrion Corporation Year Dec 31 19,551,000 US 43,153,000 L,US 0.06 US 0.13 L,US

Euro Sun Mining Inc. Year Dec 31 6,243,881 L,US 219,885,066 US 0.12 L,US 4.82 US

Europe Blue-Chip Dividend & Growth Fund Year Dec 31 3,228,630 2,964,090 0.84 0.55

Excelsior Mining Corp. Year Dec 31 9,494,003 L,US 4,290,128 L,US 0.06 L,US 0.03 L,US

ENTREC Corporation Year Dec 31 14,316,000 L 23,888,000 L 0.13 L 0.22 L

Fennec Pharmaceuticals Inc. Year Dec 31 7,046,000 L,US 2,789,000 L,US 0.47 L,US 0.22 L,US

Fiera Capital Corporation Year Dec 31 10,671,000 20,777,000 0.13 0.27

First Mining Gold Corp. Year Dec 31 11,184,268 L 11,154,923 L 0.02 L 0.03 L

FirstService Corporation Year Dec 31 53,078,000 US 33,597,000 US 1.48 US 0.93 US

Fission Uranium Corp. Year Dec 31 7,035,963 L,F N/A 0.01 L,F N/A

Foraco International SA Year Dec 31 10,740,000 L,US 18,014,000 L,US 0.12 L,US 0.20 L,A,US

Forsys Metals Corp. Year Dec 31 74,878,299 L 1,498,661 L 0.51 L 0.01 L

Fortress Global Enterprises Inc. Year Dec 31 93,382,000 L 6,879,000 6.54 L 0.47

Fortuna Silver Mines Inc. Year Dec 31 66,305,000 US 17,858,000 US 0.42 US 0.13 US

Freegold Ventures Limited Year Dec 31 338,535 L,US 934,716 L,US 0.00 US 0.01 L,US

Gamehost Inc. Year Dec 31 16,700,000 16,200,000 0.68 0.66

GeneNews Limited J Year Dec 31 2,947,382 L,US 5,911,044 L,US 0.03 L,US 0.09 L,US

General Moly, Inc. Year Dec 31 8,045,000 L,US 8,067,000 L,US 0.07 L,US 0.07 L,US

Genesis Land Development Corp. Year Dec 31 16,998,000 5,906,000 0.39 0.13

Geodrill Limited Year Dec 31 4,490,224 US 7,069,570 US 0.10 US 0.17 US

Glacier Media Inc. Year Dec 31 1,163,000 L 1,420,000 0.01 L 0.01

Global Alpha Worldwide Growth Fund Year Dec 31 3,241,248 2,857,343 1.24 1.09

Global Telecom & Utilities Income Fund Year Dec 31 49,198 825,684 L 0.09 1.04 L

Global Water Solutions Fund Year Dec 31 8,281,328 3,261,117 2.55 1.12

Globex Mining Enterprises Inc. Year Dec 31 754,886 712,193 L,R 0.02 0.02 L,R

Granite Oil Corp. Year Dec 31 5,508,000 L 7,277,000 L 0.16 L 0.22 L

Great Canadian Gaming Corporation Year Dec 31 84,300,000 75,700,000 1.38 1.22

Guardian Capital Year Dec 31 93,692,000 69,475,000 3.37 2.44

GLG Life Tech Corporation Year Dec 31 16,833,490 L 23,805,390 L 0.44 L 0.63 L

GVIC Communications Corp. Year Dec 31 1,550,000 L 1,372,000 0.01 L 0.01

Hammond Manufacturing Company Limited Year Dec 31 4,560,000 684,000 0.40 0.06

Helius Medical Technologies, Inc. Year Dec 31 28,024,000 L,US 12,039,971 L,US 1.50 L,US 0.72 L,A,US

Horizon North Logistics Inc. Year Dec 31 7,843,000 L 20,316,000 L 0.05 L 0.15 L

Hyduke Energy Services Inc. Year Dec 31 11,688,088 L 7,764,255 L 0.18 L 0.25 L

Imperial Metals Corporation Year Dec 31 77,113,000 54,080,000 L 0.82 0.66 L

Imperial Oil Limited Year Dec 31 490,000,000 2,165,000,000 0.58 2.55

Income Fin Tr Un Year Dec 31 2,114,229 5,307,502 0.91 2.28

Information Services Corporation Year Dec 31 27,789,000 15,503,000 1.59 0.89

InterRent Real Estate Investment Trust Year Dec 31 200,980,000 38,614,000 N/A N/A

International Tower Hill Mines Ltd. Year Dec 31 6,432,057 L,US 7,190,628 L,US 0.04 L,US 0.06 L,US

InPlay Oil Corp. Year Dec 31 7,701,000 L 20,019,000 0.12 L 1.02

Invesque Inc. USF Year Dec 31 16,263,000 US 4,877,000 US 0.50 US 0.30 US

Ivanhoe Mines Ltd. Year Dec 31 170,218,000 US 32,160,000 L,US 0.22 US 0.04 L,US

INV Metals Inc. Year Dec 31 4,758,001 L 2,315,168 L 0.05 L 0.04 L

Jaguar Mining Inc. Year Dec 31 2,830,000 L,US 82,795,000 L,US 0.01 L,US 0.50 L,US

Journey Energy Inc. Year Dec 31 133,021,000 L 52,593,000 2.69 L 1.21

K-Bro Linen Inc. Year Dec 31 5,646,000 11,527,000 0.63 1.45

Katanga Mining Limited Year Dec 31 573,496,000 L,US 419,887,000 L,R,US 0.30 L,US 0.22 L,US

Keg Royalties Income Fund (The) Year Dec 31 17,057,000 1,268,000 1.50 0.11

Kelso Technologies Inc. Year Dec 31 5,015,911 L,US 2,465,592 L,US 0.11 L,US 0.05 L,US

Kew Media Group Inc Year Dec 31 19,113,000 L 7,840,000 L 2.03 L 7.89 L

Kingsway Financial Services Inc. Year Dec 31 15,469,000 L,US 803,000 US 0.73 L,US 0.01 A,US




Klondex Mines Ltd. Year Dec 31 23,664,000 L,US 1,700,000 L,US 0.13 L,US 0.01 L,US

Knight Therapeutics Inc. Year Dec 31 17,244,000 18,560,000 0.12 0.15

Lanesborough Real Estate Investment Trust Year Dec 31 32,036,682 L 1,730,124 L 1.52 L 0.08 L

Laramide Resources Ltd. Year Dec 31 3,806,445 L 856,925 L 0.03 L 0.01 L

Largo Resources Ltd. Year Dec 31 10,414,000 L 55,630,000 L 0.02 L 0.14 L

Liberty Gold Inc. Year Dec 31 12,709,266 L,US 11,162,147 L,R,US 0.08 L,US 0.09 L,R,US

Liquor Stores N.A. Ltd. Year Dec 31 30,527,000 L 655,000 1.10 L 0.02

Lithium Americas Corp. Year Dec 31 33,250,000 L,US,F N/A 0.44 L,US,F N/A

Loblaw Companies Limited Year Dec 30 1,502,000,000 983,000,000 3.78 2.40

Logistec Corp Cl B Year Dec 31 27,426,000 18,858,000 2.35 1.64

Logistec Corp. A MV Year Dec 31 27,426,000 18,858,000 2.14 1.48

Loncor Resources Inc. Year Dec 31 61,287,000 L,US 497,610 L,US 0.00 US 0.00 US

Low Volatility U.S. Equity Income Fund Year Dec 31 787,265 266,186 L 1.32 0.33 L

LXRandCo, Inc. Year Dec 31 17,952,374 L 28,317,018 L 1.97 L 6.17 L

Mackenzie Master Limited Partnership Year Dec 31 896,922 942,990 0.14 0.15

Magellan Aerospace Corporation Year Dec 31 111,277,000 88,580,000 1.91 1.52

Magna Int’l Inc. Year Dec 31 2,255,000,000 US 2,074,000,000 US 5.93 US 5.19 US

Manulife Floating Rate Senior Loan Fund Year Dec 31 8,383,000 27,260,000 A 0.59 1.48

Manulife US Regnl Un Year Dec 31 3,273,000 43,442,000 0.56 3.86

Marathon Gold Corporation Year Dec 31 4,010,903 L 1,545,972 L 0.03 L 0.01 L

Marret Resource Corp. Year Dec 31 162,000 L 1,349,000 0.01 L 0.08

Martinrea International Inc. Year Dec 31 159,543,000 92,380,000 1.84 1.07

Mason Resources Corp. Year Dec 31 2,166,000 L,US 2,376,000 L,US 0.03 L,US 0.03 L,US

Maxim Power Corp. Year Dec 31 18,476,000 53,800,000 L 0.34 0.99 L

McEwen Mining Inc. Year Dec 31 10,634,000 L,US 21,055,000 US 0.03 L,US 0.07 US

Medical Facilities Year Dec 31 20,637,000 US 9,754,000 US 0.67 US 0.31 US

Melcor REIT Un Year Dec 31 732,000 11,176,000 L 0.07 1.00 L

Midas Gold Corp. Year Dec 31 8,292,263 L,US 46,163,054 L,US 0.05 L,US 0.27 L,US

Mogo Finance Technology Inc. Year Dec 31 19,729,000 L 17,092,017 L 1.07 L 0.94 L

Moneda LatAm Corporate Bond Fund Year Dec 31 4,976,902 6,869,621 1.61 1.84

Moneta Porcupine Mines Inc. Year Dec 31 4,754,180 L 2,939,592 L 0.02 L 0.01 L

MAG Silver Corp. Year Dec 31 6,497,000 L,US 55,846,000 L,US 0.08 L,US 0.71 L,US

MTY Food Group Inc. Year Nov 30 49,507,000 54,421,000 A 2.32 2.73 A

Nautilus Minerals Inc. Year Dec 31 9,505,238 L,US 14,033,618 L,US 0.01 L,US 0.02 L,US

Nevada Copper Corp. Year Dec 31 6,589,000 L,US 28,968,000 L,US 0.07 L,US 0.34 L,US

Newalta Corporation Year Dec 31 48,170,000 L 158,465,000 L 0.55 L 2.02 L

Nickel Creek Platinum Corp. Year Dec 31 3,651,222 L 14,375,384 L 0.02 L 0.08 L

Noranda Income Fund Year Dec 31 21,100,000 L,US 33,290,000 L,R,US N/A N/A

Northern Power Systems Corp. Year Dec 31 59,000 US 8,949,000 L,US 0.00 US 0.39 L,US

Nuvo Pharmaceuticals Inc. Year Dec 31 1,581,000 4,229,000 0.14 0.37

NuVista Energy Ltd. Year Dec 31 94,368,000 1,653,000 L 0.54 0.01 L

NDX Growth&Incm A Un Year Dec 31 3,125,384 329,931 L 2.00 0.16 L

NXT Energy Solutions Inc. Year Dec 31 8,970,398 L 9,099,562 L 0.16 L 0.17 L

OceanaGold Corporation Year Dec 31 171,743,000 US 136,452,000 US 0.28 US 0.22 US

Oil Sands Sector Un Year Dec 31 1,504,000 L 5,376,000 0.39 L 1.11

Oncolytics Biotech Inc. Year Dec 31 15,616,851 L 15,139,979 L 0.12 L 0.13 L

OCP Credit Stgy Un Year Dec 31 7,256,285 17,852,972 0.48 0.92

Pan American Silver Corp. Year Dec 31 120,991,000 US 100,085,000 US 0.79 US 0.66 US

Parex Resources Inc. Year Dec 31 155,078,000 US 46,444,000 L,US 1.01 US 0.31 L,US

Park Lawn Corporation Year Dec 31 4,196,814 7,490,132 0.32 0.94

Parkland Fuel Corporation Year Dec 31 82,300,000 47,200,000 0.70 0.50

Pattern Energy Group Inc. Year Dec 31 17,905,000 L,US 17,111,000 L,US 0.20 L,US 0.22 L,US




Pershing Gold Corporation Year Dec 31 13,094,501 L,US 15,635,575 L,US 0.50 L,US 0.75 L,US

Picton Mahoney Tactical Income Fund Year Dec 31 6,240,952 9,548,637 0.67 0.78

Pine Cliff Energy Ltd. Year Dec 31 67,864,000 L 50,387,000 L 0.22 L 0.16 L

PineBrdge InvGrd Sec Year Dec 31 4,381,275 3,263,038 4.49 2.75

Pinnacle Renewable Holdings Inc. Year Dec 29 5,237,000 L 4,396,000 0.22 L 0.11

Plaza Retail REIT Year Dec 31 23,232,000 32,631,000 N/A N/A

Polaris Infrastructure Inc. Year Dec 31 1,663,862 US 4,260,905 L,US 0.11 US 0.27 L,US

Pollard Banknote Limited Year Dec 31 16,784,000 12,269,000 0.71 0.52

Potash Ridge Corporation Year Dec 31 5,474,682 L 3,284,407 L 0.04 L 0.03 L

Power Financial Corporation Year Dec 31 1,717,000,000 1,919,000,000 2.41 2.69

Precious Metals and Mining Trust Year Dec 31 2,072,657 L 19,211,325 0.11 L 0.93

Precision Drilling Corporation Year Dec 31 132,036,000 L 155,555,000 L 0.45 L 0.53 L

Premium Brands Holdings Corporation 52 wk Dec 30 80,500,000 68,900,000 2.70 2.39

Primero Mining Corp. Year Dec 31 409,685,000 L,US 234,420,000 L,US 2.14 L,US 1.32 L,US

ProMIS Neurosciences Inc. Year Dec 31 6,019,970 L 3,454,975 L 0.03 L 0.02 L

Prometic Life Sciences Inc. Year Dec 31 109,731,000 L 100,807,000 L 0.16 L 0.17 L

Pure Industrial Real Estate Trust Year Dec 31 297,527,000 147,572,000 1.07 0.70

Quebecor Inc Cl A MV Year Dec 31 369,700,000 194,700,000 1.53 0.80 A,S

Quebecor Inc Cl B SV Year Dec 31 369,700,000 194,700,000 1.53 0.80 A,S

Raging River Exploration Inc. Year Dec 31 59,817,000 23,212,000 0.26 0.10

Ravensource Fund Year Dec 31 1,600,494 1,673,019 0.96 1.00

Redwood Advantage Monthly Income Fund Year Dec 31 2,675,585 4,497,696 0.41 0.57

Redwood Engy Incm Un Year Dec 31 1,625,369 L 1,326,606 0.67 L 0.43

Redwood Glb InfrasUn Year Dec 31 3,950,395 1,529,322 1.90 0.52

Redwood Global Financials Income Fund Year Dec 31 4,095,220 4,950,606 1.29 1.09

Redwood Mo Incm Un Year Dec 31 11,658,265 11,671,053 0.76 0.59

Resolute Forest Products Inc. Year Dec 31 84,000,000 L,US 81,000,000 L,US 0.93 L,US 0.90 L,US

Richards Pckng Un Year Dec 31 16,640,000 7,904,000 1.53 0.73

Ridgewood Canadian Investment Grade BondFun Year Dec 31 11,713,462 4,549,763 1.14 0.71

Rocky Mountain Dealerships Inc. Year Dec 31 22,899,000 14,966,000 1.18 0.77

Roxgold Inc. Year Dec 31 18,843,000 US 2,511,000 L,US 0.05 US 0.01 L,US

Royal Nickel Corporation Year Dec 31 89,993,000 L 28,861,000 L 0.31 L 0.13 L

Rubicon Minerals Corporation Year Dec 31 17,113,000 112,811,000 0.30 28.33

REIT INDEXPLUS Income Fund Year Dec 31 6,301,645 4,234,997 1.23 0.68

S Split Corp. Year Dec 31 1,284,541 3,987,043 1.26 3.51

Sabina Gold & Silver Corp. Year Dec 31 3,796,000 L 6,065,000 L 0.02 L 0.03 L

Seabridge Gold Inc. Year Dec 31 10,287,000 L 7,289,000 L 0.18 L 0.14 L

Secure Energy Services Inc. Year Dec 31 34,202,000 L 48,943,000 L 0.21 L 0.32 L

Sentry Select Primary Metals Corp. Year Dec 31 2,356,457 L 22,998,362 0.15 L 1.37

Serabi Gold plc Year Dec 31 2,397,903 L,US 4,430,292 US 0.00 US 0.01 US

Serinus Energy Inc. Year Dec 31 18,792,000 L,US 58,899,000 L,US 0.13 L,US 0.75 L,US

Seven Generations Energy Ltd. Year Dec 31 562,500,000 26,200,000 L 1.59 0.09 L

ShawCor Ltd. Year Dec 31 71,307,000 180,960,000 L 1.02 2.80 L

Sierra Metals Inc. Year Dec 31 4,645,000 L,US 12,265,000 L,US 0.03 L 0.08 L,US

Skylon Growth Tr Un Year Dec 31 4,110,000 3,645,000 0.81 0.66

Sleep Country Canada Holdings Inc. Year Dec 31 59,071,000 49,574,000 1.57 1.32 A

Solitario Zinc Corp. Year Dec 31 942,000 L,US 1,710,000 L,US 0.02 L,US 0.04 L,US

Source Energy Services Ltd. Year Dec 31 8,515,000 L 43,402,000 L 0.19 L 1.82 L

SouthGobi Resources Ltd. Year Dec 31 40,021,000 L,US 60,846,000 L,US 0.15 L,US 0.24 L,US

Spartan Energy Corp. Year Dec 31 26,071,000 L 18,613,000 L 0.15 L 0.17 L,R

Spectra7 Microsystems Inc. Year Dec 31 11,671,581 L,US 11,165,908 L,US 0.08 L,US 0.09 L,US

Spectral Medical Inc. Year Dec 31 3,939,000 L 10,149,000 L 0.02 L 0.05 L




St. Augustine Gold and Copper Limited Year Dec 31 1,217,036 L,US 2,078,428 L,US 0.00 US 0.00 US

Stars Group Inc. (The) Year Dec 31 259,231,000 US 136,144,000 US 1.77 US 0.96 US

Stella-Jones Inc. Year Dec 31 167,889,000 153,898,000 2.42 2.22

Strad Energy Services Ltd. Year Dec 31 7,276,000 L 16,803,000 L 0.12 L 0.41 L

Strongco Corporation Year Dec 31 2,333,000 L 37,313,000 L 0.17 L 2.82 L

Stuart Olson Inc. Year Dec 31 9,602,000 2,228,000 L,R 0.35 0.08 L,R

Suncor Energy Inc. Year Dec 31 4,458,000,000 434,000,000 2.68 0.27

Surge Energy Inc. Year Dec 31 6,673,000 L 30,421,000 L 0.03 L 0.14 L

SEMAFO Inc. Year Dec 31 20,036,000 US 34,219,000 US 0.06 US 0.11 US

SIR Royalty Income Fund Year Dec 31 9,814,119 8,877,677 1.17 1.13

SNC - Lavalin Group Inc. Year Dec 31 382,035,000 255,533,000 2.35 1.70

STEP Energy Services Ltd. Year Dec 31 57,718,000 19,956,000 L 1.02 0.47 L

Talon Metals Corp. Year Dec 31 3,153,628 L 1,365,478 L 0.02 L 0.01 L

Tamarack Valley Energy Ltd. Year Dec 31 13,924,000 L 27,822,948 L 0.06 L 0.23 L

Tidewater Midstream and Infrastructure Ltd. Year Dec 31 12,855,000 15,128,000 0.04 0.06

Timbercreek Fin Corp Year Dec 31 52,204,000 45,999,000 0.70 0.80

Titan Mining Corporation Year Dec 31 11,031,348 L,US 66,394 L,US 0.16 L,US 0.01 L,US

Top 10 Canadian Financial Trust Year Dec 31 1,361,340 2,414,075 0.82 1.43

Top 10 Split Tr Un Year Dec 31 718,559 1,987,704 0.63 1.61

Top 20 U.S. Dividend Trust Year Dec 31 5,122,248 5,067,356 1.64 1.12

Torex Gold Resources Inc. Year Dec 31 12,600,000 L,US 3,158,000 US 0.16 L,US 0.04 US

Tourmaline Oil Corp. Year Dec 31 346,773,000 31,971,000 L 1.29 0.14 L

TransAtlantic Petroleum Ltd. Year Dec 31 23,875,000 L,US 6,243,000 L,US 0.50 L,US 0.14 L,US

Treasury Metals Inc. Year Dec 31 3,250,871 L 3,175,778 L 0.03 L 0.04 L

Trevali Mining Corporation Year Dec 31 18,764,000 US 9,209,000 R,US 0.03 US 0.02 R,US

Tucows Inc. Year Dec 31 22,326,594 US 16,067,157 US 2.12 US 1.53 US

Turquoise Hill Resources Ltd. Year Dec 31 181,247,000 US 210,605,000 US 0.09 US 0.10 US

TFI International Inc. Year Dec 31 157,988,000 639,579,000 1.75 1.68 R

TSO3 Inc. Year Dec 31 7,454,000 L,US 4,379,000 L,US 0.08 L,US 0.05 L,US

TVA Group Inc. Year Dec 31 15,951,000 L 39,855,000 L 0.37 L 0.92 L

TWC Enterprises Limited Year Dec 31 2,044,000 16,558,000 0.07 0.61

U.S. Financials Income Fund Year Dec 31 1,290,163 893,358 L 0.67 0.21 L

Urbana Corporation Year Dec 31 28,806,337 54,375,308 0.57 1.02

UrtheCast Corp. Year Dec 31 31,747,000 L 29,312,000 L 0.27 L 0.28 L

Valeura Energy Inc. Year Dec 31 8,384,000 L 6,086,000 L 0.12 L 0.10 L

Verde Agritech Plc Year Dec 31 2,204,000 L 1,172,000 L 0.06 L 0.03 L

Village Farms International, Inc. Year Dec 31 3,822,000 US 1,983,000 L,US 0.10 US 0.05 L,US

Vista Gold Corp. Year Dec 31 12,035,000 L,US 3,133,000 L,US 0.12 L,US 0.04 L,US

Western Copper and Gold Corporation Year Dec 31 2,661,589 L 2,088,400 L 0.03 L 0.02 L

Westport Fuel Systems Inc. Year Dec 31 9,979,000 L,US 97,573,000 L,US 0.08 L,US 1.07 L,US

Wilmington Cap A NV Year Dec 31 1,901,000 L 1,582,000 L 0.18 L 0.12 L,A

Wilmington Cap B Year Dec 31 1,901,000 L 1,582,000 L 0.18 L 0.12 L,A

World Financial Split Corp. Year Dec 31 2,295,408 661,502 1.10 0.31

WSP Global Inc. Year Dec 31 213,300,000 199,100,000 2.08 1.97

Zargon Oil & Gas Ltd. Year Dec 31 9,310,000 L 20,178,000 L,A 0.30 L 0.66 L,A

Zymeworks Inc. Year Dec 31 10,406,000 L,US 33,809,000 L,US 0.51 L,US 2.65 L,US




Chapter 5 - Terms and Conditions

• Restricted Shares

• Warrants

• Convertible Preferred

• Exchangeable and Convertible Common

• Convertible Debentures and Notes

Restricted Shares List

DRX ADF GROUP INC. SV

AGF.B AGF MANAGEMENT LTD. CL ‘B’ NV

AC AIR CANADA VOTING AND VARIABLE VOTING

AKT.A AKITA DRILLING LTD. CL ‘A’ NV

ATD.B ALIMENTATION COUCHE-TARD INC. CL ‘B’ SV

ADW.A ANDREW PELLER LTD/ANDREW P. LIMITEE CL ‘A’ NV

ACO.X ATCO LTD. CL ‘I’ NV

BEK.B BECKER MILK CO. LTD. (THE) CL ‘B’ NV SPECIAL

BBD.B BOMBARDIER INC. CL ‘B’ SV

BBL.A BRAMPTON BRICK LTD. CL ‘A’ SV

BAM.A BROOKFIELD ASSET MANAGEMENT INC. CL ‘A’ LV

BRE BROOKFIELD REAL ESTATE SERVICES INC. RV

BEP.UN BROOKFIELD RENEWABLE PARTNERS LP NV UN

DOO BRP INC. SV

CGAC.UN CANACCORD GENUITY ACQUISITN CORP J CL A RV UN

GOOS CANADA GOOSE HOLDINGS INC. SV

CTC.A CANADIAN TIRE CORPORATION, LIMITED CL ‘A’ NV

CU CANADIAN UTILITIES LIMITED CL ‘A’ NV

CJT.A CARGOJET INC. VARIABLE VOTING SHARES

CCL.B CCL INDUSTRIES INC. CL ‘B’ NV

CLS CELESTICA INC. SV

GIB.A CGI GROUP INC. CL ‘A’ SV

CCA COGECO COMMUNICATIONS INC. SV

CGO COGECO INC. SV

CIGI COLLIERS INTERNATIONAL GROUP INC. SV

CSW.B CORBY SPIRIT AND WINE LIMITED ‘B’ NV

CJR.B CORUS ENTERTAINMENT INC. CL ‘B’ NV

CYB CYMBRIA CORPORATION CL ‘A’ NV

DHX.A DHX MEDIA LTD. VARIABLE VOTING

DII.B DOREL INDUSTRIES INC. CL ‘B’ SV

DRM DREAM UNLIMITED CORP. CL ‘A’ SV

DC.A DUNDEE CORPORATION CL ‘A’ SV

EMP.A EMPIRE COMPANY LTD. CL ‘A’ NV

EXF EXFO INC. SV

FAH.U FAIRFAX AFRICA HOLDINGS CORPORATION SV USF

FFH FAIRFAX FINANCIAL HOLDINGS LTD. SV

FIH.U FAIRFAX INDIA HOLDINGS CORPORATION SV USF

FSZ FIERA CAPITAL CORPORATION CLASS ‘A’ SV

CIC FIRST ASSET CANBANC INCOME CLASS ETF

CSY FIRST ASSET CORE CANADIAN EQTY INCM CLASS ETF

FSV FIRSTSERVICE CORPORATION SV

FRII FRESHII INC. CLASS ‘A’ SV

GDI GDI INTEGRATED FACILITY SERVICES INC. SV J

GCG.A GUARDIAN CAPITAL GROUP LTD. CL ‘A’ NV

GCT.C GVIC COMMUNICATIONS CORP. CLASS ‘C’ NV

HMM.A HAMMOND MANUFACTURING CO. LTD. CL ‘A’ SV

HPS.A HAMMOND POWER SOLUTIONS INC. CL ‘A’ SV

ISV INFORMATION SERVICES CORPORATION CL ‘A’ LV

INQ INSCAPE CORPORATION CL ‘B’ SV

PJC.A JEAN COUTU GROUP (PJC) INC. (THE) CL ‘A’ SV

KML KINDER MORGAN CANADA LIMITED RV

LAS.A LASSONDE INDUSTRIES INC. CL ‘A’ SV

LGT.B LOGISTEC CORP. CL ‘B’ SV

MPC.C MADISON PACIFIC PROPERTIES INC. CL ‘C’ NV

TPX.A MOLSON COORS CANADA INC. CLASS ‘A’ EXCH LV

TPX.B MOLSON COORS CANADA INC. CLASS ‘B’ EXCH NV

NCC.A NEWFOUNDLAND CAPITAL CORP. LTD. CL ‘A’ SV

ONEX ONEX CORPORATION SV

PNC.B POSTMEDIA NETWORK CDA CORP. CLASS NC VV J

POW POWER CORPORATION OF CANADA SV

QBR.B QUEBECOR INC. CL ‘B’ SV

RET.A REITMAN’S (CANADA) LTD. CL ‘A’ NV

RCI.B ROGERS COMMUNICATIONS INC. CL ‘B’ NV

SJR.B SHAW COMMUNICATIONS INC. CL ‘B’ NV

SRU.UN SMARTCENTRES RL EST INVEST TR VARIABLE V UN

TOY SPIN MASTER CORP. SV

CEF.U SPROTT PHYSICAL GOLD AND SILVER TRUST USF

RAY.A STINGRAY DIGITAL GROUP INC. SV

RAY.B STINGRAY DIGITAL GROUP INC. VARIABLE SV

TECK.B TECK RESOURCES LIMITED CL ‘B’ SV

TS.B TORSTAR CORP. CL ‘B’ NV

TRZ TRANSAT A.T. INC. VOTING & VARIABLE VOTING

TCL.A TRANSCONTINENTAL INC. CL ‘A’ SV

TMI.B TRIMETALS MINING INC. CL B NV J

TVA.B TVA GROUP INC. CL ‘B’ NV

URB.A URBANA CORPORATION CLASS ‘A’ NV

VLN VELAN INC. SV

WCM.A WILMINGTON CAPITAL MANAGEMENT INC. CL ‘A’ NV

RV - RESTRICTED VOTING SV - SUBORDINATE VOTING NV - NON-VOTING


SYMBOL NAME CUSIP SYMBOL NAME CUSIP

Warrants

Symbol Issue Name Subscription Terms Expiry Date

AEF.WT Acasta Enterprises Inc. J One Warrant to purchase one Class A Restricted January 3, 2022

Voting Share of the Issuer at $11.50 until expiry,

and as the Class A RV Shares will have been automatically

converted into Class B Shares, each whole warrant will

be exercisable for one Class B Share

AGI.WT Alamos Gold Inc. J One Warrant to purchase one Class A share of August 30, 2018

the Issuer at $28.47 until expiry.

AGI.WT.A Alamos Gold Inc. J One Warrant to purchase one Common Share of January 7, 2019

the Issuer at $10.00 until expiry

ALO.WT Alio Gold Inc. 10 Warrants to purchase one common share of the Issuer May 30, 2018

at $7.00 until expiry

ALO.WT.A Alio Gold Inc. J One Warrant to purchase one common share of the Issuer July 20, 2018


AQY.WT Alignvest Acquisition II Corporation One Warrant to purchase one Common Share of the Issuer tbd


ASND.WT Ascendant Resources Inc. One Warrant to purchase one Common Share of the Issuer March 7, 2022


ACB.WT Aurora Cannabis Inc. One Warrant to purchase one Common Share of the Issuer Nov 2, 2020


ASM.WT Avino Silver & Gold Mines Ltd. One Warrant to purchase one Common Share of the Issuer Nov 28, 2019

at US$2.00 until expiry

DEE.WT Delphi Energy Corp. One Warrant to purchase one common share of July 15, 2021

the issuer at $1.40 per share until expiry

DC.WT Dundee Corporation J Each whole Warrant will entitle the holder thereof to purchase June 30, 2019

one Subordinate Voting Share of the Company at a price

of $6.00 per share at any time prior expiry

ECS.WT eColbalt Solutions Inc. J One Warrant to purchase one common share of the Issuer Aug 23, 2019

at $1.95 per share until expiry

EFR.WT Energy Fuels Inc. One Warrant to purchase one common share of the Issuer September 20, 2021

at US$2.45 per share until expiry

EXN.WT Excellon Resources Inc. One Warrant to purchase one common share of the July 26, 2018

Issuer at $1.75 until expiry.

EXN.WT.A Excellon Resources Inc. One Warrant to purchase one common share of the Issuer Dec 31, 2018

at $2.80 until expiry.

LXR.WT LXRandCo, Inc.J One Warrant to purchase one Class A RV Share of the Issuer June 9, 2022

at $11.50 until expiry that is 5 years after the completion of the

Qualifying Acquisition. As the Class A RV Shares will be

automatically converted into Class B Shares, each Warrant

will be exercisable for one Class B Share thereafter.

GCM.WT.A Gran Colombia Gold Corp. J One Warrant to purchase one common share of March 18, 2019


GGD.WT GoGold Resources Inc. One Warrant to purchase one common share of the Issuer June 7, 2018



GQM.WT Golden Queen Mining Co. Ltd. One Warrant to purchase one common share of the Issuer July 25, 2019


HSM.WT. Helius Medical Technologies, Inc. Each five Warrants to purchase one common April 18, 2019

share of the Issuer at $7.50 until expiry

HBM.WT HudBay Minerals Inc. One Warrant to purchase one common share of July 20, 2018


KEW.WT Kew Media Group Inc. Each Warrant entitles the holder to purchase one Class A NA

Restricted Voting Share. The Warrants will become exercisable,

at an exercise price of $11.50 per share, only commencing

30 days after the completion of the qualifying acquisition.

As the Class A Restricted Voting Shares will have been

automatically converted into Class B Shares, each whole

Warrant will then be exercisable for one Class B Share.

KFS.WT.V Kingsway Financial Services Inc. One Warrant to purchase one common share of September 15, 2023

Series B USF the Issuer at US $5.00.

LGD.WT Liberty Gold Corp. Wt One Warrant to purchase one common share of May 16, 2019


NMX.WT Nemaska Lithium Inc. One Warrant to purchase one common share July 8, 2019

of the Issuer at $1.50 until expiry.

NDM.WT.A Northern Dynasty Minerals Ltd. J One Warrant to purchase one common share of the July 9, 2020

Issuer at $0.55 until expiry

NDM.WT.B Northern Dynasty Minerals Ltd. J One Warrant to purchase one common share of the June 10, 2021

Issuer at $0.55 until expiry

ONC.WT Oncolytics Biotech Inc. One Warrant to purchase one common share of June 1, 2022


OSK.WT Osisko Mining Inc. J Twenty Warrants entitle the holder to purchase one August 25, 2018

common share of the Company at a price of $3.00 per

common share until expiry

OR.WT Osisko Gold Royalties Ltd. J One Warratn to purchase one common share of February 18, 2022


OR.WT.A Osisko Gold Royalties Ltd. J Wt Each whole Warrant entitles the holder to purchase February 26, 2019

one additional Share at a price of $19.08 at any time until expiry

PPR.WT Prairie Provident Resources Inc Wt One Warrant to purchase one common share March 16, 2019

of the Issuer at $0.87 until expiry

P.WT.C Primero Mining Corp. Each whole Warrant entitles the holder to purchase June 24, 2018

one additional Share at a price of $3.35

at any time until expiry

R.WT Red Eagle Mining Corporation One Warrant to purchase one common share of the Issuer August 7, 2022


RVX.WT Resverlogix Corp. One Warrant to purchase one Ordinary share of June 20, 2021


SSL.WT Sandstorm Gold Ltd. One Warrant to purchase one common share of November 3, 2020

the Issuer at US $4.00 until expiry.

S.WT Sherritt International Corporation Each whole Warrant entitles the holder to acquire between Jan 25, 2021

1.00 and 1.25 additional common shares

(as bulletin 2018-0062 table ) determined based on



the Applicable Reference Cobalt Price at an exercise price

of $1.95 per Warrant at any time prior to the Expiry Date

SRHI.WT Sprott Resource Corp. One Warrant to purchase one common share of February 9, 2022


TAO.WT TAG Oil Ltd. One Warrant to purchase one common share of March 20, 2019


TMD.WT.F Titan Medical Inc. J One Warrant to purchase one common share of November 17, 2020

November 2020 the Issuer at $1.60 until expiry.

TMD.WT.G Titan Medical Inc. J Each whole Warrant entitles the holder to purchase Feb 12, 2021

February 2021 one common share of the Company (“Warrant Share”)

at a price of $1.00 per Warrant Share, subject to adjustment,

at any time until expiry

TMD.WT.I Titan Medical Inc. J One Warrant to purchase one common share of the September 20, 2021

September 2021 Issuer at $0.75 until expiry

TMD.WT.H Titan Medical Inc. J One Warrant to purchase one common share of the Issuer March 31, 2021


TRL.WT Trilogy International Partners Inc. One Warrant to purchase one Common Share of the issuer February 7, 2022

at $11.50, after the qualifying acquisition and until expiry

Y.WT Yellow Pages Limited One Warrant to purchase one common share of December 20, 2022




Convertible Preferred Stocks

Issue Name

Symbol and Description Conversion Terms

AIM.PR.A Aimia Inc. At the option of the holder on March 31, 2015 and on March 15th every 5th year

Pr Series 1 thereafter into Series 2 Pr shares on a one for one basis. Notice to the company

must be given in writing not earlier than 30 days prior to but not later than 5 pm

on the last business day preceding the date for conversion.

AIM.PR.B Aimia Inc. At the option of the holder, on a Series 2 Conversion Date, to convert, subject

Pr Series 2 to the automatic conversion and restrictions on conversion described in the

Prospectus Supplement, all or any of their Series 2 Shares into Series 1 Shares

on the basis of one Series 1 Share for each Series 2 Share. If a Series 2

Conversion Date would otherwise fall on a day that is not a business day,

such series 2 Conversion Date shall be the immediately following business day.

Notice of a holder’s intention to convert Series 2 Shares is irrevocable and must

be received in writing by the Company not earlier than the 30th day prior to,

but not later than 5 p.m. (Montreal time) on the last business day preceding

the relevant Series 2 Conversion Date.

AIM.PR.C Aimia Inc. At the option of the holder on March 31, 2019 and on March 15th every 5th year

Pr Series 3 thereafter into Series 4 Pr shares on a one for one basis. Notice to the company

must be given in writing not earlier than 30 days prior to but not later than 5 pm

on the last business day preceding the date for conversion.

AQN.PR.A Algonquin Power & At the option of the holder on December 31, 2018 and on December 31 in every fifth

Utilities Corp. year thereafter into Series B Pr shares on a one for one basis. Notice to the

Pr Series A transfer agent and registrar must be received not earlier than 30 days prior

to but not later than 5pm on the last business day preceding the date

for conversion.

AQN.PR.D Algonquin Power & At the option of the holder on March 31, 2019 and on March 31 in every fifth

Utilities Corp. year thereafter into Series E Pr shares on a one for one basis. Notice to the

Pr Series D transfer agent and registrar must be received not earlier than 30 days prior

to but not later than 5pm on the last business day preceding the date

for conversion.

ALA.PR.A AltaGas Ltd. At the option of the holder on September 30, 2015 and on September 30 in every

Series A Pr fifth year thereafter into Series B Pr shares on a one for one basis.

ALA.PR.B AltaGas Ltd. At their option, on September 30, 2020 and on each Series B Conversion

Pr Series B Date to convert, subject to the restrictions on conversion described below,

all or any of their Series B Preferred Shares into Series A Preferred Shares

on the basis of one Series A Preferred Share for each Series B Preferred Share.

The conversion of Series B Preferred Shares may be effected upon notice given

not earlier than the 30th day prior to, but not later than 5:00 p.m. (Toronto time)

on the 15th day preceding, a Series B Conversion Date.

ALA.PR.E AltaGas Ltd. At the option of the holder on December 31, 2018 and on December 31 in every

Series E Pr fifth year thereafter into Series F Pr shares on a one for one basis.

ALA.PR.G AltaGas Ltd. At the option of the holder on September 30, 2019 and on September 30 in every

Series G Pr fifth year thereafter into Series H Pr shares on a one for one basis.

ALA.PR.I AltaGas Ltd. At the option of the holder on December 31, 2020 and on December 31

Series I Pr every fifth year thereafter into Series J Pr shares on a one for one basis.


ALA.PR.K AltaGas Ltd. Series K Pr At the option of the holder on March 31, 2022 and on March 31 every fifth

year thereafter (a “Series K Conversion Date”), to convert, subject to

the restrictions on conversion described in the Prospectus, all or any of their

Series K Preferred Shares into cumulative redeemable floating rate preferred

shares, Series L (“Series L Preferred Shares”) on the basis of one Series L

Preferred Share for each Series K Preferred Share. Notice of a holder’s intention

to convert Series K Preferred Shares must be received by the transfer agent

and registrar for the Series K Preferred Shares at its principal office in

Toronto or Calgary not earlier than the 30th day prior to, but not later than 5:00 p.m.

(Toronto time) on the 15th day preceding, a Series K Conversion Date.

ALA.PR.U AltaGas Ltd. At the Option of the holder on September 30, 2017 and on September 30 in every

Series C Pr USF fifth year thereafter into Series D Pr shares on a one for one basis. Notice to the

company must be given in writing not earlier than 30 days prior to but not later

than 5 pm on the last business day preceding the date for conversion.

AX.PR.A Artis Real Estate At the option of the holder on September 30, 2017 and on September 30 in

Investment Trust Pr every fifth year thereafter into Series B Pr units on a one for one basis.

Units Series A Notice to the company must be given in writing not earlier than 30 days

prior to but not later than the 15th day preceding a Series A reclassification

date. Subject to certain restrictions.

AX.PR.E Artis Real Estate At the option of the holder on September 30, 2018 and on September 30 in

Investment Trust Pr every fifth year thereafter into Series R Pr units on a one for one basis.

Units Series E Notice to the company must be given in writing not earlier than 30 days

prior to but not later than the 15th day preceding a Series E reclassification


AX.PR.U Artis Real Estate At the option of the holder on March 31, 2018 and on March 31 in every

Investment Trust Pr fifth year thereafter into Series D Pr units on a one for one basis.

Series C USF Notice to the company must be given in writing not earlier than 30 days

prior to but not later than the 15th day preceding a Series C reclassification


AX.PR.E Artis Real Estate Investment At the option of the holder on September 30, 2018 and on September 30

Trust Pr Units Series E in every fifth year thereafter into Series R Pr units on a one for one basis.

Notice to the company must be given in writing not earlier than 30 days

prior to but not later than the 15th day preceding a Series E

reclassification date. Subject to certain restrictions.

AX.PR.I Artis Real Estate Investment At the option of the holder, convertible on April 30, 2023, and on April 30

Trust Pr Units Series I every five years thereafter into Preferred Units, Series J

AZP.PR.B Atlantic Power At the option of the holder, subject to certain conditions on December 31, 2014 and

Preferred Equity Ltd. on the 31st of December every 5 years thereafter into Series 3 Pr shares on a

Series 2 Pr one for one basis.

AZP.PR.C Atlantic Power At the option of the holder, subject to certain conditions on December 31, 2019 and

Preferred Equity Ltd. on the 31st of December every 5 years thereafter into Series 2 Pr shares on a

Series 3 Pr one for one basis.

BCE.PR.A BCE Inc. 1st Pr At the option of the holder, upon at least 10 days prior notice, on September 1, 2007

Series AA and on September 1 in every fifth year thereafter, into Cumulative Redeemable 1st Pr

shares Series AB of BCE on the basis of one Series AB for each Series AA converted.

BCE.PR.B BCE Inc. Pr At the option of the holder, upon not earlier than 45 days notice but not later than

Series AB the close of business on the 10th day preceding a Series B conversion date, on

September 1, 2012, and on September 1 every 5 years thereafter into an equal

number of Series AA Pr shares.

BCE.PR.C BCE Inc. Pr At the option of the Holder on and after March 1st, 2008 and on March 1st

Series AC in every five years thereafter, upon at least 45 days notice each share will be

convertible into BCE Inc. Series AD Pr shares on the basis of one for one.


Issue Name


BCE.PR.D BCE Inc. 1st Pr At the option of the holder on and after March 1, 2013 and on March 1st

Series AD in every 5th year thereafter, upon giving to the Issuer notice thereof not earlier

than 45 days prior to but not later than the close of business on the 10th day

preceding, a Series AD conversion date into Series AC Pr shares.

BCE.PR.E BCE Inc. 1st Pr At the option of the holder on and after February 1, 2005 and on February 1st

Series AE in every 5th year thereafter, upon at least 14 days notice, into one

Series 16 Pr share for each Series 15 share converted.

BCE.PR.F BCE Inc. 1st Pr At the option of the holder, upon at least 14 days prior notice, on February 1st,

Series AF 2010 and on Febuary 1st in every 5th year thereafter into one Series 15 Pr share

for each Series 16 share converted.

BCE.PR.G BCE Inc. 1st Pr At the option of the holder on and after May 2, 2006 and on May 1st in every 5th year

Series AG thereafter, upon at least 10 days notice, into one Series 18 Pr share for each

Series 17 share converted.

BCE.PR.H BCE Inc. 1st Pr At the option of the holder on and after May 1, 2011 and on May 1st in every

Series AH 5th year thereafter, upon at least 10 days notice into, into one Series 17 Pr share


BCE.PR.I BCE Inc. 1st Pr At the option of the holder on and after August 1, 2006 and on August 1st in every

Series AI 5th year thereafter, upon at least 10 days notice into, into one Series 20 Pr share


BCE.PR.J BCE Inc. 1st Pr At the option of the holder on and after August 1, 2016 and on August 1st in every

Series AJ 5th year thereafter, upon at least 10 days notice into, into one Series AI

for each Series AJ share converted.

BCE.PR.K BCE Inc. 1st Pr At the option of the Holder on and after December 31, 2016 and on December 31st

Series AK in every 5th year thereafter, upon at least 10 days notice into, into one Series AL

Pr share for each Series AK share converted.

BCE.PR.L BCE Inc. Pr Series AL At the option of the holder, convertible on any Series AL Conversion Date into

Series AK Preferred Shares on the basis of one Series AK Preferred Share

for each Series AL Preferred Share converted

BCE.PR.M BCE Inc. 1st Pr At the option of the holder and subject to certain restrictions on March 31, 2016 and

Series AM on March 31 every 5 years thereafter into an equal number of Pr Series AN shares

upon giving notice thereof not that earlier than the 30th day prior to, but not later

than 5:00 pm on the 15th day preceding, a Series AM conversion date.

BCE.PR.N BCE Inc. 1st Pr Series AN each holder of Series AN Preferred Shares will have the right, at its option, on any

Series AN Conversion Date, to convert, subject to the restrictions on conversion

described below and in the terms of the Series AN Preferred Shares, and the payment

or delivery to the Company of evidence of payment of the tax (if any) payable, all or

any of the Series AN Preferred Shares into Series AM Preferred Shares on the basis

of of one for one not earlier than the 30th day prior to, but not later than 5 p.m.

(Montréal time) on the 15th day preceding the applicable Series AN Conversion Date

BCE.PR.O BCE Inc. 1st Pr At the option of the holder and subject to certain restrictions on March 31, 2016 and

Series AO on March 31 every 5 years thereafter into an equal number of Pr Series AN shares


than 5:00 pm on the 15th day preceding, a Series AM conversion date.

BCE.PR.Q BCE Inc. 1st Pr At the option of the holder and subject to certain restrictions on March 31, 2017 and

Series AQ on March 31 every 5 years thereafter into an equal number of Pr Series AP shares


than 5:00 pm on the 15th day preceding, a Series AO conversion date.

BCE.PR.R BCE Inc. Pr Series R At the option of the holder on and after December 1, 2005 and on December 1st every

five years thereafter, upon at least 14 days notice each share will be convertible into

BCE Inc. Series Q Pr shares on the basis of one for one.

BCE.PR.S BCE Inc. Pr Series S At the option of the holder on and after November 1, 2011 and on November 1st every


BCE Inc. Series T Pr shares on the basis of one for one.


Issue Name


BCE.PR.T BCE Inc. Pr Series T At the option of the holder on and after November 1, 2001 and on November 1st every


BCE Inc. Series S Pr shares on the basis of one for one.

BCE.PR.Y BCE Inc. Pr Series Y At the option of the holder on and after December 1, 2002 and on December 1 every


BCE Inc. Series Z Pr shares on the basis of one for one.

BCE.PR.Z BCE Inc. Pr Series Z At the option of the holder on and after December 1, 2007 and on December 1st

every five years thereafter, upon at least 14 days notice each share will be convertible

into BCE Inc. Series Y Pr shares on the basis of one for one.

BMO.PR.A Bank of Montreal Cl B Pr 26 At the option of the holder, convertible on a Series 26 Conversion Date into

Preferred Series 25

BMO.PR.B Bank of Montreal Cl B Pr 38 At the option of the holder, convertible on February 25, 2022 and on February 25

every five years thereafter into Preferred Shares Series 39

BMO.PR.C Bank of Montreal At the option of the holder, convertible on May 25, 2022 and on May 25

Cl B Pr Series 40 every five years thereafter into Preferred Shares Series 41

BMO.PR.D Bank of Montreal At the option of the holder, convertible on August 25, 2022 and on August 25

Cl B Pr Series 42 every five years thereafter into Preferred Shares Series 43

BMO.PR.M Bank of Montreal Holder will be subject to the automatic conversion provisions and the right of the

Cl B Pr Series 16 Bank to redeem those shares, have the right, at their option to convert, on

August 25, 2013 and on August 25 every 5 years thereafter any or all of their

Preferred Shares Series 16 into an equal number of Pr Series 17 upon giving

to the Bank notice thereof not earlier than 30 days prior to, but not later than

5:00 pm on the 15th day preceding a Series 16 conversion date.

BMO.PR.Q Bank of Montreal Holders will be subject to the automatic conversion provisions and the right of the

Cl B Pr Bank to redeem those shares, have the right, at their option to convert, on

Series 25 August 25, 2016 and on August 25 every 5 years thereafter any or all of

their Preferred Shares Series 25 into an equal number of Pr Series 26 upon

giving to the Bank notice thereof not earlier than 30 days prior to, but not later

than 5:00 pm on the 15th day preceding a Series 25 conversion.

BMO.PR.R Bank of Montreal At the option of the holder on and after August 25, 2018 and on August 25 in

Cl B Pr 17 every 5th year thereafter, into one Series 16 Pr share for each Series 17 share

converted, subject to restrictions.

BMO.PR.S Bank of Montreal Holders will be subject to the automatic conversion provisions and the right of the

Cl B Pr Bank to redeem those shares, have the right, at their option to convert, on

Series 27 May 25, 2019 and on May 25 every 5 years thereafter any or all of their

Preferred Shares Series 27 into an equal number of Pr Series 28 upon

giving to the Bank notice thereof not earlier than 30 days prior to, but not later


BMO.PR.T Bank of Montreal At the option of the holder, subject to automatic conversion provisions and the

Cl B Pr right of the Bank to redeem those share, have the right to convert on August 25,

Series 29 2019 and on August 25 every five years thereafter into an equal number of

Pr Series 30.

BMO.PR.W Bank of Montreal At the option of the holder, subject to automatic conversion provisions and the

Cl B Pr right of the Bank to redeem those share, have the right to convert on November 25,

Series 31 2019 and on November 25 every five years thereafter into an equal number

of Pr Series 32.


Issue Name


BMO.PR.Y Bank of Montreal At the option of the holder, on August 25, 2020 and on August 25 every five years

Cl B Pr Series 33 thereafter (a “Series 33 Conversion Date”) to convert, subject to the restrictions

on conversion described in the Prospectus and the payment or delivery to the Bank

of evidence of payment of the tax (if any) payable, all or any of their Preferred Shares

Series 33 registered in their name into Preferred Shares Series 34 on the basis

of one Preferred Share Series 34 for each Preferred Share Series 33. The conversion

of Preferred Shares Series 33 may be effected upon notice delivered by the holders

of Preferred Shares Series 33 not earlier than the 30th day prior to, but not later than

5:00 p.m. (Toronto time) on the 15th day preceding, a Series 33 Conversion Date

BMO.PR.Z Bank of Montreal Upon the occurrence of a Trigger Event (as defined in the Prospectus),

Cl B Pr Series 35 (NVCC) each outstanding Preferred Share Series 35 will automatically and immediately

be converted into Common Shares (Symbol: BMO) of the Bank, at a conversion

price equal to the greater of (i) $5.00 per share, and (ii) the volume weighted

average trading price of the Common Shares on the Toronto Stock Exchange

for the 10 consecutive trading days ending on the trading day preceding

the date of the Trigger Event

BNS.PR.B Bank of Nova Scotia At the option of the holder, subject to automatic conversion provisions and the

(The) Pr Series 21 right of the Bank to redeem those shares, have the right to convert on October 26,

2018 and on October 26 every five years thereafter into an equal number of

Floating Rate Pr Series 20.

BNS.PR.C Bank of Nova Scotia At the option of the holder, subject to automatic conversion provisions and the

(The) Pr Series 23 right of the Bank to redeem those shares, have the right to convert on January 26,

2019 and on every January 26 every five years thereafter into an equal number of

Floating Rate Pr Series 22.

BNS.PR.D Bank of Nova Scotia At their option, on April 26, 2020 and on April 26 every five years thereafter

(The) Pr Series 31 (a “Series 31 Conversion Date”), to convert, all or any of their Preferred Shares

Series 31 registered in their name into Preferred Shares Series 30 on the basis

of one Preferred Share Series 30 for each Preferred Share Series 31.

The conversion of Preferred Shares Series 31 may be effected upon notice

given not earlier than the 30th day prior to, but not later than 5:00 p.m.

(Toronto time) on the 15th day preceding, a Series 31 Conversion Date

BNS.PR.F Bank of Nova Scotia At their option, on February 2, 2021 and on February 2 every five years thereafter

(a “Series 33 Conversion Date”), to convert, subject to the restrictions on conversion

described below, the provisions of the Bank Act and the payment or delivery to the

Bank of evidence of payment of the tax (if any) payable, all or any of their

Preferred Shares Series 33 registered in their name into Preferred Shares Series

32 on the basis of one Preferred Share Series 32 for each Preferred Share

Series 33. The conversion of Preferred Shares Series 33 may be effected upon

notice in writing given not earlier than 30 days prior to, but not later than 5:00 p.m.

(Toronto time) on the 15th day preceding, a Series 33 Conversion Date.

BNS.PR.E Bank of Nova Scotia At their option, on April 26, 2021 and on April 26 every five years thereafter

(The) Pr Series 34 (NVCC) (a “Series 34 Conversion Date”), to convert, subject to the restrictions on

conversion described below, the provisions of the Bank Act and the payment

or delivery to the Bank of evidence of payment of the tax (if any) payable, all or

any of their Preferred Shares Series 34 registered in their name into Non-Cumulative

Floating Rate Preferred Shares Series 35 (Non-Viability Contingent Capital (NVCC))

(the “Preferred Share Series 35") on the basis of one Preferred Share Series 35 for

each Preferred Share Series 34. The conversion of Preferred Shares Series 34 may

be effected upon notice given not earlier than the 30th day prior to, but not later than

5:00 p.m. (Toronto time) on the 15th day preceding, a Series 34 Conversion Date


Issue Name


BNS.PR.G Bank of Nova Scotia At the option of the holder, on July 26, 2021 and on July 26 every five years thereafter

(The) Pr Series 36 (a “Series 36 Conversion Date”), to convert, subject to the restrictions on conversion

described below, the provisions of the Bank Act and the payment or delivery to the

Bank of evidence of payment of the tax (if any) payable, all or any of their Preferred

Shares Series 36 registered in their name into Preferred Shares Series 37 on the basis

of one Preferred Share Series 37 for each Preferred Share Series 36. The conversion

of Preferred Shares Series 36 may be effected upon notice given not earlier than the

30th day prior to, but not later than 5:00 p.m. (Toronto time) on the 15th day

preceding, a Series 36 Conversion Date

BNS.PR.H Bank of Nova Scotia At the option of the holder, convertible on January 27, 2022

(The) 5 year Rate Reset and on January 27 every five years thereafter into Non-cumulative

Pr Series 38 Floating Rate Preferred Shares Series 39

BNS.PR.Q Bank of Nova Scotia At the option of the holder, subject to automatic conversion provisions and the

(The) Pr Series 20 right of the Bank to redeem those shares, have the right to convert on October 26,

2013 and on every October 26 every five years thereafter into an equal number

of Floating Rate Pr Series 21.

BNS.PR.R Bank of Nova Scotia At the option of the Holder and subject to certain restrictions on January 26, 2014

(The) Pr Series 22 and on January 26 every 5 years thereafter into an equal number of Pr Series 23

shares of the Bank upon giving to the Bank notice thereof not that earlier than

the 30th day prior to, but not later than 5:00 pm on the 15th day preceding,

a Series 22 conversion date.

BNS.PR.Y Bank of Nova Scotia At the option of the holder and subject to certain restrictions on April 26, 2015 and

(The) Pr Series 30 on April 26 every 5 years thereafter into an equal number of Pr Series 31 shares

of the Bank upon giving to the Bank notice thereof not that earlier than the

30th day prior to, but not later than 5:00 pm on the 15th day preceding,


BNS.PR.Z Bank of Nova Scotia At the option of the holder and subject to certain restrictions on February 2, 2016 and

(The) Pr Series 32 on February 2 every 5 years thereafter into an equal number of Pr Series 33 shares

of the Bank upon giving to the Bank notice thereof not that earlier than the

30th day prior to, but not later than 5:00 pm on the 15th day preceding,


BIR.PR.A Birchcliff Energy Ltd. At the option of the holder and subject to certain restrictions on September 30,

Pr Series A 2017 and on September 30 every 5 years thereafter into an equal number of

Pr Series B shares upon giving notice thereof not that earlier than the 30th day

prior to, but not later than 5:00 pm on the 15th day preceding, a Seris A

conversion date.

BIR.PR.C Birchcliff Energy Ltd. At the option of the Issuer on June 30, 2018, upon not less than 30 days

Pr Series C and not more than 60 days written notice, subject if required to stock exchange

approval, all or any part of the outstanding preferred shares into common shares

will be determined by dividing the then applicable redemption price per Pr Share

Series C by the greater of $2.00 or 95% of the then current market price.

BBD.PR.C Bombardier Inc. 6.25% At the option of the Issuer on and after March 31, 2007, subject to the approval

Pr Series 4 of the Toronto Stock Exchange and such other stock exchanges on which the

Series 4 Pr shares are listed into that number of Class B SV shares determined

by dividing the then applicable redemtpion price together with all accrued and

unpaid dividends by the greater of $2.00 and 95% of the weighted average trading

price of such Class B SV shares on the Toronto Stock Exchange for the period of

20 consecutive trading days, ending on the last trading day on or before the fourth

day prior to the date fixed for conversion.

In addition the Issuer may create one or more further series of Preferred shares,

into which the holders of Series 4 Pr shares could have the right, but not the

obligation, to convert their shares on a share for share basis.


Issue Name


BBD.PR.D Bombardier Inc. 6.25% At the option of the holder on August 1st, 2007 and on August 1st in every fifth

Series 3 Pr year thereafter, upon at least 14 days notice into Series 2 shares of the Issuer

on a one for one basis.

Holders of the Series 3 Shares shall not be entitled to convert their shares into

Series 2 Shares if, following the close of business on the 14th day preceding

a Conversion Date, the Issuer determines that there would remain

outstanding less than 1,000,000 Series 2 Shares, after having taken into

account all Series 3 Shares tendered for conversion into Series 2 Shares and,

if applicable, all Series 2 Shares tendered for conversion into Series 3 Shares.

Furthermore, if following the close of business on the 14th day preceding a

Conversion Date the Issuer determines that there would remain outstanding

less than 1,000,000 Series 3 Shares after having taken into account all Series 3

Shares tendered for conversion into Series 2 Shares and if applicable, all Series 2

Shares tendered for conversion into Series 3 Shares, then all, but not part, of the

remaining outstanding Series 3 Shares shall automatically be converted into

Series 2 Shares on the basis of one Series 2 Share for each Series 3 Share

on the applicable Conversion.

BAM.PF.A Brookfield Asset At the option of the holder, subject to restrictions, on September 30, 2018 and

Management Inc. every 5 years thereafter into Series 33 Pr shares on a one for one basis.

Cl A Pr Series 32

BAM.PF.B Brookfield Asset At the option of the holder, subject to restrictions, on March 31, 2019 and


Cl A Pr Series 34

BAM.PF.E Brookfield Asset At the option of the holder, subject to restrictions, on March 31, 2020 and


Cl A Pr Series 38

BAM.PF.F Brookfield Asset At the option of the holder on September 30, 2019 and on September 30 every

Management Inc. fifth year thereafter, into Series 41 Pr shares on a one for one basis.

Cl A Pr Series 40

BAM.PF.G Brookfield Asset At the option of the holder, subject to restrcitions on June 30, 2020 and every

Management Inc. fifth year thereafter, into Series 43 Pr shares on a one for one basis.

Cl A Pr Series 42

BAM.PF.H Brookfield Asset At their option, on December 31, 2020, and on December 31 every five years

Management Inc. Cl A thereafter (a “Series 44 Conversion Date”), to convert, subject to the restrictions

Pr Series 44 on conversion described in the Prospectus and the payment or delivery to

the Company of evidence of payment of the tax (if any) payable, all or any of

their Series 44 Shares registered in their name into Series 45 Shares on the

basis of one Series 45 Share for each Series 44 Share

BAM.PF.I Brookfield Asset At the option of the holder, convertible on March 31, 2022

Management Inc. and on March 31 every five years thereafter into Cumulative

Cl A Pr Series 46 Class A Preference Shares, Series 47

BAM.PF.J Brookfield Asset At the option of the holder, convertible on December 31, 2022 and

Management Inc. on December 31 every five years thereafter into Cumulative Class A

Cl A Pr Series 48 Preference Shares, Series 49

BAM.PR.E Brookfield Asset At the option of the holder on November 1st, 2006 and on November 1 in every

Management Inc. fifth year thereafter, upon at least 14 days notice into Series 9 Preference shares

Cl A Pr Series 8 of Brookfield Asset Management on a one for one basis.

BAM.PR.G Brookfield Asset At the option of the holder on November 1st, 2006 and on November 1 in every fifth

Management Inc. year thereafter, upon at least 14 days notice into Series 8 Preference Shares of

Cl A Pr Series 9 Brascan Corporation on a one for one basis.


Issue Name


BIP.PR.B Brookfield At their option, on December 31, 2020, and on December 31 every five years

Infrastructure Partners thereafter (a “Series 3 Reclassification Date”), to reclassify, subject to the restrictions

L.P. Cl A Pr Ser 3 on reclassification described in the Prospectus and the payment or delivery to the

Partnership of evidence of payment of the tax (if any) payable, all or any of their

Series 3 Preferred Units registered in their name into Series 4 Preferred Units on the

basis of one Series 4 Preferred Unit for each Series 3 Preferred Unit. The

reclassification of Series 3 Preferred Units may be effected upon written notice given

by the registered holders of the Series 3 Preferred Units not earlier than the 30th

day prior to, but not later than 5:00 p.m. (Toronto time) on the 15th day preceding,

a Series 3 Reclassification Date.

BAM.PR.M Brookfield Asset At the option of the Issuer on and after December 31, 2011 into that number of

Management Inc. Class A voting shares determined by dividing the then applicable redemption price

Cl A Pr Series 17 together with all accrued and unpaid dividends up to but excluding the date fixed

for conversion by the greater of $2.00 and 95% of the Current Market Price of

the Class A shares on.

BAM.PR.N Brookfield Asset At the option of the Issuer on and after June 20, 2012 into that number of

Management Inc. Class A voting shares determined by dividing the then applicable redemption price

Cl A Pr Series 18 together with all accrued and unpaid dividends up to but excluding the date fixed

for conversion by the greater of $2.00 and 95% of the Current Market Price of

the Class A shares on.

BAM.PR.R Brookfield Asset At the option of the holder on and after June 30, 2016 upon at least 15 days

Management Inc. notice and not more than 30 days notice and on June 30 every 5 years

Cl A Pr Series 24 thereafter subject to restrictions, into Series 25 on a one for one basis.

BAM.PR.S Brookfield Asset . At their option on each Series 25 Conversion Date to convert, subject to

Management Inc the restrictions on conversion described in the Prospectus and the

Cl A Pr 25 payment or delivery to the Company of evidence of payment of the tax

(if any) payable, all or any of their Series 25 Shares registered in their

name into Series 24 Shares on the basis of one Series 24 Share for

each Series 25 Share. The conversion of Series 25 Shares may be

effected upon notice delivered by the holders of Series 25 Shares not

earlier than the 30th day prior to, but not later than 5:00 p.m. (Toronto time)

on the 15th day preceding, a Series 25 Conversion Date

BAM.PR.T Brookfield Asset At the option of the holder on and after March 31, 2017 upon at least 15 days

Management Inc. notice and not more than 30 days notice and on March 31 every 5 years


BAM.PR.X Brookfield Asset At the option of the holder on and after June 30, 2017 upon at least 15 days

Management Inc. notice and not more than 30 days notice and on June 30 every 5 years


BAM.PR.Z Brookfield Asset At the option of the holder on and after December 31, 2017 upon at least

Management Inc. 15 days notice and not more than 30 days notice and on December 31 every

Cl A Pr 30 5 years thereafter subject to restrictions, into Series 31 on a one for one basis.

BIP.PR.C Brookfield Infrastructure At the option of the holder, convertible on September 30, 2021 and on

Partners L.P. Cl A Pr Ser 5 September 30 every five years into Series 6 Preferred Units

BIP.PR.D Brookfield Infrastructure At the option of the holder, convertible on March 31, 2022 and on March 31

Partners L.P. Cl A Pr Ser 7 every five years into Series 8 Preferred Units

BPO.PR.A Brookfield Office At the option of the holder on December 31, 2019 and on December 31 in

Properties Inc. every fifth year thereafter, upon at least 15 days notice and not more than

Cl AAA Pr AA 30 days into Series BB shares on a one for one basis.

BPO.PR.C Brookfield Office At the option of the holder on June 30, 2021 and on June 30 every fifth

Properties Inc. Cl AAA year thereafter, to convert, subject to the restrictions on conversion described

Pr Series CC in the Prospectus, all or any of their Series CC Shares into Series DD

Shares on a one for one basis.

BPO.PR.E Brookfield Office Properties Inc. At the option of the holder, convertible on March 31, 2022 and on March 31

Cl AAA Pr Ser EE every five years thereafter into Class AAA Preference Shares, Series FF


Issue Name


BPO.PR.G Brookfield Office Properties Inc. At the option of the holder, convertible on June 30, 2022 and on June 30

Cl AAA Pr Ser GG every five years thereafter into Class AAA Preference Shares, Series HH

BPO.PR.I Brookfield Office Properties Inc. At the option of the holder, convertible on December 31, 2022 and on

Class AAA Pr Series II December 31 every five years thereafter into Class AAA

Preference Shares, Series JJ

BPO.PR.N Brookfield Office At the option of the holder on and after June 30, 2016 and on June 30 every

Properties Corporation 5 years thereafter, on at least 30 days and not more than 60 days prior

Cl AAA Pr Series N written notice, into Series O Pr shares on a one for one basis.

BPO.PR.P Brookfield Office At the option of the holder on and after March 31, 2017 and on March 30 every

Properties Corporation 5 years thereafter, on at least 30 days and not more than 60 days prior

Cl AAA Pr Series P written notice, into Series Q Pr shares on a one for one basis.

BPO.PR.S Brookfield Office Properties Inc. At the option of the holder, convertible on a Series S Conversion Date into

Cl AAA Pr Series S Class AAA Preference Shares, Series R

BPO.PR.R Brookfield Office At the option of the holder on and after September 30, 2016 and on

Properties Corporation September 30 every 5 years thereafter, on at least 30 days and not

Cl AAA Pr Series R more than 60 days prior written notice, into Series S Pr shares on

a one for one basis.

BPO.PR.T Brookfield Office At the option of the holder on and after December 31, 2018 and on December 31

Properties Inc. every 5 years thereafter, on at least 15 days and not more than 30 days prior

Cl AAA Pr Series T written notice, into Series U Pr shares on a one for one basis.

BEP.PR.G Brookfield Renewable Partners At the option of the holder on January 31, 2021 and on

L.P. Series 5 Pr Class A January 31 every 5 years thereafter, on at least 15 days and

not more than 30 days prior written notice, into Series 8 Pr Unit on


BEP.PR.I Brookfield Renewable Energy At the option of the holder on July 31, 2021 and on July 31 every 5 years

Energy Partners L.P. thereafter, on at least 15 days and not more than 30 days prior

Cl A Pr Ser 9 written notice, into Series 10 Pr Unit on a one for one basis.

BEP.PR.K Brookfield Renewable Partners At the option of the holder, convertible on April 30, 2022 and on April 30

L.P. Cl A Pr L.P. Ser 11 every five years thereafter into Class A Preferred Limited Partnership

Units, Series 12

BEP.PR.M Brookfield Renewable At the option of the holder, convertible on April 30, 2023 and

Energy Partners L.P. on April 30 every five years thereafter into Class A

Cl A Pr Ser 13 Preferred Limited Partnership Units, Series 14

BRF.PR.A Brookfield Renewable At the option of the holder on and after April 30, 2015 and on April 30 every

Power Preferred five years thereafter, upon at least 15 written days notice and not more than

Equity Inc. Cl A Pr 1 30 days into Cl A Pr Series 2 (subject to restrictions) on a share for share basis

BRF.PR.B Brookfield Renewable Power At the option of the holder to convert all or any of their Series 2

Preferred Equity Inc. Cl A Pr 2 Shares registered in their name into Series 1 Shares on the basis of

one Series 1 Share for each Series 2 Share on a share for share basis

BRF.PR.C Brookfield Renewable At the option of the holder on and after July 31, 2019 and on July 31 every

Power Preferred five years thereafter, upon at least 15 written days notice and not more than

Equity Inc. Cl A Pr 3 30 days into Cl A Pr Series 4 (subject to restrictions) on a share for share basis

CIU.PR.C CU Inc. Pr Series 4 At the option of the holder, subject to certain restrictions, on June 1, 2016 and on

June 1 every 5 years thereafter into Series 5 Pr shares on a one for one basis.

CF.PR.A Canaccord Genuity Holders will have the right, at their option to convert, on September 20, 2016

Group Inc. and on September 30 every 5 years thereafter any or all of their Preferred

Pr Series A Shares Series A into an equal number of Pr Series B shares upon giving

to the issuer notice thereof not earlier than 30 days prior to, but not later



Issue Name


CF.PR.C Canaccord Genuity Holders will have the right, at their option to convert, on June 30, 2017

Group Inc. and on June every 5 years thereafter any or all of their Preferred

Pr Series C Shares Series C into an equal number of Pr Series D shares upon giving

to the issuer notice thereof not earlier than 30 days prior to, but not later

than 5:00 pm on the 15th day preceding a Series C conversion.

CM.PR.O Canadian Imperial At the option of the holder on and after July 31, 2019 and on July 31st every 5 years

Bank of Commerce thereafter, subject to restrictions, all or any of their Series 39 Pr shares into Series

Series 39 Pr 40 Pr shares on the basis of one for one. Notice of a holders intention to convert

must be received by CIBC not earlier than the 30th day prior to, but not later than

5:00 pm (Toronto time) on the 15th day preceding, a Series 39 conversion date.

CM.PR.P Canadian Imperial At the option of the holder on and after January 31, 2020 and on January 31st every

Bank of Commerce 5 years thereafter, subject to restrictions, all or any of their Series 41 Pr shares into

Series 41 Pr Series 42 Pr shares on the basis of one for one. Notice of a holders intention to convert

must be received by CIBC not earlier than the 30th day prior to, but not later than

5:00 pm (Totonto time) on the 15th day preceding, a Series 41 conversion date.

CM.PR.Q Canadian Imperial At the option of the holder, to convert, on July 31, 2020 and on July 31 every fifth

Bank of Commerce year thereafter (each such date a “Series 43 Conversion Date”), all or any of

Series 43 Pr their Series 43 Preferred Shares into an equal number of Non-Cumulative

Floating Rate Class A Preferred Shares Series 44 (the “Series 44 Preferred

Shares”) of the Bank upon giving to the Bank notice thereof not earlier than

the 30th day prior to, but not later than 5:00 p.m. (Toronto time) on the 15th day

preceding the relevant Series 43 Conversion Date.

CM.PR.R Canadian Imperial At the option of the holder, convertible on July 31, 2022 and

Bank of Commerce on July 31 every five years thereafter into Preferred

Cl A Pr Series 45 Shares Series 46

CM.PR.S Canadian Imperial Bank At the option of the holder, convertible on January 31, 2023 and

of Commerce Cl A on January 31 every five years thereafter into Non-Cumulative Rate

Pr Series 47 Reset Class A Preferred Shares, Series 48

(Non-Viability Contingent Capital (NVCC))

CU.PR.I Canadian Utilities Limited At the option of the holder on December 1, 2020 and on December 1

2nd Pr Series FF every five years thereafter (a “Series FF Conversion Date”), to convert, subject to

the restrictions on conversion described in the Prospectus, all or any of their

Series FF Preferred Shares into Series GG Preferred Shares on the basis of

one Series GG Preferred Share for each Series FF Preferred Share. Notice of

a holder’s intention to convert Series FF Preferred Shares must be received by

the transfer agent and registrar for the Series FF Preferred Shares at its principal

office in Toronto not earlier than the 30th day prior to, but not later than 5:00 p.m.

(Toronto time) on the 15th day preceding, a Series FF Conversion Date

CWB.PR.B Canadian Western At the option of the holder on and after April 30, 2019 and on April 30th every five

Bank 5 Year Reset Pr 5 years thereafter, subject to the restrictions, all or any of their Series 5 Pr shares into

Series 6 Pr shares on the basis of one for one.

CWB.PR.C Canadian Western At their option, on July 31, 2021 and on July 31st every five years thereafter

Bank 5 Year Reset Pr 7 (a “Series 7 Conversion Date”), to convert, subject to the restrictions on conversion

described in the Prospectus and the payment or delivery to the Bank of evidence of

payment of the tax (if any) payable, all or any of their Series 7 Preferred Shares

registered in their name into Series 8 Preferred Shares on the basis of one for one

CPX.PR.C Capital Powder Corporation At the option of the holder on and after December 31, 2018 and on December 31

Pr Series 3 every five years thereafter, subject to the restrictions, all or any of their Series 3

Pr shares into Series 4 Pr shares on the basis of one for one.

CPX.PR.E Capital Powder Corporation At the option of the holder on and after June 30, 2018 and on June 30 every

Pr Series 5 five years thereafter, subject to the restrictions, all or any of their Series 5 Pr

shares into Series 6 Pr shares on the basis of one for one.

CPX.PR.G Capital Power Corporation At the option of the holder, convertible on December 31, 2021 and on

Pr Series 7 December 31 every five years into Series 8 Shares


Issue Name


CPX.PR.I Capital Power Corporation At the option of the holder, convertible on September 30, 2022, and on

Pr Series 9 September 30 every five years thereafter into Series 10 Shares

CSE.PR.A Capstone Infrastructure Holders will have the right, at their option to convert, on July 31, 2016 and

Corporation on July 31 every 5 years thereafter any or all of their Preferred Shares Series A

Series A Pr into an equal number of Pr Series B shares upon giving to the issuer notice

thereof not earlier than 30 days prior to, but not later than 5:00 pm on the

15th day preceding a Series 2 conversion.

DC.PR.B Dundee Corporation At the option of the holder on September 30, 2014 and on each September 30

5 Year Pr Series 2 thereafter, subject to certain restrictions, all or any of their Series 2 Pr shares

into Series 3 Pr shares on a one for one basis. Notice of a holders intention to

convert is irrevocable and must be received not earlier than the 30th day prior

to, but not later than 5:00 (Toronto time) on the 15th day preceding the conversion.

DC.PR.D Dundee Corporation At the option of the holder on September 30, 2019 and on each September 30 every

1st Pr Series 3 fifth year thereafter, subject o certain restrictions, all or any of their Series 3 Pr shares

into Series 2 Pr shares on a one for one basis. Notice of a holders intention to convert

is irrecvocoable and must be received not earlier than the 30th day prior to, but not

later than 5:00 (Toronto time) on the 15th day preceding the conversion date.

DC.PR.E Dundee Corporation Series 5 Preference Shares will be convertible, at the option of the Company,

1st Pr Series 5 into Class A Subordinate Voting Shares (“Subordinate Voting Shares ”) of the

Company at any time prior to June 30, 2019. The number of Subordinate Voting

Shares into which each Series 5 Preference Share may be so converted will be

determined by dividing the then applicable redemption price per Series 5

Preference Share, together with all accrued and unpaid dividends up to but

excluding the date fixed for conversion, by the greater of: (i) $2.00; and (ii) 95% of

the weighted average trading price of the Subordinate Voting Shares of the Company

on the Toronto Stock Exchange (“TSX”) for the 20 consecutive trading days ending

on the fourth day prior to the date specified for conversion or, if such fourth

day is not a trading day, the immediately preceding trading day

ECN.PR.A ECN Capital Corp At the option of the holder, convertible on December 31, 2021 and on

6.50% Preferred December 31 every five years thereafter into Cumulative Floating Rate

Shares, Series A Preferred Shares, Series B

ECN.PR.C ECN Capital Corp. At the option of the holder, convertible on June 30, 2022 and

6.25% Preferred Shares, on June 30 every five years thereafter into Cumulative Floating

Series C Rate Preferred Shares, Series D

ELF.PR.F E-L Financial Corporation At the option of the Issuer on after october 17, 2009 into that number of freely

Limited 1st Pr tradeable common shares determined by dividing the then applicable redemption price,

Series 1 together with all declared and unpaid dividends up to but excluding the date fixed for

conversion by the greater of $1.00 and 95% of the weighted average trading price of

the common shares on Toronto Stock Exchange (or if the common shares do not trade

on Toronto Stock Exchange on the date specified for conversion, on the exchange

or trading system with the highest volume of common shares trading during the 20

trading day period referred to below) for the 20 consecutive trading days ending on

(i) the fourth day prior to the date specified for conversion or (ii) if such fourth day is

not a trading, the immediately preceding day.

ELF.PR.G E-L Financial Corporation At the option of the Issuer on after October 17, 2011 into that number of freely

Limited 4.75% tradeable common shares determined by dividing the then applicable redemtpion

1st Pr Series 2 price, together with all declared and unpaid dividends up to but excluding the date

fixed for conversion by the greater of $1.00 and 95% of the weighted average

trading price of the common shares.

ELF.PR.H E-L Financial Corporation At the option of the Issuer on after April 17, 2017 into that number of freely

Limited 5.50% tradeable common shares determined by dividing the then applicable redemtpion

1st Pr Series 3 price, together with all declared and unpaid dividends up to but excluding the date

fixed for conversion by the greater of $1.00 and 95% of the weighted average

trading price of the common shares.


Issue Name


EFN.PR.I Element Fleet Financial Corp. At the option of the holder, convertible on June 30, 2022 and on June 30

5.75% Pr Series I every five years thereafter into Cumulative Floating Rate Preferred Shares, Series J

EFN.PR.A Element Fleet Financial Corp. At the option of the holder on and after December 31, 2018 and on December 31

J 6.6% 1st Pr Series A every five years thereafter, subject ot the restrictions, all or any of their 6.6%

1st Pr Series A shares into Series B Pr shares on the basis of one for one.

EFN.PR.C Element Fleet Financial Corp. At the option of the holder on and after June 30, 2019 and on June 30

J 6.5% Pr Series C every five years thereafter, subject ot the restrictions, all or any of their 6.5%

Pr Series C shares into Series D Pr shares on the basis of one for one.

EFN.PR.E Element Fleet Financial Corp. At the option of the holder on and after September 30, 2019 and on September 30

J 6.4% Pr Series E every five years thereafter, subject ot the restrictions, all or any of their 6.4%

Pr Series E shares into Series F Pr shares on the basis of one for one.

EFN.PR.G Element Fleet Financial Corp. At their option, to convert, on September 30, 2020 and on September 30

6.50% Pr Series G every fifth year thereafter (each a “Series G Conversion Date”), all or any

of their Series G Preferred Shares into an equal number of Cumulative

Floating Rate Preferred Shares, Series H on the basis of one for one

EMA.PR.A Emera Incorporated At the option of the holder, subject to certain restrictions into Series B1 1st Pr

1st Pr Series A shares on a one for one basis.

EMA.PR.B Emera Incorporated At their option, on Series B Conversion Date, to convert, subject to

1st Pr Serie B the restrictions on conversion described below and the payment or

delivery to the Company of evidence of payment of the tax (if any)

payable, all or any of their Series B Shares registered in their

name into Series A Shares on the basis of one Series A Share for

each Series B Share. The conversion of Series B Shares may be

effected upon notice delivered to the Company by the holders of

Series B Shares not earlier than the 30th day prior to, but not later

than 5 p.m. (Toronto time) on the 15th day preceding, a Series B

Conversion Date.

EMA.PR.C Emera Incorporated At the option of the holder, subject to restrictions, on February 15, 2020 and

1st Pr Series F every 5 years thereafter into Series G shares on a one for one basis.

EMA.PR.F Emera Incorporated At the option of the holder, subject to restrictions, on August 15, 2018 and

1st Pr Series C every 5 years thereafter into Series D shares on a one for one basis.

EML. PR.A Empire Life Insurance Company, At their option, to convert, on April 17, 2021 and on April 17 every fifth year

The Pr Series 1 thereafter (each a “Series 1 Conversion Date”), all or any of their Series 1

Preferred Shares into an equal number of Non-Cumulative Floating Rate

Preferred Shares, Series 2 (the “Series 2 Preferred Shares”) of the Company

upon giving the Company notice thereof not earlier than the 30th day prior to,

but not later than 5:00 p.m. (Toronto time) on the 15th day preceding the

applicable Series 1 Conversion Date

ENB.PR.B Enbridge Inc. At the option of the holder, subject to restrictions, on June 1, 2017 and every

Pr Series B 5 years thereafter into Series C shares on a one for one basis.

ENB.PR.C Enbridge Inc. At the option of the holder, convertible on any Series C Conversion Date

Pr Series C into Series B Preference Shares on the basis of one Series B Preference

Share for each Series C Preference Share converted

ENB.PR.D Enbridge Inc. At the option of the holder, subject to restrictions, on March 1, 2018 and every

Pr Series D 5 years thereafter into Series E shares on a one for one basis.

ENB.PR.F Enbridge Inc. At the option of the holder, subject to certain conditions on June 1, 2018 and on

Pr Series F 1st of June every 5 years thereafter into Series G Pr shares on a one for one basis.

ENB.PR.H Enbridge Inc. A the option of the holder, subject to restrictions, on September 1, 2018 and

Pr Series H every 5 years thereafter into Series I Pr shares on a one for one basis.

ENB.PR.J Enbridge Inc. A the option of the holder, subject to restrictions, on March 1, 2019 and on March 1

Pr Series 7 every 5 years thereafter into Series 8 Pr shares on a one for one basis.


Issue Name


ENB.PR.N Enbridge Inc. A the option of the holder, subject to restrictions, on December 1, 2018 and

Pr Series N every 5 years thereafter into Series O Pr shares on a one for one basis.

ENB.PR.P Enbridge Inc. At the option of the holder, subject to restrictions, on March 1, 2019 and

Pr Series P every 5 years thereafter into Series Q Pr shares on a one for one basis.

ENB.PR.T Enbridge Inc. At the otpion of the holder, subject to restrictions, on June 1, 2019 and

Pr Series R every 5 years thereafter into Series S Pr shares on a one for one basis.

ENB.PR.U Enbridge Inc. A the option of the holder, subject to restrictions, on June 1, 2017 and

Pr Series J every 5 years thereafter into Series K Pr shares on a one for one basis.

US Funds

ENB.PR.V Enbridge Inc. A the option of the holder, subject to restrictions, on June 1, 2018 and

Pr Series 1 USF every 5 years thereafter into Series 2 Pr shares on a one for one basis.

ENB.PR.Y Enbridge Inc. At the option of the holder, subject to restrictions, on September 1, 2019

Pr Series 3 and every 5 years thereafter into Series 4 Pr shares on a one for one basis.

ENB.PF.A Enbridge Inc. At the option of the holder, subject to restrictions, on December 1, 2019

Pr Series 9 and every 5 years thereafter into Series 10 shares on a one for one basis.

ENB.PF.C Enbridge Inc. At the option of the holder, subject to restrictions, on March 1, 2020


ENB.PF.E Enbridge Inc. At the option of the holder, subject to restrictions, on June 1, 2020


ENB.PF.G Enbridge Inc. At the option of the holders, subject to restrictions, on September 1, 2020

Pr Series 15 and on September 1 every 5 years thereafter into series 16 shares on


ENB.PF.I Enbridge Inc. At the option of the holder, convertible on March 1, 2022 and

Pr Series 17 on March 1st every five years into Series 18 Shares

ENB.PF.K Enbridge Inc. At the option of the holder, convertible on March 1, 2023 and on

Cumulative Pr Series 19 March 1st every five years into Series 20 Shares

ENB.PF.U Enbridge Inc. At the option of the holder, subject to restrictions, on September 1, 2017

Pr Series L and every 5 years thereafter into Series M Pr shares on a one for one basis.

US Funds

ENB.PF.V Enbridge Inc. At the option of the holder, subject to restrictions, on March 1, 2019 and

Pr Series 5 every 5 years thereafter into Series 6 Pr shares on a one for one basis.

US Funds

EQB.PR.C Equitable Group Inc. At the option of the holder, subject to certain conditions on September 30, 2019

Pr Series 3 and on the 30th of September every 5 years thereafter into Series 4 Pr shares

on a one for one basis.

FFH.PR.C Fairfax Financial At the option of the holders, subject to restrictions, on December 31, 2014 and

Holdings Limited every 5 years thereafter into Series D Pr shares on a one for one basis.

Series C Pr

FFH.PR.D Fairfax Financial At the option of the holder, subject to certain restrictions, on December 31, 2014

Holdings Limited and every 5 years thereafter into Series C Pr shares on a one for one basis.

Series D Pr

FFH.PR.E Fairfax Financial At the option of the holder, subject to certain conditions on March 31, 2015 and

Holdings Limited on the 31st of March every 5 years thereafter into Series F Pr shares on

Series E Pr a one for one basis.

FFF.PR.F Fairfax Financial At the option of the holder, subject to certain conditions on March 31, 2020 and

Holdings Limited on the 31st of March every 5 years theeafter into Series E pr shares on a

Series F Pr one for one basis.

FFH.PR.G Fairfax Financial At the option of the holder on and after September 30, 2015 and on September 30

Holdings Limited every 5 years thereafter upon at least 15 days written notice and not more

Series G Pr than 30 days, into Series H Pr shares on a one for one basis.


Issue Name


FFH.PR.H Fairfax Financial At their option, on a Series H Conversion Date, to convert all or any of their

Holdings Limited Series H Shares registered in their name into Series G Shares on the basis

Pr Series H of one Series G Share for each Series H Share. The conversion of Series H

Shares may be effected upon written notice given by the registered holders of

the Series H Shares not earlier than the 30th day prior to, but not later than

5:00 p.m. (Toronto time) on the 15th day preceding, a Series H Conversion Date.

FFH.PR.I Fairfax Financial At the option of the holder, subject to restrictions, on December 31, 2015 and

Holdings Limited every 5 years thereafter into Series J Pr shares on a one for one basis.

Pr Seies I

FFH.PR.J Fairfax Financial At their option, on a Series J Conversion Date, to convert all or any of their Series J

Holdings Limited Pr Shares registered in their name into Series I Shares on the basis of one Series I

Series J Share for each Series J Share. The conversion of Series J Shares may be effected

upon written notice given by the registered holders of the Series J Shares not earlier

than the 30th day prior to, but not later than 5:00 p.m. (Toronto time) on the 15th

day preceding, a Series J Conversion Date

FFH.PR.K Fairfax Financial At the option of the holder, subject to restrictions, on March 31, 2017 and

Holdings Limited every 5 years thereafter into Series L Pr shares on a one for one basis.

5 Yr Pr Series K

FFH.PR.M Fairfax Financial At the option of the holder, subject to certain conditions on March 31, 2020 and

Holdings Limited on the 31st of March every 5 years thereafter into Series N Pr shares on a

Series M Pr one for one basis.

FN.PR.A First National Financial At the option of the holder, subject to restrictions, on March 31, 2016 and

Corporation Cl A Pr 1 every 5 years thereafter into Series 2 Pr shares on a one for one basis.

FN.PR.B First National Financial At the option of the holder, subject to restrictions, have the right, at their option,

Corporation Cl A Pr Series 2 on each Series 2 Conversion Date, to convert all or any of the Series 2 Shares

registered in their name into Series 1 Shares on the basis of one Series 1

Share for each Series 2 Share held

FTS.PR.H Fortis Inc. At the option of the holder, subject to restrictions, into Series I on a one for one

1st Pr Series H basis. Notice must be given to the company in writing, not earlier than 30 days

prior to but not later than 15 days prior to the conversion.

FTS.PR.I Fortis Inc. At the option of the holder, subject to restrictions, into Series H on a one for one

1st Pr Series I basis. Notice must be given to the company in writing, not earlier than 30 days


FTS.PR.K Fortis Inc. At the option of the Holder, subject to restrictions, into Series L on a one for

1st Pr Series K one basis. Notice must be given to the company in writing, not earlier than

30 days prior to but not later than 15 days prior to the conversion.

FTS.PR.M Fortis Inc. At the option of the holder, subject to restrictions, into Series N on a one for one

1st Pr Series M basis. Notice must be given to the company in writing, not earlier than 30 days


GMP.PR.B GMP Capital Inc. At the option of the holder, subject to restrictions on March 31, 2016 and on

Pr Series B March 31 every 5 years thereafter into Series C Pr Shares on a one for one basis.

Notice must be given to the Issuer in writing not earlier than 30 days prior to

but not later than 15 days prior to conversion.

GMP.PR.C GMP Capital Inc. At the option of the holder, subject to certain restrictions, have the right,

Pr Series C at their option, on a Series C Conversion Date, to convert all or any of

the Series C Shares registered in their name into Series B Shares on

the basis of one Series B Share for each Series C Share held. Notice must

be given to the Issuer in writing not earlier than 30 days prior to but not later

than 15 days prior to conversion.

GWO.PR.N Great West Lifeco At the option of the holder on and after December 31, 2015 and on December 31

3.65% Pr N every 5 years thereafter, subject to restrictions, all or any of their Series N Pr shares

into Series O Pr shares on the basis of one for one. Notice of a holders intention to

convert must be received by the Bank not earlier than the 30th day prior to, but not later

than 5:00 pm (Toronto time) on the 15th day preceding, a Series N conversion date.


Issue Name


GWO.PR.O Great West Lifeco At their option, on December 31, 2020 and on December 31 every five years thereafter

First Pr Series O (a “Series O Conversion Date”), to convert all or any of the Series O Shares registered

in their name into Series N Shares on the basis of one Series N Share for each Series O

Share. Notice of a holder’s intention to convert Series O Shares must be received by

the Company not earlier than the 30th day prior to, but not later than 5:00 p.m.

(Toronto time) on the 15th day preceding, a Series O Conversion Date. Should any

December 31 not be a business day, the Series O Conversion Date will be the

preceding business day

HSE.PR.A Husky Energy Inc. At the option of the holder and subject to certain restrictions on March 31, 2016 and

Pr Series 1 on March 31 every 5 years thereafter into an equal number of Pr Series 2 shares


than 5:00 pm on the 15th day preceding, a Series 1 conversion date.

HSE.PR.B Husky Energy Inc. Pr Series 2 At the option of the holder, on March 31, 2021, and on March 31 in every fifth year

thereafter, to convert, subject to the restrictions on conversion described below,

all or any of their Series 2 Preferred Shares into Series 1 Preferred Shares on the

basis of one Series 1 Preferred Share for each Series 2 Preferred Share. The

conversion of Series 2 Preferred Shares may be effected upon notice given not

earlier than the 30th day prior to, but not later than 5:00 p.m. (Toronto time) on

the 15th day preceding, a Series 2 Conversion Date

HSE.PR.C Husky Energy Inc. At the option of the holder and subject to certain restrictions on December 31, 2019

Pr Series 3 and on December 31 every 5 years thereafter into an equal number of Pr Series 4

shares upon giving notice thereof not that earlier than the 30th day prior to, but not

later than 5:00 pm on the 15th day preceding, a Series 3 conversion date.

HSE.PR.E Husky Energy Inc. At the option of the holder they have the right on March 31, 2020 and on March 31

Pr Series 5 and on March 31 in every fifth year thereafter (a “Series 5 Conversion Date”), to

convert, subject to the restrictions on conversion described in the Prospectus,

all or any of their Series 5 Preferred Shares into Series 6 Preferred Shares on the

basis of one Series 6 Preferred Shares for each Series 5 Preferred Share. Notice of

a holder’s intention to convert Series 5 Preferred Shares must be received by the

transfer agent and registrar for the Series 5 Preferred Shares at its principal office

in Calgary or Toronto not earlier than the 30th day prior to, but not later than

5:00 p.m. (Toronto time) on the 15th day preceding a Series 5 Conversion Date.

HSE.PR.G Husky Energy Inc. At the option of the holder and subject to certain restrictions on June 30, 2020

Pr Series 7 and on June 30 every 5 years thereafter into an equal number of Pr Series 8

shares upon giving notice thereof not that earlier than the 30th day prior to,

but not later than 5:00 pm on the 15th day preceding, a Series 7 conversion date

IAG.PR.A Industrial Alliance The Issuer may at any time by resolution of the board of directors constitute a

Insurance and Financial separate series of Class A Preferred Shares having rights, privileges, restrictions

Services Inc. and conditions attaching to them (other than any option or right to convert into

Cl A Pr B common shares) which would qualify such New Preferred Shares as Tier 1 capital

of the Issuer under the then current capital adequacy guidelines established by

the Autorite des marches financiers (the “AMF”). In such event, the Issuer may,

subject to the provisions of the Insurance Act including any necessary prior

consent of the AMF, give registered holders of the Preferred Shares notice

that they have the right, pursuant to the terms of the Preferred Shares, at

their option, to convert their Preferred Shares on the date specified in the

notice into fully-paid and non-assessable New Preferred Shares on a

share-for-share basis.

IAG.PR.G Industrial Alliance At the option of the holder on and after June 30, 2017 and on June 30 every 5 years

Insurance and Financial thereafter, subject to restrictions, all or any of their Series G Pr shares into

Services Inc. Series H Pr shares on the basis of one for one. Notice of a holders intention to

Cl A Pr G convert must be received by the Bank not earlier than the 30th day prior to,

but not later than 5:00 pm (Toronto time) on the 15th day preceding,

a Series C conversion date.

IAG.PR.I Industrial Alliance Insurance At the option of the holder, convertible on March 31, 2023 and on March 31

and Financial Services Inc. every five years thereafter into Non-Cumulative Floating Rate Class A Preferred

Cl A Pr I Shares Series J of the Company


Issue Name


INE.PR.A Innergex Renewable At the right of the holder, upon at least 15 days and not more than 30 days

Energy Inc. Pr written notice, on the 15th of January, 2016 and on January 15 every five years

thereafter into Series B Pr shares on a one for one basis.

IFC.PR.A Intact Financial At the right of the holder, upon at least 15 days and not more than 30 days

Corporation written notice, on the 15th of December 31, 2017 and on December every

Cl A Series 1 five years thereafter into Cl A Series 2 on a share for share basis.

IFC.PR.C Intact Financial At the right of the holder, upon at least 15 days and not more than 30 days

Corporation written notice, on the 30th of September, 2016 and on the 30th of September

Cl A Series 3 every five years thereafter into Cl A Series 4 on a share for share basis.

IFC.PR.D Intact Financial At the option of the holder, convertible on a Series 4 Conversion Date

Corporation into Series 3 Preferred Shares on the basis of one Series 3 Preferred Shar

Cl A Series 4 e for each Series 4 Share

KML.PR.C Kinder Morgan Canada At the option of the holder, convertible on February 15, 2023, and on

Limited Pr Series 3 February 15 every five years thereafter into Series 4 Shares

LB.PR.H Laurentian Bank At the option of the holder on June 15, 2019 and on June 15 every five years

of Canada Cl A thereafter subject to restrictions, all or any of their Series 13 Pr shares into

Pr Series 13 Cl A Pr Series 14 Pr shares on the basis of one for one. Notice of a holders

intention to convert must be received in written notice not earlier than the

15th day prior to a Series 13 conversion date.

LB.PR.J Laurentian Bank At the option of the holder on June 15, 2021 and on June 15 every five years

of Canada Cl A Pr 15 thereafter (a “Series 15 Conversion Date”), to convert, subject to the restrictions on

conversion described below and in the Prospectus, and the payment or delivery to

the Bank of evidence of payment of the tax (if any) payable, all or any of their

Series 15 Shares registered in their name into Non-Cumulative Class A

Preferred Shares, Series 16 (Non-Viability Contingent Capital (NVCC)) of the Bank

(the “Series 16 Shares”) on the basis of one Series 16 Share for each Series 15

Share. The conversion of Series 15 Shares may be effected upon written notice

delivered by the holders of Series 15 Shares not earlier than the 30th day prior to,

but not later than 5 p.m. (Montréal time) on the 15th day preceding, a Series 15

Conversion Date

MFC.PR.B Manulife Financial The Issuer may, subject to certain restrictions, give holder of the Series 2

Corporation Cl A Pr 2 Preferred Shares notice that they thereafter have the right, pursuant to the terms

of the Series 2 Preferred Shares, at their option, to convert their Series 2 Preferred

Shares on the date specified in the notice to a further series of fully paid New

Preferred Shares on a share for share basis. Notice shall be given by the Issuer

in writing not more than 60 days and not less than 30 days prior to such conversion

date. “New Preferred Shares” means a further series of Class A Shares of the

Company having rights, privileges, restrictions and conditions attaching thereto

which would qualify such New Preferred Shares as Tier 1 capital or equivalent of

the Issuer under the then current capital adequacy guidelines established by

the Superintendent of Financial Institutions (Canada).

MFC.PR.C Manulife Financial The Issuer may, subject to certain restrictions, give holder of the Series 3

Corporation Cl A Pr 3 Preferred Shares notice that they thereafter have the right, pursuant to the terms

of the Series 3 Preferred Shares, at their option, to convert their Series 3 Preferred

Shares on the date specified in the notice to a further series of fully paid New

Preferred Shares on a share for share basis. Notice shall be given by the Issuer

in writing not more than 60 days and not less than 30 days prior to such conversion

date. “New Preferred Shares” means a further series of Class A Shares of the

Company having rights, privileges, restrictions and conditions attaching thereto

which would qualify such New Preferred Shares as Tier 1 capital or equivalent of

the Issuer under the then current capital adequacy guidelines established by

the Superintendent of Financial Institutions (Canada).

MFC.PR.F Manulife Financial At the option of the holder on and after June 19, 2016 subject to certain restrictions

Corporation Cl 1 Pr 3 and on June 19 every 5th year thereafter, into an equal number of Floating Rate

Cl 1 Series 4 Pr Shares.


Issue Name


MFC.PR.G Manulife Financial At the option of the holder on and after December 19, 2016 subject to certain restrictions

Corporation Cl 1 Pr 5 and on December 19 every 5th year thereafter, into an equal number of Floating Rate


MFC.PR.H Manulife Financial At the option of the holder on and after March 19, 2017 subject to certain restrictions

Corporation Cl 1 Pr 7 and on March 19 every 5th year thereafter, into an equal number of Floating Rate


MFC.PR.I Manulife Financial At the option of the holder on and after September 19, 2017, subject to certain

Corporation restrictions and on September 19 every 5th year thereafter, into an equal

Cl 1 Pr 9 number of Series 10 Pr Shares.

MFC.PR.J Manulife Financial At the otpion of the holder on and after March 19, 2018 subject to certain

Corporation restrictions and on March 19 every 5th year thereafter, into an equal number

Cl 1 Pr 11 of Series 12 Pr Shares.

MFC.PR.K Manulife Financial At the option of the holder on and after September 19, 2018 subject to certain

Corporation restrictions and on September 19 every 5th year thereafter, into an equal number


MFC.PR.L Manulife Financial At the option of the holder on and after June 19, 2019 subject to certain

Corporation restrictions and on June 19 every 5th year thereafter, into an equal number


MFC.PR.M Manulife Financial At the option of the holder on and after December 19, 2019, subject to certain

Corporation restrictions and on December 19 every 5th year thereafter, into an equal number


MFC.PR.N Manulife Financial At the option of the holder on and after March 19, 2020, subject to certain

Corporation restrictions and on March 19 every 5th year thereafter, into an equal number


MFC.PR.O Manulife Financial Corporation At their option, on June 19, 2021 and on June 19 every fifth year thereafter

Class 1 Series 21 Pr (each a “Series 21 Conversion Date”), to convert, subject to certain conditions

and the payment or delivery to the Corporation of evidence of payment of the tax

(if any) payable, all or any of their Series 21 Preferred Shares registered in their

name into Series 22 Preferred Shares on the basis of one Series 22 Preferred Share

for each Series 21 Preferred Share. The conversion of Series 21 Preferred Shares

may be effected upon written notice given by the registered holders of the Series 21

Preferred Shares not earlier than the 30th day prior to, but not later than 5:00 p.m.


MFC.PR.P Manulife Financial Corporation At the option of the holder, on June 19, 2021 and on June 19 every five years

Class 1 Series 4 Pr thereafter (each a “Series 4 Conversion Date”), to convert, subject to the

restrictions on conversion described below and in the Prospectus and the

payment or delivery to the Corporation of evidence of payment of the tax (if any)

payable, all or any of their Series 4 Preferred Shares registered in their name into

Series 3 Preferred Shares on the basis of one Series 3 Preferred Share for each

Series 4 Preferred Share. The conversion of Series 4 Preferred Shares may be

effected upon written notice given by the registered holders of the Series 4

Preferred Shares not earlier than the 30th day prior to, but not later than 5:00 p.m.


MFC.PR.Q Manulife Financial Corporation At the option of the holder, convertible on June 19, 2023 and every five years

Cl 1 Pr 25 thereafter into Series 26 Preferred Shares

MFC.PR.R Manulife Financial Corporation At the option of the holder, convertible on March 19, 2022 and every

Class 1 Series 23 Pr five years thereafter into Series 24 Preferred Shares


Issue Name


NA.PR.A National Bank of Canada At the option of the holder, on August 15, 2021 and on August 15 every five years

Pr Series 36 thereafter (a “Series 36 Conversion Date”), to convert, subject to the restrictions on

conversion described in the Prospectus and the payment or delivery to the Bank of

evidence of payment of the tax (if any) payable, all or any of their Series 36 Shares

registered in their name into Non-cumulative Floating Rate First Preferred Shares

Series 37 (Non-Viability Contingent Capital (NVCC)) of the Bank (the “Series 37

Shares”) on the basis of one Series 37 Share for each Series 36 Share. The

conversion of Series 36 Shares may be effected upon written notice given not earlier

than the 30th day prior to, but not later than 5 p.m. (Montréal time) on the 15th

day preceding a Series 36 Conversion Date.

NA.PR.C National Bank At the option of the holder, convertible on November 15, 2022 and on

of Canada Pr Series 38 November 15 every five years thereafter into Non-cumulative Floating Rate

First Preferred Shares Series 39 (Non-Viability Contingent Capital (NVCC)) of the Bank

NA.PR.E National Bank of Canada At the option of the holder, convertible on May 15, 2023 and

on May 15 every five years thereafter into Non-cumulative Floating Rate

First Preferred Shares Series 41 (Non-Viability Contingent Capital (NVCC))

of the Bank

NA.PR.S National Bank of Canada At the option of the holder on May 15, 2019 and on every May 15 every

Pr Series 30 5 years thereafter, any or all of their Pr Shares 30 into an equal number of Pr

Series 31 of the Bank upon giving to the Bank notice thereof not earlier than

30 days prior to, but not later than 5:00 pm on the 15th day preceding


NA.PR.W National Bank of Canada At the option of the holder on February 15, 2020 and on every February 15 every

Pr Series 32 5 years thereafter, any or all of their Pr Shares 32 into an equal number of Pr

Series 33 of the Bank upon giving to the Bank notice thereof not earlier than

30 days prior to, but not later than 5:00 pm on the 15th day preceding


NA.PR.X National Bank of Canada Holders of Series 34 Shares will have the right, at their option, on May 15, 2021 and

Pr Series 34 NVCC on May 15 every five years thereafter (a “Series 34 Conversion Date”), to convert,

subject to the restrictions on conversion described in the Prospectus and the payment

or delivery to the Bank of evidence of payment of the tax (if any) payable, all or any

of their Series 34 Shares registered in their name into Non-cumulative Floating Rate

First Preferred Shares Series 35 (Non-Viability Contingent Capital (NVCC)) of the

Bank (the “Series 35 Shares”) on the basis of one Series 35 Share for each

Series 34 Share. The conversion of Series 34 Shares may be effected upon notice

given not earlier than the 30th day prior to, but not later than 5 p.m. (Montréal time)

on the 15th day preceding a Series 34 Conversion Date

NPI.PR.A Northland Power Inc. At the option of the holder on and after September 30, 2015 and on September 30

Series 1 Pr every 5 years thereafter upon at least 15 days written notice and not more than

30 days, into Series 2 Pr Shares on a one for one basis.

NPI.PR.B Northland Power Inc. at their option, on September 30, 2020 and on each Series 2 Conversion Date

Series 2 Pr to convert, subject to the restrictions on conversion described below, all or any of

their Series 2 Preferred Shares into Series 1 Preferred Shares on the basis of

one Series 1 Preferred Share for each Series 2 Preferred Share. The conversion

of Series 2 Preferred Shares may be effected upon notice given not earlier than


preceding, a Series 2 Conversion Date.

NPI.PR.C Northland Power Inc. At the option of the holder on and after December 31, 2017 and on December 31

Series 3 Pr every 5 years thereafter upon at least 15 days written notice and not more than

30 days, into Series 4 Pr Shares on a one for one basis.

PPL.PR.A Pembina Pipeline At the option of the holder on and after December 1, 2018 and on December 1

Corporation every 5 years thereafter upon at least 15 days written notice and not more

Cl A Pr 1 than 30 days, subject to restrictions into Cl A Pr Series 2 shares on a

one for one baiss.


Issue Name


PPL.PR.C Pembina Pipeline At the option of the holder on March 1, 2019 and on March 1 every 5 years

Corporation thereafter upon at least 15 days written notice preceding and not more

Cl A Pr 3 than 30 days prior to, subject to restrictions into Cl A Pr Series 4 shares on a

one for one baiss.

PPL.PR.E Pembina Pipeline At the option of the holder on June 1, 2019 and on June 1 every 5 years

Corporation thereafter upon at least 15 days written notice preceding and not more

Cl A Pr 5 than 30 days prior to, subject to restrictions into Cl A Pr Series 6 shares on a

one for one baiss.

PPL.PR.G Pembina Pipeline At the option of the holder on December 1, 2019 and on December 1 every 5 years

Corporation thereafter upon at least 15 days written notice preceding and not more than

Cl A Pr 7 30 days prior to, subject to restrictions into Cl A Pr Series 8 shares on a

one for one baiss.

PPL.PR.I Pembina Pipeline At the option of the holder on December 1, 2020 and on December 1 every fifth

Corporation year thereafter (a “Series 9 Conversion Date”), to convert, subject to certain

Cl A Pr 9 restrictions on conversion described in the Prospectus, all or any of their

Series 9 Preferred Shares into cumulative redeemable floating rate Class A Preferred

Shares, Series 10 (“Series 10 Preferred Shares”) on the basis of one Series 10

Preferred Share for each Series 9 Preferred Share.

PPL.PR.K Pembina Pipeline At the option of the holder on March 1, 2021 and on March 1 every five years

Corporation thereafter (a “Series 11 Conversion Date”), to convert, subject to the restrictions

Cl A Pr Series 11 on conversion described in the Prospectus, all or any of their Series 11 Preferred

Shares into cumulative redeemable floating rate Class A Preferred Shares, Series 12

(the “Series 12 Preferred Shares”) on the basis of one Series 12 Preferred Share

for each Series 11 Preferred Share. Notice of a holder’s intention to convert

Series 11 Preferred Shares must be received by the transfer agent and registrar

for the Series 11 Preferred Shares at its principal office in Toronto or Calgary not

earlier than the 30th day prior to, but not later than 5:00 p.m. (Toronto time) on the

15th day preceding, a Series 11 Conversion Date

PPL.PR.M Pembina Pipeline Corporation At their option, have the right on June 1, 2021 and on June 1 every five years

Cl A Pr Series 13 thereafter (a “Series 13 Conversion Date”), to convert, subject to the restrictions

on conversion described in the Prospectus, all or any of their Series 13 Preferred

Shares into cumulative redeemable floating rate Class A Preferred Shares,

Series 14 (the “Series 14 Preferred Shares”) on the basis of one Series 14

Preferred Share for each Series 13 Preferred Share. Notice of a holder’s intention

to convert Series 13 Preferred Shares must be received by the transfer agent and

registrar for the Series 13 Preferred Shares at its principal office in Toronto or

Calgary not earlier than the 30th day prior to, but not later than 5:00 p.m.


PPL.PR.O Pembina Pipeline Corporation At the option of the holder and subject to certain restrictions on September 30, 2017

Pr Series 15 and on September every 5 years thereafter into an equal number of Pr Series B

shares of the Issuer, notice must be received earlier than the 30th day prior to,

but not later than 5:00 pm on the 15th day preceding, a conversion date.

PPL.PR.Q Pembina Pipeline Corporation At the option of the holder and subject to certain restrictions on March 31, 2019

Pr Series 17 and on March 31 every 5 years thereafter into an equal number of Pr Series D

shares of the Issuer, notice must be received earlier than the 30th day prior to,

but not later than 5:00 pm on the 15th day preceding, a conversion date.

PPL.PR.S Pembina Pipeline Corporation At the option of the holder they have the right on June 30, 2020, and on June 30

Pr Series 19 every five years thereafter to convert, subject to the restrictions on conversion

described in the Prospectus into Series F Preferred Shares on the basis of one for

one. Notice of a holder’s intention to convert Preferred Shares must be received

by the transfer agent and registrar for the Series E Preferred Shares at its principal

office in Calgary or Toronto not earlier than the 30th day prior to, but not later

than 5:00 p.m. (Toronto time) on the 15th day preceding, a Conversion Date


Issue Name


PPL.PF.A Pembina Pipeline Corporation At the option of the holder, convertible on March 1, 2023, and on March 1

Class A Pr Series 21 every five years thereafter into Series 22 Shares

PWF.PR.P Power Financial Coproration At the option of the holder on and after January 31, 2016 and on January 31 every

4.40% 1st Pr P 5 years thereafter, subject to restrictions, all or any of their Series P Pr shares into

Series Q Pr shares on the basis of one for one. Notice of a holders intention to convert

must be received by the Bank not earlier than the 30th day prior to, but not later than

5:00 pm (Toronto time) on the 15th day preceding, a Series P conversion date.

PWF.PR.Q Power Financial Corporation At their option, on each Series Q Conversion Date, to convert, subject to the

Pr Series Q restrictions on conversion described in the Prospectus and the payment or delivery

to the Company of evidence of payment of the tax (if any) payable, all or any

Series Q Shares registered in their name into Series P Shares on the basis of one

Series P Share for each Series Q Share

PWF.PR.T Power Financial Coproration At the option of the holder on and after January 31, 2019 and on January 31 every

4.20% 1st Pr T 5 years thereafter, subject to restrictions, all or any of their Series T Pr shares into

Series U Pr shares on the basis of one for one. Notice of a holders intention to convert

must be received by the Issuer earlier than the 30th day prior to, but not later than

5:00 pm (Toronto time) on the 15th day preceding, a Series T conversion date.

RY.PR.A Royal Bank of Canada At the option of the Issuer upon at least 30 days and not more than 60 days notice

Series AA Pr into a further series of first preferred shares (“New Preferred Shares”) having rights,

privileges, restrictions and conditions attaching thereto which would qualify such

New Preferred Shares as Tier 1 capital of the Bank under the then current capital

adequacy guidelines prescribed by the Superintendent. The Bank will ensure that

such New Preferred Shares will not, if issued, be or be deemed to be “term

preferred shares” or “short-term preferred shares” within the meaning of the

Income Tax Act (Canada).

RY.PR.C Royal Bank of Canada The Issuer may, at any time by resolution of its board of directors, constitute a further

1st Pr Series AC series of first preferred shares having, rights privileges, restrictions, and conditions

attaching thereto which would qualify such New Preferred Shares as Tier 1 capital of

the bank under the then current capital adequacy guidelines prescribed by the

Superintendent, give registered holders of the Series AC Preferred Shares notice

that they have the right pursuant to the terms of the Series AC shares, at their

option, to convert their Series AC Preferred Shares on the date specified in the

notice into fully-paid and non-assessable New Preferred Shares on a share for

share basis. The Bank will give notice to registered holders not more than 60 days

and not less than 30 days prior to the conversion date.

RY.PR.D Royal Bank of Canada The Issuer may, at any time by resolution of its board of directors, constitute a further

1st Pr Series AD series of first preferred shares having, rights privileges, restrictions, and conditions



Superintendent, give registered holders of the Series AD Preferred Shares notice

that they have the right pursuant to the terms of the Series AD shares, at their

option, to convert their Series AD Preferred Shares on the date specified in the

notice into fully-paid and non-assessable New Preferred Shares on a share for

share basis. The Bank will give notice to registered holders not more than 60 days


RY.PR.E Royal Bank of Canada The Issuer may, at any time by resolution of its board of directors, constitute a further

1st Pr Series AE series of first preferred shares having, rights privileges, restrictions, and conditions



Superintendent. In such event the Bank may, with the consent of the Superintendent,

give registered holders of the Series AE Preferred Shares notice that they have

the right pursuant to the terms of the Series AE shares, at their option, to

convert their Series AE Preferred Shares on the date specified in the notice

into fully-paid and non-assessable New Preferred Shares on a share for share

basis. The Bank will give notice to registered holders not more than 60 days



Issue Name


RY.PR.F Royal Bank of Canada The Issuer may, at any time by resolution of its board of directors, constitute a further

1st Pr Series AF series of first preferred shares having rights privileges, restrictions, and conditions

attaching therto which would qualify such New Preferred Shares as Tier 1 capital of

the Bank under the then current capital adequacy guidelines prescribed by the


give registered holders of the Series AF Preferred Shares notice that they have the

right pursuant to the terms of the Series AF shares, at their option, to convert their

Series AF Preferred Shares on the date specified in the notice into fully-paid and

non-assessable New Preferred Shares on a share for share basis. The Bank will

give notice to registered holders not more than 60 days and not less than 30 days

prior to the conversion date.

RY.PR.G Royal Bank of Canada The Issuer may, at any time by resolution of its board of directors, constitute a further

Pr Series AG series of first preferred shares having, rights privileges, restrictions, and conditions

attaching thereto which would qualify such New Preferred Shares as Tier 1 capital

of the Bank under the then current capital adequacy guidelines prescribed by the


give registered holders of the Series AG Preferred Shares notice that they have the

right pursuant to the terms of the Series AG shares, at their option, to convert their

Series AG Preferred Shares on the date specified in the notice into fully-paid and

non-assessable New Preferred Shares on a share for share basis. The Bank will



RY.PR.H Royal Bank of Canada At the option of the holder on and after August 24, 2014 and on August 24th

1st Pr Series BB every 5 years thereafter, subject to restrictions, all or any of their Series BB Pr

shares into Series BC Pr shares on the basis of one for one. Notice of a holders

intention to convert must be received by the Bank not earlier than the 30th day

prior to, but not later than 5:00 pm (Toronto time) on the 15th day preceding,

a Series BB conversion date.

RY.PR.I Royal Bank of Canada At the option of the holder on and after February 24, 2014 and on February 24th

Pr Series AJ every 5 years thereafter, subject to restrictions, all or any of their Series AJ Pr

shares into Series AK Pr shares on the basis of one for one. Notice of a holders



a Series AJ conversion date.

RY.PR.J Royal Bank of Canada At the option of the holder on and after May 24, 2020 and on May 24th’s every

Pr Series BD 5 years thereafter, subject to restrictions, all or any of their Series BE Pr shares

into Series BE Pr shares on the basis of one for one. Notice of a holders intention

to convert must be received by the Bank not earlier than the 30th day prior to, but

not later than 5:00 pm (Toronto time) on the 15th day preceding, a Series BD

conversion date.

RY.PR.K Royal Bank of Canada At the option of the holder on and after February 24, 2019 and on February 24th

Pr Series AK every 5 years thereafter, subject to restrictions, all or any of their Series AK Pr

shares into Series AJ Pr shares on the basis of one for one. Notice of a holders



a Series AK conversion date.


Issue Name


RY.PR.L Royal Bank of Canada At the option of the holder on and after February 24, 2014 and on February 24th every

Pr Series AL 5 years thereafter, subject to restrictions, all or any of their Series AL Pr shares into

Series AM Pr shares on the basis of one for one. Notice of a holders intention to

convert must be received by the Bank not earlier than the 30th day prior to, not later

than 5:00 pm (TOronto time) on the 15th day preceding, a Series AL conversion date.

The Issuer may, at any time by resolution of its board of directors, constitute a further

series of first preferred shares having, rights privileges, restrictions, and conditions


the Bank under the then current capital adequacy guidelines prescribed by the


give registered holders of the Series AL Preferred Shares notice that they have the

right pursuant to the terms of the Series AL shares, at their option, to convert their

Series AL Preferred Shares on the date specified in the notice into fully-paid and

non-assessable New Preferred Shares on a share for share basis. The bank will



RY.PR.M Royal Bank of Canada At their option, to convert, on November 24, 2020 and on November 24 every

Pr Series BF (NVCC) fifth year thereafter (each such date a “Series BF Conversion Date”), all or

any of their Series BF Preferred Shares into an equal number of Non-Cumulative

Floating Rate First Preferred Shares, Series BG (Non-Viability Contingent Capital

(nvcc)) (the “Series BG Preferred Shares”) of the Bank upon giving to the

Bank notice thereof not earlier than the 30th day prior to, but not later than

5:00 p.m. (Toronto time) on the 15th day preceding (or, if such day is not a

business day after such day), the relevant Series BF Conversion Date.

RY.PR.N Royal Bank of Canada Upon the occurrence of a Trigger Event (as defined in the Prospectus), each

1st Pr Series BH (NVCC) outstanding Series BH Preferred Share will automatically and immediately be

converted into Common Shares (Symbol: RY) of the Bank, at a conversion price

equal to the greater of (i) $5.00 per share, and (ii) the volume weighted average

trading price of the Common Shares on the Toronto Stock Exchange (“TSX”) for

the 10 consecutive trading days ending on the trading day preceding the date

of the Trigger Event

RY.PR.O Royal Bank of Canada Upon the occurrence of a Trigger Event (as defined in the Prospectus), each

1st Pr Series BI (NVCC) outstanding Series BI Preferred Share will automatically and immediately

be converted into Common Shares (Symbol: RY) of the Bank, at a conversion


average trading price of the Common Shares on the Toronto Stock Exchange (“TSX”)

for the 10 consecutive trading days ending on the trading day preceding the

date of the Trigger Event

RY.PR.P Royal Bank of Canada Upon the occurrence of a Trigger Event (as defined in the Prospectus), each

1st Pr Series BJ Non- outstanding Series BJ Preferred Share will automatically and immediately

Viability Contingent Capital be converted into Common Shares (Symbol: RY) of the Bank, at a conversion


average trading price of the Common Shares on the Toronto Stock Exchange

(“TSX”) for the 10 consecutive trading days ending on the trading day preceding



Issue Name


RY.PR.Q Royal Bank of Canada At their option, to convert, on May 24, 2021 and on each May 24 every fifth year

First Pr Series BK (NVCC) thereafter (each such date a “Series BK Conversion Date”), all or any of their

Series BK Preferred Shares into an equal number of Non-Cumulative Floating Rate

First Preferred Shares, Series BL (Non-Viability Contingent Capital (NVCC)) (the “Series

BL Preferred Shares”) of the Bank upon giving to the Bank notice thereof not earlier

than the 30th day prior to, but not later than 5:00 p.m. (Toronto time) on the 15th day

preceding (or, if such day is not a business day, on the first business day after such day),

the relevant Series BK Conversion Date.

Upon the occurrence of a Trigger Event (as defined in the Prospectus), each

outstanding Series BK Preferred Share and each outstanding Series BL Preferred

Share will automatically and immediately be converted into Common Shares (Symbol:

RY) of the Bank, at a conversion price equal to the greater of (i) $5.00 per share, and (ii)

the volume weighted average trading price of the Common Shares on the Toronto Stock

Exchange (“TSX”) for the 10 consecutive trading days ending on the trading day

preceding the date of the Trigger Event

RY.PR.R Royal Bank of Canada 5-Year At their option, to convert, on August 24, 2021 and on each August 24 every fifth

Reset 1st Pr Series BM (NVCC) year thereafter (each such date a “Series BM Conversion Date”), all or any of their

Series BM Preferred Shares into an equal number of Non-Cumulative Floating Rate

First Preferred Shares, Series BN (Non-Viability Contingent Capital (NVCC))

(the “Series BN Preferred Shares”) of the Bank upon giving to the Bank notice thereof

not earlier than the 30th day prior to, but not later than 5:00 p.m. (Toronto time) on

the 15th day preceding (or, if such day is not a business day, on the first business day

after such day), the relevant Series BM Conversion Date

RY.PR.W Royal Bank of Canada The Issuer may, at any time by resolution of its board of directors,

Pr Series W constitute a further series of first preferred shares having, rights privileges,

restrictions, and conditions attaching thereto which would qualify such

New Preferred Shares as Tier 1 capital of the Bank under the then

current capital adequacy guidelines prescribed by the Superintendent.

In such event the Bank may, with the consent of the Superintendent,

give registered holders of the Series W Preferred Shares notice that they

have the right pursuant to the terms of the Series W shares, at their option,

to convert their Series W Preferred Shares on the date specified in the

notice into fully-paid and non-assessable New Preferred Shares on a

share for share basis. The Bank will give notice to registered holders not

more than 60 days and not less than 30 days prior to the conversion date.

RY.PR.Z Royal Bank of Canada At the option of the holder on and after May 24, 2019 and on May 24th every

1st Pr Series AZ 5 years thereafter, subject to restrictions, all or any of their Series AZ Pr shares

into Series BA Pr shares on the basis of one for one. Notice of a holders intention

to convert must be received by the Bank not earlier than the 30th day prior to,

but not later than 5:00 pm (Toronto time) on the 15th day preceding, a Series AZ

conversion date.

SJR.PR.A Shaw Communication At the option of the holder on and after June 30, 2016 and on June 30 every

Inc. Cl 2 Pr A 5 years thereafter, subject to restrictions, all or any of their Cl 2 Pr Series A shares

into Series B Pr shares on the basis of one for one. Notice of a holders intention

to convert must be received by the transfer agent and registrar not earlier than

the 30th day prior to, but not later than 5:00 pm (Toronto time) on the 15th day

preceding conversion.

SJR.PR.B Shaw Communications Inc. Holders of Series B Shares shall have the right to convert on each Series B

Cl 2 Pr B Conversion Date, subject to restrictions on conversion described in the Prospectus,

all or any of their Series B Shares into Series A Shares on the basis of one

Series A Share for each Series B Share. Notice of a holder’s intention to convert

Series B Shares must be received by the transfer agent and registrar for the

Series B Shares at its principal office in Toronto or Calgary not earlier than

the 30th day prior to, but not later than 5:00 p.m. (Toronto time) on the 15th

day preceding, a Series B Conversion Date.


Issue Name


SLF.PR.A Sun Life Financial The Issuer, at any time by resolution of the Board of Directors of the Issuer,

Inc. Cl A Pr 1 may constitute a separate series of Class A Shares (“New Preferred Shares”) having

rights, privileges, restrictions and conditions attaching to them (other than any option

or right to convert into Common Shares) which would qualify such New Preferred

Shares as Tier 1 capital of the Issuer under the then current capital adequacy

guidelines established by the Superintendent. In this event the Issuer with not less

than 30 days an note more than 60 days will give notice of the option to convert on

a share for share basis to shareholders.

SLF.PR.B Sun Life Financial The Issuer, at any time by resolution of the Board of Directors of the Issuer,






than 30 days an note more than 60 days will give notice of the option to convert on


SLF.PR.C Sun Life Financial The Issuer, at any time by resolution of the Board of Directors of the Issuer,






than 30 days an not more than 60 days will give notice of the option to convert on


SLF.PR.D Sun Life Financial The Issuer, at any time by resolution of the Board of Directors of the Issuer,








SLF.PR.E Sun Life Financial The Issuer, at any time by resolution of the Board of Directors of the Issuer,








SLF.PR.J Sun Life Financial Inc. At the option of the holder, on June 30, 2020 and on June 30 every five years

Cl A Pr Series 9QR thereafter, to convert, subject to the restrictions on conversion described in the

Prospectus and the provisions of the Insurance Companies Act (Canada) and to

the payment or delivery to the Corporation of evidence of payment of any applicable tax,

all or any of their Series 9QR Shares into Series 8R Shares on the basis of one Series

8R Share for each Series 9QR Share. Notice of a holder’s intention to convert Series

9QR Shares must be received by the Corporation not earlier than the 30th day prior to,

but not later than 5:00 p.m. (Toronto time) on the 15th day preceding, a Series 9QR

Conversion Date.

SLF.PR.G Sun Life Financial At the option of the holder upon at least 15 days and not more than 30 days notice,

Inc. Cl A Pr 8 on June 30, 2015 and on June 30 every 5 years thereafter to convert, subject to

the restrictions on the conversion described in the Prospectus and the provisions

of the Insurance Act and to the payment or delivery to the Corporation of evidence

of payment of any applicable tax, all or any of their Series 8R Pr shares into Cl A

Series 9QR Pr on the basis of 1 for 1.


Issue Name


SLF.PR.H Sun Life Financial Inc. At the option of the holder upon at least 15 days and not more than 30 days notice,

Cl A Pr Series 10R on September 30, 2016 and on September 30 every 5 years thereafter to convert,

subject to the restrictions on the conversion described in the Prospectus and

the provisions of the Insurance Act and to the payment or delivery to the

Corporation of evidence of payment of any applicable tax, all or any of their

Cl A Pr Series 10R shares into Series 11 QR shares.

SLF.PR.I Sun Life Financial Inc. At the option of the holder upon at least 15 days and not more than 30 days notice,

Cl A Pr Series 12R on December 31, 2016 and on December 31 every 5 years thereafter to convert,

subject to the restrictions on the conversion described in the Prospectus and

the provisions of the Insurance Act and to the payment or delivery to the

Corporation of evidence of payment of any applicable tax, all or any of their

Cl A Pr Series 12R shares into Series 13 QR shares.

SLF.PR.K Sun Life Financial Inc. At the option of the holder, convertible on September 30, 2021

Cl A Pr Series 11QR and on September 30 every five years thereafter, into Series 10R Shares

on the basis of one Series 10R Share for each Series 11QR Share

TD.PF.A Toronto Dominion Bank At the option of the holder, subject to certain restriction on October 31, 2019 and

Cl A Pr 1 on every October 31 every 5 years thereafter all or any of their Series 1 shares

into equal number of Series 2 shares of the Bank.

TD.PF.B Toronto Dominion Bank At the option of the holder, subject to certain restriction on July 31, 2019 and on

Cl A Pr 3 every July 31 every 5 years theeafter all or any of their Series 3 shares into

an equal number of Series 4 shares of the Bank.

TD.PF.C Toronto Dominion Bank At the option of the holder, subject to certain restriction on January 31, 2020 and on

Cl A Pr 5 every January 31 every 5 years theeafter all or any of their Series 5 shares into

an equal number of Series 6 shares of the Bank.

TD.PF.D Toronto Dominion Bank At the option of the holder, to convert, on July 31, 2020 and on July 31 every five years

Cl A Pr 7 thereafter (a “Series 7 conversion Date”), any or all of their Series 7 Shares into an

equal number of Series 8 Shares upon giving to the Bank notice thereof not earlier

than 30 days prior to, but not later than 5:00 p.m. (Toronto time) on the 15th day

preceding, a Series 7 Conversion Date.

TD.PF.E Toronto Dominion Bank At the option of the holder, to convert, on October 31, 2020 and on October 31

Cl A Pr 9 every five years thereafter (a “Series 9 Conversion Date”), any or all of their Series 9

Shares into an equal number of Series 10 Shares upon giving to the Bank notice

thereof not earlier than 30 days prior to, but not later than 5:00 p.m. (Toronto time)

on the 15th day preceding, a Series 9 Conversion Date.

TD.PF.F Toronto Dominion Bank Upon the occurrence of a Trigger Event (as defined in the Prospectus), each

Cl A 1st Pr Series 11 outstanding Series 11 Share will be automatically and immediately converted,

on a full and permanent basis, without the consent of the holders thereof,

into Common Shares (Symbol: TD) of the Bank at a conversion price equal

to the greater of (i) $5.00 per share, and (ii) the volume weighted average

trading price of the Common Shares on the Toronto Stock Exchange (“TSX”)

for the 10 consecutive trading days ending on the trading day preceding


TD.PF.G Toronto Dominion Bank The holders of Series 12 Shares will, subject to the automatic conversion provisions

5 Year Pr Series 12 NVCC and the right of the Bank to redeem those shares, have the right, at their option,

to convert, on April 30, 2021 and on April 30 every five years thereafter (a “Series 12

Conversion Date”), any or all of their Series 12 Shares into an equal number of

Non-cumulative Redeemable Floating Rate Class A First Preferred Shares Series 13

(Non-Viability Contingent Capital (NVCC)) (“Series 13 Shares”) upon giving to the Bank

notice thereof not earlier than 30 days prior to, but not later than 5:00 p.m. (Toronto time)

on the 15th day preceding, a Series 12 Conversion Date

TD.PF.H Toronto Dominion Bank At the option of the holder, convertible on October 31, 2021 and on

5 Year Pr Series 14 NVCC October 31 every five years into Series 15 Shares

TD.PF.I Toronto Dominion Bank At the option of the holder, convertible on October 31, 2022 and on October 31

5 Year Pr Series 16 NVCC every five years into Series 17 Shares


Issue Name


TD.PF.J Toronto-Dominion Bank At the option of the holder, convertible on April 30, 2023 and on April 30

5 Year Pr Series 18 NVCC every five years into Series 19 Shares

TD.PR.S Toronto Dominion The Bank may at any time on after July 31, 2013 give holders notice that they have

Bank Cl A 1st Pr S the right, pursuant to the terms of the Series S shares, at their option, to convert their

Series S shares on the date specified in the notice into fully-paid “New Preferred

Shares” on a share for share basis. Notice shall be given by the Bank in writing

not more than 60 and not less than 30 days prior to such conversion date. “New

Preferred shares” means a further series of Class A 1st Pr shares constituted by the

Board of Directors having rights, privileges, restrictions and conditions attaching

thereto which would qualify such New Preferred Shares as Tier 1 capital or

equivalent of the Bank under the then current capital adequacy guidelines

prescribed by the Superintendent if applicable, having such rights privileges,

restrictions and conditions as the Board of Directors may determine.

TD.PR.T Toronto Dominion At the option of the holder on and after July 31, 2018 and July 31, every 5 years

Bank Cl A 1st Pr T thereafter, subject to restrictions, all or any of their Series T Pr shares into

Series S Pr shares on the basis of one on one. Notice of a holders intention

to convert must be received by the Bank not earlier than the 30th day prior to,

but not later than 5:00 pm (Toronto time) on the 15th day preceding, a Serits T

conversion date.

TD.PR.Y Toronto Dominion At the option of the Holder, subject to certain restriction on October 31, 2013 and

Bank 5 Year Rate on every October 31 every 5 years there after all or any of their Series Y shares

Pr Series Y into an equal number of Series Z shares of the Bank.

TA.PR.D TransAlta Corporation At the option of the holder on and after March 31, 2016 and on March 31 every

1st Pr Series A 5 years thereafter upon at least 15 days written notice and not more than 30 days,

into Series B Pr shares on a one for one basis.

TA.PR.E TransAlta Corporation At the option of the holder on March 31, 2021 and on each Series B Conversion Date

to convert, subject to the restrictions on conversion described below, all or any of

their Series B Preferred Shares into Series A Preferred Shares on the basis of one

Series A Preferred Share for each Series B Preferred Share. The conversion of

Series B Preferred Shares may be effected upon notice given not earlier than


preceding, a Series B Conversion Date

TA.PR.F TransAlta Corporation At the option of the holder on and after June 30, 2017 and on June 30 every

1st Pr Series C 5 years thereafter upon at least 15 days written notice and not more than 30 days,

into Series D Pr shares on a one for one basis.

TA.PR.H TransAlta Corporation At the option of the holder on September 30, 2017 and on September 30 in

Series E Pr every fifth year thereafter into Series F Pr shares on a one for one basis. Notice

to the company must be given in writing not earlier than 30 days prior to but not

later than the 15th day preceding a Series E reclassification date. Subject to

certain restrictions.

TA.PR.J TransAlta Corporation At the option of the holder on September 30, 2019 and on September 30 in every

Series G Pr fifth year thereafter into Series H Pr shares on a one for one basis. Notice to the

company must be given in writing not earlier than 30 days prior to but not

later than the 15th day preceding a Series G reclassification date. Subject to

certain restrictions.

TRP.PR.A TransCanada Corporation At the option of the holder on and after December 31, 2014 and on December 31

1st Pr Series 1 every 5 years thereafter into Series 2 Pr shares on a one for one basis.

TRP.PR.B TransCanada At the option of the holder on and after June 30, 2015 and on June 30 every

Corporation 5 years thereafter upon at least 15 days written notice and not more than 30 days,

1st Pr Series 3 into Series 4 Pr shares on a one for one basis.

TRP.PR.C TransCanada At the option of the holder on and after January 30, 2016 and on January 30

Corporation every 5 years thereafter upon at least 15 days written notice and not more than

1st Pr Series 5 30 days, into Series 6 Pr shares on a one for one basis.


Issue Name


TRP.PR.D TransCanada At the option of the holder on and after April 30, 2019 and on April 30 every

Corporation 5 years thereafter upon at least 15 days written notice and not more than


TRP.PR.E TransCanada At the option of the holder on and afterOctober 30, 2019 and on October 30 every

Corporation 5 years thereafter upon at least 15 days written notice and not more than


TRP.PR.F TransCanada At the option of the holder on and after December 31, 2019 and on December 31st

Corporation every 5 years thereafter upon at least 15 days written notice and not more than


TRP.PR.G TransCanada At the option of the holder on and after November 30, 2020 and on the last

Corporation business day of November every fifth year thereafter to convert, all or any of

1st Pr Series 11 their Series 11 Preferred Shares into Series 12 Shares on the basis of one Series 12

Share for each Series 11 Preferred Share. Notice of a holder’s intention to

convert Series 11 Preferred Shares must be received by the transfer agent and

registrar for the Seres 11 Preferred Shares at its principal office in Calgary or

Toronto not earlier than the 30th day prior to, but not later than 5:00 p.m.

(Toronto time) on the 15th day preceding, a Series 11 Conversion Date.

TRP.PR.H TransCanada At the option of the holder, on June 30, 2020 and on each Series 4 Conversion Date

Corporation 1st Pr to convert, subject to the restrictions on conversion described below, all or any of their

Series 4 Series 4 Preferred Shares into Series 3 Preferred Shares on the basis of one

Series 3 Preferred Share for each Series 4 Preferred Share. The conversion of

Series 4 Preferred Shares may be effected upon notice given not earlier than the

30th day prior to, but not later than 5:00 p.m. (Toronto time) on the 15th day

preceding, a Series 4 Conversion Date

TRP.PR.I TransCanada Corporation At their option, on January 30, 2021 and on each Series 6 Conversion Date to

1st Pr Series 6 convert, subject to the restrictions on conversion described below, all or any of their

Series 6 Preferred Shares into Series 5 Preferred Shares on the basis of one

Series 5 Preferred Share for each Series 6 Preferred Share. The conversion of

Series 6 Preferred Shares may be effected upon notice given not earlier than the

30th day prior to, but not later than 5:00 p.m. (Toronto time) on the 15th day preceding,

a Series 6 Conversion Date

TRP.PR.J TransCanada Corporation At the option of the holder on May 31, 2021 and on the last business day of

First Pr Series 13 May every fifth year thereafter (a “Series 13 Conversion Date”), to convert,

subject to the restrictions on conversion described in the Prospectus, all or any

of their Series 13 Preferred Shares into Series 14 Shares on the basis of one

Series 14 Share for each Series 13 Preferred Share. Notice of a holder’s intention

to convert Series 13 Preferred Shares must be received by the transfer agent and

registrar for the Series 13 Preferred Shares at its principal office in Calgary or

Toronto not earlier than the 30th day prior to, but not later than 5:00 p.m.


TRP.PR.K TransCanada Corporation At the option of the holder, convertible on May 31, 2022 and on the

First Pr Series 15 last business day in May every five years into Series 16 Shares

TCL.PR.D TransContinental Inc. At the option of the Holder on October 15, 2014 and on October 15th every

1st Pr Series D 5th year thereafter into Series E Pr shares on a one for one basis.

VNR.PR.A Valener Inc. At the option of the holder on and after October 15, 2017 and on October 15

Pr Series A every 5 years thereafter upon at least 15 days written notice and not more

than 30 days, into Series B Pr shares on a one for one basis.

W.PR.J Westcoast Energy The Issuer may, at any time while any of the Series 8 Pr shares are

5.60% Series 8 Pr outstanding, designate a further series of preferred shares of the Issuer

and, by prior notice, notify the holder of the Series 8 Pr that they have the

right, at their option, to convert their shares on the date specified by the Issuer

into the new series of preferred shares on a share for share basis.


Issue Name


W.PR.K Westcoast Energy The holder will have the right on January 15, 2021 and on January 15 every five

First Pr Series 10 years thereafter (a “Series 10 Conversion Date”), to convert, subject to the restrictions

on conversion described in the Prospectus, all or any of their Series 10 Preferred Shares

into Series 11 First Preferred Shares on the basis of one Series 11 First Preferred

Share for each Series 10 Preferred Share. Notice of a holder’s intention to convert

Series 10 Preferred Shares must be received by the transfer agent and registrar for

the Series 10 Preferred Shares at its principal office in Toronto, Calgary or Vancouver

not earlier than the 30th day prior to, but not later than 5:00 p.m. (Toronto time) on the

15th day preceding, a Series 10 Conversion Date

W.PR.M Westcoast Energy Inc. At the option of the holder, convertible on October 15, 2021 and on October 15

1st Pr Series 12 every five years into Series 13 First Preferred Shares

WN.PR.A Weston, George Limited The Issuer may, at any time, at its option, create one or more series of preferred

5.80% Pr 1 shares of the Issuer, into which any Series 1 share, may at the option of the

holder, be converted on a share-for-share basis, such right to be exercised

within 45 days of the notice of the creation of such further series of shares.

WN.PR.C Weston, George Limited The Issuer may at any time and from time to time, create one or more

5.20% Pr III further series of preferred shares and grant the right, but not the obligation,

to the holders of the Series III Preferred shares to convert their shares,

on an one-for-one basis, into any new series of preferred share.

WN.PR.D Weston, George Limited The Issuer may at any time and from time to time, create one or more

5.20% Pr IV further series of preferred shares and grant the right, but not the obligation,

to the holders of the Series IV Preferred shares to convert their shares,


WN.PR.E Weston, George Limited The Issuer may at any time and from time to time, create one or more

4.75% Pr V further series of preferred shares and grant the right, but not the obligation,

to the holders of the Series V Preferred shares to convert their shares,



Issue Name


Exchangeable & Convertible Common/ETF

Symbol Issue Name Convertible/exchangeable into Terms

AKT.B Akita Drilling Ltd. Cl B Akita Drilling Ltd. Cl A (1:1)

ATD.A Alimentation Couche- Alimentation Couche- (1:1)

Tard Inc. Cl A MV Tard Inc. Cl B SV

ATD.B Alimentation Couche- Alimentation Couche- in connection with

Tard Inc. Cl B SV Tard Inc. Cl A MV an offer (1:1)

ADW.B Andrew Peller Limited Cl B Andrew Peller Limited Cl A NV (1:1)

ACO.Y Atco Ltd. Cl II Atco Ltd. Cl 1 NV (1:1)

BBD.A Bombardier Inc. Cl A MV Bombardier Inc. Cl B SV (1:1)

BBL.A Brampton Brick Brampton Brick if a take-over bid is

Ltd. Cl A SV Ltd. Cl B made for the Cl B (1:1)

CCL.A CCL Industries Inc. Cl A CCL Industries Inc. Cl B NV (1:1)

CTC Canadian Tire Corp. Ltd. Canadian Tire Corp. Ltd. Cl A NV (1:1)

CU Canadian Utilities Canadian Utilities if a take-over bid is

Ltd. Cl A NV Ltd. Cl B made for the Cl B (1:1)

CU.X Canadian Utilities Ltd. Cl B Canadian Utilities Ltd. Cl A NV (1:1)

CJT Cargojet Inc. Cargojet Inc. Variable Voting (1:1) in certain

circumstances

CJT.A Cargojet Inc. Variable Voting Cargojet Inc. (1:1) in certain

circumstances

CTU.A Chateau Inc. (Le) Cl A SV Chateau Inc. (Le) Cl B in certain circumstances

involving voting control (1:1)

DHX.A DHX Media Ltd. Variable Voting DHX Media Ltd. Voting (1:1) if an offer is made

DHX.B DHX Media Ltd. Voting DHX Media Ltd. Variable Voting (1:1)

DII.A Dorel Industries Inc. Cl A MV Dorel Industries Inc. Cl B SV (1:1)

DII.B Dorel Industries Dorel Industries if a take-over bid is

Inc. Cl B SV Inc. Cl A MV made for the Cl A (1:1)

DC.A Dundee Corporation Cl A SV Dundee Corporation Cl B (1:1)

FCY First Asset Cambridge Core Into any other class of a First Asset ETF (1:1)

U.S. Equity ETF

FCY.B First Asset Cambridge Core U.S Into any other class of a First Asset ETF (1:1)

Equity ETF Unhedged

OXF First Asset Can-Energy

Covered Call ETF First Asset Can-Energy Covered Call ETF (1:1)

Common Un Advisor Units

MXF First Asset Can-Materials

Covered Call ETF First Asset Can-Materials Covered Call ETF (1:1)

Advisor Units

CXF First Asset Canadian

Convertible Liquid First Asset Canadian Convertible Liquid (1:1)

Universe ETF Universe ETF Advisor Units

RIT First Asset Canadian First Asset Canadian REIT ETF Adv Cl At the relative net asset

REIT ETF Com Un values per ETF share


BXF First Asset DEX 1-5 Years First Asset 1-5 Year Laddered (1:1)

Laddered Government Government Strip Bond Index ETF

Strip Bond Index ETF Advisor Units

Common Units

FDV First Asset Active Canadian First Asset Active Canadian Dividend ETF (1:1)

Dividend ETF Common Units Advisor Units

FAO First Asset Active Credit ETF Into any other class of the ETF (1:1)

Common Units

FAO.U First Asset Active Credit ETF US$ Into any other class of the ETF (1:1)

Advisor Units

FAI First Asset Active Utility & First Asset Active Utility & Infrastructure ETF (1:1)

Infrastructure ETF Advisor Units

Common Units

FCW First Asset Cambridge Global Into any other class of a First Asset ETF (1:1)

Dividend ETF Hedged Com Un

FCW.B First Asset Cambridge Global Into any other class of a First Asset ETF (1:1)

Dividend ETF Hedged Adv Un

CED First Asset Core Canadian ETF First Asset Core Canadian ETF (1:1)

Common Units Advisor Units

CES First Asset Core U.S. Equity ETF C$ Into any other class of the ETF (1:1)

Common Units

CES.B First Asset Core U.S. Equity ETF C$ Into any other class of the ETF (1:1)

Unhedged Common Units

CES.U First Asset Core U.S. Equity ETF US$ Into any other class of the ETF (1:1)


NXF First Asset Energy Giants Into any other class of the ETF (1:1)

Cover Call ETF

Common Units

NXF.B First Asset Energy Giants Into any other class of the ETF (1:1)

Cover Call ETF


FSB First Asset Enhanced Short Into any other class of a First Asset ETF (1:1)

Duration Bond ETF Common Units

FHB First Asset Hamilton First Asset Hamilton Capital European (1:1)

Capital European Bank Bank ETF Advisor Units

ETF Common Units

FIG.U First Asset investment Into any other class of a First Asset ETF (1:1)

Grade Bond ETF US$ Com Un

RWC First Asset MSCI Canada First Asset MSCI Canada Low Risk (1:1)

Low Risk Weighted ETF Weight ETF Advisor Units

Common Units

RWE First Asset MSCI Europe First Asset MSCI Europe Low Risk (1:1)


Common Units

RWE.B First Asset MSCI Europe First Asset MSCI Europe Low Risk (1:1)

Low Risk Weighted ETF Weight ETF Unhedged Advisor Units


RWX First Asset MSCI International Any class of First Asset Fund ETFs (1:1)

Low Risk Weighted ETF Units



RWX.B First Asset MSCI International Low Any class of First Asset Fund ETFs (1:1)

Risk Weighted ETF Unhedged units

RWU First Asset MSCI USA First Asset MSCI USA Low Risk (1:1)


Common Units

RWU.B First Asset MSCI USA First Asset MSCI USA Low Risk (1:1)



RWW First Asset MSCI World First Asset MSCI World Low Risk (1:1)


Common Units

RWW.B First Asset MSCI World First Asset MSCI World Low Risk (1:1)



RWW.D First Asset MSCI World First Asset MSCI World Low Risk (1:1)

Low Risk Weighted ETF Weight ETF Unhedged Common Units

Unhedged Advisor Units

DXM First Asset Morningstar First Asset Morningstar Canada Dividend (1:1)

Canada Dividend Target 30 Target 30 Index ETF

Index ETF Advisor Units

WXM First Asset Morningstar First Asset Morningstar Canada (1:1)

Canada Momentum Momentum Index ETF


FXM First Asset Morningstar First Asset Morningstar Canada (1:1)

Canada Value Index Value Index ETF Advisor Units

VXM First Asset Morningstar First Asset Morningstar International Value (1:1)

International Value Index Index ETF Advisor, Unhedged Common

ETF Common Units and Unhedged Advisor Units

VXM.B First Asset Morningstar First Asset Morningstar International Value (1:1)

International Value Index Index ETF Unhedged Advisor Units ETF,

ETF Unhedged Common Common, Advisor and Unhedged Advisor

Units Units

ZXM First Asset Morningstar First Asset Morningstar International Momentum (1:1)

International Momentum Index ETF Advisor, Unhedged Common

Index ETF Common Units and Unhedged Advisor Units

QXM First Asset Morningstar First Asset Morningstar National (1:1)

National Bank Quebec National Bank Quebec Index ETF


UXM First Asset Morningstar Any class of First Asset Morningstar US (1:1)

US Dividend Target 50 Dividend Target 50 Index ETF

Index ETF

UXM.B First Asset Morningstar Any class of First Asset Morningstar US (1:1)


Index ETF Unhedged

Common Units

UXM.D First Asset Morningstar Any class of First Asset Morningstar US (1:1)



YXM First Asset Morningstar Any class of First Asset Morningstar US (1:1)

US Momentum Index Momentum Index ETF

ETF Common Units



YXM.B First Asset Morningstar Any class of First Asset Morningstar US (1:1)

US Momentum Index Momentum Index ETF

ETF Common Units

XXM First Asset Morningstar Any class of First Asset Morningstar US (1:1)

US Value Index ETF Value Index ETF

Common Units

TXF First Asset Tech Giants First Asset Tech Giants Covered Call ETF (1:1)

Covered Call ETF Common Units Advisor Units

TXF.B First Asset Tech Giants Covered Call any class of the ETF into whole units of any (1:1)

ETF Unhedged Common units Class of the same ETF in any month

FLI First Asset U.S. & Canada First Asset U.S. & Canada Lifeco Income ETF (1:1)

Lifeco Income ETF Advisor Units

Common Units

FDE First Trust Alpha DEX First Trust Alpha DEX Emerging Market Div ETF (1:1)

Emerging Market Div (CAD-Hedged) Advisor Un

ETF (CAD-Hedged)

Common Un

FDE.A First Trust Alpha DEX First Trust Alpha DEX Emerging Market Div ETF (1:1)

Emerging Market Div ETF (CAD-Hedged) Common Un

(CAD-Hedged) Advisor Un

EUR First Trust AlphaDEX First Trust AlphaDEX European Div Index ETF (1:1)

European Div Index ETF (CAD-Hedged) Advisor Un

(CAD-Hedged) Common Un

EUR.A First Trust AlphaDEX First Trust AlphaDEX European Div (1:1)

European Div Index ETF Index ETF (CAD-Hedged) Common Un

(CAD-Hedged) Advisor Un

FUD First Trust Value Line® Dividend First Trust Value Line® Dividend (1:1)

Index ETF (CAD-Hedged) Index ETF (CAD-Hedged)

Common Un Advisor Units

FUD.A First Trust Value Line® Dividend First Trust Value Line® Dividend (1:1)

Index ETF (CAD-Hedged) Index ETF (CAD-Hedged)

Advisor Units Common Un

FST First Trust Canadian Capital First Trust Canadian Capital (1:1)

Strength ETF Common Units Strength ETF Advisor Units

FST.A First Trust Canadian Capital First Trust Canadian Capital (1:1)

Strength ETF Advisor Units Strength ETF Common Units

ETP First Trust Global Risk First Rust Global Risk Managed Income (1:1)

Managed Income Index Index ETF Advisor Units

ETF Common Units

ETP.A First Trust Global Risk First Rust Global Risk Managed Income (1:1)

Managed Income Index Index ETF Common Units

ETF Advisor Units

FSL First Trust Senior Loan ETF First Trust Senior Loan ETF (CAD-Hedged) (1:1)

(CAD-Hedged) Common Units Advisor Units

FSL.A First Trust Senior Loan ETF First Trust Senior Loan ETF (CAD-Hedged) (1:1)

(CAD-Hedged) Advisor Units Common Units

FSD First Trust Short Duration High Yield First Trust Short Duration High Yield (1:1)

Bond ETF (CAD-Hedged) Bond ETF (CAD-Hedged) Advisor Units

Common Units



FSD.A First Trust Short Duration High Yield First Trust Short Duration High Yield Bond ETF (1:1)

Bond ETF (CAD-Hedged) (CAD-Hedged) Common Units

Advisor Units

GTX Gran Tierra Gran Tierra Energy Inc. (1:1)

Exchangeco Inc. J

GCG Guardian Capital Guardian Capital (1:1)

Group Ltd. Group Ltd. Cl A NV

GCG.A Guardian Capital Guardian Capital in the event of a purchase

Group Ltd. Cl A NV Group Ltd. offer for the common (1:1)

GCT.C GVIC Communications GVIC Communications Corp. Cl B if a take-over bid is made

Corp. Cl C NV for the Cl B (1:1)

HMF Horizons Auspice Managed Horizons Auspice Managed Futures (1:1)

Futures Index ETF Index ETF Advisor Units

Cl E Units

HAB Horizons Active Corporate Bond Horizons Active Corporate Bond ETF (1:1)

ETF Cl E Units Advisor Units

HAL Horizons Active Canadian Horizons Active Canadian Dividend ETF (1:1)

Dividend ETF Cl E Units Advisor Units

HEE Horizons Enhanced Horizons Enhanced Income (1:1)

Income Energy ETF Energy ETF Advisor Units

Cl E Units

HEX Horizons Enhanced Horizons Enhanced Income (1:1)

Income Equity ETF Equity ETF Advisor Units

Cl E Units

HEF Horizons Enhanced Horizons Enhanced Income (1:1)

Income Financial Financial Etf Advisor Units

ETF Cl E Units

HEP Horizons Enhanced Horizons Enhanced Income Gold (1:1)

Income Gold Producers Producers ETF Advisor Units

ETF Cl E Units

HEJ Horizons Enhanced Horizons Enhanced Income (1:1)

Income Int’l Equity Int’l Equity ETF Advisor Units

ETF Cl E Units

HEA Horizons Enhanced Horizons Enhanced Income US Equity (1:1)

Income US Equity (USD) (USD) ETF Advisor Units

ETF Cl E Units

HEA.U Horizons Enhanced Horizons Enhanced Income US (1:1)

Income US Equity Equity (USD) ETF Advisor Units

(USD) ETF Cl E Units

HFR Horizons Active Floating Rate Horizons Active Floating Rate Bond ETF (1:1)

Bond ETF Cl E Units Advisor Units

HFP Horizons Active Floating Rate Horizons Active Floating Rate Preferred (1:1)

Preferred Share ETF Share ETF Advisor Units

Cl E Units

HSL Horizons Active Floating Rate Horizons Active Floating Rate Senior (1:1)

Senior Loan Fund ETF Cl E Units Loan Fund ETF Advisor Units

HAZ Horizons Active Global Dividend Horizons Active Global Dividend ETF (1:1)


HGY Horizons Gold Yield ETF Horizons Gold Yield ETF (1:1)

Cl E Units Advisor Units



HGM Horizons Managed Global Horizons Managed Global Opportunities (1:1)

Opportunities ETF Cl E Units ETF Advisor Units

HYI Horizons Active High Yield Horizons Active High Yield Bond ETF (1:1)


HAD Horizons Active Cdn Bond ETF Horizons Active Cdn Bond ETF (1:1)


HMP Horizons Active Cdn Municipal Horizons Active Cdn Municipal Bond (1:1)

Bond ETF Cl E Units ETF Advisor Units

HAJ Horizons Active Emerging Horizon Active Emergying Mrkets (1:1)

Markets Dividend ETF Dividend ETF


HHF Horizons Morningstar Horizons Morningstar Hedge Fund (1:1)

Hedge Fund Index ETF Index ETF Advisor Units

Cl E Units

HNY Horizons Natural Gas Yield Horizons Natural Gas Yield ETF (1:1)


HPR Horizons Active Preferred Share Horizons Active Preferred Share ETF (1:1)


HAU Horizons Active U.S. Dividend ETF Horizons Active U.S. Dividend ETF (1:1)


HUF.U Horizons Active U.S. Floating Rate Horizons Active U.S. Floating Rate Bond ETF (1:1)


HAF Horizons Active Global Fixed Horizons Active Global Fixed Income ETF (1:1)

Income ETF Cl E Units Advisor Units

HAC Horizons Seasonal Rotation Horizons Seasonal Rotation ETF (1:1)

ETF Common Units Advisor Units

ITX Intertain Group Limited (The) Jackpot Joy (1:1)

Exchangeable Ordinary

SVR iShares Silver Bullion ETF iShares Silver Bullion ETF (1:1)

Hedged Common Units Non Hedged Common Units

SVR.C iShares Silver Bullion ETF iShares Silver Bullion ETF (1:1)

Non Hedged Common Units Hedged Common Units

PJC.A Jean Coutu Group Jean Coutu Group in certain circumstances

(PJC) Inc. Cl A SV (PJC) Inc. Cl B involving change in control (1:1)

LAS.A Lassonde Industries Lassonde Industries in certain circumstances

Inc. Cl A SV Inc. Cl B involving change in control (1:1)

LGT.A Logistec Corporation Cl A MV Logistec Corporation Cl B SV (1:1)

MPC.C Madison Pacific Properties Inc. Madison Pacific Properties Inc. (1:1) if an offer is made to

Cl C NV Cl B purchase the Cl B

TPX.A Molson Coors Canada Molson Coors Brewing (1:1)

Inc. Cl A Exchangeable Company Cl A

TPX.B Molson Coors Canada Molson Coors Brewing (1:1)

Inc. Cl B Exchangeable Company Cl B

TPX.A Molson Coors Canada Molson Coors Canada (1:1)

Inc. Cl A Exchangeable Inc. Cl B Exchangeable

TPX.B Molson Coors Canada Molson Coors Canada If a take-over bid is made

Inc. Cl B Exchangeable Inc. Cl A Exchangeable for the Cl A (1:1)

NCC.B Newfoundland Capital Corp.Cl B MV Newfoundland Capital Corp. Cl A SV (1:1)



PNC.A Postmedia Network Canada Postmedia Network Canada Corp. (1:1)

Corp. Voting Variable Voting

PNC.B Postmedia Network Canada Postmedia Network Canada Corp. (1:1)

Corp. Variable Voting Voting

BNC Purpose Canadian Financial Any class of share of Purpose Fund ETFs At the relative net asset

Income Fund ETF Shares values per ETF share

PRP Purpose Conservative Income Any class of share of Purpose Fund ETFs At the relative net asset

Fund ETF Shares values per ETF share

PDF Purpose Core Dividend Any class of share of Purpose Fund ETFs At the relative net asset

Fund ETF values per ETF share

PRA Purpose Diversified Real Any class of share of Purpose Fund ETFs At the relative net asset

Asset Fund ETF values per ETF share

PEU Purpose Enhanced US Any class of share of Purpose Fund ETFs At the relative net asset

Equity Fund ETF values per ETF share

PHW Purpose International Tactical Any class of share of Purpose Fund ETFs At the relative net asset

Hedged Equity Fund ETF values per ETF share

PIN Purpose Monthly Income Any class of share of Purpose Fund ETFs At the relative net asset

Fund ETF values per ETF share

PYF Purpose Premium Yield Fund ETF Any class of share of Purpose Fund ETFs At the relative net asset

values per ETF share

PHE Purpose Tactical Hedged Any class of share of Purpose Fund ETFs At the relative net asset

Equity Fund ETF values per ETF share

PBD Purpose Total Return Any class of share of Purpose Fund ETFs At the relative net asset

Bond Fund ETF values per ETF share

QBR.A Quebecor Inc. Cl A MV Quebecor Inc. Cl B SV (1:1)

QSP.UN Restaurant Brands International Restaurant Brands International Inc. (1:1) after one year

Limited Partnership anniversary subject to

the right of holdings

RCI.A Rogers Communications Inc. Rogers Communications Inc. Cl B NV (1:1)

Cl A

SJR.B Shaw Communications Inc. Shaw Communications Inc. Cl A in certain circumstances (1:1)

Cl B NV

TECK.A Teck Resources Limited Teck Resources Limited (1:1)

Cl A MV Cl B SV

TCL.A Transcontinental Transcontinental (1:1)

Inc. Cl A SV Inc. Cl B MV

TCL.B Transcontinental Transcontinental (1:1)

Inc. Cl B MV Inc. Cl A SV

WJA WestJet Airlines Ltd. WestJet AIrlines Ltd. (1:1) if a take-over bid is

Variable Voting made for the common

WJA.A WestJet Airlines Ltd. WestJet Airlines Ltd. (1:1) if a take-over bid is

Variable Voting made for the common



Convertible Debentures And Notes

Conversion

Symbol Issue Name Conversion Rate Price

$

VNP.DB 5N Plus Inc. 148.1481 common per $1,000 principal amount of Debentures, 6.75

5.75% Debentures at any time prior to the close of business on the earlier of the

maturity date and the business day immediately preceding

the date specified for redemption.

ARE.DB.B Aecon Group Inc. 50 common per $1,000 principal amount of Debentures, 20.00

5.5% Debentures at any time prior to the close of business on the earlier of

the maturity date and the business day immediately preceding


AFN.DB.A AG Growth 18.1818 common per $1,000 principal amount of Debentures, 55.00

International Inc. at any time prior to the close of business on the earlier of the

5.25% Debentures maturity date and the business day immediately preceding


AFN.DB.B AG Growth 15.2509 common per $1,000 principal amount of Debentures, 65.57




AFN.DB.C Ag Growth International Inc. 16.6667 common per $1,000 principal amount of Debentures, 60.00


5.00% Debentures maturity date and the business day immediately preceding the

date specified for redemption

AFN.DB.D Ag Growth International Inc. 11.9832 common per $1,000 principal amount of Debentures, 83.45

4.85% Debentures at any time prior to the close of business on the earlier of

the maturity date and the business day immediately

preceding the date specified for redemption

AFN.DB.E Ag Growth International Inc. 11.3443 common shares for each $1,000 principal amount of 88.15

4.50% Debentures Debentures at any time prior to the close of business on the earliest

of the business day preceding: (a) the Maturity Date; and (b) if called

for redemption, the date specified by the Company for redemption

of the Debentures

ALC.DB.A Algoma Central Corporation 47.2813 shares per $1,000 principal amount of Debentures at any 21.15

5.25% Debentures time prior to the close of business on the earlier of the Maturity Date

and the business day immediately preceding the date specified by

the Company for redemption of the Debentures

HOT.DB.U American Hotel Income 108.1081 Units for each $1,000 principal amount of Debentures at US9.25

Properties REIT LP any time prior to the close of business on the earliest of the business

5% Debentures day preceding: (a) the Maturity Date; or (b) if called for redemption,

the date specified for redemption of the Debentures

ATP.DB.D Atlantic Power 68.9655 Units per $1,000 principal amount of Debentures, 14.50

Corporation at the option of the holder, any time prior to the close of

6% Series D business on the earlier of the maturity date and the date

Debentures immediately preceding the date specified for redemption.

ATP.DB.E Atlantic Power Corporation 238.0952 common shares for each $1,000 principal amount of 4.20

6% Series E Debentures debentures at the option of the holder any time prior to the close

of business on the earliest of: (a) the business day immediately

preceding the maturity date; or (b) if called for redemption

AI.DB Atrium Mortgage 75.0741 common shares per $1,000 principal amount of 13.50

Investment Corporation Debentures at any time prior to the close of business on the

5.25% Debentures earlier of the business day immediately preceding the


the date specified by the Issuer for redemption.


AI.DB.A Atrium Mortgage 75.18880 common shares per $1,000 principal amount of 13.30





AI.DB.B Atrium Mortgage 68.2594 common shares per $1,000 principal amount of 14.65





AI.DB.C Atrium Mortgage 66.9344 Shares per $1,000 principal amount of Debentures at 14.94

Investment Corporation any time prior to the close of business on the earlier of the business

5.3% Debentures day immediately preceding the Maturity Date and, if called for redemption,

the business day immediately preceding the date specified by


BXE.DB Bellatrix Exploration Ltd. 123.4568 common shares for each $1,000 principal amount of 8.10

6.75% Debentures debentures at any time prior to the close of business on the earliest of:

(a) the business day immediately preceding the Final Maturity Date;

(b) if called for redemption, the business day immediately preceding the

Redemption Date; or (c) if called for repurchase pursuant to a mandatory

repurchase, the business day immediately preceding the payment date

BB.DB.V BlackBerry Limited At the option of the holder into common shares of the Company at 10.00 USD

3.75% Debentures USF any time prior to the third Business Day prior to the Maturity Date, at

a conversion price of US$10.00 per common share which is equivalent

to 100 common shares for each US$1,000 principal amount of Debentures,

subject to adjustment as provided in the Indenture

BTB.DB.E BTB Real Estate 162.6016 common shares per $1,000 principal amount of 6.15

Investment Trust Debentures any time prior to the earler of March 31, 2020

6.9% Series D and the business day immediately preceding the date

Debentures specified by the Issuer for recemption.

BTB.DB.F BTB Real Estate 176.9912 Units per $1,000 principal amount of Debentures 5.65

Investment Trust Ser at any time prior to 4 p.m. (Montréal time) on the earlier of

F 7.15% Debentures December 31, 2020 and the last business day immediately

preceding the date specified by the REIT for redemption of

the Debentures

BLX.DB.A Boralex Inc 51.0204 common shares per $1,000 principal amount of 19.60

4.5% Debentures Debentures any time prior to the close of business on

the maturity date.

BOY.DB.A Boyuan Construction 1000 common shares per $1,000 principal amount of 1.00

Group Inc. Debentures any time prior to the close of business

11.5% Debentures on the maturity date

CJ.DB Cardinal Energy Ltd. 95.2381 common shares per $1,000 principal amount of 10.50

J 5.50% Debentures Debentures at any time prior to the close of business on the earlier

of the maturity date and the business day immediately preceding the

date specified for redemption

CJT.DB.C Cargojet Inc. 4.65% Debentures 17.0503 shares per $1,000 principal amount of Debentures 58.65

at any time prior to the close of business on the earlier of:

(a) the business day immediately preceding the maturity date; or

(b) if called for redemption, the business day immediately

preceding the date specified by the Company for

redemption of the debentures

CHE.DB.B Chemtrade Logistics 35.7143 units per $1,000 principal amount of Debentures at any 28.00

Income Fund time prior to the close of business on the earlier of the




Conversion


$

CHE.DB.C Chemtrade Logistics 40.2415 Units for each $1,000 principal amount of Debentures at any 24.85

Income Fund time prior to 4:00 p.m. (Toronto time) on the earlier of: (a) the maturity

5.00% Debentures date; or (b) if called for redemption, the business day immediately

preceding the date specified by the Fund for redemption of the debentures

CHE.DB.D Chemtrade Logistics 37.4532 Units for each $1,000 principal amount of Debentures at 26.70

Income Fund any time prior to 4:00 p.m. (Toronto time) on the earlier of: (a) the maturity

4.75% Debentures date; or (b) if called for redemption, the business day immediately

preceding the date specified by the Fund for redemption of the debentures

CGX.DB.A Cineplex Inc. 17.8571 common shares per $1,000 principal amount of 56.00

4.50% Debentures Debentures at the earliest of 5 business day prior to the

final maturity date or if called for recemption 5 business

day prior to the date specified by the company.

GCL.DB.A Colabor Group Inc. 400 Trust Units per $1,000 principal amount of Debentures at 2.50

6.00% Debentures any time prior to the earlier of the Final Maturity Date and the last

business day preceding the date fixed for redemption.

Subject to restrictions.

CRR.DB.E Crombie Real Estate 58.309 units per $1,000 principal amount of Debentures at 17.15

Investment Trust any time after the initial maturity date and prior to the final

5.25% Series D maturity date or if called for redemption on the business day

Debentures immediately preceding the date specified for redemption.

DHX.DB DHX Media Ltd. 125 common voting shares (DHX.B) and/or variable voting 8.00

5.875% Debentures shares (DHX.A) at any time prior to the close of business on

the earlier of: (a) the business day immediately preceding

the maturity date; or (b) if called for redemption, the business day

immediately preceding the date specified by the Company for

redemption of the Debentures

DCF.DB Difference Capital 173.91 common shares per $1,000 principal amount of 5.75

Financial Inc. J Debentures at any time prior to the close of business

8% Debentures on the earlier of the day immediately preceding the date

specified by the issuer for redemption or the maturity date.

DIV.DB Diversified Royalty Corp. 219.7802 common shares for each $1,000 principal amount 4.55

5.25% Debentures of Debentures at any time prior to the close of business on

the earlier of the business day preceding: (a) the Maturity Date;

or (b) the date specified for redemption of the Debentures

DII.DB.U Dorel Industries Inc. 21.3904 Class B SV shares per $1,000 principal amount of U.S. 46.75

5.5% Debentures USF Debentures at any time prior to the close of business on the

earlier of the day immediately preceding the date specified

by the issuer for redemption or the maturity date.

DIR.DB Dream Industrial 72.4638 common shares per $1,000 principal amount of 13.80

Real Estate Debentures at any time prior to the close of business on the

Investment Trust earlier of the day immediately preceding the date specified by

5.25% Debentures the issuer for redemption or the maturity date.

EFN.DB Element Financial 69.79648 common per $1,000 principal amount of Debentures 14.32737

Corporation J at any time prior to 5:00 pm on the earlier of the maturity date and the

5.125% Debentures last business day preceding redemption

EFN.DB.A Element Financial J 52.34733 common per $1,000 principal amount of Debentures 19.10317

4.25% Debentures at any time prior to 5:00 pm on the earlier of the maturity date

and the last business day preceding redemption.


Conversion


$

EMA.IR Emera Incorporated At the option of the holder and provided that payment of the final 41.85

Instalment Receipts instalment has been made, each Debenture will be convertible

into common shares of the Company (the “Common Shares”)

(Symbol: EMA) on or at any time after the Final Instalment Date,

but prior to the earlier of the date that the Company redeems the

Debentures or the Maturity Date. The conversion price will be

$41.85 per Common Share (the “Conversion Price”), being a

conversion rate of 23.8949 Common Shares per $1,000

principal amount of Debentures, subject to adjustment in certain

events. A holder of Debentures who does not exercise its

conversion privilege concurrently with the payment of the final

instalment will hold a Debenture that pays 0% interest and may

be redeemed by the Company in whole or in part on any trading

day following the Final Instalment Date at a price equal to

its principal amount plus any unpaid interest which accrued prior

to the Final Instalment Date.

EFR.DB Energy Fuels Inc. J 240.9638554 common per $1,000 principal amount of Debentures 4.15

Floating Rate at any time prior to the earlier of the maturity date and the fifth

Debentures business day immediately preceding the date specified by the issuer

for redemption. Adding a redemption provision that will enable the

Company to redeem the Debentures, for cash, in whole or in part at

any time after June 30, 2019, but prior to maturity, at a price of 101%

of the aggregate principal amount thereof; and adding a Put Right in

favour of each holder to give the holders the option to require the Company

to purchase, for cash, on the Put Date up to 20% of the Debentures held

by the holders at a price equal to the Total Put Price

ENT.DB ENTREC Corporation 1,000 common per $1,000 principal amount of Debentures at 1.00

8.5% Debentures any time prior to the earlier of the maturity date and business day

immediately preceding the date specified by the issuer for redemption.

EIF.DB.I Exchange Income Corporation 19.4175 common shares per $1,000 principal amount of Debentures, 51.50

5 Year 5.25% Debentures on the maturity date or if called for redemption, the business day

immediately preceding the date specified by the Issuer for redemption

EIF.DB.F Exchange Income 24.05385 common shares per $1,000 principal amount of 41.60

Corporation Debentures, on the maturity date or if called for redemption,

5.35% Debentures the business day immediately preceding the date specified

by the Issuer for redemption.

EIF.DB.G Exchange Income 31.5457 common shares per $1,000 principal amount of 31.70

Corporation Debentures, on the maturity date or if called for redemption,

6% Debentures the business day immediately preceding the date specified


EIF.DB.H Exchange Income Corporation 22.3464 common shares per $1,000 principal amount of Debentures, 44.75

5.25% Debentures on the maturity date or if called for redemption, the business

day immediately preceding the date specified by the Issuer for redemption

EXE.DB.C Extendicare Inc. 81.6327 common shares per $1,000 principal amount of Debentures, 12.25

5.00% Debentures on the maturity date or if called for redemption, the business day

immediately preceding the date specified by the Issuer for redemption.

FSZ.DB Fiera Capital Corporation 53.0504 Subordinate Voting Shares for each $1,000 principal amount of 18.85

5.00% Debentures Debentures at any time prior to the close of business on the earlier of

the business day immediately preceding the Maturity Date or, if called

for redemption, on the business day immediately preceding the date fixed

by the Company for redemption

FC.DB.B Firm Capital Mortgage 69.6864 common per $1,000 principal amount of Debentures, 14.35

Investment Corporation at any time prior to 5:00 pm on the earlier of the maturity date

5.40% Debentures and the business day immediately preceding the date

specified by the Issuer for redemption.


Conversion


$

FC.DB.C Firm Capital Mortgage 67.5676 units per $1,000 principal amount of Debentures, 14.80




FC.DB.D Firm Capital Mortgage 63.2911 units per $1,000 principal amount of Debentures, 15.80




FC.DB.E Firm Capital Mortgage 71.6846 Shares per $1,000 principal amount of Debentures 13.95

Investment Corporation at any time prior to the close of business on the earlier of the

5.30% Debentures Maturity Date and the business day immediately preceding

the date specified by the Company for redemption of the

Debentures.

FC.DB.F Firm Capital Mortgage 71.4286 Shares per $1,000 principal amount of Debentures at 14.00

Investment Corporation any time prior to the close of business on the earlier of the Maturity

5.50% Debentures Date and the business day immediately preceding the date specified

by the Company for redemption of the Debentures

FC.DB.G Firm Capital Mortgage 65.5738 common per $1,000 principal amount of Debentures, at any 15.25

Investment Corporation time prior to the close of business on the earlier of: (a) the maturity date;

5.25% Debentures and (b) the business day immediately preceding the date fixed for


FC.DB.H Firm Capital Mortgage 65.5738 common shares for each $1,000 principal amount of 15.25

Investment Corporation debentures at any time prior to the close of business on the earlier of:

5.30% Debentures (a) the maturity date; and (b) if called for redemption, the business day


redemption of the debentures

FCR.DB.J First Capital Realty Inc. 37.3832 common shares per $1,000 principal amount of 26.75

4.45% Debentures Debentures any time prior to February 28, 2018 and then 27.75

drring the period March 1, 2018 until maturity 36.0360.

FGE.DB.A Fortress Global 32.2581 Cl A Voting shares per $1,000 principal amount of 31.00

Enterprises Inc. Debentures any time prior to the close of business on the

7% Debentures earlier of 1) the day immediately preceding the maturity

date or 2) if called for redemption, the business day

immediately preceding the date specified for redemption.

GCM.DB.U Gran Colombia Gold Corp. J 513 common shares per $1,000 principal amount of US$1.95

Debentures USF 2018 2018 Debentures at any time prior to the close of

business on the earlier of the maturity date and the last

business day immediately preceding the date fixed

for redemption

GCM.DB.V Gran Colombia Gold Corp. J 513 common shares per $1,000 principal amount of US$1.95

2020 Debentures at any time prior to the close of business

on the earlier of the maturity date and the last business day

immediately preceding the date fixed for redemption

GCM.DB.X Gran Colombia Gold Corp. J 513 common shares per $1,000 principal amount of Extended US$1.95

8% Debentures USF Debentures at any time prior to the close of business on the earlier

of the maturity date and the last business day immediately preceding

the date fixed for redemption

GDI.DB GDI Integrated Facility 41.2371 Subordinate Voting Shares per $1,000 principal amount of 24.25

Services Inc. J Debentures at any time prior to the close of business on the earliest of

5.00% Debentures the business day immediately preceding the maturity date or, if called for

redemption, on the business day immediately preceding the date fixed by



Conversion


$

GEI.DB Gibson Energy Inc. 46.1894 common shares for each $1,000 principal amount of 21.65

5.25% Debentures Debentures, at any time prior to the close of business on the earliest

of: (a) the business day immediately preceding the Maturity Date;

(b) if called for redemption, the business day immediately preceding the

date specified by the Company for redemption of the Debentures; (c) if called

for repurchase pursuant to a mandatory repurchase, on the business day

immediately preceding the payment date; or (d) if subject to compulsory

acquisition, on the business day immediately preceding the day on which

such acquisition becomes effective

GSY.DB goeasy Ltd. 22.7273 common shares for each $1,000 principal amount of 44.00

5.75% Debentures Debentures at any time prior to the close of business on the earliest of

(a) the business day preceding the Maturity Date; (b) if called for redemption,

on the business day immediately preceding the date specified by the

Company for redemption of the Debentures or, (c) if the Company is

required to offer to purchase such Debentures pursuant to a Change

of Control Purchase Offer, on the business day immediately preceding

the payment date

HLC.DB Holloway Lodging 0.1 of a Holloway Lodging Corporation common per 1.00

Corporation 6.25% B $1,000 principal amount of Debentures any time prior

Debentures to 5:00 pm on the business day prior immediately

preceding the maturity date.

H.IR Hydro One Limited 46.7290 common shares per $1,000 principal amount of Debentures 21.40

Instalment Receipts at the option of the holder and provided that payment of the final

instalment has been made, each Debenture will be convertible into

common shares on or at any time on or after the Final Instalment Date,

but prior to the earlier of the date that the Company redeems

the Debentures or the Maturity Date

IBG.DB.C IBI Group Inc. 52.1648 common per $1,000 principal amount of Debentures 19.17

7% Debentures on the earlier of the day the debentures mature and the

business day immediately preceding the date specified

for redemption.

IBG.DB.D IBI Group Inc. 119.7605 common shares for each $1,000 principal amount of 8.35

5.50% Debentures debentures at any time prior to the close of business on the

earlier of: (a) the maturity date; and (b) if called for redemption,

the business day immediately preceding the date specified by

the company for redemption of the debentures

INE.DB.A Innergex Renewable Energy Inc. 66.6667 common shares per $1,000 principal amount of 15.00

4.25% Debentures Debentures after the maturity date and prior to the close of

business if called for redemption, the business day


ITX.DB Intertain Group Limited (The) 166.67 Jackpotjoy shares per $1,000 principal amount of Debentures, 6.00

5% Debentures at any time prior to the last business day immediately preceding


IVQ.DB.U Invesque Inc. J 90.9090 Common Shares for each US$1,000 principal amount of US11.00

5.00% Debentures USF Debentures at any time prior to the close of business on the earliest of:

(a) the business day immediately preceding the maturity date; or

(b) if called for redemption, the business day immediately preceding

the date specified by the Company for redemption of the Debentures

JE.DB.C Just Energy Group Inc. 107.5269 common shares per $1,000 principal amount of 9.30

6.75% Debentures Debentures, any time prior to the close of business on

the earlier of the maturity date and business day immediately

preceding the date specified for redemption.


Conversion


$

JE.DB.D Just Energy Group Inc. approximately 112.3596 common shares for each $1,000 principal 8.90

6.75% Debentures amount of Debentures, at any time prior to the close of business on

the earlier of the business day immediately preceding: (a) the Maturity Date;

and (b) the date specified for redemption of the Debentures

KEL.DB Kelt Exploration Ltd. 81.8182 common shares for each $1,000 principal amount 5.50

5% Debentures of Debentures, subject to adjustment as provided in the Indenture.

At any time prior to the close of business on the earliest of:

(a) the business day immediately preceding the Maturity Date;

(b) if called for redemption, the business day immediately preceding

the date specified by the Company for redemption of the Debentures;

or, (c) if called for repurchase pursuant to a mandatory repurchase,

on the business day immediately preceding the payment date

KLG.DB.A Kirkland Lake Gold Inc. J 72.9927 common shares per $1,000 principal amount of 13.70

7.5% Debentures Debentures, any time prior to the close of business on the

business day immediately preceding the maturity date, or

if called for redemption the business day immediately


LRT.DB.G Lanesborough Real 142.857 units per $1,000 principal amount of Debentrues 7.00

Estate Investment Trust any time prior to the close of business on the earlier of

5% Debentures the maturity date and the business day immediately

prededing the date specified for redemption.

LNF.DB Leon’s Furniture Limited 79.12707 common shares per $1,000 principal amount 12.6379

3% Debentures of Debentures, staring on the 90th day prior to the 4th

anniversary of the effective date and ending on the third

business day prior to the maturity date.

LIQ.DB.B Liquor Stores N.A. Ltd. 68.4932 common shares for each $1,000 principal 14.60

4.70% Debentures amount of Debentures at any time prior to the close of business on

the earliest of: (a) the business day immediately preceding the

maturity date; (b) if called for redemption, the business day immediately

preceding the date specified by the Company for redemption of the

Debentures; or (c) if called for repurchase pursuant to a Change of

Control, the business day specified by the Company for

the repurchase of the Debentures

LGQ.DB.A Logiq Asset Management Inc. 3,333.3333 common shares for each $1,000 principal amount of 0.30

7% debentures Debentures at any time prior to the close of business on the earliest of:

(a) the business day immediately preceding the maturity date; (b) if called

for redemption, the business day immediately preceding the date specified

by the company for redemption of the debentures; or (c) if subject to

repurchase pursuant to a change of control, the business day

immediately preceding the payment date.

DR.DB.A Medical Facilities 52.3286 common per $1,000 principal amount of Debentures 19.11

Corporation any time prior to the close of business on the earlier of the

5.90% Debentures maturity day and the business day immediately preceding


MR.DB Melcor Real Estate 79.0514 Trust Units per $1,000 principal amount of Debentrues 12.65

Investment Trust any time prior to the close of business on the earlier of the



MR.DB.A Melcor Real Estate Investment 86.9565 Units per $1,000 principal amount of Debentures any 11.50

Trust 5.25% Debentures time prior to the close of business on the earlier of the maturity date

and the business day immediately preceding the date specified

for redemption.


Conversion


$

MOGO.DB Mogo Finance Technology Inc. 200 common shares for each $1,000 principal amount of Debentures 5.00

10% Debentures at any time prior to the close of business on the earliest of the business

day preceding: (a) the Maturity Date; or (b) if called for prepayment or

early conversion, or is subject to repurchase pursuant to a change of

control, the date specified for each such event for the Debentures

MRG.DB Morguard N.A.Residential 64.5161 Trust Units per $1,000 principal amount of Debentures, 15.50

Real Estate Investment at any time prior to the close of business on the maturity date

Trust 4.65% Debentures and the business day immediately preceding the date specified


MRT.DB Morguard Real Estate 49.0196 Units per $1,000 principal amount of Debentures, at any time 20.40

Investment Trust prior to the close of business on the earliest of: (a) the business day

4.50% Debentures immediately preceding the maturity date; or (b) if called for redemption,

the business day immediately preceding the date specified by the REIT

for redemption of the Debentures

MRG.DB.A Morguard N.A. Residential approximately 49.5050 Units per $1,000 principal amount of Debentures 20.20

Real Estate Investment Trust (subject to adjustment) at any time prior to the close of business on the

4.5% Debentures earlier of the business day immediately preceding the Maturity Date and,

if called for redemption, the business day immediately preceding the

date specified by the REIT for redemption of the Debentures

MSI.DB.A Morneau Shepell Inc. 39.8406 common shares for each $1,000 principal amount of 25.10

4.75% Debentures Debentures at any time prior to the close of business on the earlier of

the business day immediately preceding the Maturity Date or, if called

for redemption, on the business day immediately preceding the date

fixed for redemption

NKO.NT Niko Resources Ltd. 88.4956 common shares per $1,000 principal amount of 11.30

7% Notes Debentures, at any time prior to the close of business on

the maturity date and the business day immeidately preceding


NOA.DB North American Construction 92.1659 common shares for each $1,000 principal amount 10.85

Group Ltd. 5.5% Debentures of Debentures, at any time prior to the close of business on the earliest of

the business day preceding: (a) the Maturity Date; and (b)

if called for redemption

NPI.DB.B Northland Power Inc. 46.2963 common per $1,000 principal amount of Debentures, 21.60

5% Debentures at any time prior to the close of business on the earlier

of the maturity date and, if called for redemption, the business

day immediately preceding the date specified for redemption.

NPI.DB.C Northland Power Inc. 46.2963 common per $1,000 principal amount of Debentures, 21.60

4.75% Debentures at any time prior to the close of business on the earlier

of the maturity date and, if called for redemption, the business

day immediately preceding the date specified for redemption.

NVU.DB Northview Apartment 42 trust units per $1,000 principal amount of Debentures, any time 23.80

REIT 5.75% Debentures prior to the close of business on the earlier of the Final Maturity date

and the last business day immediately preceding the date

specified for redemption

NWH.DB NorthWest Healthcare 70.4225 units per $1,000 principal amount of Debentures, at $14.20

Properties Real Estate any time prior to the close of business on the mturity date

Investment Trust and the business day immediately preceding the date

5.25% Debentures specified by the Issuer for redemtpion.

NWH.DB.C NorthWest Healthcare 80.0000 units per $1,000 principal amount of Debentures, 12.50

Properties Real Estate at any time prior to the close of business on the maturity date

Investment Trust and the business day immediately preceding the date specified

7.25% Debentures by the Issuer for redemption


Conversion


$

NWH.DB.D NorthWest Healthcare Properties 88.8889 trust units per $1,000 principal amount of Debentures, 11.25

Real Estate Investment Trust at any time prior to the close of business on the maturity date and

5.50% Debentures the business day immediately preceding the date specified

by the Issuer for redemption

NWH.DB.E NorthWest Healthcare Properties 78.4314 units for each $1,000 principal amount of Debentures, 12.75

Real Estate Investment Trust at any time prior to the close of business on the maturity date


specified by the Issuer for redemption

NWH.DB.F NorthWest Healthcare 78.125 units for each $1,000 principal amount of Debentures at any time 12.80

Properties Real Estate prior to the close of business on the earliest of: (a) the business day

Investment Trust immediately preceding the maturity date; or (b) if called for redemption,

5.25% Debentures the business day immediately preceding the date specified by

the REIT for redemption of the Debentures

OR.DB Osisko Gold Royalties Ltd 43.6872 Common Shares per $1,000 principal amount 22.89

4.00% Debentures of Debentures at any time prior to the close of business on the earlier

of the business day immediately preceding the maturity date and

the business day immediately preceding the date fixed for


PPL.DB.F Pembina Pipeline 79.6813 common shares per $1,000 principal amount of 12.55

Corporation Debentures, at the option of the holder, on the business day

5.75% Debentures immediately preceding the maturity date or, if called for

redemption, the business day immediately preceding the

date fixed for redemption.

PLZ.DB.E Plazacorp Retail REIT approximately 176.9912 Units per $1,000 principal amount of Debentures, 5.65

5.10% Debentures subject to adjustment, at any time prior to the close of business on the

earlier of the business day immediately preceding the Maturity Date and,

if called for redemption, the business day immediately preceding the

date specified by the REIT for redemption of the Debentures

PBH.DB.D Premium Brands 22.3964 Common Shares per $1,000 principal amount of 44.65

Holdings Corporation Debentures, subject to adjustment as provided in the

5.00% Debentures Indenture, at any time prior to the close of business on

the earlier of the Maturity Date and the business day

immediately preceding the date of redemption.

PBH.DB.E Premium Brands Holdings 11.6414 common shares for each $1,000 principal amount of 85.90

Corporation 4.65% Debentures Debentures, subject to adjustment as provided in the Indenture.

Upon conversion of a Debenture, a holder will not be entitled to interest

accrued thereon since the last interest payment date unless they convert

the Debenture on an interest payment date, in which case, they will be

entitled to receive all interest which has accrued prior to that interest

payment date and which has not been paid

PBH.DB.F Premium Brands 9.3240 common shares for each $1,000 principal amount of 107.25

Holdings Corporation Debentures, at any time prior to the close of business on the earliest of:

4.60% Debentures (a) the Maturity Date; and (b) if called for redemption, the business day

immediately preceding the date specified by the Corporation for redemption

of the Debentures

PBH.DB.G Premium Brands Holdings 5.4792 Common Shares per $1,000 principal amount of 182.51

Corporation 4.65% Debentures Debentures, subject to adjustment, at any time prior to the close of

business on the earlier of the Maturity Date and the business day

immediately preceding the date of redemption

P.DB.V Primero Mining Corp. 152.6718 Common Shares for each $1,000 principal amount U.S. 6.55

5.75% Debentures of Debentures at any time prior to the maturity date.


Conversion


$

RSI.DB.E Rogers Sugar Inc. 121.0654 Common Shares per $1,000 principal amount of 8.26

5.00% Debentures Debentures, at the option of the holder at any time after the

Initial Maturity Date and prior to 5:00 p.m. (Montréal time) on

the earlier of the business day immediately preceding the

Final Maturity Date and the business day immediately preceding

the date specified by the Company for redemption of the Debentures

RSI.DB.F Rogers Sugar Inc. 112.9944 Shares per $1,000 principal amount of Debentures at any time 8.85

4.75% Debentures prior to 5:00 p.m. (Montréal time) on the earlier of the business day

immediately preceding the Maturity Date and the business day immediately

preceding the date specified by the Company for redemption

SIA.DB Sienna Senior Living Inc. 59.7015 common shares per $1,000 principal amount of 16.75

4.65% Debentures Debentures any time prior to the close of business on the

earlier of the maturity date and the business day immediately

preceding the date specified for redemption

SOT.DB Slate Office REIT 94.9668 Units for each $1,000 principal amount of Debentures 10.53

5.25% Debentures at the option of the holder, at any time prior to the close of

business on the earliest of: (i) the last business day before

the Maturity Date; or (ii) if called for redemption, the business

day immediately preceding the date specified by

the REIT for redemption

SRU.DB.B SmartCentres REIT 19.3949 units per $1,000 principal amount of Debentures 51.56

5.50% Debentures (a) at any time prior to the close of business on the maturity date;

or (b) if called for redemption on or prior to such date, then up to

but not after the close of business on the last business day

immediately preceding the date specified for redemption

SEV.DB.A Spectra7 Microsystems Inc. 2857.1429 shares for each $1,000 principal amount of Debentures $0.35

7% Debentures at any time prior to the close of business on the business day

immediately preceding the maturity date

SWY.DB.U Stornoway Diamond 1128.2861 common shares per $1,000 principal amount US 0.8863

Corporation 6.25% of Debentures at any time prior to the close of business

Debentures USF on the earlier of the maturity date and the business day


SOX.DB.A Stuart Olson Inc. 70.6714 common shares per $1,000 principal amount of 14.15

6% Debentures Debentures at any time prior to the close of business on

the earlier of the maturity date and the business day


STB.DB.A Student Transportation Inc. 106.9519 common shares for each $1,000 principal 9.35

5.25% Debentures amount of debentures at any time prior to the close of business on

the earliest of: (a) the business day immediately preceding the maturity

date; or (b) if called for redemption, the business day immediately preceding

the date specified by the company for redemption of the debentures

STB.DB.C Student Transporation Inc. 110.4972 common shares per $1,000 principal amount of 9.05

6.25% Debentures Debenturs, at the option of the holder, any time prior to the

clsoe of business the maturity date, or if called for redemption

the business day immediately preceding the date specified

for redemption.

SGY.DB Surge Energy Inc. J 363.6364 Common Shares per $1,000 principal amount of 2.75

5.75% Debentures Debentures at any time prior to the close of business on the

earlier of the business day immediately preceding the maturity date

and the business day immediately preceding the date fixed for


TCN.DB.U Tricon Capital Group Inc. 95.6023 shares for each US$1,000 principal amount of US$10.46

5.75% Debentures USF Debentures, at any time prior to the close of business

on the earlier of: (a) the business day immediately preceding

the maturity date; or (b) if called for redemption


Conversion


$

TPH.DB.E Temple Hotels Inc. 24.9501 common shares per $1,000 principal amount of Debentures, 40.08

7.25% Series E Debentures any time prior to the earlier of the day the debentures mature and

the business day immediately preceding the date specified for redemption.

TVK.DB Terravest Industries Inc. 121.2121 Shares for each $1,000 principal amount of Debentures, 8.25

7.00% Debentures at any time prior to 5:00 p.m. (Toronto time) on the earlier of the last

business day preceding the Maturity Date and the last business day



TF.DB Timbercreek Financial Corp. 88.8889 common shares per $1,000 principal amount of Debentures, 11.25

6.35% Debentures any time prior to the earlier of the day the debentures mature

and the business day immediately preceding the date

specified for redemption.

TF.DB.A Timbercreek Financial Corp. 99.5025 common shares per $1,000 principal amount of 10.05

5.40% Debentures Debentures, any time prior to the earlier of the day the

debentures mature and the business day immediately preceding


TF.DB.B Timbercreek Financial Corp. approximately 99.5025 common shares for each $1,000 10.05

5.45% Debentures principal amount of Debentures at any time prior to the close

of businesso n the earliest of: (a) the business day immediately

preceding the maturity date; or (b) if called for redemption,


by the Company for redemption of the Debentures

TF.DB.C Timbercreek Financial Corp. 90.0901 common shares for each $1,000 principal amount 11.10

5.30% Debentures of Debentures at any time prior to the close of business on

the earliest of: (a) the business day immediately preceding

the maturity date; or (b) if called for redemption,


by the ompany for redemption of the Debentures

TEI.DB Toscana Energy 50.7614 common shares per $1,000 principal amount of Debentures, 19.70

Income Corporation any time prior to the earlier of the day the debentures mature and

6.75% Debentures the busines day immediately preceding the date specified

for redemption.

TCN.DB.A Tricon Capital Group Inc. 102.0408 common shares per $1,000 principal amount of Debentures, 9.80

5.60% Debentures any time prior to the close of business on the earlier of the

Final Maturity date and the last business day immediately


WEQ.DB WesternOne Inc. 2.43 common shares per $1,000 principal amount of Debentures, 411.25

6.25% Series 3 Debentures at the option of the holder at any time prior to the maturity date and

the business day immediately preceding redemption.

YPG.DB Yellow Pages Digital & 52.521 common shares of Yellow Media Limited per $1,000 19.04

Media Solutions Limited principal amount of Debentures, at the option of the holder

Exchangeable at any time prior to the maturity date and the business day

Debentures immediately preceding redemption.

ZAR.DB.A Zargon Oil & Gas Ltd. 800 common per $1,000 principal amount of Debentures, 1.25

8% Debentures any time prior to the earlier of the day the debentures

mature and the business day immediately preceding



Conversion


$

Chapter 6 - Trading Information

• Stock Table Legend/Transfer Agents

• Board Lot Schedule

Stock Table A (Monthly) Stock Table B (Year to Date)

• Limited Partnership Units � Limited Partnership Units

• Debentures � Debentures

• Debentures - U.S. funds � Debentures - U.S. funds

• Trust Units � Trust Units

• Trading U.S. funds � Trading U.S. funds

• Other Debt Securities � Other Debt Securities

• Common Stocks � Common Stocks

Interlisted Trading Data

Exchange Traded Funds

For additional trading information,


www.tmxmoney.com

STOCKSSTATISTICAL TABLES

OF STOCK TRADED ON

TORONTO STOCK EXCHANGE

APRIL 2018

LEGEND FOR ALL STOCK TABLE PAGES

A – US$ = 1.285700 CDN$ C – AUSTRALIAN $ = 0.972800 CDN$ E – JAPANESE YEN = 0.011780 CDN$

B – BRITISH £ = 1.771700 CDN$ D – BAHAMIAN $ = 1.285700 CDN$ H – NEW ZEALAND = 0.908800 CDN$

EPS – LATEST 12 MONTHS EARNINGS PER SHARE

I – INDUSTRIAL

J – SUBJECT TO SPECIAL REPORTING RULES

K – INITIAL DIVIDEND

LC – LISTING CLASSIFICATION

LV – LIMITED VOTING

M – MINES

N – PLUS STOCK DIVIDEND

N/A – NOT AVAILABLE

O – OIL

P – PAID TO DATE IN LATEST 12 MONTHS

P/E – PRICE/EARNING RATIO

R – DIVIDENDS IN ARREARS

S – SUBJECT TO TRADING RESTRICTIONS UNDER

THE UNITED STATES SECURITIES ACT 1933

X – EXTRA DECLARED IN LATEST 12 MONTHS

Y – STOCK DIVIDEND

Z – ODD LOT

MV – MULTIPLE VOTING

NV – NON-VOTING

RV – RESTRICTED VOTING

SV – SUBORDINATE VOTING

V – VARIABLE RATE

� – SPECIAL DIVIDEND

� – NOT TRADED THIS MONTH

TRANSFER AGENTS

201 – AST Trust Company (Canada) . . . . . . . . 416-682-3800

202 – The Cdn Depository For Securities Ltd. . . . 416-365-8400

212 – Own Agent - Mackenzie Financial Corporation 416-922-5322

215 – Computershare Trust Co. of Canada. . . . 1-800-564-6253

217 – Fiducie Desjardins Inc. . . . . . . . . . . . 1-514-286-3102

218 – BNY Trust Company of Canada . . . . . . . 416-933-8504

220 – Natcan Trust Company. . . . . . . . . . . 1-800-341-1419

221 – Computershare Investor Services. . . . . . 1-800-564-6253

223 – Trans Canada Transfer Inc.. . . . . . . . . . 416-759-1681

224 – Alliance Trust Company . . . . . . . . . . . 403-237-6111

225 – Wells Fargo Bank, N.A. . . . . . . . . . . 1-800-869-3557

227 – State Street Trust Company Canada. . . . . 647-775-5635

228 – TSX Trust Company . . . . . . . . . . . . 1-866-393-4891

229 – Own Agent - MFL Management Limited . . . 416-847-5367

230 – Odyssey Trust Company . . . . . . . . . . . 587-885-0960

231 - Middlefield Capital Corporation . . . . . . . . 416-362-0714

The “.S” suffix in the trading symbol indicates that the securities are subject to trading restrictions imposed pursuant to Regulation S under

the 1933 Act.

BOARD LOT SCHEDULE

BOARD LOTS

On securities selling under $0.10 1,000 shares

On securities selling at $0.10 and under $1.00 500 shares

On securities selling at $1.00 and over 100 shares

Limited Partnership Units

Issue Name Outstanding Shares

Ind Rate

Ticker Symbol

Mth Open

Mth High

EPS PEMthLow

Mth Close

MthChng

HowPaid

TransfAgent

Ind DivYield %

Mth Vol

01-May-2018

221AMERICAN HOTEL INCOME PROPERTIES REIT LP UN .6480 MO 8.54 7.89 8.07 - .70HOT.UN 7.96 N/A 10.32 78,047,806 1,566,006 0.00

201BROOKFIELD INFRASTRUCTURE PARTNERS L.P. UN 1.8800 QU 54.10 51.32 52.47 + .86BIP.UN 53.70 N/A 4.61 276,572,900 2,487,869 - 0.05

201BROOKFIELD PROPERTY PARTNERS L.P. UNITS 1.2600 QU 25.27 23.30 24.80 - .93BPY.UN 24.86 14.83 6.53 255,024,531 4,133,202 2.15

221BROOKFIELD RENEWABLE PARTNERS LP NV UN 1.9600 QU 40.38 38.27 38.99 - .65BEP.UN 40.17 N/A 6.46 180,464,290 2,583,855 - 0.23

212MACKENZIE MASTER LIMITED PARTNERSHIP UNITS .1400 ANN 1.03 .93 .96 - .02MKZ.UN .96 6.86 14.58 6,264,511 90,419 0.14

215RESTAURANT BRANDS INTERNATIONAL LP EXCHNG UN 1.8000 QU 73.25 68.98 71.20 - 2.80QSP.UN 72.70 N/A 3.25 217,706,858 3,509 N/A

Monthly

Debentures


Ind Rate

Ticker Symbol

Mth Open

Mth High

EPS PEMthLow

Mth Close

MthChng

HowPaid

TransfAgent

Ind DivYield %

Mth Vol

01-May-2018

2215N PLUS INC. 5.75% DEBENTURES 101.09 100.55 101.09 + .09VNP.DB 101.00 N/A 600,000 23,260 N/A

221AECON GROUP INC. 5.50% DEC 31/18 DEBEBTURES 101.70 101.00 101.70 + .90ARE.DB.B 101.45 N/A 1,725,000 30,260 N/A

215AG GROWTH INT'L 4.5% 31DEC22 DEB 101.00 99.70 101.00 + 1.40AFN.DB.E 100.00 N/A 862,500 14,930 N/A

215AG GROWTH INT'L 4.85% 30JUN22 DEB 103.00 101.00 101.50 + .48AFN.DB.D 102.95 N/A 750,000 5,360 N/A

215AG GROWTH INT'L INC. CONV 5% 12/31/2020 DEB 106.55 103.40 104.00 - 3.00AFN.DB.C 104.30 N/A 750,000 4,150 N/A

221AG GROWTH INTERNATIONAL INC. EXTEND 5.25% DEB 102.60 100.13 102.00 - 1.00AFN.DB.B 102.00 N/A 517,500 5,670 N/A

218ALGOMA CENTRAL CORPORATION 5.25% DEBENTURES 105.11 104.50 105.00 + 1.00ALC.DB.A 104.50 N/A 825,000 15,690 N/A

215ATLANTIC POWER CORPORATION 6% SER E DEB 99.25 97.75 98.25 - .75ATP.DB.E 98.25 N/A 1,150,000 41,170 N/A

221ATLANTIC POWER CORPORATION 6.00% SER D DEB 101.75 100.35 100.35 + .35ATP.DB.D 100.90 N/A 247,380 6,524 N/A

215ATRIUM MORTGAGE INVESTMENT CORP 5.25% DEB 102.21 99.50 100.00 - .50AI.DB 102.21 N/A 325,000 1,080 N/A

201ATRIUM MORTGAGE INVESTMENT CORP 5.30% DEB 99.50 97.50 99.00 + 3.00AI.DB.C 99.00 N/A 253,000 5,150 N/A

215ATRIUM MORTGAGE INVESTMENT CORP 5.5% DEB 101.50 100.00 101.00 + 1.00AI.DB.B 100.60 N/A 402,500 2,320 N/A

215ATRIUM MORTGAGE INVESTMENT CORP 6.25% DEB 101.80 100.00 100.25 - 1.50AI.DB.A 100.35 N/A 318,010 1,990 N/A

202BARCLAYS BANK PLC FIXED INCM NT 10YR SER I-28 103.00 BXS.DB.C N/A * 100,000 N/A

215BELLATRIX EXPLORATION LTD. 6.75% DEB 90.00 79.50 80.00 + 2.00BXE.DB 90.00 N/A 500,000 1,550 N/A

221BORALEX INC. 4.5% DEBENTURES 121.00 117.57 119.80 - 2.98BLX.DB.A 118.00 N/A 1,437,310 7,200 N/A

221BOYUAN CONSTRUCTION GROUP, INC. DEB J 100.20 98.70 99.50 + 2.50BOY.DB.A 98.70 N/A 55,000 300 N/A

221BTB REAL ESTATE INVESTMENT TRUST 6.90% 'E' DB 101.51 100.00 101.00 + 1.30BTB.DB.E 101.51 N/A 230,000 1,010 N/A

215BTB REAL ESTATE INVESTMENT TRUST 7.15% 'F' DB 103.20 102.00 103.00 + .95BTB.DB.F 102.00 N/A 267,000 2,740 N/A

215CARDINAL ENERGY LTD. J 5.50% DEBENTURES 100.50 99.50 100.00 + 1.00CJ.DB 100.30 N/A 500,000 3,130 N/A

215CARGOJET INC. 4.65% DEBENTURES 127.19 121.38 121.38 + 3.32CJT.DB.C 126.00 N/A 1,249,900 43,850 N/A

215CHEMTRADE LOGISTICS INCM FND 4.75% 31MA24 DEB 98.99 95.03 96.50 - 2.00CHE.DB.D 98.10 N/A 2,012,500 18,580 N/A

215CHEMTRADE LOGISTICS INCM FND 5.25% JN30/21 DB 102.15 101.00 101.30 + .30CHE.DB.B 102.00 N/A 1,265,000 6,330 N/A

215CHEMTRADE LOGISTICS INCM FUND 5% 31AU23 DEB 100.95 98.27 99.88 - .12CHE.DB.C 99.85 N/A 1,437,500 8,430 N/A

201CHORUS AVIATION INC. 6% DEBENTURES CHR.DB N/A * 2,000,000 N/A

201CINEPLEX INC. 4.50% DEBENTURES 101.50 100.12 101.00 + .75CGX.DB.A 100.50 N/A 1,075,000 14,260 N/A

221COLABOR GROUP INC. 6% DEBENTURE 84.00 70.00 73.00 - 7.50GCL.DB.A 82.00 N/A 500,000 8,340 N/A

221CONSTELLATION SOFTWARE INC. SERIES 1 DEB 7.9000 QU 122.10 120.50 122.00 + 1.00CSU.DB 121.50 N/A 6.48 960,382 3,007,303 N/A

201CROMBIE REAL ESTATE INVEST TR 5.25% SER E DEB 103.40 101.50 102.50 - .50CRR.DB.E 103.00 N/A 744,000 5,900 N/A

215DELPHI ENERGY CORP. 10% NOTES 100.01 99.99 100.00 - 1.00DEE.NT 100.00 N/A 900,000 17,170 N/A

215DHX MEDIA LTD. 5.875% DEB 92.00 88.00 88.00 - 4.00DHX.DB 92.00 N/A 140,000 4,240 N/A

221DIFFERENCE CAPITAL FINANCIAL INC. 8% DEB J 100.01 97.50 99.75 + 4.73DCF.DB 97.60 N/A 291,610 34,740 N/A

221DISCOVERY AIR INC. 8.375% DEBENTURES J 45.00 + 7.00DA.DB.A N/A * 345,000 N/A

Monthly

Debentures


Ind Rate

Ticker Symbol

Mth Open

Mth High

EPS PEMthLow

Mth Close

MthChng

HowPaid

TransfAgent

Ind DivYield %

Mth Vol

01-May-2018

215DIVERSIFIED ROYALTY CORP. 5.25% DEBENTURES 101.50 99.96 100.50 + .18DIV.DB 100.50 N/A 575,000 5,370 N/A

215DREAM INDUSTRIAL REAL EST INVEST TR 5.25% DEB 102.35 100.10 101.00 + .50DIR.DB 101.26 N/A 750,000 5,020 N/A

221ELEMENT FLEET MANAGEMENT CORP. 4.25% DEB 94.00 91.25 92.25 - .53EFN.DB.A 93.00 N/A 5,750,000 45,300 N/A

221ELEMENT FLEET MANAGEMENT CORP. 5.125% DEB 98.50 96.00 97.25 + .75EFN.DB 96.85 N/A 3,450,000 18,410 N/A

201ENERGY FUELS INC. FLTG RATE DEBENTURES J 101.00 100.00 101.00 + 2.10EFR.DB 100.88 N/A 220,000 1,350 N/A

206ENTREC CORPORATION DEBENTURES 94.10 91.10 93.00 + 6.00ENT.DB 91.10 N/A 218,000 630 N/A

218EXCHANGE INCOME CORP. 5-YR 5.25% DEB 101.20 100.00 100.00 EIF.DB.I 100.75 N/A 1,000,000 17,720 N/A

201EXCHANGE INCOME CORP. 7-YR 6% 03/31/21 DEB 110.00 106.00 107.00 - 4.00EIF.DB.G 110.00 N/A 278,800 2,080 N/A

201EXCHANGE INCOME CORPORATION 7YR 5.35% DEB 104.00 103.00 103.00 + 1.23EIF.DB.F 103.00 N/A 649,800 7,460 N/A

215EXTENDICARE INC. 5.00% DEBENTURES 101.33 98.50 100.60 + 1.60EXE.DB.C 99.00 N/A 1,265,000 153,560 N/A

215EXTENDICARE INC. 6.00% DEBENTURES 100.30 100.05 100.15 - 1.60EXE.DB.B 100.25 N/A 1,265,000 76,100 N/A

215FIERA CAPITAL CORPORATION 5% DEBENTURES 102.00 100.55 101.75 - .25FSZ.DB 102.00 N/A 862,500 48,650 N/A

215FIRM CAPITAL MORTGAGE INVEST CORP. 4.75% DEB 100.50 99.25 99.55 - 1.45FC.DB.D 100.50 N/A 200,000 440 N/A

215FIRM CAPITAL MORTGAGE INVEST CORP. 5.20% DEB 101.01 98.20 100.00 + .34FC.DB.G 98.30 N/A 225,000 2,580 N/A

215FIRM CAPITAL MORTGAGE INVEST CORP. 5.25% DEB 100.20 100.05 100.05 - .25FC.DB.C 100.20 N/A 204,850 260 N/A

215FIRM CAPITAL MORTGAGE INVEST CORP. 5.30% DEB 101.00 99.06 99.06 - 1.94FC.DB.E 100.75 N/A 250,000 3,640 N/A

215FIRM CAPITAL MORTGAGE INVEST CORP. 5.40% DEB 100.50 100.00 100.00 - .21FC.DB.B 100.31 N/A 257,380 550 N/A

215FIRM CAPITAL MORTGAGE INVEST CORP. 5.5% DEB 101.00 99.89 99.95 - .55FC.DB.F 100.55 N/A 230,000 2,040 N/A

215FIRM CAPITAL MORTGAGE INVEST. 5.30% DEB 101.00 98.50 100.00 + 2.10FC.DB.H 100.30 N/A 265,000 2,340 N/A

215FORTRESS GLBL ENTERPRISES INC.7% 31DEC19 DEB 91.00 89.12 90.00 + 3.00FGE.DB.A 90.00 N/A 621,000 4,570 N/A

215GDI INTEGRATED FACILITY SERVICES INC. 5% DEB 103.05 103.00 103.01 + 1.01GDI.DB 103.00 N/A 287,500 1,050 N/A

215GIBSON ENERGY INC. 5.25% DEBENTURES 105.00 101.41 103.00 - 4.99GEI.DB 104.20 N/A 1,000,000 2,160 N/A

228GOEASY LTD. 5.75% DEB 105.26 101.50 103.50 - 1.50GSY.DB 105.26 N/A 530,000 23,910 N/A

201HOLLOWAY LODGING CORP 7.5% 9/30 DEB J 100.91 99.50 100.50 + 1.00HLC.DB.A 99.70 N/A 405,650 2,560 N/A

201HOLLOWAY LODGING CORP. 6.25% 02/28/20 B DEB J 98.98 96.51 98.25 + 2.65HLC.DB 97.76 N/A 508,660 4,160 N/A

215HYDRO ONE LIMITED INSTALMENT RECEIPTS 32.40 28.00 28.50 - 1.52H.IR 31.50 N/A 1,540,000 159,730 N/A

201IBI GROUP INC. 5.5% 31DEC21 DEBENTURES 104.50 103.02 104.00 - 4.00IBG.DB.D 104.00 N/A 460,000 3,030 N/A

201IBI GROUP INC. 7.0% SER '2' DEBENTURES 101.50 100.00 101.00 - 1.50IBG.DB.C 100.50 N/A 147,550 700 N/A

221INNERGEX RENEWABLE ENERGY INC. 4.25% DEB 106.09 102.02 104.56 - .43INE.DB.A 102.51 N/A 1,000,000 6,040 N/A

221INTERTAIN GROUP LIMITED (THE) J 5% DEB 191.00 ITX.DB N/A * 1,000 N/A

215JUST ENERGY GROUP INC. 6.75% DEB 96.75 95.50 96.50 + .20JE.DB.D 96.75 N/A 1,000,000 35,340 N/A

215JUST ENERGY GROUP INC. 6.75% DEB 31DEC21 100.88 99.05 100.00 + 2.01JE.DB.C 100.60 N/A 1,600,000 25,840 N/A

201LANESBOROUGH RL EST INVEST TR 5.0% SER G DEB 8.50 + .50LRT.DB.G N/A * 248,108 N/A

201LEON'S FURNITURE LTD. 3% MAR 28/2023 DEB 146.49 LNF.DB N/A * 501,420 N/A

Monthly

Debentures


Ind Rate

Ticker Symbol

Mth Open

Mth High

EPS PEMthLow

Mth Close

MthChng

HowPaid

TransfAgent

Ind DivYield %

Mth Vol

01-May-2018

215LIQUOR STORES N.A. LTD. 4.7% 31JAN22 DEB 103.47 101.00 102.00 - 3.10LIQ.DB.B 102.01 N/A 776,250 25,510 N/A

215LOGIQ ASSET MANAGEMENT INC. J 7% DEBENTURES 91.60 88.00 91.60 - 5.39LGQ.DB.A 90.29 N/A 52,136 544 N/A

221MEDICAL FACILITIES CORPORATION 5.90% 2019 DEB 101.71 100.57 101.00 - .01DR.DB.A 101.50 N/A 417,430 3,980 N/A

201MELCOR REAL ESTATE INVESTMENT TR 5.50% DEB 102.00 101.00 101.00 + .50MR.DB 102.00 N/A 345,000 1,160 N/A

201MELCOR REAL ESTATE INVESTMENT TRUST 5.25% DB 101.00 100.25 100.60 + .60MR.DB.A 100.50 N/A 230,000 1,560 N/A

221MONGO FINANCE TECHNOLOGY INC J 10% 31MA20 DEB 111.00 103.05 103.05 - 2.95MOGO.DB 107.00 N/A 150,000 2,380 N/A

215MORGUARD NA RESIDENTIAL REIT 4.5% DEB 101.00 99.50 101.00 + 2.06MRG.DB.A 100.50 N/A 855,000 20,520 N/A

215MORGUARD RL ESTATE INVEST TR 4.5% 21DEC21 DEB 102.50 100.05 101.88 - .12MRT.DB 101.50 N/A 1,750,000 8,650 N/A

215MORNEAU SHEPELL INC. 4.75% DUE JUN 30/21 DEB 113.89 111.27 113.89 + 4.89MSI.DB.A 112.62 N/A 860,000 11,510 N/A

221NORTH AMERICAN CONSTRUCTION GRP LTD 5.50% DEB 100.75 98.50 100.10 + 1.60NOA.DB 99.90 N/A 400,000 16,080 N/A

215NORTHLAND POWER INC. 4.75% SER 'C' DEB 112.13 108.86 112.13 + 2.63NPI.DB.C 109.60 N/A 1,561,040 20,600 N/A

215NORTHLAND POWER INC. 5% SER 'B' DEB 109.50 106.90 109.49 + 3.66NPI.DB.B 106.90 N/A 772,550 3,510 N/A

215NORTHVIEW APARTMENT RL EST INVEST TR 5.75% DB 109.50 106.99 107.00 + 1.00NVU.DB 107.00 N/A 228,160 4,300 N/A

215NORTHWEST HEALTHCARE PROPERTIES REIT 5.5% DB 105.01 104.25 104.25 + 2.75NWH.DB.D 104.40 N/A 530,000 4,160 N/A

215NORTHWEST HEALTHCARE PROPERTIES REIT 7.25% DB 102.50 101.60 101.60 + .60NWH.DB.C 101.82 N/A 387,500 2,410 N/A

215NORTHWEST HEALTHCARE PROPERTIES REIT DEB 102.00 101.00 101.50 + 1.47NWH.DB 101.26 N/A 402,500 1,630 N/A

215NORTHWEST HEALTHCR PPTY REIT 5.25%31DEC21 DEB 103.00 101.50 101.92 + 1.37NWH.DB.F 101.65 N/A 805,000 5,970 N/A

215NORTHWEST HEALTHCR PPTY REIT 5.25%31JUL21 DEB 102.99 101.25 101.76 + .76NWH.DB.E 101.51 N/A 747,500 7,370 N/A

201OSISKO GOLD ROYALTIES LTD. 4.00% DEBENTURES 102.75 99.00 100.20 + .70OR.DB 100.75 N/A 3,000,000 8,160 N/A

215PEMBINA PIPELINE CORP. 5.75% SER F DEBENTURES 141.31 129.50 140.16 - 4.28PPL.DB.F 132.19 N/A 929,355 2,970 N/A

218PLAZA RETAIL REIT 5.1% 31MAR23 DEB 102.00 100.55 102.00 + 1.00PLZ.DB.E 100.75 N/A 472,500 5,400 N/A

228PREMIUM BRANDS HOLDINGS CORPORATION 4.6% DEB 125.00 118.77 122.90 + 10.90PBH.DB.F 120.30 N/A 1,130,000 68,480 N/A

228PREMIUM BRANDS HOLDINGS CORPORATION 4.65% DEB 102.96 100.25 102.96 + 2.71PBH.DB.G 100.25 N/A 1,725,000 344,820 N/A

228PREMIUM BRANDS HOLDINGS CORPORATION 5.0% DEB 271.41 260.00 268.02 + 36.02PBH.DB.D 260.00 N/A 227,110 8,740 N/A

215ROGERS SUGAR INC. 6TH SER 5% DEBENTURES 104.96 102.01 102.01 - .99RSI.DB.E 103.51 N/A 575,000 3,350 N/A

215ROGERS SUGAR INC. 7TH SER 4.75% DEB 102.25 99.00 102.25 + 2.10RSI.DB.F 100.15 N/A 977,500 64,920 N/A

215SIENNA SENIOR LIVING INC. 4.65% DEB 107.75 103.62 103.62 - 1.38SIA.DB 106.00 N/A 450,224 25,550 N/A

228SLATE OFFICE REIT 5.25% DEB 100.76 99.50 100.75 + 1.37SOT.DB 100.30 N/A 287,500 12,530 N/A

201SMARTCENTRES RL ESTATE INVEST TR 5.50% DEB 102.20 101.25 101.50 + .50SRU.DB.B 102.00 N/A 372,500 3,350 N/A

215SPECTRA7 MICROSYSTEMS INC. J 7% DEB 95.00 90.00 95.00 SEV.DB.A 95.00 N/A 130,270 250 N/A

201STUART OLSON INC. 6.0% DEC/31/2019 DEBENTURES 103.50 100.75 101.00 - 1.00SOX.DB.A 103.00 N/A 700,000 8,540 N/A

215STUDENT TRANSPORTATION INC. 5.25% DEB 128.00 123.00 128.00 + 5.00STB.DB.A 125.00 N/A 850,000 146,580 N/A

221STUDENT TRANSPORTATION INC. 6.25% 6/30/19 DEB 115.50 111.02 114.75 + 2.25STB.DB.C 113.00 N/A 750,000 107,180 N/A

215SURGE ENERGY INC. 5.75% DEB 108.90 99.00 108.06 + 7.06SGY.DB 100.51 N/A 445,000 34,730 N/A

Monthly

Debentures


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Mth High

EPS PEMthLow

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01-May-2018

201TEMPLE HOTELS INC. 5YR 7.00% SER F DEBENTURES 100.00 - .20TPH.DB.F N/A * 344,190 N/A

201TEMPLE HOTELS INC. 7.25% SER E DEBENTURES 101.01 100.10 100.75 + 1.55TPH.DB.E 100.10 N/A 429,050 12,362 N/A

201TERRAVEST INDUSTRIES INC. 7.0% DEBENTURES 123.50 119.74 121.00 + 1.95TVK.DB 120.00 N/A 215,940 8,700 N/A

215TIMBERCREEK FINANCIAL CORP. 5.30% 30JUN24 DEB 98.49 96.99 97.50 + .50TF.DB.C 98.00 N/A 450,000 4,590 N/A

215TIMBERCREEK FINANCIAL CORP. 5.40% DEB 101.55 101.00 101.55 + 1.05TF.DB.A 101.00 N/A 458,000 700 N/A

215TOSCANA ENERGY INCOME CORPORATION 6.75% DEB J 76.51 65.00 67.50 - 7.50TEI.DB 75.00 N/A 200,000 2,990 N/A

228TRICON CAPITAL GROUP INC. 5.60% MAR 31/20 DEB 110.78 105.03 110.00 - 5.90TCN.DB.A 109.34 N/A 856,930 3,390 N/A

221WESTERNONE INC. 6.25% SER '3' DEBENTURES 89.00 84.02 88.49 + .49WEQ.DB 84.02 N/A 517,500 3,630 N/A

201YELLOW PAGES DIGITL & MEDIA SOLUTN SR EXCH DB 92.00 89.50 90.00 YPG.DB 90.00 N/A 1,070,890 2,310 N/A

215ZARGON OIL & GAS LTD. DEBENTURES 79.75 72.50 77.50 - 5.49ZAR.DB.A 75.25 N/A 419,410 4,090 N/A

Monthly

Debentures U.S. Funds


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Mth High

EPS PEMthLow

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01-May-2018

215AMERICAN HOTEL INCM PROPERTIES REIT LP DEB US 97.00 93.75 96.50 - 1.90HOT.DB.U 95.90 N/A 537,625 9,270 N/A

218BLACKBERRY LIMITED 3.75% 13NOV20 DEB USF 123.00 123.00 123.00 - 7.00BB.DB.V 123.00 N/A 605,000 10,000 N/A

221DOREL INDUSTRIES INC. 5.50% DEB US 100.70 99.50 100.70 + .45DII.DB.U 99.75 N/A 1,200,000 22,840 N/A

228GRAN COLOMBIA GOLD CORP. J 2018 USF DEB 100.10 93.99 100.10 + .60GCM.DB.U 94.18 N/A 439,853 17,977 N/A

228GRAN COLOMBIA GOLD CORP. J 2020 USF DEB 100.00 99.50 99.50 - .50GCM.DB.V 99.50 N/A 480,229 3,454 N/A

228GRAN COLOMBIA GOLD CORP. J 2JA24 8% USF DEB 101.00 99.25 100.00 - 1.00GCM.DB.X 99.75 N/A 433,310 17,440 N/A

215INVESQUE INC. 5% DEB USF 98.00 95.05 97.00 - 2.00IVQ.DB.U 96.00 N/A 450,000 3,380 N/A

221PRIMERO MINING CORP. 5.75% USF DEBENTURES 99.13 98.00 99.00 + 1.99P.DB.V 98.50 N/A 750,000 17,230 N/A

215STORNOWAY DIAMOND CORPORATION 6.25% DEB USF J 96.90 90.00 96.00 + 6.00SWY.DB.U 92.00 N/A 812,570 780 N/A

228TRICON CAPITAL GROUP INC 5.75% 31MR22 DEB USF 105.50 102.02 104.00 - 1.00TCN.DB.U 103.00 N/A 1,725,000 24,950 N/A

Monthly

Trust Units


Ind Rate

Ticker Symbol

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EPS PEMthLow

Mth Close

MthChng

HowPaid

TransfAgent

Ind DivYield %

Mth Vol

01-May-2018

2211ST ASSET MORNINGSTR US CONSMR DEF IDX FND UN .6456 MO 8.88 8.26 8.27 - .84UCD.UN 8.88 137.83 7.81 1,017,129 7,976 0.06

221A&W REVENUE ROYALTIES INCOME FUND UNITS 1.6320 MO 32.35 30.11 31.68 - .38AW.UN 32.04 17.95 5.15 12,504,673 201,449 1.77

221ADVANTAGED CANADIAN HIGH YLD BOND FND CL A UN .3900 QU 7.73 7.57 7.73 + .13AHY.UN 7.58 7.49 5.05 2,510,274 27,941 1.03

215AGELLAN COMMERCIAL REAL ESTATE INVEST TR UN .8100 MO 11.49 10.93 11.06 - .24ACR.UN 11.48 N/A 7.32 32,900,623 367,766 N/A

201ALLIED PROPERTIES REAL ESTATE INVEST TRUST UN 1.5600 MO 42.20 40.22 41.48 + .02AP.UN 40.45 10.19 3.76 92,969,270 3,010,929 4.07

231AMERICAN CORE SECTORS DIVIDEND FUND TR UNITS .5500 MO 12.00 11.62 11.95 - .40ACZ.UN 11.70 8.85 4.60 1,393,450 15,600 1.35

201ARTIS REAL ESTATE INVESTMENT TRUST UNITS 1.0800 MO 13.80 13.28 13.39 - .23AX.UN 13.60 9.36 8.07 153,795,599 4,509,177 1.43

221AUSTRALIAN BANC INCOME FUND CL A UNITS .7500 QU 10.35 9.96 9.96 - .61AUI.UN 10.25 7.38 7.53 3,020,736 52,950 1.35

228AUSTRALIAN REIT INCOME FUND CL A UN .6600 MO 10.05 9.65 10.05 - .10HRR.UN 9.65 18.27 6.57 1,593,114 12,115 0.55

221AUTOMOTIVE PROPERTIES RL EST INVEST TRUST UN .8040 MO 10.68 10.00 10.50 + .54APR.UN 10.20 N/A 7.66 16,216,000 238,183 N/A

201BLOOM SELECT INCOME FUND UNITS .5000 MO 9.83 9.44 9.69 - .11BLB.UN 9.61 23.63 5.16 1,989,981 34,937 0.41

201BLOOM U.S. INCOME & GROWTH FUND CL A UNITS .6000 MO 7.76 7.52 7.75 - .06BUA.UN 7.53 35.23 7.74 1,476,611 11,747 0.22

215BLUE RIBBON INCOME FUND TRUST UNITS .6000 MO 9.12 8.62 9.07 - .08RBN.UN 8.92 8.81 6.62 16,716,364 428,904 1.03

215BOARDWALK REAL ESTATE INVESTMENT TRUST UNITS 1.0008 MO 46.44 43.27 46.11 + .55BEI.UN 44.18 37.19 2.17 46,168,440 2,299,586 1.24

221BOSTON PIZZA ROYALTIES INCOME FUND UNITS 1.3800 MO 20.90 19.60 20.08 - .34BPF.UN 20.10 15.45 6.87 21,886,063 298,436 1.30

215BOYD GROUP INCOME FUND TRUST UNITS .5280 MO 111.00 103.62 108.75 + 2.95BYD.UN 104.54 34.41 0.49 19,663,951 421,112 3.16

228BRAND LEADERS INCOME FUND UNITS .7800 MO 11.07 10.67 11.00 - .30HBL.UN 10.95 7.80 7.09 732,582 4,256 1.41

215BROOKFIELD GLBL INFRASTRUCTR SEC INCM FND UN .6000 QU 6.26 5.86 6.23 + .02BGI.UN 6.11 12.71 9.63 20,295,152 788,074 0.49

215BROOKFIELD SELECT OPPORTUNITIES INCOME FND UN .6000 QU 4.78 4.38 4.60 - .22BSO.UN 4.40 N/A 13.04 9,880,203 144,785 - 0.48

221BTB REAL ESTATE INVESTMENT TRUST UN .4200 MO 4.65 4.52 4.61 + .12BTB.UN 4.58 7.09 9.11 48,621,347 934,647 0.65

201CALDWELL U.S. DIVIDEND ADVANTAGE FUND UNITS .6000 MO 10.10 9.53 10.06 - .14UDA.UN 9.53 10.27 5.96 5,185,000 38,469 0.98

221CANADIAN CONVERTIBLES PLUS FUND TRANS TR UN .6250 QU 5.65 5.50 5.60 - .18CCI.UN 5.65 7.47 11.16 4,581,350 45,587 0.75

228CANADIAN HIGH INCOME EQUITY FUND TRANSFER UN .6000 MO 8.95 8.58 8.80 - .10CIQ.UN 8.69 9.17 6.82 2,646,835 49,636 0.96

221CANADIAN PREFERRED SHARE TRUST CL 'A' UN .3996 MO 10.03 9.83 9.83 - .37PFT.UN 10.03 3.98 4.07 2,599,703 29,950 2.47

201CANADIAN REAL ESTATE INVESTMENT TRUST UNITS 1.8696 MO 51.16 49.23 50.50 + .58REF.UN 50.02 15.17 3.70 73,409,979 5,223,259 3.33

221CANADIAN RESOURCES INCOME TRUST UNITS .5100 MO 8.82 8.20 8.78 + .58RTU.UN 8.22 N/A 5.81 1,153,420 5,918 - 0.43

221CANADIAN UTILITIES & TELECOM INCOME FUND UN .6286 MO 8.99 8.71 8.72 - .46UTE.UN 8.80 23.31 7.21 1,819,867 48,784 0.37

215CANOE EIT INCOME FUND UNITS 1.2000 MO 11.80 11.51 11.65 - .05EIT.UN 11.62 8.09 10.30 87,306,746 2,237,549 1.44

201CANSO CREDIT INCOME FUND CL A UN .4999 MO 11.81 11.42 11.66 + .12PBY.UN 11.45 9.48 4.29 13,159,475 227,061 1.23

201CANSO SELECT OPPORTUNITIES FUND CL 'A' UNITS .4999 MO 11.00 10.80 10.80 - .16SCW.UN 10.90 N/A 4.63 3,210,597 14,401 N/A

215CDN APARTMENT PROP REAL EST INV TR UNITS 1.2800 MO 38.16 36.36 37.04 + 1.89CAR.UN 37.03 28.02 3.46 143,121,309 5,262,268 1.32

215CHARTWELL RETIREMENT RESIDENCES UNITS .5880 MO 15.68 14.81 14.81 - .51CSH.UN 15.63 N/A 3.97 211,045,099 5,700,091 - 0.20

215CHEMTRADE LOGISTICS INCOME FUND UNITS 1.2000 MO 15.68 14.38 14.83 - 1.68CHE.UN 15.38 8.88 8.09 92,596,006 2,350,069 1.67

Monthly

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Ticker Symbol

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HowPaid

TransfAgent

Ind DivYield %

Mth Vol

01-May-2018

201CHOICE PROPERTIES REAL EST INVESTMENT TR UN .7400 MO 12.05 11.19 11.43 - .43CHP.UN 11.62 N/A 6.47 94,328,917 7,744,876 N/A

228CITADEL INCOME FUND TRANSFER UNITS .1200 MO 3.39 3.29 3.38 - .06CTF.UN 3.35 16.90 3.55 16,773,542 93,814 0.20

215COMINAR REAL ESTATE INVESTMENT TRUST UNITS .7200 MO 12.90 12.15 12.53 - 1.33CUF.UN 12.86 N/A 5.75 181,934,099 7,285,557 - 2.13

221CORE CANADIAN DIVIDEND TRUST TRANSFERABLE UN .3984 MO 6.18 6.00 6.00 - .40CDD.UN 6.18 19.91 6.64 546,158 2,258 0.30

215CRIUS ENERGY TRUST UNITS .8364 MO 8.33 7.50 7.57 - .35KWH.UN 8.00 13.89 11.05 57,030,067 2,744,770 0.55

201CROMBIE REAL ESTATE INVESTMENT TRUST UNITS .8900 MO 12.64 12.14 12.43 - .29CRR.UN 12.58 28.25 7.16 89,344,535 3,178,589 0.44

215CT REAL ESTATE INVESTMENT TRUST UNITS .7280 MO 13.50 12.80 13.10 + .10CRT.UN 13.32 8.73 5.56 90,645,295 349,059 1.50

201DOUBLELINE INCOME SOLUTIONS TRUST CL 'A' UN .6500 MO 9.44 8.81 9.20 + .17DSL.UN 8.85 8.21 7.07 3,392,487 22,195 1.12

215DREAM GLOBAL REAL ESTATE INVESTMENT TR UN .8000 MO 14.28 13.44 13.69 + 1.35DRG.UN 13.67 N/A 5.84 176,708,213 9,830,081 N/A

215DREAM HARD ASSET ALTERNATIVES TRUST UNITS .4000 MO 6.44 6.16 6.23 - .21DRA.UN 6.23 N/A 6.42 72,373,606 1,003,490 N/A

215DREAM INDUSTRIAL REAL ESTATE INVEST TR UNITS .7000 MO 10.22 9.46 10.07 + .69DIR.UN 9.53 N/A 6.95 75,671,939 5,208,170 N/A

215DREAM OFFICE REAL ESTATE INVESTMENT TRUST UN 1.0000 MO 23.82 23.16 23.78 + 2.28D.UN 23.38 N/A 4.21 70,048,696 3,254,083 0.00

228EAST COAST INVESTMENT GRADE INCOME FUND UNITS .4800 MO 10.11 9.73 9.87 + .02ECF.UN 9.75 17.63 4.86 10,718,268 92,791 0.56

228ENERGY INCOME FUND TRUST UNITS .1200 MO 2.02 1.86 2.01 + .08ENI.UN 1.89 N/A 5.97 4,220,524 53,883 - 0.13

221EUROPE BLUE-CHIP DIVIDEND & GROWTH FUND UN .6000 QU 7.79 7.51 7.63 - .37EBC.UN 7.65 9.08 7.86 3,001,280 30,458 0.84

228EUROPEAN DIVIDEND GROWTH FUND UN .4992 MO 9.65 8.85 9.65 + .33EDGF.UN 8.95 N/A 5.17 4,744,978 93,625 N/A

201FAIRCOURT SPLIT TRUST UNITS .7200 MO 5.39 4.84 5.10 - .70FCS.UN 5.25 8.10 14.12 1,130,035 40,002 0.63

221FIRST ASSET CDN CONVERTIBLES FUND TRANS UN .4000 QU 6.50 6.32 6.38 - .22ADC.UN 6.50 14.50 6.27 1,638,844 18,473 0.44

215FIRST ASSET DIVERSIFIED CONVERT DEB FUND UN .8800 QU 13.55 13.20 13.50 + .18DCD.UN 13.55 8.54 6.52 2,159,085 31,700 1.58

221FIRST ASSET NTH AMERICAN CONVERTIBLES FUND UN .5000 QU 7.01 6.86 6.97 + .14NCD.UN 6.86 11.81 7.17 1,608,625 12,900 0.59

215FLAHERTY & CRUMRINE INVEST GRD FIXED INCM UN .9600 MO 12.60 12.16 12.24 - .24FFI.UN 12.46 6.03 7.84 7,599,841 94,346 2.03

231GLOBAL DIVIDEND GROWERS INCOME FUND TR UN .6600 MO 12.80 12.31 12.75 - .34GDG.UN 12.61 10.45 5.18 6,642,665 59,185 1.22

228GLOBAL TELECOM & UTILITIES INCOME FUND UN .7200 MO 9.15 8.88 9.15 + .47HGI.UN 8.92 101.67 7.87 429,184 7,860 0.09

201GLOBAL WATER SOLUTIONS FUND UNITS .4000 QU 9.87 9.33 9.51 - .21HTO.UN 9.87 3.73 4.21 2,538,059 17,403 2.55

215GRANITE REAL ESTATE INVESTMENT TR STAPLED UN 2.7240 MO 51.30 49.51 50.51 + 1.07GRT.UN 50.81 16.35 5.39 45,888,255 1,119,291 3.09

201H&R REAL ESTATE INVESTMENT TRUST STAPLED UNIT 1.3800 MO 21.17 20.19 20.62 + .64HR.UN 21.04 N/A 6.69 288,653,622 7,628,197 0.00

228HEALTHCARE SPECIAL OPPORTUNITIES FND CL A UN .2140 QU 10.95 10.74 10.95 + .21MDS.UN 10.90 8.42 1.95 3,983,353 77,541 1.30

215INCOME FINANCIAL TRUST UNITS 1.7790 MO 16.76 14.80 14.95 - 2.55INC.UN 16.76 16.43 11.90 2,323,488 68,208 0.91

201INOVALIS REAL ESTATE INVESTMENT TR UNITS .8250 MO 10.38 10.03 10.25 + .71INO.UN 10.16 28.47 8.05 22,730,086 625,047 0.36

228INTERRENT REAL ESTATE INVESTMENT TRUST UN J .2700 MO 10.23 9.85 10.06 + .46IIP.UN 10.14 9.58 2.68 94,127,322 3,404,595 1.05

221INVESTMENT GRADE INFRASTRUCTURE BOND FUND UN .4999 MO 8.60 8.43 8.56 - .04IFB.UN 8.49 15.02 5.84 3,007,901 47,618 0.57

221JFT STRATEGIES FUND TRANSFER CL A UNITS 13.85 13.50 13.78 - .07JFS.UN 13.76 34.45 8,754,289 260,076 0.40

221KEG ROYALTIES INCOME FUND (THE) UNITS 1.1652 MO 18.50 17.86 17.98 + .19KEG.UN 18.46 11.99 6.48 11,353,500 139,166 1.50

201LANESBOROUGH REAL ESTATE INVESTMENT TR UN J .02 .01 .02 LRT.UN .02 N/A 20,557,320 241,600 - 1.52

Monthly

Trust Units


Ind Rate

Ticker Symbol

Mth Open

Mth High

EPS PEMthLow

Mth Close

MthChng

HowPaid

TransfAgent

Ind DivYield %

Mth Vol

01-May-2018

221LOW VOLATILITY U.S. EQUITY INCOME FUND UN .5720 MO 10.35 10.17 10.17 - 1.71LVU.UN 10.35 7.69 5.62 459,606 2,100 1.32

201MANULIFE FLOATING RATE SENIOR LOAN FUND A UN .6750 MO 8.68 8.46 8.61 - .16MFR.UN 8.58 14.59 7.84 13,601,777 178,102 0.59

201MANULIFE U.S. REGIONAL BANK TRUST CL 'A' UN .4992 MO 13.40 12.66 13.25 - .35MBK.UN 13.25 23.66 3.77 4,766,032 31,035 0.56

201MELCOR REAL ESTATE INVESTMENT TRUST UNITS .6750 MO 8.25 8.10 8.16 + .28MR.UN 8.14 116.57 8.27 13,186,797 145,217 0.07

231MIDDLEFIELD CAN-GLOBAL REIT INCOME FUND UN .6499 MO 11.85 11.32 11.85 + .46RCO.UN 11.40 14.11 5.48 3,139,806 19,908 0.84

231MIDDLEFIELD HLTHCARE&LIFE SCIENCES DIV FND UN .5000 MO 9.75 9.25 9.68 + .08LS.UN 9.28 N/A 5.17 9,445,600 178,729 N/A

231MINT INCOME FUND TRUST UNITS .4800 MO 7.00 6.61 6.95 MID.UN 6.83 N/A 6.91 22,525,025 641,682 - 0.41

221MONEDA LATAM CORPORATE BOND FUND CL A UN .6000 QU 10.68 10.65 10.66 - .21MLD.UN 10.67 6.62 5.63 2,640,134 1,600 1.61

215MORGUARD NORTH AMERICAN RESIDENTIAL REIT UN .6600 MO 14.13 13.50 13.94 + .66MRG.UN 13.69 N/A 4.73 33,699,242 388,283 N/A

215MORGUARD REAL ESTATE INVESTMENT TRUST UNITS .9600 MO 13.54 13.12 13.31 + .19MRT.UN 13.50 11.99 7.21 60,698,202 345,322 1.11

221NDX GROWTH & INCOME FUND CLASS 'A' UNITS .6000 QU 8.75 8.38 8.51 - .78NGI.UN 8.50 4.25 7.05 1,445,066 39,113 2.00

215NORANDA INCOME FUND CL 'A' PRIORITY UNITS 1.46 1.16 1.41 + .01NIF.UN 1.29 N/A 37,489,975 1,085,536 0.00

221NORTH AMERICAN PREFERRED SHARE FUND UNITS 1.3752 MO 23.00 22.72 22.81 - .89NPF.UN 22.95 4.73 6.03 918,753 14,661 4.82

215NORTHWEST HEALTHCARE PROPERTIES REIT UN .8000 MO 11.39 11.01 11.20 + .66NWH.UN 11.27 N/A 7.14 102,592,244 3,349,232 N/A

221OCP CREDIT STRATEGY FUND TRUST UNITS .7000 QU 6.88 6.70 6.71 - .08OCS.UN 6.85 13.98 10.43 12,654,792 227,505 0.48

221OCP SENIOR CREDIT FUND TRUST UNITS .5000 QU 10.15 10.01 10.09 - .03OSL.UN 10.11 5.70 4.96 12,068,945 190,650 1.77

201OIL SANDS SECTOR FUND TRANSFERABLE UNITS .1900 QU 4.35 3.82 4.32 + .38OSF.UN 3.82 N/A 4.40 3,306,772 78,698 - 0.39

221PARTNERS REAL ESTATE INVESTMENT TRUST UNITS .2500 MO 3.11 2.91 3.00 + .03PAR.UN 2.98 33.33 8.33 45,909,059 499,792 0.09

231PATHFINDER INCOME FUND UNITS .6000 MO 8.50 8.11 8.21 - .20PCD.UN 8.27 N/A 7.31 3,880,668 54,000 - 0.45

228PICTON MAHONEY TACTICAL INCOME FUND CL A UN .4380 MO 8.73 8.34 8.45 - .20PMB.UN 8.73 12.61 5.18 7,214,625 89,676 0.67

201PIMCO GLOBAL INCOME OPPORTUNITIES FND CL A UN .7216 MO 10.30 10.00 10.16 - .04PGI.UN 10.10 4.46 7.10 44,636,901 449,931 2.28

201PINEBRIDGE INVEST GRADE PREFERRED SEC FUND UN 1.5000 MO 24.30 23.50 24.05 + .05PRF.UN 23.64 5.36 6.24 925,001 9,773 4.49

201PLAZA RETAIL REIT TRUST UNITS .2800 MO 4.25 4.00 4.17 + .12PLZ.UN 4.02 6.62 6.71 101,974,376 1,393,160 0.63

215PRECIOUS METALS AND MINING TRUST TRANSFER UN .2400 MO 2.02 1.76 1.89 + .17MMP.UN 1.84 N/A 12.70 19,279,075 311,611 - 0.11

221PURE INDUSTRIAL REIT CLASS 'A' UNITS .3120 MO 8.10 8.04 8.08 + .06AAR.UN 8.04 7.55 3.86 305,880,218 22,039,686 1.07

221RAVENSOURCE FUND UNITS .3000 SA 14.25 14.01 14.02 - .24RAV.UN 14.25 14.60 2.14 1,672,870 1,825 0.96

221REAL ASSET INCOME AND GROWTH FUND CL 'A' UN .5000 MO 8.30 7.94 8.20 + .14RAI.UN 8.00 15.77 6.10 1,827,868 47,878 0.52

215REDWOOD ADVANTAGE MONTHLY INCOME FUND UN .4200 MO 10.30 9.87 10.30 + .09AV.UN 10.05 25.12 4.08 5,474,085 80,729 0.41

215REDWOOD ENERGY INCOME FUND UN .1350 MO 2.51 2.22 2.51 + .20AOG.UN 2.33 N/A 5.38 1,992,913 29,707 - 0.67

221REDWOOD FLOATING RATE BOND FUND CL A UN .6000 MO 7.74 7.68 7.72 - .07IFL.UN 7.69 45.41 7.77 6,821,984 64,832 0.17

221REDWOOD FLTG RTE INCM FUND CL A UN .5004 MO 8.98 8.84 8.92 - .01ISL.UN 8.92 15.38 5.61 9,663,416 305,107 0.58

221REDWOOD GLOBAL FINANCIALS INCM FND CL 'A' UN 1.2500 QU 21.19 20.73 20.86 - .25NAF.UN 20.78 16.17 5.99 1,944,298 39,690 1.29

221REDWOOD GLOBAL INFRASTRUCTURE INCOME FND UN .6000 QU 9.24 8.81 9.19 + .15MQI.UN 8.82 4.84 6.53 1,785,907 56,591 1.90

215REDWOOD MONTHLY INCOME FUND UNITS .4200 MO 9.78 9.46 9.78 + .04VIP.UN 9.47 12.87 4.29 12,822,935 159,805 0.76

Monthly

Trust Units


Ind Rate

Ticker Symbol

Mth Open

Mth High

EPS PEMthLow

Mth Close

MthChng

HowPaid

TransfAgent

Ind DivYield %

Mth Vol

01-May-2018

231REIT INDEXPLUS INCOME FUND TRUST UNITS .7800 MO 13.00 12.64 12.91 + .44IDR.UN 13.00 10.50 6.04 4,600,379 66,666 1.23

201RICHARDS PACKAGING INCOME FUND UNITS 1.3200 MO 32.80 31.25 32.25 - .24RPI.UN 31.34 21.08 4.09 10,893,365 50,997 1.53

201RIDGEWOOD CDN INVESTMENT GRADE BOND FND TR UN .6360 MO 15.05 15.00 15.00 RIB.UN 15.00 13.16 4.24 12,189,193 57,952 1.14

201RIOCAN REAL ESTATE INVESTMENT TRUST UNITS 1.4400 MO 23.87 22.97 23.35 - .14REI.UN 23.65 10.71 6.17 319,500,263 12,343,940 2.18

221SCITI TRUST TRANSFERABLE UNITS .6600 MO 8.10 7.44 7.74 - .01SIN.UN 7.56 15.80 8.53 17,240,140 1,046,572 0.49

221SENIOR SECURED FLOATING RATE LOAN FUND A UN .6500 MO 9.50 9.40 9.45 + .04FRL.UN 9.44 6.90 6.88 5,635,472 138,410 1.37

215SIR ROYALTY INCOME FUND TRANSFERABLE UNITS 1.2000 MO 15.21 14.45 15.05 + .80SRV.UN 14.55 12.86 7.97 8,375,567 207,707 1.17

215SKYLON GROWTH & INCOME TRUST TRANSFER UNITS .7000 MO 7.88 7.65 7.80 - .12SKG.UN 7.81 9.63 8.97 5,206,991 106,142 0.81

221SLATE OFFICE REIT UNITS .7500 MO 7.70 7.45 7.50 - .24SOT.UN 7.64 N/A 10.00 69,693,142 3,498,472 N/A

228SLATE RETAIL REIT CAD UNITS .8400 MO 12.52 12.04 12.36 + .56SRT.UN 12.08 N/A 8.74 43,644,825 680,014 N/A

215SMARTCENTRES RL EST INVEST TR VARIABLE V UN 1.7500 MO 29.75 28.19 28.80 - .60SRU.UN 29.12 N/A 6.08 132,896,358 3,810,555 N/A

215SOUNDVEST EQUITY FUND TR UN .1000 QU 4.50 4.29 4.46 + .09BSE.UN 4.30 18.58 2.24 1,255,236 32,900 0.24

221SOUNDVEST SPLIT TRUST CAPITAL UNIT 1.01 .79 1.01 + .13BSD.UN .80 5.94 1,657,337 78,743 0.17

215SUMMIT INDUSTRIAL INCOME REIT UNITS J .5160 MO 8.42 8.15 8.31 + .36SMU.UN 8.20 6.31 6.21 67,228,015 3,050,982 1.32

228SYMPHONY FLOATING RTE SENIOR LOAN FND CL A UN .6000 MO 8.89 8.70 8.85 + .12SSF.UN 8.77 8.35 6.78 12,799,146 98,040 1.06

228TAYLOR NORTH AMERICAN EQTY OPPORTUNITY FND UN .6240 MO 11.86 10.84 11.30 - .02TOF.UN 10.85 5.16 5.52 1,322,234 10,476 2.19

215TOP 10 CANADIAN FINANCIAL TRUST UNITS .7522 QU 10.00 9.36 9.57 - .37TCT.UN 9.76 11.69 7.86 1,656,719 41,785 0.82

215TOP 10 SPLIT TRUST CAPITAL UNITS .3368 QU 4.30 4.00 4.30 TXT.UN 4.01 6.86 7.83 1,112,436 12,466 0.63

221TOP 20 U.S. DIVIDEND TRUST CL A UNITS .5004 MO 11.83 11.22 11.50 - .51TUT.UN 11.22 7.01 4.35 2,341,781 21,277 1.64

228TRUE NORTH COMMERCIAL RL EST INVEST TR J UN .5940 MO 6.58 6.35 6.54 + .17TNT.UN 6.45 N/A 9.08 47,695,260 1,929,213 N/A

221U.S. FINANCIALS INCOME FUND CL 'A' UN .5000 QU 8.47 7.92 8.20 - .45USF.UN 8.47 12.23 6.10 1,781,756 19,990 0.67

Monthly

Trading U.S. Funds


Ind Rate

Ticker Symbol

Mth Open

Mth High

EPS PEMthLow

Mth Close

MthChng

HowPaid

TransfAgent

Ind DivYield %

Mth Vol

01-May-2018

228AKUMIN INC. J USF 4.75 3.70 3.92 - .06AKU.U 4.75 N/A 51,416,323 1,417,141 - 0.27

215ALTAGAS LTD. 5YR RST SERIES 'C' PR USF 1.3225 QU 25.25 24.80 25.11 - .32ALA.PR.U 24.97 N/A 6.77 8,000,000 161,780 N/A

221AMERICAN HOTEL INCM PROPERTIES REIT LP UN USF .6480 MO 6.67 6.07 6.21 - .66HOT.U 6.20 N/A 13.42 0 163,150 N/A

201ARTIS REAL ESTATE INVEST TR PR UN SER 'C' USF 1.3125 QU 25.29 + .01AX.PR.U N/A * 3,000,000 N/A

201BMO LOW VOLATILITY US EQUITY ETF USD UNITS .4600 QU 24.54 23.90 24.48 - .25ZLU.U 24.12 N/A 2.42 1,400,000 3,209 N/A

201BMO MID-TERM US IG CORP BOND INDEX ETF USD UN .4800 MO 14.15 13.90 13.90 - .21ZIC.U 14.11 N/A 4.44 2,696,000 25,245 N/A

201BMO S&P 500 INDEX ETF USD UNITS .4600 QU 29.97 28.18 29.24 - .76ZSP.U 29.01 N/A 2.02 11,218,000 462,393 N/A

201BMO US DIVIDEND ETF USD UNITS .6960 MO 24.16 23.23 23.96 - .32ZDY.U 23.45 N/A 3.73 1,625,000 32,257 N/A

201BMO US HIGH DIVIDEND COVERED CALL ETF USF UN 1.1760 MO 21.71 20.49 21.47 - .24ZWH.U 20.70 N/A 7.04 2,750,000 119,301 N/A

201BMO US PREFERRED SHARE INDEX ETF USD UN 1.2600 MO 24.89 24.22 24.22 - .31ZUP.U 24.60 N/A 6.69 350,000 11,450 N/A

201BMO US PUT WRITE ETF USD UNITS 1.1400 MO 18.67 18.35 18.45 - .32ZPW.U 18.35 N/A 7.94 800,000 11,472 N/A

228BRISTOL GATE CONCENTRATED US EQTY ETF USD UN 15.82 15.14 15.82 - .35BGU.U 15.14 N/A 50,000 3,570 N/A

201BROOKFIELD PROPERTY SPLIT CORP SER '1' PR USF 1.3125 QU 25.60 25.34 25.45 + .08BPS.PR.U 25.35 N/A 6.63 970,841 12,055 N/A

201CARIBBEAN UTILITIES COMPANY, LTD. U.S. CL 'A' .6800 QU 13.62 13.00 13.00 - .20CUP.U 13.31 23.88 6.73 33,044,658 23,128 0.70

201ENBRIDGE INC. PR SER '1' USF 1.0000 QU 24.00 23.70 23.99 - .37ENB.PR.V 23.95 N/A 5.36 16,000,000 320,628 N/A

201ENBRIDGE INC. SER '5' PR USF 1.1000 QU 22.43 21.89 22.00 - 1.11ENB.PF.V 22.17 N/A 6.43 8,000,000 149,445 N/A

201ENBRIDGE INC. SER 'L' PR USF 1.2397 QU 22.51 21.42 21.84 - 1.16ENB.PF.U 22.24 N/A 7.30 16,000,000 264,195 N/A

201ENBRIDGE INC. SER J PR USF 1.2216 QU 22.62 21.50 21.74 - 1.28ENB.PR.U 22.35 N/A 7.22 8,000,000 157,189 N/A

228EVOLVE AUTOMOBILE INNOVATN IDX ETF UNHG UN US .1320 MO 18.93 - 1.03CARS.U N/A 0.90 50,000 S 20 N/A

215FAIRFAX AFRICA HOLDINGS CORPORATION SV USF 13.00 12.52 13.00 - 1.50FAH.U 12.85 18.57 20,620,189 71,694 0.70

215FAIRFAX FINANCIAL HOLDINGS LTD. SV USF 10.0000 ANN 498.00 + 3.00FFH.U N/A 2.58 0 133 N/A

215FAIRFAX INDIA HOLDINGS CORPORATION SV USF 17.93 16.63 17.50 + .40FIH.U 17.45 4.35 125,096,316 692,709 4.03

215FIRST ASSET ACTIVE CREDIT ETF US$ UNITS .5400 MO 9.67 9.61 9.61 - .17FAO.U 9.65 N/A 7.22 308,236 25,450 N/A

215FIRST ASSET CORE U.S.EQUITY ETF US$ UN-HEG UN .2272 QU 23.83 - 1.38CES.U N/A * 49,997 N/A

215FIRST ASSET ENHANCED SH DURATN BOND ETF US UN .2400 MO 9.98 9.93 9.93 FSB.U 9.95 N/A 3.11 3,650,000 92,332 N/A

215FIRST ASSET INVESTMENT GRADE BOND ETF USF UN .2976 MO 9.87 9.86 9.86 FIG.U 9.87 N/A 3.88 1,400,000 11,000 N/A

201HAMILTON CAPITAL US MID-CAP FIN ETF CL E USD .2000 QU 18.10 17.15 18.10 + .31HFMU.U 17.55 N/A 1.42 2,025,003 20,361 N/A

228HARVEST US BANK LEADERS INCOME ETF USF UN .9996 MO 18.58 18.16 18.58 - 1.16HUBL.U 18.42 N/A 6.92 100,000 7,300 N/A

227HEALTHCARE LEADERS INCOME ETF CL U UN .6996 MO 8.17 7.83 8.01 - .16HHL.U 7.84 N/A 11.23 2,900,000 60,334 N/A

201HORIZONS ACT US FLTG RT BND(USD)ETF E USF UN .2071 MO 10.34 10.08 10.11 - .05HUF.U 10.09 N/A 2.63 5,125,075 200,457 N/A

201HORIZONS ENHNC INCOME US EQTY(USD)ETF E US UN .6910 MO 11.78 11.41 11.78 - .39HEA.U 11.42 N/A 7.54 3,006,374 9,422 N/A

201HORIZONS INTL DEV MKTS EQUITY IDX CL A UN USF 26.31 25.38 26.31 - .06HXDM.U 25.38 N/A 0 1,289 N/A

201HORIZONS ROBOTICS & AUTOMATION INDX ETF A USF ROBO.U N/A * 0 N/A

Monthly

Trading U.S. Funds


Ind Rate

Ticker Symbol

Mth Open

Mth High

EPS PEMthLow

Mth Close

MthChng

HowPaid

TransfAgent

Ind DivYield %

Mth Vol

01-May-2018

201HORIZONS S&P/TSX 60 INDEX ETF CL A UN USF 25.52 24.43 25.35 + .42HXT.U 24.51 N/A 0 41,410 N/A

201HORIZONS US 7-10YR TREASURY BOND ETF A UN US 39.88 39.66 39.66 + .90HTB.U 39.88 N/A 0 62,569 N/A

201HORIZONS US DOLLAR CURRENCY ETF USF CL A UN 9.97 9.96 9.96 + .01DLR.U 9.97 N/A 0 1,267,819 N/A

221INVESQUE INC. USF .7367 MO 8.82 8.45 8.73 - .13IVQ.U 8.70 22.45 10.85 49,050,537 203,876 0.50

221JUST ENGY GROUP INC 8.5% SER A FXD-FLTG PR US 2.1250 QU 24.00 22.20 23.00 - .04JE.PR.U 24.00 N/A 11.88 4,323,300 23,280 N/A

221KINGSWAY FINANCIAL SERVICES INC. SER B WT USF 2.00 - .66KFS.WT.V N/A * 0 N/A

221MERCER INTERNATIONAL INC. USF .5000 13.50 13.50 13.50 - .51MERC.U 13.50 15.92 4.76 65,170,531 1,070 1.09

201POWERSHARE S&P500LOW VOLATLTY INDX ETF US$ UN .2870 MO 17.20 17.17 17.17 - .21ULV.U 17.20 N/A 2.15 125,000 4,000 N/A

201POWERSHARES FTSE RAFI GLB SML-MD FNDMT ETF US .2155 QU 20.46 19.64 20.46 - .08PZW.U 19.64 N/A 1.35 125,000 10,056 N/A

201POWERSHARES FTSE RAFI GLBL+FDMNTL IDX ETF USF .3426 QU 18.39 18.39 18.39 + .06PXG.U 18.39 N/A 2.39 50,000 100 N/A

201POWERSHARES FTSE RAFI US FUNDMNTL ETF II USF .2769 QU 19.60 19.50 19.54 - .13PXS.U 19.57 N/A 1.82 32,500 4,700 N/A

201POWERSHARES GLOBAL SHAREHOLDER YLD ETF UN USD .3156 MO 18.71 PSY.U N/A * 45,000 N/A

201POWERSHARES SENIOR LOAN INDEX ETF USF UN .5233 MO 14.49 BKL.U N/A 4.64 175,000 S 62 N/A

221RBC QUANT EAFE DIVIDEND LEADERS ETF USD UN .5040 MO 19.32 18.56 19.24 + .02RID.U 18.56 N/A 3.37 2,550,000 23,922 N/A

221RBC QUANT EAFE EQUITY LEADERS ETF USD UN .2960 QU 18.28 18.26 18.26 + .25RIE.U 18.28 N/A 2.08 100,000 1,700 N/A

221RBC QUANT EMERGING MARKET DIV LEADR ETF US UN .3720 MO 17.61 16.98 17.41 - .46RXD.U 16.98 N/A 2.75 300,000 2,900 N/A

221RBC QUANT EMERGING MKT EQTY LEADR ETF US UN .3600 QU 21.00 20.65 20.65 - 1.13RXE.U 21.00 N/A 2.24 100,000 9,300 N/A

221RBC QUANT EUROPEAN DIV LEADERS ETF USD UN .5040 MO 18.91 18.46 18.82 + .06RPD.U 18.55 N/A 3.44 850,000 4,994 N/A

228RBC QUANT GLBL REAL ESTATE LEADERS ETF USF UN .4320 MO 14.51 RGRE.U N/A * 150,000 N/A

221RBC QUANT U.S. DIVIDEND LEADERS ETF USD UN .5160 MO 25.10 24.68 24.91 - .50RUD.U 24.70 N/A 2.66 1,450,000 9,215 N/A

221RBC QUANT U.S. EQUITY LEADERS ETF UN USF .2400 QU 20.75 20.18 20.62 - .49RUE.U 20.18 N/A 1.50 200,000 18,400 N/A

228RBC SHORT TERM U.S. CORPORATE BOND ETF USF UN .2040 MO 15.71 15.65 15.71 - .03RUSB.U 15.65 N/A 1.67 1,150,000 4,200 N/A

221REDWOOD FLOATING RATE INCOME FUND CL US UN .5004 MO 8.00 7.85 7.89 - .11ISL.U 8.00 N/A 8.15 2,202,212 117,400 N/A

221ROYAL CANADIAN MINT-CDN SILVR RESERVES ETR US 10.00 9.80 9.85 - .15MNS.U 10.00 N/A 0 27,805 N/A

221ROYAL CDN MINT-CDN GLD RESRV EXCH-TRD REC USF 14.22 13.80 13.85 - .21MNT.U 14.22 N/A 0 24,033 N/A

201SILVER BULLION TRUST US$ETF NON-CUR HEDGED UN 9.44 9.34 9.34 + .05SBT.U 9.44 N/A 0 2,500 N/A

228SLATE RETAIL REIT CL U UNITS USF .8400 MO 9.95 9.30 9.71 + .31SRT.U 9.50 N/A 11.12 8,586,609 27,126 N/A

201SPROTT PHYSICAL GOLD AND SILVER TRUST USF .0100 ANN 13.76 13.25 13.25 + .14CEF.U 13.33 N/A 0.10 252,116,003 13,155 - 1.72

228SPROTT PHYSICAL GOLD TRUST TRANSFER UNITS USF 11.06 10.64 10.70 - .01PHYS.U 10.74 N/A 221,929,789 62,054 - 0.37

228SPROTT PHYSICAL PLATINUM & PALLADIUM TR US UN 9.17 8.10 8.70 - .75SPPP.U 8.50 8.29 12,766,677 3,750 1.05

228SPROTT PHYSICAL SILVER TRUST TRANSFR USF UN 6.40 5.97 6.08 - .01PSLV.U 6.15 N/A 150,441,545 82,712 - 1.13

227TECH ACIEVERS GROWTH & INCOME ETF CL U UN USF .6996 MO 10.33 9.80 10.01 - .41HTA.U 9.80 N/A 8.99 250,000 13,754 N/A

221WPT INDUSTRIAL RL ESTATE INVESTMENT TR USF UN .7596 MO 13.03 12.71 12.93 + .02WIR.U 12.89 N/A 7.55 44,545,772 1,314,373 N/A

Monthly

Other Debt Securities


Ind Rate

Ticker Symbol

Mth Open

Mth High

EPS PEMthLow

Mth Close

MthChng

HowPaid

TransfAgent

Ind DivYield %

Mth Vol

01-May-2018

215NIKO RESOURCES LTD. 2025/12/31 7% NOTES 1.00 1.00 1.00 NKO.NT 1.00 N/A 1,146,100 100 N/A

Monthly


Ind Rate

Ticker Symbol

Mth Open

Mth High

EPS PEMthLow

Mth Close

MthChng

HowPaid

TransfAgent

Ind DivYield %

Mth Vol

01-May-2018

2211ST ASSET 1-5YR LADD GOVT STRP BND IDX ETF UN .1260 QU 10.08 10.04 10.07 - .01BXF 10.08 N/A 1.25 13,349,969 147,528 N/A

2211ST ASSET GLOBAL FINANCIAL SECTOR ETF UN .3284 QU 21.40 20.40 20.98 - .90FSF 20.76 N/A 1.57 2,891,952 10,911 N/A

2151ST ASSET MORNINGSTAR CDA VALUE INDEX ETF UN .2952 QU 15.40 14.62 15.32 + .21FXM 14.85 N/A 1.93 8,788,640 97,631 N/A

2151ST ASSET MORNINGSTR INT'L VALUE INDX ETF UN .3024 QU 27.24 25.41 27.00 + .58VXM 25.84 N/A 1.12 2,883,952 78,304 N/A

2151ST ASSET MORNINGSTR INTL MOMENTUM IDX ETF UN .2312 QU 29.41 28.25 29.29 + .26ZXM 28.76 N/A 0.79 1,523,902 32,118 N/A

2151ST ASSET MORNINGSTR INTL VALUE IDX ETF UNHEG .3472 QU 30.07 28.74 29.76 - .19VXM.B 29.18 N/A 1.17 3,909,099 40,026 N/A

2151ST ASSET MORNSTAR CDA MOMENTUM INDEX ETF UN .1584 QU 17.36 16.58 17.20 + .75WXM 16.77 N/A 0.92 10,549,315 182,643 N/A

2151ST ASSET MORNSTAR NATL BK QUEBEC INDX ETF UN .2876 QU 19.92 19.04 19.73 - .09QXM 19.54 N/A 1.46 3,573,791 51,044 N/A

2151ST ASSET MORNSTAR US DIV TARGET 50IDX ETF UN .4104 QU 14.91 14.31 14.58 - .08UXM 14.43 N/A 2.81 3,624,356 16,656 N/A

2151ST ASSET MORNSTR INTL MOMENTM IDX ETF UNH UN .2612 QU 31.99 31.51 31.87 - .37ZXM.B 31.99 N/A 0.82 1,327,975 16,239 N/A

2151ST ASSET MORNSTR US DIV TARGET50 ETF UNHG UN .4516 QU 16.10 15.73 15.83 - .30UXM.B 15.80 N/A 2.85 1,373,804 15,774 N/A

2151ST ASSET SHRT TRM GOVT BND IDX CL ETF TRNSFR .3864 MO 18.91 18.84 18.85 - .06FGB 18.91 N/A 2.05 1,400,000 34,460 N/A

2151ST ASST MORNSTAR CDA DIV TARGET 30IDX ETF UN .4124 QU 10.07 9.72 10.00 + .04DXM 9.72 N/A 4.12 2,030,219 18,105 N/A

2281ST TR ALPHADEX US CNSMR STPL SCTR IDX HEG UN .0800 QU 19.80 + .47FHC.F N/A * 100,000 N/A

2281ST TR ALPHADEX US CONSMR STAPLES SCTR IDX UN .1020 QU 23.81 23.43 23.76 - .64FHC 23.43 N/A 0.43 100,000 1,481 N/A

2281ST TR ALPHADEX US CONSUMR DISCR SCTR INDX UN .2800 QU 25.10 24.58 25.10 - .74FHD 24.58 N/A 1.12 200,000 728 N/A

2281ST TR ALPHADEX US HLTH CARE SCTR INDX ETF UN 24.86 24.19 24.86 - .46FHH 24.19 N/A 300,000 967 N/A

2281ST TR ALPHADEX US HLTHCARE STR IDX ETF HEG 20.57 FHH.F N/A * 50,000 N/A

2281ST TR ALPHADEX US INDUSTRL SCTR IDX ETF HEG .0680 QU 19.80 19.71 19.80 + .16FHG.F 19.71 N/A 0.34 100,000 1,900 N/A

2281ST TR ALPHADEX US INDUSTRLS SCTR INDX ETF UN .1000 QU 27.66 26.67 27.04 - 1.07FHG 27.12 N/A 0.37 250,000 6,458 N/A

2281ST TR ALPHADEX US MATERIALS SCTR INDX ETF UN .2200 QU 26.28 25.37 26.28 - .56FHM 25.40 N/A 0.84 150,000 641 N/A

2281ST TR ALPHADEX US TECH SECTR INDX ETF HEG UN .1600 QU 21.74 21.23 21.57 + 1.18FHQ.F 21.23 N/A 0.74 100,000 301 N/A

2281ST TR ALPHADEX US TECHNOLOGY SCTR IDX ETF UN .2600 QU 35.75 33.55 34.35 - 1.05FHQ 34.34 N/A 0.76 900,000 19,499 N/A

2281ST TR ALPHADEX US UTILITIES SCTR INDX ETF UN .4400 QU 22.38 21.95 22.38 + 1.26FHU 21.95 N/A 1.97 50,000 675 N/A

2281ST TR DORSEY WRGT US SCTR ROT IDX ETF CA-HEG 1.5044 QU 22.83 21.91 22.83 - .29FSR 21.91 N/A 6.59 150,000 900 N/A

2281ST TR VALUE LINE DIV INDEX ETF(CAD-HEDG)UN .5400 MO 26.42 26.11 26.21 - .62FUD 26.11 N/A 2.06 252,160 1,317 N/A

2281ST TR VALUE LINE DIV INDX ETF(CAD-HED)ADV UN .2400 MO 26.17 26.17 26.17 + .13FUD.A 26.17 N/A 0.92 47,835 100 N/A

2281ST TRUST ALPHADEX US ENERGY SCTR INDX ETF UN 13.63 11.97 13.63 + 1.97FHE 12.15 N/A 600,000 16,351 N/A

2215N PLUS INC. 3.02 2.89 3.00 + .16VNP 3.00 16.48 83,929,791 662,905 0.18

215ABERDEEN ASIA-PACIFIC INCM INVESTMENT CO LTD. .3900 MO 4.54 4.41 4.42 - .12FAP 4.53 120.44 8.82 51,500,616 428,476 0.04

228ABERDEEN INTERNATIONAL INC. J .19 .16 .16 - .01AAB .19 1.33 96,052,282 843,280 0.12

201ABSOLUTE SOFTWARE CORPORATION J .3200 QU 7.01 6.61 6.97 + .55ABT 6.69 N/A 4.59 40,127,109 1,699,080 - 0.09

201ACADIAN TIMBER CORP. 1.1000 QU 19.69 18.91 19.69 + .31ADN 19.25 15.26 5.59 16,731,216 131,270 1.29

Monthly


Ind Rate

Ticker Symbol

Mth Open

Mth High

EPS PEMthLow

Mth Close

MthChng

HowPaid

TransfAgent

Ind DivYield %

Mth Vol

01-May-2018

228ACASTA ENTERPRISES INC. CL 'B' 2.42 2.11 2.42 - .88AEF 2.15 N/A 70,215,298 1,231,308 - 4.65

228ACASTA ENTERPRISES INC. WT .04 .02 .03 AEF.WT .04 N/A 0 369,977 N/A

221ACCORD FINANCIAL CORP. .3600 QU 8.95 8.45 8.95 + .17ACD 8.46 12.43 4.02 8,369,256 10,550 0.72

228ACERUS PHARMACEUTICALS CORPORATION J .40 .27 .36 + .10ASP .28 N/A 213,193,642 3,485,254 - 0.05

221ADF GROUP INC. SV .0200 SA 1.91 1.59 1.71 - .13DRX 1.83 21.38 1.17 18,292,099 80,291 0.08

215ADVANTAGE OIL & GAS LTD. 4.40 3.71 4.09 + .46AAV 3.80 8.02 185,963,186 28,294,762 0.51

221AECON GROUP INC. .5000 QU 19.10 17.80 18.05 - 1.00ARE 18.40 37.60 2.77 59,692,065 1,447,288 0.48

215AETERNA ZENTARIS INC. 2.18 1.50 2.18 - .12AEZS 1.89 N/A 16,440,760 147,468 - 2.45

221AFRICA OIL CORP. J 1.24 1.15 1.19 - .14AOI 1.16 N/A 470,567,619 1,575,262 - 0.01

221AG GROWTH INTERNATIONAL INC. 2.4000 MO 54.00 51.47 52.06 - 3.92AFN 54.00 23.56 4.61 16,463,804 564,808 2.21

215AGF MANAGEMENT LTD. CL 'B' NV .3200 QU 7.28 6.28 7.05 + .17AGF.B 6.49 10.68 4.54 79,860,886 1,838,924 0.66

228AGFIQ ENHANCED CORE CANADIAN EQTY ETF UN .3020 ANN 26.06 25.30 26.06 + .46QCD 25.30 N/A 1.16 2,025,000 15,724 N/A

228AGFIQ ENHANCED CORE EMERGING MKTS EQTY ETF UN .3715 ANN 30.63 29.80 30.34 - .29QEM 30.23 N/A 1.22 2,225,000 49,511 N/A

228AGFIQ ENHANCED CORE INT'L EQUITY ETF UN .2166 ANN 29.47 28.49 29.45 + .29QIE 28.79 N/A 0.74 2,050,000 44,832 N/A

228AGFIQ ENHANCED CORE US EQUITY ETF UN .1206 ANN 27.84 27.08 27.73 - 1.10QUS 27.08 N/A 0.43 5,550,000 65,026 N/A

228AGFIQ GLOBAL EQUITY ROTATION ETF UN .3372 ANN 28.02 28.00 28.02 - 1.05QGL 28.01 N/A 1.20 125,000 8,075 N/A

228AGFIQ MULTIASSET ALLOCATION ETF UN .4093 ANN 27.16 26.98 27.16 - .09QMA 27.05 N/A 1.51 100,000 5,110 N/A

228AGFIQ MULTIASSET INCOME ALLOCATION ETF UN .6000 QU 25.51 25.32 25.45 - .29QMY 25.51 N/A 2.36 100,000 5,906 N/A

215AGJUNCTION INC. .91 .80 .90 + .40AJX .80 N/A 117,178,275 952,318 - 0.04

215AGNICO EAGLE MINES LIMITED .4400 QU 57.97 52.65 54.03 + 5.14AEM 54.88 50.45 1.05 233,156,587 12,447,437 1.38

228AGT FOOD AND INGREDIENTS INC. .6000 QU 17.62 15.96 16.40 - 2.96AGT 16.64 N/A 3.66 24,236,536 953,029 - 1.53

228AGT FOOD AND INGREDIENTS INC. 5.375% PR AGT.PR.A N/A * 19,000,000 N/A

201AIMIA INC. .8000 QU 2.25 1.55 2.21 + .51AIM 1.73 N/A 36.20 152,307,196 15,502,632 - 1.89

201AIMIA INC. CUMULATIVE FLTG RATE SERIES '2' PR 1.0502 QU 11.50 9.50 11.50 + 1.50AIM.PR.B 10.01 N/A 9.13 2,946,635 52,724 N/A

201AIMIA INC. CUMULATIVE RESET SERIES '1' PR 1.1250 QU 11.25 9.60 11.25 + 1.15AIM.PR.A 10.01 N/A 10.00 3,953,365 26,665 N/A

201AIMIA INC. CUMULATIVE RESET SERIES '3' PR 1.5625 QU 11.56 10.15 11.55 + 1.10AIM.PR.C 10.53 N/A 13.53 6,000,000 70,724 N/A

201AIR CANADA VOTING AND VARIABLE VOTING 26.81 24.60 25.24 - 1.82AC 26.81 3.37 273,243,286 20,188,059 7.48

221AIRBOSS OF AMERICA CORP. J .2800 QU 14.35 12.60 14.19 + 4.04BOS 12.75 19.87 1.97 23,418,182 548,070 0.71

201AKITA DRILLING LTD. CL 'A' NV .3400 QU 7.50 6.81 7.30 - .36AKT.A 7.40 N/A 4.66 16,291,877 98,018 - 2.18

201AKITA DRILLING LTD. CL 'B' .3400 QU 8.00 7.18 7.20 - .96AKT.B 7.39 N/A 4.72 1,653,784 5,306 - 2.18

201ALACER GOLD CORP. J .0200 2.22 2.00 2.13 + .11ASR 2.08 7.52 1.21 293,774,572 5,852,326 0.36

215ALAMOS GOLD INC. J .0200 SA 7.31 6.58 6.94 + .42AGI 6.77 76.26 0.37 389,152,372 15,507,348 0.12

215ALAMOS GOLD INC. WT A J .37 .23 .32 - .03AGI.WT.A .35 N/A 0 178,247 N/A

215ALAMOS GOLD INC. WT J .03 .02 .02 AGI.WT .02 N/A 0 206,971 N/A

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221ALARIS ROYALTY CORP. 1.6200 MO 18.65 16.24 17.03 - 1.97AD 16.39 51.61 9.51 36,481,247 3,793,299 0.33

221ALDERON IRON ORE CORP. J .33 .24 .32 + .04IRON .27 N/A 133,471,850 1,294,971 - 0.73

221ALEXCO RESOURCE CORP. J 2.14 1.68 1.89 + .21AXR 1.72 N/A 101,642,752 1,695,375 - 0.08

201ALGOMA CENTRAL CORPORATION .3600 QU 15.20 14.00 15.19 + .22ALC 14.26 10.55 2.37 38,545,715 135,625 1.44

201ALGONQUIN POWER & UTILITIES CORP. .4660 QU 12.89 12.18 12.50 - .19AQN 12.78 33.48 4.79 470,476,293 17,800,921 0.48

201ALGONQUIN POWER & UTILITIES CORP. SER 'A' PR 1.1250 QU 24.06 23.49 23.70 - .20AQN.PR.A 23.80 N/A 4.75 4,800,000 44,095 N/A

201ALGONQUIN POWER & UTILITIES CORP. SER 'D' PR 1.2500 QU 24.90 24.50 24.51 - .39AQN.PR.D 24.61 N/A 5.10 4,000,000 31,279 N/A

228ALIGNVEST ACQUISITION II CORP. J CL 'A' RV 9.85 9.68 9.79 AQY.A 9.68 N/A 40,250,000 1,627,780 N/A

228ALIGNVEST ACQUISITION II CORP. J WT .65 .51 .65 + .03AQY.WT .59 N/A 0 293,298 N/A

201ALIMENTATION COUCHE-TARD INC. CL 'A' MV .3600 QU 58.18 52.90 56.30 - 6.25ATD.A 58.00 22.17 0.64 132,023,873 58,638 2.54

201ALIMENTATION COUCHE-TARD INC. CL 'B' SV .3600 QU 57.79 52.10 55.51 - 6.88ATD.B 57.61 21.85 0.65 432,171,788 17,857,465 2.54

215ALIO GOLD INC. J 2.72 2.40 2.51 - .68ALO 2.46 6.44 44,678,701 3,151,494 0.39

215ALIO GOLD INC. J WT .01 .01 .01 - .01ALO.WT .01 N/A 0 42,000 N/A

215ALIO GOLD INC. J WT A .01 - .06ALO.WT.A N/A * 0 N/A

221ALLBANC SPLIT CORP. II CLASS 'A' CAPITAL .4850 QU 26.25 24.51 25.00 - .50ALB 25.51 6.31 1.94 1,086,538 3,690 3.96

221ALLBANC SPLIT CORP. II CLASS 'B' SER 2 PR 1.2192 QU 25.81 + .06ALB.PR.C N/A 4.72 585,936 154 N/A

215ALMADEN MINERALS LTD. 1.10 .99 1.05 - .04AMM 1.10 N/A 102,199,625 759,726 - 0.05

215ALTAGAS LTD. 2.1900 MO 25.88 23.21 24.75 - 1.67ALA 23.89 137.50 8.85 177,881,269 10,418,648 0.18

215ALTAGAS LTD. 5-YR RESET SER 'K' PR 1.2500 QU 25.31 24.74 25.12 - .28ALA.PR.K 25.31 N/A 4.98 12,000,000 516,555 N/A

215ALTAGAS LTD. 5-YR RESET SERIES 'I' PR 1.3125 QU 25.62 25.09 25.60 - .20ALA.PR.I 25.62 N/A 5.13 8,000,000 503,716 N/A

215ALTAGAS LTD. 5-YR SERIES 'E' PR 1.2500 QU 24.48 23.24 23.47 - 1.30ALA.PR.E 24.48 N/A 5.33 8,000,000 249,332 N/A

215ALTAGAS LTD. 5YR RESET SERIES 'G' PR 1.1875 QU 24.32 22.86 23.25 - 1.29ALA.PR.G 24.28 N/A 5.11 8,000,000 38,696 N/A

215ALTAGAS LTD. 5YR SERIES 'A' PR .8450 QU 21.27 19.83 20.04 - 1.93ALA.PR.A 21.27 N/A 4.22 8,000,000 28,400 N/A

215ALTAGAS LTD. FLTG RATE SERIES 'B' PR .8704 QU 21.35 19.90 20.10 - 1.93ALA.PR.B 21.35 N/A 4.33 2,488,780 13,100 N/A

215ALTAGAS LTD. SUBS RECEIPTS 2.1900 MO 26.66 24.25 25.91 - .66ALA.R 24.71 N/A 8.45 71,600,000 1,427,589 N/A

228ALTIUS MINERALS CORPORATION .1600 QU 14.80 13.47 14.33 + .44ALS 14.12 34.12 1.12 43,215,026 689,205 0.42

228ALTIUS MINERALS CORPORATION 5% PR SEC .4767 QU ALS.PR.A N/A * 10,000,000 N/A

201ALTUS GROUP LIMITED .6000 QU 32.70 31.48 32.30 + .90AIF 32.60 11.18 1.86 38,865,863 1,108,387 2.89

215AMERICAS SILVER CORPORATION J 5.37 4.19 4.92 + .31USA 4.23 N/A 41,931,449 850,118 - 0.12

215AMERIGO RESOURCES LTD. J 1.10 .94 1.02 - .02ARG .96 15.69 177,465,873 1,483,067 0.07

228ANACONDA MINING INC. J .41 .36 .39 - .05ANX .41 39.00 107,325,683 2,095,760 0.01

221ANDREW PELLER LTD/ANDREW P. LIMITEE CL 'A' NV .1800 QU 18.63 17.91 18.05 + .48ADW.A 18.16 22.28 1.00 35,161,157 530,416 0.81

221ANDREW PELLER LTD/ANDREW P. LIMITEE CL 'B' .1564 QU 18.69 17.95 18.10 + .45ADW.B 18.10 25.86 0.86 9,012,123 4,697 0.70

228ANGLO PACIFIC GROUP PLC ORDINARY .1241 2.70 2.15 2.20 - .15APY 2.50 N/A 5.64 180,902,034 4,272 - 0.49

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215APHRIA INC. J 12.66 8.90 10.03 - 3.20APH 11.37 59.00 209,680,955 95,563,598 0.17

221APTOSE BIOSCIENCES INC. 4.66 3.81 4.18 + .58APS 4.10 N/A 29,302,053 545,916 - 0.79

228AQUILA RESOURCES INC. J .26 .24 .25 + .01AQA .26 N/A 331,183,671 1,212,536 - 0.05

221ARALEZ PHARMACEUTICALS INC. J 1.98 1.65 1.83 - .41ARZ 1.97 N/A 66,972,742 269,718 - 2.46

215ARC RESOURCES LTD. .6000 MO 15.25 13.68 14.32 + 1.94ARX 13.94 13.02 4.19 353,755,718 27,667,082 1.10

221ARGEX TITANIUM INC. J .05 .04 .04 - .01RGX .05 N/A 344,311,002 9,459,568 - 0.02

221ARGONAUT GOLD INC. J 2.50 2.11 2.47 + .09AR 2.50 13.57 177,681,655 9,645,540 0.18

228ARITZIA INC. SV 12.74 11.59 12.23 - .32ATZ 12.03 24.96 56,326,596 1,700,271 0.49

221ARIZONA MINING INC. J 4.25 3.98 4.05 - .01AZ 4.04 N/A 313,097,467 4,902,638 - 0.03

201ARTIS REAL ESTATE INVEST TR PR UN SER 'E' 1.1875 QU 21.61 20.20 21.00 - .91AX.PR.E 20.48 N/A 5.65 4,000,000 81,251 N/A

201ARTIS REAL ESTATE INVEST TR PR UN SER 'G' 1.2500 QU 21.68 20.17 21.20 - .25AX.PR.G 20.51 N/A 5.90 3,200,000 18,520 N/A

201ARTIS REAL ESTATE INVESTMENT TR PR SER 'I' 1.5000 QU 25.75 25.12 25.30 + .20AX.PR.I 25.20 N/A 5.93 5,000,000 265,504 N/A

201ARTIS REAL ESTATE INVESTMENT TR PR UN SER 'A' 1.4155 QU 23.19 22.25 22.75 - .35AX.PR.A 22.41 N/A 6.22 3,450,000 52,950 N/A

221ASANKO GOLD INC. J 1.54 1.14 1.43 + .42AKG 1.35 36.67 225,804,614 11,119,083 0.04

221ASCENDANT RESOURCES INC. J 1.10 .91 .98 - .17ASND .94 N/A 74,214,593 977,546 N/A

221ASCENDANT RESOURCES INC. J WT .35 .30 .32 - .03ASND.WT .33 N/A 0 53,979 N/A

221ATALAYA MINING PLC ORDINARY J 4.74 3.58 4.70 + 1.33AYM 3.58 N/A 137,076,557 76,747 - 4.09

201ATCO LTD. CL 'I' NV 1.5064 QU 41.82 38.27 38.85 - 3.39ACO.X 41.39 21.83 3.88 101,467,673 2,161,912 1.78

201ATCO LTD. CL 'II' 1.5064 QU 41.75 38.50 38.75 - 3.55ACO.Y 41.50 21.77 3.89 13,304,055 15,772 1.78

215ATHABASCA OIL CORPORATION J 1.70 1.13 1.52 + .47ATH 1.18 N/A 510,389,034 82,056,987 - 0.42

221ATLANTIC POWER CORPORATION 2.90 2.66 2.76 + .02ATP 2.70 N/A 112,978,994 1,059,355 - 1.12

215ATLANTIC POWER PREF EQTY LTD 4.85% SER '1' PR 1.2125 QU 15.08 14.60 14.85 - .12AZP.PR.A 15.08 N/A 8.16 4,512,500 35,450 N/A

215ATLANTIC POWER PREFERRED EQTY LTD. SER '2' PR 1.3925 QU 18.35 17.76 18.15 - .25AZP.PR.B 18.35 N/A 7.67 2,338,094 9,660 N/A

215ATLANTIC POWER PREFERRED EQTY LTD. SER '3' PR 1.2589 QU 17.37 17.25 17.35 + .05AZP.PR.C 17.25 N/A 7.26 1,578,811 17,410 N/A

221ATLATSA RESOURCES CORPORATION J .05 .03 .04 + .01ATL .04 N/A 554,421,806 1,367,876 - 0.36

215ATRIUM MORTGAGE INVESTMENT CORPORATION .9400 MO 12.60 12.11 12.54 - .16AI 12.29 13.20 7.50 36,117,771 722,350 0.95

221ATS AUTOMATION TOOLING SYSTEMS INC. 18.10 17.21 17.57 - .03ATA 17.70 40.86 94,001,692 3,000,998 0.43

228AURA MINERALS INC. J 2.30 2.05 2.15 - .61ORA 2.22 2.35 43,353,336 211,906 0.92

215AURINIA PHARMACEUTICALS INC. J 7.14 6.44 6.84 - .09AUP 6.78 N/A 84,051,758 535,379 - 1.20

215AURORA CANNABIS INC. J 9.34 6.75 8.09 - 2.31ACB 9.30 404.50 561,006,914 226,335,287 0.02

215AURORA CANNABIS INC. J WT 6.20 3.65 4.65 - 3.40ACB.WT 5.72 N/A 0 2,158,139 N/A

215AURYN RESOURCES INC. J 1.84 1.63 1.70 - .02AUG 1.73 N/A 85,858,441 1,387,264 0.00

215AUTOCANADA INC. .4000 QU 23.86 20.18 21.82 + 1.01ACQ 22.23 10.34 1.83 27,459,683 5,393,575 2.11

228AVALON ADVANCED MATERIALS INC. J .14 .12 .12 - .02AVL .13 N/A 216,482,102 3,105,786 - 0.02

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201AVCORP INDUSTRIES INC. .05 .04 .05 + .01AVP .04 N/A 337,404,502 123,500 - 0.06

221AVESORO RESOURCES INC. J 5.32 3.80 4.73 + .92ASO 3.93 N/A 81,560,260 100,491 - 0.66

221AVIGILON CORPORATION 27.00 26.98 26.98 + .09AVO 26.98 46.68 44,530,451 185,934 0.58

215AVINO SILVER & GOLD MINES LTD J 1.95 1.70 1.80 + .20ASM 1.77 27.69 52,778,153 394,889 0.07

215AVINO SILVER & GOLD MINES LTD. J WT .42 .30 .38 + .01ASM.WT .33 N/A 0 86,402 N/A

215AZARGA URANIUM CORP. CLASS 'A' J .26 .23 .24 - .03AZZ .25 N/A 85,134,476 172,920 - 0.13

221B2GOLD CORP. J 3.80 3.36 3.69 - .12BTO 3.57 47.31 982,674,577 50,532,257 0.08

215BADGER DAYLIGHTING LTD. .4560 MO 27.95 24.39 24.73 + .71BAD 25.65 21.88 1.84 37,100,681 2,797,654 1.13

221BALLARD POWER SYSTEMS INC. 4.71 4.09 4.21 - .61BLDP 4.55 N/A 178,090,248 3,730,665 - 0.07

221BALMORAL RESOURCES LTD. J .30 .21 .21 - .25BAR .30 N/A 138,510,776 6,571,958 - 0.03

215BANK OF MONTREAL 3.7200 QU 98.59 94.67 97.51 + .07BMO 97.29 13.64 3.81 642,471,133 22,724,888 7.15

215BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 16 .8475 QU 25.05 24.70 24.90 + .07BMO.PR.M 24.77 N/A 3.40 6,267,391 136,682 N/A

215BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 25 .4513 QU 22.95 22.20 22.60 + .10BMO.PR.Q 22.20 N/A 2.00 9,425,607 236,947 N/A

215BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 27 1.0000 QU 23.66 23.10 23.30 - .42BMO.PR.S 23.51 N/A 4.29 20,000,000 253,421 N/A

215BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 29 .9750 QU 23.03 22.57 22.74 - .69BMO.PR.T 23.03 N/A 4.29 16,000,000 453,247 N/A

215BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 31 .9500 QU 22.78 22.42 22.50 - .66BMO.PR.W 22.78 N/A 4.22 12,000,000 179,848 N/A

215BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 33 .9500 QU 24.55 24.03 24.46 + .14BMO.PR.Y 24.54 N/A 3.88 8,000,000 42,910 N/A

215BANK OF MONTREAL 5-YR RST CL 'B' PR SER 38 1.2125 QU 26.26 25.83 25.93 - .28BMO.PR.B 26.24 N/A 4.68 24,000,000 176,444 N/A

215BANK OF MONTREAL 5-YR RST CL 'B' PR SER 40 1.1250 QU 25.59 25.18 25.31 - .01BMO.PR.C 25.29 N/A 4.44 20,000,000 274,428 N/A

215BANK OF MONTREAL 5-YR RST CL 'B' PR SER 42 1.1000 QU 25.55 25.00 25.07 - .15BMO.PR.D 25.19 N/A 4.39 16,000,000 153,576 N/A

215BANK OF MONTREAL CL 'B' PR SER 35 1.2500 QU 25.05 24.47 24.70 - .17BMO.PR.Z 24.47 N/A 5.06 6,000,000 51,103 N/A

215BANK OF MONTREAL FLTG RATE CL 'B' PR SER 17 .6579 QU 25.04 24.80 24.81 + .02BMO.PR.R 24.95 N/A 2.65 5,732,609 37,355 N/A

215BANK OF MONTREAL FLTG RT CL 'B' PR SER 26 .5318 QU 23.10 22.45 23.10 + .60BMO.PR.A 22.48 N/A 2.30 2,174,393 15,960 N/A

215BANK OF NOVA SCOTIA (THE) 3.2800 QU 79.73 76.07 78.92 - .58BNS 78.44 11.52 4.16 1,198,446,144 30,566,609 6.85

215BANK OF NOVA SCOTIA (THE) 5-YR NVCC PR SER 34 1.3750 QU 26.42 26.03 26.32 - .14BNS.PR.E 26.33 N/A 5.22 14,000,000 159,206 N/A

215BANK OF NOVA SCOTIA (THE) 5-YR NVCC PR SER 36 1.3750 QU 26.52 26.24 26.43 - .09BNS.PR.G 26.52 N/A 5.20 20,000,000 154,725 N/A

215BANK OF NOVA SCOTIA (THE) 5-YR NVCC PR SER 38 1.2125 QU 26.10 25.74 26.04 - .05BNS.PR.H 26.00 N/A 4.66 20,000,000 179,989 N/A

215BANK OF NOVA SCOTIA (THE) FLTG PR SER '33' .5521 QU 23.56 22.98 23.56 + .22BNS.PR.F 23.00 N/A 2.34 5,184,345 33,510 N/A

215BANK OF NOVA SCOTIA (THE) FLTG PR SERIES '21' .6409 QU 24.94 24.70 24.86 + .04BNS.PR.B 24.71 N/A 2.58 5,960,732 39,353 N/A

215BANK OF NOVA SCOTIA (THE) FLTG PR SERIES '23' .6852 QU 25.04 24.70 25.02 + .09BNS.PR.C 24.74 N/A 2.74 2,623,056 16,252 N/A

215BANK OF NOVA SCOTIA (THE) FLTG PR SERIES 31 .4683 QU 23.96 23.26 23.93 + .37BNS.PR.D 23.39 N/A 1.96 4,457,262 71,921 N/A

215BANK OF NOVA SCOTIA (THE) PR SERIES '19' .7272 QU 25.00 24.97 24.99 - .02BNS.PR.A 25.00 N/A 2.91 6,302,337 94,548 N/A

215BANK OF NOVA SCOTIA (THE)5-YR RESET PR SER 18 .8375 QU 25.02 24.97 24.99 - .04BNS.PR.P 24.98 N/A 3.35 7,497,663 153,502 N/A

215BANK OF NOVA SCOTIA (THE)5-YR RESET PR SER 20 .9025 QU 25.11 24.90 25.00 BNS.PR.Q 24.90 N/A 3.61 8,039,268 121,393 N/A

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215BANK OF NOVA SCOTIA (THE)5-YR RESET PR SER 22 .9575 QU 25.18 24.87 25.17 + .28BNS.PR.R 24.88 N/A 3.80 9,376,944 392,540 N/A

215BANK OF NOVA SCOTIA (THE)5-YR RESET PR SER 30 .4550 QU 23.86 23.22 23.77 + .49BNS.PR.Y 23.27 N/A 1.91 6,142,738 129,645 N/A

215BANK OF NOVA SCOTIA (THE)5-YR RESET PR SER 32 .5158 QU 23.39 22.70 23.33 + .24BNS.PR.Z 22.91 N/A 2.21 11,161,422 231,029 N/A

201BARRICK GOLD CORPORATION .1200 QU 17.72 15.84 17.28 + 2.50ABX 16.23 13.90 0.89 1,166,577,478 47,432,869 1.60

221BAYLIN TECHNOLOGIES INC. J 4.05 3.06 3.40 - .44BYL 3.81 N/A 31,207,357 528,966 - 0.17

215BAYTEX ENERGY CORP. 5.83 3.34 5.75 + 2.48BTE 3.50 15.54 235,450,896 111,524,982 0.37

201BCE INC. 3.0200 QU 55.48 53.00 54.49 - 1.51BCE 55.48 17.46 5.54 897,968,882 33,168,614 3.12

201BCE INC. 1ST PR SERIES 'AA' .9025 QU 20.70 19.80 19.80 - .52BCE.PR.A 20.26 N/A 4.56 11,398,396 81,501 0.00

201BCE INC. 1ST PR SERIES 'AB' .8626 MO 21.10 20.30 20.55 - 1.00BCE.PR.B 21.10 N/A 4.20 8,601,604 65,023 N/A

201BCE INC. 1ST PR SERIES 'AC' .8875 QU 21.73 20.95 20.95 - .60BCE.PR.C 21.41 N/A 4.24 5,069,935 922,977 0.00

201BCE INC. 1ST PR SERIES 'AD' .8626 MO 21.10 20.35 20.57 - .98BCE.PR.D 21.05 N/A 4.19 14,930,065 246,868 N/A

201BCE INC. 1ST PR SERIES 'AE' .8626 MO 21.10 20.40 20.50 - 1.03BCE.PR.E 21.05 N/A 4.21 9,292,133 317,638 N/A

201BCE INC. 1ST PR SERIES 'AF' .7775 QU 20.86 20.07 20.18 - .41BCE.PR.F 20.42 N/A 3.85 6,707,867 156,071 N/A

201BCE INC. 1ST PR SERIES 'AG' .7000 QU 20.04 19.70 19.79 - .40BCE.PR.G 19.79 N/A 3.54 4,985,351 55,590 N/A

201BCE INC. 1ST PR SERIES 'AH' .8626 MO 21.07 20.39 20.54 - 1.01BCE.PR.H 21.07 N/A 4.20 9,014,649 162,641 N/A

201BCE INC. 1ST PR SERIES 'AI' .6875 QU 20.00 19.49 19.63 - .27BCE.PR.I 19.69 N/A 3.50 10,754,990 32,269 N/A

201BCE INC. 1ST PR SERIES 'AJ' .8626 MO 21.10 20.36 20.56 - .80BCE.PR.J 21.02 N/A 4.20 8,050,116 64,955 N/A

201BCE INC. 1ST PR SERIES 'AK' .7385 QU 19.49 19.01 19.36 - .14BCE.PR.K 19.40 N/A 3.81 25,000,000 189,396 N/A

201BCE INC. 1ST PR SERIES 'AL' .6786 QU 19.46 19.05 19.24 - .36BCE.PR.L 19.24 N/A 3.53 2,254,079 17,615 N/A

201BCE INC. 1ST PR SERIES 'AM' .6910 QU 19.99 19.58 19.83 - .50BCE.PR.M 19.94 N/A 3.48 9,546,615 82,823 N/A

201BCE INC. 1ST PR SERIES 'AN' .7304 QU 20.85 20.50 20.78 + .18BCE.PR.N 20.84 N/A 3.51 1,953,385 51,348 N/A

201BCE INC. 1ST PR SERIES 'AO' 1.0650 QU 25.18 24.59 24.87 - .18BCE.PR.O 25.01 N/A 4.28 4,600,000 52,958 N/A

201BCE INC. 1ST PR SERIES 'AQ' 1.0625 QU 24.58 23.80 24.40 - .08BCE.PR.Q 24.25 N/A 4.35 9,200,000 184,675 N/A

201BCE INC. 1ST PR SERIES 'R' 1.0325 QU 21.21 20.50 20.50 - .60BCE.PR.R 20.79 N/A 5.04 8,000,000 150,671 0.00

201BCE INC. 1ST PR SERIES 'S' .8626 MO 21.26 20.32 20.58 - .97BCE.PR.S 21.15 N/A 4.19 3,420,671 39,932 0.00

201BCE INC. 1ST PR SERIES 'T' .7548 QU 20.09 19.49 19.59 - .34BCE.PR.T 19.78 N/A 3.85 4,579,329 25,196 N/A

201BCE INC. 1ST PR SERIES 'Y' .8626 MO 21.11 20.39 20.54 - .98BCE.PR.Y 21.10 N/A 4.20 8,081,491 56,151 0.00

201BCE INC. 1ST PR SERIES 'Z' .9760 QU 20.93 20.35 20.35 - .40BCE.PR.Z 20.48 N/A 4.80 1,918,509 13,750 0.00

201BECKER MILK CO. LTD. (THE) CL 'B' NV SPECIAL .8000 SA 15.59 14.25 14.85 - .90BEK.B 15.59 8.89 5.39 1,267,610 17,892 1.67

215BELLATRIX EXPLORATION LTD. 1.96 1.35 1.91 + .32BXE 1.44 N/A 49,378,026 5,698,419 - 1.85

221BELLUS HEALTH INC. .60 .46 .54 + .13BLU .48 N/A 119,497,581 1,116,752 - 0.03

228BELO SUN MINING CORP. J .38 .28 .29 - .06BSX .33 N/A 465,589,915 5,407,702 - 0.04

215BENGAL ENERGY LTD. J .18 .11 .14 + .04BNG .11 4.67 68,177,796 1,058,937 0.03

201BETAPR S&P500VIX ST FUTURES DAILY INVERSE ETF 2.22 1.93 2.17 - .03HVI 2.05 N/A 7,065,000 4,905,100 N/A

Monthly


Ind Rate

Ticker Symbol

Mth Open

Mth High

EPS PEMthLow

Mth Close

MthChng

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TransfAgent

Ind DivYield %

Mth Vol

01-May-2018

201BETAPRO CDN GOLD MINERS -2X DLY BEAR ETF A UN 10.81 9.30 9.89 - 1.62HGD 10.26 0.18 1,458,875 5,207,141 55.60

201BETAPRO CRUDE OIL -2X DAILY BEAR ETF A UN 6.48 5.10 5.24 - 1.48HOD 6.01 15.88 22,690,000 38,905,681 0.33

201BETAPRO CRUDE OIL 2X DAILY BUL ETF A UN 10.93 8.73 10.62 + 1.91HOU 9.48 0.22 10,816,875 30,826,155 47.36

201BETAPRO GLD BULLION -2XDAILY BEAR ETF A UN 13.76 12.70 13.66 - .03HBD 13.29 1.67 200,000 25,767 8.18

201BETAPRO GOLD BULLION 2X DAILY BULL ETF A UN 9.20 8.48 8.52 - .18HBU 8.82 N/A 2,250,000 245,745 - 8.90

201BETAPRO NASDAQ-100 -2X DAILY BEAR ETF CL A UN 9.02 7.66 8.21 + .38HQD 8.50 N/A 2,112,750 2,517,173 - 20.80

201BETAPRO NASDAQ-100 2X DAILY BULL ETF CL A UN 61.74 52.74 57.30 - 5.62HQU 56.36 23.73 1,115,000 1,926,014 2.42

201BETAPRO NATURAL GAS -2X DAILY BEAR ETF A UN 15.60 13.82 14.57 - .56HND 15.00 N/A 2,049,900 7,747,954 - 7.22

201BETAPRO NATURAL GAS 2X DAILY BULL ETF A UN 3.89 3.48 3.67 HNU 3.65 N/A 34,201,492 30,951,284 -144.80

201BETAPRO S&P 500 2X DAILY BULL ETF CL A UN 52.22 46.27 49.65 - 2.95HSU 49.20 8.60 1,065,000 1,891,820 5.77

201BETAPRO S&P 500 DAILY INVERSE ETF CL A UN 29.45 27.74 28.29 + .43HIU 28.76 N/A 920,000 206,963 - 13.40

201BETAPRO S&P/TSX 60 DAILY INVERSE ETF A UN 6.62 6.27 6.32 - .10HIX 6.39 N/A 3,100,000 744,939 - 0.86

201BETAPRO S&P/TSX CAP ENERGY 2XDLY BUL ETF A UN 10.61 7.75 10.32 + 2.63HEU 8.05 4.69 2,295,000 569,810 2.20

201BETAPRO S&P/TSX CAP ENERGY-2X DLY BEAR ETF UN 10.33 7.47 7.69 - 3.07HED 10.00 N/A 704,000 507,755 - 2.92

201BETAPRO S&P/TSX CAP FIN -2X DLY BEAR ETF A UN 5.75 5.25 5.30 + .11HFD 5.31 N/A 3,035,000 83,291 - 8.52

201BETAPRO S&P/TSX CAP FIN 2X DAILY BULL ETF A 37.54 34.72 37.21 - .90HFU 36.84 9.33 535,000 117,333 3.99

201BETAPRO S&P/TSX CDN GOLD MNR 2XDAILY BL ETF A 11.96 10.36 11.22 + 1.28HGU 10.95 N/A 8,165,000 8,703,015 - 49.35

201BETAPRO S&P/TSX60 -2X DAILY BEAR ETF A UN 6.64 6.02 6.08 - .18HXD 6.30 N/A 6,314,000 3,240,137 - 3.10

201BETAPRO S&P/TSX60 2X DAILY BULL ETF A UN 34.45 31.29 34.01 + .64HXU 32.98 12.28 1,190,000 2,173,786 2.77

201BETAPRO S&P500 -2X DAILY BEAR ETF CL A UN 4.80 4.23 4.44 + .14HSD 4.53 N/A 7,982,500 12,339,023 - 9.40

201BETAPRO S&P500 VIX SHORT-TRM FUTURES ETF A UN 9.45 7.01 7.23 - .57HUV 8.65 0.02 861,875 363,617 359.80

201BETAPRO SILVER -2X DAILY BEAR ETF A UN 6.54 5.71 6.44 - .02HZD 6.30 1.27 1,022,000 588,113 5.06

201BETAPRO SILVER 2X DAILY BULL ETF A UN 15.42 13.34 13.56 - .35HZU 14.10 N/A 1,835,000 1,395,189 - 42.70

215BIG 8 SPLIT INC. CL 'D' CAPITAL .1720 QU 16.80 16.00 16.80 - .20BIG.D 16.39 8.24 1.02 879,622 1,200 2.04

215BIG 8 SPLIT INC. CL D PR SER '1' .4500 QU 10.44 9.90 10.44 + .03BIG.PR.D 9.90 N/A 4.31 879,622 15,575 N/A

228BIG PHARMA SPLIT CORP. CL 'A' 1.2372 MO 12.51 11.64 12.00 - 1.32PRM 12.51 N/A 10.31 1,360,000 49,966 N/A

228BIG PHARMA SPLIT CORP. PR .5000 QU 10.30 10.21 10.22 + .02PRM.PR.A 10.30 N/A 4.89 1,360,000 44,606 N/A

215BIG ROCK BREWERY INC. 5.20 4.67 4.78 - .91BR 4.91 N/A 6,981,628 88,500 - 0.15

215BIRCHCLIFF ENERGY LTD. .1000 QU 4.69 3.65 4.65 + 1.57BIR 3.70 N/A 2.15 265,796,698 56,973,097 - 0.19

206BIRCHCLIFF ENERGY LTD. 5-YR RESET SER 'A' PR 2.0935 QU 25.50 24.25 25.49 + 1.74BIR.PR.A 24.35 N/A 8.21 2,000,000 36,642 N/A

206BIRCHCLIFF ENERGY LTD. SER 'C' PR 1.7500 QU 25.05 24.40 25.05 + 1.64BIR.PR.C 24.40 N/A 6.99 2,000,000 17,442 N/A

215BIRD CONSTRUCTION INC. .3900 MO 8.87 8.22 8.68 - .20BDT 8.51 32.15 4.49 42,516,853 732,512 0.27

215BLACK DIAMOND GROUP LIMITED 2.63 2.26 2.45 - .39BDI 2.33 N/A 55,309,703 920,712 - 1.81

228BLACK IRON INC. J .10 .09 .10 - .01BKI .10 N/A 159,740,519 917,588 - 0.03

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Mth Open

Mth High

EPS PEMthLow

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MthChng

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Ind DivYield %

Mth Vol

01-May-2018

221BLACKBERRY LIMITED 14.70 12.85 13.44 - 2.13BB 14.68 14.95 536,720,771 37,687,909 0.90

215BLACKPEARL RESOURCES INC. J 1.42 1.05 1.39 + .34PXX 1.06 27.80 336,512,240 9,770,597 0.05

227BLOCKCHAIN TECHNOLOGIES ETF CL A UNITS 9.48 8.12 8.95 - 1.10HBLK 8.40 N/A 1,220,000 288,484 N/A

201BMO AGGREGATE BOND INDEX ETF UNITS .4440 MO 15.43 15.19 15.27 - .07ZAG 15.42 N/A 2.91 229,070,521 1,438,614 N/A

201BMO CANADIAN DIVIDEND ETF UNITS .7560 MO 16.64 15.97 16.52 - .02ZDV 16.38 N/A 4.58 52,150,000 479,235 N/A

201BMO CDN HIGH DIVIDEND COVERED CALL ETF CAD UN 1.2240 MO 19.26 18.51 19.16 - .08ZWC 18.99 N/A 6.39 19,710,000 407,830 N/A

201BMO CHINA EQUITY INDEX ETF UNIT .1450 ANN 27.12 25.35 27.03 - .42ZCH 26.77 N/A 0.54 4,867,509 223,321 N/A

201BMO CORPORATE BOND INDEX ETF UN 1.6000 QU 49.63 49.34 49.38 - .25ZCB 49.63 N/A 3.24 355,000 2,563 N/A

201BMO COVERED CALL CANADIAN BANKS ETF UNITS .9360 MO 18.85 18.21 18.70 - .40ZWB 18.83 N/A 5.01 95,700,000 1,924,127 N/A

201BMO COVERED CALL DJ INDUST AVG HDG-CAD ETF UN .9720 MO 22.95 21.65 22.36 - .85ZWA 22.17 N/A 4.35 13,961,000 238,156 N/A

201BMO COVERED CALL UTILITIES ETF UNITS .8160 MO 12.64 12.17 12.45 - .03ZWU 12.46 N/A 6.55 53,171,000 1,450,323 N/A

201BMO DISCOUNT BOND INDEX ETF CAD UNITS .3240 MO 15.67 15.44 15.52 - .03ZDB 15.65 N/A 2.09 38,032,500 421,447 N/A

201BMO DJ INDUSTRIAL AVG HEDGED-CAD INDEX ETF UN .6600 QU 41.99 39.53 40.92 - 1.71ZDJ 40.82 N/A 1.61 5,182,951 1,723,200 N/A

201BMO EMERGING MKTS BOND HED TO CAD INDX ETF UN .7440 MO 16.30 15.85 15.94 - .18ZEF 16.15 N/A 4.67 16,476,222 144,545 N/A

201BMO EQ WEIGHT GLBL BASE METALS HEG-CAD ETF UN .1600 ANN 12.20 10.92 11.45 - .65ZMT 11.48 N/A 1.40 4,604,700 111,177 N/A

201BMO EQ WEIGHT GLOBAL GOLD INDEX ETF CAD UN ANN 9.30 8.70 9.03 + .33ZGD 8.91 N/A 5,641,750 70,711 N/A

201BMO EQ WEIGHT INDUSTRIALS INDX ETF CAD UN .3800 QU 27.34 26.42 27.00 - .36ZIN 26.82 N/A 1.41 3,514,500 236,099 N/A

201BMO EQ WGHT US BANKS HED TO CAD INDX ETF UN .3400 QU 30.82 28.78 30.20 - 1.25ZUB 30.00 N/A 1.13 22,712,350 1,743,104 N/A

201BMO EQUAL WEIGHT BANKS INDEX ETF CAD UN .9600 MO 28.80 27.77 28.55 - .63ZEB 28.71 N/A 3.36 45,777,950 9,804,502 N/A

201BMO EQUAL WEIGHT OIL & GAS INDEX ETF CAD UN .2720 QU 10.89 9.52 10.74 + 1.28ZEO 9.73 N/A 2.53 17,261,500 3,664,204 N/A

201BMO EQUAL WEIGHT REITS INDEX ETF UN 1.0200 MO 21.10 20.58 20.88 + .25ZRE 20.97 N/A 4.89 23,016,900 338,872 N/A

201BMO EQUAL WEIGHT US BANKS INDEX ETF CAD UN .3000 QU 28.21 26.03 27.65 - 1.03ZBK 27.48 N/A 1.08 39,612,800 1,144,780 N/A

201BMO EQUAL WEIGHT UTILITIES INDEX ETF UNITS .7200 MO 16.60 16.09 16.20 - .32ZUT 16.55 N/A 4.44 12,338,300 214,228 N/A

201BMO EQWG US HEALTH CARE HED TO CAD IDX ETF UN .1760 ANN 50.49 47.48 49.09 - 1.52ZUH 49.06 N/A 0.36 6,315,000 977,128 N/A

201BMO EUROPE HIGH DIV COVERD CALL CAD-HG ETF UN 1.4400 MO 21.50 20.50 21.50 + .26ZWE 21.04 N/A 6.70 48,117,500 799,444 N/A

201BMO EUROPE HIGH DIVIDEND COVERED CALL ETF UN 1.5000 MO 20.50 19.81 20.16 + .26ZWP 19.90 N/A 7.44 49,900,000 27,063 N/A

201BMO FLOATING RATE HIGH YIELD ETF CAD UN .6600 MO 15.39 15.11 15.30 + .07ZFH 15.17 N/A 4.31 32,098,624 461,489 N/A

201BMO GLBL CONSUMER DISCRETN HEG-CAD IDX ETF UN .2400 QU 22.97 22.61 22.93 - .09DISC 22.80 N/A 1.05 850,300 1,365 N/A

201BMO GLBL CONSUMER STAPLES HEGD-CAD IDX ETF UN .4000 QU 19.53 18.67 19.15 - .63STPL 19.01 N/A 2.09 440,200 23,201 N/A

201BMO GLOBAL BANKS HEDGED TO CAD INDEX ETF UN .6200 QU 21.21 20.29 21.16 - .82BANK 20.29 N/A 2.93 540,500 13,709 N/A

201BMO GLOBAL INFRASTRUCTURE INDEX ETF UNITS .8800 QU 33.39 32.04 33.15 + .42ZGI 32.78 N/A 2.65 7,260,213 109,846 N/A

201BMO GLOBAL INSURANCE HEDGD TO CAD INDX ETF UN .4600 MO 22.47 21.37 22.47 + .20INSR 21.54 N/A 2.05 2,310,100 33,850 N/A

201BMO GOVERNMENT BOND INDEX ETF UN 1.4000 QU 49.74 49.24 49.38 - .35ZGB 49.73 N/A 2.84 130,000 69,565 N/A

201BMO HIGH YIELD US CORPORATE BOND INDX ETF UN 1.0800 MO 19.75 19.53 19.72 - .11ZJK 19.73 N/A 5.48 56,232,000 17,030 N/A

Monthly


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Ticker Symbol

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Mth High

EPS PEMthLow

Mth Close

MthChng

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Ind DivYield %

Mth Vol

01-May-2018

201BMO HIGH YLD US CORP BOND HDGD-CAD IDX ETF UN .7800 MO 14.04 13.74 13.83 - .11ZHY 13.85 N/A 5.64 25,899,885 349,136 N/A

201BMO INDIA EQUITY INDEX ETF UN .0930 ANN 24.00 23.10 23.83 - .47ZID 23.88 N/A 0.39 13,613,315 64,699 N/A

201BMO INTERNATIONAL DIVIDEND ETF CAD UNITS 1.0800 MO 22.75 21.47 22.59 + .18ZDI 21.86 N/A 4.78 18,166,600 305,940 N/A

201BMO INTERNATIONAL DIVIDEND HEGD TO CAD ETF UN 1.0800 MO 23.02 21.19 22.94 + .54ZDH 21.64 N/A 4.71 6,501,000 174,038 N/A

201BMO JUNIOR GAS INDEX ETF UN .3680 ANN 16.11 14.00 16.11 + 1.65ZJN 14.00 N/A 2.28 1,944,511 17,070 N/A

201BMO JUNIOR GOLD INDEX ETF UNITS ANN 9.20 8.70 9.08 + .58ZJG 8.98 N/A 9,708,541 290,647 N/A

201BMO JUNIOR OIL INDEX ETF UN .0520 ANN 14.33 11.60 14.13 + 2.52ZJO 11.70 N/A 0.37 6,035,358 65,555 N/A

201BMO LADDERED PREFERRED SHARE INDEX ETF CAD UN .4560 MO 11.66 11.47 11.51 - .29ZPR 11.65 N/A 3.96 182,473,079 2,150,918 N/A

201BMO LONG CORPORATE BOND INDEX ETF UNITS .7440 MO 18.45 17.92 18.14 - .11ZLC 18.44 N/A 4.10 20,131,153 175,465 N/A

201BMO LONG FEDERAL BOND INDEX ETF UN .5160 MO 17.36 16.78 16.94 - .06ZFL 17.35 N/A 3.05 19,078,585 173,153 N/A

201BMO LONG PROVINCIAL BOND INDEX ETF CAD UNITS .5160 MO 15.79 15.35 15.45 - .15ZPL 15.79 N/A 3.34 38,032,325 91,881 N/A

201BMO LOW VOLATILITY CANADIAN EQUITY ETF UN .8000 QU 29.87 29.10 29.65 ZLB 29.59 N/A 2.70 39,800,000 553,004 N/A

201BMO LOW VOLATILITY EMERGING MKTS ETF CAD UN .3100 ANN 22.41 21.82 22.05 - .19ZLE 22.31 N/A 1.41 6,619,900 154,249 N/A

201BMO LOW VOLATILITY INT'L EQUITY ETF CAD UN .5200 QU 24.03 23.35 24.00 + .37ZLI 23.51 N/A 2.17 12,796,828 74,143 N/A

201BMO LOW VOLATILITY INT'L EQUITY HEG-CA ETF UN .4800 QU 23.01 21.93 23.01 + .42ZLD 22.47 N/A 2.09 1,773,000 46,755 N/A

201BMO LOW VOLATILITY US EQUITY ETF CAD UNITS .5600 QU 31.00 29.78 30.70 - .01ZLU 30.64 N/A 1.82 21,805,000 247,834 N/A

201BMO LOW VOLATILITY US EQUITY HEGD-CAD ETF UN .4000 QU 22.86 22.07 22.64 - .13ZLH 22.20 N/A 1.77 1,801,000 44,860 N/A

201BMO MID CORPORATE BOND INDEX ETF UNITS .4920 MO 16.01 15.80 15.87 - .12ZCM 15.96 N/A 3.10 80,302,490 319,862 N/A

201BMO MID FEDERAL BOND INDEX ETF UNITS .3240 MO 15.94 15.71 15.77 - .07ZFM 15.93 N/A 2.05 31,716,959 152,146 N/A

201BMO MID PROVINCIAL BOND INDEX ETF CAD UNITS .3960 MO 14.74 14.53 14.59 - .09ZMP 14.73 N/A 2.71 43,110,967 302,899 N/A

201BMO MID-TERM US IG CORP BOND INDEX ETF CAD UN .6000 MO 18.02 17.37 17.65 - .13ZIC 17.90 N/A 3.40 80,058,733 135,533 N/A

201BMO MID-TRM US IG CORP BND HEG-CAD IDX ETF UN .4920 MO 14.50 14.20 14.26 - .20ZMU 14.38 N/A 3.45 25,048,984 247,951 N/A

201BMO MONTHLY INCOME ETF UNITS .7200 MO 16.01 15.70 15.90 - .10ZMI 15.85 N/A 4.53 6,326,000 70,742 N/A

201BMO MSCI ALL COUNTRY WRLD HI QUAL IDX ETF CAD .3600 QU 30.25 29.40 30.04 - .66ZGQ 29.91 N/A 1.20 2,915,000 110,646 N/A

201BMO MSCI CANADA VALUE INDEX ETF CAD UN .4800 QU 20.27 19.72 20.02 - .23ZVC 19.86 N/A 2.40 200,000 3,981 N/A

201BMO MSCI EAFE HEDGED TO CAD INDEX ETF UN .5600 QU 21.79 20.47 21.69 + .40ZDM 20.81 N/A 2.58 32,540,740 325,671 N/A

201BMO MSCI EAFE INDEX ETF CAD UNITS .5000 QU 19.26 18.54 19.17 ZEA 18.88 N/A 2.61 121,348,147 337,745 N/A

201BMO MSCI EAFE VALUE INDEX ETF CAD UN .5600 QU 21.79 20.76 21.78 + .10ZVI 20.92 N/A 2.57 302,500 30,020 N/A

201BMO MSCI EMERGING MARKETS INDEX ETF UNITS .3650 ANN 21.72 20.75 21.09 - .58ZEM 21.71 N/A 1.73 20,915,000 480,985 N/A

201BMO MSCI EU HIGH QLTY HDGD TO CAD INDX ETF UN .4200 QU 19.87 18.59 19.84 + .58ZEQ 19.20 N/A 2.12 14,229,000 298,889 N/A

201BMO MSCI USA HIGH QUALITY INDEX ETF CAD UN .3200 QU 32.19 31.06 31.61 - 1.35ZUQ 32.01 N/A 1.01 7,015,500 113,922 N/A

201BMO MSCI USA VALUE INDEX ETF CAD UN .4000 QU 21.36 21.02 21.36 - 1.04ZVU 21.07 N/A 1.87 401,000 3,585 N/A

201BMO NASDAQ 100 EQTY HEDGED TO CAD INDX ETF UN .2770 ANN 51.98 48.00 50.26 - 1.89ZQQ 49.63 N/A 0.55 12,228,560 3,384,254 N/A

201BMO REAL RETURN BOND INDEX ETF UN .3600 MO 17.40 17.01 17.23 + .11ZRR 17.33 N/A 2.09 4,150,000 34,362 N/A

Monthly


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Ticker Symbol

Mth Open

Mth High

EPS PEMthLow

Mth Close

MthChng

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Ind DivYield %

Mth Vol

01-May-2018

201BMO S&P 500 HEDGED TO CAD INDEX ETF UN .6200 QU 40.99 38.56 40.02 - 1.13ZUE 39.76 N/A 1.55 25,020,245 316,974 N/A

201BMO S&P 500 INDEX ETF CAD UNITS .5800 QU 37.89 36.33 37.40 - .99ZSP 37.24 N/A 1.55 117,951,140 1,857,122 N/A

201BMO S&P/TSX CAPPED COMPOSITE INDEX ETF UNIT .6000 QU 21.22 20.24 21.09 + .16ZCN 20.72 N/A 2.84 152,908,866 823,917 N/A

201BMO SH-TRM US IG CORP BND HEGD-CAD IDX ETF UN .3360 MO 14.49 14.38 14.42 - .07ZSU 14.44 N/A 2.33 9,159,980 106,097 N/A

201BMO SHILLER SELECT US INDEX ETF CAD UN .3200 QU 21.39 20.58 21.39 - .31ZEUS 20.58 N/A 1.50 803,000 11,199 N/A

201BMO SHORT CORPORATE BOND IDX ETF ACCUMLTV UN 20.09 20.07 20.09 - .02ZCS.L 20.07 N/A 2,300,000 2,877 N/A

201BMO SHORT CORPORATE BOND INDEX ETF UNITS .3960 MO 14.04 13.98 14.01 - .05ZCS 14.02 N/A 2.83 101,939,396 588,468 N/A

201BMO SHORT FEDERAL BOND IDX ETF ACCUMLTV UNI 19.81 19.81 19.81 + .03ZFS.L 19.81 N/A 1,000,000 500 N/A

201BMO SHORT FEDERAL BOND INDEX ETF UNITS .2160 MO 14.13 14.07 14.10 - .02ZFS 14.13 N/A 1.53 62,932,645 64,638 N/A

201BMO SHORT PROVINCIAL BOND IDX ETF ACCUMLTV UN 19.90 ZPS.L N/A * 200,000 N/A

201BMO SHORT PROVINCIAL BOND INDEX ETF UNITS .4080 MO 13.36 13.30 13.32 - .06ZPS 13.34 N/A 3.06 37,938,434 99,971 N/A

201BMO SHORT-TERM BOND INDEX ETF UN 1.2000 QU 49.74 49.71 49.71 - .03ZSB 49.74 N/A 2.41 145,000 4,338 N/A

201BMO ULTRA SHORT-TERM BOND ETF ACCUMULATING UN 50.87 50.77 50.87 + .17ZST.L 50.77 N/A 816,000 36,488 N/A

201BMO ULTRA SHORT-TERM BOND ETF UN 1.9800 MO 51.57 51.38 51.41 - .17ZST 51.50 N/A 3.85 1,830,000 77,079 N/A

201BMO US DIVIDEND ETF CAD UNITS .8520 MO 30.27 29.07 29.99 ZDY 29.77 N/A 2.84 47,761,800 220,255 N/A

201BMO US DIVIDEND HEDGED TO CAD ETF UNITS .6840 MO 24.02 22.83 23.73 + .02ZUD 23.46 N/A 2.88 6,102,000 159,502 N/A

201BMO US HIGH DIV COVERED CALL HEGD-CAD ETF UN 1.1760 MO 20.20 19.21 19.75 + .50ZWS 19.25 N/A 5.95 700,300 37,809 N/A

201BMO US HIGH DIVIDEND COVERED CALL ETF CAD UN 1.0800 MO 20.14 19.27 19.92 - .32ZWH 19.73 N/A 5.42 32,697,000 389,569 N/A

201BMO US PREFERRED SHARE INDEX ETF CAD UN 1.2240 MO 25.14 23.56 23.97 - .19ZUP 24.39 N/A 5.11 1,696,800 24,230 N/A

201BMO US PREFERRED SHR HEDGD TO CAD INDX ETF UN 1.2600 MO 24.44 24.10 24.12 - .47ZHP 24.40 N/A 5.22 744,900 3,819 N/A

201BMO US PUT WRITE ETF CAD UN 1.1400 MO 18.00 17.45 17.78 - .22ZPW 17.82 N/A 6.41 12,766,000 105,042 N/A

201BMO US PUT WRITE HEDGED TO CAD ETF UN 1.2000 MO 19.34 18.91 19.04 - .33ZPH 18.95 N/A 6.30 1,400,000 25,246 N/A

215BMTC GROUP INC. .2400 SA 15.99 14.66 15.42 - .18GBT 15.37 11.59 1.56 35,096,000 53,724 1.33

221BNK PETROLEUM INC. J .60 .56 .58 + .09BKX .58 N/A 232,689,292 3,054,083 - 0.01

215BNS SPLIT CORP. II CLASS 'B' PR SER 2 .7884 QU 19.77 19.76 19.77 + .05BSC.PR.C 19.76 N/A 3.99 471,140 2,874 N/A

221BNS SPLIT CORP. II CLASS A CAPITAL .7000 QU 25.00 23.76 24.63 - .05BSC 23.83 5.50 2.84 942,280 1,750 4.48

221BOMBARDIER INC. 6.25% SERIES '4' PR 1.5625 QU 19.74 19.35 19.35 - .12BBD.PR.C 19.60 N/A 8.07 9,400,000 137,952 0.00

221BOMBARDIER INC. CL 'A' MV 4.07 3.55 3.97 - .10BBD.A 3.75 N/A 313,758,549 1,481,913 - 0.33

221BOMBARDIER INC. CL 'B' SV 4.06 3.55 3.97 - .09BBD.B 3.75 N/A 2,268,986,061 112,253,968 - 0.33

221BOMBARDIER INC. SERIES '2' PR .8628 MO 12.44 11.73 12.20 - .30BBD.PR.B 12.17 N/A 7.07 5,811,736 61,846 0.00

221BOMBARDIER INC. SERIES '3' PR .9958 QU 12.48 12.24 12.34 - .11BBD.PR.D 12.45 N/A 8.07 6,188,264 104,739 0.00

215BONAVISTA ENERGY CORPORATION .0400 QU 1.67 1.13 1.58 + .25BNP 1.18 N/A 2.53 252,324,849 30,500,451 - 0.11

230BONTERRA ENERGY CORP. 1.2000 MO 16.14 12.66 15.80 + 2.39BNE 13.19 197.50 7.59 33,310,796 3,215,325 0.08

221BORALEX INC. CL 'A' .6000 QU 23.43 22.05 22.95 - .62BLX 22.44 79.14 2.61 76,318,438 2,049,136 0.29

Monthly


Ind Rate

Ticker Symbol

Mth Open

Mth High

EPS PEMthLow

Mth Close

MthChng

HowPaid

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Ind DivYield %

Mth Vol

01-May-2018

221BOYUAN CONSTRUCTION GROUP, INC. J .60 .35 .47 - .02BOY .48 1.72 25,423,065 81,931 0.27

201BRAMPTON BRICK LTD. CL 'A' SV 8.70 8.15 8.40 - .10BBL.A 8.25 15.56 9,235,123 22,311 0.54

227BRAND LEADERS PLUS INCOME ETF CL 'A' UNITS .6504 MO 9.35 8.86 9.05 - .33HBF 9.13 905.00 7.19 9,597,334 645,963 0.01

227BRAND LEADERS PLUS INCOME ETF CL 'U' UNITS .6504 MO 9.64 9.17 9.35 - .36HBF.U 9.17 N/A 8.94 911,950 174,522 N/A

215BRI-CHEM CORP. .61 .47 .54 - .09BRY .60 7.71 23,732,981 556,105 0.07

221BRICK BREWING CO. LTD. .0800 QU 4.60 3.70 4.13 - .27BRB 4.60 59.00 1.94 35,285,126 479,383 0.07

201BRIO GOLD INC. J 2.68 2.40 2.58 - .06BRIO 2.52 N/A 117,556,100 395,824 - 0.23

228BRISTOL GATE CONCENTRATED CDN EQUITY ETF UN 20.22 19.67 20.10 - .13BGC 19.77 N/A 50,000 9,458 N/A

228BRISTOL GATE CONCENTRATED US EQUITY ETF UN 20.27 19.51 20.23 - .33BGU 19.85 N/A 100,000 15,558 N/A

228BROMPTON LIFECO SPLIT CORP. CLASS A .9000 MO 6.94 6.15 6.90 - .04LCS 6.75 2.72 13.04 7,267,931 269,417 2.54

228BROMPTON LIFECO SPLIT CORP. PR .5750 QU 10.33 10.15 10.17 + .02LCS.PR.A 10.25 N/A 5.65 7,267,931 234,320 N/A

228BROMPTON OIL SPLIT CORP. CL 'A' MO 6.50 4.82 6.40 + .41OSP 5.23 N/A 3,211,016 292,930 N/A

228BROMPTON OIL SPLIT CORP. PR .5000 QU 10.12 9.87 9.94 - .07OSP.PR.A 9.93 N/A 5.03 3,211,016 42,105 N/A

228BROMPTON SPLIT BANC CORP. CLASS 'A' 1.2000 MO 14.09 13.22 14.00 - .20SBC 13.70 4.00 8.57 7,967,472 132,347 3.50

228BROMPTON SPLIT BANC CORP. PR .5000 QU 10.24 10.15 10.23 + .08SBC.PR.A 10.15 N/A 4.89 8,516,859 80,704 N/A

201BROOKFIELD ASSET MANAGEMENT INC CL A PR SER 2 .5804 QU 17.48 16.37 16.66 - 1.00BAM.PR.B 17.10 N/A 3.48 10,465,100 130,625 N/A

201BROOKFIELD ASSET MANAGEMENT INC CL A PR SER 8 .8626 MO 22.01 21.18 21.26 - .19BAM.PR.E 21.95 N/A 4.06 1,652,394 14,116 N/A

201BROOKFIELD ASSET MANAGEMENT INC CL A PR SER 9 .6875 QU 18.68 18.09 18.33 - .38BAM.PR.G 18.60 N/A 3.75 5,519,115 318,270 N/A

201BROOKFIELD ASSET MANAGEMENT INC CL A PR SR 40 1.1250 QU 24.40 24.02 24.20 - .63BAM.PF.F 24.13 N/A 4.65 12,000,000 425,329 N/A

201BROOKFIELD ASSET MANAGEMENT INC CL A PR SR 42 1.1250 QU 24.07 23.50 23.85 - .84BAM.PF.G 23.77 N/A 4.72 12,000,000 154,473 N/A

201BROOKFIELD ASSET MANAGEMENT INC. CL 'A' LV .6000 QU 51.25 48.91 50.89 + 1.14BAM.A 50.21 37.39 1.52 991,853,471 16,548,278 1.75

201BROOKFIELD ASSET MANAGEMENT INC.CL A PR SER 4 .5804 QU 17.47 16.38 16.74 - 1.00BAM.PR.C 17.16 N/A 3.47 4,000,000 22,392 N/A

201BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 13 .5804 QU 17.30 16.28 16.70 - .87BAM.PR.K 17.15 N/A 3.48 9,647,700 110,924 N/A

201BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 17 1.1875 QU 21.19 20.67 20.80 - .54BAM.PR.M 21.19 N/A 5.71 7,950,756 133,237 N/A

201BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 18 1.1875 QU 21.11 20.60 20.79 - .55BAM.PR.N 21.05 N/A 5.71 7,966,158 79,051 N/A

201BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 24 .7535 QU 20.26 19.79 20.01 - 1.16BAM.PR.R 20.20 N/A 3.77 9,394,250 132,162 N/A

201BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 25 .7930 QU 20.26 19.80 20.16 - 2.34BAM.PR.S 20.13 N/A 3.93 1,533,133 16,449 N/A

201BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 26 .8678 QU 20.81 20.25 20.45 - 1.29BAM.PR.T 20.81 N/A 4.24 9,903,348 121,127 N/A

201BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 28 .6818 QU 18.21 17.65 17.90 - .68BAM.PR.X 17.86 N/A 3.81 9,359,387 292,052 N/A

201BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 30 1.1713 QU 24.62 24.05 24.36 - .49BAM.PR.Z 24.44 N/A 4.81 9,934,050 196,921 N/A

201BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 32 1.1250 QU 24.36 23.73 23.99 - .66BAM.PF.A 23.94 N/A 4.69 11,982,568 273,850 N/A

201BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 34 1.0500 QU 23.49 22.94 23.41 - .73BAM.PF.B 23.30 N/A 4.49 9,977,889 85,226 N/A

201BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 36 1.2125 QU 21.73 21.15 21.36 - .49BAM.PF.C 21.65 N/A 5.68 7,949,024 78,403 N/A

201BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 37 1.2250 QU 21.79 21.20 21.48 - .67BAM.PF.D 21.69 N/A 5.70 7,949,083 274,205 N/A

Monthly


Ind Rate

Ticker Symbol

Mth Open

Mth High

EPS PEMthLow

Mth Close

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HowPaid

TransfAgent

Ind DivYield %

Mth Vol

01-May-2018

0BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 38 1.1000 QU 23.24 22.70 22.86 - .99BAM.PF.E 22.87 N/A 4.81 8,000,000 169,196 N/A

201BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 44 1.2500 QU 25.90 25.55 25.90 - .07BAM.PF.H 25.65 N/A 4.83 9,952,489 78,785 N/A

201BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 46 1.2000 QU 26.06 25.54 25.91 - .04BAM.PF.I 25.75 N/A 4.63 11,922,635 194,730 N/A

201BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 48 1.1875 QU 26.23 25.15 25.65 + .25BAM.PF.J 25.35 N/A 4.63 12,000,000 188,404 N/A

201BROOKFIELD BUSINESS PARTNERS L.P. UNITS .2500 QU 52.28 44.66 44.88 + 1.01BBU.UN 46.44 N/A 0.72 66,185,798 1,437,416 N/A

201BROOKFIELD INFRASTRUCTURE PARTNR LP A PR SR 1 1.1250 QU 24.70 24.13 24.52 + .34BIP.PR.A 24.48 N/A 4.59 5,000,000 35,609 N/A

221BROOKFIELD INFRASTRUCTURE PARTNR LP A PR SR 3 1.3750 QU 25.82 25.15 25.70 + .12BIP.PR.B 25.81 N/A 5.35 5,000,000 58,729 N/A

221BROOKFIELD INFRASTRUCTURE PARTNR LP A PR SR 5 1.3375 QU 25.63 25.43 25.51 - .08BIP.PR.C 25.50 N/A 5.24 10,000,000 78,186 N/A

221BROOKFIELD INFRASTRUCTURE PARTNR LP A PR SR 7 1.2500 QU 25.30 24.91 25.20 + .20BIP.PR.D 24.99 N/A 4.96 12,000,000 119,169 N/A

220BROOKFIELD INFRASTRUCTURE PARTNR LP A PR SR 9 1.2500 QU 25.40 24.92 25.15 + .12BIP.PR.E 25.06 N/A 4.97 8,000,000 265,840 N/A

201BROOKFIELD OFFICE PROP INC CL AAA PR SER 'AA' 1.1875 QU 23.34 22.25 22.88 - 1.05BPO.PR.A 23.15 N/A 5.19 12,000,000 100,687 N/A

201BROOKFIELD OFFICE PROP INC CL AAA PR SER 'CC' 1.5000 QU 26.23 25.71 25.86 - .65BPO.PR.C 26.06 N/A 5.80 8,000,000 98,845 N/A

201BROOKFIELD OFFICE PROP INC. CL AAA PR 'V' .5163 QU 15.30 14.65 15.10 - .90BPO.PR.X 14.89 N/A 3.42 1,805,489 13,141 N/A

201BROOKFIELD OFFICE PROP INC. CL AAA PR 'W' .5163 QU 15.49 14.53 15.06 - 1.12BPO.PR.W 14.85 N/A 3.43 3,816,527 15,900 N/A

201BROOKFIELD OFFICE PROP INC. CL AAA PR 'Y' .5163 QU 15.72 15.02 15.30 - .85BPO.PR.Y 15.35 N/A 3.37 2,847,711 14,413 N/A

201BROOKFIELD OFFICE PROP INC. CL AAA PR SER 'N' .9455 QU 20.95 20.11 20.75 - 1.41BPO.PR.N 20.90 N/A 4.56 11,000,000 52,010 N/A

201BROOKFIELD OFFICE PROP INC. CL AAA PR SER 'P' 1.0403 QU 20.95 20.04 20.68 - 1.44BPO.PR.P 20.95 N/A 5.03 12,000,000 165,881 N/A

201BROOKFIELD OFFICE PROP INC. CL AAA PR SER 'R' 1.0388 QU 22.74 21.94 22.41 - 1.39BPO.PR.R 22.54 N/A 4.64 8,883,425 67,640 N/A

201BROOKFIELD OFFICE PROP INC. CL AAA PR SER 'S' 1.0726 QU 23.01 22.04 22.59 - 1.31BPO.PR.S 23.01 N/A 4.75 1,116,575 7,983 N/A

201BROOKFIELD OFFICE PROP INC. CL AAA PR SER 'T' 1.1500 QU 22.90 22.01 22.59 - 1.23BPO.PR.T 22.69 N/A 5.09 10,000,000 217,036 N/A

201BROOKFIELD OFFICE PROP INC. CL AAA PR SER II 1.2125 QU 24.25 23.50 23.90 - .50BPO.PR.I 24.02 N/A 5.07 10,000,000 254,949 N/A

201BROOKFIELD OFFICE PROP INC. CLAAA PR SER 'GG' 1.2125 QU 24.41 23.96 24.24 - .44BPO.PR.G 24.41 N/A 5.00 11,000,000 151,212 N/A

201BROOKFIELD OFFICE PROP INC.CL AAA PR SER 'EE' 1.2750 QU 25.30 24.86 25.01 - .24BPO.PR.E 25.10 N/A 5.10 11,000,000 155,318 N/A

201BROOKFIELD PROPERTY SPLIT CORP. SER '2' PR 1.4375 QU 25.30 25.20 25.26 - .05BPS.PR.A 25.29 N/A 5.69 699,165 3,513 N/A

201BROOKFIELD PROPERTY SPLIT CORP. SER '3' PR 1.2500 QU 25.13 25.01 25.04 - .11BPS.PR.B 25.08 N/A 4.99 909,994 7,053 N/A

201BROOKFIELD PROPERTY SPLIT CORP. SER '4' PR 1.3000 QU 25.62 25.12 25.62 + .36BPS.PR.C 25.36 N/A 5.07 955,900 5,586 N/A

201BROOKFIELD REAL ESTATE SERVICES INC. RV 1.3500 MO 17.80 16.67 17.64 - .56BRE 17.72 13.47 7.65 9,483,850 212,512 1.31

215BROOKFIELD RENEWABL PART LP CL A SER 11 PR UN 1.2500 QU 25.21 24.90 25.02 - .08BEP.PR.K 25.20 N/A 5.00 10,000,000 120,337 N/A

215BROOKFIELD RENEWABL PART LP CL A SER 13 PR UN 1.2500 QU 25.24 24.81 24.89 - .20BEP.PR.M 25.20 N/A 5.02 10,000,000 388,368 N/A

215BROOKFIELD RENEWABL PART LP CL A SER 5 PR UN 1.3976 QU 24.13 23.24 23.57 - .31BEP.PR.E 24.13 N/A 5.93 2,885,496 22,620 N/A

215BROOKFIELD RENEWABL PART LP CL A SER 7 PR UN 1.3750 QU 25.67 25.30 25.45 BEP.PR.G 25.60 N/A 5.40 7,000,000 89,672 N/A

215BROOKFIELD RENEWABL PART LP CL A SER 9 PR UN 1.4375 QU 25.92 25.54 25.72 - .03BEP.PR.I 25.88 N/A 5.59 8,000,000 50,331 N/A

221BROOKFIELD RENEWABLE PWR PREF EQTY INC A PR 1 .8388 QU 22.08 21.75 21.97 + .37BRF.PR.A 21.84 N/A 3.82 5,449,675 83,352 N/A

221BROOKFIELD RENEWABLE PWR PREF EQTY INC A PR 2 .8949 QU 22.49 22.12 22.25 - .04BRF.PR.B 22.27 N/A 4.02 4,510,389 65,238 N/A

Monthly


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Ticker Symbol

Mth Open

Mth High

EPS PEMthLow

Mth Close

MthChng

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TransfAgent

Ind DivYield %

Mth Vol

01-May-2018

221BROOKFIELD RENEWABLE PWR PREF EQTY INC A PR 3 1.1000 QU 24.37 23.75 24.06 + .13BRF.PR.C 23.85 N/A 4.57 9,961,399 56,796 N/A

221BROOKFIELD RENEWABLE PWR PREF EQTY INC A PR 5 1.2500 QU 21.88 21.20 21.25 - .30BRF.PR.E 21.60 N/A 5.88 7,000,000 12,997 N/A

221BROOKFIELD RENEWABLE PWR PREF EQTY INC A PR 6 1.2500 QU 21.88 21.13 21.18 - .50BRF.PR.F 21.75 N/A 5.90 7,000,000 48,238 N/A

221BRP INC. SV .3600 QU 55.70 48.85 51.94 + 6.95DOO 49.48 20.29 0.69 37,567,558 4,190,077 2.56

221BSM TECHNOLOGIES INC. J 1.32 1.27 1.29 + .01GPS 1.32 N/A 82,370,206 1,269,010 - 0.07

201BTPRO S&P500 VIX ST FUTURES 2XDLY BL ETF A UN 38.49 21.62 23.60 - 3.98HVU 31.74 N/A 1,089,481 13,716,533-32272.50

221BUHLER INDUSTRIES INC. .1500 ANN 4.30 4.00 4.10 + .03BUI 4.02 N/A 3.66 25,000,000 5,349 - 0.11

221BURCON NUTRASCIENCE CORPORATION J .77 .50 .77 + .19BU .51 N/A 43,941,536 876,694 - 0.15

215CAE INC. .3600 QU 25.13 23.78 24.27 + .61CAE 23.90 20.74 1.48 267,738,530 10,880,468 1.17

215CALDWELL PARTNERS INTERNATIONAL INC. (THE) .0800 QU 1.30 1.01 1.14 + .06CWL 1.03 14.62 7.02 20,404,552 2,094,367 0.08

215CALEDONIA MINING CORPORATION PLC .2750 QU 12.50 9.00 12.23 + 2.98CAL 9.00 14.04 2.89 10,603,153 227,490 1.12

215CALFRAC WELL SERVICES LTD. 6.76 5.33 6.70 + .40CFW 5.86 N/A 143,923,491 14,420,800 - 0.74

201CALIAN GROUP LTD. 1.1200 QU 31.66 29.01 30.30 - 2.37CGY 29.85 14.36 3.70 7,732,962 71,628 2.11

221CALLIDUS CAPITAL CORPORATION 1.2000 MO 7.17 3.76 6.91 - 2.02CBL 6.52 N/A 17.37 52,970,597 1,481,570 - 4.32

201CAMECO CORPORATION .4000 QU 13.64 11.61 13.52 + 2.20CCO 11.67 N/A 2.96 395,792,732 24,326,904 - 0.52

228CANACCORD GENUITY ACQUISITN CORP J CL A RV UN 3.05 2.85 3.05 + .20CGAC.UN 2.85 N/A 10,000,000 50,500 N/A

221CANACCORD GENUITY GROUP INC. .0400 QU 7.00 5.76 6.07 - .63CF 6.93 12.91 0.66 113,512,781 3,282,756 0.47

221CANACCORD GENUITY GROUP INC. 5-YR SER 'A' PR .9712 QU 15.25 14.94 15.00 - .60CF.PR.A 15.15 N/A 6.47 4,540,000 41,194 N/A

221CANACCORD GENUITY GROUP INC. 5-YR SER 'C' PR 1.2482 QU 18.21 17.71 17.80 - .55CF.PR.C 17.95 N/A 7.01 4,000,000 24,938 N/A

215CANACOL ENERGY LTD. J 4.53 4.04 4.29 + .06CNE 4.22 N/A 176,688,265 3,500,442 - 1.10

221CANADA GOOSE HOLDINGS INC. SV 48.51 41.87 47.66 + 7.05GOOS 43.14 80.78 37,497,549 3,902,462 0.59

221CANADIAN BANC CORP. CL 'A' 1.3780 MO 13.48 12.75 13.15 - .62BK 13.33 4.61 10.48 8,265,657 117,025 2.85

221CANADIAN BANC CORP. PR .5000 MO 10.24 10.05 10.12 BK.PR.A 10.09 N/A 4.94 8,265,657 47,022 N/A

201CANADIAN CRUDE OIL INDEX ETF CL 'A' UN 11.56 9.36 11.19 + 2.37CCX 9.65 N/A 2,050,000 189,117 N/A

215CANADIAN GENERAL INVESTMENTS, LIMITED .8000 QU 24.09 22.85 23.30 - .50CGI 23.15 3.93 3.43 20,861,141 104,457 5.93

215CANADIAN GENERAL INVESTMENTS, LTD. 3.75% PR 4 .9375 QU 25.25 25.02 25.02 - .08CGI.PR.D 25.16 N/A 3.75 3,000,000 12,215 N/A

201CANADIAN IMPERIAL BANK OF COMMERCE 5.3200 QU 113.73 110.00 111.83 - 5.37CM 113.70 10.43 4.76 444,455,153 21,613,198 10.72

201CANADIAN IMPERIAL BANK SERIES '39' PR .9750 QU 23.12 22.70 22.86 - .91CM.PR.O 23.12 N/A 4.27 16,000,000 140,130 N/A

201CANADIAN IMPERIAL BANK SERIES '41' PR .9375 QU 22.80 22.39 22.62 - .80CM.PR.P 22.80 N/A 4.14 12,000,000 177,091 N/A

201CANADIAN IMPERIAL BANK SERIES '43' PR .9000 QU 24.40 23.78 24.36 - .04CM.PR.Q 24.02 N/A 3.69 12,000,000 191,141 N/A

201CANADIAN IMPERIAL BANK SERIES '45' PR 1.1000 QU 25.14 24.87 25.12 - .15CM.PR.R 25.05 N/A 4.38 32,000,000 959,864 N/A

201CANADIAN IMPERIAL BANK SERIES '47' PR 1.1250 QU 24.75 24.05 24.29 - .41CM.PR.S 24.30 N/A 4.63 18,000,000 1,276,384 N/A

221CANADIAN LIFE COMPANIES SPLIT CORP. 2012 PR .6250 MO 10.32 10.21 10.22 LFE.PR.B 10.25 N/A 6.12 14,830,286 194,251 N/A

221CANADIAN LIFE COMPANIES SPLIT CORP. CLASS 'A' 5.07 4.45 4.93 - .48LFE 5.07 10.96 14,830,286 751,700 0.45

Monthly


Ind Rate

Ticker Symbol

Mth Open

Mth High

EPS PEMthLow

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MthChng

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TransfAgent

Ind DivYield %

Mth Vol

01-May-2018

215CANADIAN NATIONAL RAILWAY CO. 1.8200 QU 101.00 92.81 99.17 - .11CNR 94.28 13.62 1.84 738,480,733 23,498,093 7.28

215CANADIAN NATURAL RESOURCES LIMITED 1.3400 QU 46.99 39.15 46.32 + 6.57CNQ 40.32 22.71 2.89 1,225,809,661 58,059,592 2.04

221CANADIAN PACIFIC RAILWAY LIMITED 2.2500 QU 239.90 219.87 234.28 + 4.78CP 226.78 14.21 0.96 144,215,912 7,513,964 16.49

215CANADIAN TIRE CORPORATION, LIMITED 3.6000 QU 267.00 248.00 250.00 - 4.50CTC 264.00 23.36 1.44 3,423,366 2,308 10.70

215CANADIAN TIRE CORPORATION, LIMITED CL 'A' NV 3.6000 QU 177.50 165.34 174.98 + .59CTC.A 169.46 16.35 2.06 62,602,561 3,472,100 10.70

201CANADIAN UTILITIES LIMITED 2ND PR SER 'AA' 1.2250 QU 23.90 23.35 23.42 - .06CU.PR.D 23.69 N/A 5.23 6,000,000 127,465 N/A

201CANADIAN UTILITIES LIMITED 2ND PR SER 'BB' 1.2250 QU 23.45 23.09 23.20 - .01CU.PR.E 23.41 N/A 5.28 6,000,000 80,119 N/A

201CANADIAN UTILITIES LIMITED 2ND PR SER 'CC' 1.1250 QU 21.78 21.24 21.26 + .02CU.PR.F 21.24 N/A 5.29 7,000,000 38,505 N/A

201CANADIAN UTILITIES LIMITED 2ND PR SER 'DD' 1.1250 QU 21.65 21.14 21.34 + .07CU.PR.G 21.60 N/A 5.27 9,000,000 297,209 N/A

201CANADIAN UTILITIES LIMITED 2ND PR SER 'EE' 1.3125 QU 24.99 24.75 24.99 + .04CU.PR.H 24.77 N/A 5.25 5,000,000 39,270 N/A

201CANADIAN UTILITIES LIMITED 2ND PR SER 'FF' 1.1250 QU 26.30 25.75 26.07 + .57CU.PR.I 26.30 N/A 4.32 10,000,000 50,840 N/A

201CANADIAN UTILITIES LIMITED 2ND PR SER 'Y' .8508 QU 21.89 21.51 21.87 - .32CU.PR.C 21.79 N/A 3.89 13,000,000 125,782 N/A

201CANADIAN UTILITIES LIMITED CL 'A' NV 1.5732 QU 36.59 32.54 32.70 - 1.19CU 34.43 21.23 4.81 197,580,286 4,324,653 1.54

201CANADIAN UTILITIES LIMITED CL 'B' 1.5732 QU 35.40 32.60 32.60 - 1.10CU.X 34.30 15.52 4.83 74,047,983 21,818 2.10

215CANADIAN WESTERN BANK 1.0000 QU 34.60 31.37 34.07 - 3.86CWB 33.00 13.26 2.94 88,772,455 4,939,026 2.57

215CANADIAN WESTERN BANK 5-YR RESET PR SER '5' 1.1000 QU 24.23 23.76 24.09 - .16CWB.PR.B 24.10 N/A 4.57 5,000,000 41,337 N/A

215CANADIAN WESTERN BANK NN-CM5YR RST PR SER '7' 1.5625 QU 26.88 26.41 26.56 - .18CWB.PR.C 26.49 N/A 5.88 5,600,000 69,432 N/A

221CANADIAN WORLD FUND LIMITED 9.38 8.97 9.20 + 3.05CWF 9.20 N/A 7,190,091 77,475 - 0.30

221CANADIAN ZINC CORPORATION J .14 .12 .13 - .01CZN .13 N/A 266,111,543 2,443,454 - 0.04

221CANARC RESOURCE CORP. J .08 .06 .07 - .01CCM .07 N/A 218,693,144 1,656,500 - 0.01

215CANDENTE COPPER CORP. J .10 .08 .09 - .03DNT .10 N/A 178,201,529 2,193,226 - 0.01

201CANFOR CORPORATION 32.00 28.01 29.49 - .83CFP 29.40 11.21 128,625,480 6,340,438 2.63

201CANFOR PULP PRODUCTS INC. .2500 QU 18.30 16.20 18.05 + 2.40CFX 16.79 11.65 1.39 65,250,759 994,167 1.55

221CANLAN ICE SPORTS CORP. .0800 QU 4.24 4.00 4.20 + .35ICE 4.05 15.56 1.90 13,336,999 29,555 0.27

221CANNIMED THERAPEUTICS INC. J 36.40 27.83 28.50 - 7.29CMED 35.73 N/A 25,259,022 1,131,445 - 0.28

228CANNTRUST HOLDINGS INC. J 7.90 5.86 6.98 - .90TRST 7.88 N/A 91,744,937 8,716,792 N/A

224CANOE EIT INCOME FUND 4.80% SER 1 PR UN 1.2000 QU 25.65 25.19 25.24 - .25EIT.PR.A 25.50 N/A 4.75 5,635,000 59,665 N/A

224CANOE EIT INCOME FUND 4.80% SER 2 PR UN 25.10 24.96 25.10 + .08EIT.PR.B 25.02 N/A 3,220,000 557,621 N/A

221CANOPY GROWTH CORPORATION J 33.24 23.88 30.11 + 2.76WEED 32.79 N/A 199,071,419 108,808,485 - 0.15

201CANWEL BUILDING MATERIALS GROUP LTD. .5600 QU 6.75 6.25 6.70 + .13CWX 6.35 15.95 8.36 77,693,735 2,664,908 0.42

215CAPITAL POWER CORPORATION 1.6700 QU 25.08 23.42 24.38 + .68CPX 24.27 22.79 6.85 103,641,732 3,290,747 1.07

215CAPITAL POWER CORPORATION SERIES '1' PR .7650 QU 17.55 17.03 17.17 - .23CPX.PR.A 17.55 N/A 4.46 5,000,000 29,540 N/A

215CAPITAL POWER CORPORATION SERIES '3' PR 1.1500 QU 23.09 22.72 22.95 - .05CPX.PR.C 23.09 N/A 5.01 6,000,000 66,907 N/A

215CAPITAL POWER CORPORATION SERIES '5' PR 1.1250 QU 22.60 22.18 22.45 - .28CPX.PR.E 22.60 N/A 5.01 8,000,000 88,591 N/A

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221CAPITAL POWER CORPORATION SERIES '7' PR 1.5000 QU 26.08 25.62 25.71 - .29CPX.PR.G 26.08 N/A 5.83 8,000,000 195,648 N/A

215CAPITAL POWER CORPORATION SERIES '9' PR 1.4375 QU 25.52 25.25 25.32 - .28CPX.PR.I 25.50 N/A 5.68 6,000,000 89,005 N/A

221CAPSTONE INFRASTRUCTURE CORP. SERIES 'A' PR .8176 QU 13.66 13.31 13.45 + .13CSE.PR.A 13.58 N/A 6.08 3,000,000 23,977 N/A

221CAPSTONE MINING CORP. J 1.28 1.11 1.12 - .26CS 1.20 6.15 398,903,483 6,934,405 0.18

215CARA OPERATIONS LIMITED SV .4272 QU 29.88 26.53 26.72 + 2.55CARA 29.86 15.63 1.60 27,994,160 642,442 1.71

215CARDINAL ENERGY LTD. J .4200 MO 5.42 4.15 5.18 + 1.03CJ 4.33 N/A 8.11 113,985,058 17,725,269 - 0.61

221CARDINAL RESOURCES LIMITED J ORDINARY .63 .48 .48 - .03CDV .63 N/A 370,991,159 1,029,217 N/A

221CARDIOME PHARMA CORP. 3.15 2.65 2.98 + 1.19COM 3.10 N/A 34,639,127 314,305 - 1.17

215CARGOJET INC. .8480 QU 68.58 64.01 64.40 + 2.41CJT 68.21 32.86 1.32 13,090,207 272,404 1.96

215CARGOJET INC. VARIABLE VOTING SHARES .8480 QU 67.92 67.73 67.74 + 4.74CJT.A 67.80 N/A 1.25 295,112 2,269 N/A

215CARMANAH TECHNOLOGIES CORPORATION 4.65 4.28 4.65 + .15CMH 4.40 7.62 18,922,210 133,055 0.61

221CASCADES INC. .1600 QU 14.05 12.24 12.25 - 3.64CAS 13.34 2.29 1.31 95,006,079 3,983,928 5.35

215CATHEDRAL ENERGY SERVICES LTD. 1.83 1.33 1.57 + .05CET 1.40 N/A 49,403,951 908,701 0.00

201CCL INDUSTRIES INC. CL 'A' .5100 QU 65.89 63.12 65.65 + .50CCL.A 65.55 24.31 0.78 11,837,250 2,133 2.70

201CCL INDUSTRIES INC. CL 'B' NV .5200 QU 65.39 62.08 62.28 - 1.59CCL.B 65.03 23.07 0.83 164,951,412 4,051,660 2.70

221CELESTICA INC. SV 14.92 12.58 14.78 + .81CLS 13.28 15.59 124,224,948 5,048,642 0.95

221CENOVUS ENERGY INC. .2000 QU 13.29 10.58 12.86 + 3.52CVE 10.87 4.22 1.56 1,228,697,431 118,400,886 3.05

221CENTAMIN PLC. ORDINARY .1250 2.82 2.59 2.80 + .14CEE 2.69 29.27 5.74 1,152,107,984 84,044 0.12

201CENTERRA GOLD INC. 8.21 7.19 7.84 + 1.12CG 7.40 8.39 291,784,929 13,219,960 0.94

228CENTRIC HEALTH CORPORATION J .51 .45 .49 + .01CHH .47 48.50 208,662,127 3,085,203 0.01

228CENTURY GLOBAL COMMODITIES CORPORATION J .23 .19 .19 - .08CNT .19 N/A 98,494,571 8,500 - 0.04

215CEQUENCE ENERGY LTD. .06 .04 .06 - .01CQE .04 N/A 245,527,883 13,351,029 - 0.40

201CERES GLOBAL AG CORP. 4.72 4.06 4.25 - .78CRP 4.72 N/A 27,934,991 36,309 - 0.51

201CERIDIAN HCM HOLDING INC. J 41.14 37.02 40.55 + 3.46CDAY 37.09 N/A 133,166,261 102,860 N/A

215CERVUS EQUIPMENT CORPORATION .4000 QU 14.41 13.05 13.21 - 1.09CERV 13.96 10.40 3.03 15,687,616 121,098 1.27

221CES ENERGY SOLUTIONS CORP. .0300 MO 6.55 5.55 6.29 + .74CEU 5.86 44.93 0.48 268,186,629 10,051,601 0.14

221CGI GROUP INC. CL 'A' SV 74.95 72.57 74.40 - .60GIB.A 74.02 20.90 255,737,373 7,620,609 3.56

221CHALICE GOLD MINES LIMITED ORDINARY J .16 .14 .14 - .03CXN .16 17.50 261,112,870 1,907,041 0.01

228CHAMPION IRON LIMITED ORDINARY J 1.26 1.05 1.23 - .04CIA 1.18 N/A 412,117,847 34,869,535 - 0.16

228CHESSWOOD GROUP LIMITED .8400 MO 10.88 10.49 10.69 + .73CHW 10.88 7.58 7.86 16,575,917 412,504 1.41

201CHINA GOLD INTERNATIONAL RESOURCES CORP LTD J 2.82 2.45 2.61 - .34CGG 2.71 12.61 396,413,753 2,952,884 0.21

224CHINOOK ENERGY INC. .22 .18 .21 + .02CKE .19 N/A 223,564,601 2,150,336 - 0.08

201CHORUS AVIATION INC. VOTING & VARIABLE VOTING .4800 MO 8.37 7.70 7.70 - .75CHR 8.33 5.70 6.23 138,506,491 9,308,879 1.35

221CI FINANCIAL CORP. 1.4100 MO 27.71 26.57 27.02 - 1.52CIX 27.53 14.30 5.22 270,527,305 8,914,216 1.89

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01-May-2018

221CIBT EDUCATION GROUP INC. J .80 .71 .75 + .04MBA .75 N/A 78,878,540 604,582 - 0.04

201CINEPLEX INC. 1.6800 MO 31.91 29.82 30.01 - 2.96CGX 31.30 27.04 5.60 63,330,446 2,757,653 1.11

221CIPHER PHARMACEUTICALS INC. J 5.28 3.60 3.62 - .62CPH 4.15 16.38 26,721,114 745,491 0.22

201CLAIRVEST GROUP INC. .3621 ANN 45.00 42.50 44.40 + 1.80CVG 44.10 8.54 0.82 15,213,551 24,432 5.20

221CLARKE INC. 11.48 11.10 11.48 + .56CKI 11.10 47.83 12,644,988 51,978 0.24

221CLEAN TEQ HOLDINGS LIMITED J ORDINARY 1.24 .87 .91 - .17CLQ 1.16 N/A 583,487,944 2,023,119 N/A

201CLEARSTREAM ENERGY SERVICES INC. .08 .06 .08 - .01CSM .07 N/A 110,041,241 533,477 - 0.33

221CLEARWATER SEAFOODS INCORPORATED .2000 QU 5.61 4.40 5.29 + .34CLR 4.60 21.16 3.78 63,955,169 2,058,435 0.25

201CNOOC LIMITED AMERICAN DEPOSITARY RECEIPTS 6.9160 213.29 181.69 208.83 + 22.03CNU 189.00 N/A 3.31 10,080,862 1,827 N/A

215CO-OPERATORS GENERAL INSURANCE CO CL E PR 'C' 1.2500 QU 23.52 23.00 23.03 - .01CCS.PR.C 23.39 N/A 5.43 4,000,000 15,267 N/A

215COGECO COMMUNICATIONS INC. SV 1.9000 QU 73.12 66.04 68.41 - 3.91CCA 70.54 9.29 2.78 33,869,562 1,645,675 7.36

215COGECO INC. SV 1.5600 QU 72.39 65.05 65.80 - 5.90CGO 68.69 8.47 2.37 14,667,329 309,450 7.77

221COLABOR GROUP INC. .65 .53 .61 + .01GCL .65 N/A 101,177,932 1,355,124 - 0.18

228COLLIERS INTERNATIONAL GROUP INC. SV .1000 SA 91.36 86.85 87.21 + 6.51CIGI 89.57 68.00 0.15 37,817,967 1,000,231 1.65

221COLUMBUS GOLD CORP. J .35 .29 .29 - .09CGT .35 4.14 158,769,132 1,239,016 0.07

221COMMERCE SPLIT CORP. $5.00 CLASS I PR .3000 MO 5.11 5.08 5.08 - .07YCM.PR.A 5.11 N/A 5.91 1,652,361 36,103 N/A

221COMMERCE SPLIT CORP. $5.00 CLASS II PR .3750 MO 5.10 5.03 5.04 YCM.PR.B 5.10 N/A 7.44 1,652,361 97,093 N/A

221COMMERCE SPLIT CORP. CAPITAL 1.85 1.76 1.76 - .09YCM 1.85 N/A 1,652,361 6,300 - 1.36

215COMPUTER MODELLING GROUP LTD. J .4000 QU 10.05 9.02 9.44 + .46CMG 9.02 37.76 4.24 80,214,678 1,074,121 0.25

215CONA RESOURCES LTD. 2.54 2.51 2.54 + .59CONA 2.52 N/A 101,005,757 793,609 - 0.85

228CONCORDIA INTERNATIONAL CORP. J .67 .59 .59 - .22CXR .64 N/A 51,283,574 833,719 - 40.39

221CONDOR GOLD PLC J 1.03 .82 .85 - .06COG .90 N/A 67,179,335 67,885 N/A

215CONDOR PETROLEUM INC. J .69 .54 .59 - .04CPI .63 N/A 43,265,100 397,350 - 1.54

215CONIFEX TIMBER INC. 6.95 6.05 6.40 - .41CFF 6.15 9.55 26,438,008 730,828 0.67

221CONSTELLATION SOFTWARE INC. 4.0000 QU 935.00 840.12 917.63 + 87.04CSU 874.70 86.75 0.56 21,191,530 703,772 13.60

221CONTINENTAL GOLD INC. J 3.68 3.28 3.47 - .34CNL 3.55 N/A 188,306,821 3,872,787 - 0.07

221COPPER MOUNTAIN MINING CORPORATION J 1.39 1.12 1.19 - .02CMMC 1.19 3.31 185,927,411 8,188,514 0.36

221CORBY SPIRIT AND WINE LIMITED 'B' NV .8800 QU 19.50 18.50 18.95 - .46CSW.B 18.75 22.83 4.64 4,194,536 22,896 0.83

221CORBY SPIRIT AND WINE LIMITED CL 'A' .8800 QU 20.10 19.01 19.89 - .60CSW.A 19.41 23.96 4.42 24,274,320 121,491 0.83

221CORO MINING CORP. J .10 .08 .09 - .03COP .10 N/A 651,929,511 1,145,155 - 0.01

221CORRIDOR RESOURCES INC. .74 .62 .69 - .11CDH .70 3.71 88,655,299 1,288,724 0.19

201CORUS ENTERTAINMENT INC. CL 'B' NV 1.1400 MO 7.48 5.56 6.40 - 1.64CJR.B 6.02 6.15 17.81 204,224,643 16,694,921 1.04

221CORVUS GOLD INC. J 2.72 2.16 2.67 + 1.08KOR 2.16 N/A 104,255,175 954,542 - 0.09

221COTT CORPORATION .2400 QU 19.05 17.81 18.36 - .31BCB 18.90 N/A 1.68 140,159,714 2,907,556 - 0.01

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215COUNTERPATH CORPORATION J 4.00 3.21 3.25 - 1.42PATH 3.42 N/A 5,934,655 9,652 - 0.65

228CPI CARD GROUP INC. 3.42 2.98 3.31 - .04PMTS 3.28 N/A 11,134,714 14,922 - 1.98

215CRESCENT POINT ENERGY CORP. .3600 MO 11.81 8.29 11.25 + 2.02CPG 8.70 N/A 3.20 546,471,635 92,915,291 - 0.23

201CRESCITA THERAPEUTICS INC. J .49 .35 .43 - .18CTX .48 N/A 21,004,809 610,961 - 0.45

215CREW ENERGY INC. 2.77 1.70 2.61 + 1.07CR 1.91 11.35 149,328,425 21,854,992 0.23

221CRH MEDICAL CORPORATION J 3.78 3.09 3.56 - .13CRH 3.26 30.69 72,865,988 2,912,652 0.12

215CRITICAL CONTROL ENERGY SERVICES CORP. J .26 .15 .17 + .01CCZ .15 N/A 44,060,110 83,280 - 0.06

221CRITICAL CONTROL ENGY SERVICES CORP J SR A PR .1600 QU 1.62 1.55 1.55 - .06CCZ.PR.A 1.62 N/A 10.32 2,149,245 10,856 N/A

215CROSSWINDS HOLDINGS INC. J 1.95 1.73 1.95 + .21CWI 1.90 N/A 9,176,299 57,633 - 0.54

228CROWN CAPITAL PARTNERS INC. J .6000 10.20 9.76 10.00 + .52CRWN 9.87 14.08 6.00 9,500,467 31,848 0.71

201CU INC. CUMULATIVE PR SERIES '1' 1.1500 QU 22.06 21.53 21.53 + .03CIU.PR.A 21.55 N/A 5.34 4,600,000 17,140 N/A

201CU INC. CUMULATIVE PR SERIES '4' .5608 QU 17.00 16.39 16.59 - .85CIU.PR.C 16.48 N/A 3.38 3,000,000 120,000 N/A

215CURRENCY EXCHANGE INTERNATIONAL, CORP. J 30.25 27.50 30.01 + 5.51CXI 27.67 461.69 6,263,427 87,859 0.07

221CYMBRIA CORPORATION CL 'A' NV 58.00 53.98 55.70 + .70CYB 53.98 7.11 14,474,051 70,884 7.83

221D-BOX TECHNOLOGIES INC. CL 'A' J .25 .21 .25 - .02DBO .24 N/A 175,950,573 1,855,673 - 0.01

215DALRADIAN RESOURCES INC. J 1.15 .94 1.02 - .07DNA .96 N/A 355,484,053 3,697,876 - 0.03

221DATA COMMUNICATIONS MANAGEMENT CORP. 1.97 1.42 1.80 + .50DCM 1.50 N/A 20,039,159 751,258 - 0.38

221DATAWIND INC. J .15 .10 .12 - .02DW .12 N/A 24,292,848 351,230 - 1.02

215DELPHI ENERGY CORP. 1.03 .80 .98 + .08DEE .89 24.50 185,547,351 4,378,463 0.04

215DELPHI ENERGY CORP. WT .66 .16 .66 + .36DEE.WT .16 N/A 0 29,500 N/A

221DENISON MINES CORP. .67 .56 .59 DML .58 N/A 559,183,209 8,446,985 - 0.04

221DESCARTES SYSTEMS GROUP INC. (THE) 39.16 35.86 37.95 + 3.95DSG 36.72 84.33 76,773,497 3,069,205 0.45

227DESJARDINS 1-5YR LADDERED CDN CORP IDX ETF UN .6000 MO 19.25 19.23 19.24 - .10DCC 19.25 N/A 3.12 500,000 20,954 N/A

227DESJARDINS 1-5YR LADDERED CDN GOVT IDX ETF UN .6000 MO 19.27 19.27 19.27 DCG 19.27 N/A 3.11 750,000 3,247 N/A

227DESJARDINS CANADIAN PREFERRED INDEX ETF UN .8760 MO 20.44 20.16 20.25 - .40DCP 20.32 N/A 4.33 500,000 9,189 N/A

227DESJARDINS CANADIAN SHRT TERM BOND IDX ETF UN .4440 MO 19.44 19.44 19.44 - .02DCS 19.44 N/A 2.28 1,100,000 4,852 N/A

227DESJARDINS CDA MULTIFTR-CONTROL VLTY ETF UN .5200 QU 20.55 19.77 20.55 + .18DFC 19.85 N/A 2.53 2,850,000 18,928 N/A

227DESJARDINS CDN UNIVERSE BOND INDEX ETF UN .5640 MO 19.55 - .01DCU N/A 2.88 1,000,000 115 N/A

227DESJARDINS DEV EX-US EX-CA MLTFCTRLVOL ETF UN .4400 QU 21.44 20.83 21.42 + .25DFD 20.99 N/A 2.05 1,250,000 10,651 N/A

227DESJARDINS EMRG MKT MLTFCTR-CNTRL VLTY ETF UN .0087 SA 20.32 19.61 20.17 - .12DFE 20.32 N/A 0.04 8,750,000 265,423 N/A

227DESJARDINS USA MULTIFTR-CONTROL VLTY ETF UN .3000 QU 21.17 20.43 21.02 - .21DFU 20.56 N/A 1.43 950,000 17,394 N/A

221DETOUR GOLD CORPORATION J 15.40 9.17 9.28 - 2.42DGC 13.19 14.30 174,896,480 29,229,427 0.65

221DHX MEDIA LTD. .0800 QU 3.96 3.45 3.45 - .49DHX.B 3.83 172.50 2.32 100,383,996 3,075,740 0.02

221DHX MEDIA LTD. VARIABLE VOTING .0800 QU 3.97 3.46 3.50 - .41DHX.A 3.81 175.00 2.29 33,856,230 371,872 0.02

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Ticker Symbol

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01-May-2018

221DIFFERENCE CAPITAL FINANCIAL INC. J 3.35 2.95 3.29 + .29DCF 2.95 N/A 5,816,721 154,587 - 0.20

215DIRTT ENVIRONMENTAL SOLUTIONS LTD. J 5.93 4.85 5.63 + .38DRT 4.92 N/A 84,244,112 4,949,106 - 0.09

221DIVERSIFIED ROYALTY CORP. .2225 MO 3.41 3.18 3.28 + .03DIV 3.41 36.44 6.78 106,804,070 4,242,952 0.09

215DIVIDEND 15 SPLIT CORP. CL 'A' 1.2000 MO 10.67 10.03 10.47 - .19DFN 10.59 7.87 11.46 43,852,074 1,002,707 1.33

221DIVIDEND 15 SPLIT CORP. II CLASS 'A' 6.50 5.15 5.81 - 1.39DF 6.49 5.87 14,144,214 1,504,536 0.99

221DIVIDEND 15 SPLIT CORP. II PR .5250 MO 10.14 10.00 10.08 - .02DF.PR.A 10.11 N/A 5.21 14,144,214 153,617 N/A

215DIVIDEND 15 SPLIT CORP. PR .5250 MO 10.24 10.09 10.18 + .03DFN.PR.A 10.18 N/A 5.16 43,852,074 771,392 N/A

228DIVIDEND GROWTH SPLIT CORP. CL 'A' 1.2000 MO 7.38 6.27 7.10 - .74DGS 7.34 3.60 16.90 36,850,282 3,444,300 1.97

228DIVIDEND GROWTH SPLIT CORP. PR .5250 QU 10.19 10.08 10.15 + .07DGS.PR.A 10.10 N/A 5.17 36,850,282 507,136 N/A

221DIVIDEND SELECT 15 CORP. EQUITY .8970 MO 8.56 8.18 8.20 - .60DS 8.56 11.88 10.94 9,883,588 264,969 0.69

221DOLLARAMA INC. .4400 QU 159.06 145.14 147.80 - 1.55DOL 157.50 32.06 0.30 109,325,859 4,951,781 4.61

221DOMTAR CORPORATION 1.7400 QU 59.42 52.55 56.38 - 1.09UFS 54.26 N/A 3.97 65,001,104 898,166-5338.00

221DOREL INDUSTRIES INC. CL 'A' MV 1.2000 QU 29.79 27.03 28.00 - 1.00DII.A 29.02 32.73 5.51 4,189,475 5,148 1.10

221DOREL INDUSTRIES INC. CL 'B' SV 1.2000 QU 29.82 27.65 27.75 - 1.16DII.B 29.24 32.43 5.56 28,248,971 638,908 1.10

221DREAM UNLIMITED CORP. 1ST PR SER '1' .5012 QU 7.36 7.26 7.35 + .04DRM.PR.A 7.28 N/A 6.82 4,005,729 128,338 N/A

221DREAM UNLIMITED CORP. CL 'A' SV 9.71 9.00 9.57 + 2.09DRM 9.23 11.81 106,120,323 1,591,913 0.81

221DUNDEE CORPORATION 1ST PR SER '3' 1.2255 QU 11.76 11.24 11.24 - .86DC.PR.D 11.76 N/A 10.90 1,720,615 57,642 N/A

215DUNDEE CORPORATION 1ST PR SER '5' 1.8750 QU 24.70 24.50 24.50 + .01DC.PR.E 24.69 N/A 7.65 3,294,938 32,982 N/A

221DUNDEE CORPORATION 5-YR SER '2' PR 1.4220 QU 12.11 11.30 11.40 - 1.02DC.PR.B 12.11 N/A 12.47 3,479,385 74,698 N/A

221DUNDEE CORPORATION CL 'A' SV 2.19 1.70 2.11 - .23DC.A 1.77 N/A 55,701,603 919,215 - 1.68

215DUNDEE CORPORATION WT .17 .08 .17 + .06DC.WT .10 N/A 0 12,250 N/A

221DUNDEE PRECIOUS METALS INC. 3.37 2.98 3.26 + .20DPM 3.10 N/A 178,492,566 3,154,205 0.00

221DXI ENERGY INC. J .08 .06 .07 - .04DXI .08 N/A 103,606,088 1,934,645 - 0.08

201DYNACOR GOLD MINES INC. J 1.97 1.78 1.88 - .05DNG 1.84 14.46 39,654,344 421,814 0.13

227DYNAMIC ISHARES ACTIVE CANADIAN DIV ETF UN .4800 MO 21.61 20.90 21.61 - .23DXC 20.90 N/A 2.22 600,000 10,963 N/A

227DYNAMIC ISHARES ACTIVE CROSSOVER BOND ETF UN .6840 MO 20.06 19.73 19.83 - .26DXO 19.95 N/A 3.45 650,000 16,616 N/A

227DYNAMIC ISHARES ACTIVE GLOBAL DIVIDEND ETF UN .0140 ANN 26.33 24.95 25.68 - .18DXG 25.30 N/A 0.05 2,550,000 328,638 N/A

227DYNAMIC ISHARES ACTIVE GLOBAL FIN SERV ETF UN .4000 QU 22.80 22.35 22.70 - .27DXF 22.80 N/A 1.76 350,000 9,887 N/A

227DYNAMIC ISHARES ACTIVE PREFERRED SHARE ETF UN .8640 MO 22.05 21.67 21.82 - .56DXP 22.02 N/A 3.96 21,625,000 302,731 N/A

227DYNAMIC ISHARES ACTIVE TACTICAL BOND ETF UN .5040 MO 20.08 19.64 19.70 - .18DXB 19.98 N/A 2.56 6,425,000 81,450 N/A

227DYNAMIC ISHARES ACTIVE U.S. DIVIDEND ETF UN .0264 ANN 26.58 24.55 25.72 + .05DXU 24.76 N/A 0.10 1,150,000 81,425 N/A

227DYNAMIC ISHARES ACTIVE U.S. MID-CAP ETF UN .0317 ANN 22.86 22.21 22.80 + .24DXZ 22.28 N/A 0.14 225,000 4,603 N/A

227DYNAMIC ISHR ACTV INVEST GRADE FLTG RT ETF UN .4680 MO 20.07 20.07 20.07 DXV 20.07 N/A 2.33 350,000 215 N/A

221E-L FINANCIAL CORP 4.75% 1ST PR SERIES '2' 1.1875 QU 22.53 22.17 22.45 - .04ELF.PR.G 22.17 N/A 5.29 4,000,000 43,252 N/A

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01-May-2018

221E-L FINANCIAL CORP. 5.50% 1ST PR SERIES '3' 1.3750 QU 24.94 24.64 24.65 - .45ELF.PR.H 24.80 N/A 5.58 4,000,000 59,370 N/A

221E-L FINANCIAL CORP. LTD. 5.0000 QU 814.98 783.75 803.00 + .05ELF 809.99 4.83 0.62 4,019,409 10,198 166.17

221E-L FINANCIAL CORP. LTD. 1ST PR SERIES '1' 1.3250 QU 24.30 24.10 24.10 - .70ELF.PR.F 24.26 N/A 5.50 4,000,000 11,282 N/A

215EAGLE ENERGY INC. J .42 .33 .41 + .03EGL .35 N/A 43,750,488 813,413 - 0.40

215EASTERN PLATINUM LIMITED J .43 .37 .38 - .02ELR .42 N/A 92,639,032 265,854 - 0.68

228EASTMAIN RESOURCES INC. J .29 .22 .27 + .03ER .23 N/A 199,241,813 3,442,397 - 0.01

221ECHELON FINANCIAL HOLDINGS INC. 12.24 11.89 11.95 - .66EFH 12.24 N/A 11,891,201 100,573 - 2.03

228ECLIPSE RESIDENTIAL MORTGAGE INVEST CORP. .7500 MO 9.78 9.49 9.51 - .61ERM 9.71 11.74 7.89 3,159,409 85,430 0.81

221ECN CAPITAL CORP. .0400 QU 3.60 3.38 3.40 - .09ECN 3.44 5.76 1.18 362,119,844 18,029,178 0.59

221ECN CAPITAL CORP. 6.25% 5-YR RESET SER 'C' PR 1.5625 QU 22.44 21.26 22.24 + .64ECN.PR.C 21.40 N/A 7.03 4,000,000 154,875 N/A

221ECN CAPITAL CORP. 6.50% 5-YR RESET SER 'A' PR 1.6250 QU 24.16 22.70 23.90 + .14ECN.PR.A 22.98 N/A 6.80 4,000,000 51,657 N/A

221ECOBALT SOLUTIONS INC. J 1.49 1.32 1.46 + .11ECS 1.47 N/A 157,750,901 6,796,502 - 0.02

215ECOBALT SOLUTIONS INC. J WT .25 .17 .25 + .11ECS.WT .20 N/A 0 430,641 N/A

221ECONOMIC INVESTMENT TRUST LTD. 2.0000 QU 115.49 113.11 114.50 - .50EVT 114.00 7.32 1.75 5,615,535 1,768 15.65

201ECOSYNTHETIX INC. J 1.93 1.59 1.72 - .48ECO 1.84 N/A 57,916,816 786,618 - 0.14

215ELDORADO GOLD CORPORATION 1.30 1.06 1.22 - .16ELD 1.09 N/A 794,010,680 53,596,885 - 0.01

201ELECTROVAYA INC. .26 .18 .21 - .07EFL .26 N/A 96,897,995 3,616,123 - 0.48

221ELEMENT FLEET MANAGEMENT CORP. .3000 QU 5.28 3.80 4.85 - .02EFN 4.17 16.72 6.19 380,355,836 50,271,090 0.29

221ELEMENT FLEET MANAGEMENT CORP. 5.75% PR SER I 1.4375 QU 19.50 17.42 19.00 - 1.51EFN.PR.I 18.00 N/A 7.57 6,000,000 64,908 N/A

221ELEMENT FLEET MANAGEMENT CORP. 6.4% PR SER E 1.6000 QU 19.80 17.75 19.45 - 1.09EFN.PR.E 18.25 N/A 8.23 5,321,900 389,144 N/A

221ELEMENT FLEET MANAGEMENT CORP. 6.5% PR SER A 1.6250 QU 20.85 18.45 20.31 - .69EFN.PR.C 19.50 N/A 8.00 5,126,400 146,043 N/A

221ELEMENT FLEET MANAGEMENT CORP. 6.50% PR SER G 1.6250 QU 20.64 18.80 20.26 - 1.28EFN.PR.G 19.30 N/A 8.02 6,900,000 128,566 N/A

221ELEMENT FLEET MANAGEMENT CORP. 6.6% PR SER A 1.6500 QU 20.89 19.00 20.40 - 1.13EFN.PR.A 19.46 N/A 8.09 4,600,000 55,097 N/A

201EMERA INCORPORATED 2.2600 QU 41.79 39.93 39.99 - 1.42EMA 40.79 14.98 5.65 229,231,294 9,719,770 2.67

201EMERA INCORPORATED FLTG RT 1ST PR SERIES 'B' .7148 QU 18.91 18.25 18.90 - .10EMA.PR.B 18.61 N/A 3.78 2,135,364 9,770 N/A

201EMERA INCORPORATED PR SERIES 'A' .6388 QU 19.15 18.43 18.84 - .56EMA.PR.A 18.76 N/A 3.39 3,864,636 36,044 N/A

201EMERA INCORPORATED PR SERIES 'C' 1.0250 QU 24.04 23.35 23.52 - .82EMA.PR.C 23.71 N/A 4.36 10,000,000 315,364 N/A

201EMERA INCORPORATED PR SERIES 'E' 1.1250 QU 21.45 21.12 21.12 - .15EMA.PR.E 21.30 N/A 5.33 5,000,000 36,445 N/A

201EMERA INCORPORATED PR SERIES 'F' 1.0625 QU 23.95 23.32 23.43 - .85EMA.PR.F 23.73 N/A 4.53 8,000,000 65,005 N/A

201EMPIRE COMPANY LTD. CL 'A' NV .4200 QU 25.87 23.50 24.83 + 1.07EMP.A 25.87 57.74 1.69 173,547,591 8,269,512 0.43

201EMPIRE LIFE INSURANCE COMPANY (THE) SER 1 PR 1.4375 QU 26.38 25.96 25.96 - .46EML.PR.A 26.18 N/A 5.54 5,980,000 44,796 N/A

201ENBRIDGE INC. 2.6840 QU 42.22 37.36 38.89 - 1.92ENB 40.47 23.43 6.90 1,704,602,546 74,346,971 1.66

215ENBRIDGE INC. 5.50% PR SER 'A' 1.3750 QU 24.34 24.00 24.10 - .77ENB.PR.A 24.26 N/A 5.71 5,000,000 60,484 0.00

201ENBRIDGE INC. PR SER '11' 1.1000 QU 20.56 19.80 19.98 - 1.10ENB.PF.C 20.39 N/A 5.51 20,000,000 126,114 N/A

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01-May-2018

201ENBRIDGE INC. PR SER '13' 1.1000 QU 20.55 19.83 20.00 - 1.11ENB.PF.E 20.40 N/A 5.50 14,000,000 261,240 N/A

201ENBRIDGE INC. PR SER '15' 1.1000 QU 20.56 19.88 20.15 - 1.10ENB.PF.G 20.50 N/A 5.46 11,000,000 105,269 N/A

201ENBRIDGE INC. PR SER '17' 1.2875 QU 25.45 24.70 25.18 - .33ENB.PF.I 25.34 N/A 5.11 30,000,000 295,940 N/A

201ENBRIDGE INC. PR SER '19' 1.2250 QU 24.45 22.02 23.40 - 1.58ENB.PF.K 24.35 N/A 5.24 20,000,000 1,425,223 N/A

215ENBRIDGE INC. PR SER '3' 1.0000 QU 19.45 18.68 18.92 - 1.44ENB.PR.Y 19.27 N/A 5.29 24,000,000 383,207 N/A

201ENBRIDGE INC. PR SER '7' 1.1000 QU 20.60 19.79 20.00 - 1.40ENB.PR.J 20.57 N/A 5.50 10,000,000 104,392 N/A

201ENBRIDGE INC. PR SER '9' 1.1000 QU 20.57 19.82 20.14 - 1.06ENB.PF.A 20.47 N/A 5.46 11,000,000 155,614 N/A

215ENBRIDGE INC. PR SER 'B' .8536 QU 18.50 17.75 18.05 - .85ENB.PR.B 18.49 N/A 4.73 18,269,812 245,365 N/A

201ENBRIDGE INC. PR SER 'C' .8137 QU 19.77 18.42 18.42 - 1.68ENB.PR.C 19.77 N/A 4.42 1,730,188 19,000 N/A

215ENBRIDGE INC. PR SER 'D' 1.0000 QU 19.76 18.90 19.08 - 1.31ENB.PR.D 19.75 N/A 5.24 18,000,000 649,811 N/A

215ENBRIDGE INC. PR SER 'F' 1.0000 QU 20.03 19.21 19.46 - 1.35ENB.PR.F 19.84 N/A 5.14 20,000,000 634,402 N/A

215ENBRIDGE INC. PR SER 'H' 1.0000 QU 18.75 17.79 18.15 - 1.10ENB.PR.H 18.59 N/A 5.51 14,000,000 234,531 N/A

215ENBRIDGE INC. PR SER 'N' 1.0000 QU 20.50 19.84 20.14 - 1.03ENB.PR.N 20.45 N/A 4.97 18,000,000 416,362 N/A

201ENBRIDGE INC. PR SER 'P' 1.0000 QU 20.07 18.90 19.50 - 1.40ENB.PR.P 19.88 N/A 5.13 16,000,000 272,373 N/A

215ENBRIDGE INC. PR SER 'R' 1.0000 QU 19.87 19.09 19.35 - 1.33ENB.PR.T 19.78 N/A 5.17 16,000,000 233,107 N/A

201ENBRIDGE INCOME FUND HOLDINGS INC. ORDINARY 2.2596 MO 28.85 27.05 27.46 + .53ENF 27.95 12.71 8.23 174,662,947 8,909,416 2.16

201ENCANA CORPORATION .0600 QU 16.69 13.20 15.99 + 2.53ECA 14.02 18.62 0.48 963,055,109 97,846,009 1.10

215ENDEAVOUR MINING CORPORATION ORDINARY 24.55 21.02 21.91 - 2.29EDV 23.87 N/A 107,727,522 5,083,183 - 2.07

221ENDEAVOUR SILVER CORP. J 4.09 3.05 3.86 + 1.03EDR 3.16 37.12 127,488,410 7,916,337 0.10

221ENERCARE INC. .9984 MO 17.86 16.45 17.36 - 1.01ECI 17.66 32.75 5.75 106,797,241 5,807,443 0.53

201ENERFLEX LTD. .3800 QU 16.85 14.51 15.69 - .44EFX 15.32 14.26 2.42 88,606,207 4,494,046 1.10

201ENERGY FUELS INC. J 2.65 2.15 2.28 + .35EFR 2.25 N/A 75,998,189 2,659,953 - 0.51

201ENERGY FUELS INC. WT J 1.09 .81 .99 + .31EFR.WT .81 N/A 0 76,547 N/A

227ENERGY LEADERS PLUS INCOME ETF CL 'A' UN .3600 MO 5.47 4.87 5.44 + .55HPF 4.90 N/A 6.62 5,159,008 450,935 - 1.03

227ENERGY LEADERS PLUS INCOME ETF CL 'U' UN .3600 MO 5.75 5.56 5.75 + .39HPF.U 5.58 N/A 8.05 410,770 175,816 N/A

215ENERPLUS CORPORATION .1200 MO 16.01 13.80 14.90 + .71ERF 14.37 15.20 0.81 244,773,067 24,993,563 0.98

228ENGHOUSE SYSTEMS LIMITED .6400 QU 69.17 63.94 66.58 + .13ENGH 68.24 39.16 0.96 27,088,112 625,953 1.70

215ENSIGN ENERGY SERVICES INC. .4800 QU 6.55 5.56 6.15 - .41ESI 6.01 N/A 7.80 157,074,616 5,022,578 - 0.24

230ENTERPRISE GROUP, INC. .62 .43 .56 + .18E .45 N/A 55,338,874 960,879 - 0.02

206ENTREC CORPORATION .21 .17 .20 + .02ENT .18 N/A 109,629,578 967,202 - 0.13

221ENTREE RESOURCES LTD. J .51 .45 .47 - .07ETG .50 N/A 174,283,740 445,973 - 0.03

215EPSILON ENERGY LTD. J 2.65 2.25 2.52 + .06EPS 2.47 8.40 55,045,705 101,834 0.30

221EQUITABLE GROUP INC. 1.0400 QU 58.60 52.75 57.92 - 3.51EQB 54.08 6.12 1.80 16,515,238 653,028 9.46

221EQUITABLE GROUP INC. PR SERIES 3 1.5875 QU 25.15 24.95 25.02 - .44EQB.PR.C 25.10 N/A 6.34 3,000,000 21,931 N/A

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01-May-2018

228EQUIUM GLOBAL TACTICAL ALLOC FUND ETF SER UN 20.24 20.04 20.23 - .22ETAC 20.04 N/A 450,000 3,615 N/A

215ERDENE RESOURCE DEVELOPMENT CORPORATION J .42 .37 .38 - .05ERD .41 N/A 146,400,586 1,495,160 - 0.02

221ERO COPPER CORP. J 8.50 7.65 8.00 - .06ERO 8.36 N/A 84,455,650 2,052,710 N/A

221ESPIAL GROUP INC. J 1.95 1.80 1.82 - .26ESP 1.90 N/A 35,844,694 388,159 - 0.23

215ESSENTIAL ENERGY SERVICES LTD. .68 .50 .62 - .01ESN .52 N/A 141,856,813 2,381,172 - 0.02

221ETRION CORPORATION J .25 .22 .23 - .01ETX .25 2.88 334,094,324 36,114 0.08

228EURO SUN MINING INC. J 1.68 1.33 1.45 + .07ESM 1.68 N/A 57,548,461 796,757 - 0.16

215EUROMAX RESOURCES LTD. J .21 .20 .20 - .07EOX .21 N/A 165,097,663 25,033 - 0.03

231EUROPEAN FOCUSED DIVIDEND FUND TR UNIT .6000 MO 9.64 9.22 9.60 - .05EF.UN 9.45 N/A 6.25 8,487,100 195,110 N/A

221EVERTZ TECHNOLOGIES LIMITED .7200 QU 17.75 16.49 17.74 + .14ET 17.46 20.63 4.06 76,481,746 229,579 0.86

228EVOLVE ACTIVE CDN PREFERRED SHR ETF UNHEGD UN .8400 MO 20.94 20.57 20.69 - .51DIVS 20.94 N/A 4.06 2,600,000 306,712 N/A

228EVOLVE ACTIVE SHORT DURATION BOND ETF HEGD UN .8400 MO 19.56 19.56 19.56 - .09TIME 19.56 N/A 4.29 200,000 160 N/A

228EVOLVE ACTIVE SHORT DURATN BOND ETF UNHEGD UN .8400 MO 20.11 + .28TIME.B N/A * 50,000 N/A

228EVOLVE ACTIVE US CORE EQUITY ETF HEDGED UN .1800 MO 20.90 20.90 20.90 - .81CAPS 20.90 N/A 0.86 175,000 187 N/A

228EVOLVE ACTIVE US CORE EQUITY ETF UNHEDGED UN .1800 MO 22.71 CAPS.B N/A * 50,000 N/A

228EVOLVE AUTOMOBILE INNOVATION IDX ETF UNHEG UN .1320 MO 21.52 20.47 20.58 - 1.82CARS.B 21.09 N/A 0.64 200,000 81,904 N/A

228EVOLVE AUTOMOBILE INNOVATION INDEX ETF HEG UN .1320 MO 21.05 19.63 19.90 - 1.50CARS 20.01 N/A 0.66 225,000 54,032 N/A

228EVOLVE BLOCKCHAIN ETF UN 17.55 15.80 17.45 + 1.65LINK 15.80 N/A 75,000 11,398 N/A

228EVOLVE CYBER SECURITY INDEX ETF HEDGED UN .0600 MO 24.58 23.65 24.13 + 1.56CYBR 23.70 N/A 0.25 125,000 37,507 N/A

228EVOLVE CYBER SECURITY INDEX ETF UN-HEDGED UN .0600 MO 25.73 24.54 25.41 + 2.01CYBR.B 24.54 N/A 0.24 50,000 6,510 N/A

228EVOLVE GLB HEALTHCARE ENHANCED YLD ETF UN-HEG .8700 MO 18.19 18.19 18.19 - 1.14LIFE.B 18.19 N/A 4.78 25,000 200 N/A

228EVOLVE GLBL HEALTHCARE ENHANCED YLD ETF HG UN .8700 MO 18.59 18.37 18.44 - .93LIFE 18.37 N/A 4.72 25,000 49,220 N/A

228EVOLVE MARIJUANA ETF CDN UN 18.21 14.40 17.01 - 1.69SEED 17.92 N/A 180,000 114,661 N/A

228EVOLVE NORTH AMERICAN GENDR DIVERS IDX UN-HEG .3960 MO 21.95 21.35 21.95 + .60HERS.B 21.35 N/A 1.80 50,000 200 N/A

228EVOLVE NORTH AMERICAN GENDR DIVERSITY IDX HEG .3960 MO 21.29 20.18 21.03 - .37HERS 20.18 N/A 1.88 225,000 3,680 N/A

228EVOLVE US BANKS ENHANCED YIELD ETF HEDGED UN .9000 MO 21.18 21.17 21.18 - 1.22CALL 21.17 N/A 4.25 275,000 336 N/A

228EVOLVE US BANKS ENHANCED YIELD ETF UNHEDGD UN .9000 MO 21.72 21.72 21.72 - 1.40CALL.B 21.72 N/A 4.14 50,000 200 N/A

221EXACTEARTH LTD. J 1.07 1.03 1.07 + .01XCT 1.03 N/A 21,634,902 35,912 - 1.55

227EXCEL GLOBAL BALANCED ASSET ALLOCA ETF E UN 24.21 - .10EXGB N/A * 86,000 N/A

227EXCEL GLOBAL GROWTH ASSET ALLOCA ETF CL E UN 24.39 - .14EXGG N/A 86,000 S 16 N/A

228EXCELLON RESOURCES INC. J 1.58 1.37 1.39 - .37EXN 1.53 N/A 94,980,810 3,039,814 - 0.15

228EXCELLON RESOURCES INC. J WT A .15 .07 .15 EXN.WT.A .07 N/A 0 50,600 N/A

228EXCELLON RESOURCES INC. WT J .19 .10 .10 - .13EXN.WT .18 N/A 0 12,220 N/A

228EXCELSIOR MINING CORP. J 1.50 1.27 1.37 + .16MIN 1.28 N/A 206,349,152 3,691,400 - 0.08

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01-May-2018

218EXCHANGE INCOME CORP. 7-YR 5.25% DEB 104.00 101.00 101.00 + 1.50EIF.DB.H 103.00 N/A 689,750 3,390 N/A

201EXCHANGE INCOME CORPORATION 2.1900 MO 32.88 29.65 30.33 - 3.04EIF 31.16 13.02 7.22 31,407,929 1,334,162 2.33

228EXCO TECHNOLOGIES LTD. .3400 QU 10.18 8.93 9.75 + .30XTC 9.05 10.37 3.49 42,319,781 1,113,692 0.94

228EXEMPLAR INVESTMENT GRADE FUND SERIES ETF UN MO 20.04 20.04 20.04 - .01CORP 20.04 N/A 225,000 200 N/A

201EXFO INC. SV 5.46 4.70 4.75 - .90EXF 5.43 121.79 23,465,456 239,742 0.04

215EXTENDICARE INC. .4800 MO 8.79 8.26 8.33 + .21EXE 8.47 416.50 5.76 87,968,318 2,520,757 0.02

201FAIRCOURT GOLD INCOME CORP. CLASS 'A' .2880 MO 3.25 2.97 3.19 + .02FGX 3.20 N/A 9.03 4,699,975 55,683 - 0.60

201FAIRCOURT SPLIT TRUST 6% PR SECURITIES .6000 QU 10.25 10.08 10.22 + .11FCS.PR.C 10.15 N/A 5.87 1,340,085 28,648 N/A

215FAIRFAX FINANCIAL HOLDINGS LTD 5YR SER 'K' PR 1.1678 QU 23.79 23.30 23.62 - .52FFH.PR.K 23.54 N/A 4.94 9,500,000 160,677 N/A

215FAIRFAX FINANCIAL HOLDINGS LTD FLTG SR 'H' PR .8462 QU 20.75 20.34 20.53 - .72FFH.PR.H 20.75 N/A 4.12 2,567,048 14,193 N/A

215FAIRFAX FINANCIAL HOLDINGS LTD. SER 'C' PR 1.1445 QU 23.79 23.21 23.69 - .46FFH.PR.C 23.45 N/A 4.83 6,016,384 64,696 N/A

215FAIRFAX FINANCIAL HOLDINGS LTD. SER 'D' PR .9917 QU 23.74 23.20 23.69 - .33FFH.PR.D 23.20 N/A 4.19 3,983,616 23,387 N/A

215FAIRFAX FINANCIAL HOLDINGS LTD. SER 'E' PR .7275 QU 19.25 18.60 18.89 - .44FFH.PR.E 18.75 N/A 3.85 3,967,134 17,445 N/A

215FAIRFAX FINANCIAL HOLDINGS LTD. SER 'G' PR .8295 QU 20.64 19.91 20.30 - .59FFH.PR.G 20.25 N/A 4.09 10,000,000 68,908 N/A

215FAIRFAX FINANCIAL HOLDINGS LTD. SER 'I' PR .9270 QU 21.76 20.83 21.27 - .66FFH.PR.I 21.07 N/A 4.36 10,465,553 83,009 N/A

215FAIRFAX FINANCIAL HOLDINGS LTD. SER 'J' PR .9178 QU 21.80 21.18 21.40 - 1.05FFH.PR.J 21.35 N/A 4.29 1,534,447 6,600 N/A

215FAIRFAX FINANCIAL HOLDINGS LTD. SER 'M' PR 1.1875 QU 25.15 24.72 25.11 + .04FFH.PR.M 24.85 N/A 4.73 9,200,000 92,505 N/A

215FAIRFAX FINANCIAL HOLDINGS LTD. SV 10.0000 ANN 724.50 635.50 710.83 + 83.67FFH 652.37 10.55 1.81 27,863,190 1,046,382 86.62

215FAIRFAX FINANCIAL HOLDNGS LTD FLTG SER 'F' PR .7476 QU 19.13 18.69 18.91 - .54FFH.PR.F 18.90 N/A 3.95 3,572,044 23,176 N/A

215FENNEC PHARMACEUTICALS INC. J 18.86 14.26 15.84 + 4.26FRX 16.98 N/A 18,484,147 127,926 - 0.61

221FIERA CAPITAL CORPORATION CLASS 'A' SV .7200 QU 11.77 10.78 11.32 - .92FSZ 11.09 87.08 6.36 71,325,168 2,632,745 0.13

221FINANCIAL 15 SPLIT CORP. CL 'A' 1.5084 MO 10.44 10.08 10.21 - .19FTN 10.44 5.80 14.77 35,335,374 2,164,151 1.76

221FINANCIAL 15 SPLIT CORP. PR .5500 MO 10.13 10.00 10.04 - .04FTN.PR.A 10.10 N/A 5.48 33,299,432 1,083,985 0.00

221FINNING INTERNATIONAL INC. .7600 QU 33.35 29.77 32.39 - 1.79FTT 31.09 24.73 2.35 168,401,138 5,864,466 1.31

201FIRAN TECHNOLOGY GROUP CORPORATION 3.06 2.04 2.30 - .90FTG 2.95 38.33 22,701,201 571,217 0.06

215FIRM CAPITAL MORTGAGE INVESTMENT CORPORATION 1.0060 MO 13.18 12.71 12.99 - .06FC 12.99 12.75 7.74 26,097,413 475,584 1.02

215FIRST ASSET ACTIVE CANADIAN DIVIDEND ETF UN .3744 MO 9.43 9.23 9.40 FDV 9.26 N/A 3.98 3,499,968 10,705 N/A

215FIRST ASSET ACTIVE CREDIT ETF CAD$ UNITS .5400 MO 9.79 9.68 9.70 - .09FAO 9.70 N/A 5.57 3,287,565 52,571 N/A

221FIRST ASSET ACTV UTIL & INFRASTRUCTURE ETF UN .3936 MO 10.02 9.72 9.86 - .04FAI 9.75 5.03 3.99 2,141,194 46,863 1.96

215FIRST ASSET CAMBRIDGE CORE US EQTY ETF UN .7152 QU 24.00 23.55 23.90 + .15FCY 23.55 N/A 2.99 150,000 10,788 N/A

215FIRST ASSET CAMBRIDGE CORE US EQTY ETF UNHEGD .7048 QU 23.36 23.12 23.12 + .65FCY.B 23.36 N/A 3.05 150,000 700 N/A

215FIRST ASSET CAMBRIDGE GLBL DIV ETF UN-HEGD UN .6768 QU 21.00 20.34 21.00 + .09FCW.B 20.34 N/A 3.22 250,000 25,100 N/A

215FIRST ASSET CAMBRIDGE GLBL DIVIDEND ETF HEDGD .6004 QU 20.01 20.01 20.01 - .03FCW 20.01 N/A 3.00 100,000 4,001 N/A

221FIRST ASSET CAN-MATERIALS COVERED CALL ETF UN .8980 QU 14.22 13.46 13.65 - .26MXF 13.66 N/A 6.58 1,013,041 39,386 N/A

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01-May-2018

215FIRST ASSET CANADIAN REIT ETF UNITS .8100 MO 16.08 15.75 15.94 + .28RIT 15.87 11.23 5.08 19,196,068 236,193 1.42

221FIRST ASSET CANBANC INCOME CLASS ETF .7000 QU 11.83 11.45 11.83 - .37CIC 11.80 N/A 5.92 13,171,193 219,050 - 0.10

215FIRST ASSET CDN BUYBACK INDEX ETF TRANS UN .3680 QU 23.60 22.68 23.60 + .43FBE 22.68 N/A 1.56 450,000 4,413 N/A

221FIRST ASSET CDN CONVERTIBLE BOND ETF UN .4800 MO 9.94 9.63 9.80 + .05CXF 9.81 N/A 4.90 1,899,982 43,329 N/A

215FIRST ASSET CDN DIV LOW VOLATILITY IDX ETF UN .7960 QU 19.65 19.60 19.65 - .04FDL 19.60 N/A 4.05 150,000 870 N/A

221FIRST ASSET CORE CANADIAN EQTY INCM CLASS ETF 1.0296 QU 20.73 20.25 20.73 + .20CSY 20.25 N/A 4.97 1,046,954 3,012 - 0.72

215FIRST ASSET CORE CANADIAN EQUITY ETF UN .4352 QU 21.42 20.66 21.37 + .43CED 20.68 N/A 2.04 599,999 4,505 N/A

215FIRST ASSET CORE U.S. EQUITY ETF C$ UNHEG UN .2448 QU 25.92 25.26 25.89 - .20CES.B 25.26 N/A 0.95 815,007 5,118 N/A

215FIRST ASSET CORE U.S. EQUITY ETF C$ UNITS .2236 QU 23.87 23.81 23.87 - .16CES 23.81 N/A 0.94 229,983 20,500 N/A

215FIRST ASSET ENERGY GIANTS COVERED CALL ETF UN .4916 QU 8.80 7.82 8.75 + .59NXF 8.11 N/A 5.62 2,077,939 151,751 N/A

215FIRST ASSET ENGY GIANTS COVD CAL ETF UNHEG UN .4984 QU 9.44 8.55 9.39 + .61NXF.B 8.55 N/A 5.31 2,222,693 51,989 N/A

215FIRST ASSET ENHANCED SHORT DURATN BOND ETF UN .2400 MO 9.94 9.89 9.90 - .02FSB 9.90 N/A 2.42 25,600,000 633,219 N/A

215FIRST ASSET EUROPEAN BANK ETF UN .1844 QU 9.51 9.13 9.31 - .45FHB 9.29 N/A 1.98 4,499,583 52,829 N/A

215FIRST ASSET INVESTMENT GRADE BOND ETF UN .3840 MO 10.92 10.77 10.82 - .08FIG 10.91 16.91 3.55 47,016,788 704,699 0.64

215FIRST ASSET LONG DURATION FIXED INCOME ETF UN .5172 MO 19.14 18.86 18.86 + .15FLB 19.14 N/A 2.74 2,850,000 5,500 N/A

215FIRST ASSET MORNINGSTAR US VALUE INDEX ETF UN .1572 QU 12.88 12.14 12.50 - .42XXM 12.42 N/A 1.26 3,306,368 79,807 N/A

215FIRST ASSET MORNSTR US MOMENTM IDX ETF UN .0340 ANN 15.12 14.01 14.78 + .08YXM 14.01 N/A 0.23 2,087,816 97,982 N/A

215FIRST ASSET MORNSTR US MOMENTM IDX ETF UNHEGD .0380 ANN 19.25 18.28 18.95 + .34YXM.B 18.41 N/A 0.20 1,726,902 12,006 N/A

215FIRST ASSET MRNSTR US VALUE IDX ETF UNHGD UN .2028 QU 16.45 15.69 16.08 - .60XXM.B 15.91 N/A 1.26 3,289,009 42,076 N/A

215FIRST ASSET MSCI CDA LOW RISK WEIGHTED ETF UN .3092 QU 11.63 11.45 11.63 + .01RWC 11.49 N/A 2.66 754,994 1,120 N/A

221FIRST ASSET MSCI CDA QUALITY INDEX CLASS ETF .3776 QU 23.38 22.80 23.36 - .09FQC 22.80 N/A 1.62 420,545 8,264 - 0.77

215FIRST ASSET MSCI INT'L LOW RSK WEIGHTD ETF UN .4412 QU 20.33 19.82 20.33 + .27RWX 19.90 N/A 2.17 150,000 15,362 N/A

215FIRST ASSET MSCI INTL LOW RSK WGHT ETF UNHEGD .4668 QU 20.81 20.61 20.73 - .17RWX.B 20.81 N/A 2.25 100,000 11,600 N/A

215FIRST ASSET MSCI WORLD LOW RISK WGHTD ETF UN .4940 QU 27.95 27.23 27.54 - .32RWW 27.74 N/A 1.79 2,206,969 42,165 N/A

215FIRST ASSET MSCI WRLD LOW RSK WGHT ETF UNHEGD .5404 QU 29.96 29.69 29.96 - .42RWW.B 29.92 N/A 1.80 17,127,704 18,410 N/A

215FIRST ASSET PREFERRED SHARE ETF TRANS UN .9216 MO 22.71 22.22 22.40 - .35FPR 22.71 N/A 4.11 3,045,078 24,588 N/A

215FIRST ASSET TECH GIANTS COVERD CALL ETF UNHEG 1.0692 QU 17.73 17.14 17.48 - 1.04TXF.B 17.18 N/A 6.12 900,000 15,830 N/A

215FIRST ASSET TECH GIANTS COVERED CALL ETF UN 1.0744 QU 17.45 16.24 16.72 - .93TXF 16.82 N/A 6.43 16,398,997 697,295 N/A

221FIRST ASSET U.S. & CDA LIFECO INCOME ETF UN .6564 12.85 12.10 12.65 - .22FLI 12.40 N/A 5.19 16,725,890 349,051 N/A

215FIRST ASSET U.S. BUYBACK INDEX ETF TRANS UN .1696 QU 26.64 25.60 26.24 - .70FBU 25.60 N/A 0.65 800,000 33,478 N/A

215FIRST ASSET U.S. TRENDLEADERS INDEX ETF UN 23.68 21.97 22.85 - .44SID 22.75 N/A 2,150,000 88,802 N/A

215FIRST ASSET US EQTY MULTI-FACTOR INDX ETF UN .2088 QU 23.66 23.29 23.29 - .70FUM 23.66 N/A 0.90 100,000 4,810 N/A

215FIRST ASSET US TACTICL SECTR ALLOC IDX ETF UN .1808 QU 22.70 22.36 22.55 - 1.45FUT 22.38 N/A 0.80 400,000 8,646 N/A

215FIRST ASST MSCI EUROPE LOW RISK WGHTD ETF UN .5348 QU 26.36 24.92 26.31 + .93RWE 25.43 N/A 2.03 2,174,820 37,088 N/A

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Mth High

EPS PEMthLow

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Mth Vol

01-May-2018

215FIRST ASST MSCI EUROPE LOW RSK WGHTD UNHEG UN .5660 QU 26.84 26.20 26.84 + .36RWE.B 26.62 N/A 2.11 974,964 34,183 N/A

215FIRST ASST MSCI USA LOW RISK COMMON UNITS .1872 QU 15.00 14.65 14.82 - .14RWU 14.66 N/A 1.26 500,165 6,539 N/A

215FIRST ASST MSCI USA LOW RISK UNHEDGED COMM UN .2252 QU 17.73 17.20 17.59 - .20RWU.B 17.46 N/A 1.28 1,349,996 12,350 N/A

215FIRST CAPITAL REALTY INC. .8600 QU 20.79 20.01 20.07 + .10FCR 20.28 7.75 4.29 244,821,580 6,387,231 2.59

215FIRST MAJESTIC SILVER CORP. J 8.87 7.68 8.34 + 1.54FR 8.01 N/A 165,736,779 13,766,160 - 0.42

215FIRST MINING GOLD CORP. J .54 .42 .51 + .05FF .46 N/A 557,471,616 13,034,564 - 0.02

221FIRST NATIONAL FINANCIAL CORP CL A PR SER '1' .6975 QU 14.00 13.50 13.50 - 1.20FN.PR.A 14.00 N/A 5.17 2,887,147 22,455 N/A

221FIRST NATIONAL FINANCIAL CORP CL A PR SER '2' .7254 QU 14.50 13.43 13.95 - .80FN.PR.B 14.50 N/A 5.20 1,112,853 5,450 N/A

221FIRST NATIONAL FINANCIAL CORPORATION 1.8500 MO 26.73 25.34 26.55 - .97FN 25.89 7.76 6.97 12,681,113 314,616 3.42

221FIRST QUANTUM MINERALS LTD. J .0100 19.07 16.60 18.50 - 2.41FM 18.06 N/A 0.05 689,384,334 45,299,650 - 0.60

228FIRST TR ALPHADEX EMRG MKT DIV ETF(CAD-HEG)AD .2220 MO 17.52 17.18 17.26 + 1.03FDE.A 17.18 N/A 1.29 99,399 8,100 N/A

228FIRST TR ALPHADEX EMRG MKT DIV ETF(CAD-HEG)UN .4200 MO 17.51 17.10 17.28 - .60FDE 17.10 N/A 2.43 450,600 7,060 N/A

228FIRST TR ALPHADEX EU DIV INDX ETF(CAD-HEG) UN .6000 MO 23.50 22.86 23.46 + .21EUR 22.86 N/A 2.56 1,024,022 3,997 N/A

228FIRST TR ALPHADEX EU DIV INDX ETF(CAD-HEG)ADV .3456 MO 24.01 EUR.A N/A * 75,979 N/A

228FIRST TR ALPHADEX US FINANCL SCTR INDX ETF UN .2220 QU 27.98 27.61 27.61 - .95FHF 27.98 N/A 0.80 200,000 1,843 N/A

228FIRST TR GLBL RSK MANAGED INCM IDX ETF ADV UN .6720 MO 18.93 ETP.A N/A 3.55 113,800 S 30 N/A

228FIRST TR GLOBAL RISK MANAGED INCM INDX ETF UN .7800 MO 18.91 18.70 18.70 - .35ETP 18.86 N/A 4.17 2,336,214 22,454 N/A

228FIRST TR INDX INNOVATIVE TRANS&PROCESS ETF UN 19.00 18.52 19.00 + .31BLCK 18.69 N/A 100,000 4,051 N/A

228FIRST TR SH DURATN HI YLD BND ETF(CA-HG)ADVSR .8040 MO 19.23 19.13 19.23 + .10FSD.A 19.13 202.42 4.18 604,440 490 0.10

228FIRST TR SHORT DUR HIGH YLD BND ETF(CA-HEG)UN 1.0200 MO 21.33 21.13 21.18 - .19FSD 21.13 N/A 4.82 324,171 2,030 N/A

228FIRST TRUST CANADIAN CAPITAL STRENGHT ETF ADV .1000 QU 28.18 27.26 28.18 - .10FST.A 27.27 N/A 0.35 1,113,337 10,812 N/A

228FIRST TRUST CANADIAN CAPITAL STRENGHT ETF UN .2400 QU 33.70 32.51 33.44 + .09FST 32.52 N/A 0.72 1,140,807 26,010 N/A

228FIRST TRUST SENIOR LOAN ETF (CAD-HEDGED) UN .7632 MO 19.36 19.22 19.26 - .06FSL 19.29 N/A 3.96 6,190,010 23,588 N/A

228FIRST TRUST SENIOR LOAN ETF(CAD-HEDGED)ADV UN .6660 MO 19.30 FSL.A N/A * 59,990 N/A

228FIRST TRUST TACTICAL BOND INDEX ETF UN .7200 MO 19.21 18.94 19.15 - .04FTB 19.17 N/A 3.76 1,650,000 8,398 N/A

228FIRSTSERVICE CORPORATION SV .5400 QU 94.55 87.56 90.00 + .69FSV 94.31 60.20 0.77 34,593,481 1,206,405 1.92

221FISSION URANIUM CORP. J .80 .60 .65 - .04FCU .63 N/A 485,651,038 8,079,649 - 0.01

221FORACO INTERNATIONAL SA .0550 .38 .35 .38 - .01FAR .37 N/A 14.67 89,951,798 132,200 - 0.16

228FORSYS METALS CORP. J .12 .10 .11 + .01FSY .10 N/A 152,614,566 1,396,316 - 0.51

215FORTIS INC. 1.7000 QU 43.83 41.76 43.10 + 1.17FTS 43.66 18.58 3.94 423,047,800 15,120,177 2.32

215FORTIS INC. 1ST PR SERIES 'F' 1.2252 QU 23.37 22.88 23.19 + .05FTS.PR.F 23.34 N/A 5.28 5,000,000 49,779 N/A

215FORTIS INC. 1ST PR SERIES 'J' 1.1876 QU 22.80 22.12 22.55 + .27FTS.PR.J 22.67 N/A 5.27 8,000,000 71,416 N/A

215FORTIS INC. 1ST PR SERIES 'K' 1.0000 QU 21.72 21.28 21.69 - .89FTS.PR.K 21.50 N/A 4.61 10,000,000 75,323 N/A

215FORTIS INC. 1ST PR SERIES 'M' 1.0250 QU 23.66 23.26 23.49 - .34FTS.PR.M 23.49 N/A 4.36 24,000,000 175,864 N/A

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01-May-2018

215FORTIS INC. 5-YR RESET 1ST PR SERIES 'G' .9708 QU 21.86 21.35 21.71 - 1.19FTS.PR.G 21.70 N/A 4.47 9,200,000 360,277 N/A

215FORTIS INC. 5-YR RESET 1ST PR SERIES 'H' .6250 QU 18.04 17.46 17.87 - .58FTS.PR.H 17.63 N/A 3.50 7,024,846 48,388 N/A

215FORTIS INC. FLOATING RATE 1ST PR SERIES 'I' .5863 QU 17.90 17.53 17.90 - .78FTS.PR.I 17.58 N/A 3.28 2,975,154 13,728 N/A

215FORTRESS GLOBAL ENTERPRISES INC. CLASS 'A' 3.51 2.95 3.00 - .75FGE 3.51 N/A 14,270,028 67,366 - 6.54

215FORTUNA SILVER MINES INC. 7.63 6.57 7.29 + 1.49FVI 6.80 13.38 159,636,983 8,416,619 0.55

221FORTUNE MINERALS LIMITED J .28 .23 .26 - .02FT .27 N/A 338,403,220 8,129,771 - 0.03

221FRANCO-NEVADA CORPORATION .9200 QU 92.29 85.63 91.07 + 1.15FNV 88.41 85.03 1.30 186,043,985 8,300,751 1.38

227FRANKLIN LIB QT EMERGING MARKETS IDX ETF UN 20.49 19.51 19.85 - .41FLEM 20.19 N/A 700,000 12,143 N/A

227FRANKLIN LIBERTY CDN INV GRD CORPORATE ETF UN .7800 MO 19.41 19.17 19.25 - .09FLCI 19.41 N/A 4.05 1,200,000 6,925 N/A

227FRANKLIN LIBERTY CORE BALANCED ETF UN .1833 QU 19.59 FLBA N/A * 300,000 N/A

227FRANKLIN LIBERTY RISK MANAGED CDN EQTY ETF UN .3067 QU 19.99 19.65 19.95 - .10FLRM 19.66 N/A 1.54 600,000 75,780 N/A

227FRANKLIN LIBERTYQT GLOBAL DIVIDEND IDX ETF UN .3420 QU 19.68 19.33 19.59 - .27FLGD 19.61 N/A 1.75 250,000 73,936 N/A

227FRANKLIN LIBERTYQT INTERNATL EQTY INDX ETF UN .7265 SA 20.00 19.54 20.00 + .25FLDM 19.64 N/A 3.63 300,000 27,280 N/A

227FRANKLIN LIBERTYQT U.S. EQUITY INDEX ETF UN .2598 QU 21.52 21.15 21.52 - .46FLUS 21.20 N/A 1.21 10,400,000 12,618 N/A

201FREEGOLD VENTURES LIMITED J .09 .09 .09 - .01FVL .09 N/A 174,018,906 263,547 0.00

215FREEHOLD ROYALTIES LTD. .6300 MO 13.87 11.81 13.01 + .47FRU 12.34 130.10 4.84 118,237,667 5,246,701 0.10

228FRESHII INC. CLASS 'A' SV 6.95 6.13 6.68 - .33FRII 6.26 N/A 25,233,152 562,568 - 0.07

221FRONTERA ENERGY CORPORATION 40.54 35.75 39.78 - 3.23FEC 36.29 N/A 50,005,832 288,652 N/A

215GAMEHOST INC. .6900 MO 10.75 10.35 10.69 + .29GH 10.50 15.72 6.45 24,512,853 101,624 0.68

201GAZIT-GLOBE LTD. ORDINARY .5162 QU 12.76 12.00 12.30 - .60GZT 12.15 2.10 4.20 193,533,133 30,950 5.87

201GDI INTEGRATED FACILITY SERVICES INC. SV J 17.50 15.99 16.52 + .75GDI 17.25 32.39 11,773,913 205,923 0.51

215GEAR ENERGY LTD. .97 .68 .94 + .22GXE .71 18.80 194,968,097 7,540,486 0.05

201GENDIS INC. 5.24 5.23 5.23 + .01GDS 5.23 7.81 12,568,686 102,938 0.67

228GENENEWS LIMITED J .11 .09 .09 - .03GEN .11 N/A 122,573,664 3,801,974 - 0.04

228GENERAL MOLY, INC. .50 .45 .45 - .08GMO .50 N/A 111,167,877 16,750 - 0.09

215GENESIS LAND DEVELOPMENT CORP. 3.75 3.60 3.65 + .12GDC 3.74 9.36 43,252,721 37,161 0.39

201GENWORTH MI CANADA INC. 1.8800 QU 41.63 38.31 41.50 + 2.46MIC 41.03 7.20 4.53 89,792,327 3,395,942 5.76

228GEODRILL LIMITED ORDINARY 1.90 1.77 1.85 - .23GEO 1.88 14.23 43,470,400 673,830 0.13

215GIBSON ENERGY INC. 1.3200 QU 17.22 15.90 16.57 - .11GEI 16.54 53.45 7.97 143,854,914 4,718,588 0.31

221GILDAN ACTIVEWEAR INC. .4480 QU 38.49 36.50 37.40 + .18GIL 37.31 22.90 1.54 216,417,313 9,539,556 2.10

221GLACIER MEDIA INC. J .84 .61 .82 + .17GVC .70 N/A 109,981,656 311,715 - 0.01

215GLG LIFE TECH CORPORATION J 1.10 .95 1.10 + .09GLG 1.05 N/A 37,890,336 84,467 - 0.44

201GLOBAL ALPHA WORLDWIDE GROWTH FUND UNITS 11.49 11.07 11.49 + .49GAF.UN 11.30 9.27 2,616,987 23,885 1.24

201GLOBAL CHAMPIONS SPLIT CORP. CL A PR SER '1' 1.0000 QU 25.20 25.07 25.09 - .26GCS.PR.A 25.07 N/A 3.99 2,000,000 9,400 N/A

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01-May-2018

228GLOBAL HEALTHCARE INCOME & GROWTH ETF UN .6000 MO 8.80 8.17 8.67 + .36HIG 8.31 N/A 6.92 5,107,692 70,775 N/A

231GLOBAL INNOVATION DIVIDEND FUND TR UNITS 9.99 9.82 9.95 BL.UN 9.95 N/A 8,085,000 122,720 N/A

231GLOBAL REAL ESTATE DIVIDEND GROWERS CORP EQTY .6000 MO 8.32 7.95 8.30 + .28GRL 8.16 33.20 7.23 4,192,524 57,076 0.25

227GLOBAL REIT LEADERS INCOME ETF UN .5496 MO 9.54 9.31 9.54 + .29HGR 9.37 N/A 5.76 500,000 4,600 N/A

201GLOBAL RES CHAMPIONS SPLIT CORP SER 1 CL A PR 1.5625 QU 26.00 25.71 25.76 - .24GRP.PR.A 25.89 N/A 6.07 1,800,000 6,905 N/A

228GLOBAL WATER RESOURCES, INC. .2835 MO 11.73 10.96 11.67 + .67GWR 11.62 10.49 3.12 19,631,266 30,478 1.43

231GLOBALANCE DIVIDEND GROWERS CORP. EQUITY .5000 MO 8.81 8.56 8.81 - .29GBF 8.71 8.08 5.68 2,729,328 13,723 1.09

221GLOBEX MINING ENTERPRISES INC. J .49 .41 .42 - .03GMX .44 21.00 51,053,577 492,089 0.02

201GLUSKIN SHEFF + ASSOCIATES INC. 1.0000 QU 15.93 14.33 15.53 + .75GS 14.60 12.83 6.44 31,234,484 2,012,814 1.21

201GMP CAPITAL INC. 3.34 2.71 3.21 - .26GMP 2.80 N/A 78,005,339 2,057,625 - 0.74

201GMP CAPITAL INC. 5-YR RST SER 'B' PR .9028 QU 12.36 12.04 12.20 - .30GMP.PR.B 12.36 N/A 7.40 3,565,253 34,254 N/A

201GMP CAPITAL INC. CUMLTV FLTG RATE SER 'C' PR .9276 QU 12.60 12.12 12.22 - .28GMP.PR.C 12.50 N/A 7.59 1,034,747 7,700 N/A

228GOEASY LTD. .9000 QU 38.37 34.00 37.50 - 1.43GSY 37.58 12.93 2.40 13,592,153 621,998 2.90

221GOGOLD RESOURCES INC. J .44 .38 .43 + .06GGD .41 1.84 171,376,481 1,792,481 0.23

215GOGOLD RESOURCES INC. WT J .01 .01 .01 - .01GGD.WT .01 N/A 0 40,000 N/A

215GOLD STANDARD VENTURES CORP. J 2.25 1.97 2.00 - .10GSV 2.13 N/A 254,254,777 2,974,295 - 0.06

201GOLDCORP INC. .0800 QU 18.46 17.04 17.04 + .98G 18.00 22.20 0.60 869,096,876 46,280,659 0.99

221GOLDEN MINERALS COMPANY J .56 .49 .53 + .05AUMN .52 N/A 91,929,709 85,718 - 0.05

221GOLDEN QUEEN MINING CO. LTD. J .22 .17 .21 + .05GQM .18 N/A 300,101,441 3,320,506 - 0.03

215GOLDEN QUEEN MINING CO. LTD. WT J .02 .01 .02 - .01GQM.WT .01 N/A 0 185,000 N/A

201GOLDEN STAR RESOURCES LTD. .95 .70 .93 + .03GSC .76 7.15 380,762,055 7,862,765 0.13

221GOLDGROUP MINING INC. J .08 .05 .05 - .01GGA .07 N/A 185,136,689 1,833,311 - 0.20

228GOLDMONEY INC. 3.67 3.27 3.30 - .36XAU 3.49 N/A 76,863,577 1,264,748 - 0.05

221GOODFELLOW INC. 8.00 7.11 7.27 - 1.08GDL 7.72 N/A 8,506,554 40,097 - 0.25

228GOODFOOD MARKET CORP. J 2.73 2.17 2.41 - .29FOOD 2.65 N/A 47,825,245 802,105 - 0.22

228GRAN COLOMBIA GOLD CORP. J 2.69 2.02 2.68 + .14GCM 2.46 11.31 23,672,389 2,406,708 0.24

212GRAN COLOMBIA GOLD CORP. J A WT .10 .04 .10 + .02GCM.WT.A .04 N/A 0 29,200 N/A

221GRAN TIERRA ENERGY INC. J 4.26 3.39 4.23 + 1.03GTE 3.59 N/A 385,394,642 19,576,801 - 0.42

215GRAN TIERRA EXCHANGECO INC. EXCHANGEABLE J 4.19 3.41 4.19 + .98GTX 3.41 N/A 4,219,176 45,041 N/A

215GRANITE OIL CORP. J .2760 MO 2.92 2.51 2.84 + .58GXO 2.64 N/A 9.72 34,190,652 1,649,962 - 0.16

221GREAT CANADIAN GAMING CORPORATION 36.71 32.40 36.64 + 3.51GC 32.75 26.55 60,997,577 3,142,819 1.38

221GREAT PANTHER SILVER LIMITED J 1.63 1.45 1.57 + .08GPR 1.53 120.77 168,653,422 1,587,059 0.01

221GREAT-WEST LIFECO INC. 1.5560 QU 34.45 32.42 34.23 + .37GWO 32.86 15.75 4.55 988,622,039 10,685,759 2.17

221GREAT-WEST LIFECO INC. 1ST PR SERIES O .5356 QU 19.20 18.49 18.94 - .36GWO.PR.O 18.65 N/A 2.83 1,475,578 17,384 N/A

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Ticker Symbol

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Mth High

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Ind DivYield %

Mth Vol

01-May-2018

221GREAT-WEST LIFECO INC. 3.65% 1ST PR SERIES N .5440 QU 18.90 18.54 18.78 - .78GWO.PR.N 18.65 N/A 2.90 8,524,422 55,603 N/A

221GREAT-WEST LIFECO INC. 4.50% 1ST PR SERIES I 1.1250 QU 21.70 21.22 21.37 + .12GWO.PR.I 21.50 N/A 5.26 12,000,000 59,021 N/A

221GREAT-WEST LIFECO INC. 4.80% 1ST PR SERIES R 1.2000 QU 22.97 22.67 22.78 + .23GWO.PR.R 22.78 N/A 5.27 8,000,000 47,208 N/A

221GREAT-WEST LIFECO INC. 4.85% 1ST PR SERIES H 1.2125 QU 23.02 22.66 22.92 + .49GWO.PR.H 22.82 N/A 5.29 12,000,000 113,357 N/A

221GREAT-WEST LIFECO INC. 5.15% 1ST PR SERIES Q 1.2875 QU 24.50 24.04 24.25 + .20GWO.PR.Q 24.19 N/A 5.31 8,000,000 31,568 N/A

221GREAT-WEST LIFECO INC. 5.15% 1ST PR SERIES T 1.2875 QU 24.80 24.25 24.58 + .30GWO.PR.T 24.44 N/A 5.24 8,000,000 86,398 N/A

221GREAT-WEST LIFECO INC. 5.20% 1ST PR SERIES G 1.3000 QU 24.53 24.07 24.31 + .14GWO.PR.G 24.37 N/A 5.35 12,000,000 92,464 N/A

221GREAT-WEST LIFECO INC. 5.25% 1ST PR SERIES S 1.3125 QU 25.10 24.59 24.91 + .55GWO.PR.S 24.66 N/A 5.27 8,000,000 312,407 N/A

221GREAT-WEST LIFECO INC. 5.65% 1ST PR SERIES L 1.4125 QU 26.50 25.75 25.79 + .75GWO.PR.L 25.86 N/A 5.48 6,800,000 255,058 N/A

221GREAT-WEST LIFECO INC. 5.80% 1ST PR SERIES M 1.4500 QU 26.72 25.95 26.21 + .94GWO.PR.M 26.23 N/A 5.53 6,000,000 364,581 N/A

221GREAT-WEST LIFECO INC. PR SERIES F 1.4750 QU 26.16 25.60 25.74 + .46GWO.PR.F 25.97 N/A 5.73 7,740,032 52,335 0.00

221GT-WEST LIFECO INC. 5.40% 1ST PR SERIES P 1.3500 QU 25.35 24.95 25.28 + .60GWO.PR.P 25.15 N/A 5.34 10,000,000 48,004 N/A

221GUARDIAN CAPITAL GROUP LTD. .5000 QU 24.50 23.82 24.42 - .83GCG 24.50 7.25 2.05 3,218,919 4,970 3.37

221GUARDIAN CAPITAL GROUP LTD. CL 'A' NV .5000 QU 24.60 23.45 24.24 - 1.34GCG.A 24.60 18.50 2.06 25,793,332 224,907 1.31

228GUYANA GOLDFIELDS INC. J 5.26 4.73 4.98 GUY 5.02 23.94 173,310,801 10,589,049 0.21

221GVIC COMMUNICATIONS CORP. CLASS 'B' .25 .25 .25 GCT .25 N/A 4,208,345 648 - 0.01

221GVIC COMMUNICATIONS CORP. CLASS 'C' NV .20 .19 .20 + .05GCT.C .20 N/A 303,593,900 61,068 N/A

201HAMILTON CAPITAL GLBL FIN YLD ETF E USF UN .7800 QU 13.20 12.68 13.11 - .29HFY.U 12.68 N/A 5.95 0 33,100 N/A

201HAMILTON CAPITAL GLBL FINANCIALS YLD ETF E UN .7800 QU 16.93 16.25 16.79 - .33HFY 16.52 N/A 4.65 3,821,975 164,583 N/A

201HAMILTON CAPITAL GLOBAL BANK ETF CL E UN .4000 QU 22.90 21.66 22.65 - .31HBG 22.40 N/A 1.77 4,197,037 80,572 N/A

201HAMILTON CAPITAL GLOBAL BANK ETF CL E USF UN .5600 QU 17.80 16.92 17.66 - .45HBG.U 17.08 N/A 3.17 0 13,827 N/A

221HAMMOND MANUFACTURING CO. LTD. CL 'A' SV .0200 2.44 2.25 2.40 + .25HMM.A 2.31 6.00 0.83 8,556,000 101,987 0.40

215HAMMOND POWER SOLUTIONS INC. CL 'A' SV .2400 QU 9.90 9.08 9.87 + .27HPS.A 9.16 19.35 2.43 8,951,624 33,216 0.51

215HANWEI ENERGY SERVICES CORP. .04 .03 .04 HE .03 N/A 194,201,234 1,069,216 - 0.02

221HARDWOODS DISTRIBUTION INC. .2900 QU 19.15 17.65 18.28 - .60HDI 18.88 13.06 1.59 21,419,984 767,300 1.40

228HARTE GOLD CORP. J .45 .39 .41 + .03HRT .45 N/A 572,112,837 4,228,493 0.00

228HARVEST BANKS & BUILDINGS INCOME ETF CL A UN MO 19.98 19.96 19.96 - .02HCBB 19.98 N/A 100,000 717 N/A

228HARVEST EUROPEAN LEADERS INCOME ETF CL A UN MO 20.70 19.95 20.70 + .68HEUR 20.02 N/A 100,000 7,555 N/A

228HARVEST GLOBAL RESOURCE LEADERS ETF A UN .4888 QU 19.64 17.99 19.07 - .97HRES 18.20 N/A 2.56 600,000 106,300 N/A

228HARVEST US BANK LEADERS INCOME ETF A UN .9996 MO 18.71 18.01 18.41 - 1.19HUBL 18.01 N/A 5.43 100,000 23,373 N/A

227HEALTHCARE LEADERS INCOME ETF CL 'A' UNITS .6996 MO 8.17 7.80 8.01 - .15HHL 8.02 N/A 8.73 31,616,390 733,036 N/A

215HELIUS MEDICAL TECHNOLOGIES, INC. CL 'A' J 12.98 9.40 9.73 - 5.58HSM 12.98 N/A 26,872,120 528,808 - 1.95

215HELIUS MEDICAL TECHNOLOGIES, INC. WT J 1.80 1.30 1.60 - .80HSM.WT 1.80 N/A 0 20,980 N/A

221HELIX BIOPHARMA CORP. .88 .75 .80 - .10HBP .75 N/A 100,062,079 23,480 - 0.09

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01-May-2018

215HEROUX-DEVTEK INC. 15.10 14.42 14.69 - .55HRX 14.98 31.26 36,218,572 302,597 0.47

215HIGH ARCTIC ENERGY SERVICES INC. .1980 MO 4.03 3.70 3.99 + .11HWO 3.78 10.50 4.96 53,122,549 1,080,491 0.38

201HIGH LINER FOODS INCORPORATED .5800 QU 11.54 10.46 11.00 + .12HLF 11.16 8.73 5.27 33,379,815 1,128,453 1.26

201HOLLOWAY LODGING CORPORATION J .1400 QU 6.10 5.85 6.00 + .35HLC 5.98 17.65 2.33 18,279,966 60,263 0.34

221HOME CAPITAL GROUP INC. 14.73 12.67 14.39 - 1.40HCG 13.62 143.90 80,246,349 5,571,303 0.10

201HORIZON NORTH LOGISTICS INC. J .0800 QU 2.43 2.06 2.37 + .55HNL 2.08 N/A 3.38 146,400,158 6,280,945 - 0.05

201HORIZONS ABSOLUTE RET GLBL CURRENCY ETF E UN 20.97 20.49 20.69 - .29HARC 20.97 N/A 469,500 83,323 N/A

201HORIZONS ACT US FLTG RT BND(USD)ETF E CAD UN .2071 MO 13.02 12.65 13.02 + .09HUF 12.96 N/A 2.05 5,350,079 48,327 N/A

201HORIZONS ACTIVE A.I. GLOBAL EQTY ETF CL A UN 25.28 24.21 25.10 - .11MIND 24.62 N/A 450,001 17,796 N/A

201HORIZONS ACTIVE CDN BOND ETF CL E UNITS .2712 MO 9.79 9.73 9.73 - .04HAD 9.76 N/A 2.79 1,872,402 12,076 N/A

201HORIZONS ACTIVE CDN DIVIDEND ETF CL E UN .5151 QU 15.46 14.88 15.42 + .06HAL 15.07 11.86 3.34 1,740,452 22,130 1.30

201HORIZONS ACTIVE CDN MUNICIPL BOND ETF CL E UN .1996 MO 9.76 9.69 9.71 - .04HMP 9.75 N/A 2.06 12,253,104 64,944 N/A

201HORIZONS ACTIVE CORPORATE BOND ETF CL E UN .3346 MO 10.69 10.53 10.61 - .06HAB 10.67 46.13 3.15 54,791,657 327,978 0.23

201HORIZONS ACTIVE EMERGING MKTS DIV ETF CL E UN .2366 QU 14.18 13.68 13.85 - .22HAJ 13.90 N/A 1.71 1,323,294 8,381 N/A

201HORIZONS ACTIVE FLTG RATE BOND ETF CL E UN .2291 MO 10.05 10.02 10.03 - .02HFR 10.04 33.43 2.28 59,858,726 569,546 0.30

201HORIZONS ACTIVE FLTG RATE PREF SHARE ETF E UN .3589 MO 10.00 9.60 9.63 - .25HFP 9.69 N/A 3.73 15,703,819 166,632 N/A

201HORIZONS ACTIVE FLTG RATE SR LOAN ETF E UN .2964 MO 9.79 9.72 9.75 - .01HSL 9.76 N/A 3.04 8,058,353 12,853 N/A

201HORIZONS ACTIVE GLOBAL DIVIDEND ETF CL E UN .4606 QU 20.74 19.78 20.30 - .64HAZ 20.20 18.45 2.27 10,713,946 304,313 1.10

201HORIZONS ACTIVE GLOBAL FIXED INCOME ETF E UN .2018 MO 8.14 7.97 7.97 - .03HAF 8.03 27.48 2.53 8,580,273 170,487 0.29

201HORIZONS ACTIVE HIGH YIELD BOND ETF CL E UN .5909 MO 10.05 9.81 9.92 - .10HYI 9.86 N/A 5.96 13,544,762 108,426 N/A

201HORIZONS ACTIVE INTL DEV MARKTS EQTY ETF A UN .2354 QU 10.05 10.05 10.05 - .19HADM 10.05 N/A 2.34 700,001 130 N/A

201HORIZONS ACTIVE PREFERRED SHARE ETF CL E UN .3608 MO 9.64 9.47 9.52 - .20HPR 9.63 35.26 3.79 174,861,423 1,346,463 0.27

201HORIZONS ACTIVE US DIVIDEND ETF CL E USF UN .2218 QU 9.55 HAU.U N/A * 0 N/A

201HORIZONS ACTIVE US DIVIDEND ETF E UN .2218 QU 11.83 11.51 11.76 - .44HAU 11.51 N/A 1.89 575,471 7,182 N/A

201HORIZONS CANADIAN DOLLAR CURRENCY ETF CL A UN 10.21 9.97 9.97 - .02CAN 9.98 N/A 775,001 21,515 N/A

201HORIZONS CDN HIGH DIVIDEND INDEX ETF CL A UN 31.07 29.43 31.03 + 1.03HXH 29.43 N/A 9,138,711 25,857 N/A

201HORIZONS CDN INSIDER INDEX ETF CL A UNITS .2527 QU 12.80 12.42 12.77 + .07HII 12.50 N/A 1.98 1,075,317 15,265 N/A

201HORIZONS CDN MIDSTREAM OIL & GAS IDX ETF A UN .3615 QU 8.83 8.37 8.53 - .21HOG 8.42 N/A 4.24 971,026 44,155 N/A

201HORIZONS CDN SELECT UNIVERSE BOND ETF CL A UN 44.66 44.11 44.33 - .04HBB 44.66 N/A 5,367,470 172,581 N/A

201HORIZONS CHINA HIGH DIVIDEND YLD IDX ETF A UN .9402 QU 27.47 26.55 27.20 + .37HCN 27.26 N/A 3.46 257,584 18,306 N/A

201HORIZONS CRUDE OIL ETF CL 'A' UNITS 14.17 12.86 14.12 + 1.64HUC 13.22 22.06 1,272,500 92,965 0.64

201HORIZONS ENHANCED INCOME ENERGY ETF CL E UNIT .7236 MO 11.87 10.65 11.69 + 1.19HEE 10.87 46.76 6.19 2,007,620 131,428 0.25

201HORIZONS ENHANCED INCOME EQUITY ETF E UN .3708 MO 6.65 6.38 6.65 + .08HEX 6.48 33.25 5.58 6,396,799 354,435 0.20

201HORIZONS ENHNC INCM US EQ(USD)ETF CAD CL E UN .6910 MO 14.90 14.46 14.79 - .73HEA 14.64 N/A 6.01 2,407,712 12,719 N/A

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01-May-2018

201HORIZONS ENHNC INCOME GOLD PRODUCERS ETF E UN 1.3956 MO 24.58 23.13 23.13 + .54HEP 23.52 N/A 6.03 2,512,873 69,024 - 17.80

201HORIZONS ENHNC INCOME INT'L EQUITY ETF E UNIT .4456 MO 6.60 6.31 6.50 - .12HEJ 6.31 32.50 6.85 4,683,875 208,619 0.20

201HORIZONS ENHNCD INCOME FINANCIALS ETF CL E UN .4570 MO 8.84 8.49 8.83 - .24HEF 8.77 11.93 5.18 2,104,434 54,785 0.74

201HORIZONS EURO STOXX50 INDEX ETF CL A UN 32.11 30.01 32.05 + .94HXX 31.00 N/A 3,660,821 87,670 N/A

201HORIZONS GLBL CUR OPPORTUNITIES ETF CL E UN 10.91 10.70 10.70 - .10HGC 10.91 N/A 800,001 13,300 N/A

201HORIZONS GLOBAL RISK PARITY ETF CL E UNITS .0425 ANN 10.42 10.21 10.28 - .02HRA 10.35 N/A 0.41 3,500,004 38,385 N/A

201HORIZONS GOLD ETF CL 'A' UN 12.34 11.95 11.96 - .03HUG 12.10 N/A 860,000 29,797 - 3.99

201HORIZONS GOLD YIELD ETF CL 'E' UNITS .2209 MO 5.17 5.00 5.00 - .06HGY 5.12 N/A 4.42 3,906,172 192,581 - 0.48

201HORIZONS INOVESTOR CDN EQUITY INDEX ETF A UN .1738 QU 10.22 9.82 10.10 + .04INOC 9.93 N/A 1.72 2,275,004 58,868 N/A

201HORIZONS INTL DEV MKTS EQUITY INDX CL A UN 33.93 32.65 33.70 + .25HXDM 33.26 N/A 400,001 89,432 N/A

201HORIZONS MANAGED GLBL OPPORTUNITIES ETF CL E .2452 SA 11.43 11.14 11.42 + .05HGM 11.35 N/A 2.15 1,674,636 21,465 N/A

201HORIZONS MARIJUANA LIFE SCIENCES IDX ETF A UN 1.1298 QU 17.32 13.97 16.48 - 1.47HMMJ 16.82 N/A 6.86 41,592,131 9,245,868 N/A

201HORIZONS MARIJUANA LIFE SCIENCES IDX ETF A US 1.1298 QU 13.58 11.10 12.75 - 1.29HMMJ.U 13.26 N/A 8.86 0 39,611 N/A

201HORIZONS MORNINGSTAR HEDGE FUND INDX ETF E UN 14.46 13.88 14.21 - .25HHF 13.91 N/A 3,765,559 71,783 N/A

201HORIZONS NASDAQ-100 INDEX ETF CL 'A' UN 48.25 45.39 47.33 - 1.67HXQ 45.76 N/A 453,641 72,586 N/A

201HORIZONS NASDAQ-100 INDEX ETF CL 'A' US UN 37.11 37.11 37.11 - 1.10HXQ.U 37.11 N/A 653,721 532 N/A

201HORIZONS NATURAL GAS ETF CL 'A' UNITS 5.76 5.63 5.64 - .01HUN 5.65 564.00 1,985,000 12,334 0.01

201HORIZONS NATURAL GAS YIELD ETF CL 'E' UNITS .6883 MO 10.85 10.48 10.85 + .27HNY 10.48 N/A 6.34 1,001,648 19,061 N/A

201HORIZONS ROBOTICS & AUTOMATION INDEX ETF A UN 25.06 23.50 23.56 - 1.50ROBO 24.40 N/A 3,150,001 175,205 N/A

201HORIZONS S&P 500 CAD HEDGED INDEX ETF CL A UN 64.41 61.60 63.60 - 1.97HSH 61.85 N/A 476,206 15,370 N/A

201HORIZONS S&P 500 INDEX ETF CL A UNITS 64.86 62.10 64.15 - 1.54HXS 63.84 N/A 9,500,501 232,432 N/A

201HORIZONS S&P 500 INDEX ETF CL A UNITS USF 51.08 48.40 49.60 - 1.38HXS.U 48.40 N/A 0 12,427 N/A

201HORIZONS S&P/TSX 60 EQUAL WEIGHT ETF E UN .2405 QU 14.05 13.33 14.05 + .14HEW 13.50 13.25 1.71 619,544 10,552 1.06

201HORIZONS S&P/TSX 60 INDEX ETF CL A UN 32.67 31.08 32.43 + .41HXT 31.96 44.42 54,564,919 11,870,445 0.73

201HORIZONS S&P/TSX CAPPED ENERGY INDEX ETF A UN 21.33 18.46 21.15 + 2.99HXE 18.46 N/A 1,534,715 56,776 N/A

201HORIZONS S&P/TSX CAPPED FINANCL INDX ETF A UN 40.78 39.45 40.78 - .24HXF 40.10 N/A 379,275 6,315 N/A

201HORIZONS SEASONAL ROTATION ETF E UN 19.68 18.76 19.60 + .35HAC 19.03 29.70 10,408,883 122,426 0.66

201HORIZONS SILVER ETF CL 'A' UN 9.56 8.92 8.97 - .08HUZ 9.11 N/A 2,330,000 36,020 - 5.61

201HORIZONS US 7-10 YR TREASURY BOND ETF CL A UN 51.04 49.82 50.51 + .51HTB 51.04 N/A 856,375 73,902 N/A

201HORIZONS US 7-10YR TREAS BND CAD HEG ETF A UN 47.60 47.60 47.60 + .41HTH 47.60 N/A 100,351 106 N/A

201HORIZONS US DOLLAR CURRENCY ETF CL A UN 12.90 12.49 12.80 + .02DLR 12.83 38.40 7,905,654 2,809,847 0.33

221HORIZONTE MINERALS PLC. ORDINARY J .09 .07 .09 + .01HZM .07 N/A 1,432,521,800 752,883 0.00

228HUDBAY MINERALS INC. .0200 SA 9.72 8.36 8.97 - .90HBM 9.40 10.31 0.22 261,271,188 34,644,223 0.87

228HUDBAY MINERALS INC. WT .06 .03 .04 - .12HBM.WT .06 N/A 0 716,817 N/A

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Ticker Symbol

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Mth Vol

01-May-2018

228HUDSON'S BAY COMPANY .0500 QU 9.57 8.31 9.08 - .70HBC 8.61 227.00 0.55 182,866,087 3,490,230 0.04

215HUSKY ENERGY INC. .3000 QU 19.94 17.31 17.96 + 1.02HSE 18.33 23.95 1.67 1,005,120,012 26,172,921 0.75

215HUSKY ENERGY INC. SERIES '1' PR .6010 QU 17.87 17.44 17.55 - .64HSE.PR.A 17.71 N/A 3.42 10,435,932 123,986 N/A

215HUSKY ENERGY INC. SERIES '2' PR .6416 QU 18.43 17.91 18.43 - .04HSE.PR.B 18.14 N/A 3.48 1,564,068 7,883 N/A

215HUSKY ENERGY INC. SERIES '3' PR 1.1250 QU 24.81 24.29 24.50 - .40HSE.PR.C 24.68 N/A 4.59 10,000,000 208,939 N/A

215HUSKY ENERGY INC. SERIES '5' PR 1.1250 QU 25.00 24.76 24.91 - .24HSE.PR.E 24.88 N/A 4.52 8,000,000 145,497 N/A

215HUSKY ENERGY INC. SERIES '7' PR 1.1500 QU 25.31 24.86 25.17 - .03HSE.PR.G 25.00 N/A 4.57 6,000,000 110,844 N/A

221HYDRO ONE LIMITED .8800 QU 21.30 20.31 20.39 - .16H 20.90 18.37 4.32 595,867,938 10,378,921 1.11

201HYDROGENICS CORPORATION 11.40 9.55 10.55 - .86HYG 10.65 N/A 15,436,879 47,144 - 1.04

215HYDUKE ENERGY SERVICES INC. .18 .11 .11 - .07HYD .18 N/A 69,653,616 1,887,494 - 0.18

215IAMGOLD CORPORATION 7.20 6.41 7.02 + .27IMG 6.75 6.43 466,432,973 19,447,215 1.40

201IBI GROUP INC. 7.75 7.05 7.25 - .71IBG 7.20 24.17 31,220,877 417,116 0.30

215IFABRIC CORP. J 3.45 2.89 3.15 - .03IFA 2.89 30.88 26,161,000 413,815 0.10

215IGM FINANCIAL INC. 2.2500 QU 39.95 36.53 39.41 + .22IGM 37.61 15.76 5.71 240,805,907 6,102,774 2.50

215IGM FINANCIAL INC. 5.90% PR SERIES 'B' 1.4750 QU 25.64 25.30 25.45 + .18IGM.PR.B 25.45 N/A 5.80 6,000,000 87,003 N/A

221IMMUNOVACCINE INC. J 2.22 1.62 2.01 + .06IMV 1.97 N/A 137,130,713 1,765,818 - 0.10

221IMPERIAL METALS CORP. 2.49 1.85 2.00 - .37III 2.49 2.44 117,675,160 862,141 0.82

201IMPERIAL OIL LTD. .6400 QU 40.47 33.43 39.93 + 5.18IMO 33.88 68.84 1.60 824,036,825 16,742,386 0.58

201INDIGO BOOKS & MUSIC INC. 19.98 18.75 19.35 - .65IDG 18.76 21.99 26,801,128 38,147 0.88

215INDUSTRIAL ALLIANCE INS & FIN SERV INC. PR G .9443 QU 23.76 23.07 23.62 - .58IAG.PR.G 23.26 N/A 4.00 10,000,000 126,582 N/A

221INDUSTRIAL ALLIANCE INS & FIN SERV INC. PR I 25.63 25.05 25.16 - .12IAG.PR.I 25.28 N/A 6,000,000 395,142 N/A

215INDUSTRIAL ALLIANCE INSURANCE & FIN SERV INC. 1.5200 QU 55.03 51.10 53.93 - .46IAG 52.99 11.14 2.82 109,570,610 3,993,363 4.84

215INDUSTRIAL ALLIANCE INSURANCE & FIN SERV PR B 1.1500 QU 22.43 21.84 21.84 - .46IAG.PR.A 22.30 N/A 5.27 5,000,000 20,148 N/A

201INFORMATION SERVICES CORPORATION CL 'A' LV .8000 QU 17.38 16.35 16.66 - .29ISV 17.28 10.48 4.80 17,500,000 159,941 1.59

221INMED PHARMACEUTICALS INC. J 1.42 1.08 1.10 - .30IN 1.40 N/A 152,792,997 7,126,316 N/A

221INNERGEX RENEWABLE ENERGY INC. .6800 QU 13.96 13.01 13.54 + .16INE 13.18 61.55 5.02 132,321,661 4,006,231 0.22

221INNERGEX RENEWABLE ENERGY INC. SERIES 'A' PR .9020 QU 18.40 18.05 18.05 - .20INE.PR.A 18.30 N/A 5.00 3,400,000 38,018 N/A

221INNERGEX RENEWABLE ENERGY INC. SERIES 'C' PR 1.4375 QU 23.99 22.42 23.07 + .81INE.PR.C 22.42 N/A 6.23 2,000,000 20,205 N/A

215INPLAY OIL CORP. J 1.65 1.29 1.63 - .07IPO 1.40 N/A 67,886,619 2,403,780 - 0.12

201INSCAPE CORPORATION CL 'B' SV 2.15 1.82 1.83 - 1.26INQ 2.14 N/A 9,034,820 34,505 - 0.02

221INTACT FINANCIAL CORPORATION 2.8000 QU 98.85 94.80 97.90 - 1.35IFC 96.63 17.03 2.86 139,188,634 3,553,492 5.75

221INTACT FINANCIAL CORPORATION CL A SER 5 1.3000 QU 24.69 24.21 24.51 - .01IFC.PR.E 24.50 N/A 5.30 6,000,000 93,027 N/A

221INTACT FINANCIAL CORPORATION CL A SER 6 PR 1.3250 QU 25.10 24.75 25.06 + .06IFC.PR.F 24.95 N/A 5.29 6,000,000 103,603 N/A

221INTACT FINANCIAL CORPORATION CL A SERIES 1 .8490 QU 20.48 19.60 19.99 - .60IFC.PR.A 20.47 N/A 4.25 12,000,000 67,769 N/A

Monthly


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Ticker Symbol

Mth Open

Mth High

EPS PEMthLow

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Mth Vol

01-May-2018

221INTACT FINANCIAL CORPORATION CL A SERIES 3 .8330 QU 23.35 22.60 22.72 - 1.29IFC.PR.C 23.23 N/A 3.67 8,405,004 78,014 N/A

221INTACT FINANCIAL CORPORATION FLTG CL A SER 4 .8709 QU 23.94 23.00 23.00 - .88IFC.PR.D 23.60 N/A 3.79 1,594,996 18,588 N/A

228INTEGRATED ASSET MANAGEMENT CORP. .0800 QU 1.55 1.46 1.55 + .08IAM 1.47 19.38 5.16 27,848,527 77,888 0.08

201INTELLIPHARMACEUTICS INTERNATIONAL INC. J .80 .43 .48 - .37IPCI .74 N/A 43,537,849 185,559 - 0.38

215INTER PIPELINE LTD. 1.6800 MO 24.47 21.61 23.15 + .84IPL 22.33 16.42 7.26 383,161,288 17,061,770 1.41

221INTERFOR CORPORATION 25.66 22.04 24.01 - .34IFP 23.49 17.27 70,038,162 6,095,399 1.39

215INTERMAP TECHNOLOGIES CORPORATION .44 .39 .41 - .07IMP .40 N/A 16,396,289 175,742 - 0.10

221INTERNATIONAL PETROLEUM CORPORATION 6.21 5.30 6.03 + .42IPCO 5.33 20.10 87,921,846 28,721 0.30

221INTERNATIONAL TOWER HILL MINES LTD. J .99 .64 .78 + .20ITH .72 N/A 186,522,683 1,040,447 - 0.05

221INTERTAIN GROUP LIMITED (THE) EXCHANGEABLE J 16.36 14.40 15.61 + 1.27ITX 14.64 N/A 19,564,276 537,298 - 0.98

201INTERTAPE POLYMER GROUP INC. .5600 QU 20.74 19.20 19.95 - .60ITP 20.71 18.11 3.61 58,807,410 2,044,149 1.42

215INTRINSYC TECHNOLOGIES CORPORATION J 1.40 1.28 1.31 + .11ITC 1.34 33.59 20,982,988 143,532 0.04

228INV METALS INC. J .61 .52 .52 - .13INV .59 N/A 92,598,651 375,940 - 0.05

230IRON BRIDGE RES J .51 .46 .49 - .06IBR .50 N/A 154,820,692 1,840,653 - 1.05

227ISHARE JP MRGN USD EMRG MKT BND IDX ETF(CAD-H .6720 MO 21.09 20.58 20.62 - .50XEB 21.07 N/A 3.26 2,500,000 61,515 N/A

227ISHARE S&P GLB CNSMR DISCR IDX ETF CAD-HEG UN .5040 SA 35.60 33.32 35.59 + .09XCD 33.41 N/A 1.42 1,525,000 46,697 N/A

227ISHARE S&P/TSX CDN DIV ARISTOCRATS IDX ETF UN 1.1280 MO 25.44 24.41 25.20 - .30CDZ 24.94 N/A 4.48 38,650,000 512,060 N/A

227ISHARES 1-10YR LADDERD GOV'T BND INDX ETF ADV .4560 MO 18.14 + .01CLG.A N/A 2.51 100,000 S 1 N/A

227ISHARES 1-10YR LADDERED CORP BND INDX ETF ADV .5880 MO 18.69 CBH.A N/A 3.15 150,000 S 30 N/A

227ISHARES 1-10YR LADDERED CORP BOND INDX ETF UN .6960 MO 18.69 18.50 18.59 - .12CBH 18.69 N/A 3.74 13,600,000 120,614 N/A

227ISHARES 1-10YR LADDERED GOV'T BND INDX ETF UN .5640 MO 18.35 18.16 18.21 - .13CLG 18.35 N/A 3.10 14,900,000 81,903 N/A

227ISHARES 1-5 YR LADDERD CORP BOND INDX ETF ADV .3840 MO 18.30 18.26 18.29 - .02CBO.A 18.29 N/A 2.10 2,400,000 8,722 N/A

227ISHARES 1-5 YR LADDERED CORP BOND INDX ETF UN .4920 MO 18.40 18.31 18.38 - .04CBO 18.38 N/A 2.68 77,300,000 733,359 N/A

227ISHARES 1-5YR LADDERD GOVTMNT BOND IDX ETF AD .3840 MO 17.73 17.71 17.72 - .04CLF.A 17.72 177.20 2.17 1,000,000 22,600 0.10

227ISHARES 1-5YR LADDERED GOV'T BOND INDX ETF UN .4800 MO 17.86 17.77 17.80 - .06CLF 17.86 84.76 2.70 43,200,000 387,400 0.21

227ISHARES BALANCED GROWTH COREPORTFOLIO ETF UN .4080 MO 21.19 20.62 21.19 + .19CBN 21.05 N/A 1.93 2,275,000 26,274 N/A

227ISHARES BALANCED INCM COREPORTFOLIO ETF ADVSR .4800 MO 21.48 + .32CBD.A N/A 2.23 425,000 120 N/A

227ISHARES BALANCED INCOME COREPORTFOLIO ETF UN .7080 MO 21.73 21.37 21.61 - .09CBD 21.48 N/A 3.28 3,000,000 63,328 N/A

227ISHARES CANADIAN CORPORATE BOND INDEX ETF UN .6360 MO 21.05 20.79 20.87 - .15XCB 21.05 17.84 3.05 77,400,000 992,773 1.17

227ISHARES CANADIAN GOVERNMENT BOND INDEX ETF UN .5160 MO 21.36 21.00 21.12 - .09XGB 21.36 43.10 2.44 19,100,000 194,346 0.49

227ISHARES CANADIAN GROWTH INDEX ETF UN .5120 QU 29.78 28.89 29.74 - .29XCG 29.25 N/A 1.72 1,300,000 94,447 - 0.08

227ISHARES CANADIAN HYBRID CORP BOND INDX ETF UN .8160 MO 20.47 20.23 20.37 - .07XHB 20.41 12.42 4.01 22,600,000 157,513 1.64

227ISHARES CANADIAN REAL RETURN BOND INDX ETF UN .4400 SA 24.29 23.73 24.07 + .09XRB 24.24 41.50 1.83 17,900,000 167,404 0.58

227ISHARES CANADIAN SELECT DIV INDEX ETF UN .9480 MO 24.75 23.78 24.59 - .29XDV 24.23 13.66 3.86 57,400,000 1,166,638 1.80

Monthly


Ind Rate

Ticker Symbol

Mth Open

Mth High

EPS PEMthLow

Mth Close

MthChng

HowPaid

TransfAgent

Ind DivYield %

Mth Vol

01-May-2018

227ISHARES CANADIAN VALUE INDEX ETF UN .6880 QU 26.37 25.12 26.31 + .39XCV 25.66 13.63 2.61 2,600,000 74,418 1.93

227ISHARES CDN FINANCIAL MONTHLY INCOME ETF UN .4800 MO 7.39 7.21 7.35 - .14FIE 7.39 9.67 6.53 79,150,000 2,510,065 0.76

227ISHARES CDN FINANCIAL MTHLY INCOME ETF ADV UN .4800 MO 6.68 6.58 6.60 - .22FIE.A 6.68 10.00 7.27 13,441,740 33,054 0.66

227ISHARES CHINA INDEX ETF UNITS 1.1005 SA 29.43 28.06 29.00 - .28XCH 29.08 10.51 3.79 1,450,000 69,114 2.76

227ISHARES CONSERVATIVE SH TRM STGY FIXD INCM UN .5400 MO 19.68 19.55 19.58 - .08XSC 19.61 N/A 2.76 10,100,000 351,348 N/A

227ISHARES CONSERVATIVE STRATEGC FIX INCM ETF UN .5520 MO 19.96 19.61 19.69 - .12XSE 19.96 N/A 2.80 13,000,000 236,953 N/A

227ISHARES CONVERTIBLE BOND INDEX ETF ADVSR UN .7680 MO 18.30 + .24CVD.A N/A * 125,000 N/A

227ISHARES CONVERTIBLE BOND INDEX ETF UN .8640 MO 18.67 18.33 18.41 + .01CVD 18.60 N/A 4.69 6,450,000 74,473 N/A

227ISHARES CORE CDN LONG TERM BOND INDEX ETF UN .8280 MO 23.85 23.11 23.34 - .15XLB 23.84 23.58 3.55 16,600,000 260,052 0.99

227ISHARES CORE CDN SH TERM CORP+MPL BND IDX ETF .5400 MO 19.06 18.95 18.99 - .10XSH 19.03 N/A 2.84 44,600,000 742,393 N/A

227ISHARES CORE CDN SHORT TERM BND IDX ETF TR UN .6480 MO 27.31 27.17 27.24 - .07XSB 27.27 34.48 2.38 69,700,000 759,313 0.79

227ISHARES CORE CDN UNIVERSE BOND INDX ETF TR UN .8880 MO 30.76 30.25 30.42 - .16XBB 30.68 30.12 2.92 66,500,000 771,972 1.01

227ISHARES CORE MSCI ALL CWRLD EX CDA IDX ETF UN .5530 SA 25.59 24.66 25.35 - .20XAW 25.29 N/A 2.18 24,800,000 948,217 N/A

227ISHARES CORE MSCI CDN QUAL DIV INDX ETF UN .9600 MO 20.22 19.50 20.10 - .27XDIV 20.08 N/A 4.78 1,600,000 154,823 N/A

227ISHARES CORE MSCI EAFE IMI IDX ETF(CAD-HEG)UN .4375 SA 23.37 21.76 23.32 + .60XFH 22.28 N/A 1.88 8,800,000 269,605 N/A

227ISHARES CORE MSCI EAFE IMI INDEX ETF UN .4524 SA 31.84 30.60 31.63 + .38XEF 31.24 N/A 1.43 61,100,000 778,792 N/A

227ISHARES CORE MSCI EMERGING MKT IMI IDX ETF UN .9231 SA 29.07 27.92 28.35 - .56XEC 29.07 N/A 3.26 21,800,000 550,423 N/A

227ISHARES CORE MSCI GLBL QTY DIV IDX ETF(CAD-H) .6120 MO 20.44 19.60 20.42 + .05XDGH 19.61 N/A 3.00 450,000 19,321 N/A

227ISHARES CORE MSCI GLOBAL QUAL DIV INDX ETF UN .6360 MO 19.74 19.12 19.57 - .18XDG 19.36 N/A 3.25 1,700,000 195,992 N/A

227ISHARES CORE MSCI US QUAL DIV IDX ETF(CA-H)UN .6000 MO 21.33 20.47 20.71 - .91XDUH 20.47 N/A 2.90 200,000 9,921 N/A

227ISHARES CORE MSCI US QUAL DIVIDEND IDX ETF UN .4920 MO 20.21 19.63 19.95 - .71XDU 19.74 N/A 2.47 650,000 31,270 N/A

227ISHARES CORE S&P 500 INDEX ETF UN .6818 SA 43.13 41.25 42.64 - .93XUS 42.34 N/A 1.60 27,100,000 1,104,279 N/A

227ISHARES CORE S&P 500 INDX ETF (CAD-HEDGED) UN .5073 SA 30.80 28.96 30.06 - .73XSP 29.86 9.45 1.69 138,200,000 10,629,409 3.18

227ISHARES CORE S&P U.S. TOTAL MARKET IDX ETF UN .3720 QU 26.70 25.50 26.26 - .54XUU 26.28 N/A 1.42 46,875,000 554,182 N/A

227ISHARES CORE S&P U.S. TOTAL MARKET IDX ETF UN .3520 QU 25.48 24.13 24.94 - .82XUH 24.71 N/A 1.41 3,025,000 55,606 N/A

227ISHARES CORE S&P/TSX CAP COMPOSITE IDX ETF UN .6920 QU 24.98 23.80 24.84 + .19XIC 24.40 19.71 2.79 184,000,000 8,166,937 1.26

227ISHARES DIVERSIFIED MONTHLY INCOME ETF UN .6000 MO 11.12 10.97 11.03 - .08XTR 11.05 29.81 5.44 55,300,000 754,378 0.37

227ISHARES EDGE MSCI MIN VOL CANADA INDEX ETF UN .8520 QU 28.57 27.63 28.47 + .09XMV 27.90 N/A 2.99 2,550,000 30,014 N/A

227ISHARES EDGE MSCI MIN VOL EAFE IDX ETF(C-H)UN .0516 SA 23.07 22.10 23.06 + .72XML 22.47 N/A 0.22 1,700,000 39,096 N/A

227ISHARES EDGE MSCI MIN VOL EAFE INDEX ETF UN .1305 SA 36.78 35.51 36.60 + .44XMI 36.54 N/A 0.36 7,200,000 89,959 N/A

227ISHARES EDGE MSCI MIN VOL EMRG MKT IDX ETF UN .8486 SA 29.07 28.25 28.50 - .11XMM 29.07 N/A 2.98 3,050,000 49,557 N/A

227ISHARES EDGE MSCI MIN VOL GLB IDX ETF(CA-H)UN .4067 SA 22.75 22.15 22.75 + .04XMY 22.60 N/A 1.79 275,000 2,750 N/A

227ISHARES EDGE MSCI MIN VOL GLOBAL INDEX ETF UN .6470 SA 38.70 37.66 38.33 - .11XMW 38.21 N/A 1.69 2,550,000 20,789 N/A

227ISHARES EDGE MSCI MIN VOL USA IDX ETF(CA-H)UN .3120 QU 23.90 22.92 23.45 - .41XMS 22.92 N/A 1.33 900,000 61,523 N/A

Monthly


Ind Rate

Ticker Symbol

Mth Open

Mth High

EPS PEMthLow

Mth Close

MthChng

HowPaid

TransfAgent

Ind DivYield %

Mth Vol

01-May-2018

227ISHARES EDGE MSCI MIN VOL USA INDEX ETF UN .6000 QU 45.78 44.31 45.29 - .20XMU 45.74 N/A 1.32 3,700,000 40,830 N/A

227ISHARES EDGE MSCI MULTIFACTOR CDA INDX ETF UN .4680 QU 24.75 24.00 24.62 + .14XFC 24.40 N/A 1.90 1,100,000 44,338 N/A

227ISHARES EDGE MSCI MULTIFACTOR EAFE IDX ETF UN .0840 QU 25.28 24.33 25.01 - .17XFI 24.99 N/A 0.34 5,500,000 37,052 N/A

227ISHARES EDGE MSCI MULTIFACTOR USA IDX ETF UN .2560 QU 26.79 25.50 26.13 - .44XFS 25.61 N/A 0.98 6,000,000 30,083 N/A

227ISHARES EDGE MSCI MULTIFR EAFE IDX ETF(C-H)UN .0840 QU 26.03 24.69 25.97 + .35XFF 25.11 N/A 0.32 2,700,000 105,876 N/A

227ISHARES EDGE MSCI MULTIFTR USA IDX ETF(C-H)UN .2640 QU 27.97 26.46 27.50 + .10XFA 26.46 N/A 0.96 3,100,000 50,825 N/A

227ISHARES EQUAL WEIGHT BANC & LIFECO ETF ADV UN .3900 MO 9.01 8.88 8.90 - .39CEW.A 9.01 N/A 4.38 6,400,000 8,148 N/A

227ISHARES EQUAL WEIGHT BANC & LIFECO ETF UN .3240 MO 12.68 12.17 12.61 - .16CEW 12.51 N/A 2.57 14,150,000 322,024 N/A

227ISHARES FLOATING RATE INDEX ETF UN .3120 MO 20.19 20.14 20.15 - .01XFR 20.17 N/A 1.55 26,500,000 776,494 N/A

227ISHARES GLBL MONTH DIV IDX ETF CAD-HEG ADV UN .4920 MO 19.05 - .42CYH.A N/A 2.58 575,000 S 3 N/A

227ISHARES GLBL MONTHLY DIV INDX ETF(CAD-HEG)UN .6120 MO 19.97 18.78 19.87 + .13CYH 19.53 N/A 3.08 9,200,000 82,753 N/A

227ISHARES GLOBAL AGRICULTURE INDEX ETF ADV UN .0052 ANN 38.85 - 1.23COW.A N/A 0.01 400,000 S 20 N/A

227ISHARES GLOBAL AGRICULTURE INDEX ETF UN .2603 ANN 40.30 38.71 40.00 - .90COW 39.99 N/A 0.65 6,200,000 43,046 N/A

227ISHARES GLOBAL HEALTHCARE IDX ETF(CAD-HDGD)UN .4637 SA 44.50 42.18 44.43 + .22XHC 43.04 N/A 1.04 5,200,000 59,966 N/A

227ISHARES GLOBAL INFRASTRUCTURE INDEX ETF UN .5611 QU 24.25 23.57 24.06 - .49CIF 24.13 N/A 2.33 2,550,000 29,962 N/A

227ISHARES GLOBAL INFRASTRUCTURE INDX ETF ADV UN .4756 QU 25.05 + .62CIF.A N/A * 75,000 N/A

227ISHARES GLOBAL REAL ESTATE INDEX ETF ADV UN .2880 QU 26.97 26.97 26.97 + 1.22CGR.A 26.97 N/A 1.07 50,000 190 N/A

227ISHARES GLOBAL REAL ESTATE INDEX ETF UN .5280 QU 27.73 26.45 27.59 + .97CGR 27.71 N/A 1.91 4,300,000 59,104 N/A

227ISHARES GLOBAL WATER INDEX ETF ADVISOR UN QU 32.42 32.30 32.42 + .07CWW.A 32.30 N/A 125,000 700 N/A

227ISHARES GLOBAL WATER INDEX ETF UN .2000 QU 33.71 32.37 33.25 + .30CWW 33.50 N/A 0.60 4,025,000 51,450 N/A

227ISHARES GOLD BULLION ETF HEDGED UNITS ANN 11.73 11.25 11.33 - .05CGL 11.45 N/A 30,000,000 522,708 N/A

227ISHARES GOLD BULLION ETF NON-HEDGED UNITS ANN 15.23 14.72 14.81 - .02CGL.C 14.98 N/A 7,000,000 396,188 N/A

227ISHARES HIGH QUALITY CDN BOND IDX ETF ADV UN .3960 MO 20.19 20.17 20.19 + .05XQB.A 20.17 N/A 1.96 175,000 2,300 N/A

227ISHARES HIGH QUALITY CDN BOND INDX ETF UN .5160 MO 20.35 20.07 20.18 - .07XQB 20.33 N/A 2.56 30,700,000 378,557 N/A

227ISHARES INDIA INDEX ETF UN .0518 SA 35.50 34.48 35.47 + .27XID 34.85 10.05 0.15 2,000,000 61,246 3.53

227ISHARES JANTZI SOCIAL INDEX ETF UNITS .4480 QU 24.78 23.58 24.63 + .26XEN 24.11 12.76 1.82 3,700,000 62,511 1.93

227ISHARES MSCI EAFE INDEX ETF (CAD-HEDGED) UN .4807 SA 26.63 25.00 26.49 + .66XIN 25.44 7.26 1.81 56,800,000 546,116 3.65

227ISHARES MSCI EMERGING MARKETS INDEX ETF UN 1.0144 SA 34.59 33.15 33.69 - .90XEM 34.51 9.33 3.01 10,200,000 162,352 3.61

227ISHARES MSCI EUROPE IMI INDEX ETF UN .2682 SA 25.20 23.86 24.92 + .48XEU 24.49 N/A 1.08 16,000,000 349,133 N/A

227ISHARES MSCI EUROPE IMI INDX ETF (CAD-HEDG)UN .2667 SA 25.11 23.40 25.07 + .68XEH 24.10 N/A 1.06 9,800,000 226,579 N/A

227ISHARES MSCI WORLD INDEX ETF UNITS .7716 SA 49.40 47.43 48.99 - .48XWD 48.56 16.72 1.57 12,600,000 1,212,850 2.93

227ISHARES NASDAQ 100 INDEX ETF (CAD-HEDGED) UN .1837 SA 55.83 51.51 53.92 - 2.12XQQ 53.40 N/A 0.34 5,700,000 843,052 N/A

227ISHARES PREMIUM MONEY MARKET ETF ADVISOR UN .4444 MO 49.99 - .03CMR.A N/A 0.89 25,000 S 10 N/A

227ISHARES PREMIUM MONEY MARKET ETF UNITS .5880 MO 50.05 49.99 50.01 + .01CMR 50.00 N/A 1.18 2,950,000 164,033 N/A

Monthly


Ind Rate

Ticker Symbol

Mth Open

Mth High

EPS PEMthLow

Mth Close

MthChng

HowPaid

TransfAgent

Ind DivYield %

Mth Vol

01-May-2018

227ISHARES S&P GLBL INDUSTRLS IDX ETF CAD-HEG UN .3481 SA 32.82 31.74 32.18 - .71XGI 31.74 N/A 1.08 1,975,000 9,204 N/A

227ISHARES S&P U.S. MID-CAP INDEX ETF CAD-HEG UN .1701 SA 19.00 18.00 18.48 + .02XMH 18.17 N/A 0.92 4,200,000 71,722 N/A

227ISHARES S&P U.S. MID-CAP INDEX ETF UNITS .1733 SA 18.88 18.10 18.56 + .06XMC 18.61 N/A 0.93 5,400,000 49,577 N/A

227ISHARES S&P/TSX 60 INDEX ETF UNITS .6520 QU 23.39 22.25 23.23 + .31XIU 22.86 18.15 2.81 425,900,000 63,991,564 1.28

227ISHARES S&P/TSX CAP CONSUMR STAPLE IDX ETF UN .4120 QU 53.13 51.40 53.13 - .51XST 52.85 N/A 0.78 2,000,000 50,788 N/A

227ISHARES S&P/TSX CAP UTILITIES INDEX ETF UN .9000 MO 21.54 20.89 21.02 - .11XUT 21.45 N/A 4.28 4,300,000 174,915 N/A

227ISHARES S&P/TSX CAPITAL INFO TECH INDX ETF UN SA 18.00 16.76 17.93 + .13XIT 17.51 47.18 6,100,000 225,935 0.38

227ISHARES S&P/TSX CAPPED ENERGY INDEX ETF UN .1960 QU 12.88 10.94 12.67 + 1.75XEG 11.20 N/A 1.55 81,700,000 34,670,463 - 0.88

227ISHARES S&P/TSX CAPPED FINANCIALS INDX ETF UN 1.1160 MO 37.37 35.97 37.09 - .45XFN 37.00 10.72 3.01 30,900,000 5,732,917 3.46

227ISHARES S&P/TSX CAPPED MATERIALS INDEX ETF UN .1040 QU 13.45 12.66 12.99 + .05XMA 13.03 N/A 0.80 9,700,000 256,395 - 1.11

227ISHARES S&P/TSX CAPPED REIT INDEX ETF UN .7920 MO 16.72 16.29 16.58 + .20XRE 16.65 6.16 4.78 74,400,000 2,430,666 2.69

227ISHARES S&P/TSX CDN DIV ARISTOCRT IDX ETF ADV .6480 MO 24.78 24.41 24.78 - .88CDZ.A 24.66 N/A 2.62 2,000,000 3,329 N/A

227ISHARES S&P/TSX CDN PREF SHARE INDEX ETF UN .5880 MO 14.20 13.95 14.03 - .30CPD 14.13 N/A 4.19 108,000,000 1,201,295 N/A

227ISHARES S&P/TSX CDN PREF SHARE INDX ETF ADVSR .5400 MO 14.10 13.99 13.99 - .26CPD.A 14.10 N/A 3.86 1,700,000 6,574 N/A

227ISHARES S&P/TSX COMPLETION INDEX ETF UN .6280 QU 25.22 24.11 25.12 + .35XMD 24.48 39.87 2.50 8,600,000 75,824 0.63

227ISHARES S&P/TSX COMPOSITE HIGH DIV IDX ETF UN 1.0200 MO 20.72 19.91 20.59 - .01XEI 20.35 N/A 4.95 24,900,000 564,450 N/A

227ISHARES S&P/TSX GLOBAL GOLD INDEX ETF UNITS QU 12.11 11.41 11.79 + .56XGD 11.75 N/A 63,600,000 6,387,551 - 3.36

227ISHARES S&P/TSX GLOBL BASE METALS INDX ETF UN .0400 QU 15.05 13.44 14.17 - .48XBM 13.88 N/A 0.28 7,100,000 298,823 N/A

227ISHARES S&P/TSX NA PREF STK IDX ETF(CAD-HDGD) .7800 MO 18.19 17.85 17.95 - .29XPF 18.19 39.02 4.35 13,150,000 131,112 0.46

227ISHARES S&P/TSX SMALLCAP INDEX ETF UNITS .4040 QU 16.33 15.21 16.25 + .46XCS 15.44 N/A 2.49 7,800,000 105,001 - 0.70

227ISHARES SHORT DURATION HIGH INCM ETF CA-HG AD .7920 MO 17.79 17.71 17.79 + .03CSD.A 17.71 N/A 4.45 450,000 6,700 N/A

227ISHARES SHORT DURATION HIGH INCM ETF CA-HG UN .9360 MO 17.95 17.69 17.73 - .13CSD 17.73 N/A 5.28 7,425,000 104,425 N/A

227ISHARES SHORT TERM STRATEGIC FIXD INCM ETF UN .6000 MO 19.02 18.75 18.89 - .10XSI 18.93 N/A 3.18 8,400,000 78,965 N/A

227ISHARES SHORT TRM HIGH QUALITY CDN BND IDX UN .4080 MO 19.26 19.17 19.20 - .05XSQ 19.26 N/A 2.13 5,700,000 86,339 N/A

227ISHARES SILVER BULLION ETF HEDGED UNITS ANN 9.44 8.88 8.91 - .04SVR 9.05 N/A 5,500,000 208,637 - 4.97

227ISHARES SILVER BULLION ETF NON-HEDGED UNITS ANN 8.65 8.24 8.41 + .04SVR.C 8.55 N/A 2,250,000 27,605 - 3.31

227ISHARES U.S. IG CORP BND INDX ETF(CAD-HDGD)UN .6480 MO 22.79 22.23 22.35 - .34XIG 22.70 558.75 2.90 6,600,000 67,254 0.04

227ISHARES U.S. SMALL CAP INDX ETF (CAD-HEDGD)UN .3661 SA 33.70 31.47 32.74 + .67XSU 32.37 8.50 1.12 9,400,000 472,098 3.85

227ISHARES US DIV GROWERS INDEX ETF(CAD-HDGD)ADV .3720 MO 39.83 38.44 39.48 - .28CUD.A 38.81 N/A 0.94 725,000 2,600 N/A

227ISHARES US DIV GROWERS INDX ETF(CAD-HEDGD) UN .7800 MO 40.58 38.80 39.58 - .35CUD 39.79 N/A 1.97 14,600,000 164,805 N/A

227ISHARES US HIGH DIV EQUTY IDX ETF(CAD-HGD) UN .8400 MO 28.03 26.62 27.21 - .65XHD 27.25 N/A 3.09 7,900,000 79,264 N/A

227ISHARES US HIGH DIVIDEND EQUITY INDEX ETF UN .6960 MO 22.49 22.12 22.42 - .34XHU 22.17 N/A 3.10 1,300,000 44,563 N/A

227ISHARES US HIGH YLD BOND INDX ETF(CAD-HDGD)UN 1.0560 MO 19.50 19.00 19.17 - .16XHY 19.07 14.20 5.51 28,800,000 375,502 1.35

227ISHARES US HIGH YLD FIXED INCM IDX ETF(C-H)AD .9360 MO 18.42 18.35 18.42 - .18CHB.A 18.35 N/A 5.08 600,000 2,000 N/A

Monthly


Ind Rate

Ticker Symbol

Mth Open

Mth High

EPS PEMthLow

Mth Close

MthChng

HowPaid

TransfAgent

Ind DivYield %

Mth Vol

01-May-2018

227ISHARES US HIGH YLD FIXED INCM IDX ETF(C-H)UN 1.0560 MO 18.89 18.42 18.52 - .25CHB 18.51 N/A 5.70 8,700,000 119,239 N/A

227ISHRES BALANCED GROW COREPORTFOLIO ETF ADV UN .2280 MO 20.85 + .53CBN.A N/A * 325,000 N/A

201IVANHOE MINES LTD. CL 'A' J 2.91 2.51 2.65 - .58IVN 2.72 9.27 791,338,002 21,893,101 0.29

221JAGUAR MINING INC. J .36 .33 .34 - .05JAG .35 N/A 325,115,403 1,692,095 - 0.01

221JAMIESON WELLNESS INC. .3200 QU 24.49 22.36 22.97 + 2.37JWEL 22.80 N/A 1.39 37,875,255 746,408 - 1.79

215JEAN COUTU GROUP (PJC) INC. (THE) CL 'A' SV .5200 QU 24.83 24.38 24.59 + .30PJC.A 24.58 24.59 2.11 80,292,561 4,275,734 1.00

215JOURNEY ENERGY INC. 2.00 1.46 1.95 + .15JOY 1.58 N/A 38,546,283 298,347 - 2.69

221JUNE 2020 CORPORATE BOND TRUST CL 'T' UN .3500 QU 9.48 9.45 9.48 - .05CBT.UN 9.47 N/A 3.69 1,973,442 48,184 N/A

221JUST ENERGY GROUP INC. .5000 QU 5.79 5.12 5.37 - .82JE 5.71 3.95 9.31 148,394,152 4,772,175 1.36

201K-BRO LINEN INC. 1.2000 MO 37.45 33.99 35.51 - 1.95KBL 35.90 56.37 3.38 10,508,502 481,765 0.63

215KARNALYTE RESOURCES INC. J .44 .37 .41 - .05KRN .42 N/A 28,116,565 132,311 - 0.14

228KATANGA MINING LIMITED 1.85 .69 .78 - 1.27KAT 1.76 N/A 1,907,380,413 52,829,741 - 0.39

215KELSO TECHNOLOGIES INC. .86 .47 .72 - .06KLS .68 N/A 47,170,086 337,406 - 0.14

215KELT EXPLORATION LTD. 5.0% DEBENTURES J 161.00 152.50 159.75 + 12.29KEL.DB 155.00 N/A 900,000 9,080 N/A

215KELT EXPLORATION LTD. J 8.30 6.67 8.12 + 1.30KEL 6.86 N/A 180,525,165 16,369,080 - 0.13

228KERR MINES INC. J .25 .19 .24 + .01KER .23 N/A 255,785,168 6,003,474 - 0.04

228KEW MEDIA GROUP INC. CL 'B' 7.73 5.95 6.45 - 1.95KEW 7.73 N/A 12,291,039 556,666 - 2.03

0KEW MEDIA GROUP INC. WT .82 .48 .48 - .42KEW.WT .82 N/A 0 12,300 N/A

215KEYERA CORP. 1.6800 MO 36.30 33.07 34.57 + 1.87KEY 33.55 22.59 4.86 205,981,646 8,939,346 1.53

221KILLAM APARTMENT RL ESTATE INVESTMENT TR UN J .6400 MO 14.25 13.77 14.18 + .56KMP.UN 13.80 25.32 4.51 80,873,861 3,189,753 0.56

201KINAXIS INC. J 85.97 79.41 82.99 - 3.94KXS 82.37 78.89 25,639,881 733,730 1.05

215KINDER MORGAN CANADA LIMITED RV .6500 QU 18.69 14.93 16.57 - 2.54KML 18.55 N/A 3.92 103,661,302 10,508,906 N/A

215KINDER MORGAN CANADA LIMITED SERIES '1' PR 1.3125 QU 25.53 24.61 25.06 - .14KML.PR.A 25.53 N/A 5.24 12,000,000 186,161 N/A

215KINDER MORGAN CANADA LIMITED SERIES '3' PR 1.3000 QU 25.27 24.53 24.98 - .12KML.PR.C 25.22 N/A 5.20 10,000,000 276,100 N/A

221KINGSWAY FINANCIAL SERVICES INC. 5.96 4.57 5.24 - .96KFS 4.97 N/A 23,660,855 2,435 - 0.95

221KINROSS GOLD CORPORATION 5.15 4.51 4.97 + .36K 5.13 13.65 1,249,941,828 50,754,660 0.47

228KIRKLAND LAKE GOLD LTD. J .0800 QU 22.68 19.01 22.40 + 2.26KL 20.10 392.98 0.36 211,144,096 14,009,219 0.06

221KLONDEX MINES LTD. J 3.20 2.92 3.14 + 1.36KDX 3.02 N/A 179,665,705 10,744,497 - 0.17

201KNIGHT THERAPEUTICS INC. 8.38 7.54 7.86 + .11GUD 7.69 65.50 142,818,883 2,869,540 0.12

228KP TISSUE INC. .7200 QU 11.68 10.40 10.77 - 1.99KPT 11.68 N/A 6.69 9,251,035 334,862 - 0.59

221LABRADOR IRON ORE ROYALTY CORPORATION 1.0000 QU 23.24 20.51 21.85 - 3.32LIF 21.16 8.88 4.58 64,000,000 4,541,255 2.46

221LARAMIDE RESOURCES LTD. J .42 .25 .34 + .03LAM .26 N/A 117,864,649 3,618,592 - 0.03

228LARGO RESOURCES LTD. J 1.93 1.27 1.78 + .63LGO 1.38 N/A 518,433,263 11,924,163 - 0.02

201LASSONDE INDUSTRIES INC. CL 'A' SV 2.4400 QU 278.29 255.00 278.29 + 33.37LAS.A 258.06 21.62 0.88 3,235,300 39,735 12.87

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Ticker Symbol

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EPS PEMthLow

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01-May-2018

221LAURENTIAN BANK OF CANADA 2.5200 QU 49.94 46.64 49.31 - 1.50LB 47.42 8.95 5.11 41,722,370 3,746,837 5.51

221LAURENTIAN BANK OF CANADA PR 'A' NVCC SER 15 1.4625 QU 26.15 25.72 25.77 - .42LB.PR.J 25.99 N/A 5.68 5,000,000 50,106 N/A

221LAURENTIAN BANK OF CANADA PR 'A' SERIES 13 1.0750 QU 23.51 22.05 22.25 - 1.55LB.PR.H 23.45 N/A 4.83 5,000,000 46,950 N/A

215LEADFX INC. J 1.50 1.30 1.35 - .40LFX 1.50 N/A 66,753,204 77,340 - 0.38

221LEAGOLD MINING CORPORATION J 2.85 2.56 2.73 - .16LMC 2.70 N/A 151,776,959 2,374,488 - 0.09

201LEON'S FURNITURE LTD. .4800 QU 17.19 16.55 16.98 - .95LNF 17.13 12.30 2.83 76,341,341 108,289 1.38

215LEVON RESOURCES LTD. J .29 .24 .25 - .05LVN .27 N/A 125,617,907 1,280,934 - 0.06

215LIBERTY GOLD INC. J .45 .40 .42 + .02LGD .45 N/A 176,906,048 1,073,568 - 0.10

215LIBERTY GOLD INC. J WT .03 .03 .03 LGD.WT .03 N/A 0 23,301 N/A

228LIFE & BANC SPLIT CORP. CLASS 'A' 1.2000 MO 9.92 9.19 9.89 - .21LBS 9.89 3.01 12.13 22,193,972 819,309 3.29

228LIFE & BANC SPLIT CORP. PR .4750 QU 10.12 10.06 10.10 - .06LBS.PR.A 10.10 N/A 4.70 22,193,972 217,556 N/A

221LINAMAR CORPORATION .4800 QU 73.92 68.77 71.95 + 1.69LNR 70.17 8.56 0.67 65,357,295 2,564,951 8.41

215LIQUOR STORES N.A. LTD. .3600 QU 10.50 9.31 10.32 - 1.66LIQ 9.80 N/A 3.49 34,719,658 1,245,943 - 1.10

221LITHIUM AMERICAS CORP. J 7.44 6.07 6.59 - 1.48LAC 6.97 N/A 88,511,878 5,581,233 - 0.57

221LOBLAW COMPANIES LIMITED 1.0800 QU 66.65 63.03 65.30 - .62L 65.01 17.28 1.65 379,049,247 7,258,464 3.78

221LOBLAWS COMPANIES LIMITED 2ND PR SERIES 'B' 1.3250 QU 25.07 24.56 25.05 + .04L.PR.B 24.94 N/A 5.29 9,000,000 30,497 N/A

215LOGIQ ASSET MANAGEMENT INC. J .02 .01 .02 - .01LGQ .02 N/A 327,378,042 6,380,256 - 0.18

221LOGISTEC CORP. CL 'A' MV .3300 QU 50.93 50.00 50.93 + 6.46LGT.A 50.00 23.80 0.65 7,405,522 1,698 2.14

221LOGISTEC CORP. CL 'B' SV .3630 QU 49.92 48.00 49.50 + 5.75LGT.B 49.00 21.06 0.73 5,264,684 11,395 2.35

228LONCOR RESOURCES INC. J .11 .08 .08 - .02LN .10 N/A 158,689,732 272,200 0.00

221LUCARA DIAMOND CORP. J .1000 QU 2.21 1.98 2.03 - .25LUC 2.02 7.72 4.93 395,719,334 7,262,178 0.26

221LUNDIN GOLD INC. J 5.25 4.66 4.93 - .12LUG 5.18 N/A 213,163,980 768,922 - 0.46

221LUNDIN MINING CORPORATION .1200 QU 8.89 7.91 8.50 + .15LUN 8.47 11.10 1.41 731,024,659 46,327,727 0.77

228LXRANDCO, INC. J CL 'B' 2.44 1.85 1.93 - 3.07LXR 2.05 N/A 15,674,983 587,382 - 1.97

228LXRANDCO, INC. J WT .11 .11 .11 - .12LXR.WT .11 N/A 0 1,000 N/A

215LYDIAN INTERNATIONAL LIMITED ORDINARY J .49 .41 .42 - .05LYD .43 7.92 754,849,326 4,748,493 0.05

201LYSANDER-SLATER PREFERRED SHARE ACTIVETF UN .4440 MO 10.48 10.35 10.40 - .21PR 10.44 N/A 4.27 9,919,000 148,165 N/A

221M SPLIT CORP. $5.00 CLASS 1 PR .3750 MO 5.27 5.15 5.20 - .05XMF.PR.B 5.25 N/A 7.21 3,148,189 9,030 N/A

221M SPLIT CORP. $5.00 CLASS II (2014) PR 2.40 2.20 2.20 - .40XMF.PR.C 2.40 N/A 3,148,189 94,500 N/A

221M SPLIT CORP. (2014) CAPITAL .36 .25 .29 - .22XMF.A .36 N/A 3,148,189 330,300 0.00

228MACKENZIE CANADIAN EQUITY INDX ETF SER E UN .7056 QU 96.54 93.62 96.24 + .48QCN 93.62 N/A 0.73 100,000 5,920 N/A

228MACKENZIE CANADIAN SHORT-TERM BOND INDX ETF E 2.0675 MO 100.22 100.22 100.22 + .25QSB 100.22 N/A 2.06 100,000 3,015 N/A

228MACKENZIE CDN AGGREGATE BOND INDX ETF E UN 2.6996 MO 99.36 99.07 99.36 - .08QBB 99.09 N/A 2.72 260,000 2,500 N/A

228MACKENZIE CDN LARGE CAP EQTY INDX ETF E UN .7997 QU 96.15 93.49 96.15 - .15QCE 93.49 N/A 0.83 1,020,000 4,850 N/A

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01-May-2018

228MACKENZIE CDN SHORT TERM FIXED INCM ETF E UN .4206 MO 19.88 19.88 19.88 - .03MCSB 19.88 N/A 2.12 350,000 200 N/A

228MACKENZIE CORE +CDN FIXED INCM ETF SER 'E' UN .5104 MO 20.25 19.85 20.11 + .04MKB 20.08 N/A 2.54 2,650,000 29,685 N/A

228MACKENZIE CORE +GLBL FIXED INCM ETF SR 'E' UN .4831 MO 19.81 19.54 19.57 - .23MGB 19.79 N/A 2.47 6,650,000 219,125 N/A

228MACKENZIE FLOATING RATE INCOME ETF SER E UN 1.2931 MO 21.62 21.46 21.56 + .06MFT 21.54 N/A 6.00 17,650,000 486,129 N/A

228MACKENZIE INTERNATIONAL EQTY INDEX ETF E UN .0960 QU 97.12 96.94 97.00 - 1.17QDX 97.12 N/A 0.10 90,000 549 N/A

228MACKENZIE INTL EQUITY INDEX ETF (CAD-HG) E UN .0910 QU 94.44 QDXH N/A * 10,000 N/A

228MACKENZIE IVY GLOBAL EQUITY ETF SER E UN .0076 ANN 20.42 19.75 20.42 - .01MIVG 19.80 N/A 0.04 150,000 13,506 N/A

228MACKENZIE MAX DIVERS CANADA INDEX ETF CL E UN .3276 QU 22.32 21.67 22.30 + .24MKC 21.67 N/A 1.47 10,500,000 30,457 N/A

228MACKENZIE MAX DIVERS DEVELOP EUROPE ETF E UN 23.61 22.63 23.36 + .15MEU 23.07 N/A 3,600,000 78,767 N/A

228MACKENZIE MAX DIVERS EMERG MKTS IDX ETF E UN .3984 SA 25.68 24.95 25.25 + .15MEE 25.54 N/A 1.58 4,500,000 149,637 N/A

228MACKENZIE MAX DVR ALL WRLD DEV EX NA ETF E UN 23.35 22.67 23.15 - .07MXU 23.01 N/A 3,900,000 207,981 N/A

228MACKENZIE MAXIMUM DIVER ALL WRLD DEV ETF E UN .0546 QU 23.50 22.62 23.40 - .12MWD 22.95 N/A 0.23 7,600,000 47,721 N/A

228MACKENZIE MAXIMUM DIVERS US INDEX ETF CL E UN .1353 QU 24.74 23.63 24.51 - .34MUS 24.05 N/A 0.55 2,200,000 81,711 N/A

228MACKENZIE PORTFOLIO COMPLETION ETF SER E UN .0290 SA 20.04 19.83 20.04 + .03MPCF 19.93 N/A 0.14 270,000 8,144 N/A

228MACKENZIE UNCONSTRAINED BOND ETF CL 'E' UN .8170 MO 21.02 20.75 20.81 - .14MUB 20.90 N/A 3.93 11,900,000 230,956 N/A

228MACKENZIE US HI YLD BOND IDX ETF(CAD-HG)E UN 5.5070 MO 98.87 96.96 97.21 - 1.08QHY 98.11 N/A 5.67 40,000 4,330 N/A

228MACKENZIE US INVEST GRD CORP BND ETF CA-HEG E .4720 MO 98.46 97.50 97.50 - .52QUIG 98.46 N/A 0.48 1,520,000 5,260 N/A

228MACKENZIE US LARGE CAP EQ IDX ETF(CA-HG) E UN .2704 QU 94.27 94.26 94.26 - 3.38QAH 94.27 N/A 0.29 50,000 1,300 N/A

228MACKENZIE US LARGE CAP EQUITY INDX ETF E UN .2909 QU 98.72 95.24 97.89 - 2.31QUU 95.24 N/A 0.30 1,450,000 12,472 N/A

215MADISON PACIFIC PROPERTIES INC. CL 'B' .1050 SA 3.50 3.36 3.40 - .05MPC 3.40 3.82 3.09 7,255,501 8,052 0.89

215MADISON PACIFIC PROPERTIES INC. CL 'C' NV .1050 SA 3.35 3.12 3.20 MPC.C 3.21 5.71 3.28 51,315,089 103,603 0.56

221MAG SILVER CORP. J 14.78 12.75 14.27 + .85MAG 12.75 N/A 85,503,249 5,086,875 - 0.10

221MAGELLAN AEROSPACE CORPORATION .3400 QU 19.92 18.68 19.36 - .77MAL 19.73 10.14 1.76 58,209,001 122,962 1.91

215MAGNA INTERNATIONAL INC. 1.3200 QU 77.41 69.78 75.83 + 5.23MG 72.68 12.66 2.24 357,049,620 19,891,451 7.70

215MAINSTREET EQUITY CORP. J 41.61 40.00 41.61 + 1.69MEQ 40.16 3.76 8,832,305 20,143 11.06

201MAJOR DRILLING GROUP INTERNATIONAL INC. 6.89 6.26 6.42 - .07MDI 6.70 N/A 80,299,984 895,310 - 0.33

215MANDALAY RESOURCES CORPORATION J .25 .19 .21 - .04MND .20 N/A 451,313,865 13,818,863 - 0.12

201MANULIFE FINANCIAL CORP CL 1 PR SER '11' 1.0000 QU 25.00 24.59 24.90 + .01MFC.PR.J 24.96 N/A 4.02 8,000,000 233,439 N/A

201MANULIFE FINANCIAL CORP CL 1 PR SER '23' 1.2125 QU 26.39 25.77 26.17 + .27MFC.PR.R 25.84 N/A 4.63 19,000,000 301,310 N/A

201MANULIFE FINANCIAL CORP FLTG RTE CL 1 PR SR 4 .5644 QU 20.98 18.61 19.78 - .22MFC.PR.P 19.81 N/A 2.85 1,664,169 37,300 N/A

201MANULIFE FINANCIAL CORP NN-CM CL 1 PR SER '7' 1.0780 QU 25.56 24.75 25.04 + .44MFC.PR.H 25.01 N/A 4.31 10,000,000 257,541 N/A

201MANULIFE FINANCIAL CORP NN-CM CL 1 PR SER '9' 1.0878 QU 25.00 24.51 24.85 + .14MFC.PR.I 24.69 N/A 4.38 10,000,000 133,929 N/A

201MANULIFE FINANCIAL CORP NN-CM CL 1 PR SER 21 1.4000 QU 26.76 26.26 26.73 + .39MFC.PR.O 26.40 N/A 5.24 17,000,000 338,794 N/A

201MANULIFE FINANCIAL CORP NN-CM CL 1 PR SER 25 25.74 24.85 25.06 + .11MFC.PR.Q 25.14 N/A 10,000,000 559,606 N/A

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01-May-2018

201MANULIFE FINANCIAL CORP. CL 1 PR SER '13' .9500 QU 23.17 22.56 22.87 - .14MFC.PR.K 22.85 N/A 4.15 8,000,000 141,995 N/A

201MANULIFE FINANCIAL CORP. CL 1 PR SER '15' .9750 QU 23.26 21.86 22.82 - .23MFC.PR.L 22.54 N/A 4.27 8,000,000 54,233 N/A

201MANULIFE FINANCIAL CORP. CL 1 PR SER '17' .9750 QU 23.46 22.82 23.23 - .60MFC.PR.M 23.38 N/A 4.20 14,000,000 224,806 N/A

201MANULIFE FINANCIAL CORP. CL 1 PR SER '19' .9500 QU 23.40 22.04 23.17 - .46MFC.PR.N 23.31 N/A 4.10 10,000,000 85,067 N/A

201MANULIFE FINANCIAL CORP. CL 1 PR SER '3' .5445 QU 18.99 18.53 18.79 - .21MFC.PR.F 18.87 N/A 2.90 6,335,831 60,047 N/A

201MANULIFE FINANCIAL CORP. CL 1 PR SER '5' .9728 QU 24.66 24.13 24.44 - .11MFC.PR.G 24.37 N/A 3.98 8,000,000 64,302 N/A

201MANULIFE FINANCIAL CORP. CL A PR SER '2' 1.1625 QU 22.09 21.65 21.91 + .01MFC.PR.B 21.94 N/A 5.31 14,000,000 120,204 N/A

201MANULIFE FINANCIAL CORP. CL A PR SER '3' 1.1250 QU 21.45 21.00 21.24 + .01MFC.PR.C 21.26 N/A 5.30 12,000,000 121,855 N/A

201MANULIFE FINANCIAL CORPORATION .8800 QU 24.77 23.11 24.23 - .19MFC 23.95 24.72 3.63 1,983,144,677 64,159,722 0.98

228MANULIFE MULTFCTR US SMALL CAP IDX ETF HGD UN .0353 SA 26.34 MUSC N/A * 100,000 N/A

228MANULIFE MULTFCTR US SMALL CAP IDX ETF U-H UN .0371 SA 26.07 25.29 26.07 + 1.36MUSC.B 25.29 N/A 0.14 100,000 400 N/A

228MANULIFE MULTIFACTOR CDN SMID CAP IDX U-H UN .0729 SA 24.94 24.94 24.94 MCSM 24.94 N/A 0.29 200,000 100 N/A

228MANULIFE MULTIFACTR DEV INT'L INDX ETF HEG UN .7504 27.55 25.94 27.54 + .47MINT 25.94 N/A 2.72 1,300,000 16,639 N/A

228MANULIFE MULTIFACTR DEV INTL IDX ETF UNHEG UN .7017 28.35 27.68 28.35 + .43MINT.B 27.68 N/A 2.48 2,200,000 920 N/A

228MANULIFE MULTIFACTR US LARGE CAP IDX ETF HEGD .5275 SA 28.35 27.76 28.14 - .33MULC 28.12 N/A 1.87 200,000 2,020 N/A

228MANULIFE MULTIFACTR US LARGE CAP IDX ETF UNHG .5507 SA 27.25 26.69 27.17 - .48MULC.B 26.74 N/A 2.03 4,650,000 890 N/A

228MANULIFE MULTIFACTR US MID CAP IDX ETF HEG UN .4108 SA 27.90 27.39 27.67 - .45MUMC 27.90 N/A 1.48 200,000 525 N/A

228MANULIFE MULTIFACTR US MID CAP INDX ETF UNHEG .4358 SA 27.35 26.53 27.04 - .26MUMC.B 26.58 N/A 1.61 250,000 5,960 N/A

228MANULIFE MULTIFCTR CDN LARGE CAP IDX ETF UNHG .6715 SA 24.75 24.75 24.75 - .31MCLC 24.75 N/A 2.71 1,150,000 130 N/A

221MAPLE LEAF FOODS INC. .5200 QU 32.35 30.17 30.95 - 1.32MFI 31.46 24.18 1.68 126,660,289 3,689,864 1.28

201MARATHON GOLD CORPORATION J .99 .85 .87 - .09MOZ .97 N/A 146,098,352 3,155,564 - 0.03

221MARRET RESOURCE CORP. J .55 .37 .52 + .11MAR .39 N/A 17,702,767 1,081,999 - 0.01

221MARTINREA INTERNATIONAL INC. .1200 QU 16.42 14.88 15.32 + .52MRE 15.22 8.33 0.78 86,745,834 3,362,793 1.84

221MASON RESOURCES CORP. J .24 .16 .19 - .02MNR .18 N/A 78,190,863 1,053,874 - 0.04

221MAWSON RESOURCES LIMITED J .52 .31 .34 - .27MAW .50 N/A 141,591,593 1,432,185 - 0.02

215MAXAR TECHNOLOGIES LTD. 1.4800 QU 59.62 55.62 58.10 - 2.03MAXR 59.62 26.90 2.55 56,368,754 3,638,677 2.16

215MAXIM POWER CORP. 2.60 2.40 2.45 - .15MXG 2.46 7.21 54,623,825 57,807 0.34

231MBN CORPORATION EQUITY 6.25 6.05 6.09 - .01MBN 6.25 N/A 3,861,851 21,458 - 0.24

215MCAN MORTGAGE CORPORATION 1.4800 QU 18.15 17.50 18.10 - .06MKP 17.60 10.52 8.18 23,559,145 212,896 1.72

215MCCOY GLOBAL INC. 1.46 1.20 1.28 - .03MCB 1.39 N/A 27,684,239 206,186 - 0.59

221MCEWEN MINING INC. J .0100 SA 2.77 2.55 2.66 + .14MUX 2.72 N/A 0.48 337,086,060 4,263,512 - 0.04

221MEDIAGRIF INTERACTIVE TECHNOLOGIES INC. .4000 QU 10.99 10.25 10.99 + .40MDF 10.25 18.95 3.64 14,848,779 338,354 0.58

221MEDICAL FACILITIES CORPORATION 1.1250 MO 14.42 13.11 14.11 - 1.03DR 13.90 16.22 7.97 30,950,345 2,742,151 0.87

228MEDICENNA THERAPEUTICS CORP. J 2.11 1.45 1.65 - .65MDNA 2.00 N/A 24,578,137 84,637 - 0.50

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Ticker Symbol

Mth Open

Mth High

EPS PEMthLow

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01-May-2018

228MEDRELEAF CORP. 21.13 14.57 21.06 + 1.36LEAF 17.15 N/A 101,004,874 9,008,778 - 0.05

215MEG ENERGY CORP. 6.76 4.49 6.64 + 1.60MEG 4.50 11.65 294,103,943 41,224,702 0.57

228MEGA URANIUM LTD. J .16 .14 .15 - .03MGA .14 N/A 295,745,639 8,316,634 0.00

201MELCOR DEVELOPMENTS LTD. .5200 QU 14.85 14.22 14.40 + .50MRD 14.22 12.52 3.61 33,389,451 44,485 1.15

201METHANEX CORPORATION 1.3200 QU 87.59 74.47 77.39 + 6.56MX 78.19 21.04 2.19 83,235,804 6,106,439 4.73

201METRO INC. .7200 QU 42.66 39.89 40.74 + .26MRU 41.10 5.28 1.77 228,028,354 7,563,899 7.72

201MICROBIX BIOSYSTEMS INC. J .32 .25 .32 + .02MBX .28 N/A 96,772,705 767,484 - 0.01

221MIDAS GOLD CORP. J 1.07 .87 .89 - .01MAX .94 N/A 186,974,140 4,362,963 - 0.07

231MIDDLEFIELD HEALTHCARE&WELLNESS DIV FND TR UN .5000 MO 9.95 9.29 9.55 - .36HWF.UN 9.41 N/A 5.24 10,597,360 246,838 N/A

215MINCO SILVER CORPORATION J .77 .59 .71 + .03MSV .63 N/A 60,704,748 399,577 - 0.07

221MITEL NETWORKS CORORATION 14.51 11.67 14.33 + 3.82MNW 11.94 N/A 121,162,441 8,839,744 - 0.53

215MOGO FINANCE TECHNOLOGY INC. J 4.35 3.20 3.45 - 1.15MOGO 3.56 N/A 22,254,399 1,976,797 - 1.07

201MOLSON COORS CANADA INC. CLASS 'A' EXCH LV 2.0840 QU 99.00 94.08 99.00 - 7.00TPX.A 99.00 N/A 2.11 2,878,432 873 0.00

201MOLSON COORS CANADA INC. CLASS 'B' EXCH NV 2.0840 QU 103.50 97.60 101.00 - 3.56TPX.B 102.00 N/A 2.06 14,691,345 25,203 0.00

221MONETA PORCUPINE MINES INC. J .15 .13 .15 - .01ME .14 N/A 239,047,148 2,299,279 - 0.02

215MORGUARD CORPORATION .6000 QU 180.00 161.00 164.45 - 9.55MRC 169.25 6.30 0.36 11,456,959 54,611 26.10

201MORNEAU SHEPELL INC. .7800 MO 25.99 25.10 25.37 + 1.87MSI 25.81 40.92 3.07 53,856,460 1,617,402 0.62

221MOUNTAIN PROVINCE DIAMONDS INC. J 3.34 2.97 3.10 - .28MPVD 3.25 28.18 209,990,808 6,094,960 0.11

215MTY FOOD GROUP INC. .6000 QU 51.50 46.06 46.10 - 4.81MTY 50.52 10.60 1.30 25,160,493 1,084,730 4.35

215MULLEN GROUP LTD. .6000 MO 15.76 14.12 14.55 - .21MTL 14.69 23.10 4.12 103,654,316 2,216,181 0.63

215NATIONAL BANK OF CANADA 2.4000 QU 61.82 58.58 60.98 - 1.28NA 60.56 10.95 3.94 339,482,273 20,285,432 5.57

215NATIONAL BANK OF CANADA 1ST PR SERIES '32' .9750 QU 22.93 22.27 22.65 - .29NA.PR.W 22.83 N/A 4.30 12,000,000 105,480 N/A

215NATIONAL BANK OF CANADA 5-YR 1ST PR SER '30' 1.0250 QU 23.30 22.81 23.10 - .29NA.PR.S 23.25 N/A 4.44 14,000,000 165,373 N/A

215NATIONAL BANK OF CANADA 5-YR 1ST PR SER '34' 1.4000 QU 26.53 26.08 26.18 - .08NA.PR.X 26.48 N/A 5.35 16,000,000 269,616 N/A

215NATIONAL BANK OF CANADA 5-YR 1ST PR SER '36' 1.3500 QU 26.35 25.94 26.07 - .11NA.PR.A 26.31 N/A 5.18 16,000,000 161,649 N/A

201NATIONAL BANK OF CANADA 5-YR 1ST PR SER '38' 1.1125 QU 25.30 24.82 25.22 - .03NA.PR.C 25.15 N/A 4.41 16,000,000 205,403 N/A

215NATIONAL BANK OF CANADA 5-YR 1ST PR SER '40' QU 24.80 24.20 24.50 - .12NA.PR.E 24.80 N/A 12,000,000 600,170 N/A

221NAUTILUS MINERALS INC. J .24 .22 .23 - .04NUS .23 N/A 701,770,858 2,501,731 - 0.01

221NEMASKA LITHIUM INC. 1.44 1.07 1.30 - .17NMX 1.35 N/A 401,643,577 32,890,534 - 0.04

221NEMASKA LITHIUM INC. WT .47 .35 .40 - .10NMX.WT .47 N/A 0 1,233,132 N/A

215NEO PERFORMANCE MATERIALS INC. .3800 QU 18.00 16.90 17.21 + 1.70NEO 17.46 21.38 2.21 39,921,577 313,730 0.81

215NEOVASC INC. J .11 .04 .05 - .24NVCN .08 0.11 1,207,511,274 196,711,455 0.45

215NEPTUNE TECHNOLOGIES & BIORESSOURCES INC. J 3.90 3.43 3.64 + .53NEPT 3.79 40.44 78,781,173 1,428,638 0.09

221NEULION, INC. J 1.06 1.03 1.05 + .53NLN 1.05 N/A 280,334,268 4,217,119 - 0.05

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Ind DivYield %

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01-May-2018

215NEVADA COPPER CORP. J .71 .63 .67 - .05NCU .68 N/A 445,150,682 708,475 - 0.09

215NEVSUN RESOURCES LTD. J 3.64 3.04 3.58 + .78NSU 3.07 N/A 302,212,480 15,487,953 - 0.25

221NEW FLYER INDUSTRIES INC. 1.3000 QU 59.73 55.95 58.97 + 1.99NFI 58.39 17.74 2.20 62,971,836 2,496,571 3.33

221NEW GOLD INC. 3.44 2.85 3.01 - .22NGD 3.37 N/A 578,748,338 31,735,973 - 0.23

215NEW LOOK VISION GROUP INC. J .6000 QU 35.31 32.00 32.50 - 1.68BCI 34.54 45.14 1.85 15,491,520 76,196 0.72

215NEW MILLENNIUM IRON CORP. J .09 .07 .09 - .01NML .09 N/A 181,054,146 1,369,086 - 0.22

215NEWALTA CORPORATION 1.39 1.20 1.28 + .33NAL 1.20 N/A 88,148,148 2,641,893 - 0.55

201NEWFOUNDLAND CAPITAL CORP. LTD. CL 'A' SV .5000 SA 13.60 11.87 13.40 + .64NCC.A 13.14 12.88 3.73 21,538,133 44,615 1.04

201NEWFOUNDLAND CAPITAL CORP. LTD. CL 'B' MV .5000 SA 13.85 NCC.B 0.00 * 3,769,322 1.04

221NEWGROWTH CORP. CL 'B' PR SERIES 3 1.3308 QU 32.29 32.07 32.29 + .04NEW.PR.D 32.07 N/A 4.12 1,662,940 5,188 N/A

221NEWGROWTH CORPORATION CL 'A' CAPITAL SHARES 1.2100 QU 41.28 39.49 41.28 + .02NEW.A 39.49 9.09 2.93 1,662,940 9,284 4.54

221NEXA RESOURCES S.A. 23.30 21.50 22.40 - 3.50NEXA 22.71 N/A 133,320,513 4,143 N/A

221NEXGEN ENERGY LTD. J 2.75 2.12 2.56 - .13NXE 2.19 N/A 343,327,690 15,198,765 - 0.17

221NEXJ SYSTEMS INC. J 2.50 2.28 2.47 - .28NXJ 2.49 N/A 21,022,422 36,794 - 0.09

228NEXTSOURCE MATERIALS INC. J .13 .10 .12 - .03NEXT .12 N/A 462,495,711 7,535,887 - 0.01

221NGEX RESOURCES INC. J 1.30 1.01 1.10 - .20NGQ 1.09 N/A 226,370,653 455,535 - 0.04

221NICKEL CREEK PLATINUM CORP. J .29 .24 .27 - .04NCP .29 N/A 236,569,139 705,844 - 0.02

228NIGHTHAWK GOLD CORP. J .72 .62 .62 + .02NHK .69 N/A 188,541,010 1,558,206 N/A

215NIKO RESOURCES LTD. .08 .06 .06 - .03NKO .08 N/A 94,049,967 2,111,141 - 0.44

228NINEPOINT ENERGY OPPORTUNITIES TRUST UNITS 6.30 5.12 6.10 + .95NRGY.UN 5.15 N/A 4,358,150 137,618 N/A

221NIOCORP DEVELOPMENTS LTD. J .62 .56 .56 - .13NB .62 N/A 210,202,442 932,999 - 0.09

201NORBORD INC. 2.4000 QU 54.59 45.78 53.02 + 9.69OSB 46.71 8.07 4.53 86,545,027 5,938,040 6.57

221NORTH AMERICAN CONSTRUCTION GROUP LTD. .0800 QU 7.99 6.53 7.25 + .75NOA 6.62 36.25 1.10 27,870,515 807,686 0.20

221NORTH AMERICAN FINANCIAL 15 SPLIT CORP CL 'A' 1.2000 MO 9.00 8.35 8.90 - .05FFN 8.83 5.36 13.48 15,414,470 605,015 1.66

221NORTH AMERICAN FINANCIAL 15 SPLIT CORP. II PR .5500 MO 10.17 10.02 10.10 FFN.PR.A 10.14 N/A 5.45 15,414,470 270,890 N/A

221NORTH AMERICAN PALLADIUM LTD. 11.16 9.80 10.90 + 1.00PDL 9.85 20.96 58,126,526 212,430 0.52

201NORTH WEST COMPANY INC.(THE) VARIABLE V COM V 1.2800 QU 28.10 26.76 27.61 + .20NWC 26.91 19.44 4.64 48,690,212 1,548,943 1.42

221NORTHCLIFF RESOURCES LTD. J .12 .09 .10 - .02NCF .10 N/A 173,756,229 336,692 - 0.01

221NORTHERN DYNASTY MINERALS LTD. J 1.25 1.05 1.16 - .18NDM 1.18 N/A 311,816,308 2,381,385 - 0.20

215NORTHERN DYNASTY MINERALS LTD. J WT A .69 .53 .69 - .09NDM.WT.A .60 N/A 0 189,540 N/A

215NORTHERN DYNASTY MINERALS LTD. J WT B .71 .49 .49 - .31NDM.WT.B .71 N/A 0 42,710 N/A

228NORTHERN POWER SYSTEMS CORP. J .17 .10 .11 - .07NPS .17 N/A 23,173,884 90,258 0.00

215NORTHLAND POWER INC. 1.2000 MO 23.52 22.64 23.15 + 1.13NPI 23.05 27.24 5.18 175,068,741 3,973,759 0.85

215NORTHLAND POWER INC. CUMLTV RST SERIES 3 PR 1.2700 QU 24.59 23.90 24.32 - .40NPI.PR.C 24.09 N/A 5.22 4,800,000 30,631 N/A

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01-May-2018

215NORTHLAND POWER INC. FLTG RATE SERIES '2' PR .9048 QU 19.89 19.45 19.50 - .71NPI.PR.B 19.45 N/A 4.64 1,498,435 18,506 N/A

215NORTHLAND POWER INC. SERIES '1' PR .8784 QU 19.78 19.15 19.20 - .70NPI.PR.A 19.55 N/A 4.58 4,501,565 44,913 N/A

215NORTHVIEW APARTMENT RL EST INVESTMENT TR UN 1.6296 MO 26.20 24.63 25.51 + .67NVU.UN 25.80 N/A 6.39 51,165,976 1,783,514 N/A

215NOVAGOLD RESOURCES INC. J 6.33 5.51 6.16 + 1.06NG 5.51 N/A 322,303,842 3,017,868 - 0.15

201NUTRIEN LTD. 1.6000 QU 61.15 56.55 58.45 - 4.60NTR 60.90 N/A 3.52 636,111,735 14,507,687 N/A

215NUVISTA ENERGY LTD. 8.72 6.69 8.43 + .44NVA 7.04 15.61 174,184,248 10,214,370 0.54

201NUVO PHARMACEUTICALS INC. 3.50 3.00 3.11 - .14NRI 3.41 22.21 11,597,849 293,098 0.14

215NXT ENERGY SOLUTIONS INC. J 1.34 .90 1.16 - .02SFD 1.31 N/A 62,818,842 112,901 - 0.16

201OBSIDIAN ENERGY LTD. 1.52 1.27 1.42 + .24OBE 1.29 N/A 504,340,988 12,972,075 - 0.17

221OCEANAGOLD CORPORATION .0200 3.60 3.33 3.46 + .04OGC 3.49 12.22 0.74 617,097,616 29,082,193 0.36

201OLYMPIA FINANCIAL GROUP INC. 2.0400 MO 33.51 31.70 32.50 - 1.36OLY 33.51 12.85 6.28 2,406,352 14,807 2.53

215ONCOLYTICS BIOTECH INC. .77 .61 .65 - .15ONC .69 N/A 142,325,222 2,057,272 - 0.12

215ONCOLYTICS BIOTECH INC. WT .31 .23 .26 - .09ONC.WT .23 N/A 0 85,575 N/A

215ONE GLOBAL EQUITY ETF UNITS .2200 25.06 24.08 24.95 - .09ONEQ 24.16 N/A 0.88 2,400,000 20,852 N/A

201ONEX CORPORATION SV .3000 96.26 90.35 95.10 + .94ONEX 93.00 3.12 0.32 101,279,777 2,156,237 30.48

221OPEN TEXT CORPORATION .5280 46.46 42.75 45.33 + .28OTEX 44.65 77.71 1.50 267,266,442 7,953,082 0.75

201OPSENS INC. J 1.03 .83 .95 - .05OPS .89 N/A 89,826,317 1,880,810 - 0.06

221OPTIVA INC. J SV 56.18 49.30 51.90 - .35OPT 52.25 N/A 5,233,047 24,536 - 44.00

201ORBIT GARANT DRILLING INC. 2.56 2.20 2.25 - .25OGD 2.50 N/A 36,147,119 67,229 - 0.04

221OROCOBRE LIMITED ORDINARY J 5.57 4.69 5.49 - .69ORL 5.37 N/A 260,710,716 1,953,730 - 0.02

221OROSUR MINING INC. .13 .08 .09 - .06OMI .12 N/A 117,586,905 2,482,368 - 0.01

201ORVANA MINERALS CORP. J .24 .20 .22 - .01ORV .21 N/A 136,623,171 1,022,562 - 0.09

215ORYX PETROLEUM CORP. LIMITED J .23 .20 .21 + .02OXC .20 N/A 458,422,779 600,170 - 0.14

201OSISKO GOLD ROYALTIES LTD .2000 QU 12.91 11.90 12.53 + .09OR 12.50 N/A 1.60 156,225,706 6,215,136 - 0.33

201OSISKO GOLD ROYALTIES LTD. WT 1.45 1.25 1.37 - .38OR.WT 1.45 N/A 0 10,400 N/A

201OSISKO GOLD ROYALTIES LTD. WT A .63 .48 .55 - .11OR.WT.A .63 N/A 0 105,459 N/A

228OSISKO MINING INC. J 2.97 2.34 2.66 - .04OSK 2.56 N/A 207,920,322 9,745,011 - 0.10

228OSISKO MINING INC. J WT .03 .02 .02 - .01OSK.WT .02 N/A 0 5,775,818 N/A

215PAINTED PONY LTD. J 2.89 2.05 2.80 + 1.00PONY 2.11 3.22 160,995,692 18,321,901 0.87

221PAN AMERICAN SILVER CORP. .1400 22.16 20.00 20.70 + 1.28PAAS 20.94 25.94 0.87 153,317,350 3,971,800 1.03

215PARAMOUNT RESOURCES LTD. CLASS A 18.69 13.93 18.33 + 1.09POU 14.72 11.46 133,662,255 7,998,810 1.60

215PAREX RESOURCES INC. J 22.31 17.52 22.09 + 4.20PXT 18.02 16.84 155,646,553 11,211,390 1.31

228PARK LAWN CORPORATION .4560 MO 26.85 24.50 24.58 + 1.01PLC 24.52 78.03 1.86 15,354,504 889,346 0.32

215PARKLAND FUEL CORPORATION 1.1736 MO 30.06 27.96 29.81 + .84PKI 28.93 42.59 3.94 131,731,519 4,628,818 0.70

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01-May-2018

201PARTNERS VALUE SPLIT CORP. CL 'AA' SER 3 PR 1.0876 QU 25.26 25.13 25.19 + .01PVS.PR.B 25.16 N/A 4.32 7,631,100 35,985 N/A

201PARTNERS VALUE SPLIT CORP. CL 'AA' SER 6 PR 1.1250 QU 25.53 25.19 25.53 + .18PVS.PR.D 25.21 N/A 4.41 7,990,000 44,740 N/A

201PARTNERS VALUE SPLIT CORP. CL 'AA' SER 7 PR 1.3750 QU 26.46 26.11 26.35 + .16PVS.PR.E 26.20 N/A 5.22 4,000,000 7,920 N/A

201PARTNERS VALUE SPLIT CORP. CL 'AA' SER 8 PR 1.2000 QU 25.88 25.00 25.15 - .20PVS.PR.F 25.50 N/A 4.77 6,000,000 69,274 N/A

215PASON SYSTEMS INC. .6800 QU 18.53 16.61 17.95 + .21PSI 17.20 59.83 3.79 85,073,616 2,310,461 0.30

221PATTERN ENERGY GROUP INC. CL 'A' 1.6880 23.54 21.65 23.39 - .46PEGI 22.30 N/A 9.28 98,274,669 223,408 - 0.26

215PEMBINA PIPELINE CORPORATION 2.1600 MO 42.76 37.60 40.89 - .37PPL 40.06 21.63 5.28 503,405,631 25,196,373 1.89

215PEMBINA PIPELINE CORPORATION CL 'A' PR SER 1 1.0625 QU 22.58 21.55 21.59 - 1.11PPL.PR.A 22.57 N/A 4.92 10,000,000 150,464 N/A

215PEMBINA PIPELINE CORPORATION CL 'A' PR SER 11 1.4375 QU 26.42 26.04 26.20 + .06PPL.PR.K 26.21 N/A 5.49 6,800,000 69,091 N/A

215PEMBINA PIPELINE CORPORATION CL 'A' PR SER 13 1.4375 QU 26.50 25.85 25.85 - .45PPL.PR.M 26.27 N/A 5.56 10,000,000 59,908 N/A

215PEMBINA PIPELINE CORPORATION CL 'A' PR SER 15 1.1160 QU 23.81 22.99 23.02 - .96PPL.PR.O 23.67 N/A 4.85 8,000,000 79,460 N/A

215PEMBINA PIPELINE CORPORATION CL 'A' PR SER 17 1.2500 QU 24.09 23.42 23.50 - 1.15PPL.PR.Q 24.08 N/A 5.32 6,000,000 195,614 N/A

215PEMBINA PIPELINE CORPORATION CL 'A' PR SER 19 1.2500 QU 25.37 25.01 25.15 - .29PPL.PR.S 25.30 N/A 4.97 8,000,000 70,422 N/A

215PEMBINA PIPELINE CORPORATION CL 'A' PR SER 21 1.2250 QU 25.32 24.75 25.01 - .33PPL.PF.A 25.12 N/A 4.90 16,000,000 390,038 N/A

215PEMBINA PIPELINE CORPORATION CL 'A' PR SER 3 1.1750 QU 22.84 21.79 21.85 - 1.32PPL.PR.C 22.84 N/A 5.38 6,000,000 48,803 N/A

215PEMBINA PIPELINE CORPORATION CL 'A' PR SER 5 1.2500 QU 24.18 23.31 23.50 - .90PPL.PR.E 24.13 N/A 5.32 10,000,000 176,735 N/A

215PEMBINA PIPELINE CORPORATION CL 'A' PR SER 7 1.1250 QU 23.89 22.89 23.22 - .79PPL.PR.G 23.75 N/A 4.84 10,000,000 174,643 N/A

215PEMBINA PIPELINE CORPORATION CL 'A' PR SER 9 1.1875 QU 25.33 24.91 25.06 - .10PPL.PR.I 25.04 N/A 4.74 9,000,000 151,896 N/A

215PENGROWTH ENERGY CORPORATION 1.21 .77 1.15 + .22PGF .82 N/A 556,115,521 13,582,263 - 1.24

221PEREGRINE DIAMONDS LTD. J .17 .14 .16 + .01PGD .15 N/A 442,151,936 2,337,684 - 0.03

230PERPETUAL ENERGY INC. .80 .64 .79 - .01PMT .80 N/A 60,183,100 367,484 - 0.62

221PERSEUS MINING LIMITED ORDINARY J .50 .43 .45 + .06PRU .48 4.29 1,034,040,785 1,774,370 0.10

221PERSHING GOLD CORPORATION J 2.65 2.33 2.56 - .15PGLC 2.45 N/A 31,206,953 18,305 - 0.65

215PETRUS RESOURCES LTD. J 1.26 1.02 1.13 - .08PRQ 1.10 N/A 49,491,982 375,620 - 2.28

215PEYTO EXPLORATION & DEVELOPMENT CORP. .7200 MO 12.69 10.52 12.14 + 1.95PEY 10.75 11.35 5.93 164,874,175 18,168,194 1.07

224PFB CORPORATION .3200 QU 8.36 7.91 8.20 - .11PFB 8.36 24.12 3.90 6,716,003 2,866 0.34

221PHX ENERGY SERVICES CORP. 2.36 1.83 2.34 + .14PHX 1.88 N/A 58,397,887 674,527 - 0.41

227PIMCO INVESTMNT GRDE CREDT FND(CDA)ETF SER UN .6554 MO 19.62 19.28 19.33 - .26IGCF 19.59 N/A 3.39 2,250,000 67,003 N/A

227PIMCO MONTHLY INCOME FUND (CANADA) ETF SER UN .7296 MO 19.86 19.66 19.73 - .10PMIF 19.84 N/A 3.70 25,600,000 993,816 N/A

230PINE CLIFF ENERGY LTD. J .35 .30 .30 PNE .31 N/A 307,075,787 4,480,322 - 0.22

228PINETREE CAPITAL LTD. J 2.56 1.80 2.50 + .04PNP 2.40 N/A 9,045,198 125,982 - 0.25

228PINNACLE RENEWABLE HOLDINGS INC. 14.70 13.54 14.29 + .80PL 14.60 N/A 32,903,221 147,237 - 0.22

221PIVOT TECHNOLOGY SOLUTIONS, INC. J .1600 QU 2.18 1.80 1.89 - .50PTG 2.15 N/A 8.47 40,210,929 1,148,747 - 0.09

201PIZZA PIZZA ROYALTY CORP. .8556 MO 14.58 13.72 13.83 - .33PZA 14.08 15.90 6.19 24,618,392 753,441 0.87

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01-May-2018

221PLATINUM GROUP METALS LTD. J .37 .24 .24 - .21PTM .37 N/A 150,910,006 2,290,198 - 5.67

221POINTS INTERNATIONAL LTD. J 14.13 12.05 13.60 + .20PTS 12.60 45.33 14,427,987 88,763 0.30

201POLARIS INFRASTRUCTURE INC. J .6000 QU 20.55 17.90 19.11 - .73PIF 18.00 171.82 4.04 15,678,299 829,680 0.14

221POLLARD BANKNOTE LIMITED .1200 QU 23.00 21.09 21.28 + .47PBL 21.98 29.97 0.56 25,613,158 152,369 0.71

221POLYMET MINING CORP. J 1.15 1.00 1.05 - .54POM 1.10 N/A 320,402,029 395,708 - 0.05

228POSERA LTD. J .23 .19 .20 - .03PAY .22 5.00 119,796,879 2,102,699 0.04

221POSTMEDIA NETWORK CDA CORP. CL C VOTING J 1.11 1.11 1.11 + .11PNC.A 1.11 2.18 61,218 300 0.51

221POSTMEDIA NETWORK CDA CORP. CLASS NC VV J 1.00 1.00 1.00 PNC.B 1.00 1.96 93,655,981 11,800 0.51

215POTASH RIDGE CORPORATION J .11 .07 .10 PRK .07 N/A 188,345,810 11,891,859 - 0.04

221POWER CORPORATION OF CANADA 5.00% SER 'D' PR 1.2500 QU 23.42 22.90 23.22 - .15POW.PR.D 23.07 N/A 5.38 10,000,000 130,602 N/A

221POWER CORPORATION OF CANADA 5.35% SER 'B' PR 1.3375 QU 24.49 24.18 24.34 - .07POW.PR.B 24.23 N/A 5.50 8,000,000 47,444 0.00

221POWER CORPORATION OF CANADA 5.60% SER 'A' PR 1.4000 QU 25.40 25.05 25.18 + .07POW.PR.A 25.05 N/A 5.56 6,000,000 56,159 0.00

221POWER CORPORATION OF CANADA 5.60% SER 'G' PR 1.4000 QU 25.51 25.11 25.25 - .03POW.PR.G 25.20 N/A 5.54 8,000,000 43,559 N/A

221POWER CORPORATION OF CANADA 5.80% SER 'C' PR 1.4500 QU 25.80 25.33 25.63 + .28POW.PR.C 25.33 N/A 5.66 6,000,000 62,848 0.00

221POWER CORPORATION OF CANADA PARTICIPATING PR 1.4340 QU 32.60 32.10 32.10 - .85POW.PR.E 32.60 N/A 4.47 48,854,772 400 0.00

221POWER CORPORATION OF CANADA SV 1.4340 QU 30.80 28.87 30.51 + .10POW 29.35 11.01 4.70 415,873,704 14,857,870 2.77

221POWER CORPORATION OF CDA 1ST PR 1986 SERIES 1.1620 QU 45.00 44.25 44.25 + 1.50POW.PR.F 45.00 N/A 2.63 280,800 9,100 0.00

221POWER FINANCIAL CORP. 4.20% SERIES 'T' 1ST PR 1.0500 QU 24.20 23.60 23.79 - 1.06PWF.PR.T 23.97 N/A 4.41 8,000,000 56,338 N/A

221POWER FINANCIAL CORP. 4.40% SERIES 'P' 1ST PR .5765 QU 19.83 19.31 19.58 - .23PWF.PR.P 19.59 N/A 2.94 8,965,485 93,625 N/A

221POWER FINANCIAL CORP. 4.80% SERIES 'S' 1ST PR 1.2000 QU 22.74 21.98 22.10 - .22PWF.PR.S 22.52 N/A 5.43 12,000,000 150,861 N/A

221POWER FINANCIAL CORP. 4.95% SERIES 'K' 1ST PR 1.2375 QU 23.09 22.53 22.60 - .15PWF.PR.K 22.88 N/A 5.48 10,000,000 73,631 N/A

221POWER FINANCIAL CORP. 5.10% SERIES 'L' 1ST PR 1.2750 QU 23.76 23.25 23.56 + .02PWF.PR.L 23.62 N/A 5.41 8,000,000 95,658 N/A

221POWER FINANCIAL CORP. 5.15% SERIES 'V' 1ST PR 1.2875 QU 24.18 23.55 23.95 - .20PWF.PR.Z 24.10 N/A 5.38 10,000,000 283,938 N/A

221POWER FINANCIAL CORP. 5.25% SERIES 'E' 1ST PR 1.3125 QU 24.37 23.73 23.94 - .21PWF.PR.F 24.18 N/A 5.48 8,000,000 59,987 0.00

221POWER FINANCIAL CORP. 5.50% SERIES 'R' 1ST PR 1.3750 QU 25.55 25.04 25.19 - .06PWF.PR.R 25.52 N/A 5.46 10,000,000 95,771 N/A

221POWER FINANCIAL CORP. 5.75% SERIES 'H' 1ST PR 1.4375 QU 25.63 25.25 25.40 + .05PWF.PR.H 25.45 N/A 5.66 6,000,000 91,915 0.00

221POWER FINANCIAL CORP. 5.80% SERIES 'O' 1ST PR 1.4500 QU 25.74 25.37 25.58 + .13PWF.PR.O 25.63 N/A 5.67 6,000,000 63,069 N/A

221POWER FINANCIAL CORP. 5.90% SERIES 'F' 1ST PR 1.4750 QU 25.69 25.28 25.51 + .19PWF.PR.G 25.68 N/A 5.78 6,000,000 107,366 0.00

221POWER FINANCIAL CORP. 6% SERIES 'I' 1ST PR 1.5000 QU 25.87 25.50 25.65 + .20PWF.PR.I 25.77 N/A 5.85 8,000,000 142,996 0.00

221POWER FINANCIAL CORP. FLTG RT SER 'Q' 1ST PR .6462 QU 21.50 20.99 21.09 - .96PWF.PR.Q 21.36 N/A 3.06 2,234,515 69,918 N/A

221POWER FINANCIAL CORP. SER A FLTG RATE 1ST PR .5600 QU 21.43 20.55 20.96 - .70PWF.PR.A 20.88 N/A 2.67 4,000,000 70,254 0.00

221POWER FINANCIAL CORP. SERIES 'D' 1ST PR 1.3750 QU 25.18 24.77 24.92 + .09PWF.PR.E 25.09 N/A 5.52 6,000,000 69,167 0.00

221POWER FINANCIAL CORPORATION 1.6500 QU 33.52 31.53 33.31 - .19PWF 32.28 13.82 4.95 713,871,479 9,962,088 2.41

201POWERSHARE S&P INTL DEV LOW VOLATL IDX ETF UN .6234 QU 23.41 22.85 23.38 + .06ILV 22.96 N/A 2.67 1,293,000 30,638 N/A

Monthly


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Ticker Symbol

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01-May-2018

201POWERSHARE S&P500LW VLTLTY IDX ETF CA$ HEG UN .6076 MO 36.94 35.49 36.18 - .02ULV.F 36.85 N/A 1.68 6,255,000 53,807 N/A

201POWERSHARES 1-3YR LAD FLTG RTE NT INDX ETF UN .2693 MO 19.94 19.91 19.93 PFL 19.91 N/A 1.35 2,500,000 153,884 N/A

201POWERSHARES CANADIAN DIV INDEX ETF TRNSFR UN 1.2822 MO 26.41 25.52 26.20 - .46PDC 26.39 N/A 4.89 12,050,000 354,191 N/A

201POWERSHARES CANADIAN PREF SHARE INDX ETF UN .6788 MO 16.54 16.18 16.31 - .47PPS 16.44 N/A 4.16 11,632,427 55,454 N/A

201POWERSHARES FTSE RAFI CDN FNDMTL INDEX ETF UN .6498 QU 26.96 25.45 26.88 + .51PXC 25.75 N/A 2.42 8,448,220 86,359 N/A

201POWERSHARES FTSE RAFI GLB SM-MD FNDMT ETF HEG .2012 QU 19.50 19.47 19.50 + 19.50PZW.F 19.47 N/A 1.03 50,000 3,100 N/A

201POWERSHARES FTSE RAFI GLB SML-MD FNDMT ETF UN .2820 QU 26.70 25.64 26.60 + .18PZW 25.72 N/A 1.06 575,000 13,737 N/A

201POWERSHARES FTSE RAFI GLBL+FNDMNTL IDX ETF UN .4482 QU 23.44 22.85 23.44 - .46PXG 22.86 N/A 1.91 600,000 8,110 N/A

201POWERSHARES FTSE RAFI US FNDMNTL IDX ETF 2 CA .3624 QU 24.99 24.30 24.95 - .29PXS 24.32 N/A 1.45 1,175,000 4,707 N/A

201POWERSHARES GLOBAL SHAREHOLDER YLD ETF CAD UN .4134 MO 23.83 23.36 23.77 - .63PSY 23.36 N/A 1.74 150,000 1,560 N/A

201POWERSHARES LADDRITE US 0-5Y CORP BND IDX UN .7367 MO 22.26 21.59 22.02 + .16USB 22.25 N/A 3.35 1,900,000 29,743 N/A

201POWERSHARES LADDRRITE US0-5YR CRP BND IDX USF .5706 MO 17.31 17.31 17.31 - .09USB.U 17.31 N/A 4.24 410,000 376 N/A

201POWERSHARES LOW VOLATLTY PORTFOLIO ETF CAD UN .5430 MO 21.82 21.50 21.82 + .02PLV 21.63 N/A 2.49 1,800,000 26,967 N/A

201POWERSHARES QQQ INDEX ETF CAD$ HEDGED UN .3258 QU 59.10 54.62 57.04 - 2.42QQC.F 56.42 N/A 0.57 1,900,000 438,136 N/A

201POWERSHARES S&P/TSX REIT INCOME IDX ETF CA UN 1.0315 MO 20.91 20.47 20.57 + .07REIT 20.82 N/A 5.01 750,000 9,024 N/A

201POWERSHARES S&P500LOW VOLATLTY IDX ETF CA$ UN .3757 MO 21.99 21.81 21.99 + .18ULV.C 21.89 N/A 1.71 175,000 1,081 N/A

201POWERSHARES SENIOR LOAN IDX ETF CA$ HEG UN .6846 MO 19.03 18.88 18.93 - .05BKL.F 18.91 N/A 3.62 3,780,000 23,846 N/A

201POWERSHARES SENIOR LOAN INDEX ETF CAD UN .6850 MO 18.16 BKL.C N/A * 50,000 N/A

201POWERSHARES TACTICAL BOND ETF TRANS UN .5968 MO 18.67 18.41 18.48 - .18PTB 18.63 N/A 3.23 9,275,000 108,442 N/A

201POWERSHR 1-5YR LDR INVGRD CORP BND IDX ETF UN .6325 MO 18.03 17.93 17.94 - .13PSB 18.00 N/A 3.53 37,705,750 322,916 N/A

201POWERSHR FTSE RAFI CDN SML-MD FUND IDX ETF UN .3241 QU 20.03 19.83 20.03 + .13PZC 19.83 N/A 1.62 150,000 664 N/A

201POWERSHR FTSE RAFI US FUNDMNTL IDX ETF CA$HEG .5470 QU 38.93 37.36 38.25 - .80PXU.F 37.38 N/A 1.43 3,525,000 13,907 N/A

201POWERSHR S&P/TSX COMP LOW VOLITLTY IDX ETF UN 1.0842 MO 27.55 27.06 27.42 - .14TLV 27.44 N/A 3.95 13,325,000 77,255 N/A

201POWERSHRE S&P EMERG MKT LW VOLATIL IDX ETF UN .5372 QU 20.92 20.58 20.70 - .11ELV 20.76 N/A 2.60 542,700 6,451 N/A

201POWERSHRS FUNDMNTL HI YLD CORP BOND ETF CA$HG .8081 MO 20.04 19.72 19.76 - .20PFH.F 19.86 N/A 4.09 3,200,000 67,716 N/A

224PRAIRIE PROVIDENT RESOURCES INC. J .46 .40 .44 + .06PPR .43 N/A 115,891,110 1,101,105 - 2.37

224PRAIRIE PROVIDENT RESOURCES INC. WT J .04 .04 .04 - .04PPR.WT .04 N/A 0 7,000 N/A

228PRAIRIESKY ROYALTY LTD. .7800 MO 31.90 27.46 28.47 PSK 28.04 55.82 2.74 235,462,341 11,381,929 0.51

215PRECISION DRILLING CORPORATION 4.65 3.36 4.58 + .54PD 3.54 N/A 293,238,858 47,209,873 - 0.45

228PREMIER GOLD MINES LIMITED J 2.85 2.59 2.72 - .42PG 2.83 24.73 202,614,536 8,582,049 0.11

228PREMIUM BRANDS HOLDINGS CORPORATION 1.9000 QU 122.77 114.77 120.61 + 17.03PBH 118.58 44.67 1.58 31,109,037 1,582,855 2.70

228PREMIUM BRANDS HOLDINGS CORPORATION 4.65% DEB 145.00 130.00 144.00 + 16.50PBH.DB.E 139.00 N/A 861,570 23,490 N/A

215PREMIUM INCOME CORPORATION CL 'A' .8128 QU 7.89 7.05 7.43 - .21PIC.A 7.83 2.48 10.94 9,995,191 306,397 2.99

215PREMIUM INCOME CORPORATION PR .8625 QU 15.41 15.10 15.21 + .06PIC.PR.A 15.36 N/A 5.67 9,995,191 177,219 0.00

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Mth High

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01-May-2018

221PRETIUM RESOURCES INC. J 10.55 8.33 8.64 + .43PVG 8.65 N/A 182,390,374 10,245,366 - 0.12

221PRIME DIVIDEND CORP. CLASS 'A' .8110 MO 7.83 7.05 7.50 - .75PDV 7.83 5.56 10.81 1,193,260 40,662 1.35

221PRIME DIVIDEND CORP. PR .5000 MO 10.19 10.10 10.19 + .09PDV.PR.A 10.11 N/A 4.91 1,193,260 8,017 N/A

221PRIMERO MINING CORP. .28 .24 .27 + .05P .25 N/A 193,045,822 14,046,306 - 2.78

215PRIMERO MINING CORPORATION WT .01 .01 .01 P.WT.C .01 N/A 0 768,660 N/A

215PROMETIC LIFE SCIENCES INC. J .94 .63 .79 - .63PLI .76 N/A 712,329,990 32,754,339 - 0.16

221PROMIS NEUROSCIENCES INC. J .48 .38 .41 PMN .48 N/A 226,330,215 4,914,311 - 0.03

215PROPHECY DEVELOPMENT CORP. J 3.52 2.40 3.00 PCY 3.20 N/A 7,472,179 240,667 - 0.39

215PULSE SEISMIC INC. 3.10 2.85 3.00 - .09PSD 2.91 11.11 53,850,917 314,747 0.27

228PURPOSE BEST IDEAS FND ETF NON-CURRENCY HEDGD 28.62 28.56 28.56 + .25PBI.B 28.62 N/A 170,670 1,200 N/A

228PURPOSE BEST IDEAS FUND ETF 28.16 26.79 27.41 - 1.39PBI 26.83 N/A 456,948 3,147 N/A

228PURPOSE CANADIAN FINANCIAL INCOME FND ETF SHR 1.0200 MO 22.35 22.00 22.35 - .71BNC 22.00 N/A 4.56 150,000 600 N/A

228PURPOSE CONSERVATIVE INCOME FUND ETF SHARES .6480 MO 19.75 19.65 19.75 - .75PRP 19.65 N/A 3.28 200,000 1,850 N/A

228PURPOSE CORE DIVIDEND FUND ETF 1.0200 MO 25.77 24.99 25.55 - .11PDF 25.45 N/A 3.99 13,023,221 173,400 N/A

228PURPOSE DIVERSIFIED REAL ASSET FUND ETF .3000 QU 18.41 18.40 18.40 + .18PRA 18.41 N/A 1.63 125,000 482 N/A

228PURPOSE DURATION HEDGED REAL ESTATE FUND ETF .9600 MO 18.50 18.14 18.35 + .22PHR 18.34 N/A 5.23 2,475,000 84,081 N/A

228PURPOSE ENHANCED DIVIDEND FUND ETF .6264 MO 10.38 10.18 10.38 - .25PDIV 10.18 N/A 6.03 1,597,552 6,472 N/A

228PURPOSE ENHANCED US EQUITY FUND ETF 26.44 25.70 26.44 - 1.19PEU 25.70 N/A 125,000 1,200 N/A

228PURPOSE ENHNCD US EQTY FND ETF NN-CUR HEG ETF 29.26 29.26 29.26 - .28PEU.B 29.26 N/A 25,000 1,000 N/A

228PURPOSE GLOBAL INNOVATORS FUND ETF 20.19 20.19 20.19 PINV 20.19 N/A 50,000 1,078 N/A

228PURPOSE HIGH INTEREST SAVINGS ETF UNITS .6444 MO 50.06 50.00 50.00 PSA 50.01 N/A 1.29 12,650,000 177,509 N/A

228PURPOSE INTERNATIONAL DIVIDEND FUND ETF UN .9360 MO 21.54 20.65 21.45 + .40PID 20.78 N/A 4.36 5,700,000 50,732 N/A

228PURPOSE INTL TACTICAL HEDGED EQUITY FUND ETF .4000 QU 20.61 19.78 20.40 - .15PHW 20.61 N/A 1.96 650,322 58,599 N/A

228PURPOSE MONTHLY INCOME FUND ETF .9960 MO 18.71 18.56 18.63 - .11PIN 18.61 N/A 5.35 650,479 10,480 N/A

228PURPOSE MULTI-ASSET INCOME FUND ETF UN MO PINC N/A * 50,000 N/A

228PURPOSE MULTI-STRATEGY MKT NEUTRAL FND ETF UN 23.27 22.62 23.19 + .34PMM 22.78 N/A 925,000 12,648 N/A

228PURPOSE PREMIUM YIELD FUND ETF .9960 MO 19.20 18.97 19.14 + .03PYF 19.10 N/A 5.20 3,775,000 99,398 N/A

228PURPOSE SHORT DURATN TACTICAL BOND FND ETF UN .7200 MO 19.42 - .07SBND N/A 3.71 400,000 S 10 N/A

228PURPOSE STRATEGIC YIELD FUND ETF UN MO 20.11 20.11 20.11 SYLD 20.11 N/A 125,000 700 N/A

228PURPOSE TACTICAL HEDGED EQTY FUND ETF NON-CUR 25.87 24.90 25.52 - .15PHE.B 24.92 N/A 996,800 15,700 N/A

228PURPOSE TACTICAL HEDGED EQUITY FUND ETF 25.43 25.05 25.43 - .21PHE 25.25 N/A 556,910 16,066 N/A

228PURPOSE TACTICAL INVEST GRADE BOND FND ETF UN .7560 MO 19.29 19.10 19.21 - .14BND 19.26 N/A 3.94 2,975,000 34,645 N/A

228PURPOSE TOTAL RETURN BOND FUND ETF .8400 MO 18.69 18.45 18.57 - .21PBD 18.62 N/A 4.52 4,000,839 169,033 N/A

228PURPOSE US CASH ETF U.S.F. UNITS 1.0932 MO 100.10 100.00 100.00 - .09PSU.U 100.01 N/A 1.41 833,500 9,710 N/A

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01-May-2018

228PURPOSE US DIVIDEND FUND ETF NON-CUR HEDGD UN .8844 MO 25.67 24.86 25.35 - .34PUD.B 24.86 N/A 3.49 375,000 4,313 N/A

228PURPOSE US DIVIDEND FUND ETF UNITS .7800 MO 22.55 21.52 22.29 - .42PUD 21.90 N/A 3.50 800,000 9,622 N/A

221QUARTERHILL INC. .0500 1.98 1.82 1.93 - .27QTRH 1.86 16.50 2.59 118,658,249 4,633,870 0.12

201QUEBECOR INC. CL 'A' MV .1100 QU 25.09 23.89 23.90 - .49QBR.A 24.60 15.62 0.46 77,324,844 8,313 1.53

201QUEBECOR INC. CL 'B' SV .1100 QU 25.24 23.74 23.94 - .07QBR.B 24.64 15.65 0.46 156,864,284 7,565,608 1.53

215QUESTERRE ENERGY CORPORATION J 1.13 .89 .92 + .08QEC 1.13 N/A 385,331,034 502,740 - 0.01

215RAGING RIVER EXPLORATION INC. 7.25 5.82 7.14 + .93RRX 6.19 27.46 231,302,556 29,679,427 0.26

228RBC 1-5 YR LADDERED CANADIAN BOND ETF CAD UN .4920 MO 19.10 18.99 19.04 - .09RLB 19.08 N/A 2.58 11,950,000 117,630 N/A

228RBC 1-5 YR LADDERED CORPORATE BOND ETF UNITS .4800 MO 18.97 18.85 18.88 - .09RBO 18.96 N/A 2.54 13,200,000 112,905 N/A

228RBC 6-10YR LADDERED CDN CORPORATE BOND ETF UN .6000 MO 19.88 19.64 19.64 - .14RMBO 19.88 N/A 3.05 600,000 1,371 N/A

228RBC BLUEBAY GLOBL DIVERS INCM (CAD HEG)ETF UN .6840 MO 19.44 19.25 19.25 - .02RBDI 19.25 N/A 3.55 1,250,000 12,399 N/A

228RBC CANADIAN BANK YIELD INDEX ETF CAD UN .7680 MO 20.06 19.40 19.92 - .40RBNK 20.02 N/A 3.86 1,600,000 86,706 N/A

228RBC CANADIAN PREFERRED SHARE ETF CAD UNITS .9720 MO 23.99 23.57 23.68 - .66RPF 23.97 N/A 4.10 36,214,673 314,029 N/A

228RBC PH&N SHORT TERM CANADIAN BOND ETF UN .3600 MO 19.87 19.78 19.82 - .04RPSB 19.87 N/A 1.82 1,550,000 37,025 N/A

228RBC QUANT CANADIAN EQUITY LEADERS ETF CAD UN .5080 QU 20.59 20.15 20.58 - .30RCE 20.15 N/A 2.47 750,000 13,000 N/A

228RBC QUANT CDN DIVIDEND LEADERS ETF UNITS .7800 MO 20.50 19.70 20.48 + .38RCD 19.81 N/A 3.81 6,500,000 33,360 N/A

228RBC QUANT EAFE DIV LEADERS(CAD HEDGED) ETF UN .5400 23.98 22.23 23.88 + .58RIDH 22.86 N/A 2.26 4,850,000 90,558 N/A

228RBC QUANT EAFE DIVIDEND LEADERS ETF CAD UN .6360 MO 24.89 23.79 24.76 + .16RID 24.38 N/A 2.57 18,900,000 202,222 N/A

228RBC QUANT EAFE EQTY LEADR(CAD-HEG)ETF CAD UN .3080 21.20 20.08 21.20 + .40RIEH 20.16 N/A 1.45 1,150,000 27,966 N/A

228RBC QUANT EAFE EQUITY LEADERS ETF CAD UN .3800 QU 23.48 22.50 23.26 + .11RIE 22.77 N/A 1.63 1,650,000 24,341 N/A

228RBC QUANT EMERGING MARKETS DIV LEADERS ETF UN .4680 MO 22.34 21.55 21.94 - .47RXD 22.25 N/A 2.13 1,900,000 40,280 N/A

228RBC QUANT EMERGING MKT EQTY LEADR ETF CAD UN .4640 QU 27.17 26.45 26.88 - .66RXE 27.09 N/A 1.73 800,000 23,927 N/A

228RBC QUANT EUROPEAN DIV LEADERS ETF CAD UN .6360 MO 24.48 23.30 24.48 + .56RPD 23.54 N/A 2.60 7,150,000 88,242 N/A

228RBC QUANT EUROPEAN DIV LEADERS(CAD HEG)ETF UN .5520 23.55 21.68 23.45 + .73RPDH 22.35 N/A 2.35 3,900,000 182,822 N/A

228RBC QUANT GLBL REAL ESTATE LEADERS ETF CAD UN .5520 MO 19.02 18.40 19.02 + .02RGRE 19.02 N/A 2.90 250,000 3,384 N/A

228RBC QUANT GLOBAL INFRASTRUCTR LEADR US ETF UN .5400 MO 15.00 RIG.U N/A * 200,000 N/A

228RBC QUANT GLOBAL INFRASTRUCTURE LEADERS CA UN .6840 MO 19.56 18.89 19.56 + .34RIG 19.12 N/A 3.50 1,000,000 29,113 N/A

228RBC QUANT U.S. DIV LEADERS (CAD HEDGD) ETF UN .4680 26.14 25.14 25.65 - .47RUDH 25.60 N/A 1.82 4,700,000 25,856 N/A

228RBC QUANT U.S. DIVIDEND LEADERS ETF CAD UN .6480 MO 32.33 31.30 31.96 - .44RUD 32.12 N/A 2.03 12,850,000 66,744 N/A

228RBC QUANT U.S. EQUITY LEADERS ETF CAD UN .3080 QU 26.90 25.91 26.40 - .75RUE 26.36 N/A 1.17 1,350,000 18,584 N/A

228RBC QUANT US EQUITY LEADERS (CAD HDGD) ETF UN .2720 24.46 23.37 24.32 - .90RUEH 23.64 N/A 1.12 700,000 19,103 N/A

228RBC SHORT TERM U.S. CORPORATE BOND ETF CAD UN .2640 MO 20.30 19.73 20.12 + .05RUSB 20.30 N/A 1.31 300,000 8,305 N/A

228RBC STRATEGIC GLBL DIVIDEND LEADRS ETF CAD UN .6480 MO 24.02 23.66 24.02 - .29RLD 23.96 N/A 2.70 400,000 2,104 N/A

228RBC STRATEGIC GLBL EQUITY LEADERS ETF CAD UN .3360 QU 25.52 24.86 25.52 + .41RLE 24.86 N/A 1.32 150,000 760 N/A

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01-May-2018

228RBC TARGET 2018 CORPORATE BOND INDEX ETF UNIT .3840 MO 18.92 18.88 18.89 - .03RQF 18.90 N/A 2.03 2,200,000 20,002 N/A

228RBC TARGET 2019 CORPORATE BOND INDEX ETF UNIT .6360 MO 19.12 19.05 19.07 - .07RQG 19.11 N/A 3.34 7,500,000 60,943 N/A

228RBC TARGET 2020 CORPORATE BOND INDEX ETF UNIT .5160 MO 19.98 19.93 19.94 - .08RQH 19.98 N/A 2.59 6,300,000 44,672 N/A

228RBC TARGET 2021 CORPORATE BOND INDEX ETF UN .5280 MO 19.75 19.66 19.67 - .13RQI 19.75 N/A 2.68 6,300,000 31,720 N/A

228RBC TARGET 2022 CORPORATE BND INDX ETF CAD UN .4320 MO 19.27 19.22 19.23 - .09RQJ 19.27 N/A 2.25 5,350,000 2,438 N/A

228RBC TARGET 2023 CORPORATE BND IDX ETF CAD UN .5640 MO 19.11 18.94 18.94 - .13RQK 19.07 N/A 2.98 4,950,000 11,494 N/A

228REAL MATTERS INC. 7.47 7.00 7.07 - .50REAL 7.29 N/A 88,231,091 1,072,984 - 0.43

221RED EAGLE MINING CORPORATION J .28 .24 .26 - .02R .26 25.50 391,239,014 3,642,474 0.01

0RED EAGLE MINING CORPORATION J WT .12 .08 .08 - .02R.WT .11 N/A 0 221,750 N/A

221REDHAWK RESOURCES, INC. J .04 .02 .03 - .01RDK .03 N/A 178,580,458 848,400 - 0.08

221REDLINE COMMUNICATIONS GROUP INC. J 1.94 1.65 1.94 + .34RDL 1.70 N/A 17,215,469 861,697 - 0.12

221REITMAN'S (CANADA) LTD. .2000 QU 4.06 3.80 3.99 - .21RET 3.82 N/A 5.01 13,440,000 76,797 - 0.26

221REITMAN'S (CANADA) LTD. CL 'A' NV .2000 QU 4.20 3.81 3.98 - .25RET.A 4.03 N/A 5.03 49,890,266 378,992 - 0.09

215RESOLUTE FOREST PRODUCTS INC. 13.20 10.57 12.70 + 2.31RFP 10.74 N/A 90,424,850 226,777 - 1.20

215RESTAURANT BRANDS INTERNATIONAL INC 1.8000 QU 74.35 67.55 69.87 - 5.34QSR 73.31 26.19 3.31 248,078,047 12,534,315 3.43

215RESVERLOGIX CORP. J 1.82 1.25 1.29 - .50RVX 1.66 N/A 177,181,992 1,375,190 - 0.66

215RESVERLOGIX CORP. J WT .94 .68 .68 - .17RVX.WT .94 N/A 0 24,500 N/A

221RICHELIEU HARDWARE LTD. .2400 QU 30.13 26.63 27.71 - 3.38RCH 30.13 23.48 0.87 57,714,339 1,657,573 1.18

221RITCHIE BROS. AUCTIONEERS INCORPORATED .6800 QU 43.14 40.07 41.96 + .36RBA 40.48 59.35 2.08 107,471,895 2,373,653 0.91

215ROCKY MOUNTAIN DEALERSHIPS INC. .4600 QU 12.59 12.09 12.36 RME 12.26 10.47 3.72 19,883,586 531,567 1.18

201ROGERS COMMUNICATIONS INC. CL 'A' 1.9200 QU 62.45 57.00 61.55 + 3.05RCI.A 57.40 18.54 3.12 112,407,192 16,049 3.32

201ROGERS COMMUNICATIONS INC. CL 'B' NV 1.9200 QU 62.20 56.08 60.61 + 2.79RCI.B 57.42 18.26 3.17 402,405,483 21,114,102 3.32

221ROGERS SUGAR INC. .3600 QU 6.22 6.00 6.00 - .19RSI 6.18 21.43 6.00 105,744,970 2,281,083 0.28

221ROOTS CORPORATION 13.49 10.01 13.20 + 1.73ROOT 10.09 N/A 41,980,500 4,984,514 N/A

215ROXGOLD INC. J 1.25 1.00 1.16 + .03ROXG 1.03 17.85 373,069,095 9,889,885 0.07

215ROYAL BANK OF CANADA 3.6400 QU 99.59 96.00 97.64 - 3.45RY 99.56 12.80 3.73 1,443,050,193 38,603,580 7.63

215ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AD' 1.1250 QU 25.35 25.10 25.15 + .05RY.PR.D 25.29 N/A 4.47 10,000,000 57,397 N/A

215ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AF' 1.1125 QU 25.34 25.10 25.15 RY.PR.F 25.23 N/A 4.42 8,000,000 63,423 N/A

215ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AG' 1.1250 QU 25.31 25.02 25.09 - .06RY.PR.G 25.25 N/A 4.48 10,000,000 66,431 N/A

215ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AJ' .8800 QU 25.28 24.92 25.05 + .22RY.PR.I 24.99 N/A 3.51 13,578,815 328,598 N/A

215ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AK' .7284 QU 25.16 24.74 25.05 + .20RY.PR.K 24.85 N/A 2.91 2,421,185 16,740 N/A

215ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AL' 1.0650 QU 25.49 25.10 25.16 - .14RY.PR.L 25.35 N/A 4.23 12,000,000 87,207 N/A

215ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AZ' 1.0000 QU 23.33 22.89 23.03 - .44RY.PR.Z 23.28 N/A 4.34 20,000,000 248,656 N/A

215ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'BB' .9750 QU 23.40 22.85 23.05 - .55RY.PR.H 23.40 N/A 4.23 20,000,000 306,562 N/A

Monthly


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Ticker Symbol

Mth Open

Mth High

EPS PEMthLow

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01-May-2018

215ROYAL BANK OF CANADA 1ST PR NVCC SER 'BD' .9000 QU 24.46 23.91 24.13 - .27RY.PR.J 24.22 N/A 3.73 24,000,000 320,951 N/A

215ROYAL BANK OF CANADA 1ST PR NVCC SER 'BF' .9000 QU 24.27 23.71 24.02 - .38RY.PR.M 24.09 N/A 3.75 12,000,000 75,696 N/A

215ROYAL BANK OF CANADA 1ST PR NVCC SER 'BH' 1.2250 QU 24.90 24.33 24.35 - .55RY.PR.N 24.73 N/A 5.03 6,000,000 54,109 N/A

215ROYAL BANK OF CANADA 1ST PR NVCC SER 'BI' 1.2250 QU 24.77 24.27 24.31 - .46RY.PR.O 24.77 N/A 5.04 6,000,000 55,129 N/A

215ROYAL BANK OF CANADA 1ST PR NVCC SER 'BJ' 1.3125 QU 25.60 25.00 25.22 + .12RY.PR.P 25.55 N/A 5.20 6,000,000 63,729 N/A

215ROYAL BANK OF CANADA 1ST PR NVCC SER 'BM' 1.3750 QU 26.76 26.27 26.35 - .12RY.PR.R 26.70 N/A 5.22 30,000,000 294,924 N/A

215ROYAL BANK OF CANADA 1ST PR SERIES 'AA' 1.1125 QU 25.35 25.04 25.14 - .01RY.PR.A 25.21 N/A 4.43 12,000,000 162,755 N/A

215ROYAL BANK OF CANADA 1ST PR SERIES 'AC' 1.1500 QU 25.32 24.99 25.07 - .07RY.PR.C 25.18 N/A 4.59 8,000,000 89,148 N/A

215ROYAL BANK OF CANADA 1ST PR SERIES 'AE' 1.1250 QU 25.30 25.03 25.20 + .05RY.PR.E 25.25 N/A 4.46 10,000,000 56,214 N/A

215ROYAL BANK OF CANADA 1ST PR SERIES 'W' 1.2250 QU 25.01 24.40 24.55 - .20RY.PR.W 24.92 N/A 4.99 12,000,000 116,490 N/A

215ROYAL BANK OF CANADA 5YR 1ST PR NVCC SER 'BK' 1.3750 QU 26.66 26.19 26.22 - .24RY.PR.Q 26.58 N/A 5.24 29,000,000 589,239 N/A

221ROYAL CANADIAN MINT-CDN SILVER RESERVES ETR 13.09 12.44 12.50 - .10MNS 12.73 N/A 4,395,208 190,158 N/A

221ROYAL CDN MINT-CDN GLD RESERVES EXCHG-TRD REC 18.35 17.71 17.76 - .14MNT 18.32 N/A 25,735,126 342,904 N/A

221ROYAL NICKEL CORPORATION J .26 .19 .22 - .07RNX .26 N/A 356,703,588 15,528,928 - 0.31

221RTG MINING INC. ORDINARY J .20 .14 .15 - .03RTG .16 N/A 192,723,413 277,505 - 0.78

221RUBICON MINERALS CORPORATION J 1.25 1.18 1.24 - .01RMX 1.25 4.13 65,853,092 300,544 0.30

201RUSSEL METALS INC. 1.5200 QU 29.86 27.26 29.18 - .29RUS 28.04 14.59 5.21 61,959,644 2,401,404 2.00

221S SPLIT CORP. CLASS 'A' .5070 MO 7.66 6.95 7.66 + .54SBN 7.38 6.10 6.62 978,753 16,535 1.26

221S SPLIT CORP. PR .5250 MO 11.25 10.68 10.68 - .44SBN.PR.A 10.95 N/A 4.92 978,753 8,214 N/A

221SABINA GOLD & SILVER CORP. J 1.82 1.50 1.70 - .05SBB 1.59 N/A 251,828,181 3,221,835 - 0.02

221SANDSTORM GOLD LTD. 6.46 5.78 5.94 + .05SSL 6.16 76.15 183,797,234 4,845,139 0.08

215SANDSTORM GOLD LTD. WT 2.52 2.10 2.15 - .17SSL.WT 2.48 N/A 0 65,535 N/A

215SAPUTO INC. .6400 QU 42.43 39.08 41.63 + .62SAP 41.05 18.18 1.54 387,407,403 8,382,388 2.29

215SAVARIA CORPORATION J .3600 MO 18.00 16.25 16.46 - .09SIS 17.09 34.29 2.19 41,257,115 2,078,219 0.48

215SCANDIUM INTERNATIONAL MINING CORP. J .19 .17 .17 - .01SCY .18 N/A 297,899,406 2,151,561 - 0.01

221SEABRIDGE GOLD INC. J 14.72 12.89 13.44 - .30SEA 14.05 N/A 57,872,318 1,186,853 - 0.18

221SECOND CUP LTD. (THE) 4.05 2.56 2.94 - .19SCU 2.67 N/A 17,041,473 3,248,852 - 0.21

215SECURE ENERGY SERVICES INC. J .2700 MO 8.54 6.98 8.08 - .04SES 7.30 N/A 3.34 164,093,407 10,091,505 - 0.21

215SEMAFO INC. J 4.14 3.50 3.98 + .56SMF 3.74 51.03 325,542,255 14,115,933 0.08

221SENTRY SELECT PRIMARY METALS CORP. CL 'A' .3000 MO 2.51 2.30 2.30 + .05PME 2.39 N/A 13.04 15,361,411 356,459 - 0.15

221SENVEST CAPITAL INC. 250.03 235.50 250.00 + 20.00SEC 235.51 7.25 2,725,924 16,118 34.50

221SERABI GOLD PLC ORDINARY J .07 .06 .07 SBI .07 N/A 700,843,570 114,649 0.00

215SERINUS ENERGY INC. J .30 .24 .30 - .03SEN .24 N/A 150,652,138 11,279 - 0.17

215SEVEN GENERATIONS ENERGY LTD. CL 'A' 19.06 15.51 18.32 + 3.32VII 15.85 11.52 354,919,612 21,387,460 1.59

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Ind Rate

Ticker Symbol

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Mth High

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Ind DivYield %

Mth Vol

01-May-2018

201SHAW COMMUNICATIONS INC FLTG RT CL 2 PR SER B .7180 QU 19.00 18.55 18.65 - .44SJR.PR.B 18.70 N/A 3.85 1,987,607 11,098 N/A

201SHAW COMMUNICATIONS INC. CL 'B' NV 1.1850 MO 27.06 23.93 26.39 + 1.55SJR.B 24.78 23.35 4.49 480,180,535 21,904,691 1.13

201SHAW COMMUNICATIONS INC. CL 2 PR SER A .6978 QU 18.34 17.85 18.10 - .88SJR.PR.A 18.34 N/A 3.86 10,012,393 213,229 N/A

201SHAWCOR LTD. .6000 QU 26.72 23.77 24.84 - 1.52SCL 24.34 24.35 2.42 70,043,628 1,534,613 1.02

201SHERRITT INTERNATIONAL CORPORATION 1.32 1.07 1.22 + .01S 1.15 1.23 396,884,100 25,990,015 0.99

201SHERRITT INTERNATIONAL CORPORATION WT .31 .21 .31 + .05S.WT .22 N/A 0 782,131 N/A

221SHOPIFY INC. CL 'A' SV 172.47 143.01 172.01 - 5.49SHOP 161.42 N/A 92,883,410 5,455,529 - 0.55

215SIENNA SENIOR LIVING INC. .9000 MO 18.10 17.37 17.44 + .23SIA 17.86 38.76 5.16 63,574,820 2,882,106 0.45

221SIERRA METALS INC. J 3.84 3.20 3.50 + .53SMT 3.40 N/A 162,812,763 289,940 - 0.04

221SIERRA WIRELESS, INC. 22.81 20.63 22.24 + 1.72SW 21.27 130.82 35,960,997 2,043,055 0.17

221SILVER BEAR RESOURCES PLC ORDINARY J .26 .21 .24 - .03SBR .23 N/A 670,027,513 991,107 - 0.03

228SILVER BULL RESOURCES, INC. J .24 .20 .20 + .01SVB .23 N/A 200,856,092 6,263,562 - 0.03

201SILVER BULLION TRUST C$ETF NON-CUR HEDGED UN 11.98 11.51 11.96 + .46SBT.B 11.51 N/A 4,078,331 16,927 - 2.28

228SILVER BULLION TRUST ETF CURRENCY HEDGED UN 9.90 - .01SBT N/A 100,000 S 1 N/A

215SILVERCORP METALS INC. J .0200 SA 3.75 3.28 3.50 + .25SVM 3.51 11.94 0.73 167,156,122 6,915,741 0.38

215SLEEP COUNTRY CANADA HOLDINGS INC. .6600 QU 36.57 33.15 35.26 + 3.84ZZZ 34.16 22.46 1.87 37,009,179 1,493,165 1.57

221SNC - LAVALIN GROUP INC. 1.1480 QU 56.94 53.60 56.29 + .62SNC 56.50 23.95 2.04 175,527,955 5,440,307 2.35

221SOLGOLD PLC J ORDINARY .49 .38 .46 + .05SOLG .40 N/A 1,696,245,686 763,565 N/A

221SOLITARIO ZINC CORP. J .64 .51 .51 - .14SLR .59 N/A 58,445,366 116,278 - 0.03

228SOLIUM CAPITAL INC. J 11.19 10.06 10.11 - .78SUM 11.14 79.61 55,910,662 830,009 0.13

221SOUNDVEST SPLIT TRUST PR SECURITIES .6000 QU 9.85 9.70 9.76 - .24BSD.PR.A 9.70 N/A 6.15 1,657,337 9,045 N/A

215SOURCE ENERGY SERVICES LTD. J 5.78 4.40 5.40 - .77SHLE 5.01 N/A 61,551,712 1,982,658 - 0.19

201SOUTHGOBI RESOURCES LTD. J .17 .15 .15 - .02SGQ .15 N/A 272,624,133 14,232 - 0.20

224SPARTAN ENERGY CORP. J 6.81 5.51 6.36 + .90SPE 5.71 N/A 176,621,030 45,301,877 - 0.15

215SPECTRA7 MICROSYSTEMS INC. J .18 .12 .14 - .07SEV .18 N/A 172,315,672 3,720,886 - 0.10

221SPECTRAL MEDICAL INC. .35 .28 .28 - .14EDT .31 N/A 225,341,183 1,632,082 - 0.02

227SPHERE FTSE CDA SUSTAIN YLD IDX ETF UNHEGD UN .4400 QU 11.63 11.37 11.56 - .24SHC 11.37 N/A 3.81 1,117,519 80,853 N/A

227SPHERE FTSE EMERG MKTS SUSTAIN YLD IDX ETF UN .4000 QU 11.26 10.93 11.17 - .12SHZ 11.11 N/A 3.58 3,200,000 39,646 N/A

227SPHERE FTSE EUROPE SUSTAINBL YIELD IDX ETF UN .4400 QU 11.40 10.73 11.40 + .26SHE 10.93 N/A 3.86 1,600,000 42,050 N/A

221SPIN MASTER CORP. SV 53.26 45.86 48.03 - 7.53TOY 53.26 23.43 28,126,094 2,121,979 2.05

228SPROTT INC. .1200 QU 3.62 3.07 3.40 + .09SII 3.14 21.25 3.53 251,486,378 8,366,057 0.16

201SPROTT PHYSICAL GOLD AND SILVER TRUST 17.47 16.85 17.00 + .43CEF 17.17 N/A 0 227,803 N/A

228SPROTT PHYSICAL GOLD TRUST CDN UN 14.00 13.61 13.73 + .03PHYS 13.99 N/A 0 26,630 N/A

228SPROTT PHYSICAL PLATINUM & PALLADIUM TR CA UN 11.60 10.55 11.13 - .87SPPP 10.90 N/A 0 2,601 N/A

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Ind DivYield %

Mth Vol

01-May-2018

228SPROTT PHYSICAL SILVER TRUST CDN UN 8.15 7.55 7.80 - .05PSLV 7.75 N/A 0 81,620 N/A

228SPROTT RESOURCE HOLDINGS INC. .14 .12 .13 - .01SRHI .13 N/A 681,680,846 3,371,582 - 0.07

228SPROTT RESOURCE HOLDINGS INC. WT .04 .03 .03 - .01SRHI.WT .04 N/A 0 248,855 N/A

221SSR MINING INC. 13.38 12.07 13.15 + 2.47SSRM 12.37 17.46 119,878,585 5,007,825 0.75

221ST. AUGUSTINE GOLD AND COPPER LIMITED J .03 .02 .03 SAU .03 N/A 726,758,334 2,188,210 0.00

215STANTEC INC. .5500 QU 34.34 31.15 32.67 + .46STN 31.93 38.44 1.68 114,088,562 3,677,190 0.85

215STAR DIAMOND CORPORATION J .25 .18 .19 + .02DIAM .19 N/A 379,905,424 8,270,907 N/A

221STARCORE INTERNATIONAL MINES LTD. J .0800 .24 .20 .20 - .04SAM .23 1.95 41.03 49,646,851 404,465 0.10

221STARS GROUP INC. (THE) J 43.03 33.64 39.94 + 4.64TSGI 35.40 17.37 151,717,893 21,001,434 2.30

215STELCO HOLDINGS INC. J .4000 QU 25.30 20.71 23.57 - 2.01STLC 21.79 N/A 1.70 88,813,637 3,091,265 N/A

221STELLA-JONES INC. .4800 QU 46.60 44.80 46.53 - 1.22SJ 45.51 19.23 1.03 69,348,748 1,774,725 2.42

228STEP ENERGY SERVICES LTD. J 11.56 9.31 11.12 + 1.81STEP 9.76 10.90 66,486,629 4,294,436 1.02

228STEP ENERGY SERVICES LTD. J SUBS REC 9.41 9.30 9.30 - .11STEP.R 9.41 N/A 6,055,000 400 N/A

201STINGRAY DIGITAL GROUP INC. SV .2200 QU 11.05 10.22 11.00 + .60RAY.A 10.37 275.00 2.00 39,641,040 316,065 0.04

201STINGRAY DIGITAL GROUP INC. VARIABLE SV .2200 QU 10.85 10.04 10.85 + .50RAY.B 10.46 271.25 2.03 370,739 11,087 0.04

224STORM RESOURCES LTD J 2.75 1.99 2.71 + .72SRX 2.14 8.21 121,556,812 1,040,615 0.33

215STORNOWAY DIAMOND CORPORATION J .59 .52 .58 - .02SWY .57 N/A 835,453,290 1,873,682 - 0.14

215STRAD ENERGY SERVICES LTD. J 1.75 1.40 1.61 + .06SDY 1.46 N/A 59,890,940 4,786,798 - 0.12

221STREET CAPITAL GROUP INC. .79 .60 .75 - .12SCB .78 37.50 122,184,182 4,039,140 0.02

215STRONGCO CORPORATION 2.18 1.90 2.00 - .07SQP 2.00 N/A 13,221,719 409,182 - 0.17

201STUART OLSON INC. .4800 QU 7.74 6.76 7.37 + .71SOX 7.48 21.06 6.51 27,457,186 661,313 0.35

221STUDENT TRANSPORTATION INC. .4400 MO 9.69 9.37 9.60 - .05STB 9.64 32.74 5.89 95,178,880 5,358,677 0.38

228SULLIDEN MINING CAPITAL INC. J .44 .35 .35 - .06SMC .42 0.74 41,462,851 740,892 0.47

201SUN LIFE FINANCIAL INC. 1.8200 QU 53.63 50.77 53.00 + .14SLF 53.00 15.10 3.43 609,575,490 17,462,652 3.51

201SUN LIFE FINANCIAL INC. CL 'A' PR SERIES 5 1.1250 QU 21.52 21.10 21.42 + .16SLF.PR.E 21.32 N/A 5.25 10,000,000 115,144 N/A

201SUN LIFE FINANCIAL INC. CL A FLTG PR SER 9QR .5627 QU 19.52 19.02 19.10 - .77SLF.PR.J 19.30 N/A 2.95 6,007,314 76,237 N/A

201SUN LIFE FINANCIAL INC. CL FLTG A PR SR 11QR .7501 QU 21.60 21.00 21.20 - 1.35SLF.PR.K 21.50 N/A 3.54 1,080,072 15,340 N/A

201SUN LIFE FINANCIAL INC. CLASS 'A' PR SER 10R .7105 QU 21.60 20.80 20.80 - 1.40SLF.PR.H 21.55 N/A 3.42 6,919,928 78,072 N/A

201SUN LIFE FINANCIAL INC. CLASS 'A' PR SER 12R .9515 QU 24.10 23.62 23.87 - .39SLF.PR.I 23.80 N/A 3.99 12,000,000 214,485 N/A

201SUN LIFE FINANCIAL INC. CLASS 'A' PR SER 8R .5688 QU 19.25 18.88 19.03 - .67SLF.PR.G 19.11 N/A 2.99 11,200,000 100,427 N/A

201SUN LIFE FINANCIAL INC. CLASS 'A' PR SERIES 1 1.1875 QU 22.65 22.18 22.40 + .20SLF.PR.A 22.48 N/A 5.30 16,000,000 131,034 N/A

201SUN LIFE FINANCIAL INC. CLASS 'A' PR SERIES 2 1.2000 QU 22.80 22.33 22.56 - .08SLF.PR.B 22.65 N/A 5.32 13,000,000 80,048 N/A

201SUN LIFE FINANCIAL INC. CLASS 'A' PR SERIES 3 1.1125 QU 21.31 21.00 21.18 + .08SLF.PR.C 21.17 N/A 5.25 10,000,000 65,936 N/A

201SUN LIFE FINANCIAL INC. CLASS 'A' PR SERIES 4 1.1125 QU 21.35 20.99 21.25 + .08SLF.PR.D 21.19 N/A 5.24 12,000,000 78,769 N/A

Monthly


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Ticker Symbol

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Mth Vol

01-May-2018

215SUNCOR ENERGY INC. 1.4400 QU 49.89 43.26 49.10 + 6.86SU 44.37 18.32 2.93 1,638,941,009 66,815,000 2.68

228SUNOPTA, INC. 9.55 8.42 8.66 - .34SOY 9.16 N/A 86,838,255 527,464 - 2.16

221SUNWAH INTERNATIONAL LIMITED .41 SWH N/A * 93,139,927 - 0.01

221SUPERIOR PLUS CORP. .7200 MO 13.34 12.25 12.44 - .19SPB 12.37 N/A 5.79 142,842,820 5,436,086 - 0.20

221SUPREMEX INC. .2600 QU 4.29 4.02 4.15 - .21SXP 4.17 9.54 6.27 28,405,469 1,165,447 0.43

215SURGE ENERGY INC. J .0950 MO 2.46 1.88 2.39 + .47SGY 1.96 N/A 3.97 232,970,865 17,781,001 - 0.03

221SYNEX INTERNATIONAL INC. J .49 .47 .47 - .02SXI .48 N/A 38,478,083 39,700 - 0.02

221TAG OIL LTD. J .45 .33 .43 + .08TAO .34 0.98 85,282,252 2,018,537 0.44

215TAG OIL LTD. J WT .02 .01 .02 - .03TAO.WT .02 N/A 0 357,840 N/A

215TAHOE RESOURCES INC. J 7.05 6.02 6.47 + .19THO 6.11 24.61 312,775,761 14,466,852 0.34

215TAIGA BUILDING PRODUCTS LTD. 1.51 1.32 1.37 - .11TBL 1.39 N/A 116,823,109 202,942 - 0.08

221TALON METALS CORP. J .09 .05 .08 + .03TLO .06 N/A 129,645,201 1,195,950 - 0.02

230TAMARACK VALLEY ENERGY LTD. J 3.65 2.61 3.56 + .95TVE 2.77 N/A 228,608,714 25,331,375 - 0.06

221TANZANIAN ROYALTY EXPLORATION CORPORATION J .87 .48 .87 + .40TNX .50 N/A 122,437,228 1,167,626 - 0.05

215TASEKO MINES LIMITED 1.72 1.40 1.53 - .05TKO 1.52 10.20 227,114,734 7,470,464 0.15

201TD CANADIAN AGGREGATE BOND INDEX ETF UN .4200 MO 14.50 14.31 14.35 - .04TDB 14.50 N/A 2.93 850,000 10,470 N/A

201TD INTERNATIONAL EQUITY CAD HEDGD INDX ETF UN .4200 QU 18.21 17.42 18.21 + .06THE 17.66 N/A 2.31 400,000 4,163 N/A

201TD INTERNATIONAL EQUITY INDEX ETF UN .4200 QU 18.34 17.72 18.26 + .06TPE 18.02 N/A 2.30 1,000,000 22,504 N/A

201TD S&P 500 CAD HEDGED INDEX ETF UN .3000 QU 19.50 18.44 19.09 - .59THU 18.50 N/A 1.57 400,000 28,434 N/A

201TD S&P 500 INDEX ETF UN .3000 QU 19.40 18.52 19.10 - .34TPU 18.99 N/A 1.57 1,000,000 62,384 N/A

201TD S&P/TSX CAPPED COMPOSITE INDEX ETF UN .4200 QU 17.65 17.00 17.58 + .15TTP 17.05 N/A 2.39 600,000 10,088 N/A

221TDB SPLIT CORP. CL A .6000 MO 6.49 6.00 6.25 - .23XTD 6.41 3.32 9.60 3,386,660 153,181 1.88

221TDB SPLIT CORP. PRIORITY EQUITY .5250 MO 10.20 9.96 10.08 + .03XTD.PR.A 10.15 N/A 5.21 3,386,660 23,113 N/A

228TECH ACHIEVERS GROWTH & INCOME ETF CL A UN .6996 MO 10.45 9.74 10.09 - .33HTA 10.04 N/A 6.93 4,901,729 202,337 N/A

228TECH LEADERS INCOME ETF UNITS .6480 MO 12.14 10.97 11.76 + .45TLF 11.31 8.22 5.51 3,202,854 96,646 1.43

201TECK RESOURCES LIMITED CL 'A' MV .2000 QU 34.52 31.42 32.35 - 4.50TECK.A 32.00 7.45 0.62 7,777,304 46,129 4.34

201TECK RESOURCES LIMITED CL 'B' SV .2000 QU 34.88 31.33 32.23 - 4.47TECK.B 33.41 7.43 0.62 566,546,915 33,114,938 4.34

221TECSYS INC.J .2000 QU 16.59 15.40 15.40 - 1.77TCS 15.93 27.50 1.30 13,082,376 49,182 0.56

228TELLZA INC. J .81 - .24TEL 0.00 * 10,144,471 0.07

215TELUS CORPORATION 2.0200 QU 46.48 44.14 45.95 - .37T 45.20 18.68 4.40 595,127,648 14,756,507 2.46

201TEMPLE HOTELS INC. 3.17 2.66 3.00 + .45TPH 2.66 N/A 25,269,913 400,364 - 0.91

215TEN PEAKS COFFEE COMPANY INC. .2500 QU 6.70 6.15 6.40 - .60TPK 6.69 13.91 3.91 9,061,210 198,709 0.46

221TERAGO INC. 5.61 4.72 4.80 - .50TGO 5.28 N/A 14,399,188 228,062 - 0.51

221TERANGA GOLD CORPORATION J 4.99 4.27 4.90 + 1.21TGZ 4.51 12.56 107,343,902 6,906,328 0.39

Monthly


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Ticker Symbol

Mth Open

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EPS PEMthLow

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01-May-2018

201TERRAVEST INDUSTRIES INC. .4000 QU 10.25 9.85 10.10 + .31TVK 9.86 17.72 3.96 18,259,534 336,969 0.57

215TFI INTERNATIONAL INC. .8400 37.39 32.73 37.17 + 4.55TFII 33.21 21.24 2.26 88,477,975 3,398,248 1.75

215THERATECHNOLOGIES INC. 9.77 9.03 9.19 + 2.11TH 9.32 N/A 75,033,228 2,512,226 - 0.26

215THOMSON REUTERS CORPORATION 1.3800 QU 51.92 49.21 51.63 + 1.07TRI 49.74 26.34 3.44 709,571,584 12,952,867 2.52

215THOMSON REUTERS CORPORATION FLTG RATE PR II .5851 QU 20.00 19.05 19.99 - .10TRI.PR.B 19.45 N/A 2.93 6,000,000 383,705 N/A

228TIDEWATER MIDSTREAM & INFRASTRUCTURE LTD. .0400 QU 1.39 1.27 1.30 - .08TWM 1.36 32.50 3.08 329,090,878 5,687,028 0.04

201TIMBERCREEK FINANCIAL CORP. .6900 MO 9.23 8.91 9.17 - .08TF 9.09 13.10 7.52 79,199,701 1,412,104 0.70

215TIMBERCREEK FINANCIAL CORP. 5.45% 31MAR22 DEB 101.51 99.75 100.00 + .60TF.DB.B 100.50 N/A 460,000 2,870 N/A

201TIMBERCREEK FINANCIAL CORP. 6.35% DEB 101.30 100.90 100.90 + 1.15TF.DB 101.26 N/A 345,000 540 N/A

215TITAN MEDICAL INC. 'F' WT J .07 .02 .07 + .01TMD.WT.F .02 N/A 0 54,300 N/A

215TITAN MEDICAL INC. 'G' WT J .08 .04 .06 - .11TMD.WT.G .08 N/A 0 173,650 N/A

215TITAN MEDICAL INC. 'H' WT J .07 .04 .07 - .04TMD.WT.H .07 N/A 0 42,000 N/A

215TITAN MEDICAL INC. 'I' WT J .10 .10 .10 - .08TMD.WT.I .10 N/A 0 500 N/A

215TITAN MEDICAL INC. J .29 .23 .26 - .15TMD .27 N/A 414,716,645 7,011,951 - 0.07

221TITAN MINING CORPORATION J 1.50 1.18 1.45 TI 1.37 N/A 101,970,757 970,836 - 0.21

221TMAC RESOURCES INC. J 8.56 7.46 7.53 - 1.27TMR 7.92 N/A 91,720,049 813,403 - 0.30

228TMX GROUP LIMITED 2.0000 QU 79.38 73.77 77.44 + .73X 74.60 11.63 2.58 55,507,875 1,383,797 6.66

215TOP 10 SPLIT TRUST PR SECURITIES .7812 QU 12.76 12.65 12.67 + .12TXT.PR.A 12.70 N/A 6.17 1,112,436 9,444 N/A

215TORC OIL & GAS LTD. .2400 MO 7.62 6.30 7.28 + 1.17TOG 6.50 N/A 3.30 196,454,647 15,770,992 - 0.06

221TOREX GOLD RESOURCES INC. J 13.99 7.59 13.20 + 3.20TXG 8.01 N/A 84,882,541 10,659,331 - 0.21

201TOROMONT INDUSTRIES LTD. .9200 QU 57.55 53.21 56.23 - 1.38TIH 55.99 25.33 1.64 80,958,059 2,658,106 2.22

201TORONTO-DOMINION BANK (THE) 2.6800 QU 73.27 69.37 72.11 - 1.89TD 73.27 13.28 3.72 1,845,338,328 56,470,465 5.43

201TORONTO-DOMINION BANK (THE) 5-YR RESET PR S .8428 QU 24.99 24.81 24.96 + .03TD.PR.S 24.91 N/A 3.38 5,387,491 308,345 N/A

201TORONTO-DOMINION BANK (THE) 5-YR RESET PR Y .8899 QU 24.96 24.75 24.94 + .03TD.PR.Y 24.82 N/A 3.57 5,481,853 100,827 N/A

201TORONTO-DOMINION BANK(THE) 5-YR RST PR SER 14 1.2125 QU 26.24 25.72 25.91 - .08TD.PF.H 26.24 N/A 4.68 40,000,000 414,751 N/A

201TORONTO-DOMINION BANK(THE) 5-YR RST PR SER 16 1.1250 QU 25.30 24.82 25.11 - .24TD.PF.I 25.26 N/A 4.48 14,000,000 419,367 N/A

201TORONTO-DOMINION BANK(THE) 5-YR RST PR SER 18 25.73 24.90 25.28 + .09TD.PF.J 25.19 N/A 14,000,000 1,469,037 N/A

201TORONTO-DOMINION BANK(THE) CL 'A'1ST PR SER 1 .9750 QU 23.24 22.55 22.70 - .91TD.PF.A 23.13 N/A 4.30 20,000,000 439,180 N/A

201TORONTO-DOMINION BANK(THE) CL 'A'1ST PR SER 3 .9500 QU 23.15 22.46 22.67 - .91TD.PF.B 23.04 N/A 4.19 20,000,000 623,958 N/A

201TORONTO-DOMINION BANK(THE) CL 'A'1ST PR SER 5 .9375 QU 22.97 22.38 22.45 - .83TD.PF.C 22.94 N/A 4.18 20,000,000 198,413 N/A

201TORONTO-DOMINION BANK(THE) CL 'A'1ST PR SER 7 .9000 QU 24.36 23.91 24.24 - .23TD.PF.D 24.26 N/A 3.71 14,000,000 282,662 N/A

201TORONTO-DOMINION BANK(THE) CL 'A'1ST PR SER 9 .9250 QU 24.48 24.07 24.45 - .07TD.PF.E 24.45 N/A 3.78 8,000,000 104,624 N/A

201TORONTO-DOMINION BANK(THE) FLTG RT PR SER T .6625 QU 24.93 24.79 24.93 + .08TD.PR.T 24.89 N/A 2.66 4,612,509 52,559 N/A

201TORONTO-DOMINION BANK(THE) FLTG RT PR SER Z .6825 QU 24.88 24.56 24.83 + .03TD.PR.Z 24.86 N/A 2.75 4,518,147 154,330 N/A

Monthly


Ind Rate

Ticker Symbol

Mth Open

Mth High

EPS PEMthLow

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Ind DivYield %

Mth Vol

01-May-2018

201TORONTO-DOMINION BANK(THE)CL 'A'1ST PR SER 11 1.2250 QU 24.91 24.30 24.49 - .36TD.PF.F 24.87 N/A 5.00 6,000,000 84,536 N/A

201TORONTO-DOMINION BANK(THE)CL 'A'1ST PR SER 12 1.3750 QU 26.80 26.25 26.33 - .07TD.PF.G 26.75 N/A 5.22 28,000,000 436,466 N/A

201TORSTAR CORP. CL 'B' NV .1000 QU 1.88 1.70 1.85 + .23TS.B 1.77 N/A 5.41 71,037,088 332,916 - 0.46

215TOSCANA ENERGY INCOME CORPORATION J .40 .31 .36 - .13TEI .40 N/A 7,090,471 147,370 - 1.41

215TOTAL ENERGY SERVICES INC. .2400 QU 14.29 12.50 13.62 - .18TOT 13.74 N/A 1.76 46,238,354 369,548 - 0.05

215TOUCHSTONE EXPLORATION INC. .27 .22 .24 + .04TXP .23 N/A 129,021,455 794,707 - 0.13

201TOURMALINE OIL CORP. .3200 QU 24.86 21.31 24.15 + 5.48TOU 21.68 18.72 1.33 271,083,946 19,651,095 1.29

201TRANSALTA CORPORATION .1600 QU 7.00 6.70 6.76 - .40TA 6.96 N/A 2.37 287,903,467 8,347,063 - 0.66

201TRANSALTA CORPORATION 1ST PR SER 'A' .6772 QU 14.80 14.02 14.55 - .63TA.PR.D 14.79 N/A 4.65 10,175,380 350,908 N/A

201TRANSALTA CORPORATION 1ST PR SER 'C' 1.0068 QU 18.47 17.62 17.97 - .72TA.PR.F 18.47 N/A 5.60 11,000,000 65,197 N/A

201TRANSALTA CORPORATION 1ST PR SER 'E' 1.2985 QU 21.50 20.67 21.19 - .67TA.PR.H 21.50 N/A 6.13 9,000,000 48,033 N/A

201TRANSALTA CORPORATION 1ST PR SER 'G' 1.3250 QU 22.44 21.83 22.21 - .48TA.PR.J 22.33 N/A 5.97 6,600,000 55,314 N/A

201TRANSALTA CORPORATION FLTG RT 1ST PR SER 'B' .7156 QU 15.15 14.87 15.00 - .20TA.PR.E 14.93 N/A 4.77 1,824,620 12,806 N/A

201TRANSALTA RENEWABLES INC. .9400 MO 11.82 11.38 11.46 - .12RNW 11.81 286.50 8.20 250,512,210 2,943,909 0.04

201TRANSAT A.T. INC. VOTING & VARIABLE VOTING 9.08 7.08 8.68 - 1.97TRZ 7.47 2.01 37,416,779 1,533,622 4.32

215TRANSATLANTIC PETROLEUM LTD. J 2.29 1.61 2.02 + .14TNP 1.67 N/A 50,383,706 119,701 - 0.65

215TRANSCANADA CORPORATION 2.7600 QU 56.40 50.28 54.44 - 1.06TRP 53.04 15.83 5.07 885,935,997 39,973,479 3.44

215TRANSCANADA CORPORATION 1ST PR SERIES '1' .8165 QU 20.39 19.46 19.75 - 1.22TRP.PR.A 20.33 N/A 4.13 9,498,423 166,124 N/A

215TRANSCANADA CORPORATION 1ST PR SERIES '13' 1.3750 QU 26.47 26.15 26.29 + .04TRP.PR.J 26.39 N/A 5.23 20,000,000 1,286,469 N/A

215TRANSCANADA CORPORATION 1ST PR SERIES '15' 1.2250 QU 26.06 25.57 25.91 + .03TRP.PR.K 25.96 N/A 4.73 40,000,000 613,461 N/A

215TRANSCANADA CORPORATION 1ST PR SERIES '2' .6884 QU 20.30 19.50 19.73 - 1.04TRP.PR.F 20.30 N/A 3.49 12,501,577 218,900 N/A

215TRANSCANADA CORPORATION 1ST PR SERIES '3' .5380 QU 16.88 16.30 16.53 - .79TRP.PR.B 16.81 N/A 3.25 14,000,000 211,159 N/A

215TRANSCANADA CORPORATION 1ST PR SERIES '5' .5658 QU 17.95 17.21 17.45 - .70TRP.PR.C 17.86 N/A 3.24 12,714,261 281,089 N/A

215TRANSCANADA CORPORATION 1ST PR SERIES '6' .6386 QU 19.02 18.09 18.30 - .04TRP.PR.I 18.60 N/A 3.49 1,285,739 10,107 N/A

215TRANSCANADA CORPORATION 1ST PR SERIES '7' 1.0000 QU 22.48 21.75 22.40 - .95TRP.PR.D 22.20 N/A 4.46 24,000,000 284,164 N/A

215TRANSCANADA CORPORATION 1ST PR SERIES '9' 1.0625 QU 22.39 21.80 22.20 - 1.22TRP.PR.E 22.17 N/A 4.79 18,000,000 340,379 N/A

215TRANSCANADA CORPORATION 1ST PR SERIES 11 .9500 QU 24.01 23.46 23.62 - .81TRP.PR.G 23.94 N/A 4.02 10,000,000 78,451 N/A

221TRANSCANADA CORPORATION 1ST PR SERIES 4 .5306 QU 16.97 16.29 16.60 - .67TRP.PR.H 16.93 N/A 3.20 5,466,595 76,536 N/A

215TRANSCONTINENTAL INC. CL 'A' SV .8400 QU 29.49 25.65 27.04 + 2.89TCL.A 29.48 9.20 3.11 63,038,834 5,666,713 2.94

215TRANSCONTINENTAL INC. CL 'B' MV .8400 QU 28.00 25.55 27.23 + 2.78TCL.B 25.55 9.26 3.08 13,984,226 14,030 2.94

201TRANSCONTINENTAL INC. SUBS RECEIPTS 27.52 25.95 27.00 + 1.05TCL.R 25.95 N/A 10,810,000 944,687 N/A

215TRANSGLOBE ENERGY CORPORATION J 2.31 1.58 2.31 + .64TGL 1.72 N/A 72,205,369 1,725,252 - 1.42

228TREASURY METALS INC. J .57 .43 .44 - .14TML .57 N/A 123,061,498 1,953,685 - 0.03

221TREE ISLAND STEEL LTD. .0800 QU 2.74 2.25 2.65 + .28TSL 2.51 N/A 3.02 29,533,999 117,890 - 0.05

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TransfAgent

Ind DivYield %

Mth Vol

01-May-2018

221TREVALI MINING CORPORATION J 1.31 1.15 1.19 - .32TV 1.27 29.75 828,516,353 33,846,147 0.04

215TREZ CAPITAL MORTGAGE INVESTMENT CORP. CL 'A' .6996 4.10 2.48 2.55 - 1.36TZZ 3.98 N/A 27.44 11,843,491 560,398 - 0.03

215TREZ CAPITAL SENIOR MORTGAGE INVEST CORP CL A 2.65 2.50 2.50 - .20TZS 2.61 19.23 7,363,637 111,845 0.13

215TRICAN WELL SERVICE LTD. 3.53 2.77 3.42 + .27TCW 3.00 68.40 334,999,630 71,954,384 0.05

228TRICON CAPITAL GROUP INC. .2800 QU 10.44 9.61 10.06 - .46TCN 9.85 14.37 2.78 133,489,393 5,444,902 0.70

221TRILLIUM THERAPEUTICS INC. J 9.47 7.41 7.69 - 1.79TRIL 9.02 N/A 13,147,404 115,607 - 4.61

228TRILOGY INTERNATIONAL PARTNERS INC. J .0200 ANN 5.27 4.30 4.60 - .92TRL 4.96 N/A 0.43 54,123,909 567,470 N/A

228TRILOGY INTERNATIONAL PARTNERS INC. WT J .35 .24 .24 - .30TRL.WT .35 N/A 0 9,000 N/A

221TRILOGY METALS INC. J 1.69 1.32 1.51 - .38TMQ 1.60 N/A 131,319,758 165,518 - 0.26

201TRIMETALS MINING INC. CL B NV J .23 .19 .22 - .01TMI.B .19 N/A 116,375,152 533,630 N/A

201TRIMETALS MINING INC. J .20 .12 .15 - .01TMI .20 N/A 189,742,406 1,273,125 0.00

228TRINIDAD DRILLING LTD. 2.11 1.63 1.86 + .02TDG 1.77 N/A 273,457,951 23,499,465 - 0.30

201TRISURA GROUP LTD. J 25.80 24.75 24.75 - .49TSU 25.73 N/A 6,621,680 153,314 N/A

219TSO3 INC. J 1.10 .82 .83 - .47TOS 1.08 N/A 92,891,304 2,804,870 - 0.10

228TUCOWS INC. 81.41 71.53 81.23 + 6.76TC 72.26 29.54 10,588,958 61,057 2.75

201TURQUOISE HILL RESOURCES LTD. 4.05 3.70 3.80 - .10TRQ 3.95 32.48 2,012,314,469 12,930,640 0.12

201TVA GROUP INC. CL 'B' NV 3.79 3.08 3.30 - .48TVA.B 3.47 N/A 38,885,535 98,337 - 0.37

201TWC ENTERPRISES LIMITED .0800 QU 11.50 10.85 11.05 - .20TWC 10.85 157.86 0.72 27,345,540 64,944 0.07

228U.S. GLBL GO GOLD&PRECIOUS METAL MINER ETF UN .0090 ANN 10.49 10.33 10.49 + .53GOGO 10.33 N/A 0.09 500,000 8,300 N/A

228U3O8 CORP. J .40 .32 .34 - .04UWE .36 N/A 19,882,345 429,712 - 0.60

221UEX CORPORATION J .35 .24 .28 + .04UEX .25 N/A 347,949,978 16,375,954 - 0.02

201UNI-SELECT INC. .3700 QU 20.75 19.60 19.87 - 3.19UNS 20.08 14.40 1.86 42,273,812 1,884,545 1.38

201UNION GAS LTD. 5 1/2% PR 'A' 2.7500 QU 53.40 52.30 52.50 - .50UNG.PR.C 52.30 N/A 5.24 47,672 915 0.00

201UNION GAS LTD. 6% 'B' PR 3.0000 QU 55.30 55.30 55.30 + .20UNG.PR.D 55.30 N/A 5.42 90,000 200 0.00

221UNITED CORPORATIONS LTD. 2.3200 QU 101.74 99.31 100.01 - 1.55UNC 100.30 7.10 2.32 12,194,193 10,142 14.08

221UNITED CORPORATIONS LTD. $1.50 2ND PR 59 1.5000 QU 29.00 UNC.PR.B N/A * 80,290 0.00

221UNITED CORPORATIONS LTD. $1.50 2ND PR 63 1.5000 QU 28.50 28.50 28.50 + 1.50UNC.PR.C 28.50 N/A 5.26 119,710 400 0.00

221UNITED CORPORATIONS LTD. 1ST PR 1.5000 QU 28.50 + 1.50UNC.PR.A N/A * 52,237 0.00

221UR-ENERGY INC. J .96 .77 .95 + .10URE .78 N/A 146,566,284 1,013,248 0.00

221URANIUM PARTICIPATION CORPORATION 3.98 3.70 3.88 - .12U 3.85 N/A 132,448,713 2,470,244 - 0.30

201URBANA CORPORATION .1000 ANN 3.45 3.09 3.20 - .20URB 3.44 5.61 3.13 10,000,000 35,302 0.57

201URBANA CORPORATION CLASS 'A' NV .1000 ANN 3.15 2.95 3.00 - .25URB.A 3.05 N/A 3.33 40,000,000 376,180 - 0.02

228URTHECAST CORP. J .43 .27 .31 - .71UR .32 N/A 121,440,933 9,803,867 - 0.27

227US EQUITY PLUS INCOME ETF CL 'A' UN .4000 QU 9.13 8.71 8.99 - .42HUL 8.71 N/A 4.45 1,221,728 31,255 N/A

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01-May-2018

227US EQUITY PLUS INCOME ETF CL 'U' USF UN .4000 QU 9.12 - .21HUL.U N/A * 170,850 N/A

221US FINANCIAL 15 SPLIT CORP. 2012 PR .5056 MO 9.50 8.70 8.89 - .12FTU.PR.B 8.79 N/A 5.69 2,808,191 28,004 N/A

221US FINANCIAL 15 SPLIT CORP. CLASS 'A' .90 .76 .89 - .01FTU .79 N/A 2,808,191 62,400 0.00

221UTILITY CORP. CL 'C' 1.3800 MO 25.24 24.00 25.24 + .09UTC.C 24.25 6.43 5.47 1,688,898 12,927 3.93

201VALEANT PHARMACEUTICALS INTERNATIONAL, INC. 23.78 19.36 23.18 + 2.17VRX 20.41 3.34 348,708,567 18,789,364 8.91

201VALENER INC. 1.1600 QU 20.73 19.73 20.13 - .39VNR 20.26 17.97 5.76 39,020,004 970,174 1.12

201VALENER INC. SERIES 'A' PR 1.1550 QU 24.69 24.35 24.55 + .03VNR.PR.A 24.63 N/A 4.70 4,000,000 300,880 N/A

215VALEURA ENERGY INC. J 5.82 4.06 5.39 - .14VLE 4.16 N/A 73,148,321 11,546,213 - 0.12

227VANGUARD BALANCED ETF PORTFOLIO UN .2575 QU 24.77 24.15 24.55 - .09VBAL 24.61 N/A 1.05 4,180,000 585,370 N/A

227VANGUARD CANADIAN LONG-TERM BOND INDEX ETF UN .9964 MO 25.86 25.11 25.31 - .26VLB 25.86 N/A 3.94 500,000 25,794 N/A

227VANGUARD CDN AGGREGATE BOND INDEX ETF TRNS UN .7291 MO 25.07 24.71 24.78 - .17VAB 25.04 N/A 2.94 67,900,000 879,248 N/A

227VANGUARD CDN CORPORATE BOND INDEX ETF TRNS UN .8244 MO 24.65 24.53 24.57 - .15VCB 24.64 N/A 3.36 500,000 27,373 N/A

227VANGUARD CDN GOVERNMENT BOND INDEX ETF UN .7232 MO 24.82 24.69 24.75 - .02VGV 24.82 N/A 2.92 200,000 4,561 N/A

227VANGUARD CDN SHORT-TERM CORP BOND INDX ETF UN .7396 MO 24.06 23.99 24.01 - .10VSC 24.06 N/A 3.08 52,400,000 339,049 N/A

227VANGUARD CDN SHORT-TERM GOV'T BOND IDX ETF UN .5795 MO 24.36 24.29 24.30 - .05VSG 24.36 N/A 2.38 300,000 55,582 N/A

227VANGUARD CDN SHORT-TRM BOND INDEX ETF TRNS UN .6143 MO 23.70 23.61 23.62 - .08VSB 23.68 N/A 2.60 38,100,000 613,542 N/A

227VANGUARD CONSERVATIVE ETF PORTFOLIO UN .1981 QU 24.86 24.40 24.69 - .06VCNS 24.69 N/A 0.80 1,480,000 155,067 N/A

227VANGUARD FTSE CANADA ALL CAP INDEX ETF UN .8027 QU 31.88 30.32 31.70 + .31VCN 31.12 N/A 2.53 41,175,000 1,060,192 N/A

227VANGUARD FTSE CANADA INDEX ETF TRANSFER UNITS .9797 QU 33.23 31.62 33.05 + .28VCE 32.48 N/A 2.96 17,400,000 278,399 N/A

227VANGUARD FTSE CANADIAN CAPPED REIT IDX ETF UN 1.2299 MO 30.97 30.36 30.58 + .38VRE 30.97 N/A 4.02 5,400,000 71,361 N/A

227VANGUARD FTSE CDN HIGH DIV YIELD INDEX ETF UN 1.6663 MO 32.82 31.69 32.66 - .44VDY 32.63 N/A 5.10 12,950,000 760,797 N/A

227VANGUARD FTSE DEV ALL CAP EX NA IDX ETF CA-HG .2163 QU 29.24 27.25 29.09 + .62VI 28.06 N/A 0.74 4,800,000 109,240 N/A

227VANGUARD FTSE DEV ALL CAP EX U.S. INDX ETF UN .4082 QU 36.43 34.96 36.20 + .16VDU 35.59 N/A 1.13 10,915,000 139,189 N/A

227VANGUARD FTSE DEV ALL CAP EX US IDX ETF CA-HG .4690 QU 41.55 39.17 41.37 + .77VEF 40.06 N/A 1.13 14,100,000 679,048 N/A

227VANGUARD FTSE DEV ALLCAP EX NTH AMER IDX ETF .2461 QU 29.45 28.25 29.25 + .32VIU 28.90 N/A 0.84 19,800,000 432,606 N/A

227VANGUARD FTSE DEV ASIA PAC ALL CAP ETF CA-HEG .1096 QU 31.75 29.90 31.57 + .44VAH 30.66 N/A 0.35 1,475,000 78,592 N/A

227VANGUARD FTSE DEV ASIA PAC ALL CAP IDX ETF UN .1082 QU 35.99 34.70 35.73 VA 35.40 N/A 0.30 3,920,000 232,701 N/A

227VANGUARD FTSE DEV EU ALL CAP IDX ETF CA-HEGD .3842 QU 29.74 27.91 29.64 + .85VEH 27.91 N/A 1.30 1,300,000 52,602 N/A

227VANGUARD FTSE DEVELOPED EU ALL CAP IDX ETF UN .3814 QU 30.36 28.90 30.14 + .60VE 29.58 N/A 1.27 9,870,000 347,166 N/A

227VANGUARD FTSE EMERG MKTS ALL CAP INDEX ETF UN .2342 QU 36.33 34.89 35.27 - 1.16VEE 36.16 N/A 0.66 25,380,000 991,177 N/A

227VANGUARD FTSE GLOBE ALL CAP EX CDA IDX ETF UN .4071 QU 36.60 35.11 36.21 - .44VXC 36.02 N/A 1.12 21,400,000 428,233 N/A

227VANGUARD GLBL EX-US AGGRGT BND IDX ETF(CAD-H) .1480 MO 26.72 26.48 26.58 + .16VBG 26.69 N/A 0.56 5,020,000 81,374 N/A

227VANGUARD GLOBAL LIQUIDITY FACTOR ETF UNITS .5062 ANN 32.86 31.88 32.60 + .17VLQ 31.93 N/A 1.55 600,000 6,409 N/A

227VANGUARD GLOBAL MINIMUM VOLATILITY ETF UN .6176 ANN 30.10 28.84 30.00 + .69VVO 29.74 N/A 2.06 850,000 31,443 N/A

Monthly


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01-May-2018

227VANGUARD GLOBAL MOMENTUM FACTOR ETF UN .3702 ANN 33.78 32.40 33.10 - .08VMO 33.51 N/A 1.12 600,000 30,415 N/A

227VANGUARD GLOBAL VALUE FACTOR ETF UN .4611 ANN 35.84 33.57 35.09 + .36VVL 34.50 N/A 1.31 2,000,000 71,456 N/A

227VANGUARD GROWTH ETF PORTFOLIO UN .3156 QU 24.58 23.83 24.43 - .09VGRO 24.36 N/A 1.29 7,020,000 1,312,145 N/A

227VANGUARD S&P 500 INDEX ETF TRANSFER UN .9041 QU 61.20 58.63 60.44 - 1.68VFV 60.21 N/A 1.50 27,100,000 1,485,995 N/A

227VANGUARD S&P500 INDEX ETF(CAD-HEDGED)TRANS UN .6939 QU 47.63 44.82 46.50 - 1.30VSP 46.21 N/A 1.49 13,900,000 750,935 N/A

227VANGUARD U.S. TOTAL MARKET INDEX ETF UN .6449 QU 48.21 46.14 47.60 - .97VUN 47.45 N/A 1.35 25,162,000 790,786 N/A

227VANGUARD U.S.DIVIDEND APPRECIATION IDX ETF UN .5143 QU 45.32 42.98 43.94 - 1.06VGG 45.32 N/A 1.17 8,400,000 142,612 N/A

227VANGUARD US AGGREGATE BND INDX ETF(CAD-HEG)UN .5247 MO 24.45 24.06 24.19 - .17VBU 24.43 N/A 2.17 5,260,000 139,022 N/A

227VANGUARD US DIV APPRECIATION IDX ETF(CAD-HEG) .4228 QU 36.18 34.30 35.11 - 1.00VGH 35.32 N/A 1.20 5,689,000 120,102 N/A

227VANGUARD US TOTAL MKT INDX ETF(CAD-HEDGED) UN .7134 QU 53.71 50.50 52.46 - 1.13VUS 52.01 N/A 1.36 12,008,000 426,603 N/A

221VECIMA NETWORKS INC. .2200 QU 9.65 8.70 8.84 - .41VCM 9.65 10.05 2.49 22,437,901 99,299 0.88

201VELAN INC. SV .4000 QU 17.96 16.76 16.83 - .72VLN 16.89 N/A 2.38 6,055,368 65,910 - 0.35

228VERDE AGRITECH PLC ORDINARY J .90 .69 .72 + .11NPK .79 N/A 39,437,505 615,585 - 0.06

215VERMILION ENERGY INC. 2.5800 MO 46.80 40.01 43.40 + 1.13VET 41.35 83.46 5.94 122,432,283 14,079,966 0.52

221VERSABANK J .0400 QU 7.20 6.26 7.05 - .04VB 7.10 16.40 0.57 21,123,559 265,795 0.43

221VERSABANK NON-CUM 5YR RST SERIES 1 PR J .7000 QU 10.26 9.99 10.02 - .15VB.PR.A 10.06 N/A 6.99 1,461,460 65,851 N/A

221VERSABANK NON-CUM 6YR RST NVCC SERIES 3 PR J .7000 QU 10.58 10.02 10.58 + .28VB.PR.B 10.50 N/A 6.62 1,500,000 21,094 N/A

215VILLAGE FARMS INTERNATIONAL, INC. 5.88 4.36 5.10 - 1.86VFF 5.80 39.23 42,447,613 6,685,233 0.13

221VISTA GOLD CORP. .96 .88 .95 - .01VGZ .95 N/A 99,412,007 112,803 - 0.16

221WAJAX CORPORATION 1.0000 QU 24.46 22.90 23.66 + 1.14WJX 24.35 14.97 4.23 20,026,819 299,429 1.58

221WALL FINANCIAL CORP. 1.1000 26.35 24.36 25.75 + .75WFC 26.04 61.31 4.27 33,953,365 8,735 0.42

228WALLBRIDGE MINING COMPANY LIMITED J .09 .06 .07 - .01WM .06 N/A 295,544,721 5,491,589 - 0.01

221WASTE CONNECTIONS, INC. .5600 QU 95.06 90.09 92.80 + 1.94WCN 92.43 46.52 0.78 263,467,240 5,185,225 2.57

221WESDOME GOLD MINES LTD. .0200 2.08 1.86 1.89 + .02WDO 2.00 94.50 1.06 134,201,746 11,073,838 0.02

201WEST FRASER TIMBER CO. LTD. .6000 QU 95.10 82.00 86.97 - 2.41WFT 85.58 11.40 0.69 75,600,215 5,334,303 7.63

221WESTCOAST ENERGY INC. 5-YR 1ST PR SER '10' 1.3125 QU 26.14 25.53 25.62 - .50W.PR.K 25.80 N/A 5.12 4,600,000 285,901 N/A

221WESTCOAST ENERGY INC. 5-YR 1ST PR SER '12' 1.3000 QU 25.83 25.30 25.31 - .84W.PR.M 25.83 N/A 5.14 12,000,000 312,872 N/A

215WESTCOAST ENERGY INC. 5.50% 1ST PR SERIES '7' 1.3750 QU 24.81 24.29 24.46 - .24W.PR.H 24.51 N/A 5.62 6,000,000 75,941 0.00

215WESTCOAST ENERGY INC. 5.60% 1ST PR SERIES '8' 1.4000 QU 24.90 24.39 24.59 - .11W.PR.J 24.60 N/A 5.69 6,000,000 31,886 0.00

221WESTERN COPPER AND GOLD CORPORATION J 1.11 .92 1.06 - .02WRN 1.02 N/A 99,559,001 733,201 - 0.03

215WESTERN ENERGY SERVICES CORP. 1.21 1.00 1.17 + .01WRG 1.05 N/A 92,177,098 2,069,689 - 0.48

215WESTERN FOREST PRODUCTS INC. .0800 QU 2.92 2.54 2.77 + .04WEF 2.71 14.58 2.89 395,036,092 17,898,902 0.19

215WESTERN RESOURCES CORP. J .45 .37 .42 WRX .40 N/A 93,437,111 624,329 - 0.01

221WESTERNONE INC. 1.60 1.34 1.58 + .09WEQ 1.44 N/A 16,645,644 325,414 - 1.43

Monthly


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Ticker Symbol

Mth Open

Mth High

EPS PEMthLow

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01-May-2018

201WESTJET AIRLINES LTD. VARIABLE VOTING & V .5600 QU 23.99 22.15 22.85 - 3.00WJA 23.57 9.36 2.45 114,066,210 8,347,388 2.44

221WESTON LTD. GEORGE 1.8200 QU 106.25 101.70 105.19 + .28WN 103.70 18.78 1.73 127,956,198 1,903,935 5.60

221WESTON LTD. GEORGE 4.75% PR SER 'V' 1.1875 QU 22.77 22.18 22.35 - .09WN.PR.E 22.26 N/A 5.31 8,000,000 33,798 N/A

221WESTON LTD. GEORGE 5.20% PR SER 'III' 1.3000 QU 24.35 23.60 23.69 - .38WN.PR.C 24.10 N/A 5.49 8,000,000 63,145 N/A

221WESTON LTD. GEORGE 5.20% PR SER 'IV' 1.3000 QU 24.44 23.64 23.76 - .44WN.PR.D 24.18 N/A 5.47 8,000,000 46,852 N/A

221WESTON LTD. GEORGE 5.80% PR SER '1' 1.4500 QU 25.70 25.19 25.38 + .31WN.PR.A 25.50 N/A 5.71 9,400,000 75,311 0.00

221WESTPORT FUEL SYSTEMS INC. 3.18 2.71 2.99 - .43WPRT 2.85 N/A 131,279,709 2,410,667 - 0.10

221WESTSHORE TERMINALS INVESTMENT CORPORATION .6400 QU 24.12 22.00 22.17 - 2.77WTE 22.27 13.94 2.89 70,688,051 3,181,711 1.59

201WHEATON PRECIOUS METALS CORP. .3600 QU 27.71 25.71 26.65 + 2.16WPM 26.38 51.60 1.74 442,724,309 12,547,917 0.66

215WHITECAP RESOURCES INC. J .3084 MO 9.71 7.52 9.30 + 1.75WCP 7.84 N/A 3.32 417,255,173 38,954,942 - 0.33

201WILMINGTON CAPITAL MANAGEMENT INC. CL 'A' NV 3.35 WCM.A N/A * 9,169,674 - 0.18

201WILMINGTON CAPITAL MANAGEMENT INC. CL 'B' 3.36 WCM.B N/A * 997,744 - 0.18

221WINPAK LIMITED .1200 QU 50.17 46.10 47.66 - 1.23WPK 48.44 19.94 0.25 65,000,000 726,551 2.39

227WISDOMETREE US QUAL DIV GRWTH VARY HEG ETF UN .3600 MO 24.57 23.86 24.37 - 1.03DQD 23.90 N/A 1.48 1,050,000 21,204 N/A

227WISDOMTREE EMERG MKTS DIV IDX ETF NON-HEGD UN .6000 QU 27.52 27.52 27.52 - 1.23EMV.B 27.52 N/A 2.18 100,000 140 N/A

227WISDOMTREE EUROPE HEDGED EQTY IDX ETF N-HG UN .4000 QU 26.60 25.73 26.60 + .25EHE.B 25.73 N/A 1.50 1,100,000 3,350 N/A

227WISDOMTREE EUROPE HEDGED EQUITY INDEX ETF UN .4000 QU 25.78 24.34 25.78 + .60EHE 24.34 N/A 1.55 2,550,000 56,968 N/A

227WISDOMTREE INTL QUAL DIV GROWTH IDX ETF NN-HG .2800 QU 24.10 23.81 24.01 - .34IQD.B 24.10 N/A 1.17 500,000 5,200 N/A

227WISDOMTREE INTL QUAL DIV GROWTH INDEX HEG ETF .2800 QU 24.00 23.67 24.00 + .26IQD 23.78 N/A 1.17 500,000 1,956 N/A

227WISDOMTREE INTL QUAL DIV GROWTH VARY HEGD ETF .2400 QU 23.76 23.29 23.75 + .32DQI 23.29 N/A 1.01 600,000 16,820 N/A

227WISDOMTREE U.S. HIGH DIVIDEND INDEX ETF NN-HG .6000 MO 19.79 19.79 19.79 - 1.14HID.B 19.79 N/A 3.03 500,000 2,600 N/A

227WISDOMTREE U.S.HIGH DIVIDEND INDEX ETF HEGED .6000 MO 20.08 20.00 20.04 - .33HID 20.02 N/A 2.99 500,000 1,398 N/A

227WISDOMTREE US MIDCAP DIVIDEND IDX ETF HEDGD .4800 MO 26.19 25.01 25.81 + .12UMI 25.01 N/A 1.86 741,082 5,856 N/A

227WISDOMTREE US MIDCAP DIVIDEND IDX ETF NN-HEGD .4800 MO 26.35 - .50UMI.B N/A * 100,000 N/A

227WISDOMTREE US QUAL DIV GROWTH INDEX ETF NN-HG .3600 MO 24.62 23.96 24.33 - .64DGR.B 23.96 N/A 1.48 2,100,000 43,910 N/A

227WISDOMTREE US QUALITY DIV GROWTH IDX ETF HEG .3600 MO 25.29 24.06 24.67 - 1.43DGR 24.52 N/A 1.46 754,175 30,049 N/A

227WISDOMTREE YLD ENHANC CA AGGRE BND IDX ETF NH 1.5000 MO 48.50 47.83 47.91 - .34CAGG 48.48 N/A 3.13 1,113,163 6,766 N/A

227WISDOMTREE YLD ENHANC CA ST AGGRE BND ETF NNH 1.2840 MO 48.81 48.66 48.68 - .11CAGS 48.78 N/A 2.64 1,700,000 9,639 N/A

227WISTOMTREE CDA QUAL DIV GRWTH IDX ETF NN-HEDG .4800 MO 26.41 25.66 26.33 + .21DGRC 25.88 N/A 1.82 1,000,000 130,751 N/A

221WORLD FINANCIAL SPLIT CORP. CLASS 'A' 4.15 3.63 4.10 - .90WFS 4.00 3.72 2,060,607 4,478 1.10

221WORLD FINANCIAL SPLIT CORP. PR .5250 QU 10.09 9.96 10.09 - .01WFS.PR.A 10.00 N/A 5.20 2,060,607 19,900 N/A

201WSP GLOBAL INC. 1.5000 QU 64.92 56.99 63.57 + 4.36WSP 59.34 30.56 2.36 103,505,642 5,239,785 2.08

215XTRA-GOLD RESOURCES CORP. J .28 .23 .26 + .04XTG .24 N/A 47,782,417 571,810 0.00

215XTREME DRILLING CORP. J 2.14 1.82 2.00 - .19XDC 1.85 N/A 74,742,224 333,027 - 0.99

Monthly


Ind Rate

Ticker Symbol

Mth Open

Mth High

EPS PEMthLow

Mth Close

MthChng

HowPaid

TransfAgent

Ind DivYield %

Mth Vol

01-May-2018

201YAMANA GOLD INC. .0200 QU 3.90 3.34 3.69 - .04YRI 3.63 N/A 0.70 948,558,254 39,112,542 - 0.27

215YANGARRA RESOURCES LTD. 6.44 4.31 6.38 + 1.92YGR 4.36 26.58 83,421,270 9,106,231 0.24

201YELLOW PAGES LIMITED 7.36 6.66 7.01 + .06Y 6.93 N/A 28,075,308 532,412 - 22.32

201YELLOW PAGES LIMITED WT .52 .39 .49 + .04Y.WT .44 N/A 0 21,128 N/A

221YORBEAU RESOURCES INC. J .04 .04 .04 YRB .04 N/A 307,539,013 2,931,888 0.00

215ZARGON OIL & GAS LTD. .52 .36 .50 + .01ZAR .38 N/A 30,855,333 1,238,698 - 0.30

201ZCL COMPOSITES INC. .5400 QU 12.35 11.39 12.12 + 1.14ZCL 11.67 20.90 4.46 30,871,078 667,746 0.58

221ZYMEWORKS INC. 23.15 14.00 20.10 + 6.98ZYME 16.10 N/A 25,461,460 100,648 - 0.66

Monthly

Limited Partnership UnitsIssue Name Ticker

SymbolYTD High

YTD Low

Nature of BusinessPrev YearDiv Amt

YTDDiv Amt

YTD Volume

Prev Year High

Prev Year Low

IndustrialCategory

01-May-2018

AMERICAN HOTEL INCOME PROPERTIES REIT LP UN 9.47 7.52HOT.UN LIMITED PARTNERSHIP .6475 .2163 10.92 8.93INDUSTRIAL 12,694,372

BROOKFIELD INFRASTRUCTURE PARTNERS L.P. UN 56.59 45.48BIP.UN LIMITED PARTNERSHIP 1.7400 .4700 59.28 44.61INDUSTRIAL 17,240,790

BROOKFIELD PROPERTY PARTNERS L.P. UNITS 27.95 23.28BPY.UN LIMITED PARTNERSHIP 1.1800 .3150 31.50 27.08INDUSTRIAL 15,307,782

BROOKFIELD RENEWABLE PARTNERS LP NV UN 43.89 38.27BEP.UN LIMITED PARTNERSHIP 1.8700 .4900 45.47 37.78INDUSTRIAL 11,472,373

MACKENZIE MASTER LIMITED PARTNERSHIP UNITS 1.03 .93MKZ.UN MUTUAL FUNDS .1500 .1400 1.11 0.89INDUSTRIAL 647,054

RESTAURANT BRANDS INTERNATIONAL LP EXCHNG UN 82.10 68.98QSP.UN LIMITED PARTNERSHIP .7400 .6600 87.00 63.15INDUSTRIAL 17,181

Yearly

DebenturesIssue Name Ticker

SymbolYTD High

YTD Low


YTDDiv Amt

YTD Volume

Prev Year High

Prev Year Low

IndustrialCategory

01-May-2018

5N PLUS INC. 5.75% DEBENTURES 101.50 98.55VNP.DB METAL PRODUCTS MFG 101.75 88.99INDUSTRIAL 55,790

AECON GROUP INC. 5.50% DEC 31/18 DEBEBTURES 102.50 100.00ARE.DB.B DIVERSIFIED SERV 106.25 101.03INDUSTRIAL 176,383

AG GROWTH INT'L 4.5% 31DEC22 DEB 101.00 98.50AFN.DB.E INVESTMENT COMPANY 0.00 0.00INDUSTRIAL 244,590

AG GROWTH INT'L 4.85% 30JUN22 DEB 104.66 100.00AFN.DB.D INVESTMENT COMPANY 106.00 99.75INDUSTRIAL 22,760

AG GROWTH INT'L INC. CONV 5% 12/31/2020 DEB 111.02 103.26AFN.DB.C INVESTMENT COMPANY 113.00 103.25INDUSTRIAL 24,900

AG GROWTH INTERNATIONAL INC. EXTEND 5.25% DEB 104.50 100.13AFN.DB.B INVESTMENT COMPANY 107.00 101.00INDUSTRIAL 14,720

ALGOMA CENTRAL CORPORATION 5.25% DEBENTURES 108.01 102.77ALC.DB.A RAILWAY & SHIPPING 107.00 100.15INDUSTRIAL 39,800

ATLANTIC POWER CORPORATION 6% SER E DEB 100.50 96.75ATP.DB.E HOLDING COMPANY 0.00 0.00INDUSTRIAL 254,740

ATLANTIC POWER CORPORATION 6.00% SER D DEB 102.00 98.51ATP.DB.D HOLDING COMPANY 102.50 99.50INDUSTRIAL 43,239

ATRIUM MORTGAGE INVESTMENT CORP 5.25% DEB 102.51 99.00AI.DB INVESTMENT COMPANY 102.51 99.51INDUSTRIAL 12,270

ATRIUM MORTGAGE INVESTMENT CORP 5.30% DEB 101.00 96.00AI.DB.C INVESTMENT COMPANY 101.50 98.50INDUSTRIAL 32,760

ATRIUM MORTGAGE INVESTMENT CORP 5.5% DEB 102.00 99.50AI.DB.B INVESTMENT COMPANY 103.75 98.99INDUSTRIAL 21,020

ATRIUM MORTGAGE INVESTMENT CORP 6.25% DEB 102.01 99.00AI.DB.A INVESTMENT COMPANY 103.50 100.00INDUSTRIAL 12,230

BARCLAYS BANK PLC FIXED INCM NT 10YR SER I-28 103.00 100.00BXS.DB.C INVESTMENT NOTE 106.00 100.00INDUSTRIAL 250

BELLATRIX EXPLORATION LTD. 6.75% DEB 93.00 68.00BXE.DB NAT GAS EXPL 104.99 89.00OIL 19,310

BORALEX INC. 4.5% DEBENTURES 128.32 115.40BLX.DB.A HYDRO-ELECT POWER 125.00 107.00INDUSTRIAL 73,070

BOYUAN CONSTRUCTION GROUP, INC. DEB J 102.51 94.99BOY.DB.A CONSTRUCTION 102.00 93.10INDUSTRIAL 7,490

BTB REAL ESTATE INVESTMENT TRUST 6.90% 'E' DB 102.01 98.75BTB.DB.E INVESTMENT TRUST 107.00 100.76INDUSTRIAL 9,170

BTB REAL ESTATE INVESTMENT TRUST 7.15% 'F' DB 104.00 99.01BTB.DB.F INVESTMENT TRUST 105.01 101.60INDUSTRIAL 9,000

CARDINAL ENERGY LTD. J 5.50% DEBENTURES 101.00 92.00CJ.DB CRUDE OIL/GAS EXPL 118.12 95.00OIL 13,430

CARGOJET INC. 4.65% DEBENTURES 127.19 111.01CJT.DB.C AIR CARGO SERVICES 115.27 104.50INDUSTRIAL 189,360

CHEMTRADE LOGISTICS INCM FND 4.75% 31MA24 DEB 100.99 95.03CHE.DB.D INVESTMENT FUND 101.75 98.99INDUSTRIAL 122,640

CHEMTRADE LOGISTICS INCM FND 5.25% JN30/21 DB 103.50 99.02CHE.DB.B INVESTMENT FUND 105.25 100.70INDUSTRIAL 40,865

CHEMTRADE LOGISTICS INCM FUND 5% 31AU23 DEB 102.95 98.27CHE.DB.C INVESTMENT FUND 105.00 101.50INDUSTRIAL 40,560

CHORUS AVIATION INC. 6% DEBENTURES CHR.DB AIRLINE 0.00 0.00INDUSTRIAL

CINEPLEX INC. 4.50% DEBENTURES 106.00 100.00CGX.DB.A THEATRE & FILM 106.97 100.00INDUSTRIAL 50,390

COLABOR GROUP INC. 6% DEBENTURE 89.00 70.00GCL.DB.A FOOD PROD & DSTR 100.50 86.25INDUSTRIAL 22,540

CONSTELLATION SOFTWARE INC. SERIES 1 DEB 129.00 117.99CSU.DB SOFTWARE DEV/MKT 5.8500 3.9500 125.00 113.00INDUSTRIAL 9,616,690

CROMBIE REAL ESTATE INVEST TR 5.25% SER E DEB 104.25 100.10CRR.DB.E INVESTMENT TRUST 108.87 100.93INDUSTRIAL 23,820

DELPHI ENERGY CORP. 10% NOTES 101.76 95.00DEE.NT OIL/GAS EXPL & DEV 109.99 100.00OIL 43,130

DHX MEDIA LTD. 5.875% DEB 97.50 88.00DHX.DB TELEVISION PROD/MKT 104.00 92.00INDUSTRIAL 192,080

DIFFERENCE CAPITAL FINANCIAL INC. 8% DEB J 100.01 89.99DCF.DB INVESTMENT COMPANY 99.00 94.99INDUSTRIAL 46,440

DISCOVERY AIR INC. 8.375% DEBENTURES J 51.00 30.00DA.DB.A HOLDING COMPANY 59.98 26.00INDUSTRIAL 11,300

DIVERSIFIED ROYALTY CORP. 5.25% DEBENTURES 102.00 99.80DIV.DB INVESTMENT COMPANY 101.70 98.25INDUSTRIAL 42,300

Yearly


SymbolYTD High

YTD Low


YTDDiv Amt

YTD Volume

Prev Year High

Prev Year Low

IndustrialCategory

01-May-2018

DREAM INDUSTRIAL REAL EST INVEST TR 5.25% DEB 102.35 99.00DIR.DB INVESTMENT TRUST 104.00 100.00INDUSTRIAL 30,210

ELEMENT FLEET MANAGEMENT CORP. 4.25% DEB 99.75 88.00EFN.DB.A FINANCIAL SERVICES 106.25 95.00INDUSTRIAL 568,740

ELEMENT FLEET MANAGEMENT CORP. 5.125% DEB 101.75 92.50EFN.DB FINANCIAL SERVICES 117.00 99.01INDUSTRIAL 202,990

ENERGY FUELS INC. FLTG RATE DEBENTURES J 101.00 96.02EFR.DB URANIUM EXPL & DEV 104.00 93.00MINING 8,210

ENTREC CORPORATION DEBENTURES 94.10 87.00ENT.DB TRANS SUPPLIES/SERV 94.50 76.00INDUSTRIAL 4,229

EXCHANGE INCOME CORP. 5-YR 5.25% DEB 101.20 96.00EIF.DB.I INVESTMENT COMPANY 99.99 98.22INDUSTRIAL 186,165

EXCHANGE INCOME CORP. 7-YR 6% 03/31/21 DEB 112.01 104.50EIF.DB.G INVESTMENT COMPANY 135.00 99.00INDUSTRIAL 7,210

EXCHANGE INCOME CORPORATION 7YR 5.35% DEB 104.00 99.99EIF.DB.F INVESTMENT COMPANY 108.70 96.65INDUSTRIAL 25,880

EXTENDICARE INC. 5.00% DEBENTURES 101.33 98.50EXE.DB.C HEALTHCARE FACILITY 0.00 0.00INDUSTRIAL 153,560

EXTENDICARE INC. 6.00% DEBENTURES 103.25 100.05EXE.DB.B HEALTHCARE FACILITY 106.99 100.87INDUSTRIAL 104,590

FIERA CAPITAL CORPORATION 5% DEBENTURES 103.25 100.55FSZ.DB INVESTMENT COMPANY 102.25 101.57INDUSTRIAL 232,190

FIRM CAPITAL MORTGAGE INVEST CORP. 4.75% DEB 101.01 99.00FC.DB.D MORTGAGE & LOAN 105.00 98.50INDUSTRIAL 5,610

FIRM CAPITAL MORTGAGE INVEST CORP. 5.20% DEB 101.01 97.00FC.DB.G MORTGAGE & LOAN 103.00 98.00INDUSTRIAL 9,700

FIRM CAPITAL MORTGAGE INVEST CORP. 5.25% DEB 101.75 99.51FC.DB.C MORTGAGE & LOAN 102.00 95.00INDUSTRIAL 5,330

FIRM CAPITAL MORTGAGE INVEST CORP. 5.30% DEB 102.25 98.00FC.DB.E MORTGAGE & LOAN 103.00 99.51INDUSTRIAL 9,820

FIRM CAPITAL MORTGAGE INVEST CORP. 5.40% DEB 102.00 100.00FC.DB.B MORTGAGE & LOAN 102.30 100.02INDUSTRIAL 4,227

FIRM CAPITAL MORTGAGE INVEST CORP. 5.5% DEB 101.50 99.50FC.DB.F MORTGAGE & LOAN 103.51 98.00INDUSTRIAL 6,000

FIRM CAPITAL MORTGAGE INVEST. 5.30% DEB 101.00 97.90FC.DB.H MORTGAGE & LOAN 101.00 97.00INDUSTRIAL 14,550

FORTRESS GLBL ENTERPRISES INC.7% 31DEC19 DEB 92.51 87.00FGE.DB.A PAPER PRODUCTS 0.00 0.00INDUSTRIAL 13,330

GDI INTEGRATED FACILITY SERVICES INC. 5% DEB 105.01 101.50GDI.DB JANITORIAL SERVICES 105.00 101.00INDUSTRIAL 3,620

GIBSON ENERGY INC. 5.25% DEBENTURES 108.02 101.41GEI.DB NAT GAS DSTR 111.90 102.99INDUSTRIAL 199,200

GOEASY LTD. 5.75% DEB 107.80 101.50GSY.DB RENT-TO-OWN 105.00 98.30INDUSTRIAL 62,260

HOLLOWAY LODGING CORP 7.5% 9/30 DEB J 101.00 99.00HLC.DB.A HOTELS 101.50 98.15INDUSTRIAL 14,830

HOLLOWAY LODGING CORP. 6.25% 02/28/20 B DEB J 98.98 94.51HLC.DB HOTELS 99.00 92.49INDUSTRIAL 23,100

HYDRO ONE LIMITED INSTALMENT RECEIPTS 37.40 27.80H.IR DIVERSIFIED OPER 39.69 34.47INDUSTRIAL 1,224,187

IBI GROUP INC. 5.5% 31DEC21 DEBENTURES 115.00 103.00IBG.DB.D DIVERSIFIED OPER 111.25 101.60INDUSTRIAL 44,940

IBI GROUP INC. 7.0% SER '2' DEBENTURES 103.64 100.00IBG.DB.C DIVERSIFIED OPER 104.00 101.00INDUSTRIAL 5,050

INNERGEX RENEWABLE ENERGY INC. 4.25% DEB 108.00 102.02INE.DB.A HYDRO-ELECT POWER 111.99 104.77INDUSTRIAL 26,060

INTERTAIN GROUP LIMITED (THE) J 5% DEB ITX.DB GAMING OPERATIONS 191.00 160.00INDUSTRIAL

JUST ENERGY GROUP INC. 6.75% DEB 98.51 95.00JE.DB.D NAT GAS DSTR 0.00 0.00INDUSTRIAL 216,680

JUST ENERGY GROUP INC. 6.75% DEB 31DEC21 100.97 96.50JE.DB.C NAT GAS DSTR 108.50 97.50INDUSTRIAL 144,390

LANESBOROUGH RL EST INVEST TR 5.0% SER G DEB 13.00 4.08LRT.DB.G INVESTMENT TRUST 23.50 6.00INDUSTRIAL 2,930

LEON'S FURNITURE LTD. 3% MAR 28/2023 DEB LNF.DB RETAIL FURNITURE 146.49 146.49INDUSTRIAL

LIQUOR STORES N.A. LTD. 4.7% 31JAN22 DEB 106.75 101.00LIQ.DB.B RETAIL LIQUOR STORES 105.01 99.90INDUSTRIAL 58,070

LOGIQ ASSET MANAGEMENT INC. J 7% DEBENTURES 101.01 88.00LGQ.DB.A ASSET MGT/ADVISE SERV 101.00 66.99INDUSTRIAL 41,062

Yearly


SymbolYTD High

YTD Low


YTDDiv Amt

YTD Volume

Prev Year High

Prev Year Low

IndustrialCategory

01-May-2018

MEDICAL FACILITIES CORPORATION 5.90% 2019 DEB 105.00 100.57DR.DB.A MEDICAL FACILITY 109.00 100.00INDUSTRIAL 13,810

MELCOR REAL ESTATE INVESTMENT TR 5.50% DEB 102.00 99.00MR.DB INVESTMENT TRUST 104.00 100.00INDUSTRIAL 6,290

MELCOR REAL ESTATE INVESTMENT TRUST 5.25% DB 102.50 97.00MR.DB.A INVESTMENT TRUST 100.00 99.01INDUSTRIAL 34,920

MONGO FINANCE TECHNOLOGY INC J 10% 31MA20 DEB 135.00 100.00MOGO.DB ONLINE CREDIT SOLUTN 168.00 97.00INDUSTRIAL 14,580

MORGUARD NA RESIDENTIAL REIT 4.5% DEB 101.00 97.02MRG.DB.A INVESTMENT TRUST 0.00 0.00INDUSTRIAL 178,930

MORGUARD RL ESTATE INVEST TR 4.5% 21DEC21 DEB 105.00 98.50MRT.DB INVESTMENT MGT 106.00 99.50INDUSTRIAL 41,440

MORNEAU SHEPELL INC. 4.75% DUE JUN 30/21 DEB 113.89 105.00MSI.DB.A CONSLT/OUTSOURCE SERV 109.00 104.10INDUSTRIAL 80,520

NORTH AMERICAN CONSTRUCTION GRP LTD 5.50% DEB 100.75 95.10NOA.DB OIL FIELD SERVICE 100.01 92.00INDUSTRIAL 43,410

NORTHLAND POWER INC. 4.75% SER 'C' DEB 130.00 106.00NPI.DB.C ELECT POWER OPER 119.45 109.00INDUSTRIAL 59,620

NORTHLAND POWER INC. 5% SER 'B' DEB 112.00 103.25NPI.DB.B ELECT POWER OPER 119.90 110.00INDUSTRIAL 25,830

NORTHVIEW APARTMENT RL EST INVEST TR 5.75% DB 109.50 102.50NVU.DB INVESTMENT TRUST 110.00 102.00INDUSTRIAL 10,420

NORTHWEST HEALTHCARE PROPERTIES REIT 5.5% DB 107.00 100.50NWH.DB.D INVESTMENT TRUST 109.50 102.05INDUSTRIAL 15,230

NORTHWEST HEALTHCARE PROPERTIES REIT 7.25% DB 104.00 100.51NWH.DB.C INVESTMENT TRUST 106.01 102.25INDUSTRIAL 9,960

NORTHWEST HEALTHCARE PROPERTIES REIT DEB 105.00 96.00NWH.DB INVESTMENT TRUST 105.00 101.00INDUSTRIAL 6,340

NORTHWEST HEALTHCR PPTY REIT 5.25%31DEC21 DEB 104.45 100.00NWH.DB.F INVESTMENT TRUST 106.00 100.00INDUSTRIAL 30,080

NORTHWEST HEALTHCR PPTY REIT 5.25%31JUL21 DEB 104.50 100.00NWH.DB.E INVESTMENT TRUST 107.50 100.02INDUSTRIAL 47,666

OSISKO GOLD ROYALTIES LTD. 4.00% DEBENTURES 105.00 98.50OR.DB ROYALTY MGT & ACQUIS 105.25 102.80MINING 395,400

PEMBINA PIPELINE CORP. 5.75% SER F DEBENTURES 155.00 129.50PPL.DB.F INVESTMENT COMPANY 153.45 133.75INDUSTRIAL 8,600

PLAZA RETAIL REIT 5.1% 31MAR23 DEB 102.51 99.50PLZ.DB.E INVESTMENT TRUST 0.00 0.00INDUSTRIAL 49,210

PREMIUM BRANDS HOLDINGS CORPORATION 4.6% DEB 125.00 111.12PBH.DB.F FOOD PROD & DSTR 116.25 99.60INDUSTRIAL 136,630

PREMIUM BRANDS HOLDINGS CORPORATION 4.65% DEB 102.96 100.25PBH.DB.G FOOD PROD & DSTR 0.00 0.00INDUSTRIAL 344,820

PREMIUM BRANDS HOLDINGS CORPORATION 5.0% DEB 271.41 229.00PBH.DB.D FOOD PROD & DSTR 246.27 145.00INDUSTRIAL 21,440

ROGERS SUGAR INC. 6TH SER 5% DEBENTURES 106.00 100.27RSI.DB.E SUGAR REFINERY 106.99 101.50INDUSTRIAL 28,090

ROGERS SUGAR INC. 7TH SER 4.75% DEB 102.25 98.40RSI.DB.F SUGAR REFINERY 0.00 0.00INDUSTRIAL 166,960

SIENNA SENIOR LIVING INC. 4.65% DEB 110.00 102.00SIA.DB HEALTHCARE FACILITY 112.50 100.00INDUSTRIAL 35,770

SLATE OFFICE REIT 5.25% DEB 100.76 98.00SOT.DB INVESTMENT TRUST 0.00 0.00INDUSTRIAL 86,000

SMARTCENTRES RL ESTATE INVEST TR 5.50% DEB 103.00 100.00SRU.DB.B INVESTMENT TRUST 103.01 101.02INDUSTRIAL 11,820

SPECTRA7 MICROSYSTEMS INC. J 7% DEB 102.51 90.00SEV.DB.A ELECTRONIC TECH 0.00 0.00INDUSTRIAL 2,350

STUART OLSON INC. 6.0% DEC/31/2019 DEBENTURES 103.51 98.00SOX.DB.A CONSTRUCTION 103.40 98.00INDUSTRIAL 23,210

STUDENT TRANSPORTATION INC. 5.25% DEB 128.00 102.00STB.DB.A TRANSPORTATION 107.62 100.99INDUSTRIAL 445,100

STUDENT TRANSPORTATION INC. 6.25% 6/30/19 DEB 115.50 103.00STB.DB.C TRANSPORTATION 107.00 100.11INDUSTRIAL 277,720

SURGE ENERGY INC. 5.75% DEB 108.90 97.75SGY.DB OIL/GAS EXPL & DEV 101.00 98.00OIL 154,900

TEMPLE HOTELS INC. 5YR 7.00% SER F DEBENTURES 100.25 99.00TPH.DB.F HOTELS 101.00 93.00INDUSTRIAL 9,670

TEMPLE HOTELS INC. 7.25% SER E DEBENTURES 101.01 97.00TPH.DB.E HOTELS 101.00 95.01INDUSTRIAL 43,317

TERRAVEST INDUSTRIES INC. 7.0% DEBENTURES 123.50 106.18TVK.DB COMMUN MARKETING 122.54 106.40INDUSTRIAL 24,760

Yearly


SymbolYTD High

YTD Low


YTDDiv Amt

YTD Volume

Prev Year High

Prev Year Low

IndustrialCategory

01-May-2018

TIMBERCREEK FINANCIAL CORP. 5.30% 30JUN24 DEB 100.50 96.02TF.DB.C INVESTMENT COMPANY 101.00 96.00INDUSTRIAL 42,140

TIMBERCREEK FINANCIAL CORP. 5.40% DEB 103.32 99.75TF.DB.A INVESTMENT COMPANY 102.01 99.41INDUSTRIAL 18,800

TOSCANA ENERGY INCOME CORPORATION 6.75% DEB J 79.96 65.00TEI.DB OIL & GAS EXPL 92.01 69.00OIL 7,850

TRICON CAPITAL GROUP INC. 5.60% MAR 31/20 DEB 124.99 105.03TCN.DB.A ASSET MGT/ADVISE/SERV 126.00 109.96INDUSTRIAL 20,060

WESTERNONE INC. 6.25% SER '3' DEBENTURES 89.51 84.02WEQ.DB CONSTR EQUIP/SERV 89.01 67.99INDUSTRIAL 13,880

YELLOW PAGES DIGITL & MEDIA SOLUTN SR EXCH DB 93.00 89.50YPG.DB HOLDING COMPANY 113.00 88.00INDUSTRIAL 156,810

ZARGON OIL & GAS LTD. DEBENTURES 87.01 72.50ZAR.DB.A OIL/GAS EXPL & DEV 96.02 80.52OIL 16,490

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Debentures U.S. FundsIssue Name Ticker

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01-May-2018

AMERICAN HOTEL INCM PROPERTIES REIT LP DEB US 99.75 93.00HOT.DB.U LIMITED PARTNERSHIP 99.98 94.90INDUSTRIAL 42,990

BLACKBERRY LIMITED 3.75% 13NOV20 DEB USF 149.00 123.00BB.DB.V COMMUN SYSTEMS 134.50 101.00INDUSTRIAL 161,260

DOREL INDUSTRIES INC. 5.50% DEB US 102.50 99.50DII.DB.U FURNITURE MFG 103.25 99.81INDUSTRIAL 61,250

GRAN COLOMBIA GOLD CORP. J 2018 USF DEB 102.00 84.99GCM.DB.U GOLD EXPL & DEV 89.99 59.00MINING 56,677

GRAN COLOMBIA GOLD CORP. J 2020 USF DEB 102.00 97.01GCM.DB.V GOLD EXPL & DEV 98.50 79.00MINING 14,344

GRAN COLOMBIA GOLD CORP. J 2JA24 8% USF DEB 102.00 98.00GCM.DB.X GOLD EXPL & DEV 100.00 79.80MINING 91,220

INVESQUE INC. 5% DEB USF 100.85 95.00IVQ.DB.U HEALTHCARE FACILITY 0.00 0.00INDUSTRIAL 13,480

PRIMERO MINING CORP. 5.75% USF DEBENTURES 100.00 62.50P.DB.V MINING EXPL & DEV 70.79 50.00MINING 205,240

STORNOWAY DIAMOND CORPORATION 6.25% DEB USF J 97.25 90.00SWY.DB.U DIAMOND EXPL & DEV 109.00 95.00MINING 1,840

TRICON CAPITAL GROUP INC 5.75% 31MR22 DEB USF 109.12 102.02TCN.DB.U ASSET MGT/ADVISE/SERV 112.00 102.00INDUSTRIAL 75,320

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Trust UnitsIssue Name Ticker

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YTDDiv Amt

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01-May-2018

1ST ASSET MORNINGSTR US CONSMR DEF IDX FND UN 10.21 8.26UCD.UN INVESTMENT FUND .6763 .2175 10.00 9.01INDUSTRIAL 55,032

A&W REVENUE ROYALTIES INCOME FUND UNITS 34.46 28.36AW.UN INVESTMENT FUND 1.6025 .5438 42.16 30.11INDUSTRIAL 1,334,104

ADVANTAGED CANADIAN HIGH YLD BOND FND CL A UN 8.00 7.55AHY.UN INVESTMENT FUND .4600 .2125 7.87 7.25INDUSTRIAL 88,411

AGELLAN COMMERCIAL REAL ESTATE INVEST TR UN 12.63 10.55ACR.UN INVESTMENT TRUST .7750 .2675 12.60 10.35INDUSTRIAL 2,055,756

ALLIED PROPERTIES REAL ESTATE INVEST TRUST UN 42.38 38.71AP.UN INVESTMENT TRUST 1.5300 .5200 42.41 33.27INDUSTRIAL 11,597,036

AMERICAN CORE SECTORS DIVIDEND FUND TR UNITS 12.54 11.49ACZ.UN INVESTMENT FUND .5500 .1838 12.00 10.40INDUSTRIAL 211,083

ARTIS REAL ESTATE INVESTMENT TRUST UNITS 14.42 13.10AX.UN INVESTMENT TRUST 1.0800 .3600 14.23 12.07INDUSTRIAL 20,601,170

AUSTRALIAN BANC INCOME FUND CL A UNITS 11.07 9.96AUI.UN INVESTMENT FUND .5625 .1875 12.00 10.30INDUSTRIAL 170,937

AUSTRALIAN REIT INCOME FUND CL A UN 11.10 9.42HRR.UN INVESTMENT FUND .6600 .2200 11.72 9.96INDUSTRIAL 100,242

AUTOMOTIVE PROPERTIES RL EST INVEST TRUST UN 11.07 9.87APR.UN INVESTMENT TRUST .8038 .2675 11.65 10.46INDUSTRIAL 1,869,659

BLOOM SELECT INCOME FUND UNITS 10.66 9.40BLB.UN INVESTMENT FUND .5000 .1663 10.60 9.88INDUSTRIAL 157,654

BLOOM U.S. INCOME & GROWTH FUND CL A UNITS 8.28 7.52BUA.UN INVESTMENT FUND .6000 .2000 9.00 7.58INDUSTRIAL 74,704

BLUE RIBBON INCOME FUND TRUST UNITS 9.94 8.62RBN.UN INVESTMENT FUND .6000 .2000 10.10 9.31INDUSTRIAL 1,277,669

BOARDWALK REAL ESTATE INVESTMENT TRUST UNITS 46.90 40.04BEI.UN INVESTMENT TRUST 2.2500 .4375 51.18 37.96INDUSTRIAL 10,911,060

BOSTON PIZZA ROYALTIES INCOME FUND UNITS 22.06 19.36BPF.UN INVESTMENT FUND 1.3800 .4600 23.50 20.52INDUSTRIAL 1,538,988

BOYD GROUP INCOME FUND TRUST UNITS 111.99 97.99BYD.UN INVESTMENT TRUST .5175 .1763 103.00 81.35INDUSTRIAL 2,534,282

BRAND LEADERS INCOME FUND UNITS 12.25 10.67HBL.UN INVESTMENT FUND .7800 .2600 11.55 10.50INDUSTRIAL 36,783

BROOKFIELD GLBL INFRASTRUCTR SEC INCM FND UN 6.81 5.86BGI.UN INVESTMENT FUND .6000 .3000 7.88 6.49INDUSTRIAL 3,734,936

BROOKFIELD SELECT OPPORTUNITIES INCOME FND UN 5.10 4.38BSO.UN INVESTMENT FUND .6000 .3000 6.10 4.72INDUSTRIAL 682,121

BTB REAL ESTATE INVESTMENT TRUST UN 4.68 4.29BTB.UN INVESTMENT TRUST .4200 .1400 4.93 4.45INDUSTRIAL 5,949,545

CALDWELL U.S. DIVIDEND ADVANTAGE FUND UNITS 11.11 9.53UDA.UN INVESTMENT FUND .6000 .2000 10.83 9.56INDUSTRIAL 334,767

CANADIAN CONVERTIBLES PLUS FUND TRANS TR UN 5.99 5.50CCI.UN INVESTMENT FUND .6250 .3125 6.03 5.65INDUSTRIAL 295,474

CANADIAN HIGH INCOME EQUITY FUND TRANSFER UN 9.58 8.57CIQ.UN INVESTMENT FUND .6000 .2000 10.15 9.15INDUSTRIAL 202,032

CANADIAN PREFERRED SHARE TRUST CL 'A' UN 10.36 9.83PFT.UN INVESTMENT TRUST .4000 .1338 10.38 8.71INDUSTRIAL 191,000

CANADIAN REAL ESTATE INVESTMENT TRUST UNITS 52.35 42.67REF.UN INVESTMENT TRUST 1.8525 .6238 50.71 44.30INDUSTRIAL 17,016,213

CANADIAN RESOURCES INCOME TRUST UNITS 9.29 8.03RTU.UN INVESTMENT TRUST .7075 .1863 10.22 8.80INDUSTRIAL 46,371

CANADIAN UTILITIES & TELECOM INCOME FUND UN 10.39 8.60UTE.UN INVESTMENT FUND .7363 .2175 10.99 10.05INDUSTRIAL 158,708

CANOE EIT INCOME FUND UNITS 12.08 11.26EIT.UN INVESTMENT FUND 1.2000 .4000 12.18 11.01INDUSTRIAL 10,193,733

CANSO CREDIT INCOME FUND CL A UN 11.81 11.35PBY.UN INVESTMENT FUND .5000 .1663 11.55 10.71INDUSTRIAL 862,613

CANSO SELECT OPPORTUNITIES FUND CL 'A' UNITS 11.10 10.66SCW.UN INVESTMENT FUND .5000 .1663 10.80 9.44INDUSTRIAL 258,989

CDN APARTMENT PROP REAL EST INV TR UNITS 38.16 34.43CAR.UN INVESTMENT TRUST 1.2725 .4263 37.94 30.95INDUSTRIAL 23,430,463

CHARTWELL RETIREMENT RESIDENCES UNITS 16.47 14.53CSH.UN INVESTMENT COMPANY .5725 .1925 16.50 14.26INDUSTRIAL 24,064,269

CHEMTRADE LOGISTICS INCOME FUND UNITS 19.44 14.38CHE.UN INVESTMENT FUND 1.2000 .4000 20.02 17.05INDUSTRIAL 12,746,970

CHOICE PROPERTIES REAL EST INVESTMENT TR UN 13.46 11.19CHP.UN INVESTMENT TRUST .7275 .2463 14.37 12.80INDUSTRIAL 17,897,169

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01-May-2018

CITADEL INCOME FUND TRANSFER UNITS 3.61 3.29CTF.UN INVESTMENT FUND .1200 .0400 3.62 3.36INDUSTRIAL 737,649

COMINAR REAL ESTATE INVESTMENT TRUST UNITS 14.95 12.15CUF.UN INVESTMENT MGT 1.3325 .2500 15.09 11.84INDUSTRIAL 38,200,897

CORE CANADIAN DIVIDEND TRUST TRANSFERABLE UN 7.05 6.00CDD.UN INVESTMENT TRUST .4400 .1413 7.44 6.22INDUSTRIAL 16,571

CRIUS ENERGY TRUST UNITS 9.47 7.01KWH.UN INVESTMENT TRUST .7913 .2775 11.32 7.90INDUSTRIAL 15,978,173

CROMBIE REAL ESTATE INVESTMENT TRUST UNITS 13.79 12.14CRR.UN INVESTMENT TRUST .8900 .2963 14.91 13.23INDUSTRIAL 13,830,878

CT REAL ESTATE INVESTMENT TRUST UNITS 14.68 12.50CRT.UN INVESTMENT FUND .7000 .2425 15.60 13.61INDUSTRIAL 3,243,322

DOUBLELINE INCOME SOLUTIONS TRUST CL 'A' UN 9.45 8.81DSL.UN INVESTMENT TRUST .6500 .2163 9.20 8.40INDUSTRIAL 155,284

DREAM GLOBAL REAL ESTATE INVESTMENT TR UN 14.28 11.40DRG.UN INVESTMENT TRUST .8000 .2663 12.37 9.31INDUSTRIAL 49,201,100

DREAM HARD ASSET ALTERNATIVES TRUST UNITS 6.50 6.15DRA.UN INVESTMENT TRUST .4000 .1338 6.73 5.56INDUSTRIAL 3,617,217

DREAM INDUSTRIAL REAL ESTATE INVEST TR UNITS 10.22 8.79DIR.UN INVESTMENT TRUST .7000 .2338 9.25 8.03INDUSTRIAL 17,761,873

DREAM OFFICE REAL ESTATE INVESTMENT TRUST UN 23.94 20.72D.UN INVESTMENT TRUST 1.2913 .3338 22.74 18.12INDUSTRIAL 18,143,630

EAST COAST INVESTMENT GRADE INCOME FUND UNITS 10.45 9.57ECF.UN INVESTMENT FUND .6000 .1700 10.31 9.38INDUSTRIAL 504,352

ENERGY INCOME FUND TRUST UNITS 2.15 1.86ENI.UN INVESTMENT FUND .1200 .0400 2.50 1.87INDUSTRIAL 237,633

EUROPE BLUE-CHIP DIVIDEND & GROWTH FUND UN 8.80 7.51EBC.UN INVESTMENT FUND .6000 .3000 8.69 7.63INDUSTRIAL 180,026

EUROPEAN DIVIDEND GROWTH FUND UN 9.89 8.82EDGF.UN INVESTMENT FUND 10.00 9.36INDUSTRIAL 480,829

FAIRCOURT SPLIT TRUST UNITS 6.22 4.84FCS.UN INVESTMENT TRUST .6600 .2400 6.63 4.78INDUSTRIAL 237,815

FIRST ASSET CDN CONVERTIBLES FUND TRANS UN 6.74 6.32ADC.UN INVESTMENT FUND .5500 .2500 7.01 6.32INDUSTRIAL 140,930

FIRST ASSET DIVERSIFIED CONVERT DEB FUND UN 13.80 13.08DCD.UN INVESTMENT FUND 1.1200 .5200 14.30 13.52INDUSTRIAL 163,934

FIRST ASSET NTH AMERICAN CONVERTIBLES FUND UN 7.50 6.78NCD.UN INVESTMENT FUND .5000 .2500 7.55 6.94INDUSTRIAL 53,466

FLAHERTY & CRUMRINE INVEST GRD FIXED INCM UN 13.05 12.16FFI.UN INVESTMENT FUND 1.0100 .3200 13.62 12.01INDUSTRIAL 504,292

GLOBAL DIVIDEND GROWERS INCOME FUND TR UN 13.35 12.10GDG.UN INVESTMENT FUND .7600 .2200 13.20 11.30INDUSTRIAL 956,843

GLOBAL TELECOM & UTILITIES INCOME FUND UN 9.54 8.65HGI.UN INVESTMENT FUND .7200 .2400 10.57 9.17INDUSTRIAL 27,317

GLOBAL WATER SOLUTIONS FUND UNITS 10.98 9.33HTO.UN INVESTMENT FUND .4000 .2000 10.39 7.75INDUSTRIAL 129,486

GRANITE REAL ESTATE INVESTMENT TR STAPLED UN 52.04 47.93GRT.UN INVESTMENT TRUST 2.6038 .9075 52.69 43.49INDUSTRIAL 6,492,777

H&R REAL ESTATE INVESTMENT TRUST STAPLED UNIT 21.50 19.74HR.UN TRUST FUND 1.3800 .4600 23.68 20.17INDUSTRIAL 41,608,422

HEALTHCARE SPECIAL OPPORTUNITIES FND CL A UN 11.47 9.92MDS.UN INVESTMENT FUND .0963 .0538 10.50 8.60INDUSTRIAL 629,146

INCOME FINANCIAL TRUST UNITS 19.19 13.82INC.UN INVESTMENT TRUST 1.6438 .5988 20.95 12.36INDUSTRIAL 549,411

INOVALIS REAL ESTATE INVESTMENT TR UNITS 10.38 9.38INO.UN INVESTMENT TRUST .8250 .2750 10.36 9.00INDUSTRIAL 2,892,830

INTERRENT REAL ESTATE INVESTMENT TRUST UN J 10.23 8.77IIP.UN INVESTMENT TRUST .2450 .0900 9.40 7.14INDUSTRIAL 16,776,155

INVESTMENT GRADE INFRASTRUCTURE BOND FUND UN 8.97 8.42IFB.UN INVESTMENT FUND .5000 .1663 8.90 8.30INDUSTRIAL 136,263

JFT STRATEGIES FUND TRANSFER CL A UNITS 14.33 13.50JFS.UN INVESTMENT FUND 15.05 13.26INDUSTRIAL 778,529

KEG ROYALTIES INCOME FUND (THE) UNITS 20.04 16.61KEG.UN INVESTMENT FUND 1.1375 .4088 23.15 19.70INDUSTRIAL 1,181,886

LANESBOROUGH REAL ESTATE INVESTMENT TR UN J .03 .01LRT.UN INVESTMENT TRUST 0.12 0.01INDUSTRIAL 1,459,217

LOW VOLATILITY U.S. EQUITY INCOME FUND UN 11.88 10.17LVU.UN INVESTMENT FUND .5775 .2013 10.70 9.80INDUSTRIAL 51,563

MANULIFE FLOATING RATE SENIOR LOAN FUND A UN 8.80 8.42MFR.UN INVESTMENT FUND .6750 .2250 10.00 8.36INDUSTRIAL 633,346

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01-May-2018

MANULIFE U.S. REGIONAL BANK TRUST CL 'A' UN 14.39 12.66MBK.UN INVESTMENT TRUST .4988 .1663 13.66 11.55INDUSTRIAL 238,273

MELCOR REAL ESTATE INVESTMENT TRUST UNITS 8.69 7.77MR.UN INVESTMENT TRUST .6750 .2250 9.34 8.17INDUSTRIAL 1,118,251

MIDDLEFIELD CAN-GLOBAL REIT INCOME FUND UN 11.85 11.00RCO.UN INVESTMENT FUND .6500 .2163 12.09 10.50INDUSTRIAL 646,184

MIDDLEFIELD HLTHCARE&LIFE SCIENCES DIV FND UN 10.06 9.06LS.UN INVESTMENT FUND .0413 .1663 10.05 9.32INDUSTRIAL 1,567,468

MINT INCOME FUND TRUST UNITS 7.26 6.55MID.UN INVESTMENT TRUST .4800 .1600 7.60 6.21INDUSTRIAL 2,634,813

MONEDA LATAM CORPORATE BOND FUND CL A UN 11.00 10.65MLD.UN INVESTMENT FUND .6000 .3000 11.10 9.36INDUSTRIAL 44,311

MORGUARD NORTH AMERICAN RESIDENTIAL REIT UN 15.46 13.17MRG.UN INVESTMENT TRUST .6413 .2200 16.21 13.25INDUSTRIAL 2,264,869

MORGUARD REAL ESTATE INVESTMENT TRUST UNITS 14.21 12.93MRT.UN INVESTMENT MGT .9600 .2400 16.00 13.50INDUSTRIAL 2,176,647

NDX GROWTH & INCOME FUND CLASS 'A' UNITS 9.49 8.38NGI.UN INVESTMENT FUND .6000 .1500 9.04 7.23INDUSTRIAL 626,203

NORANDA INCOME FUND CL 'A' PRIORITY UNITS 1.50 1.16NIF.UN INVESTMENT FUND .0500 2.56 1.15MINING 5,007,730

NORTH AMERICAN PREFERRED SHARE FUND UNITS 24.45 22.72NPF.UN INVESTMENT FUND 1.3750 .4588 24.20 20.79INDUSTRIAL 57,872

NORTHWEST HEALTHCARE PROPERTIES REIT UN 11.65 10.50NWH.UN INVESTMENT TRUST .8000 .2663 11.70 9.83INDUSTRIAL 19,097,096

OCP CREDIT STRATEGY FUND TRUST UNITS 7.09 6.68OCS.UN INVESTMENT FUND .7000 .3500 7.60 6.90INDUSTRIAL 1,167,395

OCP SENIOR CREDIT FUND TRUST UNITS 10.23 10.01OSL.UN INVESTMENT FUND .5000 .2500 10.45 9.95INDUSTRIAL 788,483

OIL SANDS SECTOR FUND TRANSFERABLE UNITS 4.51 3.70OSF.UN INVESTMENT FUND .1900 .0950 4.78 3.50INDUSTRIAL 215,272

PARTNERS REAL ESTATE INVESTMENT TRUST UNITS 3.11 2.90PAR.UN INVESTMENT TRUST .2500 .0838 3.76 2.90INDUSTRIAL 1,797,459

PATHFINDER INCOME FUND UNITS 8.65 8.05PCD.UN INVESTMENT FUND .6000 .2000 9.20 8.22INDUSTRIAL 741,337

PICTON MAHONEY TACTICAL INCOME FUND CL A UN 8.97 8.34PMB.UN INVESTMENT FUND .4275 .1450 8.90 8.37INDUSTRIAL 491,229

PIMCO GLOBAL INCOME OPPORTUNITIES FND CL A UN 10.42 9.57PGI.UN INVESTMENT FUND .9725 .2663 10.25 8.66INDUSTRIAL 2,607,651

PINEBRIDGE INVEST GRADE PREFERRED SEC FUND UN 24.70 23.50PRF.UN INVESTMENT FUND 1.5000 .5000 24.55 21.02INDUSTRIAL 77,609

PLAZA RETAIL REIT TRUST UNITS 4.36 3.86PLZ.UN INVESTMENT TRUST .2688 .0925 5.18 4.17INDUSTRIAL 7,102,403

PRECIOUS METALS AND MINING TRUST TRANSFER UN 2.10 1.64MMP.UN INVESTMENT TRUST .2400 .0800 3.03 1.68INDUSTRIAL 1,705,555

PURE INDUSTRIAL REIT CLASS 'A' UNITS 8.13 6.66AAR.UN INVESTMENT TRUST .3125 .1038 7.07 5.43INDUSTRIAL 135,399,204

RAVENSOURCE FUND UNITS 14.50 14.01RAV.UN INVESTMENT TRUST .3700 14.75 13.31INDUSTRIAL 6,959

REAL ASSET INCOME AND GROWTH FUND CL 'A' UN 8.94 7.85RAI.UN INVESTMENT FUND .5000 .1663 9.09 8.29INDUSTRIAL 194,167

REDWOOD ADVANTAGE MONTHLY INCOME FUND UN 10.86 9.87AV.UN INVESTMENT FUND .4200 .1400 10.94 10.04INDUSTRIAL 435,952

REDWOOD ENERGY INCOME FUND UN 2.92 2.19AOG.UN INVESTMENT FUND .1350 .0450 3.07 2.22INDUSTRIAL 216,863

REDWOOD FLOATING RATE BOND FUND CL A UN 7.86 7.67IFL.UN INVESTMENT FUND .6000 .2000 8.69 7.48INDUSTRIAL 484,240

REDWOOD FLTG RTE INCM FUND CL A UN 9.05 8.84ISL.UN INVESTMENT FUND .5000 .1663 9.48 8.59INDUSTRIAL 1,121,648

REDWOOD GLOBAL FINANCIALS INCM FND CL 'A' UN 21.71 20.73NAF.UN INVESTMENT TRUST 1.2500 .6250 22.17 20.62INDUSTRIAL 179,140

REDWOOD GLOBAL INFRASTRUCTURE INCOME FND UN 9.71 8.77MQI.UN INVESTMENT FUND .6000 .3000 10.46 8.65INDUSTRIAL 395,992

REDWOOD MONTHLY INCOME FUND UNITS 10.10 9.28VIP.UN INVESTMENT FUND .4200 .1400 10.34 9.17INDUSTRIAL 961,089

REIT INDEXPLUS INCOME FUND TRUST UNITS 13.02 11.90IDR.UN INVESTMENT FUND .7800 .2600 13.05 11.90INDUSTRIAL 287,313

RICHARDS PACKAGING INCOME FUND UNITS 34.10 30.00RPI.UN INVESTMENT FUND 1.2700 .4400 31.40 23.40INDUSTRIAL 329,693

RIDGEWOOD CDN INVESTMENT GRADE BOND FND TR UN 15.11 14.90RIB.UN INVESTMENT FUND .6363 .2125 15.30 14.55INDUSTRIAL 293,520

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01-May-2018

RIOCAN REAL ESTATE INVESTMENT TRUST UNITS 24.72 22.97REI.UN INVESTMENT TRUST 1.4100 .4775 27.25 23.46INDUSTRIAL 62,682,603

SCITI TRUST TRANSFERABLE UNITS 8.44 7.44SIN.UN INVESTMENT TRUST .6425 .2825 8.71 7.76INDUSTRIAL 2,180,016

SENIOR SECURED FLOATING RATE LOAN FUND A UN 9.52 9.26FRL.UN INVESTMENT FUND .6500 .2163 9.74 9.11INDUSTRIAL 438,391

SIR ROYALTY INCOME FUND TRANSFERABLE UNITS 15.21 13.76SRV.UN INVESTMENT FUND 1.1600 .3850 15.68 14.14INDUSTRIAL 714,911

SKYLON GROWTH & INCOME TRUST TRANSFER UNITS 8.43 7.54SKG.UN INVESTMENT TRUST .7000 .3188 9.19 7.75INDUSTRIAL 293,797

SLATE OFFICE REIT UNITS 8.38 7.45SOT.UN INVESTMENT TRUST .7500 .2500 8.46 7.75INDUSTRIAL 17,869,669

SLATE RETAIL REIT CAD UNITS 13.20 11.55SRT.UN INVESTMENT TRUST .8125 .2800 15.35 12.78INDUSTRIAL 3,294,121

SMARTCENTRES RL EST INVEST TR VARIABLE V UN 31.41 28.19SRU.UN INVESTMENT TRUST 1.7088 .5838 33.99 28.77INDUSTRIAL 18,522,051

SOUNDVEST EQUITY FUND TR UN 4.75 4.27BSE.UN INVESTMENT FUND .1000 .0250 5.00 4.30INDUSTRIAL 137,712

SOUNDVEST SPLIT TRUST CAPITAL UNIT 1.40 .61BSD.UN INVESTMENT TRUST 1.69 0.75INDUSTRIAL 136,143

SUMMIT INDUSTRIAL INCOME REIT UNITS J 8.42 7.29SMU.UN INVESTMENT TRUST .5113 .1725 7.64 6.15INDUSTRIAL 18,198,616

SYMPHONY FLOATING RTE SENIOR LOAN FND CL A UN 9.08 8.66SSF.UN INVESTMENT FUND .6000 .2000 9.60 8.67INDUSTRIAL 562,585

TAYLOR NORTH AMERICAN EQTY OPPORTUNITY FND UN 13.20 10.84TOF.UN INVESTMENT FUND .6238 .2075 13.20 11.66INDUSTRIAL 59,003

TOP 10 CANADIAN FINANCIAL TRUST UNITS 10.68 9.36TCT.UN INVESTMENT TRUST .7588 .1875 10.70 9.41INDUSTRIAL 203,790

TOP 10 SPLIT TRUST CAPITAL UNITS 4.70 4.00TXT.UN INVESTMENT TRUST .3400 .0838 4.75 3.25INDUSTRIAL 67,584

TOP 20 U.S. DIVIDEND TRUST CL A UNITS 12.54 11.22TUT.UN INVESTMENT TRUST .5000 .1663 12.20 10.56INDUSTRIAL 143,651

TRUE NORTH COMMERCIAL RL EST INVEST TR J UN 7.00 6.26TNT.UN INVESTMENT TRUST .5938 .1975 6.80 5.94INDUSTRIAL 9,193,462

U.S. FINANCIALS INCOME FUND CL 'A' UN 8.80 7.92USF.UN INVESTMENT FUND .5000 .1250 8.39 7.55INDUSTRIAL 336,638

Yearly

Trading U.S. FundsIssue Name Ticker

SymbolYTD High

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YTDDiv Amt

YTD Volume

Prev Year High

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IndustrialCategory

01-May-2018

AKUMIN INC. J USF 4.94 3.15AKU.U MEDICAL IMAGING 5.00 3.56INDUSTRIAL 4,850,825

ALTAGAS LTD. 5YR RST SERIES 'C' PR USF 25.98 24.60ALA.PR.U NAT GAS DSTR 1.1563 .3313 26.10 23.21INDUSTRIAL 716,883

AMERICAN HOTEL INCM PROPERTIES REIT LP UN USF 7.63 5.41HOT.U LIMITED PARTNERSHIP .0538 .2163 7.53 6.61INDUSTRIAL 588,456

ARTIS REAL ESTATE INVEST TR PR UN SER 'C' USF 25.30 24.79AX.PR.U INVESTMENT TRUST 1.3125 25.23 22.71INDUSTRIAL 639,779

BMO LOW VOLATILITY US EQUITY ETF USD UNITS 26.10 23.90ZLU.U INVESTMENT FUND .4600 .2500 25.57 22.59INDUSTRIAL 206,631

BMO MID-TERM US IG CORP BOND INDEX ETF USD UN 14.67 13.90ZIC.U INVESTMENT FUND .4800 .1700 14.93 14.24INDUSTRIAL 193,916

BMO S&P 500 INDEX ETF USD UNITS 31.56 27.97ZSP.U INVESTMENT FUND .5013 .2500 29.86 24.80INDUSTRIAL 3,233,463

BMO US DIVIDEND ETF USD UNITS 25.49 23.05ZDY.U INVESTMENT FUND .6288 .2388 24.50 21.61INDUSTRIAL 119,399

BMO US HIGH DIVIDEND COVERED CALL ETF USF UN 23.34 20.49ZWH.U INVESTMENT FUND 1.1825 .3925 22.69 20.68INDUSTRIAL 319,325

BMO US PREFERRED SHARE INDEX ETF USD UN 25.15 24.22ZUP.U INVESTMENT FUND 1.0500 .4200 25.80 24.87INDUSTRIAL 55,143

BMO US PUT WRITE ETF USD UNITS 19.13 17.98ZPW.U INVESTMENT FUND 1.2325 .3800 19.35 18.80INDUSTRIAL 100,416

BRISTOL GATE CONCENTRATED US EQTY ETF USD UN 16.32 15.14BGU.U INVESTMENT FUND 0.00 0.00INDUSTRIAL 6,305

BROOKFIELD PROPERTY SPLIT CORP SER '1' PR USF 25.70 25.29BPS.PR.U INVESTMENT COMPANY 1.3125 .3288 25.80 25.03INDUSTRIAL 36,625

CARIBBEAN UTILITIES COMPANY, LTD. U.S. CL 'A' 14.01 13.00CUP.U PUBLIC UTILITY .6800 .1700 18.89 12.58INDUSTRIAL 149,431

ENBRIDGE INC. PR SER '1' USF 24.70 23.20ENB.PR.V OIL PIPELINE 1.0000 .2500 24.40 21.75INDUSTRIAL 1,689,133

ENBRIDGE INC. SER '5' PR USF 23.85 21.55ENB.PF.V OIL PIPELINE 1.1000 .2750 24.00 21.50INDUSTRIAL 518,067

ENBRIDGE INC. SER 'L' PR USF 23.97 21.15ENB.PF.U OIL PIPELINE 1.0600 .3100 24.24 21.80INDUSTRIAL 1,040,648

ENBRIDGE INC. SER J PR USF 23.88 21.20ENB.PR.U OIL PIPELINE 1.1113 .3050 24.23 21.84INDUSTRIAL 664,087

EVOLVE AUTOMOBILE INNOVATN IDX ETF UNHG UN US 20.10 18.93CARS.U INVESTMENT FUND 19.95 19.53INDUSTRIAL 9,025

FAIRFAX AFRICA HOLDINGS CORPORATION SV USF 15.75 12.52FAH.U INVESTMENT COMPANY 15.90 9.65INDUSTRIAL 482,603

FAIRFAX FINANCIAL HOLDINGS LTD. SV USF 540.60 492.00FFH.U HOLDING COMPANY 10.0000 10.0000 546.00 417.00INDUSTRIAL 7,889

FAIRFAX INDIA HOLDINGS CORPORATION SV USF 18.49 15.02FIH.U INVESTMENT COMPANY 18.99 11.10INDUSTRIAL 3,966,039

FIRST ASSET ACTIVE CREDIT ETF US$ UNITS 9.81 9.59FAO.U INVESTMENT FUND .5588 .2250 10.04 9.78INDUSTRIAL 35,550

FIRST ASSET CORE U.S.EQUITY ETF US$ UN-HEG UN 25.21 23.83CES.U INVESTMENT FUND .2400 .1213 24.72 21.81INDUSTRIAL 19,125

FIRST ASSET ENHANCED SH DURATN BOND ETF US UN 9.99 9.90FSB.U INVESTMENT FUND .0600 .1100 10.04 9.93INDUSTRIAL 430,630

FIRST ASSET INVESTMENT GRADE BOND ETF USF UN 9.95 9.83FIG.U INVESTMENT FUND .0988 10.02 9.97INDUSTRIAL 91,380

HAMILTON CAPITAL US MID-CAP FIN ETF CL E USD 19.20 17.14HFMU.U INVESTMENT FUND 18.15 15.54INDUSTRIAL 536,665

HARVEST US BANK LEADERS INCOME ETF USF UN 19.91 18.16HUBL.U INVESTMENT FUND 0.00 0.00INDUSTRIAL 27,955

HEALTHCARE LEADERS INCOME ETF CL U UN 8.91 7.83HHL.U INVESTMENT FUND .5825 .2338 8.88 8.05INDUSTRIAL 408,703

HORIZONS ACT US FLTG RT BND(USD)ETF E USF UN 10.34 10.07HUF.U INVESTMENT FUND .1675 .0738 10.17 10.02INDUSTRIAL 484,376

HORIZONS ENHNC INCOME US EQTY(USD)ETF E US UN 12.69 11.41HEA.U INVESTMENT FUND .6388 .2263 12.12 10.99INDUSTRIAL 35,731

HORIZONS INTL DEV MKTS EQUITY IDX CL A UN USF 27.48 25.38HXDM.U INVESTMENT FUND 25.92 24.97INDUSTRIAL 38,085

HORIZONS ROBOTICS & AUTOMATION INDX ETF A USF ROBO.U INVESTMENT FUND 0.00 0.00INDUSTRIAL

HORIZONS S&P/TSX 60 INDEX ETF CL A UN USF 27.31 24.43HXT.U INVESTMENT FUND 26.64 22.59INDUSTRIAL 114,939

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Trading U.S. FundsIssue Name Ticker

SymbolYTD High

YTD Low


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YTD Volume

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01-May-2018

HORIZONS US 7-10YR TREASURY BOND ETF A UN US 40.62 38.76HTB.U INVESTMENT FUND 41.87 39.50INDUSTRIAL 139,624

HORIZONS US DOLLAR CURRENCY ETF USF CL A UN 9.97 9.94DLR.U INVESTMENT FUND 9.96 9.93INDUSTRIAL 5,087,945

INVESQUE INC. USF 9.53 8.30IVQ.U HEALTHCARE FACILITY .2450 0.00 0.00INDUSTRIAL 1,905,044

JUST ENGY GROUP INC 8.5% SER A FXD-FLTG PR US 24.99 21.35JE.PR.U NAT GAS DSTR 1.9063 .5313 27.15 23.86INDUSTRIAL 59,177

KINGSWAY FINANCIAL SERVICES INC. SER B WT USF 2.70 2.00KFS.WT.V INSURANCE 3.00 2.20INDUSTRIAL 2,300

MERCER INTERNATIONAL INC. USF 14.45 13.50MERC.U PULP & PAPER 14.00 10.86INDUSTRIAL 2,281

POWERSHARE S&P500LOW VOLATLTY INDX ETF US$ UN 17.89 17.16ULV.U INVESTMENT FUND .2250 .1113 17.60 16.00INDUSTRIAL 4,825

POWERSHARES FTSE RAFI GLB SML-MD FNDMT ETF US 21.51 19.64PZW.U INVESTMENT FUND .2088 .2188 20.61 17.37INDUSTRIAL 188,990

POWERSHARES FTSE RAFI GLBL+FDMNTL IDX ETF USF 18.39 18.30PXG.U INVESTMENT FUND .3288 .2850 18.21 16.01INDUSTRIAL 10,550

POWERSHARES FTSE RAFI US FUNDMNTL ETF II USF 19.67 19.49PXS.U INVESTMENT FUND .2963 .1538 19.49 17.69INDUSTRIAL 7,306

POWERSHARES GLOBAL SHAREHOLDER YLD ETF UN USD 20.21 18.71PSY.U INVESTMENT FUND .5550 .2300 18.60 16.35INDUSTRIAL 31,139

POWERSHARES SENIOR LOAN INDEX ETF USF UN BKL.U INVESTMENT FUND .2688 .1675 14.63 14.49INDUSTRIAL 132

RBC QUANT EAFE DIVIDEND LEADERS ETF USD UN 20.44 18.56RID.U INVESTMENT FUND .5513 .2225 19.42 16.82INDUSTRIAL 105,925

RBC QUANT EAFE EQUITY LEADERS ETF USD UN 18.34 17.32RIE.U INVESTMENT FUND .3525 .1575 17.64 14.97INDUSTRIAL 12,005

RBC QUANT EMERGING MARKET DIV LEADR ETF US UN 18.20 16.86RXD.U INVESTMENT FUND .4763 .1588 16.51 13.87INDUSTRIAL 21,055

RBC QUANT EMERGING MKT EQTY LEADR ETF US UN 22.56 20.32RXE.U INVESTMENT FUND .3575 .1925 20.73 18.51INDUSTRIAL 21,626

RBC QUANT EUROPEAN DIV LEADERS ETF USD UN 20.00 18.03RPD.U INVESTMENT FUND .5488 .2188 18.98 16.20INDUSTRIAL 46,262

RBC QUANT GLBL REAL ESTATE LEADERS ETF USF UN 14.98 14.51RGRE.U INVESTMENT FUND 15.22 14.91INDUSTRIAL 4,900

RBC QUANT U.S. DIVIDEND LEADERS ETF USD UN 26.86 23.94RUD.U INVESTMENT FUND .4800 .2238 25.65 22.21INDUSTRIAL 88,097

RBC QUANT U.S. EQUITY LEADERS ETF UN USF 21.98 20.18RUE.U INVESTMENT FUND .2313 .1238 21.05 18.93INDUSTRIAL 23,655

RBC SHORT TERM U.S. CORPORATE BOND ETF USF UN 15.83 15.63RUSB.U INVESTMENT FUND 16.01 15.81INDUSTRIAL 15,900

REDWOOD FLOATING RATE INCOME FUND CL US UN 8.27 7.85ISL.U INVESTMENT FUND .6250 .1663 8.70 7.88INDUSTRIAL 215,775

ROYAL CANADIAN MINT-CDN SILVR RESERVES ETR US 10.18 9.79MNS.U INVESTMENT NOTE 11.17 9.36INDUSTRIAL 29,729

ROYAL CDN MINT-CDN GLD RESRV EXCH-TRD REC USF 14.43 13.80MNT.U INVESTMENT NOTE 14.42 12.57INDUSTRIAL 132,610

SILVER BULLION TRUST US$ETF NON-CUR HEDGED UN 9.44 9.34SBT.U INVESTMENT TRUST 10.06 8.82INDUSTRIAL 2,500

SLATE RETAIL REIT CL U UNITS USF 10.59 9.00SRT.U INVESTMENT TRUST .8125 .2800 11.32 10.00INDUSTRIAL 237,213

SPROTT PHYSICAL GOLD AND SILVER TRUST USF 13.84 12.97CEF.U INVESTMENT TRUST .0100 13.92 12.05INDUSTRIAL 349,970

SPROTT PHYSICAL GOLD TRUST TRANSFER UNITS USF 11.13 10.62PHYS.U INVESTMENT TRUST 11.03 9.36INDUSTRIAL 339,257

SPROTT PHYSICAL PLATINUM & PALLADIUM TR US UN 9.80 8.10SPPP.U INVESTMENT TRUST 9.27 7.00INDUSTRIAL 15,325

SPROTT PHYSICAL SILVER TRUST TRANSFR USF UN 6.50 5.96PSLV.U INVESTMENT TRUST 7.03 5.80INDUSTRIAL 581,986

TECH ACIEVERS GROWTH & INCOME ETF CL U UN USF 10.65 9.44HTA.U INVESTMENT FUND .2913 .2338 10.13 8.87INDUSTRIAL 233,587

WPT INDUSTRIAL RL ESTATE INVESTMENT TR USF UN 13.38 12.51WIR.U INVESTMENT TRUST .7600 .2538 13.79 11.66INDUSTRIAL 3,812,421

Yearly

Other Debt SecuritiesIssue Name Ticker

SymbolYTD High

YTD Low


YTDDiv Amt

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01-May-2018

NIKO RESOURCES LTD. 2025/12/31 7% NOTES 2.00 .61NKO.NT OIL/GAS EXPL & DEV 2.75 0.20OIL 7,910

Yearly

Issue Name Ticker

SymbolYTD High

YTD Low


YTDDiv Amt

YTD Volume

Prev Year High

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IndustrialCategory

01-May-2018

1ST ASSET 1-5YR LADD GOVT STRP BND IDX ETF UN 10.12 10.03BXF INVESTMENT FUND .1163 .0638 10.32 10.06INDUSTRIAL 912,429

1ST ASSET GLOBAL FINANCIAL SECTOR ETF UN 22.47 20.40FSF INVESTMENT FUND .1875 .1350 21.16 17.12INDUSTRIAL 56,795

1ST ASSET MORNINGSTAR CDA VALUE INDEX ETF UN 15.89 14.52FXM INVESTMENT FUND .2625 .1425 15.88 13.81INDUSTRIAL 803,099

1ST ASSET MORNINGSTR INT'L VALUE INDX ETF UN 27.89 25.01VXM INVESTMENT FUND .4000 .1775 26.73 22.08INDUSTRIAL 390,127

1ST ASSET MORNINGSTR INTL MOMENTUM IDX ETF UN 30.57 27.55ZXM INVESTMENT FUND .2675 .1175 29.26 23.20INDUSTRIAL 253,753

1ST ASSET MORNINGSTR INTL VALUE IDX ETF UNHEG 30.22 27.92VXM.B INVESTMENT FUND .4400 .1938 29.07 23.52INDUSTRIAL 457,214

1ST ASSET MORNSTAR CDA MOMENTUM INDEX ETF UN 17.36 15.58WXM INVESTMENT FUND .2200 .0950 16.40 14.61INDUSTRIAL 744,354

1ST ASSET MORNSTAR NATL BK QUEBEC INDX ETF UN 20.59 19.00QXM INVESTMENT FUND .2775 .1400 20.65 17.78INDUSTRIAL 378,644

1ST ASSET MORNSTAR US DIV TARGET 50IDX ETF UN 15.57 14.00UXM INVESTMENT FUND .3788 .1963 15.23 13.05INDUSTRIAL 213,819

1ST ASSET MORNSTR INTL MOMENTM IDX ETF UNH UN 33.39 30.00ZXM.B INVESTMENT FUND .2850 .1263 31.38 24.50INDUSTRIAL 112,940

1ST ASSET MORNSTR US DIV TARGET50 ETF UNHG UN 16.52 15.30UXM.B INVESTMENT FUND .4175 .2150 16.74 14.37INDUSTRIAL 137,843

1ST ASSET SHRT TRM GOVT BND IDX CL ETF TRNSFR 18.99 18.84FGB INVESTMENT FUND .4113 .1625 19.59 18.99INDUSTRIAL 252,501

1ST ASST MORNSTAR CDA DIV TARGET 30IDX ETF UN 10.67 9.68DXM INVESTMENT FUND .4238 .2000 10.75 9.95INDUSTRIAL 102,756

1ST TR ALPHADEX US CNSMR STPL SCTR IDX HEG UN 20.61 19.33FHC.F INVESTMENT FUND .0200 0.00 0.00INDUSTRIAL 12,400

1ST TR ALPHADEX US CONSMR STAPLES SCTR IDX UN 24.72 23.37FHC INVESTMENT FUND .1763 .4113 25.90 22.65INDUSTRIAL 7,159

1ST TR ALPHADEX US CONSUMR DISCR SCTR INDX UN 26.48 24.58FHD INVESTMENT FUND .1400 .1538 25.85 19.23INDUSTRIAL 9,308

1ST TR ALPHADEX US HLTH CARE SCTR INDX ETF UN 26.03 23.35FHH INVESTMENT FUND 24.85 21.05INDUSTRIAL 132,433

1ST TR ALPHADEX US HLTHCARE STR IDX ETF HEG 20.64 20.57FHH.F INVESTMENT FUND 20.55 20.55INDUSTRIAL 17,200

1ST TR ALPHADEX US INDUSTRL SCTR IDX ETF HEG 20.27 19.64FHG.F INVESTMENT FUND .0175 0.00 0.00INDUSTRIAL 16,600

1ST TR ALPHADEX US INDUSTRLS SCTR INDX ETF UN 28.70 26.50FHG INVESTMENT FUND .1250 .0500 28.11 23.32INDUSTRIAL 64,520

1ST TR ALPHADEX US MATERIALS SCTR INDX ETF UN 27.77 24.45FHM INVESTMENT FUND .3713 1.0000 27.75 23.79INDUSTRIAL 19,174

1ST TR ALPHADEX US TECH SECTR INDX ETF HEG UN 22.93 20.20FHQ.F INVESTMENT FUND .0400 0.00 0.00INDUSTRIAL 16,624

1ST TR ALPHADEX US TECHNOLOGY SCTR IDX ETF UN 38.09 31.29FHQ INVESTMENT FUND .3250 .1300 33.80 25.03INDUSTRIAL 103,761

1ST TR ALPHADEX US UTILITIES SCTR INDX ETF UN 22.57 20.56FHU INVESTMENT FUND .4850 .2200 25.52 23.27INDUSTRIAL 9,585

1ST TR DORSEY WRGT US SCTR ROT IDX ETF CA-HEG 23.66 21.91FSR INVESTMENT FUND .1200 .3763 23.06 19.55INDUSTRIAL 4,829

1ST TR VALUE LINE DIV INDEX ETF(CAD-HEDG)UN 27.91 25.67FUD INVESTMENT FUND .6425 .2475 27.37 24.48INDUSTRIAL 12,913

1ST TR VALUE LINE DIV INDX ETF(CAD-HED)ADV UN 26.33 25.83FUD.A INVESTMENT FUND .3538 .1588 25.58 24.45INDUSTRIAL 2,601

1ST TRUST ALPHADEX US ENERGY SCTR INDX ETF UN 13.63 11.66FHE INVESTMENT FUND .0250 14.97 10.48INDUSTRIAL 84,682

5N PLUS INC. 3.15 2.22VNP METAL PRODUCTS MFG 3.71 1.68INDUSTRIAL 5,509,053

ABERDEEN ASIA-PACIFIC INCM INVESTMENT CO LTD. 4.64 4.35FAP INVESTMENT COMPANY .3900 .1625 4.87 4.40INDUSTRIAL 2,585,075

ABERDEEN INTERNATIONAL INC. J .21 .16AAB INVESTMENT COMPANY 0.21 0.11INDUSTRIAL 7,036,790

ABSOLUTE SOFTWARE CORPORATION J 7.43 6.06ABT COMPUTER SEC SOLUTION .3200 .0800 8.82 6.36INDUSTRIAL 5,269,169

ACADIAN TIMBER CORP. 19.79 18.05ADN LUMBER PROCESS/MKT 1.0750 .5500 20.12 17.00INDUSTRIAL 495,790

ACASTA ENTERPRISES INC. CL 'B' 6.70 1.75AEF INVESTMENT MGT 10.29 4.60INDUSTRIAL 6,235,313

Yearly

Issue Name Ticker

SymbolYTD High

YTD Low


YTDDiv Amt

YTD Volume

Prev Year High

Prev Year Low

IndustrialCategory

01-May-2018

ACASTA ENTERPRISES INC. WT .55 .02AEF.WT INVESTMENT MGT 1.45 0.25INDUSTRIAL 10,329,272

ACCORD FINANCIAL CORP. 9.80 8.22ACD FINANCIAL SERVICES .3600 .0900 9.55 8.40INDUSTRIAL 48,059

ACERUS PHARMACEUTICALS CORPORATION J .42 .25ASP PHARM PRODUCTION 0.52 0.10INDUSTRIAL 18,727,552

ADF GROUP INC. SV 2.28 1.59DRX STRUCT STEEL FAB .0200 3.03 1.90INDUSTRIAL 220,945

ADVANTAGE OIL & GAS LTD. 5.73 3.48AAV OIL/GAS EXPL & DEV 9.31 4.84OIL 118,802,297

AECON GROUP INC. 20.06 17.80ARE DIVERSIFIED SERV .4900 .2500 20.04 14.13INDUSTRIAL 16,983,521

AETERNA ZENTARIS INC. 3.79 1.50AEZS BIOPHARMACEUTICAL 5.06 1.10INDUSTRIAL 1,509,392

AFRICA OIL CORP. J 1.79 1.15AOI OIL & GAS EXPL 2.81 1.33OIL 12,138,472

AG GROWTH INTERNATIONAL INC. 60.63 51.00AFN INVESTMENT COMPANY 2.4000 .8000 60.26 47.08INDUSTRIAL 3,267,732

AGF MANAGEMENT LTD. CL 'B' NV 8.27 6.07AGF.B MUTUAL FUNDS .3200 .1600 8.47 5.81INDUSTRIAL 8,435,938

AGFIQ ENHANCED CORE CANADIAN EQTY ETF UN 26.71 25.07QCD INVESTMENT FUND .3025 27.01 25.01INDUSTRIAL 107,020

AGFIQ ENHANCED CORE EMERGING MKTS EQTY ETF UN 31.64 28.27QEM INVESTMENT FUND .3713 29.33 24.75INDUSTRIAL 120,277

AGFIQ ENHANCED CORE INT'L EQUITY ETF UN 29.89 27.70QIE INVESTMENT FUND .2163 29.28 24.65INDUSTRIAL 139,737

AGFIQ ENHANCED CORE US EQUITY ETF UN 29.28 26.45QUS INVESTMENT FUND .1200 28.57 24.75INDUSTRIAL 206,535

AGFIQ GLOBAL EQUITY ROTATION ETF UN 29.63 27.60QGL INVESTMENT FUND .3375 28.52 24.75INDUSTRIAL 28,245

AGFIQ MULTIASSET ALLOCATION ETF UN 27.92 26.60QMA INVESTMENT FUND .4088 27.56 24.90INDUSTRIAL 16,692

AGFIQ MULTIASSET INCOME ALLOCATION ETF UN 26.05 25.30QMY INVESTMENT FUND .4600 .4863 26.67 24.95INDUSTRIAL 19,753

AGJUNCTION INC. .91 .48AJX TELECOMMUNICATIONS 0.67 0.44INDUSTRIAL 6,360,225

AGNICO EAGLE MINES LIMITED 61.28 48.04AEM GLD/SIL EXPL & DEV .4100 .1100 68.76 52.36MINING 58,910,148

AGT FOOD AND INGREDIENTS INC. 22.70 14.75AGT FOOD PROD & DSTR .6000 .3000 37.46 17.85INDUSTRIAL 6,855,198

AGT FOOD AND INGREDIENTS INC. 5.375% PR AGT.PR.A FOOD PROD & DSTR 0.00 0.00INDUSTRIAL

AIMIA INC. 4.33 1.49AIM LOYALTY PROD & SERV .4000 9.49 1.40INDUSTRIAL 90,633,466

AIMIA INC. CUMULATIVE FLTG RATE SERIES '2' PR 14.01 9.50AIM.PR.B LOYALTY PROD & SERV .5263 14.41 5.40INDUSTRIAL 365,378

AIMIA INC. CUMULATIVE RESET SERIES '1' PR 14.05 9.60AIM.PR.A LOYALTY PROD & SERV .5625 15.40 5.81INDUSTRIAL 313,962

AIMIA INC. CUMULATIVE RESET SERIES '3' PR 14.70 9.89AIM.PR.C LOYALTY PROD & SERV .7813 18.60 5.25INDUSTRIAL 676,780

AIR CANADA VOTING AND VARIABLE VOTING 29.11 22.05AC AIRLINE 28.70 12.49INDUSTRIAL 103,453,502

AIRBOSS OF AMERICA CORP. J 14.35 9.96BOS TIRE MFG/DSTR .2750 .1400 14.00 10.09INDUSTRIAL 1,210,837

AKITA DRILLING LTD. CL 'A' NV 8.38 6.71AKT.A DRILL OIL/GAS WELLS .3400 .1700 9.88 6.52INDUSTRIAL 247,772

AKITA DRILLING LTD. CL 'B' 8.16 7.15AKT.B DRILL OIL/GAS WELLS .3400 .1700 9.95 6.94INDUSTRIAL 9,823

ALACER GOLD CORP. J 2.41 2.00ASR MINERAL EXPL & DEV 3.11 1.95MINING 34,505,215

ALAMOS GOLD INC. J 8.49 6.19AGI MINERAL EXPL & DEV .0200 .0100 11.83 7.53MINING 68,666,465

ALAMOS GOLD INC. WT A J 1.12 .23AGI.WT.A MINERAL EXPL & DEV 4.17 0.93MINING 914,452

ALAMOS GOLD INC. WT J .09 .01AGI.WT MINERAL EXPL & DEV 0.55 0.01MINING 2,557,336

ALARIS ROYALTY CORP. 20.87 16.24AD INVESTMENT COMPANY 1.6200 .5400 24.23 17.90INDUSTRIAL 13,679,535

ALDERON IRON ORE CORP. J .38 .22IRON IRON ORE EXPL/DEV 0.51 0.21MINING 7,194,541

Yearly

Issue Name Ticker

SymbolYTD High

YTD Low


YTDDiv Amt

YTD Volume

Prev Year High

Prev Year Low

IndustrialCategory

01-May-2018

ALEXCO RESOURCE CORP. J 2.18 1.56AXR MINING EXPL & DEV 2.66 1.41MINING 6,689,412

ALGOMA CENTRAL CORPORATION 16.00 14.00ALC RAILWAY & SHIPPING .3200 .0900 16.04 11.46INDUSTRIAL 387,592

ALGONQUIN POWER & UTILITIES CORP. 14.04 12.18AQN INVESTMENT COMPANY .4550 .2325 14.40 11.15INDUSTRIAL 96,262,910

ALGONQUIN POWER & UTILITIES CORP. SER 'A' PR 24.73 23.49AQN.PR.A INVESTMENT COMPANY 1.1250 .2813 24.43 19.62INDUSTRIAL 233,266

ALGONQUIN POWER & UTILITIES CORP. SER 'D' PR 25.65 24.05AQN.PR.D INVESTMENT COMPANY 1.2500 .3125 25.98 22.90INDUSTRIAL 147,419

ALIGNVEST ACQUISITION II CORP. J CL 'A' RV 9.85 9.62AQY.A ACQUISITIONS 10.12 9.54INDUSTRIAL 4,281,674

ALIGNVEST ACQUISITION II CORP. J WT .68 .51AQY.WT ACQUISITIONS 0.80 0.50INDUSTRIAL 1,340,849

ALIMENTATION COUCHE-TARD INC. CL 'A' MV 67.40 52.90ATD.A RETAIL FOOD CHAIN .3600 .0900 67.98 57.41INDUSTRIAL 250,916

ALIMENTATION COUCHE-TARD INC. CL 'B' SV 67.37 52.10ATD.B RETAIL FOOD CHAIN .3600 .0900 67.96 56.06INDUSTRIAL 71,966,321

ALIO GOLD INC. J 4.92 2.23ALO GOLD EXPL & DEV 7.99 3.60MINING 12,768,040

ALIO GOLD INC. J WT .04 .01ALO.WT GOLD EXPL & DEV 0.34 0.01MINING 3,283,898

ALIO GOLD INC. J WT A .11 .01ALO.WT.A GOLD EXPL & DEV 0.46 0.08MINING 541,700

ALLBANC SPLIT CORP. II CLASS 'A' CAPITAL 28.50 24.51ALB INVESTMENT COMPANY .4700 .1300 27.99 22.00INDUSTRIAL 17,246

ALLBANC SPLIT CORP. II CLASS 'B' SER 2 PR 26.45 25.75ALB.PR.C INVESTMENT COMPANY 1.2188 .3050 27.99 25.85INDUSTRIAL 18,322

ALMADEN MINERALS LTD. 1.35 .99AMM MINERAL EXPL & DEV 2.33 0.92MINING 2,483,542

ALTAGAS LTD. 29.34 22.82ALA NAT GAS DSTR 2.1075 .7300 35.15 26.87INDUSTRIAL 54,144,961

ALTAGAS LTD. 5-YR RESET SER 'K' PR 25.90 24.74ALA.PR.K NAT GAS DSTR 1.0638 .3125 26.35 25.00INDUSTRIAL 1,648,243

ALTAGAS LTD. 5-YR RESET SERIES 'I' PR 26.13 25.09ALA.PR.I NAT GAS DSTR 1.3125 .3288 26.60 25.30INDUSTRIAL 906,660

ALTAGAS LTD. 5-YR SERIES 'E' PR 25.71 23.24ALA.PR.E NAT GAS DSTR 1.2500 .3125 25.20 22.63INDUSTRIAL 623,096

ALTAGAS LTD. 5YR RESET SERIES 'G' PR 25.36 22.86ALA.PR.G NAT GAS DSTR 1.1875 .2975 24.60 21.96INDUSTRIAL 200,984

ALTAGAS LTD. 5YR SERIES 'A' PR 22.85 19.83ALA.PR.A NAT GAS DSTR .8450 .2113 21.50 17.77INDUSTRIAL 271,134

ALTAGAS LTD. FLTG RATE SERIES 'B' PR 22.96 19.90ALA.PR.B NAT GAS DSTR .8063 .2175 21.30 16.80INDUSTRIAL 183,163

ALTAGAS LTD. SUBS RECEIPTS 29.16 24.25ALA.R NAT GAS DSTR 1.7575 .7300 30.62 27.32INDUSTRIAL 8,058,942

ALTIUS MINERALS CORPORATION 15.58 11.82ALS OIL/GAS RES PROP .1200 .0800 15.06 10.05INDUSTRIAL 4,333,800

ALTIUS MINERALS CORPORATION 5% PR SEC ALS.PR.A OIL/GAS RES PROP .1188 .1188 0.00 0.00INDUSTRIAL

ALTUS GROUP LIMITED 37.55 30.71AIF REAL EST CONSULT SERV .6000 .3000 37.89 25.25INDUSTRIAL 7,186,839

AMERICAS SILVER CORPORATION J 5.74 4.16USA MINERAL EXPL & DEV 6.11 3.22MINING 3,228,190

AMERIGO RESOURCES LTD. J 1.35 .94ARG COPPER PRODUCER 1.12 0.34MINING 17,073,677

ANACONDA MINING INC. J .56 .34ANX MINERAL EXPL & DEV 0.11 0.06MINING 29,920,011

ANDREW PELLER LTD/ANDREW P. LIMITEE CL 'A' NV 19.04 13.47ADW.A WINERY .1713 .0900 15.74 10.30INDUSTRIAL 3,994,236

ANDREW PELLER LTD/ANDREW P. LIMITEE CL 'B' 18.80 14.44ADW.B WINERY .1488 .0788 16.67 10.30INDUSTRIAL 118,127

ANGLO PACIFIC GROUP PLC ORDINARY 3.18 1.60APY MINERAL RES PROP .1488 .0250 2.02 1.31MINING 51,926

APHRIA INC. J 24.75 8.90APH BIOPHARM PROD/MKT 19.83 4.55INDUSTRIAL 410,489,444

APTOSE BIOSCIENCES INC. 5.18 2.69APS BIOTECHNOLOGY 3.00 1.05INDUSTRIAL 4,417,137

AQUILA RESOURCES INC. J .28 .24AQA MINERAL EXPL & DEV 0.32 0.21MINING 6,240,726

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Issue Name Ticker

SymbolYTD High

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YTDDiv Amt

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01-May-2018

ARALEZ PHARMACEUTICALS INC. J 2.68 1.65ARZ HOLDING COMPANY 6.34 1.20INDUSTRIAL 1,923,341

ARC RESOURCES LTD. 15.90 11.88ARX OIL/GAS EXPL & DEV .6000 .2000 23.70 13.64OIL 114,868,368

ARGEX TITANIUM INC. J .07 .04RGX MINERAL EXPL & DEV 0.10 0.04MINING 66,305,716

ARGONAUT GOLD INC. J 2.87 2.11AR GOLD EXPL & DEV 2.98 1.76MINING 34,753,760

ARITZIA INC. SV 13.93 11.59ATZ CLOTHING DSGN/RETAIL 18.35 10.10INDUSTRIAL 11,941,483

ARIZONA MINING INC. J 4.87 3.31AZ MINERAL EXPL & DEV 3.68 1.70MINING 31,635,641

ARTIS REAL ESTATE INVEST TR PR UN SER 'E' 22.46 20.20AX.PR.E INVESTMENT TRUST 1.1875 .2975 21.89 17.59INDUSTRIAL 228,449

ARTIS REAL ESTATE INVEST TR PR UN SER 'G' 22.49 20.17AX.PR.G INVESTMENT TRUST 1.2500 .6250 22.39 17.53INDUSTRIAL 126,533

ARTIS REAL ESTATE INVESTMENT TR PR SER 'I' 25.75 24.90AX.PR.I INVESTMENT TRUST .3750 0.00 0.00INDUSTRIAL 1,531,031

ARTIS REAL ESTATE INVESTMENT TR PR UN SER 'A' 24.15 22.25AX.PR.A INVESTMENT TRUST 1.3388 .3538 23.85 19.33INDUSTRIAL 155,599

ASANKO GOLD INC. J 1.54 .81AKG MINERAL EXPL & DEV 5.07 0.55MINING 52,036,431

ASCENDANT RESOURCES INC. J 1.23 .69ASND ZINC MINING 0.84 0.62MINING 12,760,745

ASCENDANT RESOURCES INC. J WT .40 .25ASND.WT ZINC MINING 0.35 0.15MINING 449,474

ATALAYA MINING PLC ORDINARY J 4.74 2.63AYM MINERAL EXPL & DEV 3.77 1.99MINING 179,225

ATCO LTD. CL 'I' NV 45.04 38.27ACO.X HOLDING COMPANY 1.3100 .3763 53.37 44.02INDUSTRIAL 9,764,896

ATCO LTD. CL 'II' 44.90 38.50ACO.Y HOLDING COMPANY 1.3100 .3763 52.75 44.30INDUSTRIAL 50,539

ATHABASCA OIL CORPORATION J 1.70 .95ATH OIL EXPL & DEV 2.14 0.85OIL 134,578,110

ATLANTIC POWER CORPORATION 3.23 2.26ATP HOLDING COMPANY 3.62 2.87INDUSTRIAL 8,575,459

ATLANTIC POWER PREF EQTY LTD 4.85% SER '1' PR 16.00 14.39AZP.PR.A INVESTMENT COMPANY 1.2125 .3038 16.15 14.19INDUSTRIAL 467,683

ATLANTIC POWER PREFERRED EQTY LTD. SER '2' PR 19.16 17.76AZP.PR.B INVESTMENT COMPANY 1.3925 .3488 19.97 16.40INDUSTRIAL 91,011

ATLANTIC POWER PREFERRED EQTY LTD. SER '3' PR 18.19 17.21AZP.PR.C INVESTMENT COMPANY 1.1813 .3150 19.00 14.59INDUSTRIAL 151,888

ATLATSA RESOURCES CORPORATION J .05 .03ATL MINERAL EXPL & DEV 0.10 0.02MINING 5,642,070

ATRIUM MORTGAGE INVESTMENT CORPORATION 13.07 12.11AI INVESTMENT COMPANY .9788 .3388 12.71 11.20INDUSTRIAL 3,600,716

ATS AUTOMATION TOOLING SYSTEMS INC. 18.10 15.40ATA AUTOMATED MFG SYS 16.07 11.23INDUSTRIAL 15,944,926

AURA MINERALS INC. J 3.00 2.05ORA GOLD/COP EXPL & DEV 2.74 1.30MINING 839,547

AURINIA PHARMACEUTICALS INC. J 7.82 5.70AUP BIOPHARMACEUTICAL 14.17 2.80INDUSTRIAL 3,707,733

AURORA CANNABIS INC. J 15.20 6.75ACB BIOPHARM PROD/MKT 10.52 2.35INDUSTRIAL 1,413,968,680

AURORA CANNABIS INC. J WT 11.08 3.65ACB.WT BIOPHARM PROD/MKT 6.54 0.53INDUSTRIAL 17,380,417

AURYN RESOURCES INC. J 2.17 1.62AUG MINERAL EXPL & DEV 3.85 1.66MINING 8,370,459

AUTOCANADA INC. 23.86 19.82ACQ AUTOMOBILE SALES .4000 .1000 27.90 17.46INDUSTRIAL 9,184,319

AVALON ADVANCED MATERIALS INC. J .16 .12AVL MINERAL EXPL & DEV 0.23 0.11MINING 19,045,996

AVCORP INDUSTRIES INC. .05 .04AVP AEROSPACE TECH 0.08 0.04INDUSTRIAL 1,896,865

AVESORO RESOURCES INC. J 5.32 2.50ASO GOLD EXPL & DEV 0.05 0.02MINING 28,515,256

AVIGILON CORPORATION 27.07 20.71AVO SURV SYS DEV & MKT 21.40 12.70INDUSTRIAL 20,397,341

AVINO SILVER & GOLD MINES LTD J 1.99 1.54ASM SILVER MINING & EXPL 0.00 0.00MINING 1,606,386

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SymbolYTD High

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YTDDiv Amt

YTD Volume

Prev Year High

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IndustrialCategory

01-May-2018

AVINO SILVER & GOLD MINES LTD. J WT .48 .29ASM.WT SILVER MINING & EXPL 0.00 0.00MINING 171,857

AZARGA URANIUM CORP. CLASS 'A' J .28 .18AZZ URANIUM EXPL & DEV 0.57 0.20MINING 3,434,385

B2GOLD CORP. J 4.06 3.35BTO MINERAL EXPL & DEV 4.64 2.96MINING 242,707,299

BADGER DAYLIGHTING LTD. 28.73 22.37BAD OIL/GAS SERVICES .4163 .1525 36.22 21.51INDUSTRIAL 12,628,267

BALLARD POWER SYSTEMS INC. 5.64 3.59BLDP ENERGY RSCH & DEV 7.57 2.25INDUSTRIAL 30,621,366

BALMORAL RESOURCES LTD. J .56 .21BAR MINERAL EXPL & DEV 0.98 0.42MINING 26,685,393

BANK OF MONTREAL 105.55 93.60BMO BANKING 3.5600 .9300 104.15 88.63INDUSTRIAL 119,246,849

BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 16 25.28 24.66BMO.PR.M BANKING .8475 .2125 25.11 24.37INDUSTRIAL 983,159

BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 25 23.44 22.16BMO.PR.Q BANKING .4513 .1125 23.94 20.60INDUSTRIAL 541,030

BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 27 24.71 23.10BMO.PR.S BANKING 1.0000 .2500 24.35 20.23INDUSTRIAL 951,200

BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 29 24.25 22.57BMO.PR.T BANKING .9750 .2438 23.85 19.45INDUSTRIAL 1,606,657

BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 31 24.00 22.42BMO.PR.W BANKING .9500 .2375 23.70 19.49INDUSTRIAL 929,790

BANK OF MONTREAL 5-YR RESET CL 'B' PR SER 33 25.34 24.03BMO.PR.Y BANKING .9500 .2375 25.10 22.19INDUSTRIAL 284,481

BANK OF MONTREAL 5-YR RST CL 'B' PR SER 38 26.49 25.75BMO.PR.B BANKING 1.3313 .3038 26.75 25.75INDUSTRIAL 1,178,417

BANK OF MONTREAL 5-YR RST CL 'B' PR SER 40 25.90 25.10BMO.PR.C BANKING .8025 .2813 25.95 25.10INDUSTRIAL 1,248,874

BANK OF MONTREAL 5-YR RST CL 'B' PR SER 42 25.59 24.90BMO.PR.D BANKING .4488 .2750 25.81 24.80INDUSTRIAL 1,088,919

BANK OF MONTREAL CL 'B' PR SER 35 25.49 24.42BMO.PR.Z BANKING 1.2500 .3125 26.42 24.58INDUSTRIAL 445,877

BANK OF MONTREAL FLTG RATE CL 'B' PR SER 17 25.08 24.66BMO.PR.R BANKING .5538 .1650 25.07 23.31INDUSTRIAL 509,234

BANK OF MONTREAL FLTG RT CL 'B' PR SER 26 23.43 22.45BMO.PR.A BANKING .4288 .1325 23.28 20.08INDUSTRIAL 87,795

BANK OF NOVA SCOTIA (THE) 83.22 75.20BNS BANKING 3.0500 1.6100 85.50 73.31INDUSTRIAL 167,243,593

BANK OF NOVA SCOTIA (THE) 5-YR NVCC PR SER 34 26.94 26.03BNS.PR.E BANKING 1.3750 .6875 27.49 26.49INDUSTRIAL 993,918

BANK OF NOVA SCOTIA (THE) 5-YR NVCC PR SER 36 27.06 26.24BNS.PR.G BANKING 1.3750 .6875 27.55 25.90INDUSTRIAL 970,186

BANK OF NOVA SCOTIA (THE) 5-YR NVCC PR SER 38 26.30 25.60BNS.PR.H BANKING 1.3513 .6063 26.65 25.65INDUSTRIAL 2,409,460

BANK OF NOVA SCOTIA (THE) FLTG PR SER '33' 23.85 22.96BNS.PR.F BANKING .4650 .2863 23.38 20.44INDUSTRIAL 239,514

BANK OF NOVA SCOTIA (THE) FLTG PR SERIES '21' 24.98 24.68BNS.PR.B BANKING .5550 .3313 24.99 23.12INDUSTRIAL 681,914

BANK OF NOVA SCOTIA (THE) FLTG PR SERIES '23' 25.13 24.44BNS.PR.C BANKING .6000 .3538 24.91 23.24INDUSTRIAL 199,728

BANK OF NOVA SCOTIA (THE) FLTG PR SERIES 31 23.97 23.24BNS.PR.D BANKING .3800 .2438 23.39 20.26INDUSTRIAL 628,640

BANK OF NOVA SCOTIA (THE) PR SERIES '19' 25.21 24.93BNS.PR.A BANKING .6425 .3750 25.15 23.84INDUSTRIAL 1,137,709

BANK OF NOVA SCOTIA (THE)5-YR RESET PR SER 18 25.17 24.94BNS.PR.P BANKING .8375 .4188 25.45 24.52INDUSTRIAL 1,208,856

BANK OF NOVA SCOTIA (THE)5-YR RESET PR SER 20 25.15 24.76BNS.PR.Q BANKING .9025 .4513 25.35 24.42INDUSTRIAL 2,279,821

BANK OF NOVA SCOTIA (THE)5-YR RESET PR SER 22 25.18 24.84BNS.PR.R BANKING .9575 .4788 25.39 24.40INDUSTRIAL 1,049,618

BANK OF NOVA SCOTIA (THE)5-YR RESET PR SER 30 23.95 23.14BNS.PR.Y BANKING .4550 .2275 23.43 21.26INDUSTRIAL 585,914

BANK OF NOVA SCOTIA (THE)5-YR RESET PR SER 32 23.72 22.70BNS.PR.Z BANKING .5163 .2575 23.20 20.88INDUSTRIAL 929,838

BARRICK GOLD CORPORATION 19.49 14.26ABX GOLD EXPL & DEV .1200 .0300 27.19 17.07MINING 237,394,120

BAYLIN TECHNOLOGIES INC. J 4.12 3.06BYL ANTENNA DSGN & PROD 3.44 1.87INDUSTRIAL 3,254,635

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01-May-2018

BAYTEX ENERGY CORP. 5.83 3.01BTE OIL/GAS EXPL & DEV 6.97 2.76OIL 289,096,587

BCE INC. 60.49 53.00BCE TELECOMMUNICATIONS 2.8350 1.4725 63.00 57.20INDUSTRIAL 139,362,652

BCE INC. 1ST PR SERIES 'AA' 20.75 19.50BCE.PR.A TELECOMMUNICATIONS .8725 .2263 19.85 15.32INDUSTRIAL 528,147

BCE INC. 1ST PR SERIES 'AB' 21.74 20.30BCE.PR.B TELECOMMUNICATIONS .7138 .2800 20.30 15.34INDUSTRIAL 783,344

BCE INC. 1ST PR SERIES 'AC' 21.74 20.35BCE.PR.C TELECOMMUNICATIONS .8875 .2225 20.85 15.58INDUSTRIAL 1,314,916

BCE INC. 1ST PR SERIES 'AD' 21.65 20.35BCE.PR.D TELECOMMUNICATIONS .7138 .2800 20.36 15.28INDUSTRIAL 780,009

BCE INC. 1ST PR SERIES 'AE' 21.65 20.21BCE.PR.E TELECOMMUNICATIONS .7138 .2800 20.36 15.20INDUSTRIAL 828,753

BCE INC. 1ST PR SERIES 'AF' 20.86 19.40BCE.PR.F TELECOMMUNICATIONS .7775 .1950 19.49 14.95INDUSTRIAL 705,185

BCE INC. 1ST PR SERIES 'AG' 20.34 18.67BCE.PR.G TELECOMMUNICATIONS .7000 .1750 18.71 14.24INDUSTRIAL 459,020

BCE INC. 1ST PR SERIES 'AH' 21.65 20.30BCE.PR.H TELECOMMUNICATIONS .7138 .2800 20.36 15.25INDUSTRIAL 949,741

BCE INC. 1ST PR SERIES 'AI' 20.91 18.29BCE.PR.I TELECOMMUNICATIONS .6875 .1725 18.71 14.12INDUSTRIAL 481,178

BCE INC. 1ST PR SERIES 'AJ' 21.59 20.34BCE.PR.J TELECOMMUNICATIONS .7138 .2800 20.39 15.20INDUSTRIAL 346,201

BCE INC. 1ST PR SERIES 'AK' 20.00 18.54BCE.PR.K TELECOMMUNICATIONS .7388 .1850 19.14 15.12INDUSTRIAL 1,248,706

BCE INC. 1ST PR SERIES 'AL' 20.33 17.90BCE.PR.L TELECOMMUNICATIONS .6113 .1700 18.31 14.53INDUSTRIAL 147,024

BCE INC. 1ST PR SERIES 'AM' 21.11 19.45BCE.PR.M TELECOMMUNICATIONS .6913 .1725 20.00 15.59INDUSTRIAL 337,262

BCE INC. 1ST PR SERIES 'AN' 21.00 19.68BCE.PR.N TELECOMMUNICATIONS .6638 .1825 19.58 14.99INDUSTRIAL 200,284

BCE INC. 1ST PR SERIES 'AO' 25.54 24.59BCE.PR.O TELECOMMUNICATIONS 1.0838 .2663 25.52 22.04INDUSTRIAL 248,784

BCE INC. 1ST PR SERIES 'AQ' 24.75 23.80BCE.PR.Q TELECOMMUNICATIONS 1.0625 .2663 24.40 20.84INDUSTRIAL 966,723

BCE INC. 1ST PR SERIES 'R' 21.98 20.50BCE.PR.R TELECOMMUNICATIONS 1.0325 .2588 21.43 17.68INDUSTRIAL 428,931

BCE INC. 1ST PR SERIES 'S' 21.56 20.29BCE.PR.S TELECOMMUNICATIONS .7138 .2800 20.40 15.49INDUSTRIAL 198,973

BCE INC. 1ST PR SERIES 'T' 20.15 18.81BCE.PR.T TELECOMMUNICATIONS .7550 .1888 19.09 14.92INDUSTRIAL 105,058

BCE INC. 1ST PR SERIES 'Y' 21.60 20.35BCE.PR.Y TELECOMMUNICATIONS .7138 .2800 20.77 15.24INDUSTRIAL 582,939

BCE INC. 1ST PR SERIES 'Z' 21.49 20.25BCE.PR.Z TELECOMMUNICATIONS .7875 .2438 20.30 15.20INDUSTRIAL 41,049

BECKER MILK CO. LTD. (THE) CL 'B' NV SPECIAL 16.42 14.25BEK.B REAL ESTATE .8000 .4000 16.98 15.00INDUSTRIAL 39,961

BELLATRIX EXPLORATION LTD. 2.22 1.24BXE NAT GAS EXPL 6.83 1.85OIL 24,022,710

BELLUS HEALTH INC. .60 .33BLU BIOPHARMACEUTICAL 0.55 0.24INDUSTRIAL 16,976,465

BELO SUN MINING CORP. J .47 .28BSX MINERAL EXPL & DEV 1.14 0.29MINING 28,632,384

BENGAL ENERGY LTD. J .18 .09BNG OIL/GAS EXPL & DEV 0.23 0.08OIL 3,859,192

BETAPR S&P500VIX ST FUTURES DAILY INVERSE ETF 24.80 1.69HVI INVESTMENT FUND 23.39 8.65INDUSTRIAL 46,755,588

BETAPRO CDN GOLD MINERS -2X DLY BEAR ETF A UN 11.98 8.55HGD INVESTMENT FUND 11.00 7.20INDUSTRIAL 21,672,783

BETAPRO CRUDE OIL -2X DAILY BEAR ETF A UN 7.58 5.10HOD INVESTMENT FUND 15.23 7.17INDUSTRIAL 146,277,663

BETAPRO CRUDE OIL 2X DAILY BUL ETF A UN 10.93 7.74HOU INVESTMENT FUND 9.32 4.57INDUSTRIAL 134,928,363

BETAPRO GLD BULLION -2XDAILY BEAR ETF A UN 13.82 12.70HBD INVESTMENT FUND 18.15 13.04INDUSTRIAL 133,816

BETAPRO GOLD BULLION 2X DAILY BULL ETF A UN 9.33 8.48HBU INVESTMENT FUND 9.44 7.19INDUSTRIAL 557,412

BETAPRO NASDAQ-100 -2X DAILY BEAR ETF CL A UN 9.73 7.14HQD INVESTMENT FUND 16.59 8.67INDUSTRIAL 6,563,826

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Issue Name Ticker

SymbolYTD High

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YTD Volume

Prev Year High

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01-May-2018

BETAPRO NASDAQ-100 2X DAILY BULL ETF CL A UN 68.63 50.88HQU INVESTMENT FUND 57.58 33.26INDUSTRIAL 7,633,892

BETAPRO NATURAL GAS -2X DAILY BEAR ETF A UN 16.32 10.64HND INVESTMENT FUND 18.51 8.74INDUSTRIAL 62,393,209

BETAPRO NATURAL GAS 2X DAILY BULL ETF A UN 5.44 3.42HNU INVESTMENT FUND 11.47 3.36INDUSTRIAL 199,640,995

BETAPRO S&P 500 2X DAILY BULL ETF CL A UN 59.17 45.75HSU INVESTMENT FUND 52.35 36.44INDUSTRIAL 10,976,793

BETAPRO S&P 500 DAILY INVERSE ETF CL A UN 29.87 26.58HIU INVESTMENT FUND 34.87 28.31INDUSTRIAL 504,890

BETAPRO S&P/TSX 60 DAILY INVERSE ETF A UN 6.73 6.05HIX INVESTMENT FUND 6.83 6.11INDUSTRIAL 5,560,956

BETAPRO S&P/TSX CAP ENERGY 2XDLY BUL ETF A UN 10.68 6.95HEU INVESTMENT FUND 13.92 7.06INDUSTRIAL 3,202,607

BETAPRO S&P/TSX CAP ENERGY-2X DLY BEAR ETF UN 12.03 7.47HED INVESTMENT FUND 13.11 7.52INDUSTRIAL 1,613,338

BETAPRO S&P/TSX CAP FIN -2X DLY BEAR ETF A UN 5.75 4.79HFD INVESTMENT FUND 6.76 4.96INDUSTRIAL 657,191

BETAPRO S&P/TSX CAP FIN 2X DAILY BULL ETF A 41.89 34.72HFU INVESTMENT FUND 40.45 30.52INDUSTRIAL 450,649

BETAPRO S&P/TSX CDN GOLD MNR 2XDAILY BL ETF A 13.95 9.54HGU INVESTMENT FUND 21.12 11.05INDUSTRIAL 52,267,708

BETAPRO S&P/TSX60 -2X DAILY BEAR ETF A UN 6.89 5.58HXD INVESTMENT FUND 7.05 5.72INDUSTRIAL 23,822,005

BETAPRO S&P/TSX60 2X DAILY BULL ETF A UN 37.91 30.49HXU INVESTMENT FUND 36.97 30.43INDUSTRIAL 17,526,907

BETAPRO S&P500 -2X DAILY BEAR ETF CL A UN 4.97 3.92HSD INVESTMENT FUND 6.73 4.45INDUSTRIAL 55,524,799

BETAPRO S&P500 VIX SHORT-TRM FUTURES ETF A UN 9.86 4.47HUV INVESTMENT FUND 17.30 4.78INDUSTRIAL 2,230,534

BETAPRO SILVER -2X DAILY BEAR ETF A UN 6.65 5.63HZD INVESTMENT FUND 7.73 5.28INDUSTRIAL 2,366,421

BETAPRO SILVER 2X DAILY BULL ETF A UN 16.30 13.34HZU INVESTMENT FUND 19.90 12.91INDUSTRIAL 3,924,378

BIG 8 SPLIT INC. CL 'D' CAPITAL 18.25 16.00BIG.D INVESTMENT COMPANY .1988 .0425 18.50 13.02INDUSTRIAL 7,723

BIG 8 SPLIT INC. CL D PR SER '1' 10.60 9.90BIG.PR.D INVESTMENT COMPANY .4500 .1125 11.00 10.03INDUSTRIAL 35,175

BIG PHARMA SPLIT CORP. CL 'A' 14.75 11.64PRM MUTUAL FUNDS .4125 14.90 13.85INDUSTRIAL 267,034

BIG PHARMA SPLIT CORP. PR 10.80 10.11PRM.PR.A MUTUAL FUNDS .1763 10.30 10.00INDUSTRIAL 133,892

BIG ROCK BREWERY INC. 6.86 4.67BR BREWERY 8.23 5.82INDUSTRIAL 391,598

BIRCHCLIFF ENERGY LTD. 4.69 2.90BIR OIL/GAS EXPL .0750 .0500 9.58 3.89OIL 210,563,799

BIRCHCLIFF ENERGY LTD. 5-YR RESET SER 'A' PR 25.93 21.67BIR.PR.A OIL/GAS EXPL 2.0000 1.0463 26.69 24.98OIL 235,693

BIRCHCLIFF ENERGY LTD. SER 'C' PR 25.05 22.05BIR.PR.C OIL/GAS EXPL 1.7500 .8750 25.75 24.95OIL 122,273

BIRD CONSTRUCTION INC. 10.15 8.02BDT CONSTR CONTRACT/SERV .4213 .1300 10.68 7.74INDUSTRIAL 4,960,951

BLACK DIAMOND GROUP LIMITED 3.18 2.24BDI LIMITED PARTNERSHIP .2000 5.88 1.55INDUSTRIAL 9,127,352

BLACK IRON INC. J .12 .09BKI IRON ORE EXPL/DEV 0.17 0.04MINING 11,678,018

BLACKBERRY LIMITED 18.14 12.85BB COMMUN SYSTEMS 15.87 8.98INDUSTRIAL 206,880,333

BLACKPEARL RESOURCES INC. J 1.42 1.03PXX OIL/GAS EXPL & DEV 1.80 0.90OIL 17,602,142

BLOCKCHAIN TECHNOLOGIES ETF CL A UNITS 11.49 8.12HBLK INVESTMENT FUND 0.00 0.00INDUSTRIAL 1,521,626

BMO AGGREGATE BOND INDEX ETF UNITS 15.54 15.19ZAG INVESTMENT FUND .4625 .1513 16.05 15.25INDUSTRIAL 9,303,660

BMO CANADIAN DIVIDEND ETF UNITS 17.92 15.97ZDV INVESTMENT FUND .7825 .2525 17.94 16.68INDUSTRIAL 3,534,541

BMO CDN HIGH DIVIDEND COVERED CALL ETF CAD UN 20.66 18.51ZWC INVESTMENT FUND 1.0200 .4063 20.72 19.39INDUSTRIAL 3,129,440

BMO CHINA EQUITY INDEX ETF UNIT 28.78 24.42ZCH INVESTMENT FUND .1400 .1450 26.92 18.98INDUSTRIAL 1,443,310

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SymbolYTD High

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01-May-2018

BMO CORPORATE BOND INDEX ETF UN 50.13 49.34ZCB INVESTMENT FUND .4000 0.00 0.00INDUSTRIAL 15,801

BMO COVERED CALL CANADIAN BANKS ETF UNITS 20.02 18.21ZWB INVESTMENT FUND .9363 .3125 19.61 17.52INDUSTRIAL 7,642,246

BMO COVERED CALL DJ INDUST AVG HDG-CAD ETF UN 24.67 21.64ZWA INVESTMENT FUND .9725 .3225 23.61 20.00INDUSTRIAL 1,708,037

BMO COVERED CALL UTILITIES ETF UNITS 13.71 12.17ZWU INVESTMENT FUND .8938 .2775 14.25 13.63INDUSTRIAL 8,637,410

BMO DISCOUNT BOND INDEX ETF CAD UNITS 15.75 15.44ZDB INVESTMENT FUND .3238 .1075 16.26 15.45INDUSTRIAL 1,951,602

BMO DJ INDUSTRIAL AVG HEDGED-CAD INDEX ETF UN 45.18 39.53ZDJ INVESTMENT FUND .6350 .3300 42.56 33.70INDUSTRIAL 6,786,132

BMO EMERGING MKTS BOND HED TO CAD INDX ETF UN 16.87 15.85ZEF INVESTMENT FUND .7725 .2475 17.17 16.56INDUSTRIAL 807,246

BMO EQ WEIGHT GLBL BASE METALS HEG-CAD ETF UN 13.46 10.92ZMT INVESTMENT FUND .1000 .1600 12.52 9.03INDUSTRIAL 1,415,554

BMO EQ WEIGHT GLOBAL GOLD INDEX ETF CAD UN 9.80 8.27ZGD INVESTMENT FUND .0250 11.89 8.70INDUSTRIAL 547,073

BMO EQ WEIGHT INDUSTRIALS INDX ETF CAD UN 27.72 25.41ZIN INVESTMENT FUND .3300 .2050 26.78 22.81INDUSTRIAL 554,655

BMO EQ WGHT US BANKS HED TO CAD INDX ETF UN 32.75 28.78ZUB INVESTMENT FUND .3350 .1750 30.37 24.30INDUSTRIAL 12,357,097

BMO EQUAL WEIGHT BANKS INDEX ETF CAD UN 30.65 27.77ZEB INVESTMENT FUND .8913 .3113 29.86 25.87INDUSTRIAL 53,548,878

BMO EQUAL WEIGHT OIL & GAS INDEX ETF CAD UN 11.25 9.02ZEO INVESTMENT FUND .2675 .1363 12.99 9.76INDUSTRIAL 14,273,537

BMO EQUAL WEIGHT REITS INDEX ETF UN 21.26 19.86ZRE INVESTMENT FUND 1.0563 .3425 21.05 19.15INDUSTRIAL 2,950,558

BMO EQUAL WEIGHT US BANKS INDEX ETF CAD UN 29.85 26.03ZBK INVESTMENT FUND .2950 .1550 27.59 20.82INDUSTRIAL 10,150,330

BMO EQUAL WEIGHT UTILITIES INDEX ETF UNITS 17.67 16.09ZUT INVESTMENT FUND .6838 .2263 18.60 16.74INDUSTRIAL 1,382,469

BMO EQWG US HEALTH CARE HED TO CAD IDX ETF UN 54.95 47.48ZUH INVESTMENT FUND .1900 .1763 50.49 39.67INDUSTRIAL 2,508,264

BMO EUROPE HIGH DIV COVERD CALL CAD-HG ETF UN 22.57 20.06ZWE INVESTMENT FUND 1.4400 .4800 22.85 20.73INDUSTRIAL 5,609,610

BMO EUROPE HIGH DIVIDEND COVERED CALL ETF UN 20.90 19.81ZWP INVESTMENT FUND .1250 0.00 0.00INDUSTRIAL 158,040

BMO FLOATING RATE HIGH YIELD ETF CAD UN 15.51 15.00ZFH INVESTMENT FUND .7175 .2288 15.62 15.15INDUSTRIAL 1,165,403

BMO GLBL CONSUMER DISCRETN HEG-CAD IDX ETF UN 24.26 22.10DISC INVESTMENT FUND 22.88 19.90INDUSTRIAL 132,937

BMO GLBL CONSUMER STAPLES HEGD-CAD IDX ETF UN 20.99 18.67STPL INVESTMENT FUND 21.18 19.90INDUSTRIAL 91,570

BMO GLOBAL BANKS HEDGED TO CAD INDEX ETF UN 22.96 20.29BANK INVESTMENT FUND 21.90 19.34INDUSTRIAL 217,815

BMO GLOBAL INFRASTRUCTURE INDEX ETF UNITS 34.80 31.32ZGI INVESTMENT FUND .8700 .4700 38.08 33.75INDUSTRIAL 1,006,968

BMO GLOBAL INSURANCE HEDGD TO CAD INDX ETF UN 23.37 21.37INSR INVESTMENT FUND 22.62 19.72INDUSTRIAL 146,778

BMO GOVERNMENT BOND INDEX ETF UN 49.87 49.24ZGB INVESTMENT FUND .3500 0.00 0.00INDUSTRIAL 70,584

BMO HIGH YIELD US CORPORATE BOND INDX ETF UN 20.24 19.26ZJK INVESTMENT FUND .1763 .3538 20.61 20.03INDUSTRIAL 114,729

BMO HIGH YLD US CORP BOND HDGD-CAD IDX ETF UN 14.40 13.71ZHY INVESTMENT FUND .8275 .3150 14.76 14.23INDUSTRIAL 2,090,115

BMO INDIA EQUITY INDEX ETF UN 26.10 23.10ZID INVESTMENT FUND .0900 .0925 24.94 18.09INDUSTRIAL 908,187

BMO INTERNATIONAL DIVIDEND ETF CAD UNITS 23.27 21.25ZDI INVESTMENT FUND .9750 .3400 23.56 19.85INDUSTRIAL 1,890,728

BMO INTERNATIONAL DIVIDEND HEGD TO CAD ETF UN 23.73 21.19ZDH INVESTMENT FUND 1.0188 .3600 23.63 20.93INDUSTRIAL 1,091,550

BMO JUNIOR GAS INDEX ETF UN 16.57 13.49ZJN INVESTMENT FUND .3500 .3675 19.53 13.49INDUSTRIAL 123,753

BMO JUNIOR GOLD INDEX ETF UNITS 9.56 8.10ZJG INVESTMENT FUND 10.40 7.54INDUSTRIAL 2,706,975

BMO JUNIOR OIL INDEX ETF UN 14.33 10.89ZJO INVESTMENT FUND .1200 .0525 18.61 10.39INDUSTRIAL 815,365

BMO LADDERED PREFERRED SHARE INDEX ETF CAD UN 11.97 11.47ZPR INVESTMENT FUND .4663 .1550 11.90 10.69INDUSTRIAL 11,762,670

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01-May-2018

BMO LONG CORPORATE BOND INDEX ETF UNITS 18.67 17.92ZLC INVESTMENT FUND .7500 .2475 19.29 17.63INDUSTRIAL 915,745

BMO LONG FEDERAL BOND INDEX ETF UN 17.43 16.69ZFL INVESTMENT FUND .5163 .1763 18.47 16.75INDUSTRIAL 829,793

BMO LONG PROVINCIAL BOND INDEX ETF CAD UNITS 16.05 15.33ZPL INVESTMENT FUND .5375 .1750 16.55 15.02INDUSTRIAL 606,748

BMO LOW VOLATILITY CANADIAN EQUITY ETF UN 30.61 28.48ZLB INVESTMENT FUND .7400 .4000 31.15 28.06INDUSTRIAL 4,127,422

BMO LOW VOLATILITY EMERGING MKTS ETF CAD UN 23.07 21.13ZLE INVESTMENT FUND .1500 .3100 22.78 19.60INDUSTRIAL 510,705

BMO LOW VOLATILITY INT'L EQUITY ETF CAD UN 24.52 22.31ZLI INVESTMENT FUND .4500 .3150 24.57 20.48INDUSTRIAL 408,114

BMO LOW VOLATILITY INT'L EQUITY HEG-CA ETF UN 23.33 21.50ZLD INVESTMENT FUND .4400 .3000 23.26 20.56INDUSTRIAL 344,534

BMO LOW VOLATILITY US EQUITY ETF CAD UNITS 31.75 29.09ZLU INVESTMENT FUND .5850 .3150 32.38 28.60INDUSTRIAL 3,020,909

BMO LOW VOLATILITY US EQUITY HEGD-CAD ETF UN 24.20 21.85ZLH INVESTMENT FUND .4225 .2400 23.73 20.92INDUSTRIAL 694,517

BMO MID CORPORATE BOND INDEX ETF UNITS 16.13 15.80ZCM INVESTMENT FUND .4975 .1638 16.84 15.91INDUSTRIAL 2,147,363

BMO MID FEDERAL BOND INDEX ETF UNITS 16.03 15.68ZFM INVESTMENT FUND .3350 .1075 16.91 15.96INDUSTRIAL 1,120,877

BMO MID PROVINCIAL BOND INDEX ETF CAD UNITS 14.88 14.53ZMP INVESTMENT FUND .4375 .1363 15.56 14.69INDUSTRIAL 1,182,870

BMO MID-TERM US IG CORP BOND INDEX ETF CAD UN 18.26 17.22ZIC INVESTMENT FUND .6025 .1963 19.76 17.60INDUSTRIAL 2,374,744

BMO MID-TRM US IG CORP BND HEG-CAD IDX ETF UN 14.98 14.20ZMU INVESTMENT FUND .4950 .1638 15.29 14.68INDUSTRIAL 1,301,568

BMO MONTHLY INCOME ETF UNITS 16.40 15.55ZMI INVESTMENT FUND .6775 .2338 16.75 15.85INDUSTRIAL 605,706

BMO MSCI ALL COUNTRY WRLD HI QUAL IDX ETF CAD 31.89 28.30ZGQ INVESTMENT FUND .3038 .1900 30.58 24.70INDUSTRIAL 471,974

BMO MSCI CANADA VALUE INDEX ETF CAD UN 21.55 19.49ZVC INVESTMENT FUND .2300 20.83 20.15INDUSTRIAL 43,138

BMO MSCI EAFE HEDGED TO CAD INDEX ETF UN 22.70 20.30ZDM INVESTMENT FUND .5250 .2900 22.11 19.22INDUSTRIAL 2,091,934

BMO MSCI EAFE INDEX ETF CAD UNITS 19.76 18.00ZEA INVESTMENT FUND .4400 .2550 19.26 16.35INDUSTRIAL 1,931,411

BMO MSCI EAFE VALUE INDEX ETF CAD UN 22.21 20.67ZVI INVESTMENT FUND .3000 21.45 20.24INDUSTRIAL 228,068

BMO MSCI EMERGING MARKETS INDEX ETF UNITS 22.70 20.01ZEM INVESTMENT FUND .3000 .3650 21.50 16.45INDUSTRIAL 1,894,137

BMO MSCI EU HIGH QLTY HDGD TO CAD INDX ETF UN 20.72 18.38ZEQ INVESTMENT FUND .3900 .2250 20.74 17.96INDUSTRIAL 1,694,664

BMO MSCI USA HIGH QUALITY INDEX ETF CAD UN 33.98 29.96ZUQ INVESTMENT FUND .3300 .2050 32.31 26.28INDUSTRIAL 678,986

BMO MSCI USA VALUE INDEX ETF CAD UN 22.63 20.68ZVU INVESTMENT FUND .2300 22.28 20.05INDUSTRIAL 66,937

BMO NASDAQ 100 EQTY HEDGED TO CAD INDX ETF UN 54.64 46.70ZQQ INVESTMENT FUND .3100 .2775 50.02 37.40INDUSTRIAL 10,812,240

BMO REAL RETURN BOND INDEX ETF UN 17.52 16.78ZRR INVESTMENT FUND .3900 .1200 17.97 16.63INDUSTRIAL 196,876

BMO S&P 500 HEDGED TO CAD INDEX ETF UN 43.50 38.40ZUE INVESTMENT FUND .5913 .3600 41.09 34.28INDUSTRIAL 3,004,932

BMO S&P 500 INDEX ETF CAD UNITS 39.84 35.20ZSP INVESTMENT FUND .6550 .3150 38.37 32.46INDUSTRIAL 29,800,385

BMO S&P/TSX CAPPED COMPOSITE INDEX ETF UNIT 22.13 19.98ZCN INVESTMENT FUND .5838 .2975 21.95 20.12INDUSTRIAL 6,617,619

BMO SH-TRM US IG CORP BND HEGD-CAD IDX ETF UN 14.68 14.38ZSU INVESTMENT FUND .3300 .1175 14.92 14.63INDUSTRIAL 301,101

BMO SHILLER SELECT US INDEX ETF CAD UN 22.49 20.22ZEUS INVESTMENT FUND 21.95 19.99INDUSTRIAL 218,625

BMO SHORT CORPORATE BOND IDX ETF ACCUMLTV UN 20.13 20.04ZCS.L INVESTMENT FUND 20.25 19.93INDUSTRIAL 24,355

BMO SHORT CORPORATE BOND INDEX ETF UNITS 14.13 13.98ZCS INVESTMENT FUND .4325 .1375 14.56 14.10INDUSTRIAL 4,324,955

BMO SHORT FEDERAL BOND IDX ETF ACCUMLTV UNI 19.85 19.76ZFS.L INVESTMENT FUND 20.13 19.76INDUSTRIAL 38,439

BMO SHORT FEDERAL BOND INDEX ETF UNITS 14.17 14.07ZFS INVESTMENT FUND .2275 .0725 14.55 14.16INDUSTRIAL 446,931

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BMO SHORT PROVINCIAL BOND IDX ETF ACCUMLTV UN 19.92 19.90ZPS.L INVESTMENT FUND 20.19 19.83INDUSTRIAL 17,050

BMO SHORT PROVINCIAL BOND INDEX ETF UNITS 13.46 13.30ZPS INVESTMENT FUND .4263 .1400 13.94 13.45INDUSTRIAL 446,834

BMO SHORT-TERM BOND INDEX ETF UN 50.03 49.71ZSB INVESTMENT FUND .3000 0.00 0.00INDUSTRIAL 4,438

BMO ULTRA SHORT-TERM BOND ETF ACCUMULATING UN 50.87 50.56ZST.L INVESTMENT FUND 50.57 50.03INDUSTRIAL 107,714

BMO ULTRA SHORT-TERM BOND ETF UN 51.86 51.38ZST INVESTMENT FUND 2.1500 .6950 53.29 51.78INDUSTRIAL 326,154

BMO US DIVIDEND ETF CAD UNITS 31.12 28.08ZDY INVESTMENT FUND .8125 .2775 30.77 26.40INDUSTRIAL 2,125,909

BMO US DIVIDEND HEDGED TO CAD ETF UNITS 25.36 22.50ZUD INVESTMENT FUND .6275 .2325 24.38 21.60INDUSTRIAL 1,001,007

BMO US HIGH DIV COVERED CALL HEGD-CAD ETF UN 20.43 19.21ZWS INVESTMENT FUND .0975 0.00 0.00INDUSTRIAL 75,505

BMO US HIGH DIVIDEND COVERED CALL ETF CAD UN 21.00 19.10ZWH INVESTMENT FUND 1.1250 .3600 21.24 18.77INDUSTRIAL 3,169,787

BMO US PREFERRED SHARE INDEX ETF CAD UN 26.88 23.02ZUP INVESTMENT FUND 1.0413 .4075 26.93 23.83INDUSTRIAL 224,575

BMO US PREFERRED SHR HEDGD TO CAD INDX ETF UN 25.01 24.00ZHP INVESTMENT FUND 1.0500 .4200 27.00 24.93INDUSTRIAL 133,127

BMO US PUT WRITE ETF CAD UN 18.49 17.00ZPW INVESTMENT FUND 1.2363 .3800 19.74 17.27INDUSTRIAL 800,707

BMO US PUT WRITE HEDGED TO CAD ETF UN 19.90 18.59ZPH INVESTMENT FUND 1.0500 .4175 20.36 19.40INDUSTRIAL 294,448

BMTC GROUP INC. 18.74 14.66GBT HOLDING COMPANY .2400 .1200 16.90 10.87INDUSTRIAL 431,399

BNK PETROLEUM INC. J .62 .45BKX OIL/GAS EXPL & DEV 0.46 0.17OIL 28,600,295

BNS SPLIT CORP. II CLASS 'B' PR SER 2 20.00 19.71BSC.PR.C INVESTMENT COMPANY .7888 .1975 20.76 19.71INDUSTRIAL 23,509

BNS SPLIT CORP. II CLASS A CAPITAL 27.47 23.47BSC INVESTMENT COMPANY .6900 .1750 28.88 22.56INDUSTRIAL 11,126

BOMBARDIER INC. 6.25% SERIES '4' PR 19.74 18.30BBD.PR.C DIVERSIFIED OPER 1.5625 .7813 19.31 15.74INDUSTRIAL 711,372

BOMBARDIER INC. CL 'A' MV 4.17 2.81BBD.A DIVERSIFIED OPER 3.25 1.87INDUSTRIAL 13,471,129

BOMBARDIER INC. CL 'B' SV 4.16 2.80BBD.B DIVERSIFIED OPER 3.24 1.96INDUSTRIAL 700,102,670

BOMBARDIER INC. SERIES '2' PR 12.72 10.60BBD.PR.B DIVERSIFIED OPER .7138 .2800 11.08 8.65INDUSTRIAL 458,712

BOMBARDIER INC. SERIES '3' PR 12.60 11.26BBD.PR.D DIVERSIFIED OPER .8363 .4975 11.95 8.71INDUSTRIAL 537,932

BONAVISTA ENERGY CORPORATION 2.32 1.11BNP OIL/GAS EXPL & DEV .0400 .0200 5.22 1.77OIL 96,881,307

BONTERRA ENERGY CORP. 16.14 12.26BNE RES EXPL & DEV 1.2000 .4000 29.76 13.44OIL 11,846,470

BORALEX INC. CL 'A' 25.03 21.71BLX HYDRO-ELECT POWER .6000 .1500 23.80 18.67INDUSTRIAL 12,455,013

BOYUAN CONSTRUCTION GROUP, INC. J .66 .35BOY CONSTRUCTION 0.64 0.40INDUSTRIAL 422,618

BRAMPTON BRICK LTD. CL 'A' SV 9.60 8.00BBL.A BRICK MFG 10.69 7.84INDUSTRIAL 67,252

BRAND LEADERS PLUS INCOME ETF CL 'A' UNITS 9.97 8.80HBF INVESTMENT FUND .6500 .2163 9.62 8.50INDUSTRIAL 2,713,212

BRAND LEADERS PLUS INCOME ETF CL 'U' UNITS 10.23 9.04HBF.U INVESTMENT FUND .6500 .2163 9.89 8.77INDUSTRIAL 358,826

BRI-CHEM CORP. .74 .47BRY OIL/GAS PRODUCT/SERV 0.87 0.35INDUSTRIAL 2,633,921

BRICK BREWING CO. LTD. 4.75 3.64BRB BREWERY .0638 .0200 4.26 2.55INDUSTRIAL 3,368,845

BRIO GOLD INC. J 2.75 1.65BRIO GOLD EXPL & DEV 3.59 1.54MINING 4,895,804

BRISTOL GATE CONCENTRATED CDN EQUITY ETF UN 20.56 19.67BGC INVESTMENT FUND 0.00 0.00INDUSTRIAL 14,584

BRISTOL GATE CONCENTRATED US EQUITY ETF UN 21.21 19.51BGU INVESTMENT FUND 0.00 0.00INDUSTRIAL 21,629

BROMPTON LIFECO SPLIT CORP. CLASS A 7.89 6.15LCS INVESTMENT COMPANY .9000 .3000 7.49 5.64INDUSTRIAL 1,479,815

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01-May-2018

BROMPTON LIFECO SPLIT CORP. PR 10.53 10.07LCS.PR.A INVESTMENT COMPANY .5750 .1438 10.45 10.05INDUSTRIAL 1,534,804

BROMPTON OIL SPLIT CORP. CL 'A' 7.80 4.82OSP INVESTMENT COMPANY .7000 .1000 10.25 4.95INDUSTRIAL 1,243,166

BROMPTON OIL SPLIT CORP. PR 10.22 9.80OSP.PR.A INVESTMENT COMPANY .5000 .2500 10.35 9.53INDUSTRIAL 162,206

BROMPTON SPLIT BANC CORP. CLASS 'A' 15.18 12.64SBC INVESTMENT COMPANY 1.1325 .4000 14.74 11.80INDUSTRIAL 841,743

BROMPTON SPLIT BANC CORP. PR 10.27 10.07SBC.PR.A INVESTMENT COMPANY .4500 .2413 10.26 10.01INDUSTRIAL 315,563

BROOKFIELD ASSET MANAGEMENT INC CL A PR SER 2 18.41 15.03BAM.PR.B DIVERSIFIED OPER .5000 .1450 15.18 11.17INDUSTRIAL 594,964

BROOKFIELD ASSET MANAGEMENT INC CL A PR SER 8 22.49 20.30BAM.PR.E DIVERSIFIED OPER .7113 .2800 20.38 15.76INDUSTRIAL 61,459

BROOKFIELD ASSET MANAGEMENT INC CL A PR SER 9 19.20 18.07BAM.PR.G DIVERSIFIED OPER .6875 .1725 18.24 14.45INDUSTRIAL 374,530

BROOKFIELD ASSET MANAGEMENT INC CL A PR SR 40 25.02 23.90BAM.PF.F DIVERSIFIED OPER 1.1250 .2813 25.00 21.90INDUSTRIAL 912,596

BROOKFIELD ASSET MANAGEMENT INC CL A PR SR 42 25.00 23.50BAM.PF.G DIVERSIFIED OPER 1.1250 .2813 25.00 22.20INDUSTRIAL 642,525

BROOKFIELD ASSET MANAGEMENT INC. CL 'A' LV 54.79 46.71BAM.A DIVERSIFIED OPER .5600 .1500 57.04 43.47INDUSTRIAL 87,373,176

BROOKFIELD ASSET MANAGEMENT INC.CL A PR SER 4 18.01 15.10BAM.PR.C DIVERSIFIED OPER .5000 .1450 15.10 11.00INDUSTRIAL 404,264

BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 13 18.06 15.10BAM.PR.K DIVERSIFIED OPER .5000 .1450 15.65 10.80INDUSTRIAL 849,673

BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 17 22.27 20.67BAM.PR.M DIVERSIFIED OPER 1.1875 .2975 23.33 21.22INDUSTRIAL 496,065

BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 18 22.20 20.60BAM.PR.N DIVERSIFIED OPER 1.1875 .2975 23.29 21.20INDUSTRIAL 477,547

BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 24 21.46 19.79BAM.PR.R DIVERSIFIED OPER .7538 .1888 20.96 17.46INDUSTRIAL 393,099

BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 25 22.63 19.80BAM.PR.S DIVERSIFIED OPER .7288 .1988 21.50 16.15INDUSTRIAL 66,523

BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 26 22.00 20.25BAM.PR.T DIVERSIFIED OPER .9325 .2175 21.46 17.35INDUSTRIAL 448,102

BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 28 18.70 17.39BAM.PR.X DIVERSIFIED OPER .9163 .1700 18.50 15.16INDUSTRIAL 949,490

BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 30 25.10 23.87BAM.PR.Z DIVERSIFIED OPER 1.2000 .2925 24.95 20.59INDUSTRIAL 957,828

BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 32 25.10 23.73BAM.PF.A DIVERSIFIED OPER 1.1250 .2813 25.00 21.33INDUSTRIAL 1,481,341

BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 34 24.60 22.94BAM.PF.B DIVERSIFIED OPER 1.0500 .2625 24.46 19.64INDUSTRIAL 494,789

BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 36 22.72 21.15BAM.PF.C DIVERSIFIED OPER 1.2125 .3038 23.60 21.49INDUSTRIAL 550,595

BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 37 23.00 21.20BAM.PF.D DIVERSIFIED OPER 1.2250 .3063 24.15 21.88INDUSTRIAL 444,031

BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 38 24.43 22.69BAM.PF.E DIVERSIFIED OPER 1.1000 .2750 24.05 20.43INDUSTRIAL 383,363

BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 44 26.65 25.49BAM.PF.H DIVERSIFIED OPER 1.2500 .3125 26.97 25.70INDUSTRIAL 724,183

BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 46 26.50 25.30BAM.PF.I DIVERSIFIED OPER 1.3375 .3000 26.71 25.29INDUSTRIAL 795,402

BROOKFIELD ASSET MANAGEMNT INC CL A PR SER 48 26.25 24.95BAM.PF.J DIVERSIFIED OPER .3550 .2975 26.28 24.97INDUSTRIAL 1,296,950

BROOKFIELD BUSINESS PARTNERS L.P. UNITS 52.28 43.00BBU.UN INVESTMENT FUND .2500 .0625 44.20 31.29INDUSTRIAL 7,355,357

BROOKFIELD INFRASTRUCTURE PARTNR LP A PR SR 1 25.48 24.13BIP.PR.A LIMITED PARTNERSHIP 1.1250 .2813 24.96 21.30INDUSTRIAL 272,979

BROOKFIELD INFRASTRUCTURE PARTNR LP A PR SR 3 26.18 25.15BIP.PR.B LIMITED PARTNERSHIP 1.3750 .3438 26.50 25.40INDUSTRIAL 365,112

BROOKFIELD INFRASTRUCTURE PARTNR LP A PR SR 5 26.04 25.40BIP.PR.C LIMITED PARTNERSHIP 1.3375 .3350 26.55 25.45INDUSTRIAL 342,118

BROOKFIELD INFRASTRUCTURE PARTNR LP A PR SR 7 25.71 24.91BIP.PR.D LIMITED PARTNERSHIP 1.1563 .3125 25.81 24.90INDUSTRIAL 624,533

BROOKFIELD INFRASTRUCTURE PARTNR LP A PR SR 9 25.40 24.60BIP.PR.E LIMITED PARTNERSHIP .2300 0.00 0.00INDUSTRIAL 1,623,729

BROOKFIELD OFFICE PROP INC CL AAA PR SER 'AA' 24.33 22.25BPO.PR.A REAL ESTATE 1.1875 .2975 24.17 20.61INDUSTRIAL 661,195

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01-May-2018

BROOKFIELD OFFICE PROP INC CL AAA PR SER 'CC' 26.94 25.71BPO.PR.C REAL ESTATE 1.5000 .3750 27.45 26.20INDUSTRIAL 517,694

BROOKFIELD OFFICE PROP INC. CL AAA PR 'V' 16.50 13.75BPO.PR.X REAL ESTATE .4788 .1288 14.02 10.30INDUSTRIAL 68,969

BROOKFIELD OFFICE PROP INC. CL AAA PR 'W' 16.50 13.77BPO.PR.W REAL ESTATE .4825 .1288 14.10 9.82INDUSTRIAL 69,293

BROOKFIELD OFFICE PROP INC. CL AAA PR 'Y' 17.49 13.88BPO.PR.Y REAL ESTATE .4825 .1288 14.10 10.20INDUSTRIAL 64,638

BROOKFIELD OFFICE PROP INC. CL AAA PR SER 'N' 22.75 20.11BPO.PR.N REAL ESTATE .9450 .2363 21.83 18.22INDUSTRIAL 587,303

BROOKFIELD OFFICE PROP INC. CL AAA PR SER 'P' 22.57 20.04BPO.PR.P REAL ESTATE 1.1025 .2600 22.34 18.80INDUSTRIAL 671,885

BROOKFIELD OFFICE PROP INC. CL AAA PR SER 'R' 24.39 21.94BPO.PR.R REAL ESTATE 1.0388 .2600 23.58 20.55INDUSTRIAL 524,100

BROOKFIELD OFFICE PROP INC. CL AAA PR SER 'S' 24.48 22.04BPO.PR.S REAL ESTATE 1.0113 .2688 24.00 18.62INDUSTRIAL 70,632

BROOKFIELD OFFICE PROP INC. CL AAA PR SER 'T' 24.15 22.01BPO.PR.T REAL ESTATE 1.1500 .2875 23.85 20.24INDUSTRIAL 848,570

BROOKFIELD OFFICE PROP INC. CL AAA PR SER II 24.68 23.50BPO.PR.I REAL ESTATE .3788 24.70 24.06INDUSTRIAL 1,150,625

BROOKFIELD OFFICE PROP INC. CLAAA PR SER 'GG' 25.29 23.87BPO.PR.G REAL ESTATE .7950 .3038 25.29 24.14INDUSTRIAL 801,175

BROOKFIELD OFFICE PROP INC.CL AAA PR SER 'EE' 25.47 24.69BPO.PR.E REAL ESTATE 1.1025 .3188 25.89 24.90INDUSTRIAL 664,606

BROOKFIELD PROPERTY SPLIT CORP. SER '2' PR 25.70 25.20BPS.PR.A INVESTMENT COMPANY 1.4375 .3600 25.88 25.13INDUSTRIAL 18,531

BROOKFIELD PROPERTY SPLIT CORP. SER '3' PR 25.39 24.89BPS.PR.B INVESTMENT COMPANY 1.2500 .3125 25.50 24.95INDUSTRIAL 17,076

BROOKFIELD PROPERTY SPLIT CORP. SER '4' PR 25.62 25.12BPS.PR.C INVESTMENT COMPANY 1.3000 .3250 25.60 24.96INDUSTRIAL 15,241

BROOKFIELD REAL ESTATE SERVICES INC. RV 18.25 16.27BRE REAL ESTATE 1.3163 .4500 17.60 15.10INDUSTRIAL 1,043,843

BROOKFIELD RENEWABL PART LP CL A SER 11 PR UN 25.60 24.90BEP.PR.K LIMITED PARTNERSHIP .8813 .6250 25.50 24.71INDUSTRIAL 799,368

BROOKFIELD RENEWABL PART LP CL A SER 13 PR UN 25.24 24.60BEP.PR.M LIMITED PARTNERSHIP .3563 0.00 0.00INDUSTRIAL 1,666,334

BROOKFIELD RENEWABL PART LP CL A SER 5 PR UN 24.21 23.24BEP.PR.E LIMITED PARTNERSHIP 1.3975 .6988 24.31 20.67INDUSTRIAL 155,610

BROOKFIELD RENEWABL PART LP CL A SER 7 PR UN 26.44 25.30BEP.PR.G LIMITED PARTNERSHIP 1.3750 .6875 26.35 25.15INDUSTRIAL 321,610

BROOKFIELD RENEWABL PART LP CL A SER 9 PR UN 26.39 25.54BEP.PR.I LIMITED PARTNERSHIP 1.4375 .7188 26.48 25.49INDUSTRIAL 378,625

BROOKFIELD RENEWABLE PWR PREF EQTY INC A PR 1 22.56 21.54BRF.PR.A INVESTMENT COMPANY .8388 .4200 21.74 16.85INDUSTRIAL 363,449

BROOKFIELD RENEWABLE PWR PREF EQTY INC A PR 2 22.87 21.31BRF.PR.B INVESTMENT COMPANY .7925 .4525 22.00 15.91INDUSTRIAL 115,919

BROOKFIELD RENEWABLE PWR PREF EQTY INC A PR 3 24.99 23.56BRF.PR.C INVESTMENT COMPANY 1.1000 .5500 24.50 19.32INDUSTRIAL 310,844

BROOKFIELD RENEWABLE PWR PREF EQTY INC A PR 5 22.59 21.20BRF.PR.E INVESTMENT COMPANY 1.2500 .6250 23.01 20.17INDUSTRIAL 231,816

BROOKFIELD RENEWABLE PWR PREF EQTY INC A PR 6 22.74 21.13BRF.PR.F INVESTMENT COMPANY 1.2500 .6250 23.06 20.11INDUSTRIAL 215,167

BRP INC. SV 55.70 43.63DOO SPORTS VHCL MFG/MKT .1600 .1700 50.05 25.32INDUSTRIAL 15,488,990

BSM TECHNOLOGIES INC. J 1.41 1.21GPS TRANSPORTATION TECH 1.80 1.18INDUSTRIAL 9,487,055

BTPRO S&P500 VIX ST FUTURES 2XDLY BL ETF A UN 45.92 14.64HVU INVESTMENT FUND 57.04 3.38INDUSTRIAL 81,133,609

BUHLER INDUSTRIES INC. 4.60 4.00BUI MACHINE EQUIP MFG 4.90 4.14INDUSTRIAL 46,632

BURCON NUTRASCIENCE CORPORATION J .77 .50BU CANOLA MFG/DSTR 2.75 0.49INDUSTRIAL 4,267,042

CAE INC. 25.13 21.12CAE AEROSPACE TECH .3400 .0900 23.60 18.35INDUSTRIAL 37,471,955

CALDWELL PARTNERS INTERNATIONAL INC. (THE) 1.30 1.01CWL EMPLOYEE RECRUIT .0800 .0200 1.25 0.97INDUSTRIAL 2,753,882

CALEDONIA MINING CORPORATION PLC 12.50 8.61CAL MINERAL EXPL & DEV .2750 .1375 10.30 6.70MINING 479,721

CALFRAC WELL SERVICES LTD. 7.49 5.33CFW URANIUM EXPL & DEV 6.51 2.23OIL 42,055,428

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YTDDiv Amt

YTD Volume

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01-May-2018

CALIAN GROUP LTD. 32.98 28.25CGY COMMUN SYSTEMS 1.1200 .2800 34.95 24.51INDUSTRIAL 352,235

CALLIDUS CAPITAL CORPORATION 10.50 3.76CBL FINANCIAL SERVICES 1.2000 .4000 20.89 9.30INDUSTRIAL 3,226,305

CAMECO CORPORATION 13.64 10.50CCO URANIUM EXPL & DEV .4000 .1000 17.65 9.90MINING 98,828,312

CANACCORD GENUITY ACQUISITN CORP J CL A RV UN 3.05 2.80CGAC.UN ACQUISITIONS 4.00 2.70INDUSTRIAL 258,360

CANACCORD GENUITY GROUP INC. 7.49 5.50CF INVEST DEALER SERV .1200 .0100 6.68 4.08INDUSTRIAL 24,295,567

CANACCORD GENUITY GROUP INC. 5-YR SER 'A' PR 16.02 14.75CF.PR.A INVEST DEALER SERV .9713 .4850 15.10 12.52INDUSTRIAL 260,617

CANACCORD GENUITY GROUP INC. 5-YR SER 'C' PR 18.79 17.61CF.PR.C INVEST DEALER SERV 1.3900 .6238 18.61 15.50INDUSTRIAL 212,973

CANACOL ENERGY LTD. J 4.76 4.04CNE OIL/GAS EXPL & DEV 4.61 3.62OIL 11,764,622

CANADA GOOSE HOLDINGS INC. SV 48.51 35.88GOOS CLOTHING DSGN/RETAIL 40.16 20.32INDUSTRIAL 23,519,800

CANADIAN BANC CORP. CL 'A' 14.49 12.52BK MUTUAL FUNDS 1.7575 .4613 14.05 11.70INDUSTRIAL 542,447

CANADIAN BANC CORP. PR 10.24 10.04BK.PR.A MUTUAL FUNDS .5000 .1663 10.58 10.10INDUSTRIAL 205,451

CANADIAN CRUDE OIL INDEX ETF CL 'A' UN 11.56 7.00CCX INVESTMENT FUND 10.51 7.20INDUSTRIAL 515,589

CANADIAN GENERAL INVESTMENTS, LIMITED 24.49 21.41CGI INVESTMENT TRUST .7600 .1900 24.66 18.68INDUSTRIAL 406,153

CANADIAN GENERAL INVESTMENTS, LTD. 3.75% PR 4 25.48 25.00CGI.PR.D INVESTMENT TRUST .9375 .2350 25.85 24.78INDUSTRIAL 85,560

CANADIAN IMPERIAL BANK OF COMMERCE 124.37 110.00CM BANKING 5.0800 2.6300 123.87 103.84INDUSTRIAL 111,454,445

CANADIAN IMPERIAL BANK SERIES '39' PR 24.44 22.70CM.PR.O BANKING .9750 .4875 23.99 19.42INDUSTRIAL 1,084,917

CANADIAN IMPERIAL BANK SERIES '41' PR 23.90 22.39CM.PR.P BANKING .9375 .4688 23.75 19.24INDUSTRIAL 992,224

CANADIAN IMPERIAL BANK SERIES '43' PR 24.80 23.78CM.PR.Q BANKING .9000 .4500 24.80 21.77INDUSTRIAL 942,792

CANADIAN IMPERIAL BANK SERIES '45' PR 25.70 24.82CM.PR.R BANKING .4550 .5500 25.99 24.91INDUSTRIAL 3,884,814

CANADIAN IMPERIAL BANK SERIES '47' PR 25.00 24.05CM.PR.S BANKING .3150 0.00 0.00INDUSTRIAL 5,144,814

CANADIAN LIFE COMPANIES SPLIT CORP. 2012 PR 10.59 10.12LFE.PR.B MUTUAL FUND .6250 .2088 10.50 10.19INDUSTRIAL 572,559

CANADIAN LIFE COMPANIES SPLIT CORP. CLASS 'A' 7.01 4.45LFE MUTUAL FUND .9000 .2000 6.48 4.54INDUSTRIAL 6,398,217

CANADIAN NATIONAL RAILWAY CO. 106.20 90.84CNR RAILROAD 1.6500 .4550 108.64 89.29INDUSTRIAL 116,757,358

CANADIAN NATURAL RESOURCES LIMITED 46.99 36.88CNQ OIL/GAS EXPL & DEV 1.0750 .6100 47.00 35.90OIL 232,199,507

CANADIAN PACIFIC RAILWAY LIMITED 240.40 212.50CP TRANSPORTATION 2.1250 1.1250 233.88 188.36INDUSTRIAL 32,513,722

CANADIAN TIRE CORPORATION, LIMITED 269.90 231.00CTC RETAIL STORES 2.6000 .9000 249.00 193.00INDUSTRIAL 16,595

CANADIAN TIRE CORPORATION, LIMITED CL 'A' NV 180.21 157.60CTC.A RETAIL STORES 2.6000 .9000 171.91 137.07INDUSTRIAL 16,987,711

CANADIAN UTILITIES LIMITED 2ND PR SER 'AA' 24.60 23.31CU.PR.D DIVERSIFIED OPER 1.2250 .3063 25.00 23.06INDUSTRIAL 280,402

CANADIAN UTILITIES LIMITED 2ND PR SER 'BB' 24.43 23.04CU.PR.E DIVERSIFIED OPER 1.2250 .3063 24.98 23.00INDUSTRIAL 205,705

CANADIAN UTILITIES LIMITED 2ND PR SER 'CC' 22.26 21.08CU.PR.F DIVERSIFIED OPER 1.1250 .2813 22.99 21.02INDUSTRIAL 156,064

CANADIAN UTILITIES LIMITED 2ND PR SER 'DD' 22.40 21.07CU.PR.G DIVERSIFIED OPER 1.1250 .2813 23.11 21.00INDUSTRIAL 447,667

CANADIAN UTILITIES LIMITED 2ND PR SER 'EE' 25.94 24.49CU.PR.H DIVERSIFIED OPER 1.3125 .3288 26.22 24.60INDUSTRIAL 150,154

CANADIAN UTILITIES LIMITED 2ND PR SER 'FF' 26.46 25.26CU.PR.I DIVERSIFIED OPER 1.1250 .2813 27.55 25.27INDUSTRIAL 356,182

CANADIAN UTILITIES LIMITED 2ND PR SER 'Y' 22.80 21.51CU.PR.C DIVERSIFIED OPER .9250 .2125 23.07 20.54INDUSTRIAL 383,487

CANADIAN UTILITIES LIMITED CL 'A' NV 37.47 32.54CU DIVERSIFIED OPER 1.4300 .3938 42.44 35.58INDUSTRIAL 19,028,653

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YTD Volume

Prev Year High

Prev Year Low

IndustrialCategory

01-May-2018

CANADIAN UTILITIES LIMITED CL 'B' 37.32 32.60CU.X DIVERSIFIED OPER 1.4300 .3938 42.20 35.65INDUSTRIAL 85,196

CANADIAN WESTERN BANK 40.83 31.37CWB BANKING .9300 .4900 39.29 23.68INDUSTRIAL 24,454,230

CANADIAN WESTERN BANK 5-YR RESET PR SER '5' 24.78 23.60CWB.PR.B BANKING 1.1000 .5500 24.66 19.01INDUSTRIAL 382,921

CANADIAN WESTERN BANK NN-CM5YR RST PR SER '7' 27.09 26.10CWB.PR.C BANKING 1.5625 .7813 27.81 26.23INDUSTRIAL 379,592

CANADIAN WORLD FUND LIMITED 9.49 5.65CWF INVESTMENT FUND 6.51 4.60INDUSTRIAL 449,122

CANADIAN ZINC CORPORATION J .18 .12CZN MINING EXPL & DEV 0.31 0.13MINING 14,301,478

CANARC RESOURCE CORP. J .09 .06CCM PRECIOUS METALS 0.12 0.07MINING 8,148,327

CANDENTE COPPER CORP. J .16 .08DNT MINERAL EXPL & DEV 0.21 0.06MINING 7,435,187

CANFOR CORPORATION 32.00 24.51CFP FOREST PRODUCTS 27.15 13.54INDUSTRIAL 31,509,594

CANFOR PULP PRODUCTS INC. 18.30 12.95CFX PULP & PAPER .2500 .0625 14.58 10.06INDUSTRIAL 2,603,673

CANLAN ICE SPORTS CORP. 4.50 3.83ICE RECREATIONAL SPORTS .0800 .0400 3.98 3.20INDUSTRIAL 50,204

CANNIMED THERAPEUTICS INC. J 46.00 22.75CMED BIOPHARMACEUTICAL 23.40 7.32INDUSTRIAL 32,488,987

CANNTRUST HOLDINGS INC. J 9.44 5.86TRST PHARMACEUTICAL 0.00 0.00INDUSTRIAL 13,228,938

CANOE EIT INCOME FUND 4.80% SER 1 PR UN 26.04 25.19EIT.PR.A INVESTMENT FUND .9063 .3000 26.63 24.90INDUSTRIAL 294,587

CANOE EIT INCOME FUND 4.80% SER 2 PR UN 25.10 24.96EIT.PR.B INVESTMENT FUND 0.00 0.00INDUSTRIAL 557,621

CANOPY GROWTH CORPORATION J 44.00 20.85WEED BIOPHARM PROD/MKT 33.09 6.58INDUSTRIAL 525,486,022

CANWEL BUILDING MATERIALS GROUP LTD. 7.50 6.10CWX BUILDING PRODUCTS .5600 .2800 7.42 5.75INDUSTRIAL 15,588,796

CAPITAL POWER CORPORATION 25.14 22.15CPX POWER PROD/DEV & MKT 1.5875 .8350 26.51 23.15INDUSTRIAL 17,292,588

CAPITAL POWER CORPORATION SERIES '1' PR 17.73 16.39CPX.PR.A POWER PROD/DEV & MKT .7650 .1913 16.99 13.75INDUSTRIAL 169,053

CAPITAL POWER CORPORATION SERIES '3' PR 23.22 21.90CPX.PR.C POWER PROD/DEV & MKT 1.1500 .2875 22.50 18.80INDUSTRIAL 483,760

CAPITAL POWER CORPORATION SERIES '5' PR 22.90 21.51CPX.PR.E POWER PROD/DEV & MKT 1.1250 .2813 21.96 18.10INDUSTRIAL 432,956

CAPITAL POWER CORPORATION SERIES '7' PR 26.47 25.47CPX.PR.G POWER PROD/DEV & MKT 1.5000 .3750 26.42 25.30INDUSTRIAL 492,283

CAPITAL POWER CORPORATION SERIES '9' PR 25.90 25.10CPX.PR.I POWER PROD/DEV & MKT .5638 .3600 26.47 24.99INDUSTRIAL 279,747

CAPSTONE INFRASTRUCTURE CORP. SERIES 'A' PR 13.75 13.08CSE.PR.A POWER PROD/DEV & MKT .8175 .4088 13.95 11.55INDUSTRIAL 175,393

CAPSTONE MINING CORP. J 1.62 1.11CS MINERAL EXPL & DEV 1.81 0.77MINING 41,332,332

CARA OPERATIONS LIMITED SV 29.88 23.25CARA RESTAURANTS 27.47 21.20INDUSTRIAL 3,138,959

CARDINAL ENERGY LTD. J 5.42 3.96CJ CRUDE OIL/GAS EXPL .4200 .1400 10.82 3.76OIL 66,804,256

CARDINAL RESOURCES LIMITED J ORDINARY .63 .45CDV GOLD EXPL & DEV 1.05 0.43MINING 10,584,925

CARDIOME PHARMA CORP. 3.15 1.65COM BIOPHARMACEUTICAL 6.06 1.64INDUSTRIAL 1,747,472

CARGOJET INC. 69.49 57.14CJT AIR CARGO SERVICES .7525 .4050 59.56 42.72INDUSTRIAL 1,480,524

CARGOJET INC. VARIABLE VOTING SHARES 78.43 58.00CJT.A AIR CARGO SERVICES .7525 .4050 64.92 42.01INDUSTRIAL 15,603

CARMANAH TECHNOLOGIES CORPORATION 4.69 4.19CMH SOLAR ENERGY TECH 4.95 3.51INDUSTRIAL 1,064,149

CASCADES INC. 16.67 12.24CAS PAPER & PACKAGING .1600 .0400 18.20 11.44INDUSTRIAL 19,294,203

CATHEDRAL ENERGY SERVICES LTD. 1.84 1.15CET DRILLING SERVICES 2.02 0.68INDUSTRIAL 7,123,822

CCL INDUSTRIES INC. CL 'A' 68.00 55.00CCL.A DIVERSIFIED OPER .4500 .1275 73.73 50.60INDUSTRIAL 32,473

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Issue Name Ticker

SymbolYTD High

YTD Low


YTDDiv Amt

YTD Volume

Prev Year High

Prev Year Low

IndustrialCategory

01-May-2018

CCL INDUSTRIES INC. CL 'B' NV 67.74 54.05CCL.B DIVERSIFIED OPER .4600 .1300 71.32 50.08INDUSTRIAL 25,600,970

CELESTICA INC. SV 15.00 12.27CLS CIRCUITS MFG 19.94 12.62INDUSTRIAL 26,579,972

CENOVUS ENERGY INC. 13.92 9.03CVE OIL/GAS EXPL & DEV .2000 .0500 20.87 8.89OIL 398,006,884

CENTAMIN PLC. ORDINARY 2.96 2.59CEE MINING EXPL & DEV .1600 .1000 3.23 2.19MINING 814,414

CENTERRA GOLD INC. 8.21 5.90CG GOLD EXPL & DEV 9.35 6.02MINING 56,522,940

CENTRIC HEALTH CORPORATION J .60 .36CHH MEDICAL SERVICES 0.91 0.47INDUSTRIAL 16,240,093

CENTURY GLOBAL COMMODITIES CORPORATION J .29 .13CNT MINERAL EXPL & DEV 0.72 0.16MINING 185,623

CEQUENCE ENERGY LTD. .12 .04CQE OIL/GAS EXPL & DEV 0.37 0.08OIL 55,508,613

CERES GLOBAL AG CORP. 5.16 4.06CRP INVESTMENT COMPANY 5.88 3.76INDUSTRIAL 202,056

CERIDIAN HCM HOLDING INC. J 41.14 37.02CDAY SOFTWARE DEV/MKT 0.00 0.00INDUSTRIAL 102,860

CERVUS EQUIPMENT CORPORATION 15.68 13.05CERV CONSTRUCTION EQUIP 16.00 10.98INDUSTRIAL 520,626

CES ENERGY SOLUTIONS CORP. 6.86 5.16CEU ENERGY RSCH & DEV .0300 .0100 8.65 4.94INDUSTRIAL 46,893,980

CGI GROUP INC. CL 'A' SV 77.22 66.06GIB.A TELECOMMUNICATIONS 70.00 60.91INDUSTRIAL 47,848,585

CHALICE GOLD MINES LIMITED ORDINARY J .19 .14CXN BASE MTL EXPL/DEV 0.33 0.15MINING 8,189,730

CHAMPION IRON LIMITED ORDINARY J 1.52 1.05CIA MINERAL EXPL & DEV 1.59 0.46MINING 60,154,742

CHESSWOOD GROUP LIMITED 12.49 9.04CHW AUTOMOBILE LEASE/SERV .8400 .2800 14.60 11.17INDUSTRIAL 1,716,388

CHINA GOLD INTERNATIONAL RESOURCES CORP LTD J 3.19 2.06CGG MINERAL EXPL & DEV 3.40 1.82MINING 17,127,915

CHINOOK ENERGY INC. .26 .17CKE OIL/GAS EXPL & DEV 0.50 0.22OIL 9,275,924

CHORUS AVIATION INC. VOTING & VARIABLE VOTING 9.86 7.70CHR AIRLINE .4800 .1600 9.80 6.95INDUSTRIAL 41,936,849

CI FINANCIAL CORP. 30.23 26.57CIX MUTUAL FUNDS 1.3975 .4700 29.78 25.79INDUSTRIAL 42,594,487

CIBT EDUCATION GROUP INC. J .87 .58MBA EDUCATION 0.96 0.60INDUSTRIAL 5,060,873

CINEPLEX INC. 38.42 29.25CGX THEATRE & FILM 1.6550 .5600 54.81 34.43INDUSTRIAL 27,076,171

CIPHER PHARMACEUTICALS INC. J 5.28 3.50CPH BIOPHARMACEUTICAL 5.75 4.20INDUSTRIAL 3,562,220

CLAIRVEST GROUP INC. 46.50 39.36CVG MERCHANT BANKING .3625 49.14 30.00INDUSTRIAL 42,261

CLARKE INC. 11.48 10.17CKI TRANSPORTATION 2.0000 12.40 9.02INDUSTRIAL 699,628

CLEAN TEQ HOLDINGS LIMITED J ORDINARY 1.75 .87CLQ POLUTION CNTRL SOLUTN 2.10 1.27MINING 6,739,928

CLEARSTREAM ENERGY SERVICES INC. .10 .06CSM DIVERSIFIED SERV 0.32 0.07INDUSTRIAL 4,800,657

CLEARWATER SEAFOODS INCORPORATED 7.83 3.94CLR SEAFOOD PROD/MFG .2000 .0500 12.03 6.90INDUSTRIAL 12,265,310

CNOOC LIMITED AMERICAN DEPOSITARY RECEIPTS 213.29 175.97CNU OIL/GAS EXPL & DEV 6.9163 182.74 138.61OIL 4,773

CO-OPERATORS GENERAL INSURANCE CO CL E PR 'C' 24.63 22.80CCS.PR.C INSURANCE 1.2500 .3125 24.65 22.91INDUSTRIAL 96,456

COGECO COMMUNICATIONS INC. SV 88.25 66.04CCA CABLE TELEVISION 1.7650 .4750 95.21 65.97INDUSTRIAL 6,179,386

COGECO INC. SV 91.26 65.05CGO BROADCASTING 1.4100 .3900 96.87 55.88INDUSTRIAL 1,564,097

COLABOR GROUP INC. .82 .53GCL FOOD PROD & DSTR 1.52 0.66INDUSTRIAL 7,252,334

COLLIERS INTERNATIONAL GROUP INC. SV 91.36 69.00CIGI REAL ESTATE SERVICES 80.09 46.29INDUSTRIAL 4,828,434

COLUMBUS GOLD CORP. J .90 .29CGT MINERAL EXPL & DEV 1.09 0.50MINING 8,115,280

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Issue Name Ticker

SymbolYTD High

YTD Low


YTDDiv Amt

YTD Volume

Prev Year High

Prev Year Low

IndustrialCategory

01-May-2018

COMMERCE SPLIT CORP. $5.00 CLASS I PR 5.20 5.08YCM.PR.A INVESTMENT COMPANY .3000 .1000 5.26 5.13INDUSTRIAL 83,785

COMMERCE SPLIT CORP. $5.00 CLASS II PR 5.17 5.02YCM.PR.B INVESTMENT COMPANY .3750 .1250 5.38 5.01INDUSTRIAL 208,953

COMMERCE SPLIT CORP. CAPITAL 2.30 1.70YCM INVESTMENT COMPANY 3.35 1.49INDUSTRIAL 32,342

COMPUTER MODELLING GROUP LTD. J 10.30 8.79CMG SOFTWARE DEV/MKT .4000 .1000 11.32 8.86INDUSTRIAL 7,847,053

CONA RESOURCES LTD. 2.54 1.78CONA CRUDE OIL/GAS EXPL 3.26 1.82OIL 13,203,297

CONCORDIA INTERNATIONAL CORP. J 1.10 .59CXR PHARM PRODUCT/DSTR 4.63 0.58INDUSTRIAL 8,910,759

CONDOR GOLD PLC J 1.75 .47COG GOLD EXPL & DEV 0.00 0.00MINING 460,249

CONDOR PETROLEUM INC. J .71 .54CPI OIL/GAS EXPL & DEV 2.02 0.52OIL 1,948,690

CONIFEX TIMBER INC. 6.99 5.40CFF LUMBER PROCESS/MKT 5.60 2.87INDUSTRIAL 1,912,217

CONSTELLATION SOFTWARE INC. 935.00 722.44CSU SOFTWARE DEV/MKT 4.0000 2.0000 791.00 575.22INDUSTRIAL 3,548,260

CONTINENTAL GOLD INC. J 4.13 3.26CNL MINERAL EXPL & DEV 5.75 2.62MINING 20,571,381

COPPER MOUNTAIN MINING CORPORATION J 1.62 1.09CMMC MINERAL EXPL & DEV 1.85 0.72MINING 41,939,166

CORBY SPIRIT AND WINE LIMITED 'B' NV 21.40 18.50CSW.B DISTILLERY .8500 .2200 21.49 19.81INDUSTRIAL 164,913

CORBY SPIRIT AND WINE LIMITED CL 'A' 23.24 19.01CSW.A DISTILLERY .8500 .2200 23.20 20.55INDUSTRIAL 661,074

CORO MINING CORP. J .16 .08COP MINERAL EXPL & DEV 0.20 0.09MINING 17,384,717

CORRIDOR RESOURCES INC. .83 .60CDH OIL/GAS EXPL & DEV 0.64 0.40OIL 4,572,627

CORUS ENTERTAINMENT INC. CL 'B' NV 11.85 5.56CJR.B BROADCASTING 1.1400 .3800 14.10 11.30INDUSTRIAL 73,916,279

CORVUS GOLD INC. J 2.72 1.40KOR MINERAL EXPL & DEV 1.77 0.55MINING 4,406,622

COTT CORPORATION 21.58 17.81BCB BEVERAGE PROD .2400 .0600 22.75 13.52INDUSTRIAL 11,992,640

COUNTERPATH CORPORATION J 9.02 3.21PATH SOFTWARE DEV/MKT/SERV 8.40 2.42INDUSTRIAL 478,230

CPI CARD GROUP INC. 5.27 2.98PMTS SOFTWARE DEV/MKT/SERV 33.50 3.73INDUSTRIAL 151,537

CRESCENT POINT ENERGY CORP. 11.81 8.25CPG OIL & GAS PRODUCER .3600 .1200 18.92 8.08OIL 324,986,592

CRESCITA THERAPEUTICS INC. J .90 .35CTX PHARMA PRODUCTION 1.54 0.50INDUSTRIAL 2,619,858

CREW ENERGY INC. 3.33 1.37CR OIL/GAS EXPL & DEV 7.67 3.03OIL 105,518,056

CRH MEDICAL CORPORATION J 4.25 3.09CRH MEDICAL PRODUCTS 12.35 1.86INDUSTRIAL 19,317,089

CRITICAL CONTROL ENERGY SERVICES CORP. J .26 .15CCZ INFORMATION TECH 0.25 0.12INDUSTRIAL 781,815

CRITICAL CONTROL ENGY SERVICES CORP J SR A PR 2.18 1.50CCZ.PR.A INFORMATION TECH .0775 .0400 1.62 1.25INDUSTRIAL 38,059

CROSSWINDS HOLDINGS INC. J 2.04 1.56CWI MERCHANT BANKING 3.00 0.94INDUSTRIAL 349,125

CROWN CAPITAL PARTNERS INC. J 10.55 9.07CRWN FINANCIAL SERVICES 11.90 9.27INDUSTRIAL 1,086,311

CU INC. CUMULATIVE PR SERIES '1' 23.20 21.49CIU.PR.A HOLDING COMPANY 1.1500 .2875 23.36 21.35INDUSTRIAL 96,237

CU INC. CUMULATIVE PR SERIES '4' 17.66 16.39CIU.PR.C HOLDING COMPANY .5613 .1400 16.56 13.65INDUSTRIAL 163,830

CURRENCY EXCHANGE INTERNATIONAL, CORP. J 30.25 22.50CXI CURRENCY EXCH/SERV 32.43 20.01INDUSTRIAL 477,725

CYMBRIA CORPORATION CL 'A' NV 58.00 51.52CYB INVESTMENT COMPANY 53.70 38.53INDUSTRIAL 374,804

D-BOX TECHNOLOGIES INC. CL 'A' J .32 .21DBO ENTERTAINMENT TECH 0.56 0.30INDUSTRIAL 10,931,924

DALRADIAN RESOURCES INC. J 1.35 .91DNA GOLD EXPL & DEV 1.78 1.10MINING 17,642,677

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Issue Name Ticker

SymbolYTD High

YTD Low


YTDDiv Amt

YTD Volume

Prev Year High

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01-May-2018

DATA COMMUNICATIONS MANAGEMENT CORP. 1.97 1.06DCM DIVERSIFIED SERV 3.33 0.94INDUSTRIAL 2,853,869

DATAWIND INC. J .20 .10DW INTERNET ACCESS 0.78 0.11INDUSTRIAL 1,590,938

DELPHI ENERGY CORP. 1.14 .80DEE OIL/GAS EXPL & DEV 1.79 1.01OIL 9,758,841

DELPHI ENERGY CORP. WT .66 .16DEE.WT OIL/GAS EXPL & DEV 0.90 0.33OIL 104,800

DENISON MINES CORP. .79 .54DML URANIUM EXPL & DEV 1.10 0.50MINING 41,113,414

DESCARTES SYSTEMS GROUP INC. (THE) 39.16 31.39DSG SOFTWARE DEV/MKT 39.91 27.78INDUSTRIAL 11,956,404

DESJARDINS 1-5YR LADDERED CDN CORP IDX ETF UN 19.45 19.23DCC INVESTMENT FUND .4200 .2500 20.11 19.49INDUSTRIAL 299,456

DESJARDINS 1-5YR LADDERED CDN GOVT IDX ETF UN 19.28 19.27DCG INVESTMENT FUND .4000 .2500 20.06 19.51INDUSTRIAL 11,979

DESJARDINS CANADIAN PREFERRED INDEX ETF UN 20.98 20.16DCP INVESTMENT FUND .5838 .3325 20.87 19.51INDUSTRIAL 54,216

DESJARDINS CANADIAN SHRT TERM BOND IDX ETF UN 19.50 19.44DCS INVESTMENT FUND .2963 .1850 20.08 19.63INDUSTRIAL 20,236

DESJARDINS CDA MULTIFTR-CONTROL VLTY ETF UN 21.09 19.70DFC INVESTMENT FUND .2600 .1900 21.37 19.69INDUSTRIAL 3,128,415

DESJARDINS CDN UNIVERSE BOND INDEX ETF UN 19.59 19.43DCU INVESTMENT FUND .3763 .2350 20.40 19.57INDUSTRIAL 4,969

DESJARDINS DEV EX-US EX-CA MLTFCTRLVOL ETF UN 21.69 20.13DFD INVESTMENT FUND .2200 .2200 21.14 19.18INDUSTRIAL 718,432

DESJARDINS EMRG MKT MLTFCTR-CNTRL VLTY ETF UN 20.76 19.46DFE INVESTMENT FUND .0038 20.10 19.75INDUSTRIAL 7,475,317

DESJARDINS USA MULTIFTR-CONTROL VLTY ETF UN 21.67 20.00DFU INVESTMENT FUND .1500 .1775 21.36 18.95INDUSTRIAL 872,956

DETOUR GOLD CORPORATION J 15.40 9.17DGC MINERAL EXPL & DEV 21.48 12.50MINING 83,058,896

DHX MEDIA LTD. 4.89 3.45DHX.B TELEVISION PROD/MKT .0775 .0200 7.33 3.75INDUSTRIAL 18,549,996

DHX MEDIA LTD. VARIABLE VOTING 4.87 3.46DHX.A TELEVISION PROD/MKT .0775 .0200 7.31 3.76INDUSTRIAL 1,088,239

DIFFERENCE CAPITAL FINANCIAL INC. J 3.95 2.51DCF INVESTMENT COMPANY 4.75 3.26INDUSTRIAL 255,507

DIRTT ENVIRONMENTAL SOLUTIONS LTD. J 6.10 4.39DRT RECYCLED PRODUCTS 7.51 4.94INDUSTRIAL 32,006,546

DIVERSIFIED ROYALTY CORP. 3.74 3.03DIV INVESTMENT COMPANY .2225 .0738 3.60 2.20INDUSTRIAL 14,300,019

DIVIDEND 15 SPLIT CORP. CL 'A' 11.00 9.57DFN INVESTMENT COMPANY 1.2000 .4000 11.36 10.57INDUSTRIAL 7,022,322

DIVIDEND 15 SPLIT CORP. II CLASS 'A' 9.00 5.15DF INVESTMENT COMPANY 1.2000 .2000 9.00 7.29INDUSTRIAL 8,773,657

DIVIDEND 15 SPLIT CORP. II PR 10.16 10.00DF.PR.A INVESTMENT COMPANY .5250 .1750 10.28 10.03INDUSTRIAL 573,350

DIVIDEND 15 SPLIT CORP. PR 10.34 10.07DFN.PR.A INVESTMENT COMPANY .5250 .1750 10.42 10.11INDUSTRIAL 5,291,201

DIVIDEND GROWTH SPLIT CORP. CL 'A' 8.27 6.27DGS INVESTMENT COMPANY 1.2000 .4000 8.40 7.51INDUSTRIAL 14,132,147

DIVIDEND GROWTH SPLIT CORP. PR 10.20 10.07DGS.PR.A INVESTMENT COMPANY .5250 .1313 10.36 10.00INDUSTRIAL 2,466,234

DIVIDEND SELECT 15 CORP. EQUITY 9.14 8.18DS INVESTMENT COMPANY .8675 .2925 9.22 8.22INDUSTRIAL 914,535

DOLLARAMA INC. 170.00 145.14DOL CONSUMER PROD .4300 .1100 166.62 96.81INDUSTRIAL 28,007,594

DOMTAR CORPORATION 64.81 52.55UFS PULP & PAPER 1.6600 .8500 64.35 46.97INDUSTRIAL 5,769,033

DOREL INDUSTRIES INC. CL 'A' MV 32.65 27.01DII.A FURNITURE MFG 1.2000 .3000 39.00 28.80INDUSTRIAL 10,753

DOREL INDUSTRIES INC. CL 'B' SV 33.10 26.90DII.B FURNITURE MFG 1.2000 .3000 39.31 28.31INDUSTRIAL 2,592,527

DREAM UNLIMITED CORP. 1ST PR SER '1' 7.42 7.25DRM.PR.A REAL ESTATE .5013 .1250 7.41 7.19INDUSTRIAL 453,052

DREAM UNLIMITED CORP. CL 'A' SV 9.71 6.85DRM REAL ESTATE 8.24 6.47INDUSTRIAL 5,744,981

DUNDEE CORPORATION 1ST PR SER '3' 12.62 11.24DC.PR.D MANAGEMENT CO 1.1525 .6113 14.20 11.18INDUSTRIAL 124,427

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01-May-2018

DUNDEE CORPORATION 1ST PR SER '5' 24.89 24.00DC.PR.E MANAGEMENT CO 1.8750 .9375 24.85 22.61INDUSTRIAL 160,152

DUNDEE CORPORATION 5-YR SER '2' PR 12.95 11.30DC.PR.B MANAGEMENT CO 1.4225 .7113 16.89 11.70INDUSTRIAL 244,694

DUNDEE CORPORATION CL 'A' SV 2.70 1.70DC.A MANAGEMENT CO 6.00 2.37INDUSTRIAL 4,143,990

DUNDEE CORPORATION WT .23 .08DC.WT MANAGEMENT CO 1.50 0.15INDUSTRIAL 69,805

DUNDEE PRECIOUS METALS INC. 3.38 2.59DPM INVESTMENT COMPANY 3.70 2.13INDUSTRIAL 15,163,841

DXI ENERGY INC. J .14 .06DXI OIL & GAS EXPL 0.17 0.05OIL 9,344,362

DYNACOR GOLD MINES INC. J 2.26 1.58DNG GOLD EXPL & DEV 2.75 1.50MINING 3,474,915

DYNAMIC ISHARES ACTIVE CANADIAN DIV ETF UN 22.42 20.90DXC INVESTMENT FUND .4000 .2000 22.27 19.67INDUSTRIAL 49,100

DYNAMIC ISHARES ACTIVE CROSSOVER BOND ETF UN 20.48 19.73DXO INVESTMENT FUND .5700 .4400 21.15 20.04INDUSTRIAL 48,648

DYNAMIC ISHARES ACTIVE GLOBAL DIVIDEND ETF UN 26.89 23.51DXG INVESTMENT FUND .0138 24.29 20.07INDUSTRIAL 817,077

DYNAMIC ISHARES ACTIVE GLOBAL FIN SERV ETF UN 23.90 21.02DXF INVESTMENT FUND .1000 22.15 20.53INDUSTRIAL 136,186

DYNAMIC ISHARES ACTIVE PREFERRED SHARE ETF UN 22.73 21.67DXP INVESTMENT FUND .6713 .3600 23.23 20.50INDUSTRIAL 1,704,413

DYNAMIC ISHARES ACTIVE TACTICAL BOND ETF UN 20.59 19.64DXB INVESTMENT FUND .0838 .2338 21.33 20.00INDUSTRIAL 825,780

DYNAMIC ISHARES ACTIVE U.S. DIVIDEND ETF UN 26.60 23.79DXU INVESTMENT FUND .0263 24.55 19.76INDUSTRIAL 150,990

DYNAMIC ISHARES ACTIVE U.S. MID-CAP ETF UN 23.24 21.38DXZ INVESTMENT FUND .0313 22.65 20.15INDUSTRIAL 14,747

DYNAMIC ISHR ACTV INVEST GRADE FLTG RT ETF UN 20.07 20.07DXV INVESTMENT FUND .0388 0.00 0.00INDUSTRIAL 215

E-L FINANCIAL CORP 4.75% 1ST PR SERIES '2' 22.94 22.14ELF.PR.G INSURANCE 1.1875 .5938 23.60 21.60INDUSTRIAL 105,783

E-L FINANCIAL CORP. 5.50% 1ST PR SERIES '3' 25.31 24.64ELF.PR.H INSURANCE 1.3750 .6875 25.59 24.55INDUSTRIAL 166,930

E-L FINANCIAL CORP. LTD. 825.65 783.75ELF INSURANCE 5.0000 2.5000 877.16 721.60INDUSTRIAL 51,412

E-L FINANCIAL CORP. LTD. 1ST PR SERIES '1' 25.24 24.10ELF.PR.F INSURANCE 1.3250 .6625 25.43 23.98INDUSTRIAL 68,473

EAGLE ENERGY INC. J .48 .32EGL OIL & GAS EXPL .0150 0.80 0.27OIL 5,322,784

EASTERN PLATINUM LIMITED J .50 .33ELR MINERAL EXPL & DEV 0.45 0.23MINING 1,628,307

EASTMAIN RESOURCES INC. J .36 .16ER MINING EXPL & DEV 0.64 0.28MINING 24,445,452

ECHELON FINANCIAL HOLDINGS INC. 13.01 11.64EFH HOLDING COMPANY 14.00 10.89INDUSTRIAL 509,323

ECLIPSE RESIDENTIAL MORTGAGE INVEST CORP. 10.20 9.49ERM INVESTMENT COMPANY .7413 .2500 10.79 9.70INDUSTRIAL 279,530

ECN CAPITAL CORP. 3.97 3.36ECN FINANCIAL SERVICES .0400 .0200 4.40 2.97INDUSTRIAL 110,364,044

ECN CAPITAL CORP. 6.25% 5-YR RESET SER 'C' PR 23.96 20.30ECN.PR.C FINANCIAL SERVICES .5475 .7813 24.75 22.79INDUSTRIAL 456,963

ECN CAPITAL CORP. 6.50% 5-YR RESET SER 'A' PR 25.34 22.54ECN.PR.A FINANCIAL SERVICES 1.3425 .8125 26.00 22.92INDUSTRIAL 209,427

ECOBALT SOLUTIONS INC. J 2.10 1.18ECS MINERAL EXPL & DEV 2.08 0.51MINING 61,283,147

ECOBALT SOLUTIONS INC. J WT .38 .11ECS.WT MINERAL EXPL & DEV 0.00 0.00MINING 4,437,979

ECONOMIC INVESTMENT TRUST LTD. 118.00 112.99EVT INVESTMENT TRUST 2.5400 1.1000 118.00 104.01INDUSTRIAL 20,248

ECOSYNTHETIX INC. J 2.40 1.55ECO CHEMICAL MFG 3.14 2.11INDUSTRIAL 2,814,240

ELDORADO GOLD CORPORATION 1.84 1.03ELD MINERAL EXPL & DEV .0200 5.13 1.39MINING 224,287,093

ELECTROVAYA INC. .62 .18EFL BATTERY TECHNOLOGY 3.05 0.60INDUSTRIAL 12,972,149

ELEMENT FLEET MANAGEMENT CORP. 9.76 3.21EFN FINANCIAL SERVICES .2500 .1500 14.42 6.20INDUSTRIAL 249,978,944

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01-May-2018

ELEMENT FLEET MANAGEMENT CORP. 5.75% PR SER I 24.91 16.53EFN.PR.I FINANCIAL SERVICES .5825 .7188 25.05 23.31INDUSTRIAL 579,178

ELEMENT FLEET MANAGEMENT CORP. 6.4% PR SER E 24.88 17.13EFN.PR.E FINANCIAL SERVICES 1.6000 .4000 25.55 23.38INDUSTRIAL 819,286

ELEMENT FLEET MANAGEMENT CORP. 6.5% PR SER A 25.21 17.80EFN.PR.C FINANCIAL SERVICES 1.6250 .4063 25.60 23.50INDUSTRIAL 745,785

ELEMENT FLEET MANAGEMENT CORP. 6.50% PR SER G 25.17 17.84EFN.PR.G FINANCIAL SERVICES 1.6250 .4063 26.38 24.00INDUSTRIAL 1,121,433

ELEMENT FLEET MANAGEMENT CORP. 6.6% PR SER A 24.99 18.06EFN.PR.A FINANCIAL SERVICES 1.6500 .4125 25.75 23.71INDUSTRIAL 596,347

EMERA INCORPORATED 47.57 39.08EMA HOLDING COMPANY 2.1325 .5650 49.48 44.68INDUSTRIAL 59,443,723

EMERA INCORPORATED FLTG RT 1ST PR SERIES 'B' 19.77 18.25EMA.PR.B HOLDING COMPANY .6038 .1788 18.52 13.73INDUSTRIAL 79,315

EMERA INCORPORATED PR SERIES 'A' 19.87 18.40EMA.PR.A HOLDING COMPANY .6388 .1600 18.71 15.06INDUSTRIAL 166,516

EMERA INCORPORATED PR SERIES 'C' 24.80 23.35EMA.PR.C HOLDING COMPANY 1.0250 .2563 24.35 20.99INDUSTRIAL 999,886

EMERA INCORPORATED PR SERIES 'E' 21.95 21.03EMA.PR.E HOLDING COMPANY 1.1250 .2813 22.93 20.57INDUSTRIAL 120,506

EMERA INCORPORATED PR SERIES 'F' 24.91 23.32EMA.PR.F HOLDING COMPANY 1.0625 .2663 24.77 21.00INDUSTRIAL 822,719

EMPIRE COMPANY LTD. CL 'A' NV 26.15 22.35EMP.A HOLDING COMPANY .4150 .2100 26.34 15.40INDUSTRIAL 31,401,275

EMPIRE LIFE INSURANCE COMPANY (THE) SER 1 PR 26.91 25.96EML.PR.A INSURANCE 1.4375 .7188 27.10 26.19INDUSTRIAL 225,118

ENBRIDGE INC. 51.04 37.36ENB OIL PIPELINE 2.4125 .6713 58.28 43.91INDUSTRIAL 295,880,733

ENBRIDGE INC. 5.50% PR SER 'A' 25.31 24.00ENB.PR.A OIL PIPELINE 1.3750 .3438 25.72 24.94INDUSTRIAL 247,973

ENBRIDGE INC. PR SER '11' 21.97 19.70ENB.PF.C OIL PIPELINE 1.1000 .2750 22.13 18.67INDUSTRIAL 856,552

ENBRIDGE INC. PR SER '13' 21.98 19.83ENB.PF.E OIL PIPELINE 1.1000 .2750 22.12 18.82INDUSTRIAL 890,365

ENBRIDGE INC. PR SER '15' 22.30 19.88ENB.PF.G OIL PIPELINE 1.1000 .2750 22.33 19.00INDUSTRIAL 651,011

ENBRIDGE INC. PR SER '17' 25.95 24.70ENB.PF.I OIL PIPELINE 1.3113 .3225 26.65 25.36INDUSTRIAL 2,073,008

ENBRIDGE INC. PR SER '19' 25.57 22.02ENB.PF.K OIL PIPELINE .2688 25.03 24.51INDUSTRIAL 4,578,277

ENBRIDGE INC. PR SER '3' 20.94 18.66ENB.PR.Y OIL PIPELINE 1.0000 .2500 20.95 17.29INDUSTRIAL 1,433,022

ENBRIDGE INC. PR SER '7' 21.93 19.79ENB.PR.J OIL PIPELINE 1.1000 .2750 21.88 18.53INDUSTRIAL 599,542

ENBRIDGE INC. PR SER '9' 22.08 19.82ENB.PF.A OIL PIPELINE 1.1000 .2750 22.04 18.73INDUSTRIAL 676,102

ENBRIDGE INC. PR SER 'B' 19.40 17.56ENB.PR.B OIL PIPELINE .9263 .2138 19.33 17.18INDUSTRIAL 1,247,172

ENBRIDGE INC. PR SER 'C' 20.90 18.42ENB.PR.C OIL PIPELINE .3825 .2038 20.27 17.60INDUSTRIAL 86,321

ENBRIDGE INC. PR SER 'D' 20.97 18.90ENB.PR.D OIL PIPELINE 1.0000 .2500 20.79 17.10INDUSTRIAL 3,301,019

ENBRIDGE INC. PR SER 'F' 21.49 19.21ENB.PR.F OIL PIPELINE 1.0000 .2500 21.39 17.44INDUSTRIAL 3,011,461

ENBRIDGE INC. PR SER 'H' 19.83 17.67ENB.PR.H OIL PIPELINE 1.0000 .2500 19.79 16.03INDUSTRIAL 1,272,326

ENBRIDGE INC. PR SER 'N' 22.08 19.84ENB.PR.N OIL PIPELINE 1.0000 .2500 21.96 18.32INDUSTRIAL 2,017,564

ENBRIDGE INC. PR SER 'P' 21.40 18.90ENB.PR.P OIL PIPELINE 1.0000 .2500 21.30 17.65INDUSTRIAL 1,475,011

ENBRIDGE INC. PR SER 'R' 21.31 19.09ENB.PR.T OIL PIPELINE 1.0000 .2500 21.25 17.80INDUSTRIAL 966,676

ENBRIDGE INCOME FUND HOLDINGS INC. ORDINARY 30.27 26.36ENF INVESTMENT COMPANY 2.0375 .7363 36.31 27.93INDUSTRIAL 46,249,663

ENCANA CORPORATION 17.94 12.37ECA OIL/GAS EXPL & DEV .0600 .0150 18.13 10.54OIL 341,385,168

ENDEAVOUR MINING CORPORATION ORDINARY 26.86 21.02EDV MERCHANT BANKING 28.81 19.77INDUSTRIAL 23,448,575

ENDEAVOUR SILVER CORP. J 4.09 2.53EDR PRECIOUS MTL EXPL 6.44 2.50MINING 26,756,824

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01-May-2018

ENERCARE INC. 20.58 16.45ECI WATER HEATERS .9513 .3238 21.94 17.38INDUSTRIAL 19,724,929

ENERFLEX LTD. 16.85 13.74EFX GAS EQUIP MFG/LSE .3400 .1900 20.57 14.38INDUSTRIAL 21,251,454

ENERGY FUELS INC. J 2.65 1.82EFR URANIUM EXPL & DEV 3.53 1.66MINING 8,445,405

ENERGY FUELS INC. WT J 1.09 .60EFR.WT URANIUM EXPL & DEV 1.60 0.55MINING 244,960

ENERGY LEADERS PLUS INCOME ETF CL 'A' UN 5.77 4.78HPF INVESTMENT FUND .7000 .1488 6.28 4.87INDUSTRIAL 1,972,597

ENERGY LEADERS PLUS INCOME ETF CL 'U' UN 6.02 5.28HPF.U INVESTMENT FUND .7000 .1488 6.48 5.17INDUSTRIAL 301,337

ENERPLUS CORPORATION 16.01 12.18ERF OIL/GAS EXPL & DEV .1200 .0400 13.35 8.97OIL 98,633,504

ENGHOUSE SYSTEMS LIMITED 69.17 59.77ENGH SOFTWARE DEV/MKT 64.39 49.31INDUSTRIAL 2,082,490

ENSIGN ENERGY SERVICES INC. 7.83 5.56ESI OIL/GAS WELLS SERV .4800 .2400 9.81 5.95INDUSTRIAL 28,444,852

ENTERPRISE GROUP, INC. .62 .32E OIL FIELD SERVICE 0.37 0.26INDUSTRIAL 5,017,901

ENTREC CORPORATION .21 .17ENT TRANS SUPPLIES/SERV 0.29 0.15INDUSTRIAL 2,838,888

ENTREE RESOURCES LTD. J .85 .45ETG MINERAL EXPL & DEV 0.94 0.40MINING 5,663,173

EPSILON ENERGY LTD. J 2.99 2.20EPS OIL/GAS EXPL & DEV 3.76 2.71OIL 663,536

EQUITABLE GROUP INC. 72.98 52.01EQB MORTGAGE INV CO .9200 .5100 74.66 36.15INDUSTRIAL 2,521,505

EQUITABLE GROUP INC. PR SERIES 3 25.90 24.95EQB.PR.C MORTGAGE INV CO 1.5875 .3975 25.50 20.26INDUSTRIAL 100,563

EQUIUM GLOBAL TACTICAL ALLOC FUND ETF SER UN 20.81 19.78ETAC INVESTMENT FUND 20.45 19.72INDUSTRIAL 48,658

ERDENE RESOURCE DEVELOPMENT CORPORATION J .60 .37ERD MINERAL EXPL & DEV 1.40 0.47MINING 15,694,538

ERO COPPER CORP. J 9.07 6.87ERO MINING EXPL & DEV 7.60 4.70MINING 3,768,057

ESPIAL GROUP INC. J 2.15 1.71ESP SOFTWARE DEV/MKT 2.73 1.60INDUSTRIAL 3,269,946

ESSENTIAL ENERGY SERVICES LTD. .82 .50ESN ENERGY SERVICES 0.86 0.50OIL 8,534,556

ETRION CORPORATION J .30 .22ETX SOLAR ENERGY TECH 0.37 0.21INDUSTRIAL 475,597

EURO SUN MINING INC. J 1.82 1.02ESM MINERAL EXPL & DEV 2.02 0.65MINING 6,498,130

EUROMAX RESOURCES LTD. J .31 .19EOX MINERAL EXPL & DEV 0.69 0.25MINING 410,743

EUROPEAN FOCUSED DIVIDEND FUND TR UNIT 10.00 9.22EF.UN INVESTMENT FUND .0500 10.04 9.65INDUSTRIAL 630,990

EVERTZ TECHNOLOGIES LIMITED 18.46 16.49ET AUDIO EQUIP MFG/MKT .7200 .1800 19.73 16.00INDUSTRIAL 1,581,908

EVOLVE ACTIVE CDN PREFERRED SHR ETF UNHEGD UN 21.38 20.57DIVS INVESTMENT FUND 20.85 20.14INDUSTRIAL 843,755

EVOLVE ACTIVE SHORT DURATION BOND ETF HEGD UN 19.56 19.56TIME INVESTMENT FUND 19.98 19.65INDUSTRIAL 176

EVOLVE ACTIVE SHORT DURATN BOND ETF UNHEGD UN 20.11 20.11TIME.B INVESTMENT FUND 20.09 19.83INDUSTRIAL 100

EVOLVE ACTIVE US CORE EQUITY ETF HEDGED UN 22.79 20.82CAPS INVESTMENT FUND 20.96 19.86INDUSTRIAL 36,764

EVOLVE ACTIVE US CORE EQUITY ETF UNHEDGED UN 22.71 22.15CAPS.B INVESTMENT FUND 21.17 19.98INDUSTRIAL 1,300

EVOLVE AUTOMOBILE INNOVATION IDX ETF UNHEG UN 23.27 20.47CARS.B INVESTMENT FUND 23.10 20.68INDUSTRIAL 277,550

EVOLVE AUTOMOBILE INNOVATION INDEX ETF HEG UN 22.27 19.63CARS INVESTMENT FUND 22.51 20.40INDUSTRIAL 217,937

EVOLVE BLOCKCHAIN ETF UN 20.24 15.80LINK INVESTMENT FUND 0.00 0.00INDUSTRIAL 30,597

EVOLVE CYBER SECURITY INDEX ETF HEDGED UN 24.58 20.87CYBR INVESTMENT FUND 21.30 19.99INDUSTRIAL 63,411

EVOLVE CYBER SECURITY INDEX ETF UN-HEDGED UN 25.73 22.00CYBR.B INVESTMENT FUND 21.90 20.22INDUSTRIAL 24,614

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SymbolYTD High

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Prev Year Low

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01-May-2018

EVOLVE GLB HEALTHCARE ENHANCED YLD ETF UN-HEG 19.49 18.19LIFE.B INVESTMENT FUND 19.64 19.11INDUSTRIAL 38,528

EVOLVE GLBL HEALTHCARE ENHANCED YLD ETF HG UN 20.38 18.37LIFE INVESTMENT FUND 19.34 19.34INDUSTRIAL 66,947

EVOLVE MARIJUANA ETF CDN UN 21.39 14.40SEED INVESTMENT FUND 0.00 0.00INDUSTRIAL 335,092

EVOLVE NORTH AMERICAN GENDR DIVERS IDX UN-HEG 22.37 21.35HERS.B INVESTMENT FUND 21.68 20.31INDUSTRIAL 3,700

EVOLVE NORTH AMERICAN GENDR DIVERSITY IDX HEG 22.53 20.18HERS INVESTMENT FUND 21.48 20.04INDUSTRIAL 42,828

EVOLVE US BANKS ENHANCED YIELD ETF HEDGED UN 22.85 20.89CALL INVESTMENT FUND 21.40 19.61INDUSTRIAL 138,839

EVOLVE US BANKS ENHANCED YIELD ETF UNHEDGD UN 23.12 21.15CALL.B INVESTMENT FUND 21.36 19.88INDUSTRIAL 3,918

EXACTEARTH LTD. J 1.10 .98XCT MARINE TECH 2.43 0.97INDUSTRIAL 575,734

EXCEL GLOBAL BALANCED ASSET ALLOCA ETF E UN 24.50 24.21EXGB INVESTMENT FUND 25.27 23.86INDUSTRIAL 8,850

EXCEL GLOBAL GROWTH ASSET ALLOCA ETF CL E UN 24.68 24.39EXGG INVESTMENT FUND 25.26 24.04INDUSTRIAL 7,516

EXCELLON RESOURCES INC. J 2.15 1.37EXN MINING EXPL & DEV 2.30 1.22MINING 12,318,724

EXCELLON RESOURCES INC. J WT A .26 .07EXN.WT.A MINING EXPL & DEV 0.29 0.14MINING 82,200

EXCELLON RESOURCES INC. WT J .50 .10EXN.WT MINING EXPL & DEV 0.75 0.28MINING 502,649

EXCELSIOR MINING CORP. J 1.50 1.05MIN COPPER EXPL & DEV 1.48 0.66MINING 9,798,944

EXCHANGE INCOME CORP. 7-YR 5.25% DEB 104.01 99.49EIF.DB.H INVESTMENT COMPANY 107.77 95.00INDUSTRIAL 26,660

EXCHANGE INCOME CORPORATION 35.59 29.65EIF INVESTMENT COMPANY 2.1000 .7075 42.63 25.80INDUSTRIAL 6,571,140

EXCO TECHNOLOGIES LTD. 10.48 8.92XTC TOOL & METALWORK .3200 .0850 12.79 8.80INDUSTRIAL 4,578,769

EXEMPLAR INVESTMENT GRADE FUND SERIES ETF UN 20.13 20.01CORP INVESTMENT FUND 20.03 20.01INDUSTRIAL 36,063

EXFO INC. SV 5.87 4.70EXF TELECOMMUN INSTRMT 8.23 4.63INDUSTRIAL 1,749,347

EXTENDICARE INC. 9.15 8.12EXE HEALTHCARE FACILITY .4800 .1600 10.75 8.73INDUSTRIAL 14,255,043

FAIRCOURT GOLD INCOME CORP. CLASS 'A' 3.58 2.97FGX INVESTMENT COMPANY .2875 .0963 4.38 3.25INDUSTRIAL 361,300

FAIRCOURT SPLIT TRUST 6% PR SECURITIES 10.25 10.02FCS.PR.C INVESTMENT TRUST .6000 .1500 10.70 10.01INDUSTRIAL 126,703

FAIRFAX FINANCIAL HOLDINGS LTD 5YR SER 'K' PR 24.46 23.25FFH.PR.K HOLDING COMPANY 1.1888 .2925 24.38 21.45INDUSTRIAL 835,790

FAIRFAX FINANCIAL HOLDINGS LTD FLTG SR 'H' PR 21.41 19.80FFH.PR.H HOLDING COMPANY .7788 .2113 20.40 15.80INDUSTRIAL 87,368

FAIRFAX FINANCIAL HOLDINGS LTD. SER 'C' PR 24.55 23.21FFH.PR.C HOLDING COMPANY 1.1450 .2863 24.19 20.19INDUSTRIAL 359,496

FAIRFAX FINANCIAL HOLDINGS LTD. SER 'D' PR 24.30 23.20FFH.PR.D HOLDING COMPANY .9263 .2475 23.76 18.83INDUSTRIAL 205,934

FAIRFAX FINANCIAL HOLDINGS LTD. SER 'E' PR 19.60 18.22FFH.PR.E HOLDING COMPANY .7275 .1825 18.76 14.69INDUSTRIAL 114,381

FAIRFAX FINANCIAL HOLDINGS LTD. SER 'G' PR 21.26 19.78FFH.PR.G HOLDING COMPANY .8300 .2075 20.53 16.47INDUSTRIAL 468,035

FAIRFAX FINANCIAL HOLDINGS LTD. SER 'I' PR 22.34 20.78FFH.PR.I HOLDING COMPANY .9275 .2313 22.20 18.49INDUSTRIAL 354,191

FAIRFAX FINANCIAL HOLDINGS LTD. SER 'J' PR 22.79 20.35FFH.PR.J HOLDING COMPANY .8513 .2300 21.65 16.74INDUSTRIAL 117,160

FAIRFAX FINANCIAL HOLDINGS LTD. SER 'M' PR 25.25 24.70FFH.PR.M HOLDING COMPANY 1.1875 .2975 25.12 23.29INDUSTRIAL 529,631

FAIRFAX FINANCIAL HOLDINGS LTD. SV 724.50 614.59FFH HOLDING COMPANY 10.0000 10.0000 708.99 547.95INDUSTRIAL 3,817,551

FAIRFAX FINANCIAL HOLDNGS LTD FLTG SER 'F' PR 19.68 18.00FFH.PR.F HOLDING COMPANY .6800 .1875 18.32 13.85INDUSTRIAL 234,004

FENNEC PHARMACEUTICALS INC. J 18.86 10.03FRX BIOTECHNOLOGY 16.23 2.42INDUSTRIAL 229,150

FIERA CAPITAL CORPORATION CLASS 'A' SV 13.37 10.50FSZ INVESTMENT COMPANY .7000 15.20 12.43INDUSTRIAL 8,880,649

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SymbolYTD High

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01-May-2018

FINANCIAL 15 SPLIT CORP. CL 'A' 10.61 9.91FTN INVESTMENT COMPANY 1.5088 .5025 10.89 9.66INDUSTRIAL 8,374,056

FINANCIAL 15 SPLIT CORP. PR 10.16 10.00FTN.PR.A INVESTMENT COMPANY .5250 .1838 10.26 9.99INDUSTRIAL 3,009,171

FINNING INTERNATIONAL INC. 36.48 29.77FTT HEAVY EQUIPMENT .7450 .1900 32.93 23.76INDUSTRIAL 34,052,211

FIRAN TECHNOLOGY GROUP CORPORATION 3.88 2.04FTG CIRCUIT BOARDS MFG 4.84 2.80INDUSTRIAL 1,823,458

FIRM CAPITAL MORTGAGE INVESTMENT CORPORATION 13.30 12.35FC MORTGAGE & LOAN .9663 .3825 14.47 12.14INDUSTRIAL 2,562,000

FIRST ASSET ACTIVE CANADIAN DIVIDEND ETF UN 9.86 9.05FDV INVESTMENT FUND .3750 .1563 9.82 9.32INDUSTRIAL 49,392

FIRST ASSET ACTIVE CREDIT ETF CAD$ UNITS 9.98 9.67FAO INVESTMENT FUND .5588 .2250 10.22 9.65INDUSTRIAL 258,876

FIRST ASSET ACTV UTIL & INFRASTRUCTURE ETF UN 10.61 9.72FAI INVESTMENT FUND .4100 .1725 10.94 10.08INDUSTRIAL 309,742

FIRST ASSET CAMBRIDGE CORE US EQTY ETF UN 24.92 23.26FCY INVESTMENT FUND .3700 .3600 24.25 21.70INDUSTRIAL 32,651

FIRST ASSET CAMBRIDGE CORE US EQTY ETF UNHEGD 23.74 22.42FCY.B INVESTMENT FUND .3575 .3538 23.99 21.36INDUSTRIAL 10,817

FIRST ASSET CAMBRIDGE GLBL DIV ETF UN-HEGD UN 21.35 20.33FCW.B INVESTMENT FUND .3300 21.15 20.07INDUSTRIAL 60,120

FIRST ASSET CAMBRIDGE GLBL DIVIDEND ETF HEDGD 20.83 20.01FCW INVESTMENT FUND .3050 20.37 19.83INDUSTRIAL 9,933

FIRST ASSET CAN-MATERIALS COVERED CALL ETF UN 15.59 13.00MXF INVESTMENT FUND 1.2300 .4250 17.33 13.15INDUSTRIAL 244,558

FIRST ASSET CANADIAN REIT ETF UNITS 16.24 15.26RIT INVESTMENT FUND .8100 .3375 16.24 15.05INDUSTRIAL 919,929

FIRST ASSET CANBANC INCOME CLASS ETF 12.67 11.45CIC INVESTMENT FUND .7013 .3500 12.55 11.17INDUSTRIAL 924,283

FIRST ASSET CDN BUYBACK INDEX ETF TRANS UN 24.17 22.20FBE INVESTMENT FUND .3425 .1800 23.90 21.16INDUSTRIAL 96,749

FIRST ASSET CDN CONVERTIBLE BOND ETF UN 10.11 9.46CXF INVESTMENT FUND .4800 .2000 10.19 9.63INDUSTRIAL 185,949

FIRST ASSET CDN DIV LOW VOLATILITY IDX ETF UN 20.51 19.57FDL INVESTMENT FUND .7313 .3813 20.75 19.82INDUSTRIAL 19,941

FIRST ASSET CORE CANADIAN EQTY INCM CLASS ETF 21.30 19.98CSY INVESTMENT FUND 1.0313 .5238 21.40 20.00INDUSTRIAL 25,829

FIRST ASSET CORE CANADIAN EQUITY ETF UN 21.83 20.22CED INVESTMENT FUND .5063 .2175 21.73 20.04INDUSTRIAL 65,536

FIRST ASSET CORE U.S. EQUITY ETF C$ UNHEG UN 26.96 24.33CES.B INVESTMENT FUND .2613 .1300 26.51 22.95INDUSTRIAL 42,044

FIRST ASSET CORE U.S. EQUITY ETF C$ UNITS 25.17 23.08CES INVESTMENT FUND .2388 .1188 24.21 21.46INDUSTRIAL 34,746

FIRST ASSET ENERGY GIANTS COVERED CALL ETF UN 8.80 7.50NXF INVESTMENT FUND .5725 .2325 8.59 6.94INDUSTRIAL 862,982

FIRST ASSET ENGY GIANTS COVD CAL ETF UNHEG UN 9.44 8.26NXF.B INVESTMENT FUND .5838 .2350 9.39 7.31INDUSTRIAL 250,269

FIRST ASSET ENHANCED SHORT DURATN BOND ETF UN 9.96 9.88FSB INVESTMENT FUND .0900 .1100 10.11 9.91INDUSTRIAL 3,209,745

FIRST ASSET EUROPEAN BANK ETF UN 10.02 9.07FHB INVESTMENT FUND .1688 .0913 9.71 7.42INDUSTRIAL 352,466

FIRST ASSET INVESTMENT GRADE BOND ETF UN 11.03 10.77FIG INVESTMENT FUND .4800 .1675 11.37 10.93INDUSTRIAL 2,706,130

FIRST ASSET LONG DURATION FIXED INCOME ETF UN 19.14 18.71FLB INVESTMENT FUND .5063 .2213 19.98 18.76INDUSTRIAL 21,238

FIRST ASSET MORNINGSTAR US VALUE INDEX ETF UN 14.36 12.14XXM INVESTMENT FUND .0800 .0763 14.07 12.15INDUSTRIAL 381,508

FIRST ASSET MORNSTR US MOMENTM IDX ETF UN 15.30 13.58YXM INVESTMENT FUND .0213 .0338 14.28 11.70INDUSTRIAL 187,495

FIRST ASSET MORNSTR US MOMENTM IDX ETF UNHEGD 19.86 17.74YXM.B INVESTMENT FUND .0188 .0375 18.44 15.16INDUSTRIAL 109,236

FIRST ASSET MRNSTR US VALUE IDX ETF UNHGD UN 17.85 15.59XXM.B INVESTMENT FUND .1025 .0975 18.55 14.85INDUSTRIAL 400,046

FIRST ASSET MSCI CDA LOW RISK WEIGHTED ETF UN 12.18 11.17RWC INVESTMENT FUND .2975 .1513 12.23 11.41INDUSTRIAL 42,795

FIRST ASSET MSCI CDA QUALITY INDEX CLASS ETF 23.90 22.72FQC INVESTMENT COMPANY .3575 .1900 23.66 21.28INDUSTRIAL 49,263

FIRST ASSET MSCI INT'L LOW RSK WEIGHTD ETF UN 20.86 19.55RWX INVESTMENT FUND .2125 20.86 19.78INDUSTRIAL 116,915

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01-May-2018

FIRST ASSET MSCI INTL LOW RSK WGHT ETF UNHEGD 21.42 19.96RWX.B INVESTMENT FUND .2200 21.13 19.56INDUSTRIAL 300,900

FIRST ASSET MSCI WORLD LOW RISK WGHTD ETF UN 28.95 26.86RWW INVESTMENT FUND .5100 .2538 28.95 25.47INDUSTRIAL 216,109

FIRST ASSET MSCI WRLD LOW RSK WGHT ETF UNHEGD 30.93 28.61RWW.B INVESTMENT FUND .5563 .2700 31.27 27.86INDUSTRIAL 102,400

FIRST ASSET PREFERRED SHARE ETF TRANS UN 23.10 22.22FPR INVESTMENT FUND .9225 .3838 23.03 21.40INDUSTRIAL 157,533

FIRST ASSET TECH GIANTS COVERD CALL ETF UNHEG 19.37 16.00TXF.B INVESTMENT FUND .5738 17.76 15.16INDUSTRIAL 97,066

FIRST ASSET TECH GIANTS COVERED CALL ETF UN 18.49 15.35TXF INVESTMENT FUND .7650 .4988 17.41 13.03INDUSTRIAL 3,490,459

FIRST ASSET U.S. & CDA LIFECO INCOME ETF UN 13.99 12.10FLI INVESTMENT FUND .7000 .3325 13.85 11.86INDUSTRIAL 2,692,866

FIRST ASSET U.S. BUYBACK INDEX ETF TRANS UN 28.37 25.30FBU INVESTMENT FUND .2400 .1213 26.44 21.79INDUSTRIAL 347,818

FIRST ASSET U.S. TRENDLEADERS INDEX ETF UN 24.69 21.97SID INVESTMENT FUND 22.62 19.29INDUSTRIAL 661,889

FIRST ASSET US EQTY MULTI-FACTOR INDX ETF UN 25.02 22.89FUM INVESTMENT FUND .1650 .1150 24.70 20.96INDUSTRIAL 112,032

FIRST ASSET US TACTICL SECTR ALLOC IDX ETF UN 25.09 22.20FUT INVESTMENT FUND .2363 .1125 23.75 20.80INDUSTRIAL 285,449

FIRST ASST MSCI EUROPE LOW RISK WGHTD ETF UN 26.78 24.77RWE INVESTMENT FUND .4938 .2600 26.87 23.35INDUSTRIAL 340,635

FIRST ASST MSCI EUROPE LOW RSK WGHTD UNHEG UN 27.26 25.59RWE.B INVESTMENT FUND .4875 .2650 27.76 22.72INDUSTRIAL 304,781

FIRST ASST MSCI USA LOW RISK COMMON UNITS 15.47 14.35RWU INVESTMENT FUND .1863 .0938 15.31 13.37INDUSTRIAL 120,832

FIRST ASST MSCI USA LOW RISK UNHEDGED COMM UN 18.27 16.63RWU.B INVESTMENT FUND .2238 .1100 18.27 15.96INDUSTRIAL 113,973

FIRST CAPITAL REALTY INC. 21.38 19.08FCR REAL ESTATE .8600 .4300 21.40 19.40INDUSTRIAL 29,718,121

FIRST MAJESTIC SILVER CORP. J 9.31 6.24FR SILVER MINING & EXPL 14.36 7.51MINING 68,522,419

FIRST MINING GOLD CORP. J .63 .41FF MINING FINANCE 0.75 0.50MINING 49,328,924

FIRST NATIONAL FINANCIAL CORP CL A PR SER '1' 15.49 13.50FN.PR.A MORTGAGE INV CO .6975 .3488 15.71 13.23INDUSTRIAL 149,187

FIRST NATIONAL FINANCIAL CORP CL A PR SER '2' 15.01 13.43FN.PR.B MORTGAGE INV CO .6450 .3588 14.95 12.50INDUSTRIAL 81,550

FIRST NATIONAL FINANCIAL CORPORATION 29.03 25.34FN MORTGAGE INV CO 3.0625 .6163 30.02 22.18INDUSTRIAL 1,635,181

FIRST QUANTUM MINERALS LTD. J 22.00 16.32FM MINERAL EXPL & DEV .0100 17.99 9.69MINING 255,289,179

FIRST TR ALPHADEX EMRG MKT DIV ETF(CAD-HEG)AD 17.52 17.18FDE.A INVESTMENT FUND .3400 .1063 16.24 16.09INDUSTRIAL 8,100

FIRST TR ALPHADEX EMRG MKT DIV ETF(CAD-HEG)UN 18.28 16.50FDE INVESTMENT FUND .5200 .1700 17.10 14.52INDUSTRIAL 57,757

FIRST TR ALPHADEX EU DIV INDX ETF(CAD-HEG) UN 24.28 21.64EUR INVESTMENT FUND .7425 .2300 23.87 21.00INDUSTRIAL 71,933

FIRST TR ALPHADEX EU DIV INDX ETF(CAD-HEG)ADV 24.01 24.01EUR.A INVESTMENT FUND .4875 .1438 23.45 21.99INDUSTRIAL 4,001

FIRST TR ALPHADEX US FINANCL SCTR INDX ETF UN 30.16 27.00FHF INVESTMENT FUND .2863 .1113 28.95 24.33INDUSTRIAL 40,822

FIRST TR GLBL RSK MANAGED INCM IDX ETF ADV UN 18.93 18.93ETP.A INVESTMENT FUND .6325 .2150 19.70 19.38INDUSTRIAL 614

FIRST TR GLOBAL RISK MANAGED INCM INDX ETF UN 19.47 18.70ETP INVESTMENT FUND .7850 .2600 19.76 19.23INDUSTRIAL 104,652

FIRST TR INDX INNOVATIVE TRANS&PROCESS ETF UN 19.00 18.52BLCK INVESTMENT FUND 0.00 0.00INDUSTRIAL 5,756

FIRST TR SH DURATN HI YLD BND ETF(CA-HG)ADVSR 19.53 19.13FSD.A INVESTMENT FUND .7688 .2638 19.75 19.23INDUSTRIAL 13,650

FIRST TR SHORT DUR HIGH YLD BND ETF(CA-HEG)UN 21.67 21.13FSD INVESTMENT FUND 1.0275 .3450 22.36 21.39INDUSTRIAL 9,503

FIRST TRUST CANADIAN CAPITAL STRENGHT ETF ADV 28.66 26.80FST.A INVESTMENT FUND .0650 .0450 28.18 24.75INDUSTRIAL 55,224

FIRST TRUST CANADIAN CAPITAL STRENGHT ETF UN 34.13 31.86FST INVESTMENT FUND .1650 .1150 33.50 29.33INDUSTRIAL 182,660

FIRST TRUST SENIOR LOAN ETF (CAD-HEDGED) UN 19.40 19.22FSL INVESTMENT FUND .7825 .2475 20.02 19.18INDUSTRIAL 196,261

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01-May-2018

FIRST TRUST SENIOR LOAN ETF(CAD-HEDGED)ADV UN FSL.A INVESTMENT FUND .6263 .2025 19.72 19.30INDUSTRIAL 99

FIRST TRUST TACTICAL BOND INDEX ETF UN 19.47 18.94FTB INVESTMENT FUND .7850 .2400 19.84 19.37INDUSTRIAL 72,626

FIRSTSERVICE CORPORATION SV 94.64 78.15FSV PROPERTY SERVICES .4775 .2575 94.73 63.00INDUSTRIAL 4,181,851

FISSION URANIUM CORP. J .89 .60FCU URANIUM EXPL & DEV 0.92 0.53MINING 32,308,249

FORACO INTERNATIONAL SA .42 .34FAR DRILLING SERVICES 0.46 0.32INDUSTRIAL 446,305

FORSYS METALS CORP. J .18 .09FSY METAL EXPL & PROD 0.28 0.11MINING 6,120,823

FORTIS INC. 46.00 39.38FTS MANAGEMENT CO 1.6250 .4250 48.73 40.59INDUSTRIAL 92,289,350

FORTIS INC. 1ST PR SERIES 'F' 24.56 22.88FTS.PR.F MANAGEMENT CO 1.2250 .3063 24.90 22.81INDUSTRIAL 245,518

FORTIS INC. 1ST PR SERIES 'J' 23.48 22.10FTS.PR.J MANAGEMENT CO 1.1875 .2975 24.50 22.11INDUSTRIAL 298,958

FORTIS INC. 1ST PR SERIES 'K' 23.00 21.28FTS.PR.K MANAGEMENT CO 1.0000 .2500 21.82 18.20INDUSTRIAL 525,292

FORTIS INC. 1ST PR SERIES 'M' 24.45 23.26FTS.PR.M MANAGEMENT CO 1.0250 .2563 23.95 20.19INDUSTRIAL 1,473,994

FORTIS INC. 5-YR RESET 1ST PR SERIES 'G' 23.49 21.35FTS.PR.G MANAGEMENT CO .9713 .2425 22.00 18.51INDUSTRIAL 1,320,231

FORTIS INC. 5-YR RESET 1ST PR SERIES 'H' 19.27 17.46FTS.PR.H MANAGEMENT CO .6250 .1563 18.17 14.11INDUSTRIAL 672,909

FORTIS INC. FLOATING RATE 1ST PR SERIES 'I' 19.41 17.10FTS.PR.I MANAGEMENT CO .5000 .1463 17.19 12.74INDUSTRIAL 234,716

FORTRESS GLOBAL ENTERPRISES INC. CLASS 'A' 4.12 2.95FGE PAPER PRODUCTS 0.00 0.00INDUSTRIAL 330,270

FORTUNA SILVER MINES INC. 7.63 5.29FVI SILVER MINING & EXPL 9.18 5.13MINING 32,571,615

FORTUNE MINERALS LIMITED J .38 .22FT MINERAL EXPL & DEV 0.34 0.12MINING 67,403,405

FRANCO-NEVADA CORPORATION 101.48 85.21FNV INVESTMENT COMPANY .9100 .2300 110.18 79.71MINING 39,956,925

FRANKLIN LIB QT EMERGING MARKETS IDX ETF UN 20.83 19.25FLEM INVESTMENT FUND 0.00 0.00INDUSTRIAL 87,635

FRANKLIN LIBERTY CDN INV GRD CORPORATE ETF UN 19.58 19.17FLCI INVESTMENT FUND 19.85 19.34INDUSTRIAL 68,168

FRANKLIN LIBERTY CORE BALANCED ETF UN 19.59 19.21FLBA INVESTMENT FUND 0.00 0.00INDUSTRIAL 327

FRANKLIN LIBERTY RISK MANAGED CDN EQTY ETF UN 21.00 19.63FLRM INVESTMENT FUND 21.35 19.65INDUSTRIAL 168,703

FRANKLIN LIBERTYQT GLOBAL DIVIDEND IDX ETF UN 20.36 18.75FLGD INVESTMENT FUND 0.00 0.00INDUSTRIAL 440,135

FRANKLIN LIBERTYQT INTERNATL EQTY INDX ETF UN 20.24 18.75FLDM INVESTMENT FUND 20.30 18.72INDUSTRIAL 154,201

FRANKLIN LIBERTYQT U.S. EQUITY INDEX ETF UN 22.67 20.74FLUS INVESTMENT FUND 22.07 18.75INDUSTRIAL 316,494

FREEGOLD VENTURES LIMITED J .12 .08FVL MINERAL EXPL & DEV 0.19 0.08MINING 3,588,008

FREEHOLD ROYALTIES LTD. 14.85 11.71FRU INVESTMENT COMPANY .5700 .2025 16.41 11.96OIL 20,882,017

FRESHII INC. CLASS 'A' SV 8.00 6.13FRII RESTAURANTS 15.09 5.28INDUSTRIAL 3,812,899

FRONTERA ENERGY CORPORATION 46.93 33.16FEC OIL/GAS EXPL & DEV 43.66 31.00OIL 1,654,408

GAMEHOST INC. 10.96 9.82GH REAL EST/GAMING OPERS .6900 .2300 12.09 8.94INDUSTRIAL 856,570

GAZIT-GLOBE LTD. ORDINARY 13.65 12.00GZT PROP ACQUIS & DEV .3813 .2625 14.70 11.02INDUSTRIAL 37,874

GDI INTEGRATED FACILITY SERVICES INC. SV J 17.50 15.06GDI JANITORIAL SERVICES 18.60 14.85INDUSTRIAL 541,084

GEAR ENERGY LTD. 1.00 .67GXE OIL/GAS EXPL & DEV 1.25 0.60OIL 27,184,764

GENDIS INC. 5.27 5.19GDS CLOTHING RETAIL .1000 .0250 5.24 2.57INDUSTRIAL 426,259

GENENEWS LIMITED J .24 .09GEN MEDICAL RSCH & TECH 0.53 0.08INDUSTRIAL 35,618,202

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SymbolYTD High

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01-May-2018

GENERAL MOLY, INC. .58 .41GMO MINERAL EXPL & DEV 0.95 0.35MINING 94,077

GENESIS LAND DEVELOPMENT CORP. 3.85 3.40GDC REAL ESTATE .2100 .2500 3.95 2.78INDUSTRIAL 304,267

GENWORTH MI CANADA INC. 43.95 38.00MIC MORTGAGE INSURANCE 1.7900 .4700 44.49 30.38INDUSTRIAL 17,393,430

GEODRILL LIMITED ORDINARY 2.23 1.77GEO DRILLING SERVICES 2.82 1.71INDUSTRIAL 3,359,868

GIBSON ENERGY INC. 19.38 15.68GEI NAT GAS DSTR 1.3200 .6600 20.31 15.92INDUSTRIAL 26,135,267

GILDAN ACTIVEWEAR INC. 42.18 36.27GIL SPORTSWR MFG/DSTR .3738 .1125 42.18 30.97INDUSTRIAL 47,736,048

GLACIER MEDIA INC. J .84 .60GVC PUBLISHERS 0.85 0.50INDUSTRIAL 840,856

GLG LIFE TECH CORPORATION J 1.35 .75GLG FOOD PROD & DSTR 1.60 0.24INDUSTRIAL 437,067

GLOBAL ALPHA WORLDWIDE GROWTH FUND UNITS 11.60 10.79GAF.UN INVESTMENT FUND .2500 .6450 11.60 9.84INDUSTRIAL 196,132

GLOBAL CHAMPIONS SPLIT CORP. CL A PR SER '1' 25.35 25.06GCS.PR.A INVESTMENT COMPANY 1.0000 .5000 25.62 24.96INDUSTRIAL 40,303

GLOBAL HEALTHCARE INCOME & GROWTH ETF UN 9.50 8.17HIG INVESTMENT FUND .2000 0.00 0.00INDUSTRIAL 460,165

GLOBAL INNOVATION DIVIDEND FUND TR UNITS 10.00 9.75BL.UN INVESTMENT TRUST 0.00 0.00INDUSTRIAL 345,488

GLOBAL REAL ESTATE DIVIDEND GROWERS CORP EQTY 8.42 7.76GRL INVESTMENT COMPANY .6000 .2000 8.63 7.37INDUSTRIAL 598,267

GLOBAL REIT LEADERS INCOME ETF UN 10.05 9.15HGR INVESTMENT FUND .2288 .1838 10.26 9.77INDUSTRIAL 115,119

GLOBAL RES CHAMPIONS SPLIT CORP SER 1 CL A PR 26.19 25.50GRP.PR.A INVESTMENT COMPANY 1.5625 .7813 26.72 25.15INDUSTRIAL 52,843

GLOBAL WATER RESOURCES, INC. 12.00 10.72GWR RECYCLE WATER MGT .2750 .0950 13.37 10.31INDUSTRIAL 238,962

GLOBALANCE DIVIDEND GROWERS CORP. EQUITY 9.35 8.56GBF INVESTMENT COMPANY .5000 .1663 9.11 8.06INDUSTRIAL 394,743

GLOBEX MINING ENTERPRISES INC. J .51 .38GMX MINING EXPL & DEV 0.63 0.39MINING 3,050,661

GLUSKIN SHEFF + ASSOCIATES INC. 16.83 14.15GS WEALTH MANAGEMENT 1.8500 .2500 19.93 14.75INDUSTRIAL 9,398,343

GMP CAPITAL INC. 4.64 2.67GMP INVEST DEALER SERV .1000 4.39 2.13INDUSTRIAL 12,630,081

GMP CAPITAL INC. 5-YR RST SER 'B' PR 13.02 11.98GMP.PR.B INVEST DEALER SERV .9025 .4513 14.68 11.50INDUSTRIAL 225,204

GMP CAPITAL INC. CUMLTV FLTG RATE SER 'C' PR 13.10 12.06GMP.PR.C INVEST DEALER SERV .8500 .4613 14.00 11.60INDUSTRIAL 74,670

GOEASY LTD. 41.50 33.22GSY RENT-TO-OWN .6650 .4050 37.48 24.05INDUSTRIAL 2,240,371

GOGOLD RESOURCES INC. J .46 .31GGD MINERAL EXPL & DEV 0.99 0.37MINING 16,144,954

GOGOLD RESOURCES INC. WT J .03 .01GGD.WT MINERAL EXPL & DEV 0.13 0.01MINING 286,073

GOLD STANDARD VENTURES CORP. J 2.46 1.90GSV GOLD EXPL & DEV 2.25 1.61MINING 14,604,107

GOLDCORP INC. 19.32 15.15G GOLD PRODUCER .0800 .0200 23.35 15.00MINING 207,483,253

GOLDEN MINERALS COMPANY J .60 .46AUMN MINERAL EXPL & DEV 1.10 0.47MINING 580,839

GOLDEN QUEEN MINING CO. LTD. J .24 .16GQM MINERAL EXPL & DEV 1.09 0.18MINING 20,655,719

GOLDEN QUEEN MINING CO. LTD. WT J .04 .01GQM.WT MINERAL EXPL & DEV 0.20 0.01MINING 1,721,860

GOLDEN STAR RESOURCES LTD. 1.13 .70GSC GOLD EXPL & DEV 1.33 0.76MINING 22,554,693

GOLDGROUP MINING INC. J .08 .05GGA PRECIOUS MTL EXPL 0.18 0.05MINING 7,450,986

GOLDMONEY INC. 6.65 3.03XAU FINANCIAL SERV & TECH 8.05 2.34INDUSTRIAL 10,043,690

GOODFELLOW INC. 8.40 7.06GDL FOREST PRODUCTS 9.58 6.85INDUSTRIAL 219,568

GOODFOOD MARKET CORP. J 3.15 2.17FOOD FOOD PROD & DSTR 3.50 1.20INDUSTRIAL 3,306,657

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01-May-2018

GRAN COLOMBIA GOLD CORP. J 2.87 1.93GCM GOLD EXPL & DEV 2.23 1.28MINING 7,060,587

GRAN COLOMBIA GOLD CORP. J A WT .12 .03GCM.WT.A GOLD EXPL & DEV 0.08 0.01MINING 287,412

GRAN TIERRA ENERGY INC. J 4.26 3.01GTE OIL/GAS EXPL & DEV 4.18 2.41OIL 64,188,484

GRAN TIERRA EXCHANGECO INC. EXCHANGEABLE J 4.19 3.00GTX OIL/GAS EXPL & DEV 4.02 2.45OIL 57,744

GRANITE OIL CORP. J 3.31 1.90GXO OIL & GAS EXPL .4200 .0925 6.28 2.85OIL 10,640,895

GREAT CANADIAN GAMING CORPORATION 38.56 32.23GC GAMING OPERATIONS 35.34 22.50INDUSTRIAL 9,367,912

GREAT PANTHER SILVER LIMITED J 1.86 1.40GPR MINERAL EXPL & DEV 2.95 1.39MINING 6,295,161

GREAT-WEST LIFECO INC. 35.59 32.27GWO HOLDING COMPANY 1.4675 .3888 37.79 33.01INDUSTRIAL 42,895,678

GREAT-WEST LIFECO INC. 1ST PR SERIES O 19.77 17.71GWO.PR.O HOLDING COMPANY .4663 .1338 17.95 13.98INDUSTRIAL 175,778

GREAT-WEST LIFECO INC. 3.65% 1ST PR SERIES N 20.26 18.30GWO.PR.N HOLDING COMPANY .5438 .1363 18.89 14.30INDUSTRIAL 385,785

GREAT-WEST LIFECO INC. 4.50% 1ST PR SERIES I 22.33 20.95GWO.PR.I HOLDING COMPANY 1.1250 .2813 23.01 21.30INDUSTRIAL 430,838

GREAT-WEST LIFECO INC. 4.80% 1ST PR SERIES R 23.75 22.26GWO.PR.R HOLDING COMPANY 1.2000 .3000 24.43 22.36INDUSTRIAL 456,111

GREAT-WEST LIFECO INC. 4.85% 1ST PR SERIES H 23.55 22.25GWO.PR.H HOLDING COMPANY 1.2125 .3038 24.47 22.40INDUSTRIAL 641,164

GREAT-WEST LIFECO INC. 5.15% 1ST PR SERIES Q 24.93 23.77GWO.PR.Q HOLDING COMPANY 1.2875 .3225 25.50 23.85INDUSTRIAL 419,151

GREAT-WEST LIFECO INC. 5.15% 1ST PR SERIES T 25.00 23.95GWO.PR.T HOLDING COMPANY .7975 .3225 25.35 23.93INDUSTRIAL 379,000

GREAT-WEST LIFECO INC. 5.20% 1ST PR SERIES G 25.15 23.85GWO.PR.G HOLDING COMPANY 1.3000 .3250 25.73 24.00INDUSTRIAL 987,064

GREAT-WEST LIFECO INC. 5.25% 1ST PR SERIES S 25.66 24.20GWO.PR.S HOLDING COMPANY 1.3125 .3288 25.81 24.33INDUSTRIAL 951,143

GREAT-WEST LIFECO INC. 5.65% 1ST PR SERIES L 26.50 24.95GWO.PR.L HOLDING COMPANY 1.4125 .3538 26.12 25.40INDUSTRIAL 561,966

GREAT-WEST LIFECO INC. 5.80% 1ST PR SERIES M 26.72 25.26GWO.PR.M HOLDING COMPANY 1.4500 .3625 26.65 25.51INDUSTRIAL 817,516

GREAT-WEST LIFECO INC. PR SERIES F 26.18 25.28GWO.PR.F HOLDING COMPANY 1.4750 .3688 26.23 25.39INDUSTRIAL 161,234

GT-WEST LIFECO INC. 5.40% 1ST PR SERIES P 25.59 24.64GWO.PR.P HOLDING COMPANY 1.3500 .3375 26.05 24.67INDUSTRIAL 347,531

GUARDIAN CAPITAL GROUP LTD. 27.00 23.82GCG MUTUAL FUNDS .3850 .2250 29.50 23.26INDUSTRIAL 42,662

GUARDIAN CAPITAL GROUP LTD. CL 'A' NV 27.08 23.45GCG.A MUTUAL FUNDS .3850 .2250 29.00 23.25INDUSTRIAL 734,172

GUYANA GOLDFIELDS INC. J 5.42 4.36GUY BASE MTL EXPL/DEV 8.11 3.96MINING 42,031,905

GVIC COMMUNICATIONS CORP. CLASS 'B' .25 .18GCT COMMUNICATIONS 0.36 0.13INDUSTRIAL 30,972

GVIC COMMUNICATIONS CORP. CLASS 'C' NV .20 .06GCT.C COMMUNICATIONS 0.18 0.11INDUSTRIAL 243,960

HAMILTON CAPITAL GLBL FIN YLD ETF E USF UN 14.16 12.68HFY.U INVESTMENT FUND .1950 .3900 13.39 12.84INDUSTRIAL 289,807

HAMILTON CAPITAL GLBL FINANCIALS YLD ETF E UN 17.59 16.10HFY INVESTMENT FUND .5250 .3900 16.99 15.81INDUSTRIAL 584,826

HAMILTON CAPITAL GLOBAL BANK ETF CL E UN 23.92 20.66HBG INVESTMENT FUND .4350 .2400 23.46 19.66INDUSTRIAL 476,035

HAMILTON CAPITAL GLOBAL BANK ETF CL E USF UN 19.00 16.70HBG.U INVESTMENT FUND .0900 .2400 17.49 16.62INDUSTRIAL 26,511

HAMMOND MANUFACTURING CO. LTD. CL 'A' SV 2.45 1.97HMM.A ELECT EQUIP MFG .0200 .0200 2.38 1.72INDUSTRIAL 343,338

HAMMOND POWER SOLUTIONS INC. CL 'A' SV 9.93 9.03HPS.A ELECT EQUIP MFG .2400 .0600 9.99 6.01INDUSTRIAL 241,884

HANWEI ENERGY SERVICES CORP. .06 .02HE FIBREGLASS PRODUCTS 0.06 0.02INDUSTRIAL 5,320,410

HARDWOODS DISTRIBUTION INC. 21.41 17.65HDI LUMBER PROCESS/MKT .2600 .1450 0.00 0.00INDUSTRIAL 2,489,825

HARTE GOLD CORP. J .55 .33HRT GOLD EXPL & DEV 0.87 0.29MINING 28,599,565

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01-May-2018

HARVEST BANKS & BUILDINGS INCOME ETF CL A UN 20.06 19.96HCBB INVESTMENT FUND 0.00 0.00INDUSTRIAL 1,717

HARVEST EUROPEAN LEADERS INCOME ETF CL A UN 20.70 19.71HEUR INVESTMENT FUND 0.00 0.00INDUSTRIAL 51,201

HARVEST GLOBAL RESOURCE LEADERS ETF A UN 20.33 17.99HRES INVESTMENT FUND 0.00 0.00INDUSTRIAL 470,580

HARVEST US BANK LEADERS INCOME ETF A UN 20.06 18.01HUBL INVESTMENT FUND 0.00 0.00INDUSTRIAL 138,446

HEALTHCARE LEADERS INCOME ETF CL 'A' UNITS 8.97 7.80HHL INVESTMENT FUND .7000 .2338 8.90 7.85INDUSTRIAL 4,882,873

HELIUS MEDICAL TECHNOLOGIES, INC. CL 'A' J 16.05 9.40HSM MEDICAL TECH/SFWR 5.09 1.72INDUSTRIAL 2,413,459

HELIUS MEDICAL TECHNOLOGIES, INC. WT J 2.50 1.30HSM.WT MEDICAL TECH/SFWR 3.42 0.90INDUSTRIAL 87,980

HELIX BIOPHARMA CORP. 1.10 .70HBP BIOPHARMACEUTICAL 1.50 0.70INDUSTRIAL 337,776

HEROUX-DEVTEK INC. 15.49 13.89HRX AEROSPACE DEV/SERV 15.71 11.06INDUSTRIAL 1,076,173

HIGH ARCTIC ENERGY SERVICES INC. 4.39 3.69HWO OIL FIELD SERVICE .1975 .0663 6.27 3.61INDUSTRIAL 5,282,419

HIGH LINER FOODS INCORPORATED 15.21 10.38HLF SEAFOOD PROD MFG .5650 .1450 21.60 12.80INDUSTRIAL 5,881,973

HOLLOWAY LODGING CORPORATION J 6.10 5.25HLC HOTELS .1400 .0350 5.99 4.90INDUSTRIAL 850,357

HOME CAPITAL GROUP INC. 18.63 12.67HCG FINANCIAL SERVICES .2600 32.26 5.06INDUSTRIAL 25,613,064

HORIZON NORTH LOGISTICS INC. J 2.43 1.50HNL DRILLING SERVICES .0800 .0400 2.35 1.16INDUSTRIAL 30,736,013

HORIZONS ABSOLUTE RET GLBL CURRENCY ETF E UN 22.00 20.49HARC INVESTMENT FUND 21.39 19.93INDUSTRIAL 170,331

HORIZONS ACT US FLTG RT BND(USD)ETF E CAD UN 13.22 12.52HUF INVESTMENT FUND .1675 .0738 13.90 12.25INDUSTRIAL 102,010

HORIZONS ACTIVE A.I. GLOBAL EQTY ETF CL A UN 26.49 23.80MIND INVESTMENT FUND 26.26 24.43INDUSTRIAL 302,586

HORIZONS ACTIVE CDN BOND ETF CL E UNITS 9.89 9.66HAD INVESTMENT FUND .2838 .0900 10.20 9.44INDUSTRIAL 69,932

HORIZONS ACTIVE CDN DIVIDEND ETF CL E UN 16.19 14.59HAL INVESTMENT FUND .4350 .2563 16.25 14.99INDUSTRIAL 196,878

HORIZONS ACTIVE CDN MUNICIPL BOND ETF CL E UN 9.78 9.69HMP INVESTMENT FUND .2063 .0663 10.00 9.73INDUSTRIAL 396,755

HORIZONS ACTIVE CORPORATE BOND ETF CL E UN 10.79 10.52HAB INVESTMENT FUND .3475 .1113 11.12 10.59INDUSTRIAL 1,924,052

HORIZONS ACTIVE EMERGING MKTS DIV ETF CL E UN 14.50 13.43HAJ INVESTMENT FUND .2038 .1188 13.94 11.86INDUSTRIAL 196,335

HORIZONS ACTIVE FLTG RATE BOND ETF CL E UN 10.10 10.02HFR INVESTMENT FUND .2113 .0763 10.11 10.02INDUSTRIAL 3,758,704

HORIZONS ACTIVE FLTG RATE PREF SHARE ETF E UN 10.18 9.60HFP INVESTMENT FUND .3613 .1200 9.88 8.72INDUSTRIAL 948,581

HORIZONS ACTIVE FLTG RATE SR LOAN ETF E UN 9.80 9.72HSL INVESTMENT FUND .3088 .0975 10.02 9.75INDUSTRIAL 210,944

HORIZONS ACTIVE GLOBAL DIVIDEND ETF CL E UN 22.04 19.76HAZ INVESTMENT FUND .3925 .2300 22.04 18.92INDUSTRIAL 1,657,811

HORIZONS ACTIVE GLOBAL FIXED INCOME ETF E UN 8.14 7.90HAF INVESTMENT FUND .2538 .0688 8.40 7.88INDUSTRIAL 351,523

HORIZONS ACTIVE HIGH YIELD BOND ETF CL E UN 10.21 9.81HYI INVESTMENT FUND .5800 .1963 10.52 10.01INDUSTRIAL 798,572

HORIZONS ACTIVE INTL DEV MARKTS EQTY ETF A UN 10.54 9.90HADM INVESTMENT FUND 10.34 10.03INDUSTRIAL 7,871

HORIZONS ACTIVE PREFERRED SHARE ETF CL E UN 9.89 9.47HPR INVESTMENT FUND .3750 .1213 9.79 8.70INDUSTRIAL 6,264,242

HORIZONS ACTIVE US DIVIDEND ETF CL E USF UN 10.08 9.55HAU.U INVESTMENT FUND .1850 .1113 9.74 8.62INDUSTRIAL 10,220

HORIZONS ACTIVE US DIVIDEND ETF E UN 12.65 11.51HAU INVESTMENT FUND .1850 .1113 12.55 11.11INDUSTRIAL 88,079

HORIZONS CANADIAN DOLLAR CURRENCY ETF CL A UN 10.45 9.80CAN INVESTMENT FUND 10.59 9.40INDUSTRIAL 505,326

HORIZONS CDN HIGH DIVIDEND INDEX ETF CL A UN 32.33 28.80HXH INVESTMENT FUND 32.18 29.20INDUSTRIAL 278,127

HORIZONS CDN INSIDER INDEX ETF CL A UNITS 12.99 11.95HII INVESTMENT FUND .2313 .1250 12.75 11.39INDUSTRIAL 198,407

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01-May-2018

HORIZONS CDN MIDSTREAM OIL & GAS IDX ETF A UN 9.24 8.25HOG INVESTMENT FUND .3913 .1825 10.04 8.77INDUSTRIAL 356,323

HORIZONS CDN SELECT UNIVERSE BOND ETF CL A UN 44.75 43.97HBB INVESTMENT FUND 45.38 43.51INDUSTRIAL 665,974

HORIZONS CHINA HIGH DIVIDEND YLD IDX ETF A UN 29.32 24.79HCN INVESTMENT FUND .9125 .4600 26.00 20.40INDUSTRIAL 141,789

HORIZONS CRUDE OIL ETF CL 'A' UNITS 14.17 11.90HUC INVESTMENT FUND 13.25 9.83INDUSTRIAL 405,997

HORIZONS ENHANCED INCOME ENERGY ETF CL E UNIT 12.60 10.16HEE INVESTMENT FUND .8300 .2475 16.02 11.26INDUSTRIAL 404,798

HORIZONS ENHANCED INCOME EQUITY ETF E UN 7.03 6.30HEX INVESTMENT FUND .3763 .1250 7.09 6.40INDUSTRIAL 648,220

HORIZONS ENHNC INCM US EQ(USD)ETF CAD CL E UN 15.69 14.32HEA INVESTMENT FUND .6388 .2263 15.60 13.94INDUSTRIAL 84,120

HORIZONS ENHNC INCOME GOLD PRODUCERS ETF E UN 25.91 22.01HEP INVESTMENT FUND 1.8338 .4775 28.62 23.00INDUSTRIAL 470,662

HORIZONS ENHNC INCOME INT'L EQUITY ETF E UNIT 7.29 6.31HEJ INVESTMENT FUND .4013 .1550 7.12 6.21INDUSTRIAL 890,147

HORIZONS ENHNCD INCOME FINANCIALS ETF CL E UN 9.58 8.49HEF INVESTMENT FUND .5425 .1650 9.45 8.35INDUSTRIAL 195,369

HORIZONS EURO STOXX50 INDEX ETF CL A UN 32.74 29.20HXX INVESTMENT FUND 32.68 25.78INDUSTRIAL 374,904

HORIZONS GLBL CUR OPPORTUNITIES ETF CL E UN 11.05 10.57HGC INVESTMENT FUND 10.83 9.38INDUSTRIAL 95,603

HORIZONS GLOBAL RISK PARITY ETF CL E UNITS 10.69 10.03HRA INVESTMENT FUND .0425 10.56 9.37INDUSTRIAL 185,128

HORIZONS GOLD ETF CL 'A' UN 12.40 11.87HUG INVESTMENT FUND 12.44 10.84INDUSTRIAL 143,235

HORIZONS GOLD YIELD ETF CL 'E' UNITS 5.23 5.00HGY INVESTMENT FUND .2363 .0763 5.32 4.88INDUSTRIAL 469,500

HORIZONS INOVESTOR CDN EQUITY INDEX ETF A UN 10.42 9.71INOC INVESTMENT FUND 10.32 9.99INDUSTRIAL 535,479

HORIZONS INTL DEV MKTS EQUITY INDX CL A UN 34.60 31.92HXDM INVESTMENT FUND 33.60 30.87INDUSTRIAL 394,191

HORIZONS MANAGED GLBL OPPORTUNITIES ETF CL E 11.55 10.84HGM INVESTMENT FUND .4550 .1225 11.32 9.79INDUSTRIAL 72,649

HORIZONS MARIJUANA LIFE SCIENCES IDX ETF A UN 25.56 13.97HMMJ INVESTMENT FUND 20.10 8.21INDUSTRIAL 83,240,996

HORIZONS MARIJUANA LIFE SCIENCES IDX ETF A US 20.41 11.10HMMJ.U INVESTMENT FUND 16.00 6.48INDUSTRIAL 1,067,141

HORIZONS MORNINGSTAR HEDGE FUND INDX ETF E UN 15.04 13.88HHF INVESTMENT FUND 14.68 13.27INDUSTRIAL 349,085

HORIZONS NASDAQ-100 INDEX ETF CL 'A' UN 51.40 44.37HXQ INVESTMENT FUND 46.67 36.25INDUSTRIAL 252,003

HORIZONS NASDAQ-100 INDEX ETF CL 'A' US UN 39.36 35.18HXQ.U INVESTMENT FUND 36.25 27.15INDUSTRIAL 25,186

HORIZONS NATURAL GAS ETF CL 'A' UNITS 5.94 5.53HUN INVESTMENT FUND 7.36 5.35INDUSTRIAL 259,614

HORIZONS NATURAL GAS YIELD ETF CL 'E' UNITS 12.05 10.37HNY INVESTMENT FUND 1.1388 .2600 15.98 10.25INDUSTRIAL 182,897

HORIZONS ROBOTICS & AUTOMATION INDEX ETF A UN 27.73 23.50ROBO INVESTMENT FUND 25.50 23.64INDUSTRIAL 1,513,514

HORIZONS S&P 500 CAD HEDGED INDEX ETF CL A UN 68.11 60.35HSH INVESTMENT FUND 63.99 53.18INDUSTRIAL 276,562

HORIZONS S&P 500 INDEX ETF CL A UNITS 67.96 60.28HXS INVESTMENT FUND 65.15 54.50INDUSTRIAL 1,480,317

HORIZONS S&P 500 INDEX ETF CL A UNITS USF 53.80 47.71HXS.U INVESTMENT FUND 50.52 41.47INDUSTRIAL 192,921

HORIZONS S&P/TSX 60 EQUAL WEIGHT ETF E UN 14.63 13.17HEW INVESTMENT FUND .2150 .1163 14.32 13.03INDUSTRIAL 65,305

HORIZONS S&P/TSX 60 INDEX ETF CL A UN 33.98 30.57HXT INVESTMENT FUND 33.53 30.24INDUSTRIAL 30,547,066

HORIZONS S&P/TSX CAPPED ENERGY INDEX ETF A UN 21.33 17.27HXE INVESTMENT FUND 22.94 16.96INDUSTRIAL 174,465

HORIZONS S&P/TSX CAPPED FINANCL INDX ETF A UN 42.81 39.45HXF INVESTMENT FUND 42.09 36.50INDUSTRIAL 39,528

HORIZONS SEASONAL ROTATION ETF E UN 19.88 18.11HAC INVESTMENT FUND 19.32 18.27INDUSTRIAL 760,179

HORIZONS SILVER ETF CL 'A' UN 9.74 8.87HUZ INVESTMENT FUND 10.60 8.60INDUSTRIAL 392,696

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01-May-2018

HORIZONS US 7-10 YR TREASURY BOND ETF CL A UN 51.85 48.89HTB INVESTMENT FUND 55.98 50.18INDUSTRIAL 169,210

HORIZONS US 7-10YR TREAS BND CAD HEG ETF A UN 48.30 47.19HTH INVESTMENT FUND 49.26 47.60INDUSTRIAL 14,809

HORIZONS US DOLLAR CURRENCY ETF CL A UN 13.05 12.20DLR INVESTMENT FUND 13.69 12.03INDUSTRIAL 14,324,121

HORIZONTE MINERALS PLC. ORDINARY J .09 .07HZM MINERAL EXPL & DEV 0.11 0.04MINING 5,397,635

HUDBAY MINERALS INC. 12.65 8.36HBM BASE MTL EXPL/DEV .0200 .0100 11.95 6.13MINING 152,458,700

HUDBAY MINERALS INC. WT .62 .03HBM.WT BASE MTL EXPL/DEV 1.22 0.13MINING 4,634,714

HUDSON'S BAY COMPANY 12.10 8.02HBC DEPT STORES .1250 .0250 13.43 8.08INDUSTRIAL 24,094,719

HUSKY ENERGY INC. 19.94 16.05HSE OIL/GAS EXPL & DEV .0750 17.83 13.39OIL 103,110,191

HUSKY ENERGY INC. SERIES '1' PR 18.48 17.37HSE.PR.A OIL/GAS EXPL & DEV .6013 .3000 18.21 13.42OIL 541,117

HUSKY ENERGY INC. SERIES '2' PR 19.00 17.64HSE.PR.B OIL/GAS EXPL & DEV .5588 .3163 17.93 12.91OIL 63,639

HUSKY ENERGY INC. SERIES '3' PR 25.63 24.29HSE.PR.C OIL/GAS EXPL & DEV 1.1250 .5625 25.00 21.70OIL 749,219

HUSKY ENERGY INC. SERIES '5' PR 25.56 24.76HSE.PR.E OIL/GAS EXPL & DEV 1.1250 .5625 25.08 22.80OIL 411,098

HUSKY ENERGY INC. SERIES '7' PR 25.70 24.86HSE.PR.G OIL/GAS EXPL & DEV 1.1500 .5750 25.20 22.87OIL 306,044

HYDRO ONE LIMITED 22.45 20.10H DIVERSIFIED OPER .8700 .2200 24.66 21.32INDUSTRIAL 55,762,148

HYDROGENICS CORPORATION 14.30 9.48HYG FUEL SYS DEV/MKT 15.11 5.95INDUSTRIAL 335,237

HYDUKE ENERGY SERVICES INC. .25 .11HYD OIL FIELD SERVICE 0.62 0.17INDUSTRIAL 4,439,326

IAMGOLD CORPORATION 8.05 6.22IMG MINERAL EXPL & DEV 8.87 4.54MINING 105,267,028

IBI GROUP INC. 9.00 6.90IBG DIVERSIFIED OPER 8.40 5.82INDUSTRIAL 3,451,351

IFABRIC CORP. J 3.65 2.70IFA CLOTHING DSGN/MFG 3.71 2.15INDUSTRIAL 769,134

IGM FINANCIAL INC. 44.28 36.53IGM FINANCIAL SERVICES 2.2500 1.1250 45.82 38.36INDUSTRIAL 23,972,615

IGM FINANCIAL INC. 5.90% PR SERIES 'B' 25.89 25.16IGM.PR.B FINANCIAL SERVICES 1.4750 .7375 26.10 25.24INDUSTRIAL 475,173

IMMUNOVACCINE INC. J 2.51 1.62IMV BIOPHARMACEUTICAL 2.55 0.66INDUSTRIAL 8,340,737

IMPERIAL METALS CORP. 3.40 1.85III RES EXPL & DEV 7.89 2.19MINING 5,939,721

IMPERIAL OIL LTD. 40.66 33.43IMO INTEGRATED OIL .6200 .3200 47.59 35.15OIL 72,175,042

INDIGO BOOKS & MUSIC INC. 20.25 17.30IDG BOOK RETAILER 19.27 15.00INDUSTRIAL 834,925

INDUSTRIAL ALLIANCE INS & FIN SERV INC. PR G 24.55 23.07IAG.PR.G INSURANCE 1.0100 .2363 24.43 21.25INDUSTRIAL 497,743

INDUSTRIAL ALLIANCE INS & FIN SERV INC. PR I 25.63 24.84IAG.PR.I INSURANCE 0.00 0.00INDUSTRIAL 1,126,379

INDUSTRIAL ALLIANCE INSURANCE & FIN SERV INC. 62.01 51.10IAG INSURANCE 1.4300 .3800 61.73 48.74INDUSTRIAL 18,508,051

INDUSTRIAL ALLIANCE INSURANCE & FIN SERV PR B 23.05 21.63IAG.PR.A INSURANCE 1.1500 .2875 23.67 21.76INDUSTRIAL 160,098

INFORMATION SERVICES CORPORATION CL 'A' LV 18.50 16.35ISV LAND REGIST/INFO SERV .8000 .4000 21.30 17.06INDUSTRIAL 555,774

INMED PHARMACEUTICALS INC. J 1.69 1.08IN PHARM PRODUCT/DSTR 0.00 0.00INDUSTRIAL 10,712,543

INNERGEX RENEWABLE ENERGY INC. 14.53 13.00INE HYDRO-ELECT POWER .6550 .3350 15.72 13.39INDUSTRIAL 21,251,762

INNERGEX RENEWABLE ENERGY INC. SERIES 'A' PR 18.50 17.25INE.PR.A HYDRO-ELECT POWER .9025 .4513 18.44 15.42INDUSTRIAL 145,569

INNERGEX RENEWABLE ENERGY INC. SERIES 'C' PR 23.99 22.20INE.PR.C HYDRO-ELECT POWER 1.4375 .7188 23.65 20.61INDUSTRIAL 61,765

INPLAY OIL CORP. J 1.97 1.29IPO OIL/GAS EXPL & DEV 2.34 1.28OIL 6,948,916

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YTDDiv Amt

YTD Volume

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01-May-2018

INSCAPE CORPORATION CL 'B' SV 3.50 1.82INQ FURNITURE MFG 5.30 3.00INDUSTRIAL 315,243

INTACT FINANCIAL CORPORATION 105.00 94.57IFC INSURANCE 2.5600 .7000 109.33 91.40INDUSTRIAL 17,702,193

INTACT FINANCIAL CORPORATION CL A SER 5 25.30 24.21IFC.PR.E INSURANCE .7850 .3250 25.38 24.00INDUSTRIAL 601,921

INTACT FINANCIAL CORPORATION CL A SER 6 PR 25.59 24.68IFC.PR.F INSURANCE .4900 .3313 25.55 24.41INDUSTRIAL 352,432

INTACT FINANCIAL CORPORATION CL A SERIES 1 20.99 19.60IFC.PR.A INSURANCE 1.0500 .2125 20.64 16.55INDUSTRIAL 358,578

INTACT FINANCIAL CORPORATION CL A SERIES 3 25.00 22.60IFC.PR.C INSURANCE .8325 .2088 23.88 20.60INDUSTRIAL 498,050

INTACT FINANCIAL CORPORATION FLTG CL A SER 4 24.01 23.00IFC.PR.D INSURANCE .8063 .2175 23.45 20.50INDUSTRIAL 69,157

INTEGRATED ASSET MANAGEMENT CORP. 1.55 1.37IAM INVESTMENT COMPANY .0800 .0200 1.63 1.05INDUSTRIAL 479,261

INTELLIPHARMACEUTICS INTERNATIONAL INC. J 1.29 .43IPCI PHARM PRODUCTION 3.73 0.92INDUSTRIAL 2,250,494

INTER PIPELINE LTD. 26.37 21.36IPL ACQUISITIONS 1.6250 .5600 30.07 22.14INDUSTRIAL 83,569,497

INTERFOR CORPORATION 26.50 21.21IFP FOREST PRODUCTS 22.43 13.49INDUSTRIAL 25,693,929

INTERMAP TECHNOLOGIES CORPORATION .63 .39IMP GEOGRAPHIC DATA TECH 1.30 0.48INDUSTRIAL 1,561,643

INTERNATIONAL PETROLEUM CORPORATION 6.21 5.05IPCO OIL & GAS EXPL 6.31 3.42OIL 142,796

INTERNATIONAL TOWER HILL MINES LTD. J .99 .51ITH MINERAL EXPL & DEV 1.01 0.38MINING 2,824,617

INTERTAIN GROUP LIMITED (THE) EXCHANGEABLE J 16.36 13.05ITX GAMING OPERATIONS 15.00 8.25INDUSTRIAL 2,284,396

INTERTAPE POLYMER GROUP INC. 22.84 19.20ITP PLASTIC PROD MFG .5600 .1400 25.41 17.49INDUSTRIAL 13,171,617

INTRINSYC TECHNOLOGIES CORPORATION J 1.57 1.16ITC SOFTWARE DEV/MKT 2.88 1.25INDUSTRIAL 2,005,995

INV METALS INC. J .82 .52INV NICKEL EXPL & DEV 1.13 0.65MINING 1,146,138

IRON BRIDGE RES J .74 .46IBR CRUDE OIL/GAS 0.90 0.42OIL 16,416,497

ISHARE JP MRGN USD EMRG MKT BND IDX ETF(CAD-H 22.04 20.58XEB INVESTMENT FUND .8825 .3563 22.17 20.92INDUSTRIAL 311,720

ISHARE S&P GLB CNSMR DISCR IDX ETF CAD-HEG UN 36.90 33.31XCD INVESTMENT FUND .4063 .2525 34.95 29.40INDUSTRIAL 172,063

ISHARE S&P/TSX CDN DIV ARISTOCRATS IDX ETF UN 27.15 24.41CDZ INVESTMENT FUND 1.0063 .3963 27.44 25.27INDUSTRIAL 2,938,956

ISHARES 1-10YR LADDERD GOV'T BND INDX ETF ADV 18.34 18.13CLG.A INVESTMENT FUND .4800 .2000 19.12 18.34INDUSTRIAL 1,365

ISHARES 1-10YR LADDERED CORP BND INDX ETF ADV 18.69 18.69CBH.A INVESTMENT FUND .6213 .2100 19.37 18.79INDUSTRIAL 405

ISHARES 1-10YR LADDERED CORP BOND INDX ETF UN 18.87 18.50CBH INVESTMENT FUND .7225 .2900 19.66 18.80INDUSTRIAL 887,715

ISHARES 1-10YR LADDERED GOV'T BND INDX ETF UN 18.50 18.16CLG INVESTMENT FUND .5900 .2363 19.27 18.44INDUSTRIAL 797,394

ISHARES 1-5 YR LADDERD CORP BOND INDX ETF ADV 18.45 18.26CBO.A INVESTMENT FUND .4350 .1463 18.96 18.40INDUSTRIAL 143,776

ISHARES 1-5 YR LADDERED CORP BOND INDX ETF UN 18.53 18.31CBO INVESTMENT FUND .5238 .2063 19.09 18.47INDUSTRIAL 3,481,942

ISHARES 1-5YR LADDERD GOVTMNT BOND IDX ETF AD 17.84 17.69CLF.A INVESTMENT FUND .4438 .1500 18.46 17.81INDUSTRIAL 119,363

ISHARES 1-5YR LADDERED GOV'T BOND INDX ETF UN 17.97 17.77CLF INVESTMENT FUND .5250 .2088 18.60 17.94INDUSTRIAL 1,707,302

ISHARES BALANCED GROWTH COREPORTFOLIO ETF UN 22.05 20.16CBN INVESTMENT FUND .4288 .2025 21.77 19.50INDUSTRIAL 172,831

ISHARES BALANCED INCM COREPORTFOLIO ETF ADVSR 22.37 21.16CBD.A INVESTMENT FUND .4750 .1938 22.18 21.49INDUSTRIAL 4,571

ISHARES BALANCED INCOME COREPORTFOLIO ETF UN 22.36 21.25CBD INVESTMENT FUND .6750 .2975 22.44 21.56INDUSTRIAL 226,210

ISHARES CANADIAN CORPORATE BOND INDEX ETF UN 21.22 20.79XCB INVESTMENT FUND .6525 .2675 21.83 20.88INDUSTRIAL 4,315,979

ISHARES CANADIAN GOVERNMENT BOND INDEX ETF UN 21.53 21.00XGB INVESTMENT FUND .5200 .2138 22.25 21.10INDUSTRIAL 1,021,054

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01-May-2018

ISHARES CANADIAN GROWTH INDEX ETF UN 31.51 28.21XCG INVESTMENT FUND .3538 .1725 31.54 29.10INDUSTRIAL 224,883

ISHARES CANADIAN HYBRID CORP BOND INDX ETF UN 20.64 20.23XHB INVESTMENT FUND .8438 .3425 21.11 20.28INDUSTRIAL 1,629,422

ISHARES CANADIAN REAL RETURN BOND INDX ETF UN 24.39 23.32XRB INVESTMENT FUND .4375 .2200 25.06 23.10INDUSTRIAL 1,011,065

ISHARES CANADIAN SELECT DIV INDEX ETF UN 26.57 23.78XDV INVESTMENT FUND .9538 .4150 26.50 23.65INDUSTRIAL 5,052,061

ISHARES CANADIAN VALUE INDEX ETF UN 27.46 24.83XCV INVESTMENT FUND .6738 .3088 27.00 24.39INDUSTRIAL 298,686

ISHARES CDN FINANCIAL MONTHLY INCOME ETF UN 7.84 7.21FIE INVESTMENT FUND .4800 .2000 7.69 6.94INDUSTRIAL 11,671,498

ISHARES CDN FINANCIAL MTHLY INCOME ETF ADV UN 7.16 6.58FIE.A INVESTMENT FUND .4800 .1600 7.05 6.39INDUSTRIAL 805,894

ISHARES CHINA INDEX ETF UNITS 32.00 27.16XCH INVESTMENT FUND .4875 .5500 29.76 22.60INDUSTRIAL 626,147

ISHARES CONSERVATIVE SH TRM STGY FIXD INCM UN 19.84 19.55XSC INVESTMENT FUND .5263 .2575 20.16 19.79INDUSTRIAL 1,163,108

ISHARES CONSERVATIVE STRATEGC FIX INCM ETF UN 20.12 19.61XSE INVESTMENT FUND .6913 .2913 20.60 19.82INDUSTRIAL 898,895

ISHARES CONVERTIBLE BOND INDEX ETF ADVSR UN 18.42 18.06CVD.A INVESTMENT FUND .8088 .2613 19.23 16.76INDUSTRIAL 2,640

ISHARES CONVERTIBLE BOND INDEX ETF UN 18.93 18.13CVD INVESTMENT FUND .8750 .3650 19.31 18.55INDUSTRIAL 515,150

ISHARES CORE CDN LONG TERM BOND INDEX ETF UN 24.08 23.11XLB INVESTMENT FUND .8363 .3450 24.99 22.85INDUSTRIAL 1,644,531

ISHARES CORE CDN SH TERM CORP+MPL BND IDX ETF 19.16 18.95XSH INVESTMENT FUND .5650 .2275 19.71 19.10INDUSTRIAL 2,916,795

ISHARES CORE CDN SHORT TERM BND IDX ETF TR UN 27.42 27.17XSB INVESTMENT FUND .6450 .2738 28.22 27.40INDUSTRIAL 3,952,556

ISHARES CORE CDN UNIVERSE BOND INDX ETF TR UN 30.97 30.25XBB INVESTMENT FUND .8725 .3713 31.97 30.39INDUSTRIAL 5,305,466

ISHARES CORE MSCI ALL CWRLD EX CDA IDX ETF UN 26.50 23.72XAW INVESTMENT FUND .3800 .2763 25.73 21.56INDUSTRIAL 7,735,820

ISHARES CORE MSCI CDN QUAL DIV INDX ETF UN 21.65 19.50XDIV INVESTMENT FUND 21.67 19.71INDUSTRIAL 812,863

ISHARES CORE MSCI EAFE IMI IDX ETF(CAD-HEG)UN 24.13 21.75XFH INVESTMENT FUND .4225 .2188 23.83 20.27INDUSTRIAL 1,583,093

ISHARES CORE MSCI EAFE IMI INDEX ETF UN 32.34 29.58XEF INVESTMENT FUND .6238 .2263 31.55 26.48INDUSTRIAL 9,214,017

ISHARES CORE MSCI EMERGING MKT IMI IDX ETF UN 30.31 26.75XEC INVESTMENT FUND .4050 .4613 28.68 22.36INDUSTRIAL 3,642,449

ISHARES CORE MSCI GLBL QTY DIV IDX ETF(CAD-H) 21.75 19.48XDGH INVESTMENT FUND 21.03 19.88INDUSTRIAL 262,971

ISHARES CORE MSCI GLOBAL QUAL DIV INDX ETF UN 20.62 18.73XDG INVESTMENT FUND .2475 .2700 20.42 18.35INDUSTRIAL 861,904

ISHARES CORE MSCI US QUAL DIV IDX ETF(CA-H)UN 22.52 20.47XDUH INVESTMENT FUND 21.86 19.72INDUSTRIAL 158,537

ISHARES CORE MSCI US QUAL DIVIDEND IDX ETF UN 21.08 19.30XDU INVESTMENT FUND .2350 .2200 21.00 18.20INDUSTRIAL 323,159

ISHARES CORE S&P 500 INDEX ETF UN 45.21 39.93XUS INVESTMENT FUND .6000 .3413 43.67 36.73INDUSTRIAL 9,327,870

ISHARES CORE S&P 500 INDX ETF (CAD-HEDGED) UN 32.56 28.67XSP INVESTMENT FUND .4213 .2538 30.95 25.62INDUSTRIAL 54,021,545

ISHARES CORE S&P U.S. TOTAL MARKET IDX ETF UN 27.93 24.65XUU INVESTMENT FUND .3850 .2213 26.87 22.85INDUSTRIAL 2,615,838

ISHARES CORE S&P U.S. TOTAL MARKET IDX ETF UN 26.90 23.75XUH INVESTMENT FUND .3688 .1650 25.47 21.42INDUSTRIAL 341,935

ISHARES CORE S&P/TSX CAP COMPOSITE IDX ETF UN 26.16 23.52XIC INVESTMENT FUND .6963 .2800 25.80 23.62INDUSTRIAL 23,405,935

ISHARES DIVERSIFIED MONTHLY INCOME ETF UN 11.48 10.95XTR INVESTMENT FUND .6000 .2500 11.57 11.20INDUSTRIAL 4,010,291

ISHARES EDGE MSCI MIN VOL CANADA INDEX ETF UN 29.93 27.48XMV INVESTMENT FUND .7688 .3863 30.16 28.18INDUSTRIAL 245,160

ISHARES EDGE MSCI MIN VOL EAFE IDX ETF(C-H)UN 23.18 21.30XML INVESTMENT FUND .8425 .0263 23.02 20.31INDUSTRIAL 345,019

ISHARES EDGE MSCI MIN VOL EAFE INDEX ETF UN 37.31 33.89XMI INVESTMENT FUND 1.3200 .0650 37.29 31.50INDUSTRIAL 883,636

ISHARES EDGE MSCI MIN VOL EMRG MKT IDX ETF UN 29.76 27.11XMM INVESTMENT FUND .5125 .4238 28.36 23.88INDUSTRIAL 235,969

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SymbolYTD High

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YTDDiv Amt

YTD Volume

Prev Year High

Prev Year Low

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01-May-2018

ISHARES EDGE MSCI MIN VOL GLB IDX ETF(CA-H)UN 23.77 21.93XMY INVESTMENT FUND .4325 .2038 23.48 20.39INDUSTRIAL 25,989

ISHARES EDGE MSCI MIN VOL GLOBAL INDEX ETF UN 39.88 36.20XMW INVESTMENT FUND .7613 .3238 39.29 34.29INDUSTRIAL 292,344

ISHARES EDGE MSCI MIN VOL USA IDX ETF(CA-H)UN 24.96 22.91XMS INVESTMENT FUND .4000 .1688 24.38 20.64INDUSTRIAL 162,947

ISHARES EDGE MSCI MIN VOL USA INDEX ETF UN 47.26 42.75XMU INVESTMENT FUND .7875 .3238 47.06 40.36INDUSTRIAL 589,550

ISHARES EDGE MSCI MULTIFACTOR CDA INDX ETF UN 25.40 23.25XFC INVESTMENT FUND .4200 .2213 24.79 22.38INDUSTRIAL 281,968

ISHARES EDGE MSCI MULTIFACTOR EAFE IDX ETF UN 25.73 23.50XFI INVESTMENT FUND .5200 .1638 24.70 20.39INDUSTRIAL 358,494

ISHARES EDGE MSCI MULTIFACTOR USA IDX ETF UN 27.31 24.43XFS INVESTMENT FUND .3338 .1825 26.80 22.69INDUSTRIAL 289,097

ISHARES EDGE MSCI MULTIFR EAFE IDX ETF(C-H)UN 27.17 24.35XFF INVESTMENT FUND .6075 .1663 26.14 22.16INDUSTRIAL 505,676

ISHARES EDGE MSCI MULTIFTR USA IDX ETF(C-H)UN 29.18 26.25XFA INVESTMENT FUND .3438 .1725 28.09 23.23INDUSTRIAL 305,640

ISHARES EQUAL WEIGHT BANC & LIFECO ETF ADV UN 9.78 8.88CEW.A INVESTMENT FUND .3900 .1300 9.60 8.45INDUSTRIAL 138,550

ISHARES EQUAL WEIGHT BANC & LIFECO ETF UN 13.52 12.17CEW INVESTMENT FUND .3350 .1538 13.22 11.40INDUSTRIAL 1,301,068

ISHARES FLOATING RATE INDEX ETF UN 20.19 20.14XFR INVESTMENT FUND .1838 .1163 20.19 20.05INDUSTRIAL 3,806,665

ISHARES GLBL MONTH DIV IDX ETF CAD-HEG ADV UN 20.41 19.05CYH.A INVESTMENT FUND .5238 .1650 19.75 18.20INDUSTRIAL 7,463

ISHARES GLBL MONTHLY DIV INDX ETF(CAD-HEG)UN 20.93 18.78CYH INVESTMENT FUND .6363 .2675 20.27 18.44INDUSTRIAL 488,961

ISHARES GLOBAL AGRICULTURE INDEX ETF ADV UN 40.72 38.25COW.A INVESTMENT FUND .2038 .0050 40.78 34.13INDUSTRIAL 7,286

ISHARES GLOBAL AGRICULTURE INDEX ETF UN 42.44 38.66COW INVESTMENT FUND .4338 .2600 42.05 34.93INDUSTRIAL 270,327

ISHARES GLOBAL HEALTHCARE IDX ETF(CAD-HDGD)UN 47.90 42.06XHC INVESTMENT FUND .6575 .2313 45.57 38.02INDUSTRIAL 355,437

ISHARES GLOBAL INFRASTRUCTURE INDEX ETF UN 25.78 23.47CIF INVESTMENT FUND .6263 .3475 27.97 23.85INDUSTRIAL 395,457

ISHARES GLOBAL INFRASTRUCTURE INDX ETF ADV UN 25.12 24.31CIF.A INVESTMENT FUND .4113 .2588 27.59 23.94INDUSTRIAL 15,448

ISHARES GLOBAL REAL ESTATE INDEX ETF ADV UN 27.64 25.75CGR.A INVESTMENT FUND .9288 .6125 29.23 26.68INDUSTRIAL 4,788

ISHARES GLOBAL REAL ESTATE INDEX ETF UN 28.43 25.45CGR INVESTMENT FUND .9488 .6638 30.35 26.99INDUSTRIAL 381,811

ISHARES GLOBAL WATER INDEX ETF ADVISOR UN 33.93 32.25CWW.A INVESTMENT FUND .3313 .0038 34.40 28.92INDUSTRIAL 3,862

ISHARES GLOBAL WATER INDEX ETF UN 34.66 30.94CWW INVESTMENT FUND .5188 .0775 35.52 28.70INDUSTRIAL 534,767

ISHARES GOLD BULLION ETF HEDGED UNITS 11.78 11.22CGL INVESTMENT FUND 11.70 10.06INDUSTRIAL 2,636,455

ISHARES GOLD BULLION ETF NON-HEDGED UNITS 15.35 14.32CGL.C INVESTMENT FUND 15.36 13.64INDUSTRIAL 847,711

ISHARES HIGH QUALITY CDN BOND IDX ETF ADV UN 20.23 20.14XQB.A INVESTMENT FUND .4163 .1525 20.99 20.18INDUSTRIAL 10,580

ISHARES HIGH QUALITY CDN BOND INDX ETF UN 20.49 20.07XQB INVESTMENT FUND .5213 .2150 21.14 20.19INDUSTRIAL 2,093,801

ISHARES INDIA INDEX ETF UN 37.24 33.90XID INVESTMENT FUND .0600 .0263 36.47 28.04INDUSTRIAL 252,550

ISHARES JANTZI SOCIAL INDEX ETF UNITS 25.57 23.23XEN INVESTMENT FUND .4550 .1850 25.19 22.68INDUSTRIAL 555,009

ISHARES MSCI EAFE INDEX ETF (CAD-HEDGED) UN 27.58 24.66XIN INVESTMENT FUND .5538 .2400 26.98 23.45INDUSTRIAL 3,967,287

ISHARES MSCI EMERGING MARKETS INDEX ETF UN 36.18 31.82XEM INVESTMENT FUND .5325 .5075 34.26 26.51INDUSTRIAL 1,016,675

ISHARES MSCI EUROPE IMI INDEX ETF UN 25.62 23.20XEU INVESTMENT FUND .5875 .1338 25.08 20.60INDUSTRIAL 1,962,893

ISHARES MSCI EUROPE IMI INDX ETF (CAD-HEDG)UN 25.86 23.31XEH INVESTMENT FUND .5013 .1338 25.36 22.00INDUSTRIAL 1,397,947

ISHARES MSCI WORLD INDEX ETF UNITS 51.06 45.78XWD INVESTMENT FUND .7388 .3863 49.82 42.31INDUSTRIAL 4,720,837

ISHARES NASDAQ 100 INDEX ETF (CAD-HEDGED) UN 58.68 50.20XQQ INVESTMENT FUND .3550 .0913 53.47 40.20INDUSTRIAL 2,600,289

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SymbolYTD High

YTD Low


YTDDiv Amt

YTD Volume

Prev Year High

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IndustrialCategory

01-May-2018

ISHARES PREMIUM MONEY MARKET ETF ADVISOR UN 50.03 49.99CMR.A INVESTMENT FUND .1400 .1350 50.01 49.99INDUSTRIAL 876

ISHARES PREMIUM MONEY MARKET ETF UNITS 50.05 49.99CMR INVESTMENT FUND .2800 .2213 50.05 49.99INDUSTRIAL 1,011,119

ISHARES S&P GLBL INDUSTRLS IDX ETF CAD-HEG UN 35.27 31.09XGI INVESTMENT FUND .3725 .1738 33.76 28.20INDUSTRIAL 163,208

ISHARES S&P U.S. MID-CAP INDEX ETF CAD-HEG UN 19.70 17.42XMH INVESTMENT FUND .2525 .0850 18.93 16.41INDUSTRIAL 589,667

ISHARES S&P U.S. MID-CAP INDEX ETF UNITS 19.50 17.20XMC INVESTMENT FUND .1938 .0863 18.95 15.90INDUSTRIAL 369,996

ISHARES S&P/TSX 60 INDEX ETF UNITS 24.51 22.05XIU INVESTMENT FUND .6238 .1625 24.19 21.98INDUSTRIAL 304,215,081

ISHARES S&P/TSX CAP CONSUMR STAPLE IDX ETF UN 56.42 51.36XST INVESTMENT FUND .4438 .2125 57.93 50.87INDUSTRIAL 806,504

ISHARES S&P/TSX CAP UTILITIES INDEX ETF UN 23.08 20.55XUT INVESTMENT FUND .8200 .3650 23.83 21.50INDUSTRIAL 1,093,893

ISHARES S&P/TSX CAPITAL INFO TECH INDX ETF UN 18.94 15.87XIT INVESTMENT FUND .0450 16.39 13.56INDUSTRIAL 1,063,554

ISHARES S&P/TSX CAPPED ENERGY INDEX ETF UN 12.88 10.35XEG INVESTMENT FUND .1950 .0725 14.36 10.34INDUSTRIAL 120,325,713

ISHARES S&P/TSX CAPPED FINANCIALS INDX ETF UN 39.64 35.97XFN INVESTMENT FUND 1.0425 .4638 39.00 34.19INDUSTRIAL 34,828,376

ISHARES S&P/TSX CAPPED MATERIALS INDEX ETF UN 14.19 12.09XMA INVESTMENT FUND .0625 .0263 14.71 12.00INDUSTRIAL 1,945,260

ISHARES S&P/TSX CAPPED REIT INDEX ETF UN 16.84 15.80XRE INVESTMENT FUND .8025 .3313 16.86 15.67INDUSTRIAL 14,433,476

ISHARES S&P/TSX CDN DIV ARISTOCRT IDX ETF ADV 26.84 24.41CDZ.A INVESTMENT FUND .7975 .2188 27.20 25.19INDUSTRIAL 62,957

ISHARES S&P/TSX CDN PREF SHARE INDEX ETF UN 14.61 13.95CPD INVESTMENT FUND .6238 .2525 14.49 13.23INDUSTRIAL 6,395,297

ISHARES S&P/TSX CDN PREF SHARE INDX ETF ADVSR 14.45 13.99CPD.A INVESTMENT FUND .5563 .1775 14.46 13.21INDUSTRIAL 31,117

ISHARES S&P/TSX COMPLETION INDEX ETF UN 26.15 23.84XMD INVESTMENT FUND .4663 .2063 25.85 24.02INDUSTRIAL 402,294

ISHARES S&P/TSX COMPOSITE HIGH DIV IDX ETF UN 22.16 19.91XEI INVESTMENT FUND .9575 .4125 22.20 20.66INDUSTRIAL 3,085,271

ISHARES S&P/TSX GLOBAL GOLD INDEX ETF UNITS 12.90 10.91XGD INVESTMENT FUND .0175 14.51 11.41INDUSTRIAL 33,959,613

ISHARES S&P/TSX GLOBL BASE METALS INDX ETF UN 15.99 13.42XBM INVESTMENT FUND .4013 .0588 14.78 10.35INDUSTRIAL 1,874,217

ISHARES S&P/TSX NA PREF STK IDX ETF(CAD-HDGD) 18.65 17.85XPF INVESTMENT FUND .8463 .3438 18.70 17.57INDUSTRIAL 619,117

ISHARES S&P/TSX SMALLCAP INDEX ETF UNITS 17.20 15.13XCS INVESTMENT FUND .3663 .1425 17.82 15.29INDUSTRIAL 637,789

ISHARES SHORT DURATION HIGH INCM ETF CA-HG AD 17.91 17.71CSD.A INVESTMENT FUND .8063 .2675 18.43 18.05INDUSTRIAL 19,301

ISHARES SHORT DURATION HIGH INCM ETF CA-HG UN 18.22 17.69CSD INVESTMENT FUND .9125 .3800 18.65 18.04INDUSTRIAL 580,091

ISHARES SHORT TERM STRATEGIC FIXD INCM ETF UN 19.21 18.75XSI INVESTMENT FUND .5675 .2963 19.52 19.11INDUSTRIAL 576,580

ISHARES SHORT TRM HIGH QUALITY CDN BND IDX UN 19.35 19.17XSQ INVESTMENT FUND .4088 .1675 19.89 19.31INDUSTRIAL 393,618

ISHARES SILVER BULLION ETF HEDGED UNITS 9.65 8.83SVR INVESTMENT FUND 10.31 8.50INDUSTRIAL 788,727

ISHARES SILVER BULLION ETF NON-HEDGED UNITS 8.66 8.20SVR.C INVESTMENT FUND 9.88 7.93INDUSTRIAL 133,803

ISHARES U.S. IG CORP BND INDX ETF(CAD-HDGD)UN 23.75 22.23XIG INVESTMENT FUND .7413 .2725 23.74 22.59INDUSTRIAL 1,061,996

ISHARES U.S. SMALL CAP INDX ETF (CAD-HEDGD)UN 34.26 30.39XSU INVESTMENT FUND .3500 .1825 33.33 28.52INDUSTRIAL 4,885,693

ISHARES US DIV GROWERS INDEX ETF(CAD-HDGD)ADV 42.49 38.44CUD.A INVESTMENT FUND .4375 .1600 41.09 36.42INDUSTRIAL 28,436

ISHARES US DIV GROWERS INDX ETF(CAD-HEDGD) UN 43.07 38.35CUD INVESTMENT FUND .7100 .2938 41.62 36.67INDUSTRIAL 1,111,005

ISHARES US HIGH DIV EQUTY IDX ETF(CAD-HGD) UN 30.42 26.62XHD INVESTMENT FUND .7375 .3313 29.47 26.42INDUSTRIAL 734,911

ISHARES US HIGH DIVIDEND EQUITY INDEX ETF UN 23.98 21.60XHU INVESTMENT FUND .5913 .2625 24.01 20.84INDUSTRIAL 289,235

ISHARES US HIGH YLD BOND INDX ETF(CAD-HDGD)UN 19.91 18.99XHY INVESTMENT FUND 1.0850 .4400 20.25 19.60INDUSTRIAL 2,600,772

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Issue Name Ticker

SymbolYTD High

YTD Low


YTDDiv Amt

YTD Volume

Prev Year High

Prev Year Low

IndustrialCategory

01-May-2018

ISHARES US HIGH YLD FIXED INCM IDX ETF(C-H)AD 19.04 18.34CHB.A INVESTMENT FUND .9825 .3300 19.53 18.76INDUSTRIAL 14,873

ISHARES US HIGH YLD FIXED INCM IDX ETF(C-H)UN 19.33 18.39CHB INVESTMENT FUND 1.0938 .4425 19.91 18.90INDUSTRIAL 639,300

ISHRES BALANCED GROW COREPORTFOLIO ETF ADV UN 22.06 20.32CBN.A INVESTMENT FUND .2288 .1113 21.78 19.72INDUSTRIAL 5,941

IVANHOE MINES LTD. CL 'A' J 4.32 2.51IVN MINERAL EXPL & DEV 5.47 2.59MINING 137,596,591

JAGUAR MINING INC. J .41 .33JAG GOLD EXPL & DEV 0.75 0.22MINING 10,163,030

JAMIESON WELLNESS INC. 24.49 19.96JWEL HEALTHCARE PROD 22.76 16.44INDUSTRIAL 2,755,486

JEAN COUTU GROUP (PJC) INC. (THE) CL 'A' SV 24.83 24.03PJC.A RETAIL STORES .5100 .1300 24.90 19.24INDUSTRIAL 13,590,783

JOURNEY ENERGY INC. 2.00 1.43JOY OIL/GAS EXPL & DEV 3.30 1.64OIL 899,504

JUNE 2020 CORPORATE BOND TRUST CL 'T' UN 9.79 9.45CBT.UN INVESTMENT TRUST .3500 .4525 10.24 9.82INDUSTRIAL 264,020

JUST ENERGY GROUP INC. 6.42 4.84JE NAT GAS DSTR .5000 .1250 8.62 5.16INDUSTRIAL 34,660,085

K-BRO LINEN INC. 41.71 33.99KBL DRYCLEAN/LAUNDRY SERV 1.2000 .4000 45.00 37.39INDUSTRIAL 1,025,370

KARNALYTE RESOURCES INC. J .59 .37KRN POTASH MINE & PROD 0.95 0.40MINING 859,849

KATANGA MINING LIMITED 2.83 .69KAT MINING EXPL & DEV 2.00 0.15MINING 124,892,802

KELSO TECHNOLOGIES INC. 1.05 .47KLS TRANS SUPPLIES/SERV 1.40 0.32INDUSTRIAL 1,803,160

KELT EXPLORATION LTD. 5.0% DEBENTURES J 162.00 147.00KEL.DB OIL/GAS EXPL & DEV 155.35 133.51OIL 17,920

KELT EXPLORATION LTD. J 8.30 6.35KEL OIL/GAS EXPL & DEV 7.70 5.56OIL 69,031,556

KERR MINES INC. J .34 .19KER MINERAL EXPL & DEV 0.41 0.12MINING 21,211,535

KEW MEDIA GROUP INC. CL 'B' 9.15 5.95KEW ACQUISITIONS 11.24 8.76INDUSTRIAL 984,274

KEW MEDIA GROUP INC. WT 1.47 .48KEW.WT ACQUISITIONS 2.10 0.47INDUSTRIAL 79,100

KEYERA CORP. 37.25 31.20KEY INVESTMENT COMPANY 1.6425 .5600 42.57 34.07INDUSTRIAL 40,398,714

KILLAM APARTMENT RL ESTATE INVESTMENT TR UN J 14.43 12.59KMP.UN INVESTMENT TRUST .6150 .2088 14.76 11.84INDUSTRIAL 15,364,781

KINAXIS INC. J 89.05 75.65KXS SOFTWARE DEV/MKT/SERV 91.98 58.91INDUSTRIAL 4,516,194

KINDER MORGAN CANADA LIMITED RV 20.00 14.93KML INVESTMENT COMPANY .2200 .1625 18.60 15.17INDUSTRIAL 26,063,987

KINDER MORGAN CANADA LIMITED SERIES '1' PR 26.00 24.61KML.PR.A INVESTMENT COMPANY .3313 .3288 25.99 24.89INDUSTRIAL 545,623

KINDER MORGAN CANADA LIMITED SERIES '3' PR 25.62 24.53KML.PR.C INVESTMENT COMPANY .2213 25.15 24.94INDUSTRIAL 1,367,032

KINGSWAY FINANCIAL SERVICES INC. 7.20 4.57KFS INSURANCE 8.64 6.20INDUSTRIAL 26,023

KINROSS GOLD CORPORATION 5.90 4.44K NATURAL RESOURCES 6.29 4.21MINING 252,837,631

KIRKLAND LAKE GOLD LTD. J 22.68 16.54KL GOLD EXPL & DEV .0200 .0400 19.35 7.00MINING 66,625,669

KLONDEX MINES LTD. J 3.36 1.66KDX MINERAL EXPL & DEV 7.73 2.75MINING 77,879,863

KNIGHT THERAPEUTICS INC. 8.53 7.38GUD PHARMACEUTICAL 11.00 7.51INDUSTRIAL 14,863,313

KP TISSUE INC. 14.09 10.40KPT PAPER PRODUCTS .7200 .3600 16.34 13.00INDUSTRIAL 999,231

LABRADOR IRON ORE ROYALTY CORPORATION 28.55 20.44LIF IRON ORE EXPL/DEV 2.3500 .9000 27.51 15.10INDUSTRIAL 19,539,716

LARAMIDE RESOURCES LTD. J .52 .25LAM MINING EXPL & DEV 0.74 0.23MINING 12,433,731

LARGO RESOURCES LTD. J 1.93 1.06LGO NAT RES EXPL/DEV 1.35 0.34MINING 30,755,731

LASSONDE INDUSTRIES INC. CL 'A' SV 278.29 240.00LAS.A FOOD & BEV PROD 2.3400 .6100 258.65 199.75INDUSTRIAL 162,636

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Issue Name Ticker

SymbolYTD High

YTD Low


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YTD Volume

Prev Year High

Prev Year Low

IndustrialCategory

01-May-2018

LAURENTIAN BANK OF CANADA 56.88 46.57LB BANKING 2.4600 .6300 62.90 51.57INDUSTRIAL 23,544,637

LAURENTIAN BANK OF CANADA PR 'A' NVCC SER 15 26.83 25.72LB.PR.J BANKING 1.4625 .3663 27.28 25.94INDUSTRIAL 335,363

LAURENTIAN BANK OF CANADA PR 'A' SERIES 13 25.00 22.05LB.PR.H BANKING 1.0750 .2688 23.45 19.94INDUSTRIAL 489,839

LEADFX INC. J 2.25 .61LFX BASE MTL EXPL/DEV 1.13 0.35MINING 873,661

LEAGOLD MINING CORPORATION J 3.25 2.51LMC GOLD EXPL & DEV 3.48 2.51MINING 13,797,869

LEON'S FURNITURE LTD. 19.50 16.35LNF RETAIL FURNITURE .4600 .2400 19.57 16.19INDUSTRIAL 644,098

LEVON RESOURCES LTD. J .39 .24LVN GOLD EXPL & DEV 0.51 0.28MINING 6,795,700

LIBERTY GOLD INC. J .49 .39LGD MINERAL EXPL & DEV 0.53 0.35MINING 9,840,967

LIBERTY GOLD INC. J WT .10 .03LGD.WT MINERAL EXPL & DEV 0.15 0.04MINING 237,650

LIFE & BANC SPLIT CORP. CLASS 'A' 10.44 8.70LBS INVESTMENT COMPANY 1.2000 .4000 10.65 9.00INDUSTRIAL 3,270,678

LIFE & BANC SPLIT CORP. PR 10.24 10.06LBS.PR.A INVESTMENT COMPANY .4750 .2375 10.46 9.98INDUSTRIAL 653,421

LINAMAR CORPORATION 76.86 65.81LNR MACHINE EQUIP MFG .4800 .1200 80.58 54.36INDUSTRIAL 13,774,077

LIQUOR STORES N.A. LTD. 12.95 9.31LIQ RETAIL LIQUOR STORES .3000 .1800 11.05 8.78INDUSTRIAL 8,481,875

LITHIUM AMERICAS CORP. J 12.94 6.07LAC LITHIUM/POTASSIUM DEV 14.06 3.80MINING 35,771,890

LOBLAW COMPANIES LIMITED 69.92 63.03L RETAIL FOOD CHAIN 1.0700 .2700 78.87 64.65INDUSTRIAL 43,996,898

LOBLAWS COMPANIES LIMITED 2ND PR SERIES 'B' 25.60 24.56L.PR.B RETAIL FOOD CHAIN 1.3250 .3313 25.97 24.18INDUSTRIAL 530,499

LOGIQ ASSET MANAGEMENT INC. J .04 .01LGQ ASSET MGT/ADVISE SERV 0.15 0.03INDUSTRIAL 24,044,887

LOGISTEC CORP. CL 'A' MV 50.93 42.70LGT.A SHIPPING/HANDLING .3075 .1650 46.64 34.52INDUSTRIAL 3,498

LOGISTEC CORP. CL 'B' SV 49.99 42.00LGT.B SHIPPING/HANDLING .3388 .1813 46.00 32.68INDUSTRIAL 90,571

LONCOR RESOURCES INC. J .11 .08LN GOLD EXPL & DEV 0.20 0.08MINING 942,063

LUCARA DIAMOND CORP. J 2.91 1.97LUC DIAMOND EXPL & DEV .1000 .0250 3.31 2.18MINING 45,810,470

LUNDIN GOLD INC. J 5.52 4.51LUG MINERAL EXPL & DEV 6.50 4.07MINING 6,573,946

LUNDIN MINING CORPORATION 9.21 7.57LUN MINING EXPL & DEV .1200 .0300 10.22 6.49MINING 214,416,270

LXRANDCO, INC. J CL 'B' 5.80 1.85LXR RETAIL MERCH 9.90 4.25INDUSTRIAL 1,520,771

LXRANDCO, INC. J WT .36 .11LXR.WT RETAIL MERCH 1.10 0.26INDUSTRIAL 242,700

LYDIAN INTERNATIONAL LIMITED ORDINARY J .63 .38LYD MINERAL EXPL & DEV 0.41 0.31MINING 27,189,411

LYSANDER-SLATER PREFERRED SHARE ACTIVETF UN 10.80 10.35PR INVESTMENT FUND .4613 .4000 10.97 10.10INDUSTRIAL 973,085

M SPLIT CORP. $5.00 CLASS 1 PR 5.30 5.13XMF.PR.B INVESTMENT COMPANY .3750 .1250 5.48 5.12INDUSTRIAL 84,364

M SPLIT CORP. $5.00 CLASS II (2014) PR 3.10 2.20XMF.PR.C INVESTMENT COMPANY 3.24 2.07INDUSTRIAL 142,300

M SPLIT CORP. (2014) CAPITAL .62 .25XMF.A INVESTMENT COMPANY 0.76 0.25INDUSTRIAL 397,707

MACKENZIE CANADIAN EQUITY INDX ETF SER E UN 99.17 91.94QCN INVESTMENT FUND .1763 0.00 0.00INDUSTRIAL 74,993

MACKENZIE CANADIAN SHORT-TERM BOND INDX ETF E 100.22 99.97QSB INVESTMENT FUND .3450 0.00 0.00INDUSTRIAL 7,515

MACKENZIE CDN AGGREGATE BOND INDX ETF E UN 100.26 99.07QBB INVESTMENT FUND .4500 0.00 0.00INDUSTRIAL 9,010

MACKENZIE CDN LARGE CAP EQTY INDX ETF E UN 99.03 92.04QCE INVESTMENT FUND .2000 0.00 0.00INDUSTRIAL 112,800

MACKENZIE CDN SHORT TERM FIXED INCM ETF E UN 19.97 19.88MCSB INVESTMENT FUND 20.06 20.01INDUSTRIAL 13,642

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Issue Name Ticker

SymbolYTD High

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YTDDiv Amt

YTD Volume

Prev Year High

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IndustrialCategory

01-May-2018

MACKENZIE CORE +CDN FIXED INCM ETF SER 'E' UN 20.28 19.85MKB INVESTMENT FUND .6025 .1275 20.77 19.83INDUSTRIAL 177,174

MACKENZIE CORE +GLBL FIXED INCM ETF SR 'E' UN 20.02 19.54MGB INVESTMENT FUND .7138 .1213 20.43 19.76INDUSTRIAL 1,313,455

MACKENZIE FLOATING RATE INCOME ETF SER E UN 21.63 21.28MFT INVESTMENT FUND 1.3763 .3238 21.47 20.72INDUSTRIAL 1,896,350

MACKENZIE INTERNATIONAL EQTY INDEX ETF E UN 98.96 93.75QDX INVESTMENT FUND .0238 0.00 0.00INDUSTRIAL 2,006

MACKENZIE INTL EQUITY INDEX ETF (CAD-HG) E UN 98.82 94.37QDXH INVESTMENT FUND 0.00 0.00INDUSTRIAL 503

MACKENZIE IVY GLOBAL EQUITY ETF SER E UN 20.95 19.75MIVG INVESTMENT FUND 20.82 20.54INDUSTRIAL 55,311

MACKENZIE MAX DIVERS CANADA INDEX ETF CL E UN 22.95 21.06MKC INVESTMENT FUND .3538 .0825 22.93 21.21INDUSTRIAL 354,098

MACKENZIE MAX DIVERS DEVELOP EUROPE ETF E UN 23.93 22.18MEU INVESTMENT FUND .3475 23.65 19.59INDUSTRIAL 987,453

MACKENZIE MAX DIVERS EMERG MKTS IDX ETF E UN 26.26 23.59MEE INVESTMENT FUND .2688 25.06 20.28INDUSTRIAL 568,479

MACKENZIE MAX DVR ALL WRLD DEV EX NA ETF E UN 23.93 21.95MXU INVESTMENT FUND .3600 22.88 19.29INDUSTRIAL 864,017

MACKENZIE MAXIMUM DIVER ALL WRLD DEV ETF E UN 24.08 21.98MWD INVESTMENT FUND .2263 .0138 22.94 19.90INDUSTRIAL 256,656

MACKENZIE MAXIMUM DIVERS US INDEX ETF CL E UN 25.62 22.90MUS INVESTMENT FUND .2300 .0338 24.62 21.24INDUSTRIAL 520,244

MACKENZIE PORTFOLIO COMPLETION ETF SER E UN 20.67 19.78MPCF INVESTMENT FUND 20.21 20.00INDUSTRIAL 116,111

MACKENZIE UNCONSTRAINED BOND ETF CL 'E' UN 21.08 20.75MUB INVESTMENT FUND 1.2025 .2038 21.71 20.80INDUSTRIAL 1,167,185

MACKENZIE US HI YLD BOND IDX ETF(CAD-HG)E UN 99.75 96.96QHY INVESTMENT FUND .9175 0.00 0.00INDUSTRIAL 17,970

MACKENZIE US INVEST GRD CORP BND ETF CA-HEG E 99.92 97.50QUIG INVESTMENT FUND 0.00 0.00INDUSTRIAL 32,040

MACKENZIE US LARGE CAP EQ IDX ETF(CA-HG) E UN 97.64 90.92QAH INVESTMENT FUND .0675 0.00 0.00INDUSTRIAL 113,300

MACKENZIE US LARGE CAP EQUITY INDX ETF E UN 103.36 93.03QUU INVESTMENT FUND .0725 0.00 0.00INDUSTRIAL 191,630

MADISON PACIFIC PROPERTIES INC. CL 'B' 4.25 3.36MPC REAL ESTATE .1050 .0525 3.80 3.00INDUSTRIAL 46,704

MADISON PACIFIC PROPERTIES INC. CL 'C' NV 3.59 3.10MPC.C REAL ESTATE .1050 .0525 3.30 3.00INDUSTRIAL 406,143

MAG SILVER CORP. J 15.97 11.71MAG MINERAL EXPL & DEV 21.99 12.94MINING 17,522,997

MAGELLAN AEROSPACE CORPORATION 21.49 18.68MAL AIRCRAFT COMPONENT .2800 .0850 21.90 16.32INDUSTRIAL 812,792

MAGNA INTERNATIONAL INC. 77.41 63.63MG AUTO COMPONENTS 1.1000 .3300 74.29 52.63INDUSTRIAL 86,554,659

MAINSTREET EQUITY CORP. J 43.95 39.01MEQ REAL ESTATE 44.44 32.76INDUSTRIAL 156,349

MAJOR DRILLING GROUP INTERNATIONAL INC. 7.39 6.18MDI CONSTR DRILLING 8.69 6.03INDUSTRIAL 7,033,857

MANDALAY RESOURCES CORPORATION J .30 .19MND MINERAL EXPL & DEV .0138 0.99 0.26MINING 25,437,891

MANULIFE FINANCIAL CORP CL 1 PR SER '11' 25.17 24.46MFC.PR.J INVESTMENT MGT 1.0000 .2500 24.95 21.10INDUSTRIAL 1,072,243

MANULIFE FINANCIAL CORP CL 1 PR SER '23' 26.39 25.50MFC.PR.R INVESTMENT MGT 1.2975 .3038 26.57 25.08INDUSTRIAL 1,446,646

MANULIFE FINANCIAL CORP FLTG RTE CL 1 PR SR 4 20.98 17.86MFC.PR.P INVESTMENT MGT .4913 .1413 18.15 13.99INDUSTRIAL 194,104

MANULIFE FINANCIAL CORP NN-CM CL 1 PR SER '7' 25.70 24.45MFC.PR.H INVESTMENT MGT 1.0963 .2700 25.97 23.19INDUSTRIAL 1,073,467

MANULIFE FINANCIAL CORP NN-CM CL 1 PR SER '9' 25.97 23.93MFC.PR.I INVESTMENT MGT 1.0975 .2725 25.25 21.57INDUSTRIAL 648,733

MANULIFE FINANCIAL CORP NN-CM CL 1 PR SER 21 26.93 26.19MFC.PR.O INVESTMENT MGT 1.4000 .3500 27.62 26.20INDUSTRIAL 1,239,276

MANULIFE FINANCIAL CORP NN-CM CL 1 PR SER 25 25.74 24.70MFC.PR.Q INVESTMENT MGT 0.00 0.00INDUSTRIAL 2,356,583

MANULIFE FINANCIAL CORP. CL 1 PR SER '13' 23.95 21.49MFC.PR.K INVESTMENT MGT .9500 .2375 23.62 18.06INDUSTRIAL 840,604

MANULIFE FINANCIAL CORP. CL 1 PR SER '15' 23.94 21.62MFC.PR.L INVESTMENT MGT .9750 .2438 23.15 17.67INDUSTRIAL 404,240

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MANULIFE FINANCIAL CORP. CL 1 PR SER '17' 24.61 22.82MFC.PR.M INVESTMENT MGT .9750 .2438 24.44 19.80INDUSTRIAL 563,381

MANULIFE FINANCIAL CORP. CL 1 PR SER '19' 24.68 22.04MFC.PR.N INVESTMENT MGT .9500 .2375 23.95 19.14INDUSTRIAL 378,254

MANULIFE FINANCIAL CORP. CL 1 PR SER '3' 19.56 18.20MFC.PR.F INVESTMENT MGT .5450 .1363 18.62 14.32INDUSTRIAL 598,385

MANULIFE FINANCIAL CORP. CL 1 PR SER '5' 25.30 24.13MFC.PR.G INVESTMENT MGT .9725 .2438 25.00 21.85INDUSTRIAL 518,679

MANULIFE FINANCIAL CORP. CL A PR SER '2' 22.99 21.44MFC.PR.B INVESTMENT MGT 1.1625 .2913 23.97 21.76INDUSTRIAL 845,084

MANULIFE FINANCIAL CORP. CL A PR SER '3' 22.33 20.75MFC.PR.C INVESTMENT MGT 1.1250 .2813 22.98 21.04INDUSTRIAL 739,396

MANULIFE FINANCIAL CORPORATION 27.77 23.11MFC INVESTMENT MGT .8200 .2200 27.54 22.39INDUSTRIAL 311,787,135

MANULIFE MULTFCTR US SMALL CAP IDX ETF HGD UN 26.34 26.00MUSC INVESTMENT FUND 0.00 0.00INDUSTRIAL 311

MANULIFE MULTFCTR US SMALL CAP IDX ETF U-H UN 26.94 24.71MUSC.B INVESTMENT FUND 26.17 25.61INDUSTRIAL 5,020

MANULIFE MULTIFACTOR CDN SMID CAP IDX U-H UN 25.72 24.94MCSM INVESTMENT FUND 25.35 25.35INDUSTRIAL 5,846

MANULIFE MULTIFACTR DEV INT'L INDX ETF HEG UN 28.54 25.77MINT INVESTMENT FUND 27.98 24.40INDUSTRIAL 93,101

MANULIFE MULTIFACTR DEV INTL IDX ETF UNHEG UN 28.46 26.68MINT.B INVESTMENT FUND 28.20 25.03INDUSTRIAL 132,402

MANULIFE MULTIFACTR US LARGE CAP IDX ETF HEGD 30.00 27.50MULC INVESTMENT FUND 28.35 25.06INDUSTRIAL 16,742

MANULIFE MULTIFACTR US LARGE CAP IDX ETF UNHG 28.58 26.35MULC.B INVESTMENT FUND 27.75 23.80INDUSTRIAL 51,359

MANULIFE MULTIFACTR US MID CAP IDX ETF HEG UN 29.47 27.39MUMC INVESTMENT FUND 28.17 24.79INDUSTRIAL 28,939

MANULIFE MULTIFACTR US MID CAP INDX ETF UNHEG 28.55 25.91MUMC.B INVESTMENT FUND 27.31 23.89INDUSTRIAL 29,642

MANULIFE MULTIFCTR CDN LARGE CAP IDX ETF UNHG 26.30 24.75MCLC INVESTMENT FUND 26.16 23.99INDUSTRIAL 57,085

MAPLE LEAF FOODS INC. 36.08 30.17MFI FOOD PROD & DSTR .4400 .1300 37.08 27.31INDUSTRIAL 16,575,726

MARATHON GOLD CORPORATION J 1.28 .85MOZ GOLD EXPL & DEV 1.36 0.53MINING 16,907,985

MARRET RESOURCE CORP. J .55 .36MAR INVESTMENT COMPANY 0.55 0.37INDUSTRIAL 2,891,996

MARTINREA INTERNATIONAL INC. 16.42 13.43MRE METAL PRODUCTS MFG .1200 .0600 16.79 7.97INDUSTRIAL 16,595,392

MASON RESOURCES CORP. J .28 .16MNR MINERAL EXPL & DEV 0.40 0.13MINING 4,181,744

MAWSON RESOURCES LIMITED J .63 .31MAW URANIUM EXPL & DEV 0.65 0.29MINING 5,320,286

MAXAR TECHNOLOGIES LTD. 80.88 55.13MAXR CONSULTING SERVICE 1.1100 86.67 70.13INDUSTRIAL 23,124,500

MAXIM POWER CORP. 2.75 2.40MXG POWER PROD/DEV & MKT 3.00 2.55INDUSTRIAL 608,481

MBN CORPORATION EQUITY 6.25 5.94MBN INVESTMENT COMPANY 6.25 5.57INDUSTRIAL 100,825

MCAN MORTGAGE CORPORATION 18.50 17.14MKP MORTGAGE INV CO 1.2400 .7400 18.20 13.10INDUSTRIAL 1,049,542

MCCOY GLOBAL INC. 1.60 1.15MCB TRUCK EQUIPMENT 2.50 1.34INDUSTRIAL 737,224

MCEWEN MINING INC. J 3.15 2.40MUX GOLD EXPL & DEV .0100 .0050 5.83 2.33MINING 24,867,857

MEDIAGRIF INTERACTIVE TECHNOLOGIES INC. 12.43 9.69MDF INTERNET COMMERCE .4000 .2000 18.93 10.65INDUSTRIAL 856,296

MEDICAL FACILITIES CORPORATION 16.09 13.11DR MEDICAL FACILITY 1.1250 .3750 19.90 11.14INDUSTRIAL 12,916,968

MEDICENNA THERAPEUTICS CORP. J 3.05 1.45MDNA THERAPEUTIC PROD 3.00 1.42INDUSTRIAL 491,976

MEDRELEAF CORP. 31.25 14.57LEAF PHARM PRODUCT/DSTR 22.78 6.81INDUSTRIAL 53,087,770

MEG ENERGY CORP. 6.76 4.28MEG OIL/GAS EXPL & DEV 9.83 3.28OIL 130,946,102

MEGA URANIUM LTD. J .24 .13MGA URANIUM EXPL & DEV 0.32 0.13MINING 27,133,424

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01-May-2018

MELCOR DEVELOPMENTS LTD. 15.72 13.43MRD REAL ESTATE .5200 .1300 16.99 13.80INDUSTRIAL 381,143

METHANEX CORPORATION 87.59 66.63MX OIL/GAS EXPL & DEV 1.1750 .3300 77.31 52.63INDUSTRIAL 26,479,771

METRO INC. 42.66 38.32MRU FOOD SERVICES .6500 .1800 47.41 38.00INDUSTRIAL 41,072,561

MICROBIX BIOSYSTEMS INC. J .32 .25MBX BIOPHARMACEUTICAL 0.40 0.22INDUSTRIAL 3,398,381

MIDAS GOLD CORP. J 1.08 .55MAX GOLD EXPL & DEV 0.95 0.55MINING 27,723,402

MIDDLEFIELD HEALTHCARE&WELLNESS DIV FND TR UN 10.15 9.29HWF.UN INVESTMENT FUND .5000 .1663 10.47 9.25INDUSTRIAL 1,740,091

MINCO SILVER CORPORATION J .98 .58MSV MINERAL EXPL & DEV 1.74 0.59MINING 2,008,693

MITEL NETWORKS CORORATION 14.51 10.08MNW COMMUN SERVICES 11.55 8.50INDUSTRIAL 21,817,588

MOGO FINANCE TECHNOLOGY INC. J 7.20 3.20MOGO ONLINE CREDIT SOLUTN 8.59 1.90INDUSTRIAL 9,029,170

MOLSON COORS CANADA INC. CLASS 'A' EXCH LV 114.02 93.27TPX.A BREWERY/DIVERS MFG 2.1388 .5213 131.88 101.00INDUSTRIAL 149,258

MOLSON COORS CANADA INC. CLASS 'B' EXCH NV 118.99 93.50TPX.B BREWERY/DIVERS MFG 2.1388 .5213 134.75 98.04INDUSTRIAL 574,196

MONETA PORCUPINE MINES INC. J .20 .13ME RES EXPL & DEV 0.27 0.13MINING 13,745,525

MORGUARD CORPORATION 190.00 161.00MRC INVESTMENT COMPANY .6000 .1500 197.50 170.00INDUSTRIAL 503,934

MORNEAU SHEPELL INC. 25.99 22.00MSI CONSLT/OUTSOURCE SERV .7800 .2600 22.74 18.32INDUSTRIAL 9,113,623

MOUNTAIN PROVINCE DIAMONDS INC. J 3.55 2.97MPVD MINERAL EXPL & DEV 6.94 3.28MINING 17,814,171

MTY FOOD GROUP INC. 56.60 46.06MTY RESTAURANTS .4600 .1500 56.55 44.75INDUSTRIAL 3,922,274

MULLEN GROUP LTD. 16.10 14.10MTL TRANSPORT SERVICES .3600 .1800 20.32 14.44INDUSTRIAL 10,076,558

NATIONAL BANK OF CANADA 65.68 58.58NA BANKING 2.2800 .6000 64.39 51.41INDUSTRIAL 86,936,148

NATIONAL BANK OF CANADA 1ST PR SERIES '32' 24.00 22.27NA.PR.W BANKING .9750 .2438 23.40 18.87INDUSTRIAL 842,582

NATIONAL BANK OF CANADA 5-YR 1ST PR SER '30' 24.41 22.81NA.PR.S BANKING 1.0250 .2563 24.05 19.51INDUSTRIAL 822,069

NATIONAL BANK OF CANADA 5-YR 1ST PR SER '34' 27.15 26.08NA.PR.X BANKING 1.4000 .3500 27.47 26.25INDUSTRIAL 799,211

NATIONAL BANK OF CANADA 5-YR 1ST PR SER '36' 26.92 25.94NA.PR.A BANKING 1.3500 .3375 27.20 26.08INDUSTRIAL 1,040,754

NATIONAL BANK OF CANADA 5-YR 1ST PR SER '38' 25.94 24.56NA.PR.C BANKING .4725 .2788 26.05 24.78INDUSTRIAL 1,373,612

NATIONAL BANK OF CANADA 5-YR 1ST PR SER '40' 24.90 24.20NA.PR.E BANKING 0.00 0.00INDUSTRIAL 3,378,626

NAUTILUS MINERALS INC. J .39 .14NUS MINERAL EXPL & DEV 0.28 0.14MINING 24,326,018

NEMASKA LITHIUM INC. 2.44 1.02NMX MINING EXPL & DEV 2.40 0.95MINING 161,955,484

NEMASKA LITHIUM INC. WT .91 .35NMX.WT MINING EXPL & DEV 0.90 0.23MINING 10,660,104

NEO PERFORMANCE MATERIALS INC. 18.60 13.87NEO RARE EARTH PROCESS .0950 17.90 16.99INDUSTRIAL 1,542,296

NEOVASC INC. J .98 .04NVCN MEDICAL PRODUCTS 2.82 0.70INDUSTRIAL 301,359,900

NEPTUNE TECHNOLOGIES & BIORESSOURCES INC. J 4.41 2.84NEPT PHARM PRODUCT/DSTR 3.07 0.86INDUSTRIAL 17,261,708

NEULION, INC. J 1.06 .47NLN BROADCASTING 1.35 0.37INDUSTRIAL 15,172,598

NEVADA COPPER CORP. J .82 .63NCU MINERAL EXPL & DEV 0.84 0.41MINING 2,781,555

NEVSUN RESOURCES LTD. J 3.64 2.50NSU MINERAL EXPL & DEV .0700 .0100 4.63 2.49MINING 61,540,895

NEW FLYER INDUSTRIES INC. 61.25 53.87NFI HEAVY VHCL MFG & SERV 1.1250 .6500 57.70 39.90INDUSTRIAL 11,764,835

NEW GOLD INC. 4.45 2.85NGD NAT RES EXPL/DEV 5.79 3.11MINING 97,057,181

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01-May-2018

NEW LOOK VISION GROUP INC. J 37.19 32.00BCI OPTICAL PROD & SERV .6000 .1500 36.01 25.30INDUSTRIAL 265,731

NEW MILLENNIUM IRON CORP. J .13 .07NML IRON ORE EXPL/DEV 0.36 0.08MINING 8,838,674

NEWALTA CORPORATION 1.58 .91NAL WASTE MGT SERVICES 2.63 0.66INDUSTRIAL 18,431,184

NEWFOUNDLAND CAPITAL CORP. LTD. CL 'A' SV 13.80 11.87NCC.A HOLDING COMPANY .3500 .2500 13.55 9.25INDUSTRIAL 282,541

NEWFOUNDLAND CAPITAL CORP. LTD. CL 'B' MV 14.00 13.85NCC.B HOLDING COMPANY .3500 .2500 15.10 15.00INDUSTRIAL 300

NEWGROWTH CORP. CL 'B' PR SERIES 3 32.55 32.07NEW.PR.D INVESTMENT COMPANY 1.3313 .3325 33.01 31.00INDUSTRIAL 42,852

NEWGROWTH CORPORATION CL 'A' CAPITAL SHARES 45.60 38.91NEW.A INVESTMENT COMPANY 1.1750 .3100 46.00 38.55INDUSTRIAL 31,027

NEXA RESOURCES S.A. 26.70 21.50NEXA ZINC MINING 24.86 19.80MINING 72,419

NEXGEN ENERGY LTD. J 3.53 2.12NXE URANIUM EXPL & DEV 4.45 2.31MINING 62,184,688

NEXJ SYSTEMS INC. J 3.60 2.28NXJ SOFTWARE MKT/SERV 4.90 2.19INDUSTRIAL 395,114

NEXTSOURCE MATERIALS INC. J .22 .06NEXT METAL EXPL & DEV 0.11 0.06MINING 104,259,748

NGEX RESOURCES INC. J 1.49 1.00NGQ MINERAL EXPL & DEV 1.45 0.75MINING 20,125,898

NICKEL CREEK PLATINUM CORP. J .35 .24NCP PRECIOUS MTL EXPL 0.00 0.00MINING 6,020,208

NIGHTHAWK GOLD CORP. J .76 .58NHK GOLD EXPL & DEV 1.14 0.57MINING 13,956,276

NIKO RESOURCES LTD. .15 .05NKO OIL/GAS EXPL & DEV 0.11 0.05OIL 31,073,444

NINEPOINT ENERGY OPPORTUNITIES TRUST UNITS 6.44 4.85NRGY.UN INVESTMENT TRUST 9.80 4.90INDUSTRIAL 432,599

NIOCORP DEVELOPMENTS LTD. J .76 .53NB RES EXPL & DEV 0.89 0.37MINING 6,893,414

NORBORD INC. 54.59 41.62OSB FOREST PRODUCTS 1.5000 .6000 51.75 31.38INDUSTRIAL 28,557,354

NORTH AMERICAN CONSTRUCTION GROUP LTD. 7.99 5.11NOA OIL FIELD SERVICE .0800 .0400 7.48 4.52INDUSTRIAL 2,172,668

NORTH AMERICAN FINANCIAL 15 SPLIT CORP CL 'A' 9.16 8.18FFN INVESTMENT COMPANY 1.2000 .4000 9.69 8.41INDUSTRIAL 3,288,593

NORTH AMERICAN FINANCIAL 15 SPLIT CORP. II PR 10.17 10.02FFN.PR.A INVESTMENT COMPANY .5250 .1838 10.26 9.98INDUSTRIAL 1,209,077

NORTH AMERICAN PALLADIUM LTD. 11.60 7.33PDL MINERAL EXPL & DEV 9.49 4.65MINING 1,009,916

NORTH WEST COMPANY INC.(THE) VARIABLE V COM V 30.43 26.50NWC RETAIL FOOD CHAIN 1.2700 .6400 33.74 27.28INDUSTRIAL 9,228,969

NORTHCLIFF RESOURCES LTD. J .16 .09NCF MINERAL EXPL & DEV 0.23 0.10MINING 5,413,995

NORTHERN DYNASTY MINERALS LTD. J 2.32 1.00NDM MINERAL EXPL & DEV 4.54 1.43MINING 33,116,163

NORTHERN DYNASTY MINERALS LTD. J WT A 1.74 .53NDM.WT.A MINERAL EXPL & DEV 3.99 0.95MINING 1,315,686

NORTHERN DYNASTY MINERALS LTD. J WT B 1.60 .45NDM.WT.B MINERAL EXPL & DEV 3.88 0.89MINING 1,166,719

NORTHERN POWER SYSTEMS CORP. J .23 .10NPS WIND TURBINE MFG/MKT 0.29 0.15INDUSTRIAL 212,275

NORTHLAND POWER INC. 23.64 21.35NPI ELECT POWER OPER 1.0800 .4000 25.04 21.78INDUSTRIAL 22,924,512

NORTHLAND POWER INC. CUMLTV RST SERIES 3 PR 24.79 23.90NPI.PR.C ELECT POWER OPER 1.2500 .3175 24.76 21.84INDUSTRIAL 218,246

NORTHLAND POWER INC. FLTG RATE SERIES '2' PR 20.65 19.15NPI.PR.B ELECT POWER OPER .8413 .2263 19.75 16.89INDUSTRIAL 111,097

NORTHLAND POWER INC. SERIES '1' PR 20.05 19.05NPI.PR.A ELECT POWER OPER .8788 .2200 19.68 17.47INDUSTRIAL 184,314

NORTHVIEW APARTMENT RL EST INVESTMENT TR UN 26.20 22.87NVU.UN INVESTMENT TRUST 1.6300 .5438 25.65 19.83INDUSTRIAL 11,697,843

NOVAGOLD RESOURCES INC. J 6.33 4.44NG GOLD EXPL & DEV 8.15 4.33MINING 14,253,004

NUTRIEN LTD. 70.05 55.27NTR POTASH MINE & PROD .4000 0.00 0.00MINING 81,409,551

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01-May-2018

NUVISTA ENERGY LTD. 9.16 6.69NVA OIL/GAS EXPL & DEV 8.87 5.33OIL 42,235,434

NUVO PHARMACEUTICALS INC. 4.13 3.00NRI PHARM PRODUCTION 6.43 3.50INDUSTRIAL 858,153

NXT ENERGY SOLUTIONS INC. J 1.34 .90SFD OIL/GAS EXPL & DEV 1.57 0.39INDUSTRIAL 1,331,953

OBSIDIAN ENERGY LTD. 1.70 1.06OBE OIL/GAS EXPL & DEV 1.85 1.03OIL 52,661,234

OCEANAGOLD CORPORATION 3.79 2.97OGC GOLD MINING .0200 .0100 5.00 2.92MINING 130,800,096

OLYMPIA FINANCIAL GROUP INC. 35.49 29.52OLY INVESTMENT MGT 2.3700 .6800 35.00 24.50INDUSTRIAL 48,703

ONCOLYTICS BIOTECH INC. 1.12 .58ONC PHARM PRODUCTION 1.13 0.25INDUSTRIAL 22,555,646

ONCOLYTICS BIOTECH INC. WT .50 .20ONC.WT PHARM PRODUCTION 0.31 0.11INDUSTRIAL 1,621,845

ONE GLOBAL EQUITY ETF UNITS 26.12 23.69ONEQ INVESTMENT FUND 26.50 22.50INDUSTRIAL 212,334

ONEX CORPORATION SV 96.87 85.60ONEX HOLDING COMPANY 106.05 86.45INDUSTRIAL 10,269,811

OPEN TEXT CORPORATION 49.49 41.34OTEX SOFTWARE DEV/MKT 367.92 38.65INDUSTRIAL 47,054,670

OPSENS INC. J 1.35 .83OPS MEDICAL EQUIPMENT 1.66 1.07INDUSTRIAL 4,632,867

OPTIVA INC. J SV 56.18 49.30OPT SOFTWARE DEV/MKT/SERV 0.00 0.00INDUSTRIAL 24,536

ORBIT GARANT DRILLING INC. 2.69 1.97OGD DRILLING SERVICES 2.21 1.61INDUSTRIAL 656,196

OROCOBRE LIMITED ORDINARY J 7.36 4.69ORL LITHIUM/POTASSIUM DEV 6.92 2.73MINING 10,280,980

OROSUR MINING INC. .21 .08OMI GOLD PRODUCER 0.32 0.18MINING 6,194,779

ORVANA MINERALS CORP. J .28 .18ORV GOLD EXPL & DEV 0.33 0.17MINING 5,834,653

ORYX PETROLEUM CORP. LIMITED J .23 .17OXC OIL EXPL & DEV 0.58 0.15OIL 1,092,667

OSISKO GOLD ROYALTIES LTD 15.17 11.90OR ROYALTY MGT & ACQUIS .1700 .1000 17.58 12.97MINING 36,170,267

OSISKO GOLD ROYALTIES LTD. WT 2.40 1.25OR.WT ROYALTY MGT & ACQUIS 3.22 2.00MINING 100,843

OSISKO GOLD ROYALTIES LTD. WT A 1.46 .48OR.WT.A ROYALTY MGT & ACQUIS 3.23 1.18MINING 531,941

OSISKO MINING INC. J 3.77 2.34OSK MINERAL EXPL & DEV 5.65 2.41MINING 47,071,510

OSISKO MINING INC. J WT .06 .02OSK.WT MINERAL EXPL & DEV 0.14 0.04MINING 16,306,492

PAINTED PONY LTD. J 2.89 1.65PONY OIL/GAS EXPL & DEV 9.46 2.27OIL 86,334,261

PAN AMERICAN SILVER CORP. 22.16 18.54PAAS MINERAL EXPL & DEV 27.99 18.00MINING 18,594,187

PARAMOUNT RESOURCES LTD. CLASS A 20.26 13.93POU OIL/GAS EXPL & DEV 25.57 14.60OIL 32,006,431

PAREX RESOURCES INC. J 22.31 16.82PXT OIL/GAS EXPL & DEV 18.46 12.19OIL 45,852,565

PARK LAWN CORPORATION 27.48 21.00PLC FUNERAL SERVICES .4563 .1525 23.25 15.25INDUSTRIAL 2,761,333

PARKLAND FUEL CORPORATION 30.61 26.70PKI FUEL/CONV STORE OPERS 1.1488 .3863 32.45 23.41INDUSTRIAL 29,604,921

PARTNERS VALUE SPLIT CORP. CL 'AA' SER 3 PR 25.75 25.11PVS.PR.B INVESTMENT COMPANY 1.0875 .2725 25.50 24.97INDUSTRIAL 160,805

PARTNERS VALUE SPLIT CORP. CL 'AA' SER 6 PR 25.75 25.15PVS.PR.D INVESTMENT COMPANY 1.1250 .2813 25.70 24.90INDUSTRIAL 240,288

PARTNERS VALUE SPLIT CORP. CL 'AA' SER 7 PR 27.05 26.06PVS.PR.E INVESTMENT COMPANY 1.3750 .3438 26.84 25.61INDUSTRIAL 65,333

PARTNERS VALUE SPLIT CORP. CL 'AA' SER 8 PR 26.64 25.00PVS.PR.F INVESTMENT COMPANY .2400 .3000 25.74 24.79INDUSTRIAL 332,396

PASON SYSTEMS INC. 19.49 16.05PSI OIL FIELD SERVICE .6800 .1700 22.36 16.65INDUSTRIAL 10,374,391

PATTERN ENERGY GROUP INC. CL 'A' 27.54 21.38PEGI RECYCLE PWR GENERATN 33.91 26.27INDUSTRIAL 1,127,937

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01-May-2018

PEMBINA PIPELINE CORPORATION 46.03 37.60PPL INVESTMENT COMPANY 2.0200 .7200 46.17 39.04INDUSTRIAL 97,800,987

PEMBINA PIPELINE CORPORATION CL 'A' PR SER 1 23.33 21.55PPL.PR.A INVESTMENT COMPANY 1.0625 .2663 22.92 18.65INDUSTRIAL 666,941

PEMBINA PIPELINE CORPORATION CL 'A' PR SER 11 26.66 25.98PPL.PR.K INVESTMENT COMPANY 1.4375 .3600 26.88 25.50INDUSTRIAL 475,718

PEMBINA PIPELINE CORPORATION CL 'A' PR SER 13 26.75 25.85PPL.PR.M INVESTMENT COMPANY 1.4375 .3600 26.87 25.50INDUSTRIAL 435,413

PEMBINA PIPELINE CORPORATION CL 'A' PR SER 15 24.49 22.99PPL.PR.O INVESTMENT COMPANY .2788 .2788 24.34 17.83INDUSTRIAL 428,110

PEMBINA PIPELINE CORPORATION CL 'A' PR SER 17 24.99 23.42PPL.PR.Q INVESTMENT COMPANY .3125 .3125 24.50 21.08INDUSTRIAL 408,696

PEMBINA PIPELINE CORPORATION CL 'A' PR SER 19 25.89 25.01PPL.PR.S INVESTMENT COMPANY .3125 .3125 25.89 23.06INDUSTRIAL 416,458

PEMBINA PIPELINE CORPORATION CL 'A' PR SER 21 25.75 24.40PPL.PF.A INVESTMENT COMPANY .2825 25.19 24.85INDUSTRIAL 3,133,444

PEMBINA PIPELINE CORPORATION CL 'A' PR SER 3 23.85 21.79PPL.PR.C INVESTMENT COMPANY 1.1750 .2938 23.88 19.70INDUSTRIAL 521,957

PEMBINA PIPELINE CORPORATION CL 'A' PR SER 5 25.00 23.31PPL.PR.E INVESTMENT COMPANY 1.2500 .3125 24.57 21.71INDUSTRIAL 716,827

PEMBINA PIPELINE CORPORATION CL 'A' PR SER 7 24.69 22.84PPL.PR.G INVESTMENT COMPANY 1.1250 .2813 24.29 20.65INDUSTRIAL 363,877

PEMBINA PIPELINE CORPORATION CL 'A' PR SER 9 25.79 24.75PPL.PR.I INVESTMENT COMPANY 1.1875 .2975 25.71 23.87INDUSTRIAL 765,372

PENGROWTH ENERGY CORPORATION 1.21 .77PGF OIL/GAS EXPL & DEV 2.02 0.68OIL 40,648,576

PEREGRINE DIAMONDS LTD. J .18 .12PGD MINERAL EXPL & DEV 0.26 0.11MINING 15,775,278

PERPETUAL ENERGY INC. 1.10 .60PMT OIL/GAS EXPL & DEV 2.44 0.96OIL 3,458,735

PERSEUS MINING LIMITED ORDINARY J .50 .36PRU GOLD EXPL & DEV 0.45 0.27MINING 11,673,675

PERSHING GOLD CORPORATION J 3.20 2.32PGLC GOLD EXPL & DEV 4.74 2.90MINING 89,181

PETRUS RESOURCES LTD. J 2.00 1.02PRQ CRUDE OIL/GAS EXPL 3.30 1.46OIL 3,245,855

PEYTO EXPLORATION & DEVELOPMENT CORP. 15.83 9.83PEY OIL/GAS EXPL & DEV 1.3200 .2900 33.63 13.75OIL 92,082,508

PFB CORPORATION 9.65 7.90PFB PLASTIC PROD MFG .2900 .0800 9.95 7.88INDUSTRIAL 100,813

PHX ENERGY SERVICES CORP. 2.62 1.82PHX DRILLING SERVICES 4.40 1.64INDUSTRIAL 2,978,673

PIMCO INVESTMNT GRDE CREDT FND(CDA)ETF SER UN 20.06 19.28IGCF INVESTMENT FUND 20.16 19.99INDUSTRIAL 834,561

PIMCO MONTHLY INCOME FUND (CANADA) ETF SER UN 20.02 19.66PMIF INVESTMENT FUND 20.15 19.93INDUSTRIAL 3,309,338

PINE CLIFF ENERGY LTD. J .59 .27PNE OIL/GAS EXPL & DEV 1.10 0.45OIL 61,956,517

PINETREE CAPITAL LTD. J 3.20 1.80PNP FINANCE SERV & INV 4.02 1.70INDUSTRIAL 384,805

PINNACLE RENEWABLE HOLDINGS INC. 15.13 10.50PL RENEWABLE FUEL PROD 0.00 0.00INDUSTRIAL 3,296,902

PIVOT TECHNOLOGY SOLUTIONS, INC. J 2.46 1.80PTG HARDWARE PROD/SERV .1600 .0400 2.94 1.35INDUSTRIAL 6,304,544

PIZZA PIZZA ROYALTY CORP. 16.30 13.51PZA RESTAURANTS .8550 .2850 18.24 15.30INDUSTRIAL 2,847,968

PLATINUM GROUP METALS LTD. J .72 .24PTM MINERAL EXPL & DEV 3.19 0.36MINING 9,646,656

POINTS INTERNATIONAL LTD. J 15.50 12.05PTS INTERNET COMMERCE 15.46 8.50INDUSTRIAL 273,701

POLARIS INFRASTRUCTURE INC. J 20.75 16.60PIF GEOTHERMAL RES DEV .5300 .1500 19.98 13.15MINING 3,139,292

POLLARD BANKNOTE LIMITED 24.09 16.91PBL GAMING PROD & SERV .1200 .0600 18.00 7.68INDUSTRIAL 1,239,797

POLYMET MINING CORP. J 1.66 1.00POM MINERAL EXPL & DEV 1.27 0.71MINING 5,015,018

POSERA LTD. J .34 .19PAY ELECT PAYMENT SERV 0.32 0.12INDUSTRIAL 17,104,857

POSTMEDIA NETWORK CDA CORP. CL C VOTING J 2.05 1.00PNC.A PRINTING & PUBLISH 2.25 0.35INDUSTRIAL 11,763

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01-May-2018

POSTMEDIA NETWORK CDA CORP. CLASS NC VV J 1.50 1.00PNC.B PRINTING & PUBLISH 2.10 0.50INDUSTRIAL 49,274

POTASH RIDGE CORPORATION J .16 .07PRK POTASH MINE & PROD 0.31 0.09MINING 55,632,011

POWER CORPORATION OF CANADA 5.00% SER 'D' PR 24.38 22.80POW.PR.D HOLDING COMPANY 1.2500 .6250 25.48 22.98INDUSTRIAL 605,273

POWER CORPORATION OF CANADA 5.35% SER 'B' PR 25.17 24.06POW.PR.B HOLDING COMPANY 1.3375 .6688 25.62 24.40INDUSTRIAL 348,528

POWER CORPORATION OF CANADA 5.60% SER 'A' PR 25.62 24.90POW.PR.A HOLDING COMPANY 1.4000 .7000 26.01 25.04INDUSTRIAL 343,150

POWER CORPORATION OF CANADA 5.60% SER 'G' PR 25.85 24.94POW.PR.G HOLDING COMPANY 1.4000 .7000 26.36 25.03INDUSTRIAL 601,207

POWER CORPORATION OF CANADA 5.80% SER 'C' PR 25.94 25.27POW.PR.C HOLDING COMPANY 1.4500 .7250 26.14 25.31INDUSTRIAL 537,355

POWER CORPORATION OF CANADA PARTICIPATING PR 32.95 32.10POW.PR.E HOLDING COMPANY 1.4100 .3588 35.00 30.50INDUSTRIAL 600

POWER CORPORATION OF CANADA SV 32.66 28.20POW HOLDING COMPANY 1.4100 .3588 33.69 28.40INDUSTRIAL 63,481,825

POWER CORPORATION OF CDA 1ST PR 1986 SERIES 45.00 40.22POW.PR.F HOLDING COMPANY .9575 .5688 42.00 32.00INDUSTRIAL 31,817

POWER FINANCIAL CORP. 4.20% SERIES 'T' 1ST PR 25.35 23.60PWF.PR.T HOLDING COMPANY 1.0500 .5250 24.72 20.97INDUSTRIAL 432,843

POWER FINANCIAL CORP. 4.40% SERIES 'P' 1ST PR 19.98 17.90PWF.PR.P HOLDING COMPANY .5763 .2888 18.98 14.41INDUSTRIAL 1,303,580

POWER FINANCIAL CORP. 4.80% SERIES 'S' 1ST PR 23.51 21.85PWF.PR.S HOLDING COMPANY 1.2000 .6000 24.43 22.27INDUSTRIAL 538,492

POWER FINANCIAL CORP. 4.95% SERIES 'K' 1ST PR 23.80 22.45PWF.PR.K HOLDING COMPANY 1.2375 .6188 24.72 22.72INDUSTRIAL 617,228

POWER FINANCIAL CORP. 5.10% SERIES 'L' 1ST PR 24.98 23.12PWF.PR.L HOLDING COMPANY 1.2750 .6375 25.41 23.29INDUSTRIAL 555,015

POWER FINANCIAL CORP. 5.15% SERIES 'V' 1ST PR 25.00 23.55PWF.PR.Z HOLDING COMPANY .5575 .6438 25.12 24.18INDUSTRIAL 581,402

POWER FINANCIAL CORP. 5.25% SERIES 'E' 1ST PR 25.10 23.73PWF.PR.F HOLDING COMPANY 1.3125 .6563 25.66 24.22INDUSTRIAL 354,985

POWER FINANCIAL CORP. 5.50% SERIES 'R' 1ST PR 25.76 25.04PWF.PR.R HOLDING COMPANY 1.3750 .6875 26.12 25.00INDUSTRIAL 340,808

POWER FINANCIAL CORP. 5.75% SERIES 'H' 1ST PR 25.96 25.24PWF.PR.H HOLDING COMPANY 1.4375 .7188 26.09 25.24INDUSTRIAL 378,683

POWER FINANCIAL CORP. 5.80% SERIES 'O' 1ST PR 26.16 25.30PWF.PR.O HOLDING COMPANY 1.4500 .7250 26.38 25.40INDUSTRIAL 199,279

POWER FINANCIAL CORP. 5.90% SERIES 'F' 1ST PR 25.94 25.24PWF.PR.G HOLDING COMPANY 1.4750 .7375 26.18 25.36INDUSTRIAL 353,164

POWER FINANCIAL CORP. 6% SERIES 'I' 1ST PR 26.15 25.33PWF.PR.I HOLDING COMPANY 1.5000 .7500 26.37 25.38INDUSTRIAL 436,701

POWER FINANCIAL CORP. FLTG RT SER 'Q' 1ST PR 22.13 17.79PWF.PR.Q HOLDING COMPANY .5375 .3263 17.80 13.94INDUSTRIAL 640,077

POWER FINANCIAL CORP. SER A FLTG RATE 1ST PR 21.99 18.19PWF.PR.A HOLDING COMPANY .4850 .1400 18.02 12.24INDUSTRIAL 679,611

POWER FINANCIAL CORP. SERIES 'D' 1ST PR 25.61 24.77PWF.PR.E HOLDING COMPANY 1.3750 .6875 25.86 24.90INDUSTRIAL 221,068

POWER FINANCIAL CORPORATION 34.98 31.50PWF HOLDING COMPANY 1.6300 .4125 37.00 31.75INDUSTRIAL 38,137,113

POWERSHARE S&P INTL DEV LOW VOLATL IDX ETF UN 23.94 22.37ILV INVESTMENT FUND .6838 .4438 24.20 21.01INDUSTRIAL 185,100

POWERSHARE S&P500LW VLTLTY IDX ETF CA$ HEG UN 38.22 34.70ULV.F INVESTMENT FUND .5763 .2363 37.66 31.95INDUSTRIAL 310,253

POWERSHARES 1-3YR LAD FLTG RTE NT INDX ETF UN 19.96 19.90PFL INVESTMENT FUND .1763 .0913 19.99 19.86INDUSTRIAL 815,583

POWERSHARES CANADIAN DIV INDEX ETF TRNSFR UN 28.92 25.52PDC INVESTMENT FUND 1.1913 .4163 29.00 26.78INDUSTRIAL 1,861,754

POWERSHARES CANADIAN PREF SHARE INDX ETF UN 17.16 16.18PPS INVESTMENT FUND .6963 .2250 17.25 15.00INDUSTRIAL 441,786

POWERSHARES FTSE RAFI CDN FNDMTL INDEX ETF UN 27.97 25.39PXC INVESTMENT FUND .6100 .3225 27.43 24.82INDUSTRIAL 339,217

POWERSHARES FTSE RAFI GLB SM-MD FNDMT ETF HEG 19.50 19.47PZW.F INVESTMENT FUND .0500 0.00 0.00INDUSTRIAL 3,100

POWERSHARES FTSE RAFI GLB SML-MD FNDMT ETF UN 27.32 24.92PZW INVESTMENT FUND .2750 .2800 26.45 22.62INDUSTRIAL 74,594

POWERSHARES FTSE RAFI GLBL+FNDMNTL IDX ETF UN 24.35 22.73PXG INVESTMENT FUND .4288 .3688 23.77 20.94INDUSTRIAL 82,484

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01-May-2018

POWERSHARES FTSE RAFI US FNDMNTL IDX ETF 2 CA 26.07 23.69PXS INVESTMENT FUND .3875 .2000 25.60 21.97INDUSTRIAL 156,374

POWERSHARES GLOBAL SHAREHOLDER YLD ETF CAD UN 24.97 22.87PSY INVESTMENT FUND .7150 .2963 24.61 21.56INDUSTRIAL 44,210

POWERSHARES LADDRITE US 0-5Y CORP BND IDX UN 22.38 21.24USB INVESTMENT FUND .7775 .2413 24.27 21.34INDUSTRIAL 136,884

POWERSHARES LADDRRITE US0-5YR CRP BND IDX USF 17.55 17.31USB.U INVESTMENT FUND .6063 .1913 17.91 17.65INDUSTRIAL 19,566

POWERSHARES LOW VOLATLTY PORTFOLIO ETF CAD UN 22.13 21.06PLV INVESTMENT FUND .5188 .2513 22.35 20.78INDUSTRIAL 181,989

POWERSHARES QQQ INDEX ETF CAD$ HEDGED UN 62.12 53.34QQC.F INVESTMENT FUND .3463 .2063 56.66 43.83INDUSTRIAL 2,737,404

POWERSHARES S&P/TSX REIT INCOME IDX ETF CA UN 21.03 19.75REIT INVESTMENT FUND 20.89 19.70INDUSTRIAL 52,467

POWERSHARES S&P500LOW VOLATLTY IDX ETF CA$ UN 22.17 20.97ULV.C INVESTMENT FUND .2913 .1425 22.73 19.85INDUSTRIAL 64,926

POWERSHARES SENIOR LOAN IDX ETF CA$ HEG UN 19.12 18.88BKL.F INVESTMENT FUND .6200 .2188 19.60 18.70INDUSTRIAL 302,218

POWERSHARES SENIOR LOAN INDEX ETF CAD UN 18.16 17.96BKL.C INVESTMENT FUND .3438 .2138 19.24 17.93INDUSTRIAL 2,586

POWERSHARES TACTICAL BOND ETF TRANS UN 18.96 18.41PTB INVESTMENT FUND .6888 .2075 19.53 18.65INDUSTRIAL 451,007

POWERSHR 1-5YR LDR INVGRD CORP BND IDX ETF UN 18.19 17.93PSB INVESTMENT FUND .6613 .2100 18.84 18.15INDUSTRIAL 1,546,953

POWERSHR FTSE RAFI CDN SML-MD FUND IDX ETF UN 20.89 19.36PZC INVESTMENT FUND .3588 .1588 20.90 19.46INDUSTRIAL 13,911

POWERSHR FTSE RAFI US FUNDMNTL IDX ETF CA$HEG 41.58 37.28PXU.F INVESTMENT FUND .5788 .2875 39.50 34.49INDUSTRIAL 108,713

POWERSHR S&P/TSX COMP LOW VOLITLTY IDX ETF UN 28.73 26.77TLV INVESTMENT FUND 1.0200 .3475 29.07 27.02INDUSTRIAL 732,254

POWERSHRE S&P EMERG MKT LW VOLATIL IDX ETF UN 21.47 19.72ELV INVESTMENT FUND .4363 .3538 20.46 17.37INDUSTRIAL 99,248

POWERSHRS FUNDMNTL HI YLD CORP BOND ETF CA$HG 20.55 19.72PFH.F INVESTMENT FUND .8263 .2875 20.73 20.08INDUSTRIAL 555,816

PRAIRIE PROVIDENT RESOURCES INC. J .52 .37PPR OIL/GAS EXPL & DEV 0.80 0.35OIL 7,426,637

PRAIRIE PROVIDENT RESOURCES INC. WT J .13 .04PPR.WT OIL/GAS EXPL & DEV 0.17 0.05OIL 20,500

PRAIRIESKY ROYALTY LTD. 33.23 26.52PSK OIL/GAS EXPL & DEV .7425 .2525 35.90 27.10OIL 39,065,136

PRECISION DRILLING CORPORATION 4.84 3.36PD DRILLING SERVICES 8.11 2.89INDUSTRIAL 229,239,574

PREMIER GOLD MINES LIMITED J 3.73 2.59PG MINERAL RES PROP 4.13 2.17MINING 29,350,865

PREMIUM BRANDS HOLDINGS CORPORATION 122.77 100.94PBH FOOD PROD & DSTR 1.6400 .8950 110.28 63.16INDUSTRIAL 6,516,329

PREMIUM BRANDS HOLDINGS CORPORATION 4.65% DEB 145.00 123.00PBH.DB.E FOOD PROD & DSTR 132.88 103.60INDUSTRIAL 92,020

PREMIUM INCOME CORPORATION CL 'A' 8.44 6.04PIC.A MUTUAL FUNDS .8125 .4063 8.14 6.38INDUSTRIAL 1,550,062

PREMIUM INCOME CORPORATION PR 15.41 15.09PIC.PR.A MUTUAL FUNDS .8625 .4313 15.50 15.00INDUSTRIAL 502,273

PRETIUM RESOURCES INC. J 14.94 7.93PVG PRECIOUS MTL EXPL 16.48 9.73MINING 54,287,569

PRIME DIVIDEND CORP. CLASS 'A' 8.98 7.05PDV INVESTMENT COMPANY .7363 .2700 8.15 6.93INDUSTRIAL 145,151

PRIME DIVIDEND CORP. PR 10.25 10.10PDV.PR.A INVESTMENT COMPANY .5000 .1663 10.44 10.10INDUSTRIAL 33,832

PRIMERO MINING CORP. .30 .09P MINING EXPL & DEV 1.21 0.08MINING 83,781,111

PRIMERO MINING CORPORATION WT .03 .01P.WT.C MINING EXPL & DEV 0.20 0.01MINING 1,749,060

PROMETIC LIFE SCIENCES INC. J 1.80 .63PLI PHARM PRODUCTION 2.64 1.12INDUSTRIAL 102,855,129

PROMIS NEUROSCIENCES INC. J .73 .20PMN THERAPEUTIC PROD 0.35 0.15INDUSTRIAL 87,854,056

PROPHECY DEVELOPMENT CORP. J 4.39 2.40PCY COAL EXPL & DEV 7.19 2.75MINING 906,093

PULSE SEISMIC INC. 3.21 2.81PSD SEISMIC DATA .2000 3.44 2.35INDUSTRIAL 1,284,142

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01-May-2018

PURPOSE BEST IDEAS FND ETF NON-CURRENCY HEDGD 31.11 28.31PBI.B INVESTMENT FUND 28.56 24.50INDUSTRIAL 10,443

PURPOSE BEST IDEAS FUND ETF 29.43 26.62PBI INVESTMENT FUND 27.71 23.06INDUSTRIAL 17,615

PURPOSE CANADIAN FINANCIAL INCOME FND ETF SHR 23.93 22.00BNC INVESTMENT FUND .8975 .3300 23.42 20.96INDUSTRIAL 7,586

PURPOSE CONSERVATIVE INCOME FUND ETF SHARES 19.76 19.65PRP INVESTMENT FUND .5438 .2163 20.81 20.15INDUSTRIAL 3,360

PURPOSE CORE DIVIDEND FUND ETF 27.78 24.95PDF INVESTMENT FUND .9550 .3400 28.10 26.30INDUSTRIAL 958,674

PURPOSE DIVERSIFIED REAL ASSET FUND ETF 18.98 18.09PRA INVESTMENT FUND .2850 .1500 18.75 17.39INDUSTRIAL 9,864

PURPOSE DURATION HEDGED REAL ESTATE FUND ETF 19.10 17.74PHR INVESTMENT FUND .9600 .3200 21.28 18.71INDUSTRIAL 515,230

PURPOSE ENHANCED DIVIDEND FUND ETF 11.26 10.18PDIV INVESTMENT COMPANY 0.00 0.00INDUSTRIAL 125,160

PURPOSE ENHANCED US EQUITY FUND ETF 29.50 25.70PEU INVESTMENT FUND 27.83 23.77INDUSTRIAL 9,437

PURPOSE ENHNCD US EQTY FND ETF NN-CUR HEG ETF 30.56 29.26PEU.B INVESTMENT FUND 30.34 26.62INDUSTRIAL 3,130

PURPOSE GLOBAL INNOVATORS FUND ETF 20.19 20.19PINV INVESTMENT FUND 0.00 0.00INDUSTRIAL 1,078

PURPOSE HIGH INTEREST SAVINGS ETF UNITS 50.06 50.00PSA INVESTMENT FUND .5288 .2125 50.06 50.00INDUSTRIAL 690,736

PURPOSE INTERNATIONAL DIVIDEND FUND ETF UN 21.66 19.94PID INVESTMENT FUND .6938 .3325 21.91 18.93INDUSTRIAL 282,736

PURPOSE INTL TACTICAL HEDGED EQUITY FUND ETF 20.85 19.78PHW INVESTMENT FUND .3875 .2000 20.91 18.30INDUSTRIAL 91,118

PURPOSE MONTHLY INCOME FUND ETF 19.33 18.51PIN INVESTMENT FUND .9963 .3325 19.99 19.07INDUSTRIAL 31,602

PURPOSE MULTI-ASSET INCOME FUND ETF UN PINC INVESTMENT FUND 0.00 0.00INDUSTRIAL

PURPOSE MULTI-STRATEGY MKT NEUTRAL FND ETF UN 24.00 22.03PMM INVESTMENT FUND 23.46 20.65INDUSTRIAL 93,917

PURPOSE PREMIUM YIELD FUND ETF 19.29 18.66PYF INVESTMENT FUND 1.1488 .3325 19.60 19.04INDUSTRIAL 1,241,259

PURPOSE SHORT DURATN TACTICAL BOND FND ETF UN 19.71 19.42SBND INVESTMENT FUND 20.03 19.63INDUSTRIAL 16,840

PURPOSE STRATEGIC YIELD FUND ETF UN 20.11 20.11SYLD INVESTMENT FUND 0.00 0.00INDUSTRIAL 700

PURPOSE TACTICAL HEDGED EQTY FUND ETF NON-CUR 26.57 24.90PHE.B INVESTMENT FUND 25.99 22.34INDUSTRIAL 44,318

PURPOSE TACTICAL HEDGED EQUITY FUND ETF 27.22 24.90PHE INVESTMENT FUND 26.04 22.91INDUSTRIAL 21,624

PURPOSE TACTICAL INVEST GRADE BOND FND ETF UN 19.63 19.10BND INVESTMENT FUND .6725 .2525 20.32 19.63INDUSTRIAL 278,800

PURPOSE TOTAL RETURN BOND FUND ETF 19.33 18.45PBD INVESTMENT FUND .8538 .3013 19.88 19.11INDUSTRIAL 392,602

PURPOSE US CASH ETF U.S.F. UNITS 100.10 100.00PSU.U INVESTMENT FUND .8100 .3625 100.09 100.00INDUSTRIAL 70,680

PURPOSE US DIVIDEND FUND ETF NON-CUR HEDGD UN 26.66 24.42PUD.B INVESTMENT FUND .7188 .2950 26.91 23.47INDUSTRIAL 161,079

PURPOSE US DIVIDEND FUND ETF UNITS 24.02 21.52PUD INVESTMENT FUND .6200 .2600 23.21 21.57INDUSTRIAL 34,124

QUARTERHILL INC. 2.44 1.82QTRH WIRELESS DATA TECH 2.94 1.55INDUSTRIAL 21,569,899

QUEBECOR INC. CL 'A' MV 25.09 22.12QBR.A HOLDING COMPANY .1050 .0275 27.15 18.41INDUSTRIAL 62,159

QUEBECOR INC. CL 'B' SV 25.24 22.88QBR.B HOLDING COMPANY .1050 .0275 25.27 18.40INDUSTRIAL 34,283,186

QUESTERRE ENERGY CORPORATION J 1.18 .72QEC OIL/GAS EXPL & DEV 1.36 0.57OIL 3,226,473

RAGING RIVER EXPLORATION INC. 8.89 5.52RRX OIL/GAS EXPL & DEV 10.87 6.25OIL 111,500,875

RBC 1-5 YR LADDERED CANADIAN BOND ETF CAD UN 19.21 18.99RLB INVESTMENT FUND .5525 .2175 19.88 19.20INDUSTRIAL 591,359

RBC 1-5 YR LADDERED CORPORATE BOND ETF UNITS 19.09 18.85RBO INVESTMENT FUND .5613 .2225 19.71 19.08INDUSTRIAL 475,152

RBC 6-10YR LADDERED CDN CORPORATE BOND ETF UN 19.88 19.64RMBO INVESTMENT FUND 20.32 20.15INDUSTRIAL 7,296

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01-May-2018

RBC BLUEBAY GLOBL DIVERS INCM (CAD HEG)ETF UN 19.84 19.05RBDI INVESTMENT FUND 20.21 19.39INDUSTRIAL 38,407

RBC CANADIAN BANK YIELD INDEX ETF CAD UN 21.39 19.40RBNK INVESTMENT FUND 20.93 20.11INDUSTRIAL 3,327,135

RBC CANADIAN PREFERRED SHARE ETF CAD UNITS 24.78 23.57RPF INVESTMENT FUND .9638 .3950 24.53 21.73INDUSTRIAL 1,675,454

RBC PH&N SHORT TERM CANADIAN BOND ETF UN 19.92 19.78RPSB INVESTMENT FUND 20.11 20.02INDUSTRIAL 129,847

RBC QUANT CANADIAN EQUITY LEADERS ETF CAD UN 21.62 19.93RCE INVESTMENT FUND .4675 .2438 21.53 20.07INDUSTRIAL 40,202

RBC QUANT CDN DIVIDEND LEADERS ETF UNITS 21.42 19.68RCD INVESTMENT FUND .7513 .3113 21.54 20.01INDUSTRIAL 292,291

RBC QUANT EAFE DIV LEADERS(CAD HEDGED) ETF UN 24.74 22.23RIDH INVESTMENT FUND 24.31 22.99INDUSTRIAL 642,906

RBC QUANT EAFE DIVIDEND LEADERS ETF CAD UN 25.42 23.20RID INVESTMENT FUND .7150 .2813 25.47 22.43INDUSTRIAL 1,085,715

RBC QUANT EAFE EQTY LEADR(CAD-HEG)ETF CAD UN 21.95 19.74RIEH INVESTMENT FUND 21.49 20.06INDUSTRIAL 127,483

RBC QUANT EAFE EQUITY LEADERS ETF CAD UN 23.89 21.84RIE INVESTMENT FUND .4613 .2013 23.17 19.73INDUSTRIAL 96,121

RBC QUANT EMERGING MARKETS DIV LEADERS ETF UN 22.93 21.15RXD INVESTMENT FUND .6213 .2013 21.60 18.31INDUSTRIAL 212,938

RBC QUANT EMERGING MKT EQTY LEADR ETF CAD UN 28.80 25.93RXE INVESTMENT FUND .4650 .2475 26.55 22.20INDUSTRIAL 241,801

RBC QUANT EUROPEAN DIV LEADERS ETF CAD UN 24.81 22.58RPD INVESTMENT FUND .7100 .2763 24.93 21.30INDUSTRIAL 328,083

RBC QUANT EUROPEAN DIV LEADERS(CAD HEG)ETF UN 24.10 21.67RPDH INVESTMENT FUND 24.02 22.63INDUSTRIAL 478,542

RBC QUANT GLBL REAL ESTATE LEADERS ETF CAD UN 19.88 18.17RGRE INVESTMENT FUND 19.82 18.29INDUSTRIAL 54,807

RBC QUANT GLOBAL INFRASTRUCTR LEADR US ETF UN 15.79 14.86RIG.U INVESTMENT FUND .5425 .2250 16.19 15.24INDUSTRIAL 7,600

RBC QUANT GLOBAL INFRASTRUCTURE LEADERS CA UN 19.79 18.23RIG INVESTMENT FUND .7050 .2850 21.62 19.48INDUSTRIAL 160,294

RBC QUANT U.S. DIV LEADERS (CAD HEDGD) ETF UN 28.50 24.69RUDH INVESTMENT FUND 26.70 23.45INDUSTRIAL 234,921

RBC QUANT U.S. DIVIDEND LEADERS ETF CAD UN 33.67 30.38RUD INVESTMENT FUND .6325 .2825 33.11 28.02INDUSTRIAL 535,259

RBC QUANT U.S. EQUITY LEADERS ETF CAD UN 28.12 25.35RUE INVESTMENT FUND .3000 .1588 27.17 23.37INDUSTRIAL 197,681

RBC QUANT US EQUITY LEADERS (CAD HDGD) ETF UN 26.49 23.37RUEH INVESTMENT FUND 24.82 22.13INDUSTRIAL 87,062

RBC SHORT TERM U.S. CORPORATE BOND ETF CAD UN 20.30 19.49RUSB INVESTMENT FUND 20.53 20.22INDUSTRIAL 32,705

RBC STRATEGIC GLBL DIVIDEND LEADRS ETF CAD UN 25.20 23.46RLD INVESTMENT FUND .6713 .2575 24.74 22.32INDUSTRIAL 21,819

RBC STRATEGIC GLBL EQUITY LEADERS ETF CAD UN 26.25 24.73RLE INVESTMENT FUND .4613 .2363 25.52 23.08INDUSTRIAL 8,401

RBC TARGET 2018 CORPORATE BOND INDEX ETF UNIT 18.98 18.88RQF INVESTMENT FUND .6375 .3038 19.54 18.98INDUSTRIAL 126,040

RBC TARGET 2019 CORPORATE BOND INDEX ETF UNIT 19.23 19.05RQG INVESTMENT FUND .7750 .3463 19.97 19.20INDUSTRIAL 211,964

RBC TARGET 2020 CORPORATE BOND INDEX ETF UNIT 20.09 19.93RQH INVESTMENT FUND .5513 .2163 20.68 20.06INDUSTRIAL 100,891

RBC TARGET 2021 CORPORATE BOND INDEX ETF UN 19.91 19.66RQI INVESTMENT FUND .5313 .2238 20.60 19.86INDUSTRIAL 124,140

RBC TARGET 2022 CORPORATE BND INDX ETF CAD UN 19.42 19.22RQJ INVESTMENT FUND .4388 .1675 20.06 19.36INDUSTRIAL 37,912

RBC TARGET 2023 CORPORATE BND IDX ETF CAD UN 19.29 18.94RQK INVESTMENT FUND .5863 .2275 20.04 19.19INDUSTRIAL 51,249

REAL MATTERS INC. 10.32 6.80REAL MANAGEMENT CO 15.00 8.29INDUSTRIAL 5,511,209

RED EAGLE MINING CORPORATION J .36 .24R GOLD EXPL & DEV 0.88 0.23MINING 15,070,584

RED EAGLE MINING CORPORATION J WT .14 .08R.WT GOLD EXPL & DEV 0.14 0.07MINING 922,695

REDHAWK RESOURCES, INC. J .10 .02RDK MINERAL EXPL & DEV 0.08 0.02MINING 7,014,319

REDLINE COMMUNICATIONS GROUP INC. J 1.94 1.50RDL WIRELESS COMMUN PROD 2.30 1.34INDUSTRIAL 959,766

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Issue Name Ticker

SymbolYTD High

YTD Low


YTDDiv Amt

YTD Volume

Prev Year High

Prev Year Low

IndustrialCategory

01-May-2018

REITMAN'S (CANADA) LTD. 4.34 3.80RET CLOTHING RETAIL .2000 .1000 6.29 3.96INDUSTRIAL 314,035

REITMAN'S (CANADA) LTD. CL 'A' NV 4.48 3.81RET.A CLOTHING RETAIL .2000 .1000 6.52 3.76INDUSTRIAL 1,454,805

RESOLUTE FOREST PRODUCTS INC. 15.23 9.32RFP NEWSPRINT & PAPER 14.28 5.29INDUSTRIAL 1,338,223

RESTAURANT BRANDS INTERNATIONAL INC 81.15 67.55QSR HOLDING COMPANY .7400 .6600 88.36 62.75INDUSTRIAL 50,635,621

RESVERLOGIX CORP. J 2.22 1.25RVX BIOTECHNOLOGY 2.47 1.23INDUSTRIAL 3,637,625

RESVERLOGIX CORP. J WT 1.00 .67RVX.WT BIOTECHNOLOGY 1.04 0.30INDUSTRIAL 81,230

RICHELIEU HARDWARE LTD. 34.65 26.63RCH HARDWARE PRODUCTS .2263 .0600 35.64 25.00INDUSTRIAL 5,990,697

RITCHIE BROS. AUCTIONEERS INCORPORATED 44.74 37.08RBA AUCTION .6800 .1700 46.58 30.63INDUSTRIAL 16,746,063

ROCKY MOUNTAIN DEALERSHIPS INC. 14.16 11.59RME CONSTRUCTION EQUIP .4600 .1150 14.34 9.20INDUSTRIAL 3,437,587

ROGERS COMMUNICATIONS INC. CL 'A' 64.20 56.00RCI.A BROADCAST/TELECOM 1.9200 .9600 69.99 51.05INDUSTRIAL 94,661

ROGERS COMMUNICATIONS INC. CL 'B' NV 64.00 55.63RCI.B BROADCAST/TELECOM 1.9200 .9600 70.08 50.44INDUSTRIAL 82,077,275

ROGERS SUGAR INC. 6.49 6.00RSI SUGAR REFINERY .3600 .1800 6.94 5.90INDUSTRIAL 10,906,897

ROOTS CORPORATION 13.49 9.94ROOT CLOTHING DSGN/RETAIL 11.55 8.55INDUSTRIAL 9,330,126

ROXGOLD INC. J 1.44 .98ROXG MINERAL EXPL & DEV 1.47 1.03MINING 36,511,768

ROYAL BANK OF CANADA 108.52 96.00RY BANKING 3.4800 .9100 103.34 90.13INDUSTRIAL 199,942,499

ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AD' 25.60 25.05RY.PR.D BANKING 1.1250 .2813 25.74 25.04INDUSTRIAL 568,725

ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AF' 25.50 24.92RY.PR.F BANKING 1.1125 .2788 25.64 25.00INDUSTRIAL 274,297

ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AG' 25.78 25.02RY.PR.G BANKING 1.1250 .2813 25.75 25.02INDUSTRIAL 540,985

ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AJ' 25.28 24.73RY.PR.I BANKING .8800 .2200 25.18 24.40INDUSTRIAL 1,885,876

ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AK' 25.16 24.70RY.PR.K BANKING .6238 .1825 26.00 23.35INDUSTRIAL 79,600

ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AL' 25.63 24.92RY.PR.L BANKING 1.0650 .2663 26.18 25.15INDUSTRIAL 346,919

ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'AZ' 24.16 22.89RY.PR.Z BANKING 1.0000 .2500 24.36 19.58INDUSTRIAL 1,252,617

ROYAL BANK OF CANADA 1ST PR NON-CUM SER 'BB' 24.39 22.85RY.PR.H BANKING .9750 .2438 24.22 19.64INDUSTRIAL 2,641,496

ROYAL BANK OF CANADA 1ST PR NVCC SER 'BD' 24.98 23.91RY.PR.J BANKING .9000 .2250 25.00 21.50INDUSTRIAL 1,197,772

ROYAL BANK OF CANADA 1ST PR NVCC SER 'BF' 24.98 23.71RY.PR.M BANKING .9000 .2250 24.83 21.43INDUSTRIAL 573,528

ROYAL BANK OF CANADA 1ST PR NVCC SER 'BH' 25.79 24.33RY.PR.N BANKING 1.2250 .3063 26.00 24.41INDUSTRIAL 133,401

ROYAL BANK OF CANADA 1ST PR NVCC SER 'BI' 25.53 24.27RY.PR.O BANKING 1.2250 .3063 25.70 24.45INDUSTRIAL 306,958

ROYAL BANK OF CANADA 1ST PR NVCC SER 'BJ' 26.11 25.00RY.PR.P BANKING 1.3125 .3288 26.43 25.25INDUSTRIAL 322,182

ROYAL BANK OF CANADA 1ST PR NVCC SER 'BM' 27.22 26.27RY.PR.R BANKING 1.3750 .3438 27.60 26.64INDUSTRIAL 1,216,486

ROYAL BANK OF CANADA 1ST PR SERIES 'AA' 25.77 25.01RY.PR.A BANKING 1.1125 .2788 25.66 25.00INDUSTRIAL 495,189

ROYAL BANK OF CANADA 1ST PR SERIES 'AC' 25.53 24.99RY.PR.C BANKING 1.1500 .2875 25.59 25.05INDUSTRIAL 382,974

ROYAL BANK OF CANADA 1ST PR SERIES 'AE' 25.53 24.93RY.PR.E BANKING 1.1250 .2813 25.59 25.06INDUSTRIAL 513,986

ROYAL BANK OF CANADA 1ST PR SERIES 'W' 25.40 24.40RY.PR.W BANKING 1.2250 .3063 25.50 24.52INDUSTRIAL 601,437

ROYAL BANK OF CANADA 5YR 1ST PR NVCC SER 'BK' 27.15 26.19RY.PR.Q BANKING 1.3750 .3438 27.55 26.50INDUSTRIAL 1,661,664

ROYAL CANADIAN MINT-CDN SILVER RESERVES ETR 13.09 12.24MNS INVESTMENT NOTE 14.92 11.97INDUSTRIAL 371,334

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SymbolYTD High

YTD Low


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Prev Year High

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IndustrialCategory

01-May-2018

ROYAL CDN MINT-CDN GLD RESERVES EXCHG-TRD REC 18.46 17.25MNT INVESTMENT NOTE 18.49 16.44INDUSTRIAL 1,265,705

ROYAL NICKEL CORPORATION J .38 .16RNX MINERAL EXPL & DEV 0.39 0.16MINING 130,352,575

RTG MINING INC. ORDINARY J .26 .10RTG GOLD EXPL & DEV 0.55 0.10MINING 636,396

RUBICON MINERALS CORPORATION J 1.88 1.13RMX MINERAL EXPL & DEV 2.39 1.27MINING 1,981,583

RUSSEL METALS INC. 32.65 27.08RUS METAL PROCESS/DSTR 1.5200 .3800 29.78 23.67INDUSTRIAL 18,429,272

S SPLIT CORP. CLASS 'A' 8.38 6.94SBN INVESTMENT COMPANY .5400 .1800 8.55 6.70INDUSTRIAL 55,255

S SPLIT CORP. PR 11.25 10.59SBN.PR.A INVESTMENT COMPANY .5250 .1750 11.56 10.55INDUSTRIAL 12,134

SABINA GOLD & SILVER CORP. J 2.35 1.48SBB MINERAL EXPL & DEV 2.70 0.93MINING 28,007,826

SANDSTORM GOLD LTD. 6.95 5.66SSL RES EXPL & DEV 6.81 4.37MINING 31,570,155

SANDSTORM GOLD LTD. WT 3.13 2.05SSL.WT RES EXPL & DEV 3.48 2.10MINING 558,488

SAPUTO INC. 45.09 39.08SAP FOOD PROD & DSTR .6200 .1600 48.98 39.74INDUSTRIAL 33,299,520

SAVARIA CORPORATION J 19.24 15.56SIS EQUIP MFG/DSTR .2850 .1200 18.47 10.18INDUSTRIAL 7,627,439

SCANDIUM INTERNATIONAL MINING CORP. J .25 .16SCY MINERAL EXPL & DEV 0.48 0.22MINING 13,856,804

SEABRIDGE GOLD INC. J 15.37 12.89SEA GOLD EXPL & DEV 17.65 11.03MINING 6,446,984

SECOND CUP LTD. (THE) 4.05 2.07SCU SPECIALTY COFFEE 3.49 1.40INDUSTRIAL 5,097,681

SECURE ENERGY SERVICES INC. J 9.82 6.98SES OIL/GAS SERVICES .2488 .0900 12.04 6.96INDUSTRIAL 34,340,538

SEMAFO INC. J 4.14 3.27SMF GOLD EXPL & DEV 5.24 2.68MINING 82,538,009

SENTRY SELECT PRIMARY METALS CORP. CL 'A' 2.68 2.16PME INVESTMENT COMPANY .3000 .1000 3.70 2.30INDUSTRIAL 1,950,167

SENVEST CAPITAL INC. 250.05 223.50SEC MANAGEMENT CO 249.10 167.57INDUSTRIAL 50,532

SERABI GOLD PLC ORDINARY J .08 .05SBI GOLD EXPL & DEV 0.10 0.05MINING 1,500,799

SERINUS ENERGY INC. J .43 .24SEN OIL & GAS EXPL 0.60 0.26OIL 385,902

SEVEN GENERATIONS ENERGY LTD. CL 'A' 19.14 13.62VII HYDROCARBON EXPL/DEV 32.37 16.06OIL 76,442,325

SHAW COMMUNICATIONS INC FLTG RT CL 2 PR SER B 19.28 17.68SJR.PR.B BROADCASTING .6263 .3513 18.05 14.40INDUSTRIAL 94,653

SHAW COMMUNICATIONS INC. CL 'B' NV 28.87 23.90SJR.B BROADCASTING 1.1850 .3950 30.44 26.48INDUSTRIAL 98,308,096

SHAW COMMUNICATIONS INC. CL 2 PR SER A 19.97 17.33SJR.PR.A BROADCASTING .6975 .3488 17.82 14.73INDUSTRIAL 634,872

SHAWCOR LTD. 29.50 23.60SCL OIL/GAS SERVICES .6000 .1500 39.95 24.20INDUSTRIAL 7,450,949

SHERRITT INTERNATIONAL CORPORATION 1.87 1.05S HOLDING COMPANY 1.82 0.74MINING 166,705,747

SHERRITT INTERNATIONAL CORPORATION WT .40 .18S.WT HOLDING COMPANY 0.00 0.00MINING 16,822,203

SHOPIFY INC. CL 'A' SV 202.45 126.65SHOP INTERNET COMMERCE 151.88 56.60INDUSTRIAL 31,890,978

SIENNA SENIOR LIVING INC. 18.49 17.03SIA HEALTHCARE FACILITY .9000 .3000 18.90 16.07INDUSTRIAL 19,407,981

SIERRA METALS INC. J 3.84 2.89SMT PRECIOUS MTL EXPL 3.75 1.95MINING 1,213,924

SIERRA WIRELESS, INC. 27.32 19.06SW DATA COMMUN 43.16 20.99INDUSTRIAL 12,314,208

SILVER BEAR RESOURCES PLC ORDINARY J .32 .18SBR SILVER MINING & EXPL 0.49 0.12MINING 6,845,636

SILVER BULL RESOURCES, INC. J .29 .16SVB MINERAL EXPL & DEV 0.21 0.08MINING 42,034,022

SILVER BULLION TRUST C$ETF NON-CUR HEDGED UN 12.04 11.25SBT.B INVESTMENT TRUST 13.79 11.00INDUSTRIAL 35,491

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Prev Year High

Prev Year Low

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01-May-2018

SILVER BULLION TRUST ETF CURRENCY HEDGED UN 9.90 9.90SBT INVESTMENT TRUST 10.40 9.45INDUSTRIAL 3,091

SILVERCORP METALS INC. J 3.75 2.84SVM MINERAL EXPL & DEV .0200 5.90 2.72MINING 32,435,021

SLEEP COUNTRY CANADA HOLDINGS INC. 37.24 31.07ZZZ RETAIL STORES .6450 .1650 42.36 28.00INDUSTRIAL 9,026,176

SNC - LAVALIN GROUP INC. 58.16 50.87SNC ENGINEER/CONSTRUCT 1.0925 .2875 59.38 50.28INDUSTRIAL 30,448,570

SOLGOLD PLC J ORDINARY .54 .34SOLG GOLD/COP EXPL & DEV 0.95 0.42MINING 4,582,472

SOLITARIO ZINC CORP. J .88 .51SLR BASE MTL EXPL/DEV 1.21 0.70MINING 831,935

SOLIUM CAPITAL INC. J 11.91 9.91SUM ONLINE BUS ADMIN TECH 11.15 7.32INDUSTRIAL 3,632,884

SOUNDVEST SPLIT TRUST PR SECURITIES 10.15 9.70BSD.PR.A INVESTMENT TRUST .6000 .1500 10.43 9.79INDUSTRIAL 29,439

SOURCE ENERGY SERVICES LTD. J 9.65 4.40SHLE MINERAL EXPL & DEV 10.80 5.68MINING 7,617,447

SOUTHGOBI RESOURCES LTD. J .25 .14SGQ COAL EXPL & DEV 0.47 0.12MINING 696,329

SPARTAN ENERGY CORP. J 7.65 5.13SPE CRUDE OIL/GAS EXPL 10.29 5.03OIL 122,801,156

SPECTRA7 MICROSYSTEMS INC. J .45 .12SEV ELECTRONIC TECH 0.54 0.28INDUSTRIAL 32,516,665

SPECTRAL MEDICAL INC. .44 .28EDT MEDICAL EQUIPMENT 0.64 0.23INDUSTRIAL 6,897,862

SPHERE FTSE CDA SUSTAIN YLD IDX ETF UNHEGD UN 12.50 11.37SHC INVESTMENT FUND .3325 .2263 12.46 11.48INDUSTRIAL 224,585

SPHERE FTSE EMERG MKTS SUSTAIN YLD IDX ETF UN 11.88 10.89SHZ INVESTMENT FUND .1988 .2113 11.38 10.01INDUSTRIAL 458,307

SPHERE FTSE EUROPE SUSTAINBL YIELD IDX ETF UN 11.88 10.61SHE INVESTMENT FUND .2513 .2213 11.87 10.55INDUSTRIAL 186,920

SPIN MASTER CORP. SV 61.76 45.86TOY ENTERTAINMENT PROD 54.54 30.01INDUSTRIAL 6,610,115

SPROTT INC. 3.62 2.42SII ASSET MGT/ADVISE SERV .1200 .0300 2.69 1.92INDUSTRIAL 38,537,963

SPROTT PHYSICAL GOLD AND SILVER TRUST 17.50 16.00CEF INVESTMENT TRUST 0.00 0.00INDUSTRIAL 1,025,372

SPROTT PHYSICAL GOLD TRUST CDN UN 14.69 13.50PHYS INVESTMENT TRUST 0.00 0.00INDUSTRIAL 121,276

SPROTT PHYSICAL PLATINUM & PALLADIUM TR CA UN 12.10 10.55SPPP INVESTMENT TRUST 0.00 0.00INDUSTRIAL 6,646

SPROTT PHYSICAL SILVER TRUST CDN UN 8.66 7.50PSLV INVESTMENT TRUST 0.00 0.00INDUSTRIAL 221,165

SPROTT RESOURCE HOLDINGS INC. .17 .12SRHI MINING SERVICES 0.23 0.13INDUSTRIAL 27,646,535

SPROTT RESOURCE HOLDINGS INC. WT .07 .03SRHI.WT MINING SERVICES 0.11 0.05INDUSTRIAL 3,771,259

SSR MINING INC. 13.38 9.66SSRM SILVER MINING & EXPL 16.11 10.02MINING 25,798,950

ST. AUGUSTINE GOLD AND COPPER LIMITED J .04 .02SAU MINERAL EXPL & DEV 0.06 0.02MINING 10,151,344

STANTEC INC. 36.83 30.97STN CONSULTING SERVICES .4875 .2625 37.13 30.24INDUSTRIAL 23,768,385

STAR DIAMOND CORPORATION J .25 .16DIAM MINERAL EXPL & DEV 0.00 0.00MINING 20,978,108

STARCORE INTERNATIONAL MINES LTD. J .28 .20SAM GLD/SIL EXPL & DEV 0.65 0.23MINING 1,907,985

STARS GROUP INC. (THE) J 43.03 28.93TSGI GAMING PROD & SERV 30.74 19.56INDUSTRIAL 59,576,878

STELCO HOLDINGS INC. J 28.00 20.71STLC STEEL PRODUCTION 24.68 17.72INDUSTRIAL 6,234,058

STELLA-JONES INC. 52.22 42.90SJ FOREST PRODUCTS .4400 .1200 51.49 37.17INDUSTRIAL 9,595,290

STEP ENERGY SERVICES LTD. J 12.55 8.79STEP OIL FIELD SERVICE 15.93 7.77INDUSTRIAL 9,817,376

STEP ENERGY SERVICES LTD. J SUBS REC 9.90 8.70STEP.R OIL FIELD SERVICE 0.00 0.00INDUSTRIAL 614,998

STINGRAY DIGITAL GROUP INC. SV 11.05 9.25RAY.A MUSIC & MEDIA SOLUTN .1900 .0550 10.00 7.19INDUSTRIAL 1,917,225

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Issue Name Ticker

SymbolYTD High

YTD Low


YTDDiv Amt

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01-May-2018

STINGRAY DIGITAL GROUP INC. VARIABLE SV 10.85 9.07RAY.B MUSIC & MEDIA SOLUTN .1900 .0550 9.92 7.35INDUSTRIAL 74,255

STORM RESOURCES LTD J 2.86 1.75SRX OIL/GAS EXPL & DEV 3.76 2.41OIL 7,012,130

STORNOWAY DIAMOND CORPORATION J .67 .50SWY DIAMOND EXPL & DEV 1.07 0.60MINING 17,779,173

STRAD ENERGY SERVICES LTD. J 1.75 1.40SDY ENERGY SERVICES 1.95 1.04INDUSTRIAL 6,996,502

STREET CAPITAL GROUP INC. 1.05 .60SCB FINANCIAL SERVICES 2.05 1.00INDUSTRIAL 5,942,485

STRONGCO CORPORATION 2.55 1.87SQP TRUCK EQUIPMENT 1.90 1.30INDUSTRIAL 788,650

STUART OLSON INC. 8.39 5.98SOX CONSTRUCTION .4800 .2400 7.24 4.99INDUSTRIAL 4,397,874

STUDENT TRANSPORTATION INC. 9.84 7.00STB TRANSPORTATION .4400 .1463 8.25 6.98INDUSTRIAL 26,499,375

SULLIDEN MINING CAPITAL INC. J .52 .34SMC MINERAL EXPL & DEV 0.65 0.18MINING 3,684,861

SUN LIFE FINANCIAL INC. 55.80 49.62SLF INSURANCE 1.7450 .4550 53.25 43.51INDUSTRIAL 89,310,143

SUN LIFE FINANCIAL INC. CL 'A' PR SERIES 5 22.28 20.88SLF.PR.E INSURANCE 1.1250 .2813 22.99 20.92INDUSTRIAL 673,466

SUN LIFE FINANCIAL INC. CL A FLTG PR SER 9QR 20.20 18.10SLF.PR.J INSURANCE .4938 .1413 18.05 14.50INDUSTRIAL 532,298

SUN LIFE FINANCIAL INC. CL FLTG A PR SR 11QR 22.79 21.00SLF.PR.K INSURANCE .6838 .1875 22.20 17.38INDUSTRIAL 49,562

SUN LIFE FINANCIAL INC. CLASS 'A' PR SER 10R 22.45 20.80SLF.PR.H INSURANCE .7100 .1775 22.74 17.67INDUSTRIAL 475,761

SUN LIFE FINANCIAL INC. CLASS 'A' PR SER 12R 25.27 23.62SLF.PR.I INSURANCE .9513 .2375 24.72 21.58INDUSTRIAL 660,750

SUN LIFE FINANCIAL INC. CLASS 'A' PR SER 8R 19.83 18.38SLF.PR.G INSURANCE .5688 .1425 18.98 15.57INDUSTRIAL 442,528

SUN LIFE FINANCIAL INC. CLASS 'A' PR SERIES 1 23.34 21.86SLF.PR.A INSURANCE 1.1875 .2975 24.48 21.76INDUSTRIAL 908,234

SUN LIFE FINANCIAL INC. CLASS 'A' PR SERIES 2 23.70 22.07SLF.PR.B INSURANCE 1.2000 .3000 24.66 22.27INDUSTRIAL 771,140

SUN LIFE FINANCIAL INC. CLASS 'A' PR SERIES 3 22.07 20.64SLF.PR.C INSURANCE 1.1125 .2788 22.87 20.69INDUSTRIAL 471,974

SUN LIFE FINANCIAL INC. CLASS 'A' PR SERIES 4 22.17 20.66SLF.PR.D INSURANCE 1.1125 .2788 22.94 20.76INDUSTRIAL 752,107

SUNCOR ENERGY INC. 49.89 40.49SU OIL/GAS EXPL & DEV 1.2800 .3600 46.66 36.09OIL 262,886,054

SUNOPTA, INC. 10.94 8.00SOY ENVIRO TECHNOLOGY 13.53 8.05INDUSTRIAL 2,546,312

SUNWAH INTERNATIONAL LIMITED .41 .33SWH MERCHANT BANKING 0.42 0.30INDUSTRIAL 23,800

SUPERIOR PLUS CORP. 13.34 11.26SPB INVESTMENT COMPANY .7200 .2400 13.34 10.80INDUSTRIAL 21,657,902

SUPREMEX INC. 4.83 4.02SXP STATIONERY PROD MFG .2400 .1300 5.19 3.93INDUSTRIAL 2,760,134

SURGE ENERGY INC. J 2.46 1.58SGY OIL/GAS EXPL & DEV .0888 .0313 3.45 1.90OIL 67,944,350

SYNEX INTERNATIONAL INC. J .51 .47SXI HYDRO ELECT POWER 0.55 0.43INDUSTRIAL 407,392

TAG OIL LTD. J .54 .32TAO OIL & GAS PRODUCER 0.82 0.34OIL 8,818,525

TAG OIL LTD. J WT .14 .01TAO.WT OIL & GAS PRODUCER 0.15 0.02OIL 2,749,055

TAHOE RESOURCES INC. J 7.05 4.75THO PRECIOUS MTL EXPL .1400 15.11 5.31MINING 85,446,396

TAIGA BUILDING PRODUCTS LTD. 1.54 1.32TBL BUILDING PRODUCTS 1.65 0.97INDUSTRIAL 1,624,070

TALON METALS CORP. J .09 .05TLO MINERAL EXPL & DEV 0.15 0.05MINING 6,301,190

TAMARACK VALLEY ENERGY LTD. J 3.65 2.31TVE OIL/GAS EXPL & DEV 3.59 1.96OIL 56,276,343

TANZANIAN ROYALTY EXPLORATION CORPORATION J .87 .37TNX MINERAL EXPL & DEV 0.83 0.31MINING 3,629,617

TASEKO MINES LIMITED 2.98 1.40TKO METAL EXPL & PROD 2.98 1.17MINING 26,731,335

Yearly

Issue Name Ticker

SymbolYTD High

YTD Low


YTDDiv Amt

YTD Volume

Prev Year High

Prev Year Low

IndustrialCategory

01-May-2018

TD CANADIAN AGGREGATE BOND INDEX ETF UN 14.60 14.31TDB INVESTMENT FUND .4350 .1400 15.06 14.37INDUSTRIAL 437,639

TD INTERNATIONAL EQUITY CAD HEDGD INDX ETF UN 19.16 17.35THE INVESTMENT FUND .4300 .2100 18.67 16.09INDUSTRIAL 48,099

TD INTERNATIONAL EQUITY INDEX ETF UN 18.82 17.20TPE INVESTMENT FUND .4300 .2100 18.40 15.57INDUSTRIAL 278,001

TD S&P 500 CAD HEDGED INDEX ETF UN 20.75 18.31THU INVESTMENT FUND .3000 .1500 19.66 16.37INDUSTRIAL 229,723

TD S&P 500 INDEX ETF UN 20.50 18.06TPU INVESTMENT FUND .3000 .1500 19.83 16.42INDUSTRIAL 313,812

TD S&P/TSX CAPPED COMPOSITE INDEX ETF UN 18.37 16.78TTP INVESTMENT FUND .4200 .2100 18.20 16.70INDUSTRIAL 119,314

TDB SPLIT CORP. CL A 6.92 5.76XTD INVESTMENT COMPANY .6000 .2000 6.70 5.75INDUSTRIAL 639,918

TDB SPLIT CORP. PRIORITY EQUITY 10.25 9.90XTD.PR.A INVESTMENT COMPANY .5250 .1750 10.86 9.90INDUSTRIAL 110,295

TECH ACHIEVERS GROWTH & INCOME ETF CL A UN 10.81 9.37HTA INVESTMENT FUND .7000 .2338 10.31 7.89INDUSTRIAL 1,267,811

TECH LEADERS INCOME ETF UNITS 12.67 10.66TLF INVESTMENT FUND .2163 0.00 0.00INDUSTRIAL 776,474

TECK RESOURCES LIMITED CL 'A' MV 38.90 31.42TECK.A MINERAL EXPL & DEV 35.14 20.00MINING 381,725

TECK RESOURCES LIMITED CL 'B' SV 38.89 31.33TECK.B MINERAL EXPL & DEV 34.60 19.27MINING 157,863,607

TECSYS INC.J 18.48 15.40TCS SOFTWARE DEV/MKT .1800 .1000 17.18 9.55INDUSTRIAL 440,284

TELLZA INC. J 1.57 .81TEL TELECOMMUNICATIONS 1.83 1.40INDUSTRIAL 21,927

TELUS CORPORATION 47.60 44.14T TELECOMMUNICATIONS 1.9450 1.0100 48.94 42.22INDUSTRIAL 80,860,054

TEMPLE HOTELS INC. 3.71 2.09TPH HOTELS 6.06 3.23INDUSTRIAL 2,383,999

TEN PEAKS COFFEE COMPANY INC. 7.24 5.01TPK SPECIALTY COFFEE .2500 .1250 7.40 5.70INDUSTRIAL 1,597,755

TERAGO INC. 6.45 4.30TGO WIRELESS SERVICES 5.16 3.60INDUSTRIAL 6,629,390

TERANGA GOLD CORPORATION J 4.99 2.85TGZ GOLD EXPL & DEV 5.25 2.36MINING 24,791,874

TERRAVEST INDUSTRIES INC. 10.25 8.75TVK COMMUN MARKETING .4000 .2000 10.24 8.25INDUSTRIAL 605,413

TFI INTERNATIONAL INC. 37.39 29.09TFII TRANS SUPPLIES/SERV 35.83 26.44INDUSTRIAL 19,587,640

THERATECHNOLOGIES INC. 10.05 6.66TH BIOTECHNOLOGY 8.72 2.75INDUSTRIAL 12,516,671

THOMSON REUTERS CORPORATION 59.33 49.21TRI HOLDING COMPANY 1.3800 .3450 62.83 54.29INDUSTRIAL 69,638,098

THOMSON REUTERS CORPORATION FLTG RATE PR II 20.19 16.55TRI.PR.B HOLDING COMPANY .4825 .2875 16.81 12.30INDUSTRIAL 1,151,554

TIDEWATER MIDSTREAM & INFRASTRUCTURE LTD. 1.60 1.21TWM NAT GAS TRANSPORT .0200 1.64 1.48INDUSTRIAL 31,110,659

TIMBERCREEK FINANCIAL CORP. 9.70 8.88TF INVESTMENT COMPANY .6850 .2300 9.75 8.60INDUSTRIAL 7,403,536

TIMBERCREEK FINANCIAL CORP. 5.45% 31MAR22 DEB 102.00 97.20TF.DB.B INVESTMENT COMPANY 102.50 99.51INDUSTRIAL 28,600

TIMBERCREEK FINANCIAL CORP. 6.35% DEB 101.49 99.75TF.DB INVESTMENT COMPANY 108.00 99.95INDUSTRIAL 7,980

TITAN MEDICAL INC. 'F' WT J .13 .02TMD.WT.F MEDICAL RSCH & TECH 0.07 0.01INDUSTRIAL 1,355,046

TITAN MEDICAL INC. 'G' WT J .18 .04TMD.WT.G MEDICAL RSCH & TECH 0.12 0.01INDUSTRIAL 990,672

TITAN MEDICAL INC. 'H' WT J .16 .03TMD.WT.H MEDICAL RSCH & TECH 0.10 0.01INDUSTRIAL 1,344,200

TITAN MEDICAL INC. 'I' WT J .48 .07TMD.WT.I MEDICAL RSCH & TECH 0.16 0.02INDUSTRIAL 758,000

TITAN MEDICAL INC. J .49 .23TMD MEDICAL RSCH & TECH 0.72 0.13INDUSTRIAL 59,827,509

TITAN MINING CORPORATION J 1.65 1.18TI MINING EXPL & DEV 1.40 0.92MINING 5,467,974

TMAC RESOURCES INC. J 11.50 7.36TMR MINERAL EXPL & DEV 19.00 6.90MINING 2,824,399

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SymbolYTD High

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YTDDiv Amt

YTD Volume

Prev Year High

Prev Year Low

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01-May-2018

TMX GROUP LIMITED 79.50 70.26X HOLDING COMPANY 1.9500 .5000 79.90 64.81INDUSTRIAL 7,259,084

TOP 10 SPLIT TRUST PR SECURITIES 13.39 12.55TXT.PR.A INVESTMENT TRUST .7813 .1950 13.60 12.50INDUSTRIAL 50,247

TORC OIL & GAS LTD. 7.91 5.78TOG OIL/GAS EXPL & DEV .2400 .0800 8.73 4.43OIL 52,510,477

TOREX GOLD RESOURCES INC. J 14.58 7.29TXG GOLD EXPL & DEV 33.85 11.25MINING 45,628,681

TOROMONT INDUSTRIES LTD. 58.79 46.24TIH CONSTRUCTION EQUIP .7500 .4200 58.44 41.10INDUSTRIAL 9,970,254

TORONTO-DOMINION BANK (THE) 76.65 69.21TD BANKING 2.3500 1.2700 75.09 61.50INDUSTRIAL 279,358,094

TORONTO-DOMINION BANK (THE) 5-YR RESET PR S 25.26 24.75TD.PR.S BANKING .8425 .4213 25.14 24.35INDUSTRIAL 1,292,114

TORONTO-DOMINION BANK (THE) 5-YR RESET PR Y 25.25 24.66TD.PR.Y BANKING .8900 .4450 25.44 24.32INDUSTRIAL 496,139

TORONTO-DOMINION BANK(THE) 5-YR RST PR SER 14 26.48 25.72TD.PF.H BANKING 1.2125 .6063 26.62 25.02INDUSTRIAL 2,262,379

TORONTO-DOMINION BANK(THE) 5-YR RST PR SER 16 25.90 24.82TD.PF.I BANKING .3363 .5625 26.27 24.97INDUSTRIAL 1,215,648

TORONTO-DOMINION BANK(THE) 5-YR RST PR SER 18 25.73 24.90TD.PF.J BANKING 0.00 0.00INDUSTRIAL 2,788,357

TORONTO-DOMINION BANK(THE) CL 'A'1ST PR SER 1 24.26 22.55TD.PF.A BANKING .9750 .4875 23.85 19.81INDUSTRIAL 4,176,373

TORONTO-DOMINION BANK(THE) CL 'A'1ST PR SER 3 24.04 22.46TD.PF.B BANKING .9500 .4750 23.77 19.39INDUSTRIAL 1,581,017

TORONTO-DOMINION BANK(THE) CL 'A'1ST PR SER 5 23.86 22.38TD.PF.C BANKING .9375 .4688 23.72 19.38INDUSTRIAL 2,612,295

TORONTO-DOMINION BANK(THE) CL 'A'1ST PR SER 7 24.99 23.91TD.PF.D BANKING .9000 .4500 25.00 22.05INDUSTRIAL 1,484,085

TORONTO-DOMINION BANK(THE) CL 'A'1ST PR SER 9 25.25 24.07TD.PF.E BANKING .9250 .4625 25.17 22.48INDUSTRIAL 715,684

TORONTO-DOMINION BANK(THE) FLTG RT PR SER T 25.11 24.68TD.PR.T BANKING .5375 .3288 24.94 23.40INDUSTRIAL 793,836

TORONTO-DOMINION BANK(THE) FLTG RT PR SER Z 25.04 24.56TD.PR.Z BANKING .5575 .3388 24.87 23.23INDUSTRIAL 599,468

TORONTO-DOMINION BANK(THE)CL 'A'1ST PR SER 11 25.55 24.30TD.PF.F BANKING 1.2250 .6125 26.25 24.68INDUSTRIAL 420,159

TORONTO-DOMINION BANK(THE)CL 'A'1ST PR SER 12 27.19 26.16TD.PF.G BANKING 1.3750 .6875 27.46 26.35INDUSTRIAL 1,681,919

TORSTAR CORP. CL 'B' NV 1.90 1.41TS.B NEWSPAPER PUBLISH .1000 .0250 2.10 1.20INDUSTRIAL 2,676,029

TOSCANA ENERGY INCOME CORPORATION J .66 .31TEI OIL & GAS EXPL 2.44 0.50OIL 617,037

TOTAL ENERGY SERVICES INC. 15.00 12.20TOT DRILLING SERVICES .2400 .1200 16.00 11.24INDUSTRIAL 2,105,740

TOUCHSTONE EXPLORATION INC. .28 .19TXP OIL/GAS EXPL & DEV 0.29 0.13OIL 8,599,048

TOURMALINE OIL CORP. 24.86 17.78TOU OIL/GAS EXPL & DEV .0800 36.50 20.44OIL 70,950,395

TRANSALTA CORPORATION 7.55 6.31TA PUBLIC UTILITY .1600 .0800 8.50 6.88INDUSTRIAL 44,376,711

TRANSALTA CORPORATION 1ST PR SER 'A' 15.45 14.02TA.PR.D PUBLIC UTILITY .6775 .1688 14.75 12.13INDUSTRIAL 906,211

TRANSALTA CORPORATION 1ST PR SER 'C' 18.77 17.62TA.PR.F PUBLIC UTILITY 1.0788 .2513 18.68 15.95INDUSTRIAL 738,603

TRANSALTA CORPORATION 1ST PR SER 'E' 22.25 20.67TA.PR.H PUBLIC UTILITY 1.2625 .3250 22.53 18.28INDUSTRIAL 479,032

TRANSALTA CORPORATION 1ST PR SER 'G' 22.94 21.83TA.PR.J PUBLIC UTILITY 1.3250 .3313 22.75 19.52INDUSTRIAL 238,617

TRANSALTA CORPORATION FLTG RT 1ST PR SER 'B' 15.41 14.53TA.PR.E PUBLIC UTILITY .6488 .1788 15.32 12.60INDUSTRIAL 150,272

TRANSALTA RENEWABLES INC. 13.50 11.38RNW RECYCLE PWR GENERATN .9000 .3138 16.25 12.78INDUSTRIAL 22,491,597

TRANSAT A.T. INC. VOTING & VARIABLE VOTING 11.45 7.02TRZ AIR TRANSPORTATION 11.82 5.03INDUSTRIAL 6,879,115

TRANSATLANTIC PETROLEUM LTD. J 2.65 1.45TNP OIL/GAS EXPL & DEV 2.30 0.75OIL 1,117,293

TRANSCANADA CORPORATION 62.24 50.28TRP GAS PIPELINE 2.4400 1.3150 65.24 59.23INDUSTRIAL 170,067,263

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01-May-2018

TRANSCANADA CORPORATION 1ST PR SERIES '1' 21.50 19.46TRP.PR.A GAS PIPELINE .8163 .2038 20.92 15.78INDUSTRIAL 598,166

TRANSCANADA CORPORATION 1ST PR SERIES '13' 26.84 25.86TRP.PR.J GAS PIPELINE 1.3750 .3438 27.42 26.27INDUSTRIAL 2,751,455

TRANSCANADA CORPORATION 1ST PR SERIES '15' 26.35 25.29TRP.PR.K GAS PIPELINE 1.2513 .3063 26.65 24.74INDUSTRIAL 3,009,191

TRANSCANADA CORPORATION 1ST PR SERIES '2' 21.67 19.31TRP.PR.F GAS PIPELINE .6213 .1725 20.75 15.02INDUSTRIAL 558,811

TRANSCANADA CORPORATION 1ST PR SERIES '3' 17.69 16.15TRP.PR.B GAS PIPELINE .5375 .1350 16.66 13.19INDUSTRIAL 614,879

TRANSCANADA CORPORATION 1ST PR SERIES '5' 18.70 17.17TRP.PR.C GAS PIPELINE .5663 .2825 17.57 13.78INDUSTRIAL 751,774

TRANSCANADA CORPORATION 1ST PR SERIES '6' 19.53 16.93TRP.PR.I GAS PIPELINE .5225 .3200 17.45 13.10INDUSTRIAL 71,332

TRANSCANADA CORPORATION 1ST PR SERIES '7' 24.10 21.75TRP.PR.D GAS PIPELINE 1.0000 .5000 23.19 18.62INDUSTRIAL 1,398,904

TRANSCANADA CORPORATION 1ST PR SERIES '9' 24.56 21.80TRP.PR.E GAS PIPELINE 1.0625 .5313 23.73 19.51INDUSTRIAL 1,191,665

TRANSCANADA CORPORATION 1ST PR SERIES 11 24.84 23.46TRP.PR.G GAS PIPELINE .9500 .2375 24.97 22.01INDUSTRIAL 571,767

TRANSCANADA CORPORATION 1ST PR SERIES 4 17.64 15.74TRP.PR.H GAS PIPELINE .4613 .1325 16.50 11.96INDUSTRIAL 216,095

TRANSCONTINENTAL INC. CL 'A' SV 29.49 23.50TCL.A PRINTING & PUBLISH .7850 .4100 31.96 20.22INDUSTRIAL 14,446,956

TRANSCONTINENTAL INC. CL 'B' MV 28.00 23.70TCL.B PRINTING & PUBLISH .7850 .4100 30.92 20.30INDUSTRIAL 53,231

TRANSCONTINENTAL INC. SUBS RECEIPTS 27.52 25.95TCL.R PRINTING & PUBLISH 0.00 0.00INDUSTRIAL 944,687

TRANSGLOBE ENERGY CORPORATION J 2.31 1.55TGL OIL/GAS EXPL & DEV 2.50 1.30OIL 4,341,089

TREASURY METALS INC. J .67 .43TML MINERAL EXPL & DEV 0.90 0.50MINING 5,580,327

TREE ISLAND STEEL LTD. 2.77 2.05TSL STEEL PRODUCT MFG .0800 .0400 5.06 2.01INDUSTRIAL 981,803

TREVALI MINING CORPORATION J 1.75 1.15TV NAT RES EXPL/DEV 1.64 1.03MINING 185,001,149

TREZ CAPITAL MORTGAGE INVESTMENT CORP. CL 'A' 4.15 2.48TZZ INVESTMENT COMPANY 3.9975 1.7538 8.35 3.98INDUSTRIAL 1,580,156

TREZ CAPITAL SENIOR MORTGAGE INVEST CORP CL A 2.88 2.50TZS INVESTMENT COMPANY 3.9125 6.56 2.50INDUSTRIAL 735,526

TRICAN WELL SERVICE LTD. 4.42 2.77TCW OIL SERVICES 5.59 3.11OIL 262,334,402

TRICON CAPITAL GROUP INC. 11.57 9.57TCN ASSET MGT/ADVISE/SERV .2600 .1350 12.05 9.39INDUSTRIAL 21,640,976

TRILLIUM THERAPEUTICS INC. J 11.44 7.41TRIL BIOPHARMACEUTICAL 16.80 5.26INDUSTRIAL 567,300

TRILOGY INTERNATIONAL PARTNERS INC. J 6.33 4.30TRL WIRELESS COMMUN SERV .0200 10.02 5.19INDUSTRIAL 2,999,815

TRILOGY INTERNATIONAL PARTNERS INC. WT J .62 .24TRL.WT WIRELESS COMMUN SERV 2.00 0.35INDUSTRIAL 271,000

TRILOGY METALS INC. J 2.03 1.32TMQ COPPER EXPL & DEV 1.60 0.60MINING 1,193,296

TRIMETALS MINING INC. CL B NV J .25 .17TMI.B MINERAL EXPL & DEV 0.26 0.15MINING 1,775,463

TRIMETALS MINING INC. J .23 .12TMI MINERAL EXPL & DEV 0.29 0.14MINING 5,289,539

TRINIDAD DRILLING LTD. 2.11 1.53TDG DRILLING SERVICES 3.56 1.43OIL 60,159,972

TRISURA GROUP LTD. J 27.49 24.33TSU INSURANCE 29.49 20.35INDUSTRIAL 652,531

TSO3 INC. J 2.83 .82TOS HEALTHCARE PRODUCTS 3.36 2.05INDUSTRIAL 18,096,618

TUCOWS INC. 87.28 62.85TC INTERNET COMMERCE 89.78 47.66INDUSTRIAL 263,342

TURQUOISE HILL RESOURCES LTD. 4.52 3.40TRQ MINERAL EXPL & DEV 4.92 3.25MINING 82,198,829

TVA GROUP INC. CL 'B' NV 4.21 3.08TVA.B BROADCASTING 4.93 2.16INDUSTRIAL 306,492

TWC ENTERPRISES LIMITED 12.15 10.85TWC TRANSPORTATION .0800 .0200 13.50 10.16INDUSTRIAL 426,353

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Issue Name Ticker

SymbolYTD High

YTD Low


YTDDiv Amt

YTD Volume

Prev Year High

Prev Year Low

IndustrialCategory

01-May-2018

U.S. GLBL GO GOLD&PRECIOUS METAL MINER ETF UN 10.49 9.93GOGO INVESTMENT FUND 10.13 9.70INDUSTRIAL 19,409

U3O8 CORP. J .50 .32UWE URANIUM EXPL & DEV 1.00 0.21MINING 1,448,671

UEX CORPORATION J .37 .23UEX URANIUM EXPL & DEV 0.43 0.15MINING 39,742,735

UNI-SELECT INC. 28.69 19.55UNS AUTO COMPONENTS .3550 .1850 37.03 23.66INDUSTRIAL 10,809,191

UNION GAS LTD. 5 1/2% PR 'A' 54.00 49.01UNG.PR.C GAS PROD/DSTR 2.7500 .6800 58.50 50.98INDUSTRIAL 3,827

UNION GAS LTD. 6% 'B' PR 55.50 55.00UNG.PR.D GAS PROD/DSTR 3.0000 .7500 59.15 52.00INDUSTRIAL 1,400

UNITED CORPORATIONS LTD. 106.49 98.13UNC INVESTMENT COMPANY 2.2200 .3000 103.24 94.22INDUSTRIAL 50,470

UNITED CORPORATIONS LTD. $1.50 2ND PR 59 UNC.PR.B INVESTMENT COMPANY 1.5000 .3750 29.00 28.50INDUSTRIAL

UNITED CORPORATIONS LTD. $1.50 2ND PR 63 28.50 27.00UNC.PR.C INVESTMENT COMPANY 1.5000 .3750 28.50 28.50INDUSTRIAL 1,900

UNITED CORPORATIONS LTD. 1ST PR 28.50 28.50UNC.PR.A INVESTMENT COMPANY 1.5000 .3750 30.00 27.00INDUSTRIAL 300

UR-ENERGY INC. J .98 .75URE URANIUM EXPL & DEV 1.19 0.62MINING 3,998,044

URANIUM PARTICIPATION CORPORATION 4.45 3.70U INVESTMENT COMPANY 4.73 3.47INDUSTRIAL 13,501,238

URBANA CORPORATION 3.84 3.09URB INVESTMENT COMPANY .1000 .1000 4.00 2.98INDUSTRIAL 157,266

URBANA CORPORATION CLASS 'A' NV 3.50 2.95URB.A INVESTMENT COMPANY .1000 .1000 3.76 2.98INDUSTRIAL 2,010,057

URTHECAST CORP. J 1.17 .27UR SEISMIC IMAGING 2.17 0.85INDUSTRIAL 47,111,072

US EQUITY PLUS INCOME ETF CL 'A' UN 9.80 8.71HUL INVESTMENT FUND .4000 .2000 9.49 8.10INDUSTRIAL 157,012

US EQUITY PLUS INCOME ETF CL 'U' USF UN 9.98 9.12HUL.U INVESTMENT FUND .4000 .2000 9.51 8.42INDUSTRIAL 40,900

US FINANCIAL 15 SPLIT CORP. 2012 PR 9.50 8.39FTU.PR.B MUTUAL FUNDS .4475 .1625 8.79 7.80INDUSTRIAL 123,648

US FINANCIAL 15 SPLIT CORP. CLASS 'A' .96 .65FTU MUTUAL FUNDS 1.18 0.60INDUSTRIAL 393,030

UTILITY CORP. CL 'C' 27.60 24.00UTC.C INVESTMENT COMPANY 1.3150 .4200 30.49 25.94INDUSTRIAL 57,013

VALEANT PHARMACEUTICALS INTERNATIONAL, INC. 30.56 18.62VRX PHARM PRODUCTION 29.28 11.20INDUSTRIAL 122,811,579

VALENER INC. 22.87 19.73VNR NAT GAS DSTR 1.1300 .5800 23.28 20.31INDUSTRIAL 4,152,950

VALENER INC. SERIES 'A' PR 25.46 24.20VNR.PR.A NAT GAS DSTR 1.0875 .5775 25.06 20.00INDUSTRIAL 468,960

VALEURA ENERGY INC. J 8.27 3.30VLE OIL/GAS EXPL & DEV 5.02 0.43OIL 57,750,859

VANGUARD BALANCED ETF PORTFOLIO UN 26.13 23.65VBAL INVESTMENT FUND 0.00 0.00INDUSTRIAL 2,123,661

VANGUARD CANADIAN LONG-TERM BOND INDEX ETF UN 26.16 25.11VLB INVESTMENT FUND .6888 .2913 27.15 24.95INDUSTRIAL 141,978

VANGUARD CDN AGGREGATE BOND INDEX ETF TRNS UN 25.25 24.71VAB INVESTMENT FUND .6875 .2438 26.07 24.78INDUSTRIAL 4,370,433

VANGUARD CDN CORPORATE BOND INDEX ETF TRNS UN 24.90 24.53VCB INVESTMENT FUND .5700 .2613 25.63 24.60INDUSTRIAL 86,792

VANGUARD CDN GOVERNMENT BOND INDEX ETF UN 25.03 24.59VGV INVESTMENT FUND .4738 .2263 25.94 24.67INDUSTRIAL 36,100

VANGUARD CDN SHORT-TERM CORP BOND INDX ETF UN 24.24 23.99VSC INVESTMENT FUND .6550 .2388 24.90 24.17INDUSTRIAL 2,694,887

VANGUARD CDN SHORT-TERM GOV'T BOND IDX ETF UN 24.48 24.29VSG INVESTMENT FUND .3713 .1725 25.13 24.53INDUSTRIAL 123,070

VANGUARD CDN SHORT-TRM BOND INDEX ETF TRNS UN 23.81 23.61VSB INVESTMENT FUND .5450 .1963 24.48 23.76INDUSTRIAL 3,032,737

VANGUARD CONSERVATIVE ETF PORTFOLIO UN 25.18 24.04VCNS INVESTMENT FUND 0.00 0.00INDUSTRIAL 597,348

VANGUARD FTSE CANADA ALL CAP INDEX ETF UN 33.26 29.92VCN INVESTMENT FUND .7300 .4038 32.93 30.16INDUSTRIAL 5,855,189

VANGUARD FTSE CANADA INDEX ETF TRANSFER UNITS 34.84 31.32VCE INVESTMENT FUND .8875 .4813 34.57 31.55INDUSTRIAL 1,807,269

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Issue Name Ticker

SymbolYTD High

YTD Low


YTDDiv Amt

YTD Volume

Prev Year High

Prev Year Low

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01-May-2018

VANGUARD FTSE CANADIAN CAPPED REIT IDX ETF UN 30.98 28.96VRE INVESTMENT FUND 1.1050 .3300 31.08 28.70INDUSTRIAL 472,413

VANGUARD FTSE CDN HIGH DIV YIELD INDEX ETF UN 35.31 30.59VDY INVESTMENT FUND 1.1513 .4513 35.05 32.10INDUSTRIAL 3,033,226

VANGUARD FTSE DEV ALL CAP EX NA IDX ETF CA-HG 30.35 27.25VI INVESTMENT FUND .5950 .1750 29.40 25.30INDUSTRIAL 647,380

VANGUARD FTSE DEV ALL CAP EX U.S. INDX ETF UN 37.18 33.80VDU INVESTMENT FUND .7263 .3763 36.38 30.86INDUSTRIAL 908,717

VANGUARD FTSE DEV ALL CAP EX US IDX ETF CA-HG 43.17 38.67VEF INVESTMENT FUND .8463 .4300 42.10 36.56INDUSTRIAL 1,770,738

VANGUARD FTSE DEV ALLCAP EX NTH AMER IDX ETF 29.97 27.45VIU INVESTMENT FUND .5763 .1988 29.17 24.45INDUSTRIAL 2,082,487

VANGUARD FTSE DEV ASIA PAC ALL CAP ETF CA-HEG 33.14 29.52VAH INVESTMENT FUND .9513 .1963 32.10 26.70INDUSTRIAL 522,729

VANGUARD FTSE DEV ASIA PAC ALL CAP IDX ETF UN 36.75 33.68VA INVESTMENT FUND .5738 .2288 35.66 29.53INDUSTRIAL 1,021,676

VANGUARD FTSE DEV EU ALL CAP IDX ETF CA-HEGD 30.59 27.50VEH INVESTMENT FUND .7338 .1788 30.00 26.16INDUSTRIAL 301,741

VANGUARD FTSE DEVELOPED EU ALL CAP IDX ETF UN 31.00 28.13VE INVESTMENT FUND .6788 .1875 30.28 25.01INDUSTRIAL 1,583,680

VANGUARD FTSE EMERG MKTS ALL CAP INDEX ETF UN 37.91 33.75VEE INVESTMENT FUND .6300 .1775 35.20 29.11INDUSTRIAL 6,686,754

VANGUARD FTSE GLOBE ALL CAP EX CDA IDX ETF UN 37.98 33.93VXC INVESTMENT FUND .5800 .2613 36.59 30.95INDUSTRIAL 3,255,109

VANGUARD GLBL EX-US AGGRGT BND IDX ETF(CAD-H) 26.72 26.25VBG INVESTMENT FUND .2900 .3363 27.07 26.08INDUSTRIAL 631,975

VANGUARD GLOBAL LIQUIDITY FACTOR ETF UNITS 33.71 30.54VLQ INVESTMENT FUND .1625 .5063 32.91 27.71INDUSTRIAL 47,552

VANGUARD GLOBAL MINIMUM VOLATILITY ETF UN 30.75 28.30VVO INVESTMENT FUND .1900 .6175 30.95 26.45INDUSTRIAL 172,104

VANGUARD GLOBAL MOMENTUM FACTOR ETF UN 34.88 30.85VMO INVESTMENT FUND .1413 .3700 33.20 27.00INDUSTRIAL 167,450

VANGUARD GLOBAL VALUE FACTOR ETF UN 36.12 32.50VVL INVESTMENT FUND .1850 .4613 35.66 29.83INDUSTRIAL 504,174

VANGUARD GROWTH ETF PORTFOLIO UN 25.66 23.30VGRO INVESTMENT FUND 0.00 0.00INDUSTRIAL 4,310,955

VANGUARD S&P 500 INDEX ETF TRANSFER UN 64.40 56.87VFV INVESTMENT FUND .9363 .4500 61.97 52.34INDUSTRIAL 7,688,539

VANGUARD S&P500 INDEX ETF(CAD-HEDGED)TRANS UN 50.49 44.47VSP INVESTMENT FUND .7238 .3463 47.71 39.70INDUSTRIAL 3,255,640

VANGUARD U.S. TOTAL MARKET INDEX ETF UN 50.55 44.59VUN INVESTMENT FUND .6788 .3263 48.54 41.25INDUSTRIAL 3,899,039

VANGUARD U.S.DIVIDEND APPRECIATION IDX ETF UN 46.50 41.77VGG INVESTMENT FUND .6588 .2925 45.05 38.10INDUSTRIAL 870,033

VANGUARD US AGGREGATE BND INDX ETF(CAD-HEG)UN 24.99 24.06VBU INVESTMENT FUND .5450 .1775 25.39 24.56INDUSTRIAL 798,968

VANGUARD US DIV APPRECIATION IDX ETF(CAD-HEG) 38.29 34.03VGH INVESTMENT FUND .5163 .2325 36.26 30.12INDUSTRIAL 579,003

VANGUARD US TOTAL MKT INDX ETF(CAD-HEDGED) UN 56.60 50.00VUS INVESTMENT FUND .7150 .3575 53.74 44.86INDUSTRIAL 2,215,241

VECIMA NETWORKS INC. 9.80 8.70VCM HARDWARE PRODUCTS .2200 .0550 11.10 8.65INDUSTRIAL 528,818

VELAN INC. SV 20.49 16.66VLN VALVE MFG .4000 .1000 19.80 17.00INDUSTRIAL 256,746

VERDE AGRITECH PLC ORDINARY J 1.12 .54NPK POTASH MINE & PROD 1.77 0.22MINING 3,764,101

VERMILION ENERGY INC. 50.46 39.41VET OIL/GAS EXPL & DEV 2.5800 .8600 57.98 38.33OIL 41,767,231

VERSABANK J 8.36 6.10VB BANKING .0200 6.20 4.27INDUSTRIAL 2,811,145

VERSABANK NON-CUM 5YR RST SERIES 1 PR J 10.30 9.99VB.PR.A BANKING .7000 .3500 10.40 9.21INDUSTRIAL 90,442

VERSABANK NON-CUM 6YR RST NVCC SERIES 3 PR J 10.58 10.02VB.PR.B BANKING .7000 .3500 11.29 9.60INDUSTRIAL 68,492

VILLAGE FARMS INTERNATIONAL, INC. 9.80 4.36VFF AGRICULTURE 7.93 1.32INDUSTRIAL 39,034,927

VISTA GOLD CORP. 1.12 .88VGZ MINERAL EXPL & DEV 1.61 0.77MINING 968,478

WAJAX CORPORATION 26.01 20.98WJX DIVERSIFIED SERV 1.0000 .5000 25.74 18.49INDUSTRIAL 1,782,076

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IndustrialCategory

01-May-2018

WALL FINANCIAL CORP. 26.45 23.25WFC REAL ESTATE .5000 25.47 18.59INDUSTRIAL 48,866

WALLBRIDGE MINING COMPANY LIMITED J .11 .06WM MINERAL EXPL & DEV 0.15 0.06MINING 17,792,106

WASTE CONNECTIONS, INC. 97.24 81.52WCN INVESTMENT COMPANY .5013 .1400 94.86 68.35INDUSTRIAL 28,427,660

WESDOME GOLD MINES LTD. 2.32 1.71WDO MINERAL EXPL & DEV 4.40 1.64MINING 31,384,591

WEST FRASER TIMBER CO. LTD. 95.10 76.57WFT FOREST PRODUCTS .3200 .2600 83.50 42.98INDUSTRIAL 23,380,406

WESTCOAST ENERGY INC. 5-YR 1ST PR SER '10' 26.26 25.53W.PR.K GAS PIPELINE 1.3125 .6563 26.54 25.47OIL 684,230

WESTCOAST ENERGY INC. 5-YR 1ST PR SER '12' 26.69 25.30W.PR.M GAS PIPELINE 1.3000 .6500 26.92 25.67OIL 1,077,077

WESTCOAST ENERGY INC. 5.50% 1ST PR SERIES '7' 25.41 24.29W.PR.H GAS PIPELINE 1.3750 .6875 25.52 24.40OIL 313,127

WESTCOAST ENERGY INC. 5.60% 1ST PR SERIES '8' 25.31 24.39W.PR.J GAS PIPELINE 1.4000 .7000 25.65 24.56OIL 529,265

WESTERN COPPER AND GOLD CORPORATION J 1.34 .92WRN GLD/COP EXPL & DEV 2.24 1.10MINING 4,117,563

WESTERN ENERGY SERVICES CORP. 1.43 .99WRG OIL FIELD SERVICE 3.52 0.96INDUSTRIAL 18,789,477

WESTERN FOREST PRODUCTS INC. 2.92 2.42WEF FOREST PRODUCTS .0800 .0200 2.84 1.79INDUSTRIAL 58,125,656

WESTERN RESOURCES CORP. J .45 .37WRX MINERAL EXPL & DEV 1.80 0.37MINING 2,045,997

WESTERNONE INC. 1.64 1.34WEQ CONSTR EQUIP/SERV 2.07 1.20INDUSTRIAL 1,446,948

WESTJET AIRLINES LTD. VARIABLE VOTING & V 26.72 22.15WJA AIRLINE .5600 .1400 28.00 21.03INDUSTRIAL 32,536,207

WESTON LTD. GEORGE 111.06 100.62WN FOOD PROD & DSTR 1.7900 .9100 125.67 104.49INDUSTRIAL 10,686,153

WESTON LTD. GEORGE 4.75% PR SER 'V' 23.15 22.01WN.PR.E FOOD PROD & DSTR 1.1875 .5938 23.96 22.03INDUSTRIAL 189,671

WESTON LTD. GEORGE 5.20% PR SER 'III' 25.17 23.45WN.PR.C FOOD PROD & DSTR 1.3000 .6500 25.61 23.88INDUSTRIAL 248,973

WESTON LTD. GEORGE 5.20% PR SER 'IV' 25.04 23.49WN.PR.D FOOD PROD & DSTR 1.3000 .6500 25.60 23.90INDUSTRIAL 392,096

WESTON LTD. GEORGE 5.80% PR SER '1' 25.98 25.07WN.PR.A FOOD PROD & DSTR 1.4500 .3625 26.15 25.38INDUSTRIAL 418,249

WESTPORT FUEL SYSTEMS INC. 5.44 2.71WPRT FUEL SYS & STORAGE 5.11 1.10INDUSTRIAL 7,943,275

WESTSHORE TERMINALS INVESTMENT CORPORATION 26.57 20.71WTE INVESTMENT COMPANY .6400 .3200 29.05 19.07INDUSTRIAL 12,632,030

WHEATON PRECIOUS METALS CORP. 28.22 23.54WPM SILVER MINING & EXPL .3300 .0900 30.32 23.18MINING 69,607,998

WHITECAP RESOURCES INC. J 9.96 7.40WCP OIL/GAS EXPL & DEV .2800 .1013 12.76 8.31OIL 160,021,782

WILMINGTON CAPITAL MANAGEMENT INC. CL 'A' NV 3.35 3.35WCM.A INVESTMENT COMPANY 3.96 3.00INDUSTRIAL 20,885

WILMINGTON CAPITAL MANAGEMENT INC. CL 'B' 3.36 3.36WCM.B INVESTMENT COMPANY 3.21 3.06INDUSTRIAL 333

WINPAK LIMITED 50.82 42.50WPK PACKAGING DSGN/MFG .1200 .0600 61.43 44.54INDUSTRIAL 4,292,315

WISDOMETREE US QUAL DIV GRWTH VARY HEG ETF UN 26.36 23.65DQD INVESTMENT FUND .2800 .1150 25.25 20.63INDUSTRIAL 214,188

WISDOMTREE EMERG MKTS DIV IDX ETF NON-HEGD UN 29.24 27.52EMV.B INVESTMENT FUND .2400 26.58 25.32INDUSTRIAL 4,516

WISDOMTREE EUROPE HEDGED EQTY IDX ETF N-HG UN 27.00 25.50EHE.B INVESTMENT FUND .0400 .1600 26.62 24.57INDUSTRIAL 56,955

WISDOMTREE EUROPE HEDGED EQUITY INDEX ETF UN 26.77 24.03EHE INVESTMENT FUND .2900 .1600 26.62 22.60INDUSTRIAL 216,503

WISDOMTREE INTL QUAL DIV GROWTH IDX ETF NN-HG 24.81 23.27IQD.B INVESTMENT FUND .3013 .1700 24.08 19.56INDUSTRIAL 10,232

WISDOMTREE INTL QUAL DIV GROWTH INDEX HEG ETF 25.20 23.01IQD INVESTMENT FUND .2775 .1600 24.57 20.58INDUSTRIAL 50,439

WISDOMTREE INTL QUAL DIV GROWTH VARY HEGD ETF 24.81 22.57DQI INVESTMENT FUND .5325 .1000 23.95 19.93INDUSTRIAL 75,095

WISDOMTREE U.S. HIGH DIVIDEND INDEX ETF NN-HG 19.79 19.79HID.B INVESTMENT FUND .5400 .2000 21.00 19.90INDUSTRIAL 2,611

Yearly

Issue Name Ticker

SymbolYTD High

YTD Low


YTDDiv Amt

YTD Volume

Prev Year High

Prev Year Low

IndustrialCategory

01-May-2018

WISDOMTREE U.S.HIGH DIVIDEND INDEX ETF HEGED 22.08 19.88HID INVESTMENT FUND .5400 .2000 21.50 19.84INDUSTRIAL 10,222

WISDOMTREE US MIDCAP DIVIDEND IDX ETF HEDGD 27.52 24.95UMI INVESTMENT FUND .0800 .1600 26.77 26.06INDUSTRIAL 34,696

WISDOMTREE US MIDCAP DIVIDEND IDX ETF NN-HEGD 26.85 26.35UMI.B INVESTMENT FUND .0800 .1600 27.23 26.00INDUSTRIAL 1,575

WISDOMTREE US QUAL DIV GROWTH INDEX ETF NN-HG 25.92 23.41DGR.B INVESTMENT FUND .3200 .1200 25.33 20.82INDUSTRIAL 218,964

WISDOMTREE US QUALITY DIV GROWTH IDX ETF HEG 27.31 24.06DGR INVESTMENT FUND .3200 .1213 25.81 20.87INDUSTRIAL 119,349

WISDOMTREE YLD ENHANC CA AGGRE BND IDX ETF NH 48.79 47.83CAGG INVESTMENT FUND 50.00 47.88INDUSTRIAL 50,241

WISDOMTREE YLD ENHANC CA ST AGGRE BND ETF NNH 49.08 48.66CAGS INVESTMENT FUND 49.63 49.08INDUSTRIAL 97,580

WISTOMTREE CDA QUAL DIV GRWTH IDX ETF NN-HEDG 26.79 24.98DGRC INVESTMENT FUND 26.65 25.28INDUSTRIAL 179,309

WORLD FINANCIAL SPLIT CORP. CLASS 'A' 5.30 3.63WFS INVESTMENT COMPANY 4.55 3.24INDUSTRIAL 188,028

WORLD FINANCIAL SPLIT CORP. PR 10.30 9.96WFS.PR.A INVESTMENT COMPANY .5250 .1313 10.35 9.85INDUSTRIAL 69,311

WSP GLOBAL INC. 64.92 56.38WSP ENGINEER CONSTR/SERV 1.5000 .7500 60.48 43.56INDUSTRIAL 15,458,785

XTRA-GOLD RESOURCES CORP. J .28 .20XTG MINERAL EXPL & DEV 0.37 0.17MINING 1,707,688

XTREME DRILLING CORP. J 2.39 1.82XDC DRILLING SERVICES 2.90 1.67INDUSTRIAL 2,312,454

YAMANA GOLD INC. 4.69 3.31YRI MINERAL EXPL & DEV .0200 .0100 4.80 2.84MINING 219,461,605

YANGARRA RESOURCES LTD. 6.44 3.90YGR OIL & GAS EXPL 5.05 1.86OIL 20,338,935

YELLOW PAGES LIMITED 8.60 6.48Y HOLDING COMPANY 18.25 4.34INDUSTRIAL 2,335,832

YELLOW PAGES LIMITED WT .59 .39Y.WT HOLDING COMPANY 2.75 0.30INDUSTRIAL 95,243

YORBEAU RESOURCES INC. J .08 .04YRB GOLD EXPL & DEV 0.10 0.07MINING 14,793,485

ZARGON OIL & GAS LTD. .55 .36ZAR OIL/GAS EXPL & DEV 0.88 0.34OIL 4,735,020

ZCL COMPOSITES INC. 12.35 10.39ZCL FIBRGLS STG TANKS 1.0900 .2550 15.47 10.13INDUSTRIAL 3,311,547

ZYMEWORKS INC. 23.15 9.64ZYME BIOPHARMACEUTICAL 19.55 8.05INDUSTRIAL 292,817

Yearly

Interlisted Trading Data Report

SECURITY NAME Symbol Value TSX ADF ALP BOS BTS CHX EDG LQI MID NAS NYAM NYSE OMG PAC PHX PUR TCT XCX2 XICX NEOL NEON LYNX OTHER

ALL MARKETS AS A % OF TRADED VALUE

REVIEW OF INTERLISTED TRADING FOR MONTH ENDING Apr 30, 2018CANADIAN-BASED INTERLISTED ISSUES (VALUE)

Advantage Oil & Gas AAV 223,850,130 51.7 2.5 5.6 1.0 1.9 16.5 0.7 - 0.0 1.1 0.1 2.6 3.2 1.2 0.0 1.2 3.1 3.4 0.0 - 3.9 0.1 -

Barrick Gold Corp ABX 4,413,585,018 17.8 20.6 1.4 1.9 11.1 5.5 4.0 - 1.0 4.2 0.1 23.7 1.8 3.1 0.2 0.4 0.7 1.4 0.0 - 0.9 0.0 -

Agnico Eagle Mines AEM 2,452,955,270 28.2 11.6 1.7 2.0 9.1 6.6 3.4 - 0.0 6.3 0.1 19.2 1.8 3.3 0.2 0.7 2.7 1.3 0.0 - 1.8 0.0 -

AEterna Zentaris Inc AEZS 3,506,984 7.4 57.5 1.1 0.5 3.2 1.1 7.2 - 0.4 16.1 0.4 0.3 0.1 4.0 0.2 0.1 0.2 0.3 - - 0.1 - -

Alamos Gold Inc. J AGI 400,667,426 27.0 13.0 3.5 1.6 10.0 10.6 3.0 - 0.0 3.9 0.1 13.6 2.6 2.9 0.1 0.5 2.0 1.6 - - 4.0 0.1 -

Asanko Gold Inc. J AKG 44,931,053 32.0 22.0 1.3 1.2 4.9 10.1 4.6 - - 2.2 5.7 0.1 1.6 5.1 0.3 0.3 3.3 1.6 0.0 - 3.8 0.0 -

Alio Gold Inc. J ALO 20,928,566 38.7 12.8 3.4 0.4 2.7 11.3 3.6 - - 2.8 9.4 0.0 2.6 4.3 0.2 0.6 1.4 3.4 - - 2.4 0.0 -

Almaden Minerals AMM 3,702,089 21.0 39.1 0.8 0.6 2.6 1.4 9.7 - - 2.1 13.3 0.0 0.2 8.2 0.0 0.2 0.2 0.4 - - 0.3 - -

Aptose Biosciences APS 19,918,452 11.6 47.2 0.4 1.3 4.5 1.8 9.5 - 0.1 14.7 0.3 0.0 0.4 3.8 0.1 0.1 0.1 0.7 - - 3.4 - -

Algonquin Pwr & Util AQN 539,200,992 41.4 2.3 8.9 0.4 1.6 15.0 0.8 - - 0.8 0.1 1.7 3.9 0.8 0.1 1.8 5.0 4.2 0.0 - 11.0 0.1 -

Atlatsa Res Corp. J ATL 108,952 48.4 49.7 - - - 1.8 - - - - - - - - - - 0.1 0.0 - - 0.0 - -

Atlantic Power ATP 30,080,741 9.7 56.0 0.1 6.8 7.7 3.1 1.3 - - 1.4 0.6 10.3 0.4 1.4 0.1 0.1 0.4 0.4 - - 0.4 0.0 -

Auryn Resources J AUG 6,694,570 35.8 28.7 0.7 0.2 1.6 6.4 3.1 - 0.1 2.8 9.3 0.1 1.4 4.3 0.1 0.4 2.6 1.6 - - 1.0 - -

Aurinia Pharma Inc J AUP 61,169,581 6.0 44.8 0.2 3.3 5.5 0.9 11.8 - - 23.4 0.1 0.1 0.1 3.2 0.1 0.1 0.1 0.1 - - 0.2 - -

Avalon Advncd Mtrl J AVL 980,797 39.7 8.0 5.5 - - 17.1 - - - - - - 1.9 - - 1.4 8.9 3.1 0.0 - 14.3 - -

Alexco Resource J AXR 13,387,889 24.6 38.3 0.4 1.1 6.6 2.5 7.1 - - 2.5 9.2 0.0 0.4 4.2 0.1 0.3 0.8 0.6 - - 1.5 0.0 -

Brookfld Asset A LV BAM.A 2,786,923,963 29.5 7.4 1.4 0.8 8.1 25.4 2.3 - - 3.7 0.1 6.5 2.3 2.3 0.1 0.8 3.7 2.7 0.3 - 2.9 0.0 -

BlackBerry Limited BB 1,866,845,204 27.1 20.4 4.0 1.3 9.3 7.8 4.7 - 0.4 4.4 0.1 10.4 1.6 3.0 0.2 0.5 1.8 1.2 0.0 - 2.0 0.0 -

Cott Corporation BCB 310,864,342 17.2 23.6 2.1 2.6 11.0 5.8 4.9 - 0.0 5.4 0.2 16.2 1.2 3.6 0.3 0.3 2.0 1.1 - - 2.5 0.0 -

BCE Inc. BCE 4,363,398,766 41.3 7.1 3.3 0.6 4.2 17.1 2.1 - 0.0 2.6 0.2 5.9 3.1 1.8 0.1 1.2 3.4 3.0 0.1 - 2.8 0.0 -

Brookfield Renew Un BEP.UN 187,348,255 53.8 - 5.0 - - 11.8 - 0.2 - - - - 9.5 - - 2.2 5.0 5.5 - - 7.0 0.1 -

Ballard Power Sys BLDP 85,556,837 19.2 24.6 4.7 1.8 7.8 8.0 6.6 - 0.4 12.8 0.1 0.3 2.1 5.1 0.2 0.8 0.8 1.4 - - 3.3 0.1 -

Bank of Montreal BMO 4,794,434,552 45.6 3.5 2.9 0.6 2.4 21.5 0.9 - 0.0 1.9 0.1 3.6 4.1 1.2 0.1 1.5 3.9 2.6 0.0 - 3.6 0.0 -

Bank of Nova Scotia BNS 5,284,163,435 44.8 2.5 5.8 0.6 2.8 20.1 1.1 - - 2.2 0.1 4.4 4.1 1.2 0.1 1.4 3.3 2.7 0.0 - 2.9 0.1 -

Baytex Energy Corp. BTE 1,134,893,164 46.5 4.9 4.2 0.5 3.0 17.9 1.7 - 0.0 1.5 0.0 4.0 2.8 1.4 0.0 0.9 2.5 2.1 0.0 - 6.0 0.0 -

B2Gold Corp. J BTO 377,835,845 48.4 - 5.8 - - 26.1 - - - - - - 2.9 - - 0.9 5.6 3.4 0.0 - 6.8 0.1 -

Burcon NutraSci J BU 1,580,272 35.4 39.5 0.9 0.0 1.1 0.9 5.4 - 0.4 6.2 0.4 0.1 0.6 3.4 0.0 0.3 0.3 3.6 - - 1.6 - -

Bellatrix Expl Ltd. BXE 20,209,871 48.3 6.9 1.5 0.2 1.3 17.1 2.2 - 0.0 1.3 0.1 3.5 2.5 1.0 0.0 1.2 1.6 5.6 - - 5.8 0.0 -

CAE Inc. CAE 511,538,506 51.9 2.5 2.4 0.8 2.8 11.2 1.3 3.4 - 1.3 0.2 6.7 3.4 2.1 0.1 1.0 2.7 1.4 0.0 - 4.8 0.1 -

Cameco Corporation CCO 1,100,006,457 28.5 16.8 3.6 1.9 8.9 10.1 3.7 - - 4.2 0.1 11.4 2.4 2.7 0.2 0.5 0.8 1.8 - - 2.4 0.0 -

These tables identify each company for Canadian-based issues and United States-based

and foreign-based issues.

Year-to-date figures are as of date stock became interlisted. Year-to-date volumes are

not adjusted for stock splits.

Data in this report, except for TSX and ALP data, is provided by the Fidessa Fragulator - visit fragmentation.fidessa.com for more content.

ADF ADF Alternative Display Facility -

ALP Alpha ATS -

BOS NASDAQ QMX BX -

BTS BATS Stock Exchanges: BZX, BYX -

CHX Chi-X Canada ATS -

EDG BATS (EDGA, EDGX) Stock Exchanges -

LQI Liquidnet Canada (dark pool) -

LYNX LYNX ATS -

MID Chicago Stock Exchange -

NAS NASDAQ -

NEOL Aequitas LIT -

NEON Aequitas NEO -

NYAM NYSE Mkt LLC -

NYSE New York Stock Exchange -

OMG OMEGA ATS -

OTHER Other Markets -

PAC NYSE Arca Exchange -

PHX NASDAQ OMX PHLX -

PUR Pure Trading -

TCT TriAct Canada (dark pool) -

TSX Toronto Stock Exchange -





Colliers Intl Grp SV CIGI 180,816,828 49.1 4.9 2.3 2.1 4.6 7.2 1.1 - - 5.9 0.4 0.0 0.9 1.0 0.0 0.6 8.0 0.9 0.0 - 10.9 0.1 -

Celestica Inc SV CLS 262,860,434 25.8 10.5 2.8 1.5 6.3 16.1 2.1 - - 3.2 0.2 16.3 1.6 2.4 0.2 0.5 4.0 0.8 - - 5.5 0.1 -

Cdn Imperial Bank CM 4,270,639,533 56.4 3.5 4.4 0.5 1.8 9.1 1.6 - 0.0 1.9 0.0 3.6 3.9 0.8 0.0 1.5 5.5 2.9 0.1 - 2.5 0.0 -

Canadian Natural Res CNQ 6,425,063,750 39.7 6.3 2.8 0.8 5.5 13.4 1.8 0.0 0.2 3.1 0.1 8.6 2.3 2.0 0.1 0.9 4.2 1.9 0.0 - 6.3 0.1 -

Cdn Nat'l Railway CNR 6,059,028,867 37.2 10.3 3.1 1.6 5.8 8.7 2.9 0.1 0.0 5.3 0.2 11.6 1.9 2.7 0.2 1.4 3.1 2.0 0.0 - 1.9 0.0 -

Cardiome Pharma Corp COM 5,883,655 15.6 36.4 1.4 0.8 5.6 1.8 10.6 - 0.0 17.8 0.3 0.1 0.2 5.4 0.2 1.9 0.5 0.4 - - 1.2 - -

Cdn Pacific Railway CP 4,747,553,524 35.9 12.1 3.0 1.6 8.0 6.9 2.5 - 0.1 6.5 0.1 7.0 1.5 4.4 0.2 0.4 4.6 3.2 0.0 - 2.0 0.0 -

Crescent Point Corp. CPG 2,101,332,890 44.7 3.5 4.5 0.5 2.9 15.8 1.2 - 0.0 1.6 0.0 4.2 3.3 1.3 0.0 1.1 3.0 2.4 0.0 - 9.8 0.1 -

Cipher Pharma J CPH 4,044,688 77.0 2.2 2.7 - - 2.9 - - - - - - 2.1 - - 0.0 3.8 3.0 - - 6.4 - -

CRH Medical Corp. J CRH 20,680,635 48.5 13.6 3.3 0.7 2.0 11.6 1.6 - - 0.9 1.3 0.1 4.4 1.7 0.1 0.7 3.2 2.3 - - 4.0 0.1 -

Cenovus Energy Inc. CVE 3,977,971,691 36.8 7.3 2.9 0.9 6.5 14.0 2.4 0.0 0.0 2.4 0.1 5.7 4.9 2.4 0.1 0.7 4.0 2.3 0.0 - 6.5 0.1 -

Concordia Int'l J CXR 1,697,655 31.1 17.9 2.7 1.0 1.5 1.9 2.6 - - 22.7 0.4 0.0 0.9 4.7 0.0 0.3 1.8 4.1 - - 6.5 - -

DHX Media Ltd. VV DHX.A 3,403,770 40.6 - 8.6 - - 1.8 - - - - - - 27.8 - - 3.5 1.9 1.7 - - 14.0 - -

Denison Mines Corp DML 16,119,228 32.1 15.4 2.9 0.4 1.0 3.0 2.7 - 0.0 0.8 4.4 0.0 15.1 2.6 0.0 5.7 2.0 4.1 - - 7.9 - -

Descartes Systems DSG 237,924,063 47.9 9.3 2.1 1.8 3.5 11.1 1.5 - - 4.4 0.2 0.1 3.3 1.3 0.1 0.6 8.4 2.0 0.0 - 2.4 0.1 -

DXI Energy Inc J DXI 219,582 59.9 28.4 1.4 - - 2.8 - - - - - - 0.3 - - 0.5 1.8 0.3 - - 4.7 - -

EnCana Corporation ECA 4,920,904,953 30.0 16.3 3.2 1.5 12.4 9.9 3.4 - 0.1 3.4 0.1 9.2 1.5 2.6 0.3 0.6 1.4 2.0 0.0 - 2.2 0.1 -

Endeavour Silver J EDR 133,292,953 21.5 26.9 1.9 1.7 7.7 4.4 6.0 0.0 0.0 4.7 0.1 15.4 2.1 3.6 0.1 0.4 1.2 1.2 - - 1.2 0.0 -

Energy Fuels Inc. J EFR 24,971,563 25.4 32.6 0.6 0.9 5.3 5.8 5.1 - 0.0 4.8 7.0 0.5 0.8 8.1 0.2 0.2 0.8 0.9 - - 0.9 - -

Eldorado Gold Corp. ELD 429,999,878 15.1 41.0 2.0 0.7 3.8 6.6 4.5 - 0.0 2.7 0.1 10.3 1.5 1.6 0.1 0.5 3.0 1.0 - - 5.8 0.0 -

Enbridge Inc. ENB 7,955,807,629 37.0 10.5 3.9 0.7 5.7 12.4 2.4 0.1 0.0 2.8 0.1 7.9 2.3 2.1 0.1 1.3 3.2 2.6 0.1 - 4.8 0.1 -

Enerplus Corporation ERF 1,011,837,277 36.5 5.3 4.5 0.7 3.6 13.2 2.8 - 0.0 2.5 0.1 7.9 1.9 1.3 0.1 1.0 6.0 2.3 0.0 - 10.3 0.1 -

Entree Resources J ETG 788,210 26.5 33.3 3.0 0.6 2.6 1.7 3.3 - - 4.8 10.4 0.2 0.6 6.5 - 0.5 0.6 2.4 - - 3.2 - -

EXFO Inc. SV EXF 3,346,616 35.5 7.8 0.2 1.3 4.9 2.2 3.1 6.2 - 14.4 0.6 0.0 0.2 12.3 1.3 0.9 7.4 0.4 - - 1.3 - -

Franco-Nevada Corp. FNV 2,100,760,545 35.3 6.8 1.9 2.6 7.3 7.1 2.8 - 0.0 6.1 0.1 13.9 2.9 3.3 0.2 0.9 3.7 3.8 0.0 - 1.4 0.0 -

First Majestic J FR 518,700,314 22.1 27.6 2.3 1.4 7.5 5.9 4.6 - 0.0 3.7 0.1 17.1 1.3 3.1 0.2 0.5 0.5 1.0 - - 1.3 0.0 -

FirstService Corp SV FSV 180,405,696 60.6 4.2 2.3 1.1 6.3 5.9 1.5 - - 5.9 0.1 0.0 0.9 2.6 0.0 0.3 5.7 0.8 - - 1.8 0.0 -

Fortis Inc. FTS 1,392,392,065 46.4 2.6 2.3 0.6 2.2 16.1 0.7 - 0.0 0.9 0.1 3.7 4.8 0.8 0.0 1.7 4.6 5.2 0.0 - 7.1 0.1 -

Fortuna Silver Mines FVI 217,531,436 27.5 15.7 1.7 1.7 8.6 9.0 4.6 - 0.0 3.7 0.1 16.2 3.3 2.4 0.1 0.5 1.7 1.2 - - 2.1 0.1 -

Goldcorp Inc. G 3,077,157,617 27.0 17.2 3.2 1.7 11.6 7.5 3.5 - 0.1 3.5 0.1 16.4 1.8 2.5 0.3 0.2 1.1 1.3 0.0 - 1.1 0.0 -




REVIEW OF INTERLISTED TRADING FOR MONTH ENDING Apr 30, 2018 CANADIAN-BASED INTERLISTED ISSUES (VALUE)

CGI Group Cl A SV GIB.A 1,251,824,550 44.9 2.8 3.4 1.0 3.4 11.7 0.8 0.4 0.0 2.0 0.1 6.0 4.6 1.6 0.0 1.3 6.9 3.7 0.1 - 5.2 0.1 -

Gildan Activewear GIL 743,258,712 48.0 7.4 4.0 1.3 5.3 9.2 1.6 - 0.2 2.3 0.1 6.6 2.9 2.6 0.1 0.9 2.8 1.4 0.0 - 3.5 0.1 -

Cda Goose Hldgs SV GOOS 685,318,515 25.4 25.5 2.0 2.2 7.5 3.4 4.7 - 0.0 5.0 0.1 15.5 1.8 2.6 0.1 0.5 1.3 1.5 0.0 - 0.9 0.0 -

Gt Panther Silver J GPR 3,374,861 72.3 - 2.2 - - 11.1 - - - - - - 2.7 - - 0.8 2.2 1.8 - - 7.0 - -

Granite Rl Est Tr Un GRT.UN 131,304,026 42.9 0.2 1.2 0.0 0.2 21.5 0.1 - - 0.2 0.1 0.2 8.7 0.2 - 0.8 15.5 2.3 - - 6.0 0.1 -

Golden Star Resource GSC 29,895,947 20.7 37.8 0.4 0.7 3.2 6.2 6.1 - 0.1 4.4 9.3 0.1 0.6 5.5 0.1 0.1 2.1 0.9 - - 1.8 0.0 -

Gold Stand Venture J GSV 18,934,475 33.1 20.6 0.1 1.2 9.4 4.9 4.7 - - 3.3 7.5 0.3 0.8 9.5 0.1 1.2 0.8 1.4 - - 1.1 0.0 -

Global Water Res GWR 2,750,260 12.7 24.8 0.1 0.5 10.9 0.5 5.6 - - 38.1 1.3 0.2 - 3.5 0.3 0.1 1.3 0.1 - - 0.0 - -

Hudbay Minerals Inc. HBM 538,282,756 58.2 - 6.0 - - 17.0 - - - - - - 4.0 - - 1.7 5.2 3.2 0.1 - 4.6 0.1 -

Hydrogenics Corp HYG 5,420,603 8.9 28.5 0.1 6.5 12.8 0.8 10.5 - 0.4 22.7 0.7 0.2 0.1 6.0 0.3 0.1 1.1 0.2 - - 0.4 - -

Iamgold Corporation IMG 678,453,227 19.7 16.6 1.8 2.7 13.8 8.0 3.2 - 0.0 4.2 0.2 20.1 1.7 2.8 0.3 0.5 1.5 2.0 - - 0.8 0.1 -

Imperial Oil Ltd. IMO 1,399,907,527 44.1 4.8 3.8 0.8 4.3 15.3 1.2 - 0.0 2.9 2.6 0.0 2.9 2.4 0.1 1.6 8.4 1.2 0.0 - 3.3 0.0 -

IntelliPharma Intl J IPCI 2,025,440 5.8 54.2 0.9 0.7 2.0 0.6 10.6 - 0.1 19.8 0.2 0.0 0.1 2.7 0.1 0.3 0.5 0.8 - - 0.7 - -

Int'l Tower Hill J ITH 5,761,300 15.0 43.1 1.5 0.1 2.2 2.3 6.6 - 0.2 5.2 13.3 0.1 0.4 7.6 0.0 0.4 0.4 1.0 - - 0.6 - -

Just Energy Group JE 67,479,137 39.1 11.3 6.3 0.8 2.5 14.4 2.0 - - 1.7 0.1 6.1 4.7 0.9 0.1 0.8 2.2 3.2 0.1 - 3.8 0.1 -

Kinross Gold Corp. K 1,323,964,824 18.7 18.8 2.5 1.8 10.2 9.6 2.9 - 0.0 3.0 0.2 21.0 1.8 3.5 0.2 0.4 1.6 2.3 - - 1.5 0.0 -

Klondex Mines Ltd. J KDX 177,855,632 18.4 11.4 2.9 1.5 15.4 7.2 4.0 0.3 - 5.3 11.5 0.2 1.8 11.0 0.4 0.2 1.6 1.2 - - 5.8 0.0 -

Kingsway Financial KFS 1,117,525 1.1 32.4 0.4 1.4 4.2 0.1 6.3 - - 4.0 11.0 26.1 - 11.3 - - 1.6 0.2 - - - - -

Kelso Technologies KLS 545,712 39.2 17.8 7.4 0.0 1.2 2.4 1.3 - - 1.2 16.0 0.3 0.1 4.0 - 0.7 4.3 0.9 - - 3.3 - -

MAG Silver Corp. J MAG 160,935,900 44.2 6.4 1.3 1.6 6.7 9.6 2.7 - - 3.0 12.4 0.2 2.0 4.0 0.2 0.8 2.8 1.0 0.0 - 1.2 0.0 -

Manulife Financial MFC 4,036,343,697 37.8 3.6 4.9 0.6 4.4 17.3 1.3 0.5 0.0 2.5 0.0 7.1 4.0 2.2 0.2 1.2 3.4 3.1 0.0 - 6.0 0.1 -

Magna Int'l Inc. MG 3,820,025,731 39.1 10.7 1.8 1.5 7.5 9.7 2.8 - 0.0 6.1 0.1 8.5 2.4 3.7 0.1 0.3 2.9 0.6 0.0 - 2.1 0.1 -

Mitel Networks Corp. MNW 884,885,090 13.7 41.4 0.4 2.8 10.6 1.8 5.0 - 0.0 12.4 0.2 0.2 0.4 6.8 0.6 0.1 1.0 0.3 - - 2.3 0.0 -

Mountain Province J MPVD 31,280,534 59.6 2.3 0.2 0.4 0.6 30.0 0.6 - - 1.1 0.1 0.0 0.4 0.6 0.0 0.1 2.4 0.9 - - 0.8 0.0 -

Methanex Corporation MX 1,918,202,960 26.2 17.8 1.4 8.3 10.4 4.0 3.1 - 0.0 14.4 0.2 0.5 0.9 5.1 0.4 0.6 2.9 2.0 0.0 - 1.7 0.1 -

Nthrn Dynasty Min J NDM 22,787,382 11.9 37.9 3.7 0.5 3.5 7.6 6.9 - - 6.4 10.5 0.8 2.0 4.3 0.0 0.1 1.0 1.0 - - 1.9 - -

Neptune Tech & Bio J NEPT 30,499,146 16.9 38.4 0.5 1.1 5.8 4.1 10.2 - 0.0 13.1 0.1 0.2 1.4 4.4 0.3 0.6 0.4 1.9 - - 0.7 0.0 -

NovaGold Resources J NG 178,082,622 10.0 22.6 0.8 1.7 14.6 5.9 5.5 - - 7.0 17.2 0.5 2.1 9.5 0.1 0.3 0.8 1.1 - - 0.4 0.0 -

New Gold Inc. NGD 486,500,681 20.0 17.1 3.2 0.9 10.5 13.9 3.7 - 0.0 4.5 6.3 0.3 2.3 9.8 0.3 0.7 2.5 2.0 - - 2.0 0.1 -

N.A. Construction NOA 14,536,185 39.9 26.0 0.1 1.4 4.3 2.7 2.7 - 0.0 2.5 0.2 8.3 0.0 2.7 0.2 0.6 7.5 0.1 - - 1.0 - -





Nevsun Resources J NSU 133,549,917 38.8 8.4 5.0 0.5 3.6 17.2 2.8 - - 2.4 3.3 0.2 4.8 4.0 0.1 0.8 2.4 2.3 - - 3.4 0.1 -

Neovasc Inc. J NVCN 189,017,888 6.8 49.4 0.4 0.4 2.6 0.4 14.1 - - 11.6 0.0 0.0 0.1 4.4 0.0 1.1 3.4 0.3 - - 5.0 0.1 -

Obsidian Energy Ltd OBE 67,213,290 27.2 23.5 3.8 1.2 2.9 10.3 4.0 - - 1.7 0.1 9.4 1.8 3.3 0.1 0.7 5.0 1.7 - - 3.5 0.0 -

Oncolytics Biotech ONC 4,224,077 32.9 41.4 1.1 - - 1.9 - - - - - - 4.3 - - 0.1 0.5 8.7 - - 9.0 - -

Open Text Corp OTEX 923,838,780 38.2 9.1 1.8 1.5 5.9 12.0 2.0 - 0.0 12.5 0.1 0.1 3.7 2.9 0.2 0.2 3.3 2.6 0.0 - 4.0 0.1 -

Primero Mining Corp. P 5,668,941 64.8 8.3 0.1 - - 2.3 - - - - - - 4.3 - - 1.2 0.2 2.4 - - 16.5 - -

Pan American Silver PAAS 550,108,876 15.3 19.6 1.1 3.4 13.8 5.7 7.7 - 0.0 23.8 0.3 0.4 1.0 4.7 0.5 0.2 0.7 0.5 - - 1.5 0.0 -

Precision Drill Corp PD 483,759,172 39.0 6.0 4.2 0.7 5.0 15.9 1.4 - 0.0 1.9 0.0 8.3 3.5 1.8 0.1 1.1 2.6 2.5 - - 5.9 0.1 -

N.A. Palladium Ltd. PDL 3,455,247 64.4 30.4 0.7 - - 1.6 - - - - - - - - - 0.1 2.0 0.4 - - 0.5 - -

Pengrowth Energy PGF 35,290,593 38.0 11.6 3.0 0.5 1.3 9.7 3.0 - 0.0 1.3 0.1 3.5 3.9 1.2 0.0 4.1 5.7 4.7 - - 8.4 - -

Sprott Phy Gld Un US PHYS.U 117,800,129 0.6 43.3 0.6 1.8 8.8 0.1 5.1 - - 6.2 0.2 0.1 - 33.0 0.3 - 0.0 0.0 - - 0.0 - -

Polymet Mining J POM 6,695,765 6.4 56.8 0.4 0.1 2.5 1.2 7.5 - 0.1 5.1 13.8 0.0 0.1 5.3 0.0 0.1 0.1 0.2 - - 0.1 - -

Pembina Pipeline PPL 2,319,623,232 43.8 3.5 3.4 0.5 2.2 13.4 1.0 0.4 0.0 1.5 0.1 7.8 2.5 1.4 0.1 1.8 4.7 2.9 0.0 - 9.2 0.1 -

Sprott Phy Silver US PSLV.U 74,178,228 0.7 48.6 0.7 1.6 8.4 0.1 8.2 - - 4.3 0.5 0.2 - 26.5 0.2 0.0 0.0 0.0 - - - - -

Platinum Grp Metal J PTM 4,361,522 15.9 41.4 1.7 0.5 3.1 1.3 7.3 - 0.2 4.1 10.8 0.2 0.3 9.4 0.0 0.3 1.5 0.8 - - 1.2 - -

Points Int'l Ltd. J PTS 13,495,306 8.3 40.2 0.2 2.5 7.6 0.2 13.5 - 0.3 20.6 0.2 0.1 0.0 5.2 0.3 0.0 0.6 0.0 - - 0.2 - -

Pretium Resources J PVG 489,498,639 19.3 20.0 2.2 2.0 7.9 8.5 4.5 - 0.0 5.2 0.1 17.7 1.2 3.7 0.2 0.4 1.2 0.8 - - 5.0 0.0 -

Restaurant Brnd Intl QSR 4,178,362,732 21.1 24.5 1.3 2.2 9.1 7.5 3.3 - 0.3 8.3 0.1 11.0 1.7 3.6 0.2 0.3 2.3 1.1 0.0 - 2.0 0.0 -

Quarterhill Inc. QTRH 16,613,154 52.9 6.8 5.0 0.6 2.2 7.8 2.8 - - 4.0 0.1 0.1 2.3 1.2 0.2 0.4 4.8 3.2 0.0 - 5.5 0.1 -

Ritchie Bros Auction RBA 465,299,535 21.2 18.9 0.8 3.2 9.2 5.2 3.0 - 0.0 7.3 0.2 18.4 1.2 4.1 0.2 0.2 1.7 0.9 - - 4.4 0.0 -

Rogers Comm Cl B NV RCI.B 2,828,050,239 44.0 3.3 2.9 0.8 2.7 17.7 1.1 0.2 0.0 1.7 0.1 4.9 3.9 1.1 0.1 1.3 5.9 1.7 0.1 - 6.3 0.1 -

Rubicon Minerals J RMX 564,690 65.1 13.2 3.4 - - 2.1 - - - - - - 0.3 - - 0.4 0.4 13.8 - - 1.2 - -

Royal Bank of Canada RY 6,571,025,764 57.2 - 6.3 - - 16.7 - 0.8 - - - - 5.1 - - 1.9 4.9 2.5 0.0 - 4.5 0.1 -

Seabridge Gold Inc J SEA 97,635,376 16.5 18.3 0.8 10.0 13.4 3.6 5.4 - - 6.7 0.2 17.6 1.6 2.9 0.2 0.2 0.6 1.2 - - 0.7 0.0 -

Shopify Inc A SV SHOP 6,483,594,122 13.2 32.9 3.2 1.3 6.1 1.7 7.5 - 0.3 6.9 0.1 16.2 0.6 5.9 0.5 0.1 1.8 1.4 0.0 - 0.4 0.0 -

Shaw Comm Cl B NV SJR.B 1,487,015,679 38.1 4.4 3.7 0.9 3.9 15.1 2.0 - 0.0 2.3 0.1 8.2 3.9 2.3 0.1 1.0 3.2 2.5 0.0 - 8.2 0.1 -

Sun Life Fin Inc. SLF 2,640,309,669 34.4 2.4 3.8 0.6 1.9 30.5 1.1 - - 2.5 0.2 8.4 3.1 1.2 0.1 1.4 3.3 1.7 0.0 - 3.4 0.1 -

SunOpta, Inc. SOY 39,539,767 12.0 23.5 0.9 14.9 16.8 2.7 3.8 - - 14.2 0.3 0.1 0.5 3.6 0.2 0.4 4.6 0.7 0.0 - 0.6 0.0 -

Sprott PhyPlat US Un SPPP.U 11,182,429 0.3 60.9 0.2 0.1 2.3 - 6.4 - - 3.0 0.5 0.1 - 26.4 - - - - - - - - -

Sandstorm Gold Ltd. SSL 161,832,244 18.0 18.0 2.0 1.3 13.4 8.1 5.3 - - 4.1 13.7 0.1 2.3 8.9 0.2 0.5 1.1 1.6 - - 1.5 0.0 -





SSR Mining Inc. SSRM 251,556,948 25.3 15.8 1.5 2.1 12.4 6.2 6.0 - 0.0 20.4 0.2 0.2 1.3 4.7 0.6 0.4 0.8 0.9 - - 1.2 0.0 -

Student Transport STB 209,045,480 24.4 9.8 4.5 8.7 8.7 7.2 3.8 - - 14.3 0.4 0.0 2.1 4.0 1.9 1.3 5.5 2.0 - - 1.3 0.0 -

Stantec Inc. STN 289,220,443 40.7 0.4 3.0 0.4 1.0 36.0 0.3 2.7 - 0.3 0.1 0.8 4.2 0.3 0.0 0.6 6.3 0.9 - - 2.0 0.0 -

Suncor Energy Inc. SU 8,615,166,028 36.6 8.1 3.5 0.9 5.7 17.6 1.8 - 0.1 2.8 0.1 6.9 2.4 2.0 0.2 0.8 3.4 1.6 0.0 - 5.7 0.1 -

Silvercorp Metals J SVM 65,294,011 37.0 12.7 5.3 0.6 3.2 13.7 2.9 - - 2.0 6.2 0.1 3.9 2.7 0.1 1.2 2.3 3.6 - - 2.8 0.1 -

Sierra Wireless SW 146,095,277 30.0 26.7 1.6 4.0 8.3 3.4 5.0 1.1 - 11.0 0.2 0.1 1.2 2.6 0.2 0.3 1.2 1.9 - - 1.1 0.0 -

TELUS Corporation T 1,540,921,206 43.2 2.3 3.8 0.5 2.9 15.1 0.8 - 0.0 1.7 0.0 6.2 3.1 1.5 0.1 2.0 5.9 4.1 0.1 - 6.7 0.1 -

TransAlta Corp. TA 128,874,919 44.3 0.7 6.3 0.1 0.3 29.3 0.1 - - 0.1 0.0 0.2 3.8 0.1 0.0 1.0 3.6 4.6 0.3 - 5.1 0.1 -

T.D. Bank TD 8,392,617,116 47.8 4.3 5.6 0.6 2.8 13.3 1.0 - 0.0 2.0 0.1 5.7 3.3 1.2 0.1 1.3 4.1 3.4 0.0 - 3.5 0.1 -

Teck Res Cl B SV TECK.B 3,674,116,204 29.9 12.7 2.6 1.8 7.2 12.0 3.9 0.0 0.0 5.5 0.2 11.6 1.5 3.0 0.4 1.1 2.6 1.4 0.0 - 2.4 0.0 -

TransGlobe Energy J TGL 8,638,640 38.1 24.1 0.6 1.0 3.1 3.6 6.3 - - 6.1 0.1 0.2 0.3 2.4 0.1 0.4 5.4 0.5 - - 7.9 - -

Tahoe Resources J THO 423,332,905 22.1 15.4 2.4 2.2 11.0 9.9 4.1 - 0.0 3.9 0.1 16.5 1.6 3.0 0.2 0.4 1.6 1.0 - - 4.6 0.1 -

Taseko Mines Ltd. TKO 44,228,490 25.5 12.8 4.4 0.9 4.3 10.9 3.6 - - 2.4 7.1 0.2 1.5 4.7 0.1 0.3 5.3 1.7 - - 14.5 0.0 -

Trilogy Metals Inc J TMQ 4,503,905 5.6 39.4 0.5 0.8 3.1 0.5 11.4 - - 4.4 23.4 0.1 0.1 9.3 0.1 0.1 0.8 0.1 - - 0.2 - -

Tanzanian Royalty J TNX 5,657,097 13.3 50.2 1.0 0.2 2.3 0.9 7.7 - 0.0 3.0 11.8 0.1 0.2 7.0 0.0 0.4 0.6 1.0 - - 0.3 - -

Thomson Reuters Corp TRI 1,900,652,119 34.4 7.5 3.4 1.4 5.6 10.2 2.9 1.6 0.0 3.6 0.1 11.6 2.6 2.2 0.2 1.3 6.5 1.2 0.0 - 3.6 0.0 -

Trillium Therpeutc J TRIL 10,849,534 9.1 48.8 0.6 3.4 9.3 0.6 6.3 - 0.0 12.0 0.2 0.1 0.3 5.8 0.4 0.3 1.2 0.6 - - 1.1 - -

TransCan Corporation TRP 4,909,664,218 43.9 6.0 3.8 1.2 5.5 10.7 1.9 0.4 0.0 2.8 0.1 7.4 3.3 2.0 0.1 1.4 3.0 2.7 0.0 - 3.5 0.1 -

Turquoise Hill Res TRQ 287,863,283 17.4 20.2 3.2 2.0 10.3 8.6 4.0 - 0.0 3.9 0.1 11.8 2.4 4.6 3.0 0.7 1.6 1.6 - - 4.7 0.0 -

Stars Group Inc. J TSGI 1,469,968,916 54.0 3.9 2.0 1.4 3.2 14.6 1.3 - 0.0 3.3 0.2 0.1 2.4 1.0 0.2 3.9 4.7 1.9 0.2 - 1.8 0.0 -

Ur-Energy Inc. J URE 7,164,128 12.6 37.5 1.3 2.1 6.9 0.6 12.0 - 0.0 4.8 9.8 0.0 0.4 10.3 0.1 0.2 0.5 0.9 - - 0.1 - -

Americas Silver J USA 11,780,104 34.7 16.3 0.5 0.2 3.1 20.6 3.8 - - 2.1 5.4 0.1 0.8 3.4 0.1 5.8 0.7 1.0 - - 1.5 - -

Vermilion Energy Inc VET 1,235,994,408 50.0 2.9 2.4 0.5 1.9 12.4 0.7 - - 0.8 0.1 2.9 4.3 0.5 0.0 0.9 6.7 3.5 0.0 - 9.5 0.1 -

Vista Gold Corp VGZ 2,183,132 4.8 41.6 0.0 1.0 3.5 0.4 8.7 - 0.1 6.8 24.0 0.1 0.1 8.6 0.1 0.1 0.1 0.1 - - 0.2 - -

Valeant Pharm Int'l VRX 2,886,327,312 13.8 30.1 1.4 1.8 9.1 4.9 7.5 - 1.1 5.6 0.1 18.7 0.5 3.5 0.3 0.0 0.6 0.6 - - 0.6 0.0 -

Waste Connections WCN 1,922,231,823 25.0 18.6 1.9 2.3 8.6 5.0 2.7 0.1 0.0 6.2 0.1 16.9 2.6 3.9 0.1 0.7 2.7 1.9 0.0 - 0.9 0.0 -

Wheaton Precious Mtl WPM 1,391,588,871 24.2 11.5 3.0 1.6 10.7 9.8 3.3 - 0.0 5.2 0.1 21.6 1.8 3.1 0.4 0.3 1.4 1.2 0.0 - 0.9 0.0 -

Westport Fuel Sys WPRT 37,360,220 18.8 28.7 1.4 2.3 9.7 2.8 11.3 - 0.0 15.3 0.2 0.3 0.7 4.8 0.7 0.2 1.4 0.5 - - 0.9 0.0 -

Wstrn Copper & Gld J WRN 2,050,486 36.6 26.5 1.4 0.1 1.5 4.2 4.6 - - 2.9 11.5 0.1 1.2 4.0 - 0.6 1.3 1.4 - - 2.3 - -

Yamana Gold Inc. YRI 958,927,149 15.0 29.3 2.3 1.6 10.5 7.6 3.8 - 0.0 4.1 0.1 15.7 1.5 3.4 0.2 0.4 1.9 1.5 - - 1.1 0.0 -





Zymeworks Inc. ZYME 14,339,824 12.4 48.1 0.6 0.6 3.6 1.0 6.6 - 0.0 3.9 0.3 15.5 0.2 3.5 0.0 0.5 1.9 0.7 - - 0.5 0.1 -

171,246,979,676 36.1 10.6 3.3 1.2 5.8 12.3 2.5 0.1 0.1 3.8 0.2 8.5 2.7 2.5 0.2 1.0 3.4 2.2 0.0 - 3.6 0.1 - TOTAL CDN_BASED




UNITED STATES-BASED AND FOREIGN-BASED INTERLISTED ISSUES (VALUE)

REVIEW OF INTERLISTED TRADING FOR MONTH ENDING Apr 30, 2018

Golden Minerals J AUMN 938,659 4.9 45.5 2.2 1.3 2.9 0.8 7.2 - 0.1 7.6 18.6 0.2 0.7 6.8 0.1 0.2 0.3 0.6 - - 0.1 - -

Brookfield Bus LP Un BBU.UN 127,640,142 53.8 7.4 3.1 0.4 3.1 10.3 1.5 0.2 - 1.3 0.1 4.1 1.8 2.8 0.0 1.0 3.6 4.4 - - 1.2 0.1 -

Brookfield Infras Un BIP.UN 565,545,864 23.1 10.9 2.3 1.4 4.1 28.8 2.2 0.1 0.0 2.2 0.1 7.2 3.6 1.7 0.2 1.0 4.2 4.0 - - 2.9 0.0 -

Brookfld Ppty LP Un BPY.UN 464,052,761 21.7 15.0 0.9 1.6 8.2 11.5 3.6 - 3.6 12.5 0.1 0.1 3.3 2.9 0.1 0.4 2.4 1.0 0.0 - 11.2 0.0 -

Caledonia Mining Plc CAL 6,037,658 41.8 22.7 0.9 0.3 0.8 0.5 4.4 - 0.1 5.0 13.6 0.4 0.1 6.0 - 0.1 2.8 0.2 - - 0.6 - -

CNOOC Limited ADRs CNU 560,161,574 0.1 25.8 0.1 3.9 8.9 0.0 11.4 - 0.9 7.4 0.4 31.8 - 8.7 0.7 0.0 0.0 0.0 - - 0.0 - -

General Moly, Inc. GMO 803,242 1.0 50.0 - 0.1 2.9 0.5 6.4 - 4.3 5.7 21.9 0.0 0.1 6.9 0.1 0.1 0.0 - - - - - -

Gran Tierra Energy J GTE 285,317,211 26.4 18.6 0.9 1.2 10.6 12.0 4.2 - 0.0 3.9 3.9 0.1 2.1 5.6 0.1 1.0 2.1 1.7 - - 5.4 0.0 -

Gazit-Globe Ltd. Ord GZT 3,724,100 10.0 38.8 0.0 3.5 5.0 - 13.9 - - 3.1 0.7 19.7 - 5.2 0.2 - - 0.0 - - - - -

Mercer Int'l Inc. US MERC.U 14,483 100.0 - - - - - - - - - - - - - - - - - - - - - -

McEwen Mining Inc. J MUX 96,283,549 11.8 25.5 0.7 3.4 13.5 3.1 4.7 - - 5.2 0.1 23.8 1.7 3.6 0.2 0.1 0.6 1.2 - - 0.6 0.0 -

Nexa Resources S.A. NEXA 69,637,776 0.1 54.1 0.0 4.4 5.1 0.1 4.2 - 0.0 6.0 0.2 22.1 0.0 3.1 0.3 0.3 0.0 0.1 - - 0.0 - -

CounterPath Corp. J PATH 1,332,431 2.6 68.0 0.1 1.3 2.8 0.2 6.7 - - 11.9 1.3 0.5 0.1 3.4 - - 1.1 - - - 0.1 - -

Pattern Energy Grp A PEGI 321,106,624 1.6 30.2 0.2 5.9 12.4 0.3 7.8 - 0.0 34.7 0.3 0.3 0.1 5.3 0.9 0.0 0.1 0.1 - - 0.0 - -

Pershing Gold Corp J PGLC 2,486,977 1.8 38.7 - 0.8 4.4 0.1 9.8 - - 37.3 0.4 0.1 - 6.6 0.0 - 0.0 0.0 - - - - -

CPI Card Group Inc. PMTS 1,459,605 3.3 61.3 - 2.8 4.8 0.2 4.5 - - 18.3 0.6 0.2 - 3.5 0.3 0.2 0.1 0.1 - - - - -

Resolute Forest Prod RFP 58,466,161 4.8 38.5 0.3 10.8 13.9 0.4 6.0 - - 3.8 0.3 16.8 0.0 3.4 0.2 0.1 0.2 0.1 0.0 - 0.2 - -

Solitario Zinc J SLR 1,164,283 5.9 40.4 0.3 0.3 3.1 0.7 5.2 - 0.6 6.8 26.9 0.6 0.2 8.4 0.0 0.2 0.1 0.1 - - 0.1 - -

Silver Bull Res J SVB 2,582,918 53.2 33.4 6.2 - - 1.8 - - - - - - 0.1 - - 0.8 0.1 0.2 - - 4.1 - -

Tucows Inc. TC 85,770,306 5.4 19.7 0.4 10.9 17.0 0.1 6.1 - - 29.5 0.7 0.1 - 8.1 1.6 0.0 0.2 0.1 - - 0.1 - -

TransAtlantic Pete J TNP 3,372,857 7.0 43.8 0.5 0.6 2.7 1.2 5.5 - - 5.5 25.3 0.1 0.1 5.3 0.0 0.2 1.6 0.4 - - 0.1 - -

Domtar Corporation UFS 715,561,064 7.0 19.8 0.5 4.0 12.2 1.0 4.2 - 1.2 12.6 0.2 31.4 0.5 4.2 0.4 0.1 0.5 0.3 0.0 - 0.1 0.0 -

3,373,460,244 13.5 20.4 0.9 3.3 9.2 8.2 5.3 0.0 0.9 10.8 0.6 14.8 1.5 4.6 0.4 0.4 1.5 1.2 0.0 - 2.6 0.0 - TOTAL US_BASED

174,620,439,920 35.6 10.8 3.3 1.3 5.9 12.2 2.6 0.1 0.1 3.9 0.2 8.6 2.6 2.5 0.2 1.0 3.3 2.1 0.0 - 3.6 0.1 - TOTAL U.S. & CDN BASED


SECURITY NAME Symbol Volume TSX ADF ALP BOS BTS CHX EDG LQI MID NAS NYAM NYSE OMG PAC PHX PUR TCT XCX2 XICX NEOL NEON LYNX OTHER

ALL MARKETS AS A % OF TRADED VOLUME


CANADIAN-BASED INTERLISTED ISSUES (VOLUME)

Advantage Oil & Gas AAV 56,512,768 50.1 3.1 5.5 1.3 2.3 16.1 0.9 - 0.0 1.4 0.1 3.3 3.1 1.5 0.0 1.1 3.0 3.3 0.0 - 3.9 0.1 - Barrick Gold Corp ABX 315,675,079 15.0 21.9 1.2 2.0 11.9 4.6 4.3 - 1.0 4.4 0.2 25.3 1.5 3.3 0.2 0.4 0.6 1.2 0.0 - 0.8 0.0 - Agnico Eagle Mines AEM 50,807,426 24.5 12.8 1.5 2.2 10.1 5.7 3.7 - 0.0 7.0 0.1 21.2 1.6 3.7 0.2 0.6 2.3 1.2 0.0 - 1.5 0.0 - AEterna Zentaris Inc AEZS 2,450,033 6.0 58.2 0.9 0.5 3.2 0.9 7.4 - 0.4 17.2 0.3 0.2 0.1 4.0 0.2 0.1 0.2 0.2 - - 0.1 - - Alamos Gold Inc. J AGI 65,092,737 23.8 14.7 3.1 1.9 11.2 9.4 3.4 - 0.0 4.4 0.1 15.2 2.3 3.3 0.1 0.4 1.8 1.4 - - 3.5 0.0 - Asanko Gold Inc. J AKG 38,827,003 28.6 24.7 1.1 1.3 5.5 9.0 5.1 - - 2.4 6.4 0.1 1.5 5.8 0.3 0.3 3.0 1.5 0.0 - 3.4 0.0 - Alio Gold Inc. J ALO 9,020,969 34.9 14.8 3.1 0.5 3.1 10.3 4.2 - - 3.3 11.1 0.0 2.3 5.1 0.3 0.5 1.2 3.1 - - 2.2 0.0 - Almaden Minerals AMM 4,324,127 17.6 41.2 0.6 0.6 2.7 1.2 10.2 - - 2.2 14.0 0.0 0.2 8.6 0.0 0.2 0.1 0.3 - - 0.2 - - Aptose Biosciences APS 5,681,317 9.6 48.9 0.4 1.3 4.7 1.5 9.9 - 0.1 15.4 0.3 0.0 0.3 3.9 0.1 0.1 0.1 0.6 - - 2.8 - - Algonquin Pwr & Util AQN 43,943,188 40.5 2.8 8.7 0.5 2.0 14.7 1.0 - - 1.0 0.1 2.1 3.8 1.0 0.1 1.8 4.9 4.1 0.0 - 10.8 0.1 - Atlatsa Res Corp. J ATL 3,131,661 43.7 54.6 - - - 1.6 - - - - - - - - - - 0.1 0.0 - - 0.0 - - Atlantic Power ATP 13,357,697 7.9 57.6 0.0 7.0 8.0 2.6 1.3 - - 1.5 0.6 10.7 0.3 1.5 0.1 0.0 0.4 0.3 - - 0.3 0.0 - Auryn Resources J AUG 4,402,330 31.5 32.1 0.6 0.2 1.8 5.6 3.4 - 0.1 3.1 10.4 0.1 1.2 4.8 0.1 0.3 2.2 1.4 - - 0.9 - - Aurinia Pharma Inc J AUP 11,244,216 4.8 45.6 0.2 3.4 5.6 0.7 12.1 - - 23.7 0.1 0.1 0.1 3.3 0.1 0.0 0.1 0.1 - - 0.2 - - Avalon Advncd Mtrl J AVL 8,060,378 38.5 10.1 5.4 - - 16.8 - - - - - - 1.8 - - 1.4 8.8 3.0 0.0 - 14.1 - - Alexco Resource J AXR 8,263,816 20.5 41.1 0.4 1.1 7.1 2.1 7.5 - - 2.7 9.9 0.0 0.3 4.5 0.1 0.3 0.6 0.5 - - 1.3 0.0 - Brookfld Asset A LV BAM.A 60,939,054 27.2 8.7 1.3 0.9 9.5 23.4 2.7 - - 4.3 0.1 7.7 2.1 2.7 0.1 0.8 3.4 2.5 0.3 - 2.7 0.0 - BlackBerry Limited BB 159,871,552 23.6 22.6 3.5 1.4 10.3 6.8 5.2 - 0.5 4.9 0.1 11.5 1.4 3.3 0.2 0.4 1.5 1.1 0.0 - 1.7 0.0 - Cott Corporation BCB 19,904,129 14.6 25.4 1.8 2.7 11.8 4.9 5.3 - 0.0 5.8 0.2 17.4 1.0 3.9 0.3 0.2 1.6 0.9 - - 2.1 0.0 - BCE Inc. BCE 85,722,209 38.7 8.5 3.1 0.7 5.0 16.0 2.5 - 0.0 3.1 0.2 7.0 2.9 2.1 0.2 1.2 3.2 2.8 0.1 - 2.6 0.0 - Brookfield Renew Un BEP.UN 4,801,982 53.8 - 5.0 - - 11.8 - 0.2 - - - - 9.5 - - 2.1 5.0 5.5 - - 7.0 0.0 - Ballard Power Sys BLDP 22,712,569 16.4 26.9 4.0 1.9 8.6 6.9 7.2 - 0.4 14.1 0.1 0.4 1.8 5.6 0.2 0.7 0.7 1.2 - - 2.8 0.0 - Bank of Montreal BMO 51,797,586 43.9 4.3 2.7 0.7 3.0 20.7 1.2 - 0.0 2.3 0.1 4.5 3.9 1.5 0.1 1.5 3.7 2.5 0.0 - 3.4 0.0 - Bank of Nova Scotia BNS 71,049,303 43.0 3.0 5.6 0.7 3.4 19.3 1.4 - - 2.7 0.1 5.3 3.9 1.4 0.1 1.4 3.2 2.6 0.0 - 2.8 0.1 - Baytex Energy Corp. BTE 252,542,462 44.2 6.0 4.1 0.6 3.7 17.1 2.1 - 0.0 1.9 0.0 4.8 2.7 1.7 0.0 0.9 2.4 2.0 0.0 - 5.7 0.0 - B2Gold Corp. J BTO 104,543,682 48.3 - 5.8 - - 26.1 - - - - - - 2.9 - - 0.9 5.6 3.4 0.0 - 6.9 0.1 - Burcon NutraSci J BU 2,838,232 30.9 42.4 0.8 0.0 1.2 0.8 6.0 - 0.5 7.1 0.5 0.1 0.5 4.3 0.0 0.2 0.2 3.2 - - 1.3 - - Bellatrix Expl Ltd. BXE 12,355,616 46.1 8.4 1.5 0.3 1.5 16.3 2.7 - 0.0 1.6 0.1 4.2 2.5 1.2 0.0 1.1 1.6 5.4 - - 5.5 0.0 - CAE Inc. CAE 21,977,695 49.5 3.0 2.3 1.0 3.4 10.7 1.5 3.3 - 1.6 0.2 8.1 3.3 2.6 0.1 0.9 2.6 1.4 0.0 - 4.6 0.1 - Cameco Corporation CCO 97,077,142 25.1 18.8 3.2 2.1 10.0 8.9 4.1 - - 4.7 0.1 12.8 2.1 3.0 0.3 0.4 0.7 1.6 - - 2.1 0.0 - Colliers Intl Grp SV CIGI 2,147,443 46.6 5.9 2.2 2.5 5.6 6.8 1.3 - - 7.1 0.4 0.0 0.8 1.2 0.0 0.5 7.6 0.9 0.0 - 10.3 0.1 - Celestica Inc SV CLS 22,000,739 22.9 11.9 2.5 1.8 7.1 14.7 2.4 - - 3.7 0.2 18.4 1.5 2.8 0.2 0.5 3.6 0.8 - - 5.0 0.1 - Cdn Imperial Bank CM 39,782,397 54.3 4.3 4.2 0.6 2.2 8.7 1.9 - 0.0 2.3 0.0 4.5 3.8 1.0 0.0 1.5 5.3 2.8 0.1 - 2.4 0.0 -






Canadian Natural Res CNQ 158,212,789 36.7 7.5 2.6 0.9 6.5 12.4 2.1 0.0 0.3 3.6 0.1 10.2 2.2 2.4 0.1 0.9 3.8 1.7 0.0 - 5.9 0.1 - Cdn Nat'l Railway CNR 70,213,838 33.5 11.8 2.8 1.9 6.7 7.8 3.4 0.1 0.0 6.1 0.2 13.3 1.7 3.1 0.2 1.2 2.8 1.8 0.0 - 1.7 0.0 - Cardiome Pharma Corp COM 2,444,592 12.9 38.2 1.1 0.9 5.8 1.5 11.1 - 0.0 18.7 0.3 0.1 0.2 5.7 0.2 1.6 0.4 0.4 - - 1.0 - - Cdn Pacific Railway CP 23,337,393 32.2 13.8 2.6 1.9 9.1 6.1 2.8 - 0.1 7.5 0.1 8.0 1.4 5.0 0.3 0.3 4.1 2.9 0.0 - 1.8 0.0 - Crescent Point Corp. CPG 215,996,858 43.0 4.3 4.4 0.6 3.5 15.1 1.5 - 0.0 2.0 0.0 5.1 3.2 1.6 0.1 1.0 2.8 2.3 0.0 - 9.4 0.0 - Cipher Pharma J CPH 973,563 76.6 2.9 2.7 - - 2.9 - - - - - - 2.1 - - 0.0 3.7 2.9 - - 6.2 - - CRH Medical Corp. J CRH 6,389,820 45.6 16.3 3.1 0.8 2.5 11.1 1.9 - - 1.1 1.6 0.1 4.2 2.1 0.1 0.7 3.0 2.2 - - 3.7 0.1 - Cenovus Energy Inc. CVE 347,001,667 34.1 8.7 2.7 1.1 7.7 13.0 2.8 0.0 0.0 2.8 0.1 6.8 4.5 2.8 0.2 0.7 3.7 2.1 0.0 - 6.0 0.1 - Concordia Int'l J CXR 3,033,058 27.5 20.0 2.4 1.1 1.7 1.6 3.0 - - 25.1 0.4 0.0 0.8 5.3 0.0 0.3 1.6 3.6 - - 5.7 - - DHX Media Ltd. VV DHX.A 916,309 40.6 - 8.5 - - 1.8 - - - - - - 27.6 - - 3.4 1.9 1.8 - - 14.4 - - Denison Mines Corp DML 28,273,953 29.9 18.0 2.8 0.5 1.2 2.8 3.1 - 0.0 0.9 5.2 0.0 14.1 3.1 0.0 5.3 1.8 3.8 - - 7.4 - - Descartes Systems DSG 6,792,477 45.2 11.1 2.0 2.1 4.2 10.4 1.8 - - 5.3 0.2 0.1 3.1 1.5 0.1 0.6 8.0 1.9 0.0 - 2.2 0.1 - DXI Energy Inc J DXI 3,488,264 55.5 33.4 1.3 - - 2.6 - - - - - - 0.3 - - 0.5 1.8 0.2 - - 4.4 - - EnCana Corporation ECA 369,390,763 26.5 18.2 2.8 1.7 13.9 8.7 3.8 - 0.1 3.8 0.1 10.4 1.3 2.9 0.3 0.5 1.2 1.8 0.0 - 2.0 0.0 - Endeavour Silver J EDR 43,409,209 18.2 28.9 1.6 1.8 8.3 3.7 6.5 0.0 0.0 5.0 0.1 16.6 1.8 3.9 0.1 0.3 1.0 1.0 - - 1.0 0.0 - Energy Fuels Inc. J EFR 12,245,591 21.7 35.1 0.5 1.0 5.7 4.9 5.5 - 0.0 5.2 7.6 0.6 0.7 8.8 0.2 0.2 0.7 0.8 - - 0.8 - - Eldorado Gold Corp. ELD 418,302,015 12.8 44.2 1.7 0.7 4.1 5.6 4.9 - 0.0 2.9 0.1 11.2 1.2 1.7 0.1 0.5 2.6 0.8 - - 4.9 0.0 - Enbridge Inc. ENB 219,167,472 33.9 12.3 3.6 0.9 6.6 11.4 2.8 0.1 0.0 3.2 0.1 9.3 2.1 2.5 0.1 1.2 3.0 2.4 0.1 - 4.4 0.1 - Enerplus Corporation ERF 73,154,772 34.2 6.3 4.2 0.9 4.3 12.4 3.3 - 0.0 3.0 0.1 9.4 1.8 1.6 0.1 0.9 5.6 2.2 0.0 - 9.7 0.1 - Entree Resources J ETG 1,949,193 22.9 36.0 2.6 0.6 2.8 1.5 3.6 - - 5.2 11.5 0.2 0.5 7.0 - 0.4 0.5 2.0 - - 2.7 - - EXFO Inc. SV EXF 756,789 31.7 8.6 0.2 1.4 5.6 2.0 3.5 5.4 - 16.5 0.7 0.1 0.2 13.8 1.5 0.8 6.6 0.3 - - 1.2 - - Franco-Nevada Corp. FNV 26,295,419 31.6 7.7 1.7 3.0 8.3 6.3 3.2 - 0.0 6.9 0.2 15.8 2.6 3.7 0.2 0.8 3.3 3.4 0.0 - 1.3 0.0 - First Majestic J FR 73,407,677 18.8 29.9 1.9 1.5 8.1 5.0 5.0 - 0.0 4.0 0.1 18.4 1.1 3.3 0.2 0.4 0.4 0.9 - - 1.1 0.0 - FirstService Corp SV FSV 2,110,757 57.2 5.1 2.2 1.3 7.5 5.6 1.8 - - 7.1 0.1 0.0 0.9 3.2 0.0 0.2 5.4 0.7 - - 1.7 0.0 - Fortis Inc. FTS 33,625,602 45.0 3.2 2.2 0.8 2.7 15.6 0.9 - 0.0 1.1 0.1 4.6 4.7 0.9 0.0 1.6 4.5 5.0 0.0 - 6.9 0.1 - Fortuna Silver Mines FVI 35,061,267 24.0 17.5 1.5 1.9 9.6 7.8 5.0 - 0.0 4.1 0.1 18.0 2.9 2.7 0.2 0.5 1.4 1.0 - - 1.9 0.0 - Goldcorp Inc. G 198,317,650 23.3 19.0 2.7 1.9 12.8 6.4 3.9 - 0.1 3.9 0.1 18.0 1.6 2.7 0.3 0.2 0.9 1.2 0.0 - 0.9 0.0 - CGI Group Cl A SV GIB.A 17,782,621 42.9 3.4 3.3 1.2 4.1 11.2 1.0 0.4 0.0 2.4 0.1 7.2 4.4 1.9 0.1 1.2 6.6 3.5 0.1 - 5.0 0.1 - Gildan Activewear GIL 21,374,036 44.6 8.7 3.7 1.6 6.2 8.6 1.8 - 0.2 2.7 0.1 7.9 2.7 3.0 0.1 0.8 2.6 1.3 0.0 - 3.2 0.0 - Cda Goose Hldgs SV GOOS 17,906,869 21.8 27.6 1.7 2.4 8.1 2.9 5.1 - 0.0 5.4 0.1 16.8 1.5 2.8 0.1 0.4 1.1 1.3 0.0 - 0.8 0.0 - Gt Panther Silver J GPR 2,199,780 72.1 - 2.2 - - 11.1 - - - - - - 2.7 - - 0.8 2.2 1.8 - - 7.0 - - Granite Rl Est Tr Un GRT.UN 2,618,023 42.8 0.3 1.2 0.0 0.2 21.5 0.1 - - 0.2 0.1 0.3 8.7 0.2 - 0.8 15.3 2.3 - - 6.0 0.1 - Golden Star Resource GSC 43,403,559 18.1 40.2 0.3 0.7 3.5 5.6 6.6 - 0.1 4.8 9.7 0.1 0.5 5.9 0.1 0.1 1.7 0.8 - - 1.5 0.0 - Gold Stand Venture J GSV 10,333,412 28.8 22.6 0.1 1.3 10.4 4.2 5.2 - - 3.6 8.2 0.4 0.7 10.5 0.1 1.1 0.7 1.2 - - 0.9 0.0 -






Global Water Res GWR 295,538 10.3 25.6 0.1 0.6 11.3 0.4 5.8 - - 39.3 1.3 0.2 - 3.7 0.3 0.1 1.0 0.0 - - 0.0 - - Hudbay Minerals Inc. HBM 59,641,306 58.1 - 6.0 - - 16.9 - - - - - - 4.0 - - 1.7 5.2 3.2 0.1 - 4.6 0.1 - Hydrogenics Corp HYG 645,984 7.3 29.3 0.1 6.6 13.2 0.6 10.8 - 0.4 23.1 0.7 0.2 0.0 6.1 0.3 0.1 0.9 0.1 - - 0.3 - - Iamgold Corporation IMG 116,298,938 16.7 18.0 1.5 2.9 15.0 6.8 3.4 - 0.0 4.6 0.2 21.8 1.4 3.1 0.3 0.4 1.3 1.7 - - 0.7 0.1 - Imperial Oil Ltd. IMO 40,013,622 41.8 5.8 3.7 1.0 5.3 14.5 1.5 - 0.0 3.5 3.2 0.0 2.8 3.0 0.1 1.5 7.9 1.2 0.0 - 3.1 0.0 - IntelliPharma Intl J IPCI 4,000,024 4.6 55.1 0.7 0.6 1.9 0.5 10.7 - 0.1 20.3 0.2 0.0 0.1 2.9 0.1 0.3 0.5 0.7 - - 0.7 - - Int'l Tower Hill J ITH 8,283,208 12.6 44.9 1.2 0.1 2.3 1.9 6.7 - 0.2 5.6 13.9 0.1 0.3 8.0 0.0 0.4 0.3 0.8 - - 0.5 - - Just Energy Group JE 13,083,827 36.5 13.5 5.9 1.0 3.0 13.5 2.4 - - 2.0 0.1 7.3 4.4 1.1 0.1 0.7 2.0 3.0 0.1 - 3.5 0.1 - Kinross Gold Corp. K 315,717,039 16.1 20.5 2.2 1.9 11.1 8.2 3.1 - 0.0 3.3 0.2 22.9 1.5 3.8 0.2 0.3 1.4 2.0 - - 1.3 0.0 - Klondex Mines Ltd. J KDX 68,214,230 15.8 12.4 2.5 1.7 16.8 6.2 4.3 0.2 - 5.8 12.6 0.2 1.6 12.1 0.4 0.1 1.4 1.0 - - 5.0 0.0 - Kingsway Financial KFS 286,932 0.8 32.5 0.3 1.4 4.2 0.1 6.3 - - 4.1 11.1 26.3 - 11.4 - - 1.3 0.2 - - - - - Kelso Technologies KLS 908,512 37.1 19.5 6.1 0.0 1.3 2.4 1.6 - - 1.3 17.5 0.3 0.1 4.6 - 0.6 3.9 0.8 - - 2.9 - - MAG Silver Corp. J MAG 12,680,992 40.1 7.4 1.2 1.8 7.8 8.6 3.2 - - 3.5 14.3 0.2 1.8 4.6 0.2 0.8 2.5 0.9 0.0 - 1.1 0.0 - Manulife Financial MFC 179,954,596 35.7 4.3 4.6 0.8 5.3 16.3 1.5 0.5 0.0 2.9 0.0 8.5 3.7 2.6 0.2 1.1 3.2 2.9 0.0 - 5.7 0.1 - Magna Int'l Inc. MG 56,547,752 35.2 12.2 1.6 1.7 8.6 8.7 3.2 - 0.0 7.0 0.1 9.7 2.2 4.2 0.1 0.3 2.6 0.6 0.0 - 1.9 0.1 - Mitel Networks Corp. MNW 78,859,780 11.2 42.6 0.3 2.9 11.3 1.5 5.4 - 0.0 13.3 0.2 0.2 0.3 7.1 0.6 0.1 0.8 0.3 - - 1.8 0.0 - Mountain Province J MPVD 10,300,051 59.2 2.8 0.2 0.5 0.7 29.1 0.8 - - 1.3 0.1 0.0 0.4 0.7 0.0 0.1 2.3 0.9 - - 0.8 0.0 - Methanex Corporation MX 27,143,057 22.5 19.4 1.2 9.0 11.4 3.4 3.4 - 0.0 15.9 0.3 0.5 0.8 5.5 0.4 0.5 2.4 1.8 0.0 - 1.5 0.0 - Nthrn Dynasty Min J NDM 23,880,556 10.0 40.5 3.1 0.6 3.7 6.2 7.4 - - 6.9 11.1 0.9 1.7 4.6 0.0 0.1 0.8 0.8 - - 1.6 - - Neptune Tech & Bio J NEPT 10,089,549 14.2 40.6 0.4 1.1 6.1 3.4 10.8 - 0.0 13.8 0.1 0.2 1.1 4.7 0.3 0.5 0.4 1.6 - - 0.6 0.0 - NovaGold Resources J NG 36,538,887 8.3 23.7 0.7 1.8 15.4 4.8 5.8 - - 7.3 17.9 0.5 1.7 9.9 0.1 0.2 0.7 0.9 - - 0.3 0.0 - New Gold Inc. NGD 181,149,652 17.5 18.9 2.8 1.0 11.6 12.3 4.1 - 0.0 5.0 7.0 0.3 2.0 10.8 0.4 0.6 2.2 1.7 - - 1.8 0.1 - N.A. Construction NOA 2,254,057 35.8 28.8 0.1 1.5 4.8 2.4 2.9 - 0.0 2.8 0.3 9.3 0.0 3.0 0.2 0.6 6.7 0.1 - - 0.9 - - Nevsun Resources J NSU 42,785,845 36.2 10.0 4.7 0.6 4.3 16.1 3.4 - - 2.9 3.9 0.2 4.5 4.8 0.1 0.7 2.2 2.2 - - 3.2 0.1 - Neovasc Inc. J NVCN 3,559,491,198 5.5 51.1 0.3 0.4 2.7 0.4 14.5 - - 11.9 0.0 0.0 0.1 4.5 0.0 0.9 2.8 0.3 - - 4.6 0.0 - Obsidian Energy Ltd OBE 53,870,610 24.1 26.6 3.4 1.3 3.3 9.1 4.5 - - 1.9 0.1 10.7 1.6 3.7 0.1 0.6 4.4 1.5 - - 3.1 0.0 - Oncolytics Biotech ONC 7,000,247 29.4 47.7 1.0 - - 1.7 - - - - - - 3.8 - - 0.1 0.4 7.9 - - 8.0 - - Open Text Corp OTEX 22,716,532 35.0 10.6 1.6 1.7 6.9 11.0 2.3 - 0.0 14.6 0.1 0.1 3.4 3.3 0.2 0.2 3.0 2.4 0.0 - 3.7 0.0 - Primero Mining Corp. P 22,216,950 63.2 10.5 0.1 - - 2.2 - - - - - - 4.3 - - 1.2 0.2 2.3 - - 16.0 - - Pan American Silver PAAS 31,263,942 12.7 20.7 0.9 3.6 14.6 4.8 8.2 - 0.0 25.1 0.3 0.4 0.8 5.0 0.5 0.2 0.5 0.4 - - 1.3 0.0 - Precision Drill Corp PD 129,607,203 36.4 7.3 3.9 0.8 6.1 14.7 1.7 - 0.0 2.3 0.0 10.1 3.3 2.2 0.1 1.0 2.3 2.4 - - 5.3 0.1 - N.A. Palladium Ltd. PDL 355,364 59.8 35.4 0.7 - - 1.5 - - - - - - - - - 0.1 1.8 0.3 - - 0.5 - - Pengrowth Energy PGF 37,253,225 36.5 14.1 2.8 0.6 1.6 8.4 3.5 - 0.0 1.6 0.1 4.3 3.7 1.5 0.0 4.0 5.0 4.5 - - 7.8 - - Sprott Phy Gld Un US PHYS.U 10,849,532 0.6 43.3 0.6 1.8 8.9 0.1 5.1 - - 6.2 0.2 0.1 - 33.0 0.3 - 0.0 0.0 - - 0.0 - -






Polymet Mining J POM 7,719,819 5.1 58.2 0.3 0.1 2.5 1.0 7.6 - 0.1 5.2 13.9 0.0 0.1 5.3 0.0 0.1 0.1 0.2 - - 0.1 - - Pembina Pipeline PPL 60,418,232 41.7 4.2 3.2 0.6 2.7 12.8 1.2 0.3 0.0 1.9 0.1 9.5 2.4 1.7 0.1 1.7 4.4 2.7 0.0 - 8.8 0.1 - Sprott Phy Silver US PSLV.U 11,985,278 0.7 48.5 0.7 1.6 8.4 0.1 8.2 - - 4.3 0.5 0.2 - 26.6 0.2 0.0 0.0 0.0 - - - - - Platinum Grp Metal J PTM 17,321,857 13.2 43.2 1.4 0.5 3.5 1.1 7.7 - 0.2 4.5 11.0 0.2 0.3 10.1 0.0 0.3 1.3 0.7 - - 1.0 - - Points Int'l Ltd. J PTS 1,280,033 6.9 41.0 0.1 2.6 7.8 0.1 13.7 - 0.3 21.0 0.2 0.1 0.0 5.3 0.3 0.0 0.5 0.0 - - 0.2 - - Pretium Resources J PVG 61,977,228 16.5 21.6 1.9 2.2 8.6 7.4 4.9 - 0.0 5.6 0.1 19.4 1.0 4.0 0.2 0.4 1.0 0.7 - - 4.4 0.0 - Restaurant Brnd Intl QSR 69,445,761 18.0 26.6 1.1 2.4 9.9 6.4 3.5 - 0.4 9.1 0.1 11.9 1.4 3.9 0.2 0.2 2.0 0.9 0.0 - 1.7 0.0 - Quarterhill Inc. QTRH 9,203,208 50.4 8.3 4.7 0.7 2.7 7.4 3.5 - - 4.9 0.1 0.1 2.2 1.5 0.2 0.4 4.6 3.1 0.0 - 5.2 0.1 - Ritchie Bros Auction RBA 13,225,842 17.9 20.5 0.7 3.5 10.0 4.4 3.2 - 0.0 7.9 0.2 19.9 1.1 4.5 0.2 0.2 1.4 0.8 - - 3.7 0.0 - Rogers Comm Cl B NV RCI.B 50,164,418 42.1 4.1 2.8 1.0 3.3 17.1 1.3 0.2 0.0 2.1 0.1 5.9 3.7 1.3 0.1 1.3 5.7 1.7 0.1 - 6.1 0.1 - Rubicon Minerals J RMX 478,996 62.7 16.5 3.3 - - 2.1 - - - - - - 0.3 - - 0.3 0.4 13.1 - - 1.2 - - Royal Bank of Canada RY 67,478,108 57.2 - 6.3 - - 16.7 - 0.8 - - - - 5.1 - - 1.9 4.9 2.5 0.0 - 4.4 0.1 - Seabridge Gold Inc J SEA 8,665,237 13.7 19.4 0.6 10.5 14.2 3.0 5.7 - - 7.1 0.3 18.6 1.3 3.1 0.2 0.2 0.5 1.0 - - 0.6 0.0 - Shopify Inc A SV SHOP 50,234,052 10.9 34.5 2.7 1.4 6.4 1.4 7.9 - 0.3 7.2 0.1 17.0 0.5 6.2 0.6 0.1 1.5 1.1 0.0 - 0.3 0.0 - Shaw Comm Cl B NV SJR.B 61,329,736 35.7 5.3 3.5 1.1 4.7 14.2 2.4 - 0.0 2.7 0.1 9.7 3.7 2.7 0.2 0.9 3.0 2.4 0.0 - 7.7 0.1 - Sun Life Fin Inc. SLF 53,277,780 32.8 2.9 3.6 0.8 2.3 28.9 1.3 - - 3.0 0.2 10.2 3.0 1.4 0.1 1.4 3.1 1.6 0.0 - 3.2 0.1 - SunOpta, Inc. SOY 5,293,831 10.0 24.6 0.7 15.7 17.7 2.3 4.0 - - 15.0 0.3 0.1 0.4 3.8 0.2 0.4 3.8 0.6 0.0 - 0.5 0.0 - Sprott PhyPlat US Un SPPP.U 1,284,197 0.3 60.9 0.2 0.1 2.2 - 6.4 - - 3.0 0.5 0.1 - 26.4 - - - - - - - - - Sandstorm Gold Ltd. SSL 31,687,707 15.3 19.5 1.7 1.4 14.5 6.9 5.7 - - 4.4 14.8 0.1 2.0 9.7 0.2 0.4 1.0 1.3 - - 1.2 0.0 - SSR Mining Inc. SSRM 23,025,476 21.7 17.2 1.3 2.3 13.4 5.3 6.5 - 0.0 22.1 0.2 0.3 1.1 5.1 0.6 0.3 0.7 0.8 - - 1.0 0.0 - Student Transport STB 25,016,722 21.4 11.0 3.9 9.7 9.8 6.3 4.3 - - 16.0 0.4 0.0 1.9 4.5 2.1 1.1 4.8 1.7 - - 1.1 0.0 - Stantec Inc. STN 9,097,640 40.4 0.5 2.9 0.5 1.2 35.6 0.4 2.6 - 0.4 0.1 1.0 4.2 0.4 0.0 0.6 6.2 0.9 - - 2.0 0.0 - Suncor Energy Inc. SU 197,142,922 33.9 9.5 3.2 1.0 6.8 16.5 2.1 - 0.1 3.3 0.1 8.1 2.2 2.3 0.2 0.7 3.2 1.4 0.0 - 5.3 0.1 - Silvercorp Metals J SVM 20,287,968 34.1 14.9 4.9 0.7 3.7 12.6 3.4 - - 2.3 7.2 0.1 3.6 3.2 0.1 1.1 2.1 3.3 - - 2.6 0.1 - Sierra Wireless SW 7,873,512 25.9 29.3 1.4 4.4 9.1 3.0 5.4 1.0 - 12.1 0.2 0.1 1.0 2.9 0.2 0.3 1.0 1.6 - - 1.0 0.0 - TELUS Corporation T 35,688,857 41.3 2.8 3.6 0.6 3.5 14.4 1.0 - 0.0 2.1 0.0 7.6 2.9 1.9 0.1 1.9 5.6 3.9 0.1 - 6.5 0.1 - TransAlta Corp. TA 18,908,697 44.1 0.9 6.2 0.2 0.4 29.2 0.1 - - 0.1 0.0 0.2 3.8 0.1 0.0 1.0 3.6 4.5 0.3 - 5.1 0.1 - T.D. Bank TD 123,845,120 45.6 5.2 5.3 0.7 3.4 12.7 1.3 - 0.0 2.4 0.2 6.9 3.2 1.4 0.1 1.2 3.9 3.2 0.0 - 3.4 0.1 - Teck Res Cl B SV TECK.B 124,930,763 26.5 14.4 2.3 2.1 8.2 10.7 4.4 0.0 0.0 6.2 0.2 13.1 1.4 3.4 0.4 1.0 2.3 1.3 0.0 - 2.1 0.0 - TransGlobe Energy J TGL 5,045,822 34.2 27.8 0.6 1.1 3.6 3.2 7.2 - - 7.1 0.1 0.2 0.3 2.6 0.1 0.4 4.7 0.5 - - 6.5 - - Tahoe Resources J THO 75,701,639 19.1 17.0 2.1 2.5 12.1 8.5 4.5 - 0.0 4.3 0.1 18.3 1.4 3.3 0.2 0.3 1.4 0.9 - - 4.0 0.1 - Taseko Mines Ltd. TKO 32,205,059 23.2 14.5 4.0 1.0 4.9 10.0 4.1 - - 2.7 8.0 0.2 1.3 5.3 0.1 0.3 4.9 1.6 - - 13.9 0.0 - Trilogy Metals Inc J TMQ 3,725,766 4.4 40.0 0.4 0.8 3.2 0.4 11.7 - - 4.5 23.6 0.1 0.1 9.7 0.1 0.1 0.7 0.0 - - 0.2 - - Tanzanian Royalty J TNX 10,589,118 11.0 52.3 0.8 0.2 2.3 0.7 8.0 - 0.0 3.1 12.2 0.1 0.2 7.4 0.0 0.3 0.4 0.7 - - 0.2 - -






Thomson Reuters Corp TRI 41,250,723 31.4 8.7 3.1 1.6 6.5 9.3 3.3 1.5 0.0 4.2 0.1 13.5 2.4 2.6 0.2 1.1 6.0 1.1 0.0 - 3.3 0.0 - Trillium Therpeutc J TRIL 1,531,817 7.5 49.9 0.5 3.5 9.6 0.5 6.5 - 0.0 12.4 0.2 0.1 0.3 6.1 0.4 0.2 0.9 0.5 - - 0.9 - - TransCan Corporation TRP 97,995,339 40.8 7.2 3.6 1.5 6.5 10.0 2.3 0.4 0.0 3.4 0.1 8.8 3.1 2.4 0.2 1.3 2.8 2.6 0.0 - 3.3 0.1 - Turquoise Hill Res TRQ 86,606,283 14.9 22.1 2.8 2.2 11.2 7.4 4.4 - 0.0 4.3 0.1 12.9 2.0 5.0 3.3 0.6 1.4 1.4 - - 4.1 0.0 - Stars Group Inc. J TSGI 40,367,304 52.0 4.7 2.0 1.8 4.0 13.6 1.6 - 0.0 4.0 0.2 0.1 2.3 1.2 0.2 4.1 4.6 1.8 0.2 - 1.8 0.0 - Ur-Energy Inc. J URE 9,765,404 10.4 38.8 1.1 2.2 7.1 0.5 12.5 - 0.0 5.0 10.1 0.0 0.3 10.6 0.1 0.2 0.4 0.7 - - 0.1 - - Americas Silver J USA 2,664,217 31.9 19.0 0.5 0.2 3.6 18.8 4.4 - - 2.5 6.3 0.1 0.7 3.9 0.1 5.1 0.6 1.0 - - 1.3 - - Vermilion Energy Inc VET 28,982,560 48.6 3.6 2.4 0.6 2.4 12.1 0.9 - - 1.0 0.1 3.6 4.2 0.6 0.0 0.8 6.5 3.4 0.0 - 9.2 0.1 - Vista Gold Corp VGZ 2,951,116 3.8 42.1 0.0 1.0 3.6 0.3 8.8 - 0.1 7.0 24.2 0.0 0.1 8.7 0.1 0.1 0.1 0.1 - - 0.1 - - Valeant Pharm Int'l VRX 163,568,296 11.5 31.6 1.2 1.9 9.5 4.0 7.8 - 1.1 5.9 0.1 19.6 0.4 3.6 0.4 0.0 0.4 0.5 - - 0.5 0.0 - Waste Connections WCN 24,142,300 21.5 20.3 1.6 2.5 9.5 4.3 3.0 0.0 0.0 6.8 0.1 18.5 2.2 4.3 0.1 0.6 2.3 1.6 0.0 - 0.8 0.0 - Wheaton Precious Mtl WPM 60,141,960 20.9 12.6 2.6 1.8 11.7 8.5 3.6 - 0.0 5.7 0.1 23.9 1.6 3.4 0.4 0.3 1.2 1.0 0.0 - 0.8 0.0 - Westport Fuel Sys WPRT 15,413,366 15.6 30.5 1.2 2.4 10.2 2.3 12.0 - 0.0 16.2 0.2 0.4 0.6 5.1 0.8 0.1 1.2 0.4 - - 0.8 0.0 - Wstrn Copper & Gld J WRN 2,297,040 31.9 29.8 1.2 0.1 1.7 3.6 5.1 - - 3.2 12.8 0.1 1.0 4.6 - 0.5 1.0 1.3 - - 2.0 - - Yamana Gold Inc. YRI 310,935,388 12.6 31.4 2.0 1.8 11.2 6.4 4.0 - 0.0 4.3 0.1 16.8 1.3 3.7 0.2 0.3 1.6 1.2 - - 0.9 0.0 - Zymeworks Inc. ZYME 1,030,402 9.8 50.6 0.5 0.7 3.7 0.7 6.7 - 0.0 4.2 0.3 16.1 0.2 3.7 0.0 0.4 1.5 0.5 - - 0.4 0.0 -

11,512,144,247 21.0 27.5 2.0 1.1 6.1 7.2 6.9 0.0 0.1 6.5 0.6 7.0 1.5 3.6 0.2 0.8 2.6 1.3 0.0 - 3.9 0.0 - TOTAL CDN_BASED





UNITED STATES-BASED AND FOREIGN-BASED INTERLISTED ISSUES (VOLUME)

Golden Minerals J AUMN 2,178,074 3.9 46.5 1.8 1.3 2.9 0.6 7.3 - 0.1 7.8 18.9 0.2 0.6 7.0 0.1 0.2 0.3 0.5 - - 0.0 - -

Brookfield Bus LP Un BBU.UN 2,823,650 50.9 8.9 3.0 0.5 3.7 9.7 1.8 0.1 - 1.6 0.1 4.9 1.7 3.5 0.0 1.0 3.4 4.1 - - 1.1 0.1 -

Brookfield Infras Un BIP.UN 11,670,392 21.3 12.8 2.1 1.7 4.9 26.8 2.6 0.1 0.0 2.6 0.1 8.4 3.3 2.0 0.2 0.9 3.9 3.7 - - 2.7 0.0 -

Brookfld Ppty LP Un BPY.UN 21,550,185 19.2 16.9 0.8 1.8 9.2 10.3 4.0 - 4.0 14.0 0.1 0.1 2.9 3.3 0.2 0.4 2.2 0.9 0.0 - 9.9 0.0 -

Caledonia Mining Plc CAL 621,071 36.6 25.5 0.9 0.3 0.9 0.4 4.9 - 0.1 5.4 14.9 0.4 0.0 6.6 - 0.1 2.4 0.1 - - 0.5 - -

CNOOC Limited ADRs CNU 3,595,940 0.1 26.0 0.0 3.9 8.8 0.0 11.3 - 0.9 7.5 0.4 31.6 - 8.8 0.7 0.0 0.0 0.0 - - 0.0 - -

General Moly, Inc. GMO 2,106,129 0.8 50.1 - 0.1 2.9 0.4 6.5 - 4.3 5.7 22.0 0.0 0.1 6.9 0.1 0.1 0.0 - - - - - -

Gran Tierra Energy J GTE 83,720,580 23.4 20.6 0.9 1.3 11.9 10.7 4.7 - 0.0 4.4 4.3 0.2 1.9 6.3 0.2 0.9 1.9 1.5 - - 5.0 0.0 -

Gazit-Globe Ltd. Ord GZT 380,331 8.1 39.7 0.0 3.6 5.0 - 14.2 - - 3.1 0.7 20.0 - 5.3 0.2 - - 0.0 - - - - -

Mercer Int'l Inc. US MERC.U 1,070 100.0 - - - - - - - - - - - - - - - - - - - - - -

McEwen Mining Inc. J MUX 44,073,435 9.7 26.7 0.6 3.6 14.1 2.6 4.9 - - 5.4 0.1 24.9 1.4 3.8 0.2 0.1 0.5 1.0 - - 0.5 0.0 -

Nexa Resources S.A. NEXA 3,978,857 0.1 54.1 0.0 4.4 5.1 0.1 4.2 - 0.0 6.0 0.2 22.1 0.0 3.1 0.3 0.2 0.0 0.1 - - 0.0 - -

CounterPath Corp. J PATH 470,510 2.1 68.2 0.1 1.3 2.9 0.1 6.8 - - 12.1 1.3 0.5 0.0 3.5 - - 0.9 - - - 0.0 - -


Pershing Gold Corp J PGLC 1,267,162 1.4 38.5 - 0.7 4.5 0.0 9.9 - - 37.7 0.4 0.1 - 6.6 0.0 - 0.0 0.0 - - - - -

CPI Card Group Inc. PMTS 557,097 2.7 61.6 - 2.8 4.9 0.2 4.4 - - 18.5 0.6 0.2 - 3.6 0.3 0.2 0.0 0.0 - - - - -

Resolute Forest Prod RFP 5,938,964 3.8 39.2 0.3 10.9 14.1 0.3 6.1 - - 3.9 0.3 17.0 0.0 3.5 0.2 0.1 0.1 0.1 0.0 - 0.1 - -

Solitario Zinc J SLR 2,477,113 4.7 40.6 0.2 0.3 3.2 0.5 5.4 - 0.7 7.2 27.4 0.6 0.2 8.5 0.0 0.2 0.1 0.1 - - 0.1 - -


Tucows Inc. TC 1,427,072 4.3 19.9 0.3 11.1 17.3 0.1 6.2 - - 30.0 0.7 0.1 - 8.2 1.6 0.0 0.1 0.0 - - 0.0 - -

TransAtlantic Pete J TNP 2,079,081 5.8 44.8 0.4 0.7 2.8 1.0 5.9 - - 5.5 25.6 0.1 0.1 5.5 0.0 0.2 1.3 0.3 - - 0.1 - -


237,653,373 16.9 24.9 1.0 2.6 10.6 6.8 4.7 0.0 0.5 8.5 2.5 8.6 1.4 4.7 0.2 0.5 1.3 1.1 0.0 - 3.1 0.0 - TOTAL US_BASED



SUMMARY OF VOLUME AND VALUE OF CANADIAN-BASED, U.S.-BASED AND FOREIGN-BASED

INTERLISTED SECURITIES FOR MONTH ENDING

-- VALUE OF TRADING -- -- VOLUME OF TRADING --

EXCHANGE CDN-BASED INTLST U.S-BASED INTLST GRAND TOTAL EXCHANGE CDN-BASED INTLST U.S-BASED INTLST GRAND TOTAL

April 30, 2018

TSX 61,761,981,687 454,683,720 2,417,760,259 40,218,576 TSX 62,216,665,407 2,457,978,835

ADF 18,220,488,443 687,305,842 3,167,331,788 59,101,765 ADF 18,907,794,284 3,226,433,553

ALP 5,701,454,551 29,305,095 232,964,344 2,370,210 ALP 5,730,759,646 235,334,554

BOS 2,087,151,086 110,734,567 126,420,126 6,237,662 BOS 2,197,885,654 132,657,788

BTS 9,994,842,076 311,835,274 701,959,666 25,077,111 BTS 10,306,677,350 727,036,777

CHX 21,013,754,919 275,695,087 828,206,694 16,163,547 CHX 21,289,450,006 844,370,241

EDG 4,300,355,646 179,309,771 790,260,611 11,232,248 EDG 4,479,665,416 801,492,859

LQI 185,264,487 1,009,394 4,330,800 19,600 LQI 186,273,881 4,350,400

MID 149,295,543 30,413,621 7,870,882 1,207,977 MID 179,709,164 9,078,859

NAS 6,520,069,437 365,124,553 750,004,808 20,210,361 NAS 6,885,193,990 770,215,169

NYAM 356,807,204 19,621,837 74,117,641 6,013,115 NYAM 376,429,041 80,130,756

NYSE 14,509,366,974 499,068,488 808,375,400 20,514,966 NYSE 15,008,435,462 828,890,366

OMG 4,558,329,386 48,876,484 178,420,099 3,350,300 OMG 4,607,205,870 181,770,399

PAC 4,187,554,407 154,427,516 419,921,033 11,221,784 PAC 4,341,981,923 431,142,817

PHX 281,322,019 12,760,468 17,927,325 556,861 PHX 294,082,486 18,484,186

PUR 1,679,053,872 13,412,449 89,692,919 1,181,183 PUR 1,692,466,322 90,874,102

TCT 5,738,546,486 50,758,301 297,139,940 2,986,042 TCT 5,789,304,787 300,125,982

XCX2 3,701,026,304 41,196,835 150,453,652 2,545,975 XCX2 3,742,223,138 152,999,627

XICX 49,116,639 15,546 1,194,000 400 XICX 49,132,185 1,194,400

NEOL 0 0 0 0 NEOL 0 0

NEON 6,169,569,647 87,401,784 443,496,160 7,406,290 NEON 6,256,971,431 450,902,450

LYNX 81,628,865 503,612 4,296,100 37,400 LYNX 82,132,477 4,333,500

OTHER 0 0 0 0 OTHER 0 0

171,246,979,676 3,373,460,244 174,620,439,920 TOTAL ALL EXCHANGES TOTAL ALL EXCHANGES 11,512,144,247 237,653,373 11,749,797,620




REVIEW OF INTERLISTED TRADING FOR THE YEAR TO Apr 30, 2018

CANADIAN-BASED INTERLISTED ISSUES (VALUE)

Advantage Oil & Gas AAV 1,036,978,747 47.4 2.5 5.6 1.0 1.4 16.2 0.8 0.0 0.0 0.8 0.1 2.0 3.5 0.9 0.0 1.4 6.7 2.9 0.0 - 6.7 0.1 - Barrick Gold Corp ABX 21,496,840,290 18.5 20.5 1.8 1.8 11.4 5.9 4.0 0.0 1.0 3.8 0.1 22.1 2.0 3.4 0.2 0.3 0.7 1.5 0.0 - 1.1 0.0 - Agnico Eagle Mines AEM 10,631,127,609 30.5 11.8 2.2 1.9 8.8 6.6 3.6 0.0 0.1 5.6 0.1 16.2 2.1 3.2 0.2 0.7 3.2 1.7 0.0 - 1.5 0.0 - AEterna Zentaris Inc AEZS 77,590,503 5.4 54.3 0.4 0.5 3.6 0.6 12.0 - 0.0 16.0 0.1 0.0 0.0 6.6 0.2 0.0 0.2 0.1 - - 0.1 - - Alamos Gold Inc. J AGI 1,980,298,808 24.6 14.4 2.5 1.8 9.1 9.6 3.8 0.0 0.0 4.3 0.1 15.5 2.3 3.0 0.2 0.4 2.0 2.0 0.0 - 4.1 0.1 - Asanko Gold Inc. J AKG 213,018,563 27.5 18.7 1.9 0.8 3.0 13.8 3.7 - 0.0 2.5 9.1 0.0 2.1 6.0 0.1 3.7 2.8 1.7 0.0 - 2.8 0.0 - Alio Gold Inc. J ALO 113,788,393 35.6 15.9 3.0 0.7 3.3 10.0 4.5 - 0.0 3.3 8.7 0.0 2.7 4.9 0.2 0.6 1.8 3.0 - - 1.7 0.0 - Almaden Minerals AMM 18,205,875 15.0 41.9 0.9 0.6 2.8 4.3 7.4 - 0.0 4.0 13.8 0.0 0.2 7.2 0.1 0.3 0.8 0.4 - - 0.5 - - Aptose Biosciences APS 129,114,996 13.3 46.8 0.5 0.8 5.1 1.5 9.7 - 0.0 14.9 0.2 0.0 0.2 3.3 0.2 0.1 0.1 0.6 - - 2.8 - - Algonquin Pwr & Util AQN 3,066,523,153 40.6 1.9 6.9 0.3 0.9 19.1 0.6 - 0.0 0.5 0.1 2.3 3.1 0.4 0.0 3.5 5.6 3.8 0.0 - 10.4 0.1 - Atlatsa Res Corp. J ATL 320,817 64.8 31.5 0.1 - - 1.6 - - - - - - 0.0 - - 0.3 0.1 0.0 - - 1.4 0.1 - Atlantic Power ATP 169,345,082 13.9 34.5 0.5 11.0 10.2 3.9 3.0 - 0.0 2.5 0.3 13.9 0.8 3.4 0.1 0.1 0.8 0.4 - - 0.8 0.0 - Auryn Resources J AUG 35,870,255 43.0 23.3 0.5 0.2 1.7 6.3 2.8 - 0.0 2.6 8.4 0.0 1.2 3.3 0.1 0.3 2.9 2.2 - - 1.3 0.0 - Aurinia Pharma Inc J AUP 375,790,455 6.8 45.4 0.3 2.4 6.8 1.2 10.2 - 0.0 21.9 0.1 0.0 0.2 4.0 0.2 0.0 0.1 0.2 - - 0.4 - - Avalon Advncd Mtrl J AVL 4,898,669 52.9 14.0 2.5 - - 12.5 - - - - - - 1.9 - - 0.6 4.7 1.8 0.0 - 9.1 0.1 - Alexco Resource J AXR 54,621,156 23.1 37.9 0.6 0.9 5.5 3.1 7.2 - 0.0 3.1 9.9 0.0 0.4 5.1 0.1 0.2 1.1 0.7 - - 1.2 0.0 - Brookfld Asset A LV BAM.A 12,509,521,451 35.5 8.3 2.6 0.9 8.2 14.9 2.8 0.1 0.0 4.2 0.1 6.8 2.4 2.6 0.1 1.0 3.6 2.4 0.1 - 3.7 0.0 - BlackBerry Limited BB 11,505,944,959 28.2 22.7 3.5 1.2 9.4 6.7 4.8 0.0 0.2 5.0 0.1 9.2 1.1 3.1 0.2 0.5 1.0 1.1 0.0 - 1.9 0.0 - Cott Corporation BCB 1,690,918,692 13.9 24.9 1.5 2.6 11.0 5.6 5.0 0.0 0.0 5.7 0.2 20.6 0.8 3.7 0.3 0.2 1.0 0.8 0.0 - 2.1 0.0 - BCE Inc. BCE 17,721,262,269 44.2 5.9 4.6 0.6 3.5 14.4 1.9 0.1 0.0 2.5 0.1 5.2 3.6 1.4 0.1 1.3 3.6 3.2 0.0 - 3.7 0.0 - Brookfield Renew Un BEP.UN 855,574,087 53.9 - 2.4 - - 11.7 - 0.4 - - - - 8.5 - - 2.3 6.2 3.9 0.0 - 10.7 0.0 - Ballard Power Sys BLDP 804,914,911 16.8 27.7 2.2 1.6 7.8 7.3 8.1 - 0.0 14.7 0.2 0.0 1.3 6.3 0.4 0.3 0.9 1.9 0.0 - 2.4 0.0 - Bank of Montreal BMO 22,065,298,919 53.4 2.7 3.6 0.6 2.3 14.5 0.8 - 0.0 1.7 0.1 3.7 4.0 1.0 0.0 1.7 3.7 3.0 0.0 - 3.3 0.0 - Bank of Nova Scotia BNS 26,907,270,235 49.5 2.6 5.5 0.7 3.1 15.0 1.0 0.1 0.0 2.0 0.1 3.9 3.5 1.1 0.1 1.4 4.0 3.1 0.0 - 3.6 0.1 - Baytex Energy Corp. BTE 2,774,715,158 42.9 5.9 5.1 0.6 3.6 17.6 1.9 - 0.0 1.6 0.0 4.3 3.0 1.6 0.1 0.8 2.9 2.5 0.0 - 5.6 0.0 - B2Gold Corp. J BTO 1,851,751,811 48.8 - 5.1 - - 25.6 - 0.0 - - - - 4.0 - - 1.0 5.8 4.0 0.0 - 5.7 0.1 - Burcon NutraSci J BU 8,822,693 30.5 41.6 1.2 0.1 1.6 1.0 6.0 - 0.1 8.3 0.4 0.0 0.4 4.3 0.0 0.2 1.5 1.4 - - 1.4 - - Bellatrix Expl Ltd. BXE 86,946,660 47.2 7.7 2.0 0.3 1.4 14.8 1.9 - 0.0 1.1 0.1 3.5 3.3 1.0 0.1 0.7 3.8 4.3 0.0 - 7.0 0.0 - CAE Inc. CAE 1,995,200,294 44.3 3.2 2.8 0.8 3.1 16.4 1.4 0.9 0.0 1.5 0.2 7.2 4.3 1.8 0.1 0.9 3.7 2.1 0.0 - 5.4 0.1 - Cameco Corporation CCO 3,771,257,886 31.4 15.0 4.5 1.5 8.4 9.1 3.6 - 0.0 4.0 0.1 9.9 2.8 2.9 0.2 0.7 1.1 2.1 0.0 - 2.8 0.0 - Central Fund Cl A NV CEF.A 4,820,137 88.4 - 11.6 - - - - - - - - - - - - - - - - - - - -






Colliers Intl Grp SV CIGI 747,699,124 52.6 5.4 1.5 2.4 4.3 7.6 1.7 - - 6.1 0.4 0.0 0.6 1.8 0.1 0.7 8.7 1.2 0.0 - 4.7 0.2 - Celestica Inc SV CLS 1,369,712,311 26.2 15.9 2.8 1.9 8.3 10.1 3.7 0.0 0.0 4.1 0.2 13.2 1.5 3.2 0.2 0.4 2.8 1.1 0.0 - 4.6 0.0 - Cdn Imperial Bank CM 22,326,983,599 58.4 3.4 3.7 0.5 1.9 8.8 1.6 0.1 0.0 1.7 0.1 3.9 3.1 1.0 0.0 1.4 4.2 3.5 0.1 - 2.7 0.0 - Canadian Natural Res CNQ 24,655,107,545 39.4 6.4 3.1 0.9 5.9 11.8 2.0 0.3 0.1 2.7 0.1 8.0 1.9 1.9 0.1 1.8 3.8 2.3 0.0 - 7.5 0.1 - Cdn Nat'l Railway CNR 27,838,327,089 40.8 9.3 3.0 1.6 5.4 8.0 2.7 0.0 0.0 4.5 0.1 9.6 1.9 2.8 0.1 1.5 4.1 2.5 0.0 - 2.2 0.0 - Cardiome Pharma Corp COM 29,802,196 13.8 43.9 1.0 0.7 3.7 1.7 11.8 - 0.1 14.9 0.2 0.0 0.2 5.9 0.1 0.5 0.4 0.4 - - 0.9 - - Cdn Pacific Railway CP 19,089,834,068 38.8 10.7 2.2 1.3 7.3 7.1 2.3 0.0 0.2 5.9 0.1 8.0 1.5 4.0 0.3 0.5 4.6 3.1 0.0 - 2.1 0.0 - Crescent Point Corp. CPG 6,588,035,589 48.4 4.0 5.5 0.5 3.0 14.5 1.3 - 0.0 1.4 0.0 4.6 2.8 1.2 0.0 1.0 2.5 2.4 0.0 - 6.9 0.0 - Cipher Pharma J CPH 16,751,185 83.6 2.0 1.1 - - 2.1 - - - - - - 0.8 - - 0.0 5.8 1.9 - - 2.7 - - CRH Medical Corp. J CRH 137,080,729 50.2 5.9 4.1 1.4 2.5 14.0 1.5 - - 1.6 1.8 0.0 4.1 1.8 0.1 0.6 3.3 2.9 0.0 - 4.2 0.1 - Cenovus Energy Inc. CVE 12,207,418,456 37.0 7.6 3.6 0.9 6.5 14.2 2.4 0.4 0.0 2.6 0.1 5.3 3.5 2.3 0.1 0.7 4.3 2.8 0.0 - 5.6 0.1 - Concordia Int'l J CXR 19,370,133 38.5 21.9 1.5 1.0 2.3 2.9 5.0 - 0.1 11.1 0.3 0.0 1.4 3.8 0.0 0.2 1.2 5.0 - - 4.1 - - DHX Media Ltd. VV DHX.A 11,165,938 40.6 - 7.4 - - 3.0 - - - - - - 29.0 - - 1.1 8.4 1.2 - - 9.3 0.2 - Denison Mines Corp DML 75,764,711 34.3 13.9 2.7 0.4 1.0 3.5 2.7 - 0.0 1.0 3.8 0.0 9.6 3.6 0.0 7.4 3.5 3.0 0.0 - 9.5 0.0 - Descartes Systems DSG 901,034,828 47.2 6.5 2.1 1.7 3.4 10.9 1.8 0.6 - 4.7 0.2 0.0 3.3 1.4 0.2 0.6 6.9 2.1 0.0 - 6.4 0.1 - DXI Energy Inc J DXI 1,507,889 58.7 34.8 0.5 - - 1.9 - - - - - - 0.3 - - 0.4 0.4 0.4 - - 2.7 - - EnCana Corporation ECA 18,000,903,053 28.4 16.2 3.1 1.6 12.9 10.1 3.6 0.0 0.0 3.7 0.1 9.2 1.6 2.8 0.3 0.5 1.4 2.0 0.0 - 2.6 0.0 - Endeavour Silver J EDR 429,815,160 20.0 26.0 1.9 2.2 7.9 4.5 6.0 0.0 0.0 4.6 0.1 15.6 2.7 5.0 0.1 0.2 0.8 1.3 0.0 - 1.2 0.0 - Energy Fuels Inc. J EFR 63,102,787 29.5 29.1 0.7 0.7 5.3 6.0 4.7 - 0.0 4.9 6.9 0.2 1.0 7.8 0.1 0.2 1.0 1.1 0.0 - 0.8 - - Eldorado Gold Corp. ELD 1,737,198,335 18.1 28.7 2.7 1.2 6.2 6.7 4.1 - 0.0 3.0 0.1 16.0 1.8 2.4 0.1 0.5 3.0 1.7 0.0 - 3.7 0.0 - Enbridge Inc. ENB 32,361,687,778 38.9 10.3 3.8 0.7 5.0 12.6 2.0 0.2 0.0 2.7 0.1 7.6 2.0 2.0 0.1 1.2 3.5 2.9 0.0 - 4.4 0.1 - Enerplus Corporation ERF 3,701,473,371 37.5 6.5 4.0 0.9 4.6 13.4 2.7 0.1 0.0 3.2 0.1 8.3 1.8 1.7 0.1 1.0 5.2 2.4 0.0 - 6.7 0.1 - Entree Resources J ETG 9,264,066 38.1 25.1 2.0 0.2 2.2 2.8 3.2 - 0.0 3.2 8.6 0.0 0.7 5.7 0.0 0.3 0.2 5.7 - - 2.0 - - EXFO Inc. SV EXF 33,734,724 28.3 11.6 2.5 1.3 4.3 3.5 5.2 0.6 0.0 29.0 0.3 0.0 0.4 4.1 0.2 0.3 4.3 3.5 - - 0.6 - - Franco-Nevada Corp. FNV 10,066,397,235 36.4 8.0 1.7 2.3 6.8 6.3 2.4 - 0.0 6.1 0.1 12.9 2.6 3.9 0.1 0.8 3.7 3.5 0.0 - 2.4 0.0 - First Majestic J FR 2,777,742,973 19.6 26.5 2.7 1.6 7.9 5.2 5.7 - 0.1 4.5 0.1 17.8 1.8 3.3 0.2 0.5 0.5 1.0 0.0 - 1.2 0.0 - FirstService Corp SV FSV 760,936,697 48.3 7.2 1.3 1.0 7.1 6.6 2.5 - - 7.3 0.1 0.0 1.2 2.0 0.1 3.5 8.7 0.9 0.0 - 2.2 0.0 - Fortis Inc. FTS 8,099,516,672 48.7 2.3 3.9 0.6 1.8 15.2 0.8 0.0 0.0 1.2 0.1 3.7 3.2 0.8 0.0 1.7 5.0 4.4 0.0 - 6.5 0.1 - Fortuna Silver Mines FVI 796,498,097 26.1 14.4 2.0 1.8 8.4 9.0 4.1 0.1 0.0 3.8 0.1 18.6 3.6 2.6 0.1 0.5 1.3 1.2 0.0 - 2.3 0.1 - Goldcorp Inc. G 15,142,167,467 23.7 17.4 3.3 1.8 11.2 7.7 3.6 0.0 0.2 3.9 0.1 17.5 1.9 2.9 0.2 0.3 1.1 1.5 0.0 - 1.5 0.0 - CGI Group Cl A SV GIB.A 6,812,978,676 50.9 3.0 2.9 1.0 2.7 11.1 0.9 0.2 0.0 2.1 0.1 4.8 4.2 1.4 0.1 1.0 5.7 3.5 0.1 - 4.3 0.1 - Gildan Activewear GIL 3,996,177,229 46.0 7.9 2.9 1.5 5.4 10.4 1.4 0.1 0.0 2.5 0.1 6.5 3.6 2.3 0.1 0.8 3.3 1.7 0.0 - 3.8 0.0 -






Cda Goose Hldgs SV GOOS 4,263,294,138 23.5 26.5 1.0 2.0 6.9 4.5 5.3 - 0.0 6.4 0.1 14.7 1.0 3.2 0.2 0.5 1.7 1.4 0.0 - 1.1 0.0 - Gt Panther Silver J GPR 14,125,554 70.4 - 3.7 - - 10.4 - - - - - - 2.6 - - 0.4 2.9 2.3 - - 7.3 0.0 - Granite Rl Est Tr Un GRT.UN 619,890,116 52.3 0.7 1.3 0.0 0.6 14.4 0.2 - - 0.3 0.1 0.6 6.1 0.2 0.0 0.9 10.0 4.8 0.0 - 7.4 0.1 - Golden Star Resource GSC 113,644,865 17.7 39.9 0.5 0.9 4.6 3.5 6.0 - 0.0 4.9 10.6 0.0 0.6 7.2 0.1 0.2 1.4 0.6 0.0 - 1.4 0.0 - Gold Stand Venture J GSV 118,798,853 26.3 25.9 0.5 1.1 8.6 4.8 5.3 - - 5.1 8.6 0.1 0.8 7.9 0.1 0.5 1.5 1.2 - - 1.7 0.0 - Global Water Res GWR 18,078,101 14.8 31.0 0.4 0.7 5.3 0.5 8.8 - - 33.2 0.6 0.0 0.0 3.0 0.1 0.1 1.3 0.0 - - 0.2 0.0 - Hudbay Minerals Inc. HBM 2,814,018,976 55.1 - 4.5 - - 17.5 - 0.3 - - - - 3.1 - - 1.8 7.0 3.2 0.0 - 7.5 0.1 - Hydrogenics Corp HYG 46,325,526 8.4 29.9 0.6 6.1 11.6 1.1 10.8 - 0.0 23.1 1.0 0.0 0.0 5.4 0.2 0.0 1.4 0.1 - - 0.3 - - Iamgold Corporation IMG 3,528,652,522 21.2 15.7 1.9 2.5 12.6 8.0 3.8 - 0.0 4.0 0.1 19.9 1.5 3.4 0.3 0.4 1.1 1.8 0.0 - 1.8 0.1 - Imperial Oil Ltd. IMO 5,756,183,245 45.6 4.5 4.1 0.8 4.7 13.8 1.6 0.7 0.0 3.1 2.4 0.0 2.7 2.0 0.1 1.2 6.8 2.1 0.1 - 3.5 0.1 - IntelliPharma Intl J IPCI 24,751,724 8.9 53.3 0.6 0.4 2.0 0.9 12.7 - 0.0 15.4 0.3 0.0 0.1 4.3 0.1 0.1 0.2 0.3 - - 0.4 - - Int'l Tower Hill J ITH 20,283,961 9.6 65.0 1.0 0.1 1.3 1.1 3.5 - 0.1 2.8 9.0 0.0 0.2 5.0 0.0 0.2 0.2 0.6 - - 0.3 - - Just Energy Group JE 437,486,857 45.3 9.0 7.1 0.6 2.2 12.0 1.9 0.0 0.0 1.7 0.0 5.4 3.5 0.8 0.1 0.7 2.6 2.7 0.0 - 4.2 0.1 - Kinross Gold Corp. K 6,100,553,109 20.9 18.1 2.8 2.0 10.5 8.5 3.0 0.0 0.0 2.9 0.1 19.5 1.7 3.4 0.2 0.4 1.5 2.5 0.0 - 1.9 0.0 - Klondex Mines Ltd. J KDX 857,428,535 22.7 12.2 2.9 1.4 9.9 11.1 3.0 0.4 - 4.0 11.6 0.0 2.9 7.9 0.2 0.5 2.7 1.8 0.0 - 4.7 0.1 - Kingsway Financial KFS 11,661,878 1.3 19.8 0.2 5.7 10.0 0.2 16.6 - - 6.2 2.3 23.6 - 13.4 - 0.0 0.7 0.0 - - - - - Kelso Technologies KLS 3,125,619 44.7 18.5 5.7 0.0 1.2 2.7 1.9 - - 1.6 9.3 0.1 0.2 6.0 0.0 0.6 2.5 0.8 - - 4.0 - - MAG Silver Corp. J MAG 687,449,715 35.2 8.2 1.5 1.8 7.6 9.3 3.5 - 0.0 4.1 16.3 0.0 1.7 5.3 0.2 0.7 1.8 1.7 0.0 - 1.1 0.0 - Manulife Financial MFC 19,890,097,246 39.1 4.3 5.7 0.7 4.3 15.1 1.3 0.3 0.0 2.6 0.0 6.9 3.4 2.2 0.2 1.1 3.5 3.4 0.0 - 5.9 0.1 - Magna Int'l Inc. MG 15,683,581,976 39.6 11.5 2.6 1.6 7.3 8.6 2.4 - 0.0 5.3 0.1 9.0 2.4 3.2 0.1 0.2 3.3 1.2 0.0 - 1.7 0.0 - Mitel Networks Corp. MNW 1,914,670,027 13.9 36.6 0.4 2.6 11.6 4.4 5.6 - 0.0 14.9 0.2 0.1 0.7 5.9 0.6 0.1 0.8 0.4 0.0 - 1.3 0.0 - Mountain Province J MPVD 104,964,157 56.1 7.2 0.5 1.0 1.5 16.7 1.5 0.1 - 1.3 0.7 0.0 1.1 1.6 0.1 0.2 2.7 1.2 0.0 - 6.5 0.0 - Methanex Corporation MX 6,869,822,364 29.3 15.4 1.8 9.1 9.7 4.9 3.5 - 0.0 13.0 0.2 0.1 1.2 4.2 0.4 0.7 2.6 2.1 0.0 - 1.8 0.0 - Nthrn Dynasty Min J NDM 321,454,480 15.6 36.0 2.8 0.8 5.2 5.7 5.7 - 0.0 5.2 8.3 0.1 2.2 6.8 0.5 0.1 1.8 1.8 - - 1.5 0.0 - Neptune Tech & Bio J NEPT 289,957,717 22.4 30.5 1.1 0.8 6.0 4.6 10.6 - 0.0 13.2 0.1 0.0 1.0 4.4 0.3 0.5 0.7 2.5 - - 1.2 0.0 - NovaGold Resources J NG 851,239,226 8.8 23.8 0.8 2.2 12.1 5.4 5.5 0.0 0.0 5.6 21.3 0.1 1.9 10.1 0.2 0.2 0.6 1.1 - - 0.4 0.0 - New Gold Inc. NGD 2,210,778,254 15.1 22.0 2.7 1.2 10.7 8.9 4.2 - 0.0 4.8 10.4 0.1 2.4 11.7 0.4 0.5 1.5 1.9 0.0 - 1.7 0.1 - N.A. Construction NOA 36,875,033 39.7 25.3 0.3 1.8 5.0 1.9 2.9 - 0.0 3.0 0.3 9.8 0.0 2.8 0.1 0.6 5.0 0.2 - - 1.3 - - Nevsun Resources J NSU 484,373,888 37.9 10.2 4.0 0.6 4.6 17.0 2.9 0.1 - 2.4 3.5 0.1 4.1 4.1 0.1 0.5 2.8 2.4 0.0 - 2.8 0.0 - Neovasc Inc. J NVCN 429,690,975 8.2 48.1 0.4 0.8 3.4 0.6 13.8 - 0.0 13.6 0.0 0.0 0.2 4.8 0.0 0.6 2.0 0.5 - - 3.0 0.0 - Obsidian Energy Ltd OBE 298,463,760 23.6 24.1 5.6 1.0 3.3 8.3 4.3 - 0.0 2.5 0.1 10.4 3.4 3.3 0.1 0.4 3.7 2.0 0.0 - 4.0 0.0 - Oncolytics Biotech ONC 44,090,576 42.0 31.6 1.7 - - 1.3 - - - - - - 6.0 - - 0.5 1.5 7.8 - - 7.5 - -






Open Text Corp OTEX 5,233,316,890 40.0 9.6 2.9 1.7 6.5 9.6 2.6 0.1 0.0 11.4 0.1 0.0 2.7 2.4 0.2 0.3 3.8 2.3 0.0 - 3.7 0.0 - Primero Mining Corp. P 48,204,244 42.3 9.2 0.5 - - 10.0 - - - - - - 7.4 - - 1.9 6.6 2.2 - - 20.0 0.0 - Pan American Silver PAAS 2,588,461,570 14.7 19.9 1.1 2.6 13.9 4.9 8.5 - 0.0 24.5 0.3 0.1 0.8 5.4 0.6 0.2 0.6 0.7 0.0 - 1.4 0.0 - Precision Drill Corp PD 2,569,667,479 37.5 6.4 3.7 0.9 5.2 16.3 1.7 - 0.0 2.5 0.1 9.7 3.6 2.7 0.1 0.8 2.3 1.9 0.0 - 4.6 0.1 - N.A. Palladium Ltd. PDL 17,878,504 57.1 32.0 2.9 - - 2.5 - - - - - - 0.8 - - 0.1 2.6 1.0 - - 1.0 0.0 - Pengrowth Energy PGF 110,095,492 36.1 13.7 3.1 0.6 1.3 7.5 2.9 - 0.0 1.3 0.1 3.7 6.2 1.3 0.0 3.3 5.2 4.1 - - 9.7 - - Sprott Phy Gld Un US PHYS.U 599,489,849 0.6 46.0 0.6 1.6 9.8 0.1 4.1 - - 6.9 0.3 0.0 - 29.5 0.4 0.0 0.0 0.2 - - 0.0 - - Polymet Mining J POM 64,981,938 10.3 49.3 0.6 0.2 3.2 1.3 8.4 - 0.0 5.7 11.6 0.0 0.1 7.0 0.2 0.1 0.7 0.3 0.0 - 1.1 - - Pembina Pipeline PPL 8,928,957,519 45.4 3.3 3.9 0.6 2.2 14.8 1.1 0.2 0.0 1.2 0.1 8.6 2.7 1.1 0.0 1.4 4.0 3.0 0.0 - 6.6 0.1 - Sprott Phy Silver US PSLV.U 266,064,935 1.4 45.3 0.8 1.7 7.4 0.3 7.5 - - 4.8 0.5 0.1 - 29.7 0.3 0.0 0.0 0.3 - - 0.0 - - Platinum Grp Metal J PTM 32,065,799 14.3 42.0 0.9 0.6 3.1 1.5 7.8 - 0.0 5.0 12.3 0.0 0.4 8.8 0.1 0.4 1.0 0.9 - - 0.9 0.0 - Points Int'l Ltd. J PTS 62,620,914 5.8 41.1 0.3 3.4 5.5 0.3 10.4 - 0.1 26.1 0.2 0.0 0.0 5.9 0.4 0.0 0.4 0.0 - - 0.1 - - Pretium Resources J PVG 2,600,351,465 20.2 21.9 2.1 1.9 7.8 7.3 4.9 - 0.2 5.4 0.1 18.0 1.3 3.4 0.2 0.5 1.2 1.1 - - 2.4 0.1 - Restaurant Brnd Intl QSR 15,237,985,564 24.5 21.0 1.3 2.6 10.0 5.3 4.2 0.0 0.3 7.8 0.1 11.5 1.8 3.9 0.3 0.3 2.1 1.2 0.0 - 1.7 0.0 - Quarterhill Inc. QTRH 87,333,241 51.1 7.9 4.4 0.3 1.6 12.2 2.1 0.0 - 3.5 0.1 0.0 3.4 1.2 0.1 0.4 3.8 3.1 0.0 - 4.6 0.1 - Ritchie Bros Auction RBA 2,862,468,624 23.8 20.2 1.2 2.9 7.8 6.5 3.0 - 0.0 6.7 0.1 15.4 1.4 3.8 0.2 0.2 1.7 0.8 0.0 - 4.3 0.0 - Rogers Comm Cl B NV RCI.B 10,455,361,406 46.4 3.5 3.5 0.8 2.2 15.7 0.7 0.2 0.0 1.6 0.1 4.7 3.1 0.9 0.1 1.4 6.8 2.9 0.1 - 5.3 0.1 - Rubicon Minerals J RMX 4,045,962 68.6 19.0 2.3 - - 3.8 - - - - - - 0.1 - - 0.6 1.0 3.1 - - 1.4 - - Royal Bank of Canada RY 34,319,076,125 59.2 - 5.5 - - 15.6 - 0.2 - - - - 4.3 - - 2.1 4.4 3.5 0.0 - 5.1 0.1 - Seabridge Gold Inc J SEA 475,529,669 19.0 15.7 1.0 9.8 12.0 3.6 5.6 - 0.0 5.8 0.3 20.7 1.1 3.3 0.2 0.2 0.4 0.7 - - 0.6 0.0 - Shopify Inc A SV SHOP 27,417,377,030 19.1 30.7 2.1 1.1 6.8 2.1 7.0 - 0.2 5.9 0.1 14.9 0.7 4.6 0.6 0.1 2.1 1.4 0.0 - 0.6 0.0 - Shaw Comm Cl B NV SJR.B 5,789,349,459 43.8 4.3 4.3 0.8 3.5 13.7 1.8 0.1 0.0 2.0 0.1 7.8 3.6 1.9 0.1 0.9 3.0 2.4 0.0 - 5.9 0.1 - Sun Life Fin Inc. SLF 10,967,481,514 43.3 2.3 4.1 0.6 2.5 17.9 1.2 0.1 0.0 2.4 0.2 8.0 3.7 1.1 0.1 1.5 4.3 2.9 0.0 - 3.9 0.1 - SunOpta, Inc. SOY 192,685,530 12.3 26.6 0.5 14.1 15.2 1.9 5.1 - - 16.6 0.3 0.0 0.3 4.2 0.3 0.4 1.3 0.5 0.0 - 0.5 0.0 - Sprott PhyPlat US Un SPPP.U 41,496,493 0.3 62.4 0.3 0.3 2.2 - 8.0 - - 4.6 0.6 0.0 - 21.0 0.2 - - 0.0 - - 0.0 - - Sandstorm Gold Ltd. SSL 1,109,908,611 17.6 17.9 1.2 1.3 12.5 7.8 4.8 - 0.0 4.3 17.7 0.0 2.1 8.2 0.2 0.3 0.9 1.2 0.0 - 2.0 0.0 - SSR Mining Inc. SSRM 1,274,205,244 23.1 16.6 1.7 2.5 12.1 6.8 6.0 0.3 0.1 21.0 0.2 0.1 1.0 4.9 0.6 0.3 0.6 1.0 0.0 - 1.2 0.0 - Student Transport STB 1,163,821,453 20.9 17.6 3.9 5.8 7.3 10.9 5.1 0.0 0.0 7.9 0.2 0.0 2.0 4.0 1.2 0.8 5.0 3.3 0.0 - 4.0 0.0 - Stantec Inc. STN 1,408,119,273 56.4 1.9 3.2 0.4 0.6 16.2 0.3 1.1 - 0.4 0.1 0.9 2.8 0.3 0.0 0.5 9.6 1.6 0.0 - 3.6 0.0 - Suncor Energy Inc. SU 31,335,095,281 37.5 8.7 3.6 1.0 6.6 13.3 2.1 0.0 0.0 3.1 0.1 8.1 2.4 2.1 0.2 0.7 3.3 2.0 0.0 - 5.3 0.1 - Silvercorp Metals J SVM 280,744,330 39.1 13.9 4.8 0.5 2.9 10.6 3.3 - 0.0 2.6 6.2 0.0 4.2 2.6 0.1 1.3 1.7 4.2 - - 2.3 0.1 - Sierra Wireless SW 865,496,307 31.2 26.0 1.2 3.9 7.6 3.7 5.6 0.3 0.0 11.9 0.2 0.0 0.9 2.5 0.3 0.3 1.2 1.9 - - 1.4 0.0 -






TELUS Corporation T 8,488,112,941 43.7 2.5 4.8 0.6 2.7 15.5 0.9 0.1 0.0 1.6 0.0 5.5 3.3 1.0 0.1 1.3 5.9 3.8 0.0 - 6.7 0.1 - TransAlta Corp. TA 659,655,865 47.2 0.9 5.2 0.2 0.4 23.9 0.1 0.1 - 0.1 0.0 0.3 2.9 0.1 0.0 1.3 4.8 3.0 0.1 - 9.4 0.1 - T.D. Bank TD 41,082,828,098 49.9 3.8 5.1 0.6 2.5 12.5 1.2 0.1 0.0 1.8 0.1 4.8 3.2 1.0 0.0 1.5 4.4 3.4 0.0 - 3.9 0.1 - Teck Res Cl B SV TECK.B 18,093,451,261 30.8 12.8 2.8 1.4 7.7 10.5 4.4 0.1 0.0 5.2 0.1 11.2 2.1 3.0 0.3 0.9 2.0 1.6 0.0 - 3.2 0.0 - TransGlobe Energy J TGL 21,286,210 37.1 25.7 0.6 0.8 4.1 4.9 5.7 0.9 - 7.7 0.2 0.1 0.2 2.4 0.2 0.3 4.6 0.7 0.0 - 4.0 - - Tahoe Resources J THO 2,084,079,715 24.0 16.1 2.2 1.8 9.7 8.3 4.0 0.0 0.0 4.0 0.1 17.6 1.8 2.7 0.2 0.3 1.6 1.4 0.0 - 4.3 0.1 - Taseko Mines Ltd. TKO 236,477,524 21.3 22.5 2.3 1.0 6.7 10.2 4.4 - - 4.5 7.3 0.0 2.4 5.2 0.1 0.4 4.1 2.0 0.0 - 5.7 0.0 - Trilogy Metals Inc J TMQ 27,104,230 7.6 51.8 0.4 0.4 3.2 0.7 7.0 - 0.0 3.7 15.5 0.0 0.1 8.8 0.2 0.0 0.3 0.1 - - 0.2 - - Tanzanian Royalty J TNX 13,390,404 14.5 50.1 0.8 0.1 2.2 0.9 6.8 - 0.0 3.1 12.7 0.0 0.2 6.9 0.1 0.3 0.4 0.7 - - 0.3 - - Thomson Reuters Corp TRI 10,120,145,221 35.7 8.9 3.9 1.2 6.1 9.7 2.2 0.3 0.0 4.0 0.1 10.9 2.1 2.6 0.2 0.8 3.8 1.5 0.0 - 5.9 0.0 - Trillium Therpeutc J TRIL 55,913,312 9.6 40.5 0.7 4.0 10.0 0.8 9.5 - 0.0 16.4 0.4 0.0 0.1 5.3 0.5 0.3 0.8 0.5 - - 0.7 - - TransCan Corporation TRP 22,135,798,284 42.9 6.6 3.8 0.9 4.5 11.7 1.6 0.2 0.0 2.4 0.1 7.2 2.6 1.8 0.1 1.4 4.7 3.1 0.1 - 4.5 0.1 - Turquoise Hill Res TRQ 1,822,686,326 18.0 18.3 3.0 1.8 9.2 10.7 3.3 - 0.0 4.1 0.1 11.1 2.4 4.4 0.7 0.3 1.0 1.6 0.0 - 10.1 0.0 - Stars Group Inc. J TSGI 4,108,810,065 50.9 5.4 2.2 2.2 3.9 13.9 1.8 0.0 0.0 3.8 0.2 0.0 1.7 1.3 0.2 4.5 3.9 2.0 0.1 - 2.1 0.0 - Ur-Energy Inc. J URE 25,219,214 13.9 37.7 1.4 1.5 4.8 0.8 9.5 - 0.0 4.5 9.0 0.0 0.3 15.1 0.1 0.2 0.2 0.7 - - 0.4 - - Americas Silver J USA 36,645,551 42.7 19.7 0.5 0.2 2.9 10.4 3.6 - - 2.0 7.3 0.0 0.9 3.9 0.1 2.1 1.0 1.5 - - 1.1 - - VBI Vaccines Inc. J VBV 31,928,700 3.4 40.6 0.2 2.9 3.9 0.3 13.6 - 0.0 29.7 0.2 - 0.0 4.5 0.3 0.0 0.2 0.1 - - 0.0 - - Vermilion Energy Inc VET 3,546,413,638 51.6 3.7 1.8 0.8 2.8 10.9 1.0 0.1 0.0 1.7 0.1 4.5 3.7 1.0 0.1 0.6 5.3 4.0 0.0 - 6.7 0.1 - Vista Gold Corp VGZ 17,350,538 5.4 47.9 0.3 0.8 3.0 0.6 7.8 - 0.0 6.4 19.8 0.0 0.1 7.5 0.1 0.1 0.1 0.2 - - 0.1 - - Valeant Pharm Int'l VRX 21,741,275,636 13.4 36.4 1.6 1.3 6.7 5.5 7.9 - 1.4 6.3 0.1 13.8 0.4 3.5 0.3 0.0 0.4 0.5 0.0 - 0.6 0.0 - Waste Connections WCN 9,125,394,908 28.1 16.4 1.6 2.4 8.4 5.1 2.9 0.0 0.0 6.4 0.1 16.8 1.7 3.7 0.2 0.6 2.2 1.8 0.0 - 1.5 0.0 - Wheaton Precious Mtl WPM 7,240,836,789 25.1 14.4 2.5 1.7 11.2 7.9 4.0 0.1 0.0 6.0 0.1 18.1 1.6 3.2 0.3 0.3 1.6 1.1 0.0 - 1.0 0.0 - Westport Fuel Sys WPRT 227,074,638 12.9 34.1 0.8 2.0 10.0 3.7 11.8 - 0.0 16.2 0.2 0.1 0.9 5.3 0.5 0.1 0.4 0.5 - - 0.7 0.0 - Wstrn Copper & Gld J WRN 11,634,887 40.1 26.5 1.0 0.1 1.9 5.0 3.8 - 0.2 2.2 9.4 0.0 0.8 5.4 0.0 0.4 0.9 1.6 - - 0.7 - - Yamana Gold Inc. YRI 5,120,721,300 16.9 25.3 3.0 1.7 10.4 7.0 4.0 - 0.0 3.7 0.1 17.9 1.3 3.3 0.3 0.4 1.6 1.7 0.0 - 1.4 0.0 - Zymeworks Inc. ZYME 34,992,942 12.7 47.4 0.7 0.8 3.4 0.8 6.8 - 0.0 4.5 0.5 15.7 0.1 4.0 0.0 0.3 1.6 0.5 - - 0.4 0.0 -

764,148,522,137 37.8 10.8 3.4 1.2 5.7 10.8 2.6 0.1 0.1 3.7 0.2 8.3 2.5 2.4 0.2 1.0 3.3 2.4 0.0 - 3.6 0.0 - TOTAL CDN_BASED





UNITED STATES-BASED AND FOREIGN-BASED INTERLISTED ISSUES (VALUE)

Golden Minerals J AUMN 5,536,258 5.6 48.9 1.7 0.9 3.0 0.6 6.5 - 0.0 6.8 16.5 0.0 0.2 8.5 0.1 0.1 0.2 0.3 - - 0.0 - - Brookfield Bus LP Un BBU.UN 636,238,376 54.0 7.0 2.2 0.4 2.4 8.9 2.7 0.7 - 2.0 0.2 5.4 1.4 2.4 0.1 1.2 3.7 2.7 0.0 - 2.4 0.1 - BioAmber Inc. J BIOA 26,555,187 18.8 54.5 1.8 0.1 0.7 1.5 3.9 - - 3.1 0.1 5.2 0.3 2.1 0.1 0.7 3.9 0.9 - - 2.5 0.1 - Brookfield Infras Un BIP.UN 2,869,680,075 31.7 15.6 1.8 1.5 4.8 10.5 3.3 0.1 0.0 3.1 0.1 8.2 3.1 1.8 0.2 1.0 4.7 4.6 0.0 - 4.1 0.0 - Brookfld Ppty LP Un BPY.UN 1,444,853,472 27.2 13.2 2.1 1.5 7.1 11.0 4.5 0.0 1.2 9.4 0.1 0.0 3.5 2.5 0.2 0.7 4.4 1.8 0.0 - 9.7 0.0 - Caledonia Mining Plc CAL 12,683,887 38.1 23.2 0.6 0.2 0.9 0.4 4.9 - 0.1 4.2 17.2 0.2 0.1 6.9 - 0.1 2.3 0.1 - - 0.7 - - CNOOC Limited ADRs CNU 1,967,810,186 0.1 27.5 0.0 3.6 8.2 0.0 10.2 - 0.3 7.8 0.3 27.8 - 13.6 0.7 0.0 0.0 0.0 - - 0.0 0.0 - General Moly, Inc. GMO 6,339,367 0.7 54.2 0.1 0.1 2.6 0.1 8.6 - 0.6 3.6 20.8 0.0 0.0 8.4 0.1 0.0 0.0 0.0 - - - - - Gran Tierra Energy J GTE 885,353,729 25.9 14.4 2.4 1.4 10.7 12.6 4.0 - 0.0 4.3 4.5 0.1 2.6 7.7 0.3 0.5 2.0 2.0 0.0 - 4.8 0.0 - Gazit-Globe Ltd. Ord GZT 6,315,714 7.3 37.1 0.0 2.7 4.5 0.0 11.2 - - 3.5 1.9 23.4 - 8.0 0.2 - 0.3 0.0 - - - - - Mercer Int'l Inc. US MERC.U 33,300 95.6 - 4.4 - - - - - - - - - - - - - - - - - - - - McEwen Mining Inc. J MUX 655,713,554 10.5 24.7 1.3 3.4 12.4 3.9 5.3 - 0.0 5.1 0.1 24.3 1.7 4.3 0.3 0.1 0.4 1.4 - - 0.9 0.0 - Nexa Resources S.A. NEXA 428,414,970 0.4 50.0 0.0 3.1 5.2 0.1 4.9 - 0.0 6.9 0.2 23.7 0.0 4.1 0.5 0.7 0.1 0.1 0.0 - 0.0 0.0 - CounterPath Corp. J PATH 45,284,210 6.1 51.9 0.8 1.0 2.3 0.4 13.1 - 0.0 18.1 0.2 0.0 0.0 3.8 0.4 0.0 1.5 0.2 - - 0.2 - - Pattern Energy Grp A PEGI 1,669,696,419 1.6 34.9 0.2 5.5 10.1 0.3 7.5 - 0.0 34.0 0.2 0.1 0.0 4.7 0.8 0.0 0.1 0.1 - - 0.0 - - Pershing Gold Corp J PGLC 17,007,527 1.4 55.3 0.0 1.1 4.3 0.1 8.9 - 0.0 20.4 0.3 0.0 0.0 7.9 0.2 0.0 0.0 0.0 - - - - - CPI Card Group Inc. PMTS 14,799,944 4.1 55.3 0.1 2.1 5.0 0.4 7.6 - 0.0 19.7 0.3 0.0 0.0 4.5 0.1 0.2 0.3 0.2 - - 0.2 - - Resolute Forest Prod RFP 322,382,244 4.9 39.5 0.5 8.6 12.6 0.4 6.0 - 0.0 4.8 0.4 17.5 0.0 4.0 0.2 0.1 0.1 0.1 0.0 - 0.1 - - Solitario Zinc J SLR 6,506,655 8.9 45.0 0.3 0.1 2.8 0.7 4.4 - 0.2 4.6 23.6 0.1 0.1 8.8 0.1 0.1 0.2 0.1 - - 0.1 0.0 - Silver Bull Res J SVB 17,046,490 55.5 35.4 4.3 - - 1.0 - - - - - - 0.2 - - 0.3 0.1 0.6 - - 2.6 - - Tucows Inc. TC 559,173,886 3.4 20.1 0.6 10.5 14.4 0.3 7.5 - 0.0 32.6 0.6 0.0 0.0 7.9 1.5 0.0 0.5 0.1 - - 0.1 - - TearLab Corp. J TLB 542,207 99.7 - 0.4 - - - - - - - - - - - - - - - - - - - - TransAtlantic Pete J TNP 21,498,409 9.8 46.9 0.6 0.4 2.6 1.3 5.8 - 0.0 4.6 15.9 0.0 0.1 9.3 0.1 0.1 1.8 0.3 - - 0.3 - - Domtar Corporation UFS 3,532,615,046 9.5 20.0 0.4 3.6 9.9 1.3 4.1 - 0.8 11.0 0.2 33.1 0.5 4.3 0.3 0.2 0.4 0.4 0.0 - 0.1 0.0 -

15,152,081,111 15.6 22.1 1.0 3.2 8.3 4.7 5.4 0.1 0.4 11.0 0.5 15.2 1.3 5.2 0.4 0.4 1.7 1.4 0.0 - 2.2 0.0 - TOTAL US_BASED







Advantage Oil & Gas AAV 257,500,930 46.1 3.1 5.5 1.2 1.8 15.8 1.0 0.0 0.0 1.0 0.1 2.5 3.4 1.0 0.0 1.4 6.4 2.9 0.0 - 6.6 0.1 -

Barrick Gold Corp ABX 1,523,020,697 15.6 21.9 1.5 1.9 12.2 5.0 4.3 0.0 1.1 4.1 0.1 23.8 1.7 3.6 0.2 0.2 0.6 1.3 0.0 - 0.9 0.0 -

Agnico Eagle Mines AEM 220,689,236 26.7 13.1 1.9 2.2 9.9 5.8 4.0 0.0 0.1 6.2 0.1 18.1 1.9 3.5 0.2 0.6 2.8 1.5 0.0 - 1.3 0.0 -

AEterna Zentaris Inc AEZS 32,693,642 4.6 55.3 0.3 0.5 3.7 0.6 11.9 - 0.0 16.2 0.1 0.0 0.0 6.3 0.2 0.0 0.1 0.1 - - 0.1 - -

Alamos Gold Inc. J AGI 319,394,124 21.5 16.1 2.2 2.0 10.1 8.4 4.2 0.0 0.0 4.8 0.1 17.3 2.0 3.4 0.2 0.4 1.8 1.8 0.0 - 3.7 0.0 -

Asanko Gold Inc. J AKG 213,237,698 24.4 20.9 1.7 0.9 3.3 12.0 4.1 - 0.0 2.8 11.1 0.0 1.9 7.0 0.1 3.2 2.4 1.5 0.0 - 2.5 0.0 -

Alio Gold Inc. J ALO 40,753,026 31.3 18.0 2.8 0.8 3.7 9.0 5.2 - 0.0 3.8 10.5 0.0 2.4 5.8 0.3 0.5 1.6 2.7 - - 1.5 0.0 -

Almaden Minerals AMM 19,666,878 12.6 43.8 0.8 0.6 2.9 3.6 7.8 - 0.0 4.1 14.3 0.0 0.1 7.7 0.1 0.2 0.6 0.3 - - 0.4 - -

Aptose Biosciences APS 39,872,096 11.1 48.7 0.4 0.8 5.3 1.2 10.1 - 0.0 15.6 0.2 0.0 0.2 3.4 0.2 0.1 0.1 0.5 - - 2.3 - -

Algonquin Pwr & Util AQN 241,846,479 39.8 2.4 6.8 0.4 1.1 18.7 0.8 - 0.0 0.7 0.1 2.9 3.0 0.5 0.0 3.4 5.5 3.7 0.0 - 10.2 0.1 -

Atlatsa Res Corp. J ATL 9,463,795 59.6 36.8 0.1 - - 1.4 - - - - - - 0.1 - - 0.3 0.1 0.0 - - 1.5 0.1 -

Atlantic Power ATP 74,402,809 11.5 36.0 0.4 11.5 10.7 3.2 3.1 - 0.0 2.6 0.3 14.7 0.7 3.5 0.1 0.1 0.7 0.3 - - 0.6 0.0 -

Auryn Resources J AUG 21,690,533 38.6 26.5 0.5 0.2 1.9 5.6 3.2 - 0.0 3.0 9.5 0.0 1.0 3.8 0.1 0.3 2.7 1.9 - - 1.1 0.0 -

Aurinia Pharma Inc J AUP 68,034,730 5.4 46.2 0.2 2.4 6.9 1.0 10.4 - 0.0 22.3 0.1 0.0 0.1 4.0 0.2 0.0 0.1 0.2 - - 0.4 - -

Avalon Advncd Mtrl J AVL 37,744,575 50.5 17.0 2.5 - - 12.3 - - - - - - 1.8 - - 0.6 4.6 1.7 0.0 - 8.9 0.1 -

Alexco Resource J AXR 34,607,665 19.3 40.5 0.5 0.9 5.9 2.7 7.6 - 0.0 3.4 10.5 0.0 0.4 5.4 0.1 0.1 0.9 0.6 - - 1.0 0.0 -

Brookfld Asset A LV BAM.A 268,795,955 32.5 9.6 2.3 1.0 9.6 13.7 3.2 0.0 0.0 4.9 0.1 7.9 2.2 3.0 0.2 0.9 3.3 2.2 0.1 - 3.4 0.0 -

BlackBerry Limited BB 840,957,783 24.6 24.9 3.1 1.3 10.3 5.9 5.3 0.0 0.3 5.5 0.1 10.2 1.0 3.4 0.3 0.4 0.9 0.9 0.0 - 1.6 0.0 -

Cott Corporation BCB 102,558,638 11.7 26.2 1.2 2.7 11.7 4.7 5.3 0.0 0.0 6.0 0.2 21.8 0.7 3.9 0.3 0.1 0.9 0.7 0.0 - 1.8 0.0 -

BCE Inc. BCE 333,422,492 41.8 7.1 4.3 0.7 4.2 13.7 2.2 0.0 0.0 3.0 0.2 6.3 3.4 1.7 0.2 1.3 3.4 3.0 0.0 - 3.5 0.0 -

Brookfield Renew Un BEP.UN 21,301,251 53.9 - 2.4 - - 11.7 - 0.4 - - - - 8.5 - - 2.3 6.1 4.0 0.0 - 10.7 0.0 -

Ballard Power Sys BLDP 213,903,725 14.3 29.7 1.9 1.7 8.4 6.3 8.7 - 0.0 15.7 0.2 0.0 1.1 6.8 0.4 0.3 0.7 1.7 0.0 - 2.0 0.0 -

Bank of Montreal BMO 231,286,564 51.6 3.3 3.5 0.7 2.8 14.0 1.0 - 0.0 2.1 0.1 4.5 3.9 1.2 0.1 1.7 3.5 2.9 0.0 - 3.2 0.0 -

Bank of Nova Scotia BNS 351,406,866 47.6 3.2 5.3 0.8 3.8 14.5 1.2 0.0 0.0 2.4 0.1 4.8 3.4 1.3 0.1 1.3 3.8 2.9 0.0 - 3.4 0.1 -

Baytex Energy Corp. BTE 718,155,810 40.3 7.2 4.9 0.7 4.5 16.7 2.4 - 0.0 2.0 0.0 5.2 2.9 1.9 0.1 0.8 2.7 2.4 0.0 - 5.3 0.0 -

B2Gold Corp. J BTO 497,439,118 48.8 - 5.1 - - 25.5 - 0.0 - - - - 4.0 - - 1.0 5.8 4.0 0.0 - 5.7 0.1 -

Burcon NutraSci J BU 16,061,163 26.6 44.6 1.1 0.1 1.8 0.8 6.4 - 0.2 9.0 0.4 0.0 0.3 4.8 0.0 0.1 1.3 1.2 - - 1.2 - -

Bellatrix Expl Ltd. BXE 53,239,523 45.1 9.3 1.9 0.3 1.7 14.1 2.3 - 0.0 1.4 0.1 4.4 3.2 1.2 0.1 0.6 3.6 4.2 0.0 - 6.6 0.0 -

CAE Inc. CAE 89,256,939 42.0 3.9 2.6 1.0 3.7 15.7 1.7 0.8 0.0 1.8 0.2 8.6 4.1 2.2 0.1 0.9 3.5 2.0 0.0 - 5.1 0.1 -

Cameco Corporation CCO 351,991,904 28.1 16.9 4.0 1.7 9.4 8.1 4.1 - 0.0 4.5 0.1 11.1 2.5 3.2 0.2 0.6 1.0 1.9 0.0 - 2.5 0.0 -






Central Fund Cl A NV CEF.A 286,115 88.4 - 11.6 - - - - - - - - - - - - - - - - - - - -

Colliers Intl Grp SV CIGI 9,682,231 49.9 6.5 1.3 2.9 5.1 7.2 2.1 - - 7.3 0.5 0.0 0.6 2.2 0.1 0.6 8.2 1.1 0.0 - 4.2 0.1 -

Celestica Inc SV CLS 114,921,937 23.1 17.6 2.5 2.1 9.3 9.0 4.1 0.0 0.0 4.6 0.2 14.7 1.4 3.6 0.2 0.3 2.5 0.9 0.0 - 4.0 0.0 -

Cdn Imperial Bank CM 198,167,590 56.2 4.1 3.6 0.6 2.3 8.5 2.0 0.1 0.0 2.1 0.1 4.7 3.0 1.2 0.0 1.3 4.1 3.4 0.0 - 2.6 0.0 -

Canadian Natural Res CNQ 634,896,356 36.6 7.5 2.9 1.0 6.9 10.9 2.4 0.2 0.1 3.2 0.1 9.4 1.8 2.2 0.1 1.7 3.5 2.1 0.0 - 7.1 0.1 -

Cdn Nat'l Railway CNR 314,007,848 37.2 10.7 2.7 1.9 6.3 7.3 3.1 0.0 0.0 5.2 0.1 11.1 1.7 3.2 0.2 1.4 3.7 2.2 0.0 - 1.9 0.0 -

Cardiome Pharma Corp COM 14,761,092 11.8 45.6 0.8 0.7 3.7 1.4 12.2 - 0.1 15.3 0.2 0.0 0.1 6.0 0.1 0.3 0.3 0.3 - - 0.8 - -

Cdn Pacific Railway CP 92,692,149 35.1 12.2 2.0 1.5 8.3 6.4 2.6 0.0 0.2 6.8 0.1 9.2 1.4 4.6 0.3 0.5 4.1 2.8 0.0 - 1.9 0.0 -

Crescent Point Corp. CPG 701,277,734 46.3 4.9 5.4 0.6 3.7 13.8 1.6 - 0.0 1.8 0.0 5.6 2.7 1.4 0.1 1.0 2.3 2.3 0.0 - 6.6 0.0 -

Cipher Pharma J CPH 4,257,401 83.7 2.5 1.1 - - 2.0 - - - - - - 0.7 - - 0.0 5.7 1.8 - - 2.6 - -

CRH Medical Corp. J CRH 40,341,504 47.9 7.2 3.9 1.7 3.0 13.5 1.8 - - 1.9 2.2 0.0 4.0 2.2 0.1 0.6 3.1 2.7 0.0 - 4.1 0.1 -

Cenovus Energy Inc. CVE 1,153,957,893 34.5 8.9 3.4 1.1 7.7 13.2 2.9 0.3 0.0 3.1 0.1 6.2 3.2 2.7 0.1 0.6 4.0 2.6 0.0 - 5.2 0.0 -

Concordia Int'l J CXR 26,033,508 34.2 24.1 1.4 1.1 2.5 2.5 5.4 - 0.1 13.1 0.3 0.0 1.3 4.3 0.0 0.1 1.1 4.6 - - 3.8 - -

DHX Media Ltd. VV DHX.A 2,690,372 40.4 - 7.4 - - 2.8 - - - - - - 29.0 - - 1.2 8.1 1.2 - - 9.7 0.2 -

Denison Mines Corp DML 128,725,540 31.9 16.5 2.6 0.5 1.2 3.3 3.1 - 0.0 1.2 4.5 0.0 9.0 4.3 0.0 6.8 3.3 2.8 0.0 - 9.0 0.0 -

Descartes Systems DSG 26,643,269 44.9 7.8 2.0 2.1 4.1 10.3 2.1 0.5 - 5.6 0.2 0.0 3.1 1.7 0.3 0.6 6.5 2.0 0.0 - 6.2 0.1 -

DXI Energy Inc J DXI 17,452,848 53.5 40.1 0.6 - - 1.7 - - - - - - 0.2 - - 0.3 0.5 0.4 - - 2.6 - -

EnCana Corporation ECA 1,358,484,763 25.1 17.9 2.8 1.8 14.4 8.9 4.0 0.0 0.0 4.2 0.1 10.3 1.4 3.2 0.3 0.4 1.2 1.7 0.0 - 2.3 0.0 -

Endeavour Silver J EDR 158,881,918 16.8 27.8 1.6 2.4 8.5 3.8 6.5 0.0 0.0 4.9 0.1 16.8 2.3 5.4 0.2 0.2 0.6 1.1 0.0 - 1.0 0.0 -

Energy Fuels Inc. J EFR 33,146,646 25.5 31.5 0.6 0.8 5.9 5.2 5.1 - 0.0 5.4 7.5 0.2 0.9 8.5 0.1 0.2 0.9 1.0 0.0 - 0.7 - -

Eldorado Gold Corp. ELD 1,456,262,261 15.4 32.0 2.3 1.2 6.5 5.8 4.6 - 0.0 3.2 0.1 17.1 1.5 2.6 0.1 0.4 2.6 1.4 0.0 - 3.3 0.0 -

Enbridge Inc. ENB 824,693,038 35.9 12.1 3.4 0.8 5.9 11.6 2.4 0.1 0.0 3.1 0.1 8.9 1.9 2.3 0.1 1.1 3.3 2.7 0.0 - 4.1 0.0 -

Enerplus Corporation ERF 282,775,130 34.9 7.6 3.7 1.0 5.4 12.5 3.2 0.1 0.0 3.7 0.1 9.8 1.7 2.0 0.1 0.9 4.8 2.3 0.0 - 6.2 0.1 -

Entree Resources J ETG 16,975,512 33.4 28.2 1.8 0.2 2.4 2.4 3.6 - 0.0 3.6 9.8 0.0 0.6 6.5 0.0 0.3 0.2 5.1 - - 1.8 - -

EXFO Inc. SV EXF 6,991,752 25.0 12.7 2.1 1.4 4.7 3.1 5.6 0.6 0.0 31.6 0.3 0.0 0.3 4.6 0.2 0.3 3.8 3.2 - - 0.5 - -

Franco-Nevada Corp. FNV 122,551,158 32.6 9.1 1.5 2.6 7.7 5.7 2.7 - 0.0 7.0 0.1 14.8 2.3 4.5 0.2 0.7 3.3 3.1 0.0 - 2.1 0.0 -

First Majestic J FR 413,283,678 16.6 28.3 2.3 1.7 8.4 4.4 6.1 - 0.1 4.9 0.1 19.1 1.5 3.6 0.2 0.4 0.4 0.8 0.0 - 1.0 0.0 -

FirstService Corp SV FSV 9,301,086 45.0 8.6 1.2 1.2 8.4 6.2 2.9 - - 8.6 0.1 0.0 1.1 2.4 0.2 3.2 8.2 0.8 0.0 - 2.0 0.0 -

Fortis Inc. FTS 192,687,931 47.9 2.9 3.8 0.8 2.2 15.0 1.0 0.0 0.0 1.5 0.1 4.6 3.1 1.0 0.0 1.6 4.9 4.4 0.0 - 5.0 0.1 -

Fortuna Silver Mines FVI 143,190,092 22.7 15.9 1.8 2.0 9.3 7.9 4.4 0.1 0.0 4.2 0.1 20.8 3.1 2.8 0.2 0.4 1.1 1.1 0.0 - 2.0 0.0 -

Goldcorp Inc. G 1,012,828,498 20.5 19.0 2.9 2.0 12.3 6.7 4.0 0.0 0.2 4.3 0.1 19.2 1.7 3.2 0.3 0.3 1.0 1.3 0.0 - 1.3 0.0 -






CGI Group Cl A SV GIB.A 98,089,054 48.8 3.7 2.8 1.2 3.3 10.6 1.1 0.1 0.0 2.5 0.1 5.9 4.0 1.7 0.1 1.0 5.5 3.4 0.1 - 4.1 0.1 -

Gildan Activewear GIL 111,101,234 43.0 9.3 2.6 1.7 6.4 9.7 1.6 0.0 0.0 2.9 0.1 7.6 3.3 2.8 0.1 0.8 3.0 1.5 0.0 - 3.5 0.0 -

Cda Goose Hldgs SV GOOS 117,135,878 20.1 28.5 0.9 2.2 7.5 3.9 5.8 - 0.0 6.9 0.1 15.7 0.8 3.4 0.3 0.4 1.4 1.2 0.0 - 0.9 0.0 -

Gt Panther Silver J GPR 8,944,174 70.4 - 3.7 - - 10.4 - - - - - - 2.6 - - 0.4 2.9 2.3 - - 7.2 0.0 -

Granite Rl Est Tr Un GRT.UN 12,493,263 52.0 0.9 1.3 0.0 0.7 14.3 0.3 - - 0.4 0.1 0.7 6.0 0.3 0.0 0.9 9.9 4.8 0.0 - 7.4 0.1 -

Golden Star Resource GSC 150,692,663 15.0 41.8 0.4 0.9 4.7 3.2 6.3 - 0.0 5.1 11.3 0.0 0.5 7.7 0.1 0.1 1.2 0.5 0.0 - 1.2 0.0 -

Gold Stand Venture J GSV 63,843,736 22.9 27.9 0.4 1.2 9.3 4.1 5.7 - - 5.5 9.2 0.1 0.7 8.6 0.2 0.4 1.3 1.0 - - 1.4 0.0 -

Global Water Res GWR 1,954,756 12.2 32.2 0.3 0.7 5.4 0.4 9.2 - - 34.3 0.6 0.0 0.0 3.1 0.1 0.1 1.0 0.0 - - 0.1 0.0 -

Hudbay Minerals Inc. HBM 275,801,766 55.3 - 4.6 - - 17.4 - 0.3 - - - - 3.2 - - 1.8 6.9 3.2 0.0 - 7.3 0.1 -

Hydrogenics Corp HYG 4,923,670 6.8 30.6 0.5 6.2 12.1 0.9 10.9 - 0.0 23.6 0.9 0.0 0.0 5.6 0.2 0.0 1.1 0.1 - - 0.3 - -

Iamgold Corporation IMG 583,906,235 18.0 17.1 1.6 2.8 13.7 6.9 4.1 - 0.0 4.3 0.1 21.7 1.3 3.7 0.3 0.4 0.9 1.6 0.0 - 1.5 0.1 -

Imperial Oil Ltd. IMO 166,153,677 43.4 5.5 3.9 1.0 5.6 13.1 1.9 0.6 0.0 3.7 2.9 0.0 2.6 2.5 0.2 1.1 6.5 2.0 0.1 - 3.4 0.0 -

IntelliPharma Intl J IPCI 31,524,160 7.1 54.6 0.5 0.4 2.0 0.7 12.6 - 0.1 16.0 0.4 0.0 0.1 4.6 0.1 0.1 0.2 0.3 - - 0.4 - -

Int'l Tower Hill J ITH 37,132,333 7.6 68.1 0.8 0.1 1.3 0.8 3.4 - 0.1 2.7 9.0 0.0 0.2 5.0 0.0 0.2 0.2 0.5 - - 0.2 - -

Just Energy Group JE 81,091,475 42.7 10.7 6.8 0.7 2.7 11.4 2.3 0.0 0.0 2.0 0.1 6.4 3.3 0.9 0.1 0.7 2.5 2.6 0.0 - 3.9 0.1 -

Kinross Gold Corp. K 1,404,317,660 18.0 19.7 2.4 2.2 11.5 7.4 3.3 0.0 0.0 3.1 0.1 21.4 1.5 3.7 0.2 0.3 1.3 2.2 0.0 - 1.6 0.0 -

Klondex Mines Ltd. J KDX 366,870,755 21.2 13.5 2.6 1.5 10.6 9.5 3.2 0.3 - 4.3 13.5 0.0 2.6 8.6 0.3 0.4 2.3 1.6 0.0 - 3.8 0.0 -

Kingsway Financial KFS 2,459,141 1.1 20.0 0.2 5.6 9.7 0.2 16.5 - - 6.3 2.5 24.2 - 13.3 - 0.0 0.5 0.0 - - - - -

Kelso Technologies KLS 4,412,143 40.9 21.2 5.2 0.0 1.4 2.4 2.2 - - 1.9 10.6 0.1 0.2 6.7 0.0 0.6 2.4 0.7 - - 3.5 - -

MAG Silver Corp. J MAG 56,146,412 31.2 9.2 1.4 2.0 8.6 8.2 4.0 - 0.0 4.6 18.3 0.0 1.5 6.0 0.2 0.6 1.6 1.5 0.0 - 0.9 0.0 -

Manulife Financial MFC 846,662,082 36.8 5.1 5.3 0.8 5.1 14.3 1.5 0.3 0.0 3.1 0.0 8.2 3.3 2.6 0.3 1.0 3.3 3.2 0.0 - 5.5 0.1 -

Magna Int'l Inc. MG 242,232,774 35.7 13.1 2.4 1.9 8.4 7.7 2.7 - 0.0 6.0 0.1 10.3 2.1 3.6 0.1 0.2 2.9 1.1 0.0 - 1.5 0.0 -

Mitel Networks Corp. MNW 190,158,215 11.5 37.6 0.3 2.7 12.3 3.9 6.0 - 0.0 16.1 0.2 0.1 0.6 6.1 0.6 0.1 0.6 0.3 0.0 - 1.0 0.0 -

Mountain Province J MPVD 32,810,160 54.3 8.5 0.4 1.1 1.7 16.4 1.8 0.1 - 1.6 0.8 0.0 1.1 1.9 0.2 0.2 2.5 1.1 0.0 - 6.1 0.0 -

Methanex Corporation MX 103,196,411 25.7 16.9 1.5 10.0 10.7 4.3 3.9 - 0.0 14.3 0.3 0.1 1.1 4.6 0.5 0.6 2.3 1.8 0.0 - 1.6 0.0 -

Nthrn Dynasty Min J NDM 250,539,475 13.2 38.7 2.5 0.7 5.2 4.7 6.3 - 0.0 5.7 8.9 0.1 1.9 7.1 0.5 0.1 1.6 1.5 - - 1.3 0.0 -

Neptune Tech & Bio J NEPT 90,962,776 19.0 32.8 0.9 0.9 6.5 3.9 11.4 - 0.0 14.2 0.1 0.0 0.8 4.8 0.3 0.5 0.6 2.1 - - 1.0 0.0 -

NovaGold Resources J NG 197,357,275 7.2 24.8 0.7 2.3 12.5 4.4 5.7 0.0 0.0 5.8 22.3 0.1 1.5 10.5 0.2 0.2 0.4 0.9 - - 0.3 0.0 -

New Gold Inc. NGD 755,371,475 12.8 23.6 2.2 1.3 11.5 7.7 4.5 - 0.0 5.1 11.4 0.1 2.0 12.4 0.4 0.4 1.3 1.6 0.0 - 1.5 0.0 -

N.A. Construction NOA 6,231,949 34.9 28.1 0.3 2.0 5.6 1.7 3.2 - 0.0 3.4 0.4 11.1 0.0 3.1 0.1 0.6 4.2 0.1 - - 1.1 - -

Nevsun Resources J NSU 174,777,194 35.2 12.1 3.7 0.7 5.5 15.6 3.4 0.1 - 2.8 4.2 0.1 3.8 4.9 0.1 0.4 2.6 2.2 0.0 - 2.6 0.0 -






Neovasc Inc. J NVCN 5,151,281,910 5.9 50.4 0.3 0.7 3.1 0.4 14.5 - 0.0 13.1 0.0 0.0 0.1 4.7 0.0 0.7 2.3 0.3 - - 3.5 0.0 -

Obsidian Energy Ltd OBE 252,650,248 20.8 26.8 5.0 1.1 3.7 7.4 4.9 - 0.0 2.8 0.1 11.7 3.0 3.7 0.1 0.4 3.2 1.8 0.0 - 3.5 0.0 -

Oncolytics Biotech ONC 59,560,282 37.9 37.9 1.6 - - 1.3 - - - - - - 5.7 - - 0.4 1.4 7.0 - - 6.9 - -

Open Text Corp OTEX 128,314,865 36.7 11.0 2.7 2.0 7.6 8.8 3.0 0.1 0.0 13.2 0.1 0.0 2.5 2.8 0.2 0.3 3.5 2.1 0.0 - 3.4 0.0 -

Primero Mining Corp. P 197,495,147 42.4 11.9 0.5 - - 9.1 - - - - - - 7.6 - - 1.8 5.9 2.1 - - 18.6 0.0 -

Pan American Silver PAAS 152,748,928 12.2 20.9 0.9 2.8 14.6 4.0 8.9 - 0.0 25.9 0.3 0.1 0.6 5.7 0.6 0.1 0.5 0.6 0.0 - 1.1 0.0 -

Precision Drill Corp PD 659,671,205 34.8 7.6 3.5 1.0 6.2 15.0 1.9 - 0.0 2.9 0.1 11.4 3.3 3.1 0.1 0.7 2.1 1.8 0.0 - 4.3 0.1 -

N.A. Palladium Ltd. PDL 1,926,652 52.4 37.3 2.7 - - 2.4 - - - - - - 0.8 - - 0.1 2.4 1.0 - - 0.9 0.0 -

Pengrowth Energy PGF 120,288,839 33.8 16.6 2.9 0.7 1.6 6.7 3.4 - 0.0 1.6 0.1 4.4 6.2 1.6 0.0 3.1 4.7 3.9 - - 8.9 - -

Sprott Phy Gld Un US PHYS.U 55,216,280 0.6 46.0 0.6 1.6 9.8 0.1 4.1 - - 6.9 0.3 0.0 - 29.5 0.4 0.0 0.0 0.2 - - 0.0 - -

Polymet Mining J POM 59,544,924 8.4 51.0 0.5 0.2 3.2 1.0 8.7 - 0.0 5.8 11.9 0.0 0.1 7.2 0.2 0.1 0.5 0.2 0.0 - 0.9 - -

Pembina Pipeline PPL 225,918,837 43.3 3.9 3.7 0.7 2.6 14.0 1.3 0.2 0.0 1.5 0.1 10.5 2.5 1.3 0.1 1.3 3.8 2.9 0.0 - 6.3 0.1 -

Sprott Phy Silver US PSLV.U 42,837,085 1.4 45.2 0.8 1.7 7.3 0.3 7.6 - - 4.8 0.5 0.1 - 29.8 0.3 0.0 0.0 0.3 - - 0.0 - -

Platinum Grp Metal J PTM 81,240,863 11.9 43.9 0.7 0.6 3.4 1.2 8.1 - 0.0 5.1 12.6 0.0 0.3 9.5 0.1 0.3 0.8 0.7 - - 0.7 0.0 -

Points Int'l Ltd. J PTS 5,697,249 4.8 41.6 0.2 3.5 5.6 0.2 10.6 - 0.1 26.4 0.2 0.0 0.0 6.0 0.4 0.0 0.3 0.0 - - 0.1 - -

Pretium Resources J PVG 314,898,432 17.2 23.6 1.8 2.0 8.4 6.3 5.3 - 0.3 5.8 0.1 19.6 1.1 3.6 0.2 0.4 1.1 1.0 - - 2.1 0.0 -

Restaurant Brnd Intl QSR 240,843,844 21.0 22.9 1.2 2.8 10.9 4.6 4.6 0.0 0.3 8.6 0.1 12.4 1.5 4.3 0.3 0.2 1.8 1.0 0.0 - 1.4 0.0 -

Quarterhill Inc. QTRH 44,108,861 48.9 9.5 4.2 0.4 2.0 11.5 2.6 0.0 - 4.2 0.1 0.0 3.3 1.5 0.1 0.4 3.7 3.0 0.0 - 4.3 0.1 -

Ritchie Bros Auction RBA 81,691,844 20.5 22.1 1.0 3.1 8.6 5.6 3.3 - 0.0 7.3 0.1 16.8 1.2 4.2 0.2 0.2 1.5 0.7 0.0 - 3.6 0.0 -

Rogers Comm Cl B NV RCI.B 183,537,712 44.7 4.3 3.3 1.0 2.7 15.1 0.8 0.2 0.0 1.9 0.1 5.7 3.0 1.1 0.1 1.3 6.5 2.8 0.1 - 5.1 0.1 -

Rubicon Minerals J RMX 3,044,996 65.1 23.0 2.2 - - 3.6 - - - - - - 0.1 - - 0.6 0.9 3.2 - - 1.3 - -

Royal Bank of Canada RY 337,504,367 59.2 - 5.5 - - 15.6 - 0.2 - - - - 4.3 - - 2.1 4.4 3.5 0.0 - 5.1 0.1 -

Seabridge Gold Inc J SEA 40,736,912 15.8 16.6 0.8 10.4 12.7 3.0 6.0 - 0.0 6.1 0.4 21.9 0.9 3.5 0.2 0.2 0.3 0.6 - - 0.5 0.0 -

Shopify Inc A SV SHOP 200,066,502 15.9 32.7 1.8 1.2 7.2 1.8 7.4 - 0.3 6.3 0.1 15.8 0.6 4.9 0.6 0.1 1.8 1.2 0.0 - 0.5 0.0 -

Shaw Comm Cl B NV SJR.B 237,501,543 41.4 5.2 4.1 0.9 4.1 12.9 2.1 0.1 0.0 2.3 0.1 9.4 3.4 2.3 0.1 0.8 2.8 2.3 0.0 - 5.5 0.1 -

Sun Life Fin Inc. SLF 216,886,380 41.2 2.7 3.9 0.8 3.0 17.1 1.4 0.1 0.0 3.0 0.2 9.7 3.5 1.4 0.1 1.4 4.1 2.7 0.0 - 3.7 0.1 -

SunOpta, Inc. SOY 25,297,924 10.1 27.7 0.4 14.6 15.8 1.5 5.3 - - 17.2 0.3 0.0 0.2 4.4 0.3 0.3 1.0 0.4 0.0 - 0.4 0.0 -

Sprott PhyPlat US Un SPPP.U 4,533,857 0.3 62.4 0.3 0.3 2.2 - 7.9 - - 4.6 0.6 0.0 - 21.1 0.2 - - 0.0 - - 0.0 - -

Sandstorm Gold Ltd. SSL 212,174,097 14.9 19.1 1.0 1.4 13.3 6.6 5.1 - 0.0 4.6 19.4 0.0 1.8 8.9 0.3 0.3 0.8 1.0 0.0 - 1.7 0.0 -

SSR Mining Inc. SSRM 131,642,960 19.6 18.0 1.4 2.7 13.1 5.8 6.5 0.2 0.1 22.7 0.2 0.0 0.9 5.3 0.7 0.2 0.5 0.9 0.0 - 1.0 0.0 -

Student Transport STB 141,446,290 18.7 19.9 3.4 6.4 8.1 9.5 5.8 0.0 0.0 9.0 0.2 0.0 1.8 4.5 1.4 0.7 4.3 2.8 0.0 - 3.5 0.0 -






Stantec Inc. STN 42,841,410 55.5 2.5 3.1 0.5 0.8 16.2 0.4 1.1 - 0.4 0.1 1.1 2.8 0.4 0.0 0.5 9.4 1.6 0.0 - 3.6 0.0 -

Suncor Energy Inc. SU 761,873,087 34.5 10.2 3.3 1.2 7.7 12.2 2.5 0.0 0.0 3.7 0.1 9.5 2.2 2.4 0.2 0.6 3.0 1.9 0.0 - 4.8 0.0 -

Silvercorp Metals J SVM 90,042,453 36.0 16.3 4.4 0.6 3.3 9.7 3.8 - 0.0 3.1 7.2 0.0 3.8 3.0 0.1 1.2 1.5 3.9 - - 2.1 0.1 -

Sierra Wireless SW 45,344,706 27.2 28.4 1.0 4.3 8.3 3.2 6.1 0.3 0.0 13.0 0.3 0.0 0.8 2.7 0.3 0.2 1.0 1.7 - - 1.2 0.0 -

TELUS Corporation T 192,345,575 42.0 3.0 4.7 0.7 3.3 14.9 1.1 0.1 0.0 1.9 0.0 6.7 3.2 1.3 0.1 1.2 5.7 3.6 0.0 - 6.4 0.1 -

TransAlta Corp. TA 94,693,645 46.9 1.1 5.2 0.2 0.5 23.7 0.1 0.1 - 0.1 0.0 0.3 2.9 0.2 0.0 1.3 4.8 3.0 0.1 - 9.4 0.1 -

T.D. Bank TD 583,982,606 47.8 4.6 4.9 0.8 3.1 12.0 1.4 0.1 0.0 2.2 0.1 5.9 3.1 1.3 0.1 1.4 4.2 3.3 0.0 - 3.7 0.0 -

Teck Res Cl B SV TECK.B 576,703,416 27.4 14.4 2.4 1.5 8.7 9.4 4.9 0.1 0.0 5.9 0.2 12.7 1.8 3.4 0.3 0.8 1.8 1.4 0.0 - 2.8 0.0 -

TransGlobe Energy J TGL 13,170,276 33.0 29.2 0.5 0.9 4.6 4.3 6.4 0.8 - 8.8 0.2 0.1 0.2 2.7 0.2 0.2 3.9 0.6 0.0 - 3.3 - -

Tahoe Resources J THO 407,533,157 21.0 17.7 1.9 1.9 10.6 7.2 4.4 0.0 0.0 4.4 0.1 19.3 1.5 2.9 0.2 0.3 1.4 1.3 0.0 - 3.8 0.0 -

Taseko Mines Ltd. TKO 141,168,857 18.9 23.8 2.1 1.1 7.2 9.3 4.7 - - 4.6 8.1 0.0 2.1 5.7 0.1 0.3 4.0 1.8 0.0 - 6.0 0.0 -

Trilogy Metals Inc J TMQ 19,669,383 6.1 52.4 0.3 0.5 3.3 0.5 7.3 - 0.0 3.8 16.0 0.0 0.0 9.0 0.2 0.0 0.3 0.1 - - 0.1 - -

Tanzanian Royalty J TNX 29,907,265 12.1 52.0 0.7 0.1 2.2 0.8 6.9 - 0.0 3.3 13.4 0.0 0.1 7.1 0.1 0.3 0.3 0.5 - - 0.2 - -

Thomson Reuters Corp TRI 212,990,961 32.7 10.1 3.5 1.4 7.0 8.9 2.6 0.3 0.0 4.7 0.2 12.6 1.9 2.9 0.2 0.7 3.5 1.4 0.0 - 5.4 0.0 -

Trillium Therpeutc J TRIL 7,276,964 7.8 41.8 0.6 4.1 10.4 0.6 9.8 - 0.0 16.6 0.4 0.0 0.1 5.5 0.5 0.2 0.7 0.4 - - 0.6 - -

TransCan Corporation TRP 423,051,967 40.2 7.8 3.5 1.1 5.4 10.9 1.9 0.2 0.0 2.9 0.1 8.5 2.4 2.1 0.1 1.3 4.4 2.9 0.1 - 4.2 0.0 -

Turquoise Hill Res TRQ 522,894,502 15.7 20.5 2.6 2.0 10.2 9.3 3.6 - 0.0 4.5 0.1 12.4 2.2 4.9 0.8 0.3 0.9 1.4 0.0 - 8.6 0.0 -

Stars Group Inc. J TSGI 123,325,362 48.3 6.6 2.1 2.7 4.8 13.1 2.2 0.0 0.0 4.6 0.3 0.0 1.6 1.5 0.2 4.3 3.7 1.9 0.1 - 2.0 0.0 -

Ur-Energy Inc. J URE 34,947,670 11.4 39.2 1.2 1.6 5.0 0.7 9.7 - 0.0 4.6 9.4 0.0 0.2 15.6 0.1 0.1 0.2 0.5 - - 0.3 - -

Americas Silver J USA 8,331,023 38.7 22.4 0.5 0.2 3.3 9.4 4.2 - - 2.4 8.5 0.0 0.8 4.5 0.1 1.8 0.8 1.4 - - 1.0 - -

VBI Vaccines Inc. J VBV 7,975,751 2.6 41.0 0.1 3.0 3.9 0.3 13.6 - 0.0 30.2 0.2 - 0.0 4.6 0.3 0.0 0.1 0.1 - - 0.0 - -

Vermilion Energy Inc VET 84,408,676 49.5 4.5 1.7 0.9 3.4 10.5 1.2 0.1 0.0 2.1 0.1 5.4 3.5 1.2 0.1 0.5 5.1 3.8 0.0 - 6.4 0.1 -

Vista Gold Corp VGZ 22,119,321 4.4 48.5 0.3 0.8 3.1 0.5 7.9 - 0.0 6.4 20.1 0.0 0.1 7.6 0.1 0.1 0.1 0.1 - - 0.0 - -

Valeant Pharm Int'l VRX 1,117,247,493 11.0 37.8 1.3 1.4 7.2 4.6 8.2 - 1.6 6.6 0.1 14.7 0.3 3.6 0.3 0.0 0.3 0.4 0.0 - 0.5 0.0 -

Waste Connections WCN 116,569,757 24.4 18.0 1.4 2.7 9.3 4.4 3.2 0.0 0.0 7.0 0.1 18.4 1.5 4.0 0.2 0.5 1.9 1.5 0.0 - 1.3 0.0 -

Wheaton Precious Mtl WPM 321,501,555 21.7 15.7 2.2 1.8 12.3 6.8 4.3 0.1 0.0 6.6 0.1 19.8 1.4 3.5 0.3 0.3 1.4 0.9 0.0 - 0.8 0.0 -

Westport Fuel Sys WPRT 73,918,092 10.7 35.2 0.7 2.1 10.5 3.0 12.5 - 0.0 16.8 0.2 0.1 0.7 5.5 0.5 0.1 0.4 0.4 - - 0.6 0.0 -

Wstrn Copper & Gld J WRN 11,671,382 35.3 29.7 0.9 0.1 2.1 4.4 4.2 - 0.2 2.5 10.6 0.0 0.7 6.0 0.0 0.4 0.7 1.5 - - 0.7 - -

Yamana Gold Inc. YRI 1,547,435,004 14.2 27.4 2.5 1.8 11.1 6.0 4.3 - 0.0 4.0 0.1 19.3 1.1 3.6 0.3 0.3 1.4 1.4 0.0 - 1.2 0.0 -

Zymeworks Inc. ZYME 2,811,276 10.4 49.2 0.6 0.8 3.5 0.6 7.0 - 0.0 4.7 0.6 16.2 0.1 4.3 0.0 0.2 1.3 0.3 - - 0.3 0.0 -

40,474,601,892 24.9 21.3 2.5 1.4 7.1 8.1 5.0 0.1 0.1 5.4 1.1 9.1 1.8 3.6 0.2 0.7 2.4 1.7 0.0 - 3.3 0.0 - TOTAL CDN_BASED





UNITED STATES-BASED AND FOREIGN-BASED INTERLISTED ISSUES (VOLUME)

Golden Minerals J AUMN 12,740,466 4.6 49.8 1.3 0.9 3.0 0.5 6.6 - 0.0 7.0 16.8 0.0 0.2 8.7 0.1 0.1 0.1 0.2 - - 0.0 - -

Brookfield Bus LP Un BBU.UN 14,432,202 51.0 8.4 2.0 0.5 2.9 8.4 3.2 0.7 - 2.4 0.2 6.5 1.3 2.9 0.1 1.2 3.5 2.6 0.0 - 2.3 0.1 -

BioAmber Inc. J BIOA 194,552,662 19.1 61.0 1.7 0.1 0.3 1.7 1.7 - - 1.6 0.0 2.4 0.3 1.0 0.0 0.7 4.5 0.8 - - 2.9 0.1 -

Brookfield Infras Un BIP.UN 60,160,830 28.7 17.9 1.6 1.7 5.5 9.5 3.8 0.1 0.0 3.5 0.1 9.3 2.8 2.1 0.2 0.9 4.2 4.1 0.0 - 3.7 0.0 -

Brookfld Ppty LP Un BPY.UN 62,822,491 24.4 15.3 1.8 1.7 8.2 9.9 5.1 0.0 1.4 10.9 0.1 0.0 3.2 2.9 0.2 0.6 3.9 1.6 0.0 - 8.7 0.0 -

Caledonia Mining Plc CAL 1,463,211 32.8 25.6 0.6 0.2 1.0 0.4 5.4 - 0.0 4.5 19.2 0.2 0.1 7.6 - 0.0 1.9 0.1 - - 0.6 - -

CNOOC Limited ADRs CNU 12,983,379 0.0 27.5 0.0 3.5 8.2 0.0 10.2 - 0.3 7.8 0.3 27.8 - 13.7 0.7 0.0 0.0 0.0 - - 0.0 0.0 -

General Moly, Inc. GMO 15,985,589 0.6 54.1 0.1 0.1 2.6 0.1 8.6 - 0.6 3.7 20.9 0.0 0.0 8.5 0.1 0.0 0.0 0.0 - - - - -

Gran Tierra Energy J GTE 280,446,433 22.9 15.9 2.1 1.5 12.0 11.2 4.5 - 0.0 4.9 5.2 0.0 2.4 8.7 0.3 0.5 1.7 1.8 0.0 - 4.3 0.0 -

Gazit-Globe Ltd. Ord GZT 635,950 6.0 37.6 0.0 2.8 4.6 0.0 11.6 - - 3.6 1.9 23.6 - 8.0 0.3 - 0.2 0.0 - - - - -

Mercer Int'l Inc. US MERC.U 2,381 95.8 - 4.2 - - - - - - - - - - - - - - - - - - - -

McEwen Mining Inc. J MUX 288,992,012 8.6 25.7 1.0 3.5 13.0 3.2 5.5 - 0.0 5.3 0.1 25.6 1.4 4.4 0.3 0.1 0.3 1.2 - - 0.7 0.0 -

Nexa Resources S.A. NEXA 22,124,948 0.3 50.1 0.0 3.2 5.2 0.1 4.9 - 0.0 6.9 0.2 23.7 0.0 4.2 0.5 0.5 0.0 0.1 0.0 - 0.0 0.0 -

CounterPath Corp. J PATH 9,699,094 4.9 53.5 0.5 1.0 2.4 0.4 13.1 - 0.0 18.3 0.2 0.0 0.0 3.8 0.4 0.0 1.1 0.1 - - 0.2 - -


Pershing Gold Corp J PGLC 7,776,410 1.1 55.4 0.0 1.1 4.3 0.1 9.0 - 0.0 20.7 0.3 0.0 0.0 7.7 0.2 0.0 0.0 0.0 - - - - -

CPI Card Group Inc. PMTS 4,653,321 3.3 56.5 0.1 2.1 4.9 0.4 7.4 - 0.0 19.9 0.3 0.0 0.0 4.3 0.1 0.1 0.2 0.1 - - 0.2 - -

Resolute Forest Prod RFP 33,771,715 4.0 40.1 0.4 8.8 12.6 0.4 6.2 - 0.0 4.9 0.4 17.6 0.0 4.1 0.2 0.1 0.1 0.1 0.0 - 0.1 - -

Solitario Zinc J SLR 11,794,956 7.1 45.6 0.2 0.1 2.8 0.6 4.5 - 0.2 4.8 24.6 0.1 0.1 8.9 0.1 0.1 0.1 0.1 - - 0.0 0.0 -


Tucows Inc. TC 9,724,718 2.7 20.2 0.5 10.6 14.6 0.2 7.5 - 0.0 33.0 0.6 0.0 0.0 8.0 1.5 0.0 0.4 0.1 - - 0.1 - -

TearLab Corp. J TLB 1,127,613 99.6 - 0.4 - - - - - - - - - - - - - - - - - - - -

TransAtlantic Pete J TNP 13,712,736 8.1 48.4 0.5 0.4 2.7 1.1 6.0 - 0.0 4.6 16.5 0.0 0.0 9.3 0.1 0.1 1.5 0.2 - - 0.3 - -


1,305,871,213 17.0 31.4 1.4 2.3 8.2 4.5 4.5 0.0 0.1 7.2 2.0 9.6 1.2 4.7 0.3 0.3 1.6 1.1 0.0 - 2.3 0.0 - TOTAL US_BASED



SUMMARY OF VOLUME AND VALUE OF CANADIAN-BASED, U.S.-BASED AND FOREIGN-BASED

INTERLISTED SECURITIES FOR THE YEAR TO

-- VALUE OF TRADING -- -- VOLUME OF TRADING --

EXCHANGE CDN-BASED INTLST U.S-BASED INTLST GRAND TOTAL EXCHANGE CDN-BASED INTLST U.S-BASED INTLST GRAND TOTAL

April 30, 2018

TSX 288,589,941,250 2,370,021,334 10,097,757,766 221,707,495 TSX 290,959,962,584 10,319,465,261

ADF 82,461,177,262 3,342,237,600 8,634,613,755 409,464,264 ADF 85,803,414,862 9,044,078,019

ALP 26,000,665,324 147,654,478 1,024,899,603 18,855,365 ALP 26,148,319,802 1,043,754,968

BOS 9,163,196,400 491,332,414 553,045,207 30,161,768 BOS 9,654,528,814 583,206,975

BTS 43,841,792,810 1,258,063,296 2,891,201,679 107,540,394 BTS 45,099,856,107 2,998,742,073

CHX 82,256,623,570 706,531,577 3,295,018,702 59,388,886 CHX 82,963,155,148 3,354,407,588

EDG 19,904,199,631 814,424,395 2,039,701,266 58,995,365 EDG 20,718,624,027 2,098,696,631

LQI 664,502,085 8,473,567 21,012,200 183,800 LQI 672,975,652 21,196,000

MID 782,663,633 52,311,237 44,611,886 1,675,649 MID 834,974,870 46,287,535

NAS 28,230,266,505 1,663,489,093 2,193,009,649 94,609,483 NAS 29,893,755,599 2,287,619,132

NYAM 1,804,999,012 75,653,564 425,356,752 26,558,875 NYAM 1,880,652,577 451,915,627

NYSE 63,262,714,737 2,307,860,106 3,683,355,970 125,856,317 NYSE 65,570,574,843 3,809,212,287

OMG 18,785,787,449 202,162,296 746,896,691 15,664,300 OMG 18,987,949,745 762,560,991

PAC 18,017,456,292 781,502,758 1,462,029,234 61,100,299 PAC 18,798,959,050 1,523,129,533

PHX 1,237,508,463 60,502,465 73,695,084 3,401,872 PHX 1,298,010,928 77,096,956

PUR 7,617,524,821 60,345,113 285,258,868 4,515,581 PUR 7,677,869,934 289,774,449

TCT 25,347,492,667 263,248,066 953,366,134 20,974,225 TCT 25,610,740,733 974,340,359

XCX2 18,397,132,657 216,886,204 688,904,424 14,693,289 XCX2 18,614,018,861 703,597,713

XICX 145,987,036 203,218 3,343,200 5,500 XICX 146,190,254 3,348,700

NEOL 0 0 0 0 NEOL 0 0

NEON 27,317,726,370 326,876,419 1,343,957,822 30,140,286 NEON 27,644,602,789 1,374,098,108

LYNX 319,164,160 2,301,909 13,566,000 378,200 LYNX 321,466,069 13,944,200

OTHER 0 0 0 0 OTHER 0 0


764,148,522,137 15,152,081,111 779,300,603,248 TOTAL ALL EXCHANGES TOTAL ALL EXCHANGES 40,474,601,892 1,305,871,213 41,780,473,105


Monthly Exchange Traded Funds TradingApril, 2018

ETF Name Symbol Volume Value $ Trades

iShares S&P/TSX 60 Index ETF Units XIU 63,991,564 1,458,892,325 53,866

BetaPro Crude Oil -2x Daily Bear ETF HOD 38,905,681 218,668,670 22,112

iShares S&P/TSX Capped Energy Index ETF Units XEG 34,670,463 419,674,583 33,868

BetaPro Natural Gas 2x Daily Bull ETF HNU 30,951,284 112,652,741 17,610

BetaPro Crude Oil 2x Daily Bull ETF HOU 30,826,155 304,655,391 25,845

BetaPro S&P 500 VIX Short-Term Futures™ 2x Daily Bull ETF HVU 13,716,533 423,477,483 86,998

BetaPro S&P 500® -2x Daily Bear ETF HSD 12,339,023 55,215,722 4,120

Horizons S&P/TSX 60 Index ETF Units HXT 11,870,445 377,490,475 19,522

iShares Core S&P 500 Index ETF (CAD-Hedged) Units XSP 10,629,409 317,946,997 34,709

BMO Equal Weight Banks Index ETF CAD Units ZEB 9,804,502 276,952,266 13,644

Horizons Marijuana Life Sciences Index ETF Cl A Units HMMJ 9,245,868 148,188,701 26,933

BetaPro Canadian Gold Miners 2x Daily Bull ETF HGU 8,703,015 97,679,154 16,547

iShares Core S&P/TSX Capped Composite Index ETF Units XIC 8,166,937 199,602,621 23,119

BetaPro Natural Gas -2x Daily Bear ETF HND 7,747,954 114,547,648 14,507

iShares S&P/TSX Global Gold Index ETF Units XGD 6,387,551 75,447,788 13,520

iShares S&P/TSX Capped Financials Index ETF Units XFN 5,732,917 209,084,056 9,695

BetaPro Canadian Gold Miners -2x Daily Bear ETF HGD 5,207,141 51,465,058 9,103

BetaPro S&P 500 VIX Short-Term Futures™ Daily Inverse ETF HVI 4,905,100 10,103,780 3,850

BMO Equal Weight Oil & Gas Index ETF CAD Units ZEO 3,664,204 37,435,702 6,976

BMO Nasdaq 100 Equity Hedged to CAD Index ETF Units ZQQ 3,384,254 168,005,613 13,168

BetaPro S&P/TSX 60™ -2x Daily Bear ETF HXD 3,240,137 20,527,347 3,050

Horizons U.S. Dollar Currency ETF Class A Units DLR 2,809,847 35,648,588 2,400

BetaPro NASDAQ-100® -2x Daily Bear ETF HQD 2,517,173 20,840,546 1,555

iShares Canadian Financial Monthly Income ETF Units FIE 2,510,065 18,260,359 3,360

iShares S&P/TSX Capped REIT Index ETF Units XRE 2,430,666 40,283,226 6,158

BetaPro S&P/TSX 60™ 2x Daily Bull ETF HXU 2,173,786 70,860,598 4,334

BMO Laddered Preferred Share Index ETF CAD Units ZPR 2,150,918 24,844,935 3,031

BetaPro NASDAQ-100® 2x Daily Bull ETF HQU 1,926,014 110,226,770 7,954

BMO Covered Call Canadian Banks ETF Units ZWB 1,924,127 35,618,382 5,013

BetaPro S&P 500® 2x Daily Bull ETF HSU 1,891,820 93,578,407 8,523

BMO S&P 500 Index ETF CAD Units ZSP 1,857,122 68,594,475 5,938

BMO Equal Weight US Banks Hedged to CAD ETF Units ZUB 1,743,104 51,911,750 6,985

BMO Dow Jones Industrial Average Hedged to CAD Units ZDJ 1,723,200 70,078,713 4,554

Vanguard S&P 500 Index ETF Units VFV 1,485,995 88,757,244 7,162

BMO Covered Call Utilities ETF Units ZWU 1,450,323 18,053,831 4,330

BMO Aggregate Bond Index ETF Units ZAG 1,438,614 22,025,492 4,605

BetaPro Silver 2x Daily Bull ETF HZU 1,395,189 19,609,147 1,762

Horizons Active Preferred Share ETF Cl E Units HPR 1,346,463 12,835,059 2,472

Vanguard Growth ETF Portfolio Redeemable, transferable units VGRO 1,312,145 31,780,157 4,789

Horizons U.S. Dollar Currency ETF Class A Units USF DLR.U 1,267,819 12,632,654 792

iShares MSCI World Index ETF XWD 1,212,850 58,545,273 3,614

iShares S&P/TSX Cdn Preferred Share Index ETF Units CPD 1,201,295 16,910,716 4,114

iShares Canadian Select Divdiend Index ETF Units XDV 1,166,638 28,404,406 2,678

BMO Equal Weight US Banks Index ETF Canadian ZBK 1,144,780 31,010,941 4,412

iShares Core S&P 500 Index ETF Units XUS 1,104,279 46,465,720 4,259

Vanguard FTSE Canada All Cap Index ETF Units VCN 1,060,192 33,022,394 9,606

PIMCO Monthly Income Fund (Canada) ETF Series units PMIF 993,816 19,651,338 1,090

iShares Canadian Corporate Bond Index ETF Units XCB 992,773 20,714,817 1,900

Vanguard FTSE Emerging Markets All Cap Index ETF Units VEE 991,177 35,180,095 4,367

BMO Equal Weight US Health Care Hedged to CAD ETF Units ZUH 977,128 47,811,646 3,064

iShares Core MSCI All Country World ex Canada Index ETF Units XAW 948,217 23,807,791 5,699

Vanguard Canadian Aggregate Bond Index ETF Units VAB 879,248 21,854,477 4,346

iShares NASDAQ 100 Index ETF (CAD-Hedged) Un XQQ 843,052 45,103,471 5,442

BMO S&P/TSX Capped Composite Index ETF Units ZCN 823,917 17,136,912 2,155


BMO Europe High Dividend Covered Call Hedged to CAD ETF CAD Units ZWE 799,444 16,852,037 2,765

Vanguard U.S. Total Market Index ETF Units VUN 790,786 37,219,351 5,184

iShares Core MSCI EAFE IMI Index ETF Units XEF 778,792 24,302,404 5,106

iShares Floating Rate Index ETF Units XFR 776,494 15,647,249 607

iShares Core Canadian Universe Bond Index ETF Units XBB 771,972 23,537,024 2,408

Vanguard FTSE Canadian High Dividend Yield Index ETF Units VDY 760,797 24,548,504 2,444

iShares Core Canadian Short Term Bond Index ETF Units XSB 759,313 20,684,950 1,686

iShares Diversified Monthly Income ETF Units XTR 754,378 8,323,626 1,191

Vanguard S&P 500 Index ETF (CAD-Hedged) Units VSP 750,935 34,912,016 3,532

BetaPro S&P/TSX 60™ Daily Inverse ETF HIX 744,939 4,826,160 1,041

iShares Core Canadian Short Term Corporate + Maple Bond Index ETF Un XSH 742,393 14,103,422 752

iShares 1-5 Year Laddered Corporate Bond Index ETF Units CBO 733,359 13,460,274 1,519

Healthcare Leaders Income ETF Class A Units HHL 733,036 5,883,956 1,444

First Asset Investment Grade Bond ETF Units FIG 704,699 7,658,202 591

First Asset Tech Giants Covered Call ETF Units TXF 697,295 11,703,594 1,390

Vanguard FTSE Developed All Cap Ex U.S. Index ETF (CAD-Hedged) VEF 679,048 27,114,142 1,025

Brand Leaders Plus Income ETF Class A Units HBF 645,963 5,902,416 571

First Asset Enhanced Short Duration Bond ETF Common Units FSB 633,219 6,277,103 464

Vanguard Canadian Short-Term Bond Index ETF Units VSB 613,542 14,503,674 1,275

BMO Short Corporate Bond Index ETF Units ZCS 588,468 8,247,337 1,005

BetaPro Silver -2x Daily Bear ETF HZD 588,113 3,584,784 408

Vanguard Balanced ETF Portfolio Redeemable, transferable units VBAL 585,370 14,295,091 1,626

BetaPro S&P/TSX Capped Energy™ 2x Daily Bull ETF HEU 569,810 5,418,490 923

Horizons Active Floating Rate Bond ETF Cl E Units HFR 569,546 5,717,740 598

iShares S&P/TSX Composite High Dividend Index ETF Units XEI 564,450 11,541,296 1,398

iShares Core S&P U.S. Total Market Index ETF Units XUU 554,182 14,453,835 2,491

BMO Low Volatility Canadian Equity ETF Units ZLB 553,004 16,278,709 2,720

iShares Core MSCI Emerging Markets IMI Index ETF Units XEC 550,423 15,625,422 4,024

iShares MSCI EAFE Index ETF (CAD-Hedged) Units XIN 546,116 14,091,159 2,546

iShares Gold Bullion ETF Hedged Units CGL 522,708 6,007,002 1,278

iShares S&P/TSX Canadian Div Aristocrats Index ETF Units CDZ 512,060 12,841,557 2,421

BetaPro S&P/TSX Capped Energy™ -2x Daily Bear ETF HED 507,755 4,219,341 764

Mackenzie Floating Rate Income ETF Series E Units MFT 486,129 10,462,483 651

BMO MSCI Emerging Markets Index ETF Units ZEM 480,985 10,181,603 1,184

BMO Canadian Dividend ETF Units ZDV 479,235 7,857,394 1,361

iShres U.S. Small Cap Index ETF (CAD-Hedged) Units XSU 472,098 15,314,027 2,430

BMO S&P 500 Index ETF USD Units ZSP.U 462,393 13,252,809 425

BMO Floating Rate High Yield ETF CAD Units ZFH 461,489 7,038,177 341

Energy Leaders Plus Income ETF Class A Units HPF 450,935 2,383,778 374

PowerShares QQQ Index ETF Canadian-dollar-denominated hedged units QQC.F 438,136 24,763,139 1,913

Vanguard FTSE Developed All Cap ex North America Index ETF Units VIU 432,606 12,469,919 1,825

Vanguard FTSE Global All Cap ex Canada Index ETF Units VXC 428,233 15,354,492 3,182

Vanguard U.S. Total Market Index ETF (CAD-Hedged) Units VUS 426,603 22,371,948 1,983

BMO Discount Bond Index ETF CAD Units ZDB 421,447 6,552,181 437

BMO Canadian High Dividend Covered Call ETF CAD Units ZWC 407,830 7,740,348 1,202

iShares Gold Bullion ETF Non Hedged Units CGL.C 396,188 5,915,859 452

BMO US High Dividend Covered Call ETF CAD Units ZWH 389,569 7,693,893 1,739

iShares 1-5 Year Laddered Government Bond Index ETF Units CLF 387,400 6,901,147 718

iShares High Quality Canadian Bond Index ETF Common Units XQB 378,557 7,653,545 614

iShares U.S. High Yield Bond Index Fund (CAD-Hedged) ETF Units XHY 375,502 7,226,377 1,148

BetaPro S&P 500 VIX Short-Term Futures™ ETF HUV 363,617 2,980,187 1,389

Horizons Enhanced Income Equity ETF E Units HEX 354,435 2,347,134 103

PowerShares Canadian Dividend Index ETF Units PDC 354,191 9,211,359 1,023

iShares Conservative Short Term Strategic Fixed Income ETF Units XSC 351,348 6,894,994 248

BMO High Yield US Corp Bond Hedged to CAD Index ETF Units ZHY 349,136 4,851,199 879

iShares MSCI Europe IMI Index ETF Units XEU 349,133 8,580,211 530

First Asset U.S. Canada Lifeco Income ETF Common Units FLI 349,051 4,333,183 595

Vanguard FTSE Developed Europe All Cap Index ETF Units VE 347,166 10,258,863 759

Royal Canadian Mint-Canadian Gold Reserves Exchange Traded Receipts MNT 342,904 6,146,299 492

Vanguard Canadian Short-Term Corporate Bond Index ETF Units VSC 339,049 8,145,367 1,089

BMO Equal Weight REITS Index ETF Units ZRE 338,872 7,083,568 1,500

BMO MSCI EAFE Index ETF CAD Units ZEA 337,745 6,374,744 960



Dynamic iShares Active Global Dividend ETF Units DXG 328,638 8,353,918 524

Horizons Active Corporate Bond ETF Cl E Units HAB 327,978 3,484,606 597

BMO MSCI EAFE Hedged to CAD Index ETF Units ZDM 325,671 6,886,965 1,027

PowerShares 1-5 Year Laddered Investment Grade Corp Bond Units PSB 322,916 5,806,539 769

iShares Equal Weight Banc & Lifeco ETF Units CEW 322,024 3,989,609 494

BMO Mid Corporate Bond Index ETF Units ZCM 319,862 5,082,888 762

BMO S&P 500 Hedged to CAD Index ETF Units ZUE 316,974 12,589,570 1,011

RBC Canadian Preferred Share ETF CAD Units RPF 314,029 7,467,758 587

Evolve Active Canadian Preferred Share ETF Unhedged Units DIVS 306,712 6,360,089 268

BMO International Dividend ETF CAD Units ZDI 305,940 6,769,536 896

Horizons Active Global Dividend ETF Cl E Units HAZ 304,313 6,200,381 406

BMO Mid Provincial Bond Index ETF CAD Units ZMP 302,899 4,427,869 415

Dynamic iShares Active Preferred Shares ETF Units DXP 302,731 6,618,487 860

BMO MSCI Europe High Quality Hedged to CAD Index ETF Units ZEQ 298,889 5,745,089 810

iShares S&P/TSX Global Base Metals Index ETF Units XBM 298,823 4,281,310 565

BMO Junior Gold Index ETF Units ZJG 290,647 2,614,498 916

Blockchain Technologies ETF Class A units HBLK 288,484 2,580,300 1,042

Vanguard FTSE Canada Index ETF Units VCE 278,399 9,044,172 1,474

iShares Core MSCI EAFE IMI Index ETF (CAD-Hedged) Units XFH 269,605 6,160,877 344

Desjardins Emerging Markets Multifactor-Controlled Volatility ETF Units DFE 265,423 5,211,805 20

iShares Core Canadian Long Term Bond Index ETF Units XLB 260,052 6,096,123 533

iShares S&P/TSX Capped Materials Index ETF Units XMA 256,395 3,351,516 613

BMO Mid Term US IG Corporate Bond Hedged to CAD Index ETF Units ZMU 247,951 3,558,614 419

BMO Low Volatility US Equity ETF CAD Units ZLU 247,834 7,498,913 1,365

BetaPro Gold Bullion 2x Daily Bull ETF HBU 245,745 2,150,821 196

BMO Covered Call Dow Jones Industrial

Average Hedged to CAD ETF Units ZWA 238,156 5,344,896 904

iShares Conservative Strategic Fixed Income ETF Units XSE 236,953 4,682,885 437

First Asset Canadian REIT ETF Common Units RIT 236,193 3,767,240 535

BMO Equal Weight Industrials Index ETF CAD Units ZIN 236,099 6,410,393 124

Vanguard FTSE Developed Asia Pacific All Cap Index ETF Units VA 232,701 8,220,814 515

Horizons S&P 500 Index ETF Cl A Units HXS 232,432 14,715,104 1,650

Mackenzie Unconstrained Bond ETF Series E Units MUB 230,956 4,814,533 531

iShares MSCI Europe IMI Index (CAD-Hedged) ETF Units XEH 226,579 5,552,267 417

iShares S&P/TSX Capped Information Technology Index ETF Units XIT 225,935 3,907,754 759

BMO China Equity Index ETF Units ZCH 223,321 5,860,248 895

BMO US Dividend ETF CAD Units ZDY 220,255 6,513,010 1,102

Mackenzie Core Plus Global Fixed Income ETF Series E Units MGB 219,125 4,311,590 188

First Asset CanBanc Income Class ETF CIC 219,050 2,532,866 262

BMO Equal Weight Utilities Index ETF Units ZUT 214,228 3,505,075 431

iShares Silver Bullion Fund ETF Hedged Common Units SVR 208,637 1,893,174 349

Horizons Enhanced Income International Equity ETF E Units HEJ 208,619 1,364,857 310

Mackenzie Maximum Diversification All World Developed

ex North America Index ETF Series E Units MXU 207,981 4,777,698 237

BetaPro S&P 500® Daily Inverse ETF HIU 206,963 5,899,619 252

Tech Achievers Growth & Income ETF Class A Units HTA 202,337 2,039,671 372

RBC Quant EAFE Dividend Leaders ETF CAD Units RID 202,222 4,918,327 471

Horizons Active U.S. Floating Rate Bond ETF Cl E Units USF HUF.U 200,457 2,031,565 78

iShares Core MSCI Global Quality Dividend Index ETF Units XDG 195,992 3,803,912 271

iShares Canadain Government Bond Index ETF Units XGB 194,346 4,109,229 444

Horizons Gold Yield ETF Cl E Units HGY 192,581 977,480 156

Royal Canadian Mint-Cdn Silver Reserves ETR MNS 190,158 2,402,271 212

Canadian Crude Oil Index ETF Class A Units CCX 189,117 2,044,737 183

RBC Quant European Dividend Leaders (CAD-Hedged) ETF Units RPDH 182,822 4,153,919 280

First Asset Morningstar Canada Momentum Index ETF Units WXM 182,643 3,120,975 305

Purpose High Interest Savings ETF Units PSA 177,509 8,879,418 430

Energy Leaders Plus Income ETF Class U Units USF HPF.U 175,816 988,213 51

BMO Long Corporate Bond Index ETF Units ZLC 175,465 3,191,133 517

Horizons Robotics and Automation Index ETF Class A Units ROBO 175,205 4,232,627 801

iShares S&P/TSX Capped Utilities Index ETF Units XUT 174,915 3,723,121 446

Brand Leaders Plus Income ETF Class U Units USF HBF.U 174,522 1,653,460 81

BMO International Dividend Hedged to CAD ETF CAD Units ZDH 174,038 3,852,919 368



Purpose Core Dividend Fund ETF Units PDF 173,400 4,415,221 344

BMO Long Federal Bond Index ETF Units ZFL 173,153 2,953,749 202

Horizons Cdn Select Universe Bond ETF Cl A Units HBB 172,581 7,656,476 249

Horizons Active Global Fixed Income ETF Cl E Units HAF 170,487 1,368,230 145

Purpose Total Return Bond Fund ETF Units PBD 169,033 3,146,441 100

iShares Canadian Real Return Bond Index ETF Units XRB 167,404 4,015,612 646

Horizons Active Floating Rate Preferred Share ETF Cl E Units HFP 166,632 1,611,887 297

iShares S&P US Dividend Growers Index ETF (CAD-Hedged) Units CUD 164,805 6,569,420 824

Hamilton Capital Global Financials Yield ETF Class E units HFY 164,583 2,728,870 308

iShares Premium Money Market ETF Units CMR 164,033 8,204,595 281

American Hotel Income Properties REIT LP USF HOT.U 163,150 1,066,360 374

iShares MSCI Emerging Markets Index ETF Units XEM 162,352 5,476,196 690

BMO US Dividend Hedged to CAD ETF Units ZUD 159,502 3,739,367 431

iShares Canadian HYBrid Corporate Bond Index ETF Units XHB 157,513 3,205,465 452

Vanguard Conservative ETF Portfolio Redeemable, transferable units VCNS 155,067 3,816,965 388

iShares Core MSCI Canadian Quality Dividend Index ETF Units XDIV 154,823 3,081,625 444

BMO Low Volatility Emerging Markets Equity ETF CAD Units ZLE 154,249 3,418,487 72

PowerShares 1-3 Year Laddered Floating Rate Note Index ETF PFL 153,884 3,065,584 101

BMO Mid Federal Bond Index ETF Units ZFM 152,146 2,401,257 288

First Asset Energy Giants Covered Call ETF Units NXF 151,751 1,295,741 150

Mackenzie Maximum Diversification Emerging

Markets Index ETF Series E Units MEE 149,637 3,796,089 205

Lysander-Slater Preferred Share ActivETF PR 148,165 1,543,955 121

First Asset 1-5 Year Laddered Gov Strip Bond Index Common Units BXF 147,528 1,484,037 114

BMO Emerging Markets Bond Hedged to CAD Index ETF Units ZEF 144,545 2,313,840 416

Vanguard U.S. Dividend Appreciation Index ETF Units VGG 142,612 6,237,540 885

Vanguard FTSE Developed All Cap Ex U.S. Index ETF Units VDU 139,189 4,967,991 768

Vanguard U.S. Aggregate Bond Index ETF (CAD-Hedged) Units VBU 139,022 3,379,910 519

BMO Mid Term US IG Corporate Bond Index ETF CAD Units ZIC 135,533 2,390,425 202

Horizons Enhanced Income Energy ETF E Units HEE 131,428 1,499,985 184

iShares S&P/TSX North American

Preferred Stock ETF (CAD-Hedged) Un XPF 131,112 2,361,814 457

WisdomTree Canada Quality Dividend

Growth Index ETF Non-Hedged Units DGRC 130,751 3,416,508 59

Horizons Seasonal Rotation ETF Cl E Units HAC 122,426 2,363,810 348

iShares 1-10 Year Laddered Corporate Bond Index ETF Units CBH 120,614 2,243,451 265

Vanguard U.S. Dividend Appreciation Index (CAD-Hedged) Units VGH 120,102 4,240,568 433

BMO US High Dividend Covered Call ETF USD Units ZWH.U 119,301 2,538,400 450

iShares US High Yield Fixed Income Index ETF

(CAD-Hedged) Common Units CHB 119,239 2,217,734 475

RBC 1-5 Year Laddered Canadian Bond ETF CAD Units RLB 117,630 2,238,890 79

BetaPro S&P/TSX Capped Financials™ 2x Daily Bull ETF HFU 117,333 4,205,136 368

Evolve Marijuana ETF Canadian dollar denominated units SEED 114,661 1,920,922 437

BMO MSCI USA High Quality Index ETF CAD Units ZUQ 113,922 3,605,890 408

RBC 1-5 Year Laddered Corporate Bond ETF CAD Units RBO 112,905 2,132,910 103

BMO Equal Weight Global Base Metals

Hedged to CAD Index ETF CAD Units ZMT 111,177 1,290,282 230

BMO MSCI All Country World High Quality Index ETF CAD Units ZGQ 110,646 3,285,349 245

BMO Global Infrastructure Index ETF Units ZGI 109,846 3,604,813 510


ex North America Index ETF (CAD-Hedged) VI 109,240 3,115,438 409

PowerShares Tactical Bond ETF Units PTB 108,442 2,010,868 202

Horizons Active High Yield Bond ETF Class E Units HYI 108,426 1,076,960 323

Harvest Global Resource Leaders ETF Cl A Units HRES 106,300 1,948,467 100

BMO Short-Term US IG Corporate Bond Hedged to CAD Index ETF Units ZSU 106,097 1,531,201 110

iShares Edge MSCI Multifactor EAFE Index ETF (CAD-Hedged) Units XFF 105,876 2,711,444 235

BMO US Put Write ETF CAD Units ZPW 105,042 1,859,991 489

iShares S&P/TSX SmallCap Index ETF Units XCS 105,001 1,672,187 338

iShares Advantaged Short Duration

High Income ETF(CAD-Hedged) Common Units CSD 104,425 1,859,095 259

BMO Short Provincial Bond Index ETF Units ZPS 99,971 1,332,294 254

Purpose Premium Yield Fund ETF Shares PYF 99,398 1,893,991 176



First Asset Morningstar US Momentum Index ETF Common Units YXM 97,982 1,436,912 81

First Asset Morningstar Canada Value Index ETF Units FXM 97,631 1,480,216 369

iShares Canadian Growth Index Index ETF Units XCG 94,447 2,784,837 125

Tech Leaders Income ETF Units TLF 94,337 1,098,259 163

Horizons Crude Oil ETF HUC 92,965 1,260,134 247

First Asset Enhanced Short Duration Bond ETF US$ Common Units FSB.U 92,332 918,820 40

BMO Long Provincial Bond Index ETF CAD Units ZPL 91,881 1,430,229 228

RBC Quant EAFE Dividend Leaders (CAD-Hedged) ETF Units RIDH 90,558 2,105,789 223

iShares Edge MSCI Min Vol EAFE Index ETF Units XMI 89,959 3,258,701 452

Horizons Intl Developed Markets Equity Index ETF Class A Units HXDM 89,432 2,963,395 173

First Asset U.S. TrendLeaders Index ETF Redeemable, transferable units SID 88,802 2,024,392 234

RBC Quant European Dividend Leaders ETF CAD Units RPD 88,242 2,088,582 112

Horizons EURO STOXX 50® Index ETF Class A Units HXX 87,670 2,741,230 227

RBC Canadian Bank Yield Index ETF CAD Units RBNK 86,706 1,706,929 232

PowerShares FTSE RAFI Canadian Fundamental Index ETF Units PXC 86,359 2,263,050 147

iShares Short Term High Quality Canadian Bond Index ETF Units XSQ 86,339 1,658,629 115

Purpose Duration Hedged Real Estate Fund ETF Units PHR 84,081 1,541,039 47

Horizons Absolute Return Global Currency ETF Class E Units HARC 83,323 1,724,840 56

BetaPro S&P/TSX Capped Financials™ -2x Daily Bear ETF HFD 83,291 464,420 115

iShares Global Monthly Dividend Index ETF (CAD-Hedged) Units CYH 82,753 1,620,054 407

Evolve Automobile Innovation Index ETF Unhedged Units CARS.B 81,904 1,721,328 99

iShares 1-10 Year Laddered Government Bond Index ETF Units CLG 81,903 1,495,568 155

Mackenzie Maximum Diversification US Index ETF Series E Units MUS 81,711 1,973,465 100

Dynamic iShares Active Tactical Bond ETF Units DXB 81,450 1,620,568 66

Dynamic iShares Active U.S. Dividend ETF Units DXU 81,425 2,041,813 67

Vanguard Global ex-U.S. Aggregate Bond Index ETF (CAD-Hedged) Un VBG 81,374 2,165,335 308

Sphere FTSE Canada Sustainable Yield

Index ETF Unhedged Common Units SHC 80,853 925,343 17

Hamilton Capital Global Bank ETF Class E Units HBG 80,572 1,792,064 283

First Asset Morningstar US Value Index ETF Common Units XXM 79,807 1,010,192 138

iShares U.S. High Dividend Equity Index ETF (CAD-Hedged) Units XHD 79,264 2,174,523 318

iShares Short Term Strategic Fixed Income ETF Units XSI 78,965 1,493,539 128


Developed Europe Index ETF Series E Units MEU 78,767 1,823,030 102

Vanguard FTSE Developed Asia Pacific

All Cap Index ETF (CAD-hedged) Units VAH 78,592 2,430,527 277

First Asset Morningstar International Value Index ETF Common Units VXM 78,304 2,048,223 138

PowerShares S&P/TSX Composite Low Volatility Index ETF Units TLV 77,255 2,110,344 413

BMO Ultra Short-Term Bond ETF Units ZST 77,079 3,968,656 226

iShares S&P/TSX Completion Index ETF Units XMD 75,824 1,878,418 313

Franklin Liberty Risk Managed Canadian Equity ETF Units FLRM 75,780 1,498,642 61

iShares Convertible Bond Index ETF Units CVD 74,473 1,378,915 261

iShares Canadian Value Index ETF Units XCV 74,418 1,934,768 116

BMO Low Volatility International Equity ETF CAD Units ZLI 74,143 1,749,676 85

Franklin LibertyQT Global Dividend Index ETF Units FLGD 73,936 1,439,479 69

Horizons US 7-10 Year Treasury Bond ETF Class A Units HTB 73,902 3,699,235 94

Horizons NASDAQ-100 Index ETF Class A Units HXQ 72,586 3,409,670 199

Horizons Morningstar Hedge Fund Index ETF Cl E Units HHF 71,783 1,021,819 163

iShares S&P U.S. Mid-Cap Index ETF (CAD-Hedged) Units XMH 71,722 1,331,649 240

Vanguard Global Value Factor ETF VVL 71,456 2,475,822 461

Vanguard FTSE Canadian Capped REIT Index ETF Units VRE 71,361 2,192,592 560

BMO Monthly Income ETF Units ZMI 70,742 1,122,989 226

BMO Equal Weight Global Gold Index ETF CAD Units ZGD 70,711 643,577 166

BMO Government Bond Index ETF CAD Units ZGB 69,565 3,440,320 16

iShares China Index ETF Units XCH 69,114 1,981,745 379

Horizons Enhanced Income Gold Produers ETF E Units HEP 69,024 1,646,262 304

Global Healthcare Income & Growth ETF Units HIG 68,312 584,780 78

PowerShares Fundamental High Yield Corporate Bond Index ETF

Canadian-dollar-denominated hedged unit PFH.F 67,716 1,346,260 167

iShares U.S. IG Corporate Bond Index ETF (CAD Hedged) Units XIG 67,254 1,520,070 180

PIMCO Investment Grade Credit Fund (Canada) ETF Series units IGCF 67,003 1,305,292 76

RBC Quant U.S. Dividend Leaders ETF CAD Units RUD 66,744 2,122,577 197



BMO Junior Oil Index ETF Units ZJO 65,555 875,032 219

AGFiQ Enhanced Core US Equity ETF QUS 65,026 1,790,910 82

Horizons Active Cdn Municipal Bond ETF Class E Units HMP 64,944 631,780 324

BMO India Equity Index ETF Units ZID 64,699 1,525,953 330

BMO Short Federal Bond Index ETF Units ZFS 64,638 911,372 116

iShares Balanced Income CorePortfolio ETF Units CBD 63,328 1,369,993 149

Horizons US 7-10 Year Treasury Bond ETF Class A Units USF HTB.U 62,569 2,482,892 69

iShares Jantzi Social Index ETF Units XEN 62,511 1,510,160 189

TD S&P 500 Index ETF Units TPU 62,384 1,182,530 180

iShares Edge MSCI Min Vol USA Index ETF (CAD-Hedged) Units XMS 61,523 1,446,419 85

iShares J.P. Morgan USD Emerging Mrkts Bnd Index ETF (CAD-Hedged) XEB 61,515 1,291,342 135

iShares India Index ETF Units XID 61,246 2,133,203 343

RBC Target 2019 Corporate Bond ETF Units RQG 60,943 1,162,246 76

Healthcare Leaders Income ETF Class U Units USF HHL.U 60,334 485,344 53

iShares Global Healthcare Index ETF (CAD-Hedged) Units XHC 59,966 2,603,374 409

iShares Global Real Estate Index ETF Units CGR 59,104 1,589,524 349

Horizons Inovestor Canadian Equity Index ETF Class A Units INOC 58,868 586,249 148

Purpose International Tactical Hedged Equity Fund ETF Shares PHW 58,599 1,183,809 158

WisdomTree Europe Hedged Equity Index ETF Units Hedged Units EHE 56,968 1,424,123 101

Horizons S&P/TSX Capped Energy Index ETF Cl A Units HXE 56,776 1,124,061 94

iShares Core S&P U.S. Total Market Index ETF (CAD-Hedged) Units XUH 55,606 1,391,668 252

Vanguard Canadian Short-Term Government Bond Index

ETF Redeemable, Transferable Units VSG 55,582 1,350,625 23

PowerShares Canadian Preferred Share Index ETF Units PPS 55,454 909,345 99

Horizons Enhanced Income Financials ETF Cl E Units HEF 54,785 473,888 81

Evolve Automobile Innovation Index ETF Hedged Units CARS 54,032 1,080,401 127

PowerShares S&P 500 Low Volatility Index ETF

Canadian dollar-denominated hedged Units ULV.F 53,807 1,954,260 318

First Asset European Bank ETF Common Units FHB 52,829 494,656 84


All Cap Index ETF (CAD-hedged) Units VEH 52,602 1,522,271 161

First Asset Active Credit ETF CAD$ Common Units FAO 52,571 511,464 103

First Asset Energy Giants Covered Call ETF Unhedged Units NXF.B 51,989 477,583 72

iShares Global Water Index ETF Units CWW 51,450 1,698,256 430

First Asset Morningstar National Bank Quebec Index ETF Units QXM 51,044 990,593 298

iShares Edge MSCI Multifactor USA Index ETF (CAD-Hedged) Units XFA 50,825 1,384,316 82

iShares S&P/TSX Capped Consumer Staples Index ETF Units XST 50,788 2,640,481 313

Purpose International Dividend Fund ETF Units PID 50,732 1,068,656 130

iShares S&P U.S. Mid-Cap Index ETF Units XMC 49,577 913,688 171

iShares Edge MSCI Min Vol Emerging Markets Index ETF Units XMM 49,557 1,415,684 179

AGFiQ Enhanced Core Emerging Markets Equity ETF Units QEM 49,511 1,489,435 79

Evolve Global Healthcare Enhanced Yield ETF Hedged Units LIFE 49,220 912,248 87

Horizons Active U.S. Floating Rate Bond ETF Cl E Units USF (CAD) HUF 48,327 617,753 63


All World Developed Index ETF Series E Units MWD 47,721 1,094,803 73

First Asset Active Utility & Infrastructure ETF Common Units FAI 46,863 460,183 52

BMO Low Volatility International Equity Hedged to CAD ETF Units ZLD 46,755 1,048,957 99

iShares S&P Global Consumer Discretionary Index ETF (CAD-Hedged) XCD 46,697 1,628,709 110

BMO Low Volatility US Equity Hedged to CAD ETF Units ZLH 44,860 1,011,484 125

AGFiQ Enhanced Core International Equity ETF Units QIE 44,832 1,295,529 245

RBC Target 2020 Corporate Bond ETF Units RQH 44,672 891,738 34

iShares U.S. High Dividend Equity Index ETF Units XHU 44,563 995,925 101

iShares Edge MSCI Multifactor Canada Index ETF XFC 44,338 1,083,807 106

Horizons Canadian Midstream Oil & Gas Index ETF Class A Units HOG 44,155 379,584 96

WisdomTree U.S. Quality Dividend Growth Index ETF Non-Hedged Units DGR.B 43,910 1,065,337 67

First Asset Canadian Convertible Bond ETF Common Units CXF 43,329 424,622 125

iShares Global Agriculture Index ETF Units COW 43,046 1,706,498 281

First Asset MSCI World Low Risk Weighted ETF Common Units RWW 42,165 1,161,637 72

First Asset Morningstar US Value Index ETF Unhedged Common Units XXM.B 42,076 678,080 128

Sphere FTSE Europe Sustainable Yield Index ETF Hedged Common Units SHE 42,050 463,936 68

Horizons S&P/TSX 60 Index ETF USF Units HXT.U 41,410 1,043,533 69

iShares Edge MSCI Min Vol USA Index ETF Units XMU 40,830 1,839,426 215



RBC Quant Emerging Markets Dividend Leaders ETF CAD Units RXD 40,280 880,806 65

First Asset Morningstar International Value Index ETF Unhedged Common VXM.B 40,026 1,165,487 121

Sphere FTSE Emerging Markets Sustainable Yield Index ETF Units SHZ 39,646 442,006 45

Horizons Marijuana Life Sciences Index ETF Cl A Units HMMJ.U 39,611 493,415 125

First Asset Can-Materials Covered Call ETF Units MXF 39,386 546,286 186

iShares Edge MSCI Min Vol EAFE Index ETF (CAD-Hedged) Units XML 39,096 882,833 115

Horizons Global Risk Parity ETF Class E Units HRA 38,385 395,149 64

BMO US High Dividend Covered Call Hedged to CAD ETF CAD Units ZWS 37,809 746,511 67

Evolve Cyber Security Index ETF Hedged Units CYBR 37,507 908,906 125

First Asset MSCI Europe Low Risk Weighted ETF Common Units RWE 37,088 951,756 74

iShares Edge MSCI Multifactor EAFE Index ETF ETF XFI 37,052 918,732 123

RBC PH&N Short Term Canadian Bond ETF CAD Units RPSB 37,025 733,562 22

BMO Ultra Short-Term Bond ETF Accumulating Units ZST.L 36,488 1,854,937 33

Horizons Silver ETF HUZ 36,020 331,818 168

Purpose Tactical Investment Grade Bond Fund ETF Units BND 34,645 666,429 65

First Asset Short Term Government Bond Index Class ETF Shares FGB 34,460 649,914 18

BMO Real Return Bond Index ETF Units ZRR 34,362 590,662 82

First Asset MSCI Europe Low Risk Weighted ETF Unhedged Common RWE.B 34,183 900,170 27

BMO Global Insurance Hedged to CAD Index ETF CAD Units INSR 33,850 737,787 55

First Asset U.S. Buyback Index ETF Redeemable, Transferable Units FBU 33,478 884,675 121

RBC Quant Canadian Dividend Leaders ETF CAD Units RCD 33,360 669,433 106

BMO US Dividend ETF USD Units ZDY.U 32,257 771,147 63

First Asset Morningstar International Momentum Index ETF Common Un ZXM 32,118 927,429 133

RBC Target 2021 Corporate Bond Index ETF Units RQI 31,720 625,267 26

Vanguard Global Minimum Volatility ETF Units VVO 31,443 935,482 167

iShares Core MSCI US Quality Dividend Index ETF Units XDU 31,270 624,677 130

US Equity Plus Income ETF Cl A Units HUL 31,255 281,115 39

PowerShares S&P International Developed Low Volatility Index ETF Units ILV 30,638 706,578 76

Mackenzie Maximum Diversification Canada Index ETF Series E Units MKC 30,457 669,551 150

Vanguard Global Momentum Factor ETF VMO 30,415 1,003,826 187

iShares Edge MSCI Multifactor USA Index ETF XFS 30,083 790,080 62

WisdomTree U.S. Quality Dividend Growth Index ETF Hedged Units DGR 30,049 745,865 66

BMO MSCI EAFE Value Index ETF CAD Units ZVI 30,020 631,180 26

iShares Edge MSCI Min Vol Canada Index ETF Units XMV 30,014 840,405 102

iShares Global Infrastructure Index ETF Units CIF 29,962 715,928 196

Horizons Gold ETF HUG 29,797 360,839 76

PowerShares Ladder Rite U.S. 0-5 Year Corporate Bond Index ETF USB 29,743 647,097 39

Mackenzie Core Plus Canadian Fixed Income ETF Series E Units MKB 29,685 595,029 70

RBC Quant Global Infrastructure Leaders ETF CAD Units RIG 29,113 561,535 58

TD S&P 500 CAD Hedged Index ETF Units THU 28,434 536,281 104

RBC Quant EAFE Equity Leaders (CAD Hedged) ETF CAD Units RIEH 27,966 583,285 30

Royal Canadian Mint-Cdn Silver Reserves ETR USF MNS.U 27,805 272,710 66

iShares Silver Bullion Fund ETF Non Hedged Common Units SVR.C 27,605 231,542 60

Vanguard Canadian Corporate Bond Index ETF

Redeemable, Transferable Units VCB 27,373 673,236 42

Franklin LibertyQT International Equity Index ETF Units FLDM 27,280 537,940 25

BMO Europe High Dividend Covered Call ETF CAD Units ZWP 27,063 544,885 86

PowerShares Low Volatility Portfolio ETF CAD Units PLV 26,967 584,526 93

iShares Balanced Growth CorePortfolio ETF Units CBN 26,274 548,570 148

First Trust Canadian Capital Strength ETF Common Units FST 26,010 859,833 95

Horizons Cdn High Dividend Index ETF Class A Units HXH 25,857 786,729 40

RBC Quant U.S. Dividend Leaders (CAD-Hedged) ETF Units RUDH 25,856 662,494 60

Vanguard Canadian Long-Term Bond Index

ETF Redeemable, Transferable Units VLB 25,794 655,777 100

BetaPro Gold Bullion -2x Daily Bear ETF HBD 25,767 342,297 70

First Asset Active Credit ETF US$ Common Units FAO.U 25,450 245,622 21

BMO US Put Write Hedged to CAD ETF CAD Units ZPH 25,246 483,841 94

BMO Mid Term US IG Corporate Bond Index ETF USD Units ZIC.U 25,245 355,041 17

First Asset Cambridge Global Dividend ETF Unhedged common units FCW.B 25,100 521,923 16

First Asset Preferred Share ETF Units FPR 24,588 553,933 74

RBC Quant EAFE Equity Leaders ETF CAD Units RIE 24,341 559,179 33

BMO US Preferred Share Index ETF CAD Units ZUP 24,230 578,869 92



Royal Canadian Mint-Canadian Gold

Reservews Exch Traded Receipts USF MNT.U 24,033 334,846 27

RBC Quant Emerging Markets Equity Leaders ETF CAD Units RXE 23,927 643,881 51

RBC Quant EAFE Dividend Leaders ETF USD Units RID.U 23,922 454,149 30

PowerShares Senior Loan Index ETF

Canadian-dollar-denominated hedged units BKL.F 23,846 451,395 81

First Trust Senior Loan ETF (CAD-Hedged) Common Units FSL 23,588 455,295 114

Harvest US Bank Leaders Income ETF Cl A Units HUBL 23,373 431,881 67

BMO Global Consumer Staples Hedged

to CAD Index ETF CAD Units STPL 23,201 448,255 51

TD International Equity Index ETF Units TPE 22,504 405,836 97

First Trust Global Risk Managed Income Index ETF ETP 22,454 422,972 29

Horizons Active Canadian Dividend ETF Cl E Units HAL 22,130 336,745 82

Horizons Canadian Dollar Currency ETF Units CAN 21,515 217,519 97

Horizons Managed Global Opportunities ETF Class E Units HGM 21,465 240,544 34

WisdomTree U.S. Quality Dividend Growth Dynamic

Hedged Index ETF Variably Hedged Units DQD 21,204 512,579 83

Desjardins 1-5 year Laddered Canadian Corporate Bond Index ETF Units DCC 20,954 403,011 8

ONE Global Equity ETF ONEQ 20,852 513,854 65

iShares Edge MSCI Min Vol Global Index ETF Units XMW 20,789 793,294 146

First Asset Core U.S. Equity ETF C$ Common Units CES 20,500 488,803 11

Hamilton Capital U.S. Mid-Cap Financials ETF (USD) Class E Units HFMU.U 20,361 357,502 66

RBC Target 2018 Corporate Bond ETF Units RQF 20,002 378,158 25

First Trust AlphaDEX U.S. Technology Sector Index ETF Units FHQ 19,499 675,453 171


Dividend Index ETF (CAD-Hedged) Units XDGH 19,321 390,844 54

RBC Quant U.S. Equity Leaders (CAD-Hedged) ETF CAD Units RUEH 19,103 458,706 15

Horizons Natural Gas Yield ETF Cl E Units HNY 19,061 203,567 59

Desjardins Canada Multifactor-Controlled Volatility ETF Units DFC 18,928 378,934 94

RBC Quant U.S. Equity Leaders ETF CAD Units RUE 18,584 490,170 45

First Asset MSCI World Low Risk Weighted ETF Unhedged Common RWW.B 18,410 549,726 32

RBC Quant U.S. Equity Leaders ETF USD Units RUE.U 18,400 377,266 20

Horizons China High Dividend Yield Index ETF HCN 18,306 495,018 94

First Asset Morningstar Canada Dividend Target 30 Index ETF Units DXM 18,105 178,732 46

Horizons Active A.I. Global Equity ETF Class A Units MIND 17,796 442,851 138

Desjardins USA Multifactor-Controlled Volatility ETF Units DFU 17,394 361,621 76

BMO Junior Gas Index ETF Units ZJN 17,070 266,101 65

BMO High Yield US Corporate Bond Index ETF CAD Units ZJK 17,030 333,321 27

Silver Bullion Trust C$ ETF Non-Currency Hedged Units SBT.B 16,927 200,298 28

WisdomTree International Quality Dividend Growth Dynamic

Hedged Index ETF Variably Hedged Units DQI 16,820 395,335 28

First Asset Morningstar US Dividend Target 50 Index ETF Units UXM 16,656 244,513 72

Manulife Multifactor Developed International Index ETF Hedged Units MINT 16,639 437,449 81

Dynamic iShares Active Crossover Bond ETF Units DXO 16,616 332,579 18

First Trust AlphaDEX U.S. Energy Sector Index ETF Units FHE 16,351 209,825 42

First Asset Morningstar International Momentum Index ETF Unhedged Un ZXM.B 16,239 516,608 45

Purpose Tactical Hedged Equity Fund ETF Units PHE 16,066 405,031 11

First Asset Tech Giants Covered Call ETF Unhedged Common Units TXF.B 15,830 274,177 86

First Asset Morningstar US Dividend Target 50 Index Unhedged Common UXM.B 15,774 249,823 111

AGFiQ Enhanced Core Canadian Equity ETF Units QCD 15,724 401,590 27

Purpose Tactical Hedged Equity Fund ETF Non Currency Hedged Fund PHE.B 15,700 398,792 59

Bristol Gate Concentrated US Equity ETF CAD Units BGU 15,558 310,251 32

Horizons S&P 500 CAD Hedged Index ETF Class A Units HSH 15,370 966,412 85

First Asset MSCI International Low Risk Weighted ETF Units nc ipo RWX 15,362 308,587 17

Horizons Cdn Insider Index ETF Cl A Units HII 15,265 192,810 66

PowerShares FTSE RAFI US Fundamental ETF

Canadian-dollar-denominated hedged Units PXU.F 13,907 534,125 63

Tech Achievers Growth & Income ETF Class U Units HTA.U 13,754 138,626 13

PowerShares FTSE RAFI Global Small-Mid Fundamental ETF CAD Units PZW 13,737 358,201 49

BMO Global Banks Hedged to CAD Index ETF CAD Units BANK 13,709 285,368 34

Mackenize Ivy Global Equity ETF Series E Units MIVG 13,506 271,610 11

Horizons Global Currency Opportunities ETF Class E Units HGC 13,300 143,993 18



RBC Quant Canadian Equity Leaders ETF CAD Units RCE 13,000 265,625 8

Horizons Active Floating Rate Senior Loan ETF Cl E Units HSL 12,853 125,294 35

Horizons Enhanced Income US Equity (USD) ETF Common Units HEA 12,719 186,225 38

Purpose Multi Strategy Market Neutral Fund ETF Units PMM 12,648 289,784 88

Franklin LibertyQT U.S. Equity Index ETF Units FLUS 12,618 267,606 17

Mackenzie US Large Cap Equity Index ETF Series E Units QUU 12,472 1,218,864 21

Horizons S&P 500 Index ETF Cl A Units USF HXS.U 12,427 619,557 40

RBC BlueBay Global Diversified Income (CAD Hedged) ETF CAD Units RBDI 12,399 239,814 17

First Asset MSCI USA Low Risk Weighted ETF Unhedged Common RWU.B 12,350 215,359 24

Horizons Natural Gas ETF HUN 12,334 70,113 40

Franklin LibertyQT Emerging Markets Index ETF Units FLEM 12,143 241,866 21

Horizons Active Cdn Bond ETF Cl E Units HAD 12,076 117,982 18

First Asset Morningstar US Momentum Index ETF Unhedged Com Units YXM.B 12,006 227,652 33

First Asset MSCI International Low Risk

Weighted ETF Unhedged units nc ipo RWX.B 11,600 240,460 11

RBC Target 2023 Corporate Bond Index ETF CAD Units RQK 11,494 219,404 17

BMO US Put Write ETF USD Units ZPW.U 11,472 211,979 24

BMO US Preferred Share Index ETF USD Units ZUP.U 11,450 279,976 26

Evolve Blockchain ETF Canadian dollar denominated units LINK 11,398 196,504 50

BMO Shiller Select US Index ETF CAD Units ZEUS 11,199 233,986 78

First Asset investment Grade Bond ETF US$ Common Units FIG.U 11,000 108,560 3

Dynamic iShares Active Canadian Dividend ETF Units DXC 10,963 234,494 34

First Asset Global Financial Sector ETF FSF 10,911 230,036 20

First Trust Canadian Capital Strength ETF Advisor Class Units FST.A 10,812 297,816 23

First Asset Cambridge Core U.S. Equity ETF Units FCY 10,788 257,952 10

First Active Canadian Dividend ETF Common Units FDV 10,705 100,157 18

Desjardins Developed ex-USA ex-Canada

Multifactor-Controlled Volatility ETF DFD 10,651 224,229 72

Horizons S&P/TSX 60 Equal Weight ETF Cl E Units HEW 10,552 146,576 27

Purpose Monthly Income Fund ETF Units PIN 10,480 195,065 25

TD Canadian Aggregate Bond Index ETF Units TDB 10,470 150,625 54

TD S&P/TSX Capped Composite Index ETF Units TTP 10,088 174,335 67

PowerShares FTSE RAFI Global Small-Mid Fundamental ETF USD Units PZW.U 10,056 200,977 23

iShares Core MSCI US Quality Dividend Index ETF (CAD-Hedged) Units XDUH 9,921 209,440 15

Dynamic iShares Active Global Financial Services ETF Units DXF 9,887 222,771 42

Purpose US Cash ETF Units USF PSU.U 9,710 971,274 80

WisdomTree Yield Enhanced Canada Short-Term

Aggregate Bond Index ETF Non-Hedged Units CAGS 9,639 469,487 55

Purpose US Dividend Fund ETF Units PUD 9,622 211,790 23

Bristol Gate Concentrated Canadian Equity ETF CAD Units BGC 9,458 189,469 23

Horizons Enhanced Income US Equity (USD) ETF Cl E Units HEA.U 9,422 108,417 14

RBC Quant Emerging Markets Equity Leaders ETF USD Units RXE.U 9,300 193,516 4

RBC Quant U.S. Dividend Leaders ETF USD Units RUD.U 9,215 230,857 12

iShares S&P Global Industrials Index ETF (CAD-Hedged) Units XGI 9,204 297,098 53

Desjardins Canadian Preferred Share Index ETF Units DCP 9,189 186,425 87

PowerShares S&P/TSX REIT Income Index ETF

Canadian dollar denominated units REIT 9,024 187,352 27

First Asset U.S. Tactical Sector Allocation Index ETF Units FUT 8,646 195,045 18

First Trust Tactical Bond Index ETF Units FTB 8,398 160,690 35

Horizons Active Emerging Markets Dividend ETF Cl Units HAJ 8,381 116,024 46

RBC Short Term U.S. Corporate Bond ETF CAD Units RUSB 8,305 165,324 15

U.S. Global GO GOLD and Precious Metal Miners ETF Units GOGO 8,300 85,851 5

First Asset MSCI Canada Quality Index Class ETF FQC 8,264 190,533 10

Mackenzie Portfolio Completion ETF Series E Units MPCF 8,144 162,617 19

PowerShares FTSE RAFI Global+ Fundamental Index ETF CAD Units PXG 8,110 187,696 14

First Trust AlphaDEX Emerging Market Div (CAD-Hedged) Advisor Units FDE.A 8,100 140,838 4

AGFiQ Global Equity Rotation ETF Units QGL 8,075 226,233 6

Harvest European Leaders Income ETF Class A Units HEUR 7,555 151,195 13

Harvest US Bank Leaders Income ETF Cl U Units HUBL.U 7,300 135,428 5

Horizons Active US Dividend ETF Cl E Units HAU 7,182 83,243 16

First Trust AlphaDEX Emerging Market Div (CAD-Hedged) Comm Units FDE 7,060 121,944 17

Franklin Liberty Canadian Investment Grade Corporate ETF FLCI 6,925 133,465 11



WisdomTree Yield Enhanced Canada Aggregate Bond Index ETF CAGG 6,766 325,489 57

First Asset MSCI USA Low Risk Weighted ETF Common Units RWU 6,539 96,627 20

Evolve Cyber Security Index ETF Unhedged Units CYBR.B 6,510 166,035 24

Purpose Enhanced Dividend Fund ETF Shares PDIV 6,472 66,558 28

First Trust AlphaDEX U.S. Industrials Sector Index ETF Units FHG 6,458 176,379 14

PowerShares S&P Emerging Markets Low Volatility Index ETF Units ELV 6,451 133,997 24

Vanguard Global Liquidity Factor ETF Units VLQ 6,409 207,406 43

Horizons S&P/TSX Capped Financials Index ETF Cl A Units HXF 6,315 251,267 25

Manulife Multifactor U.S. Mid Cap Index ETF Unhedged Units MUMC.B 5,960 160,008 41

Mackenzie Canadian Equity Index ETF Series E Units QCN 5,920 566,623 12

AGFiQ MultiAsset Income Allocation ETF Units QMY 5,906 150,292 26

WisdomTree U.S. MidCap Dividend Index ETF Hedged Units UMI 5,856 149,923 60

First Asset Long Duration Fixed Income ETF Units FLB 5,500 104,681 3

Mackenzie US Investment Grade Corporate

Bond Index ETF (CAD-Hedged) Series E Units QUIG 5,260 515,744 8

WisdomTree International Quality Dividend

Growth Index ETF Non-Hedged Units IQD.B 5,200 125,075 7

First Asset Core U.S. Equity ETF C$ Unhedged Common Units CES.B 5,118 131,306 15

AGFiQ MultiAsset Allocation ETF Units QMA 5,110 138,692 8

RBC Quant European Dividend Leaders ETF USD Units RPD.U 4,994 93,395 12

Desjardins Canadian Short Term Bond Index ETF Units DCS 4,852 94,128 96

Mackenzie Canadian Large Cap Equity Index ETF Series E Units QCE 4,850 459,391 5

First Asset U.S. Equity Multi-Factor Index ETF Units FUM 4,810 113,429 8

PowerShares FTSE RAFI U.S. Fundamental Index ETF II CAD Units PXS 4,707 115,642 16

PowerShares FTSE RAFI U.S. Fundamental Index ETF II USD Units PXS.U 4,700 91,950 29

Dynamic iShares Active U.S. Mid-Cap ETF Units DXZ 4,603 104,248 22

Global REIT Leaders Income ETF Class A Units HGR 4,600 43,316 14

Vanguard Canadian Government Bond Index

ETF Redeemable, Transferable Units VGV 4,561 112,960 8

First Asset Core Canadian Equity ETF Common Units CED 4,505 94,894 18

First Asset Canadian Buyback Index ETF Redeemable, Transferable Units FBE 4,413 102,120 27

BMO Short-Term Bond Index ETF CAD Units ZSB 4,338 215,715 5

Mackenzie US High Yield Bond Index ETF (CAD-Hedged) Series E Units QHY 4,330 424,190 20

Purpose US Dividend Fund ETF Non Currency Hedged Units PUD.B 4,313 109,470 15

RBC Short Term U.S. Corporate Bond ETF USD Units RUSB.U 4,200 65,952 5

TD International Equity CAD Hedged Index ETF Units THE 4,163 73,764 22

First Trust Indxx Innovative Transaction and Process ETF Units BLCK 4,051 75,922 31

First Asset Cambridge Global Dividend ETF Hedged common units FCW 4,001 80,059 2

PowerShares S&P 500 Low Volatility Index ETF USD Units ULV.U 4,000 68,683 2

First Trust AlphaDEX European Div Index ETF

(CAD-Hedged) Common Un EUR 3,997 92,420 21

BMO MSCI Canada Value Index ETF CAD Units ZVC 3,981 79,975 8

BMO US Preferred Share Hedged to CAD Index ETF ZHP 3,819 92,753 42

Evolve North American Gender Diversity Index ETF Hedged Units HERS 3,680 77,060 19

Equium Global Tactical Allocation Fund ETF Series Units ETAC 3,615 72,912 10

BMO MSCI USA Value Index ETF CAD Units ZVU 3,585 75,947 10

Bristol Gate Concentrated US Equity ETF USD Units BGU.U 3,570 55,076 10

RBC Quant Global Real Estate Leaders ETF CAD Units RGRE 3,384 63,496 22

WisdomTree Europe Hedged Equity Index ETF Non-hedged units EHE.B 3,350 88,761 5

Desjardins 1-5 year Laddered Canadian

Government Bond Index ETF Units DCG 3,247 62,446 48

BMO Low Volatility US Equity ETF USD Units ZLU.U 3,209 77,959 17

Purpose Best Ideas Fund ETF PBI 3,147 86,307 15

PowerShares FTSE RAFI Global Small-Mid Fundamental

ETF Canadian dollar denominated hedged units PZW.F 3,100 60,369 2

Mackenzie Canadian Short-Term Bond Index ETF Series E Units QSB 3,015 302,161 3

Can-60 Income ETF CSY 3,012 61,869 14

RBC Quant Emerging Markets Dividend Leaders ETF USD Units RXD.U 2,900 50,366 5

BMO Short Corporate Bond Index ETF Accumulating Units ZCS.L 2,877 57,748 6

iShares Edge MSCI Min Vol Global Index ETF (CAD-Hedged) Units XMY 2,750 61,903 13

WisdomTree U.S. High Dividend Index ETF Non-Hedged Units HID.B 2,600 51,454 1

BMO Corporate Bond Index ETF CAD Units ZCB 2,563 126,680 17



Mackenzie Canadian Aggregate Bond Index ETF Series E Units QBB 2,500 248,091 6

Silver Bullion Trust US$ ETF Non-Currency Hedged Units SBT.U 2,500 23,550 2

RBC Target 2022 Corporate Bond Index ETF CAD Units RQJ 2,438 46,963 8

RBC Strategic Global Dividend Leaders ETF CAD Units RLD 2,104 50,325 14

First Trust Short Duration High Yield Bond ETF

(CAD-Hedged) Common Units FSD 2,030 42,991 12

Manulife Multifactor U.S. Large Cap Index ETF Hedged Units MULC 2,020 56,519 17


Growth Index ETF Hedged Units IQD 1,956 46,497 17

First Trust AlphaDEX™ U.S. Industrials Sector Index ETF Hedged Units FHG.F 1,900 37,539 13

Purpose Conservative Income Fund ETF Shares PRP 1,850 36,520 4

First Trust AlphaDEX U.S. Financial Sector Index ETF Units FHF 1,843 51,465 9

RBC Quant EAFE Equity Leaders ETF USD Units RIE.U 1,700 31,064 2

PowerShares Global Shareholder Yield ETF CAD Units PSY 1,560 36,828 8

First Trust AlphaDEX U.S. Consumer Staples Sector Index ETF FHC 1,481 35,193 7

WisdomTree U.S. High Dividend Index ETF Hedged Units HID 1,398 28,004 11

RBC 6-10 Year Laddered Canadian Corporate Bond ETF CAD Units RMBO 1,371 27,068 6

BMO Global Consumer Discretionary

Hedged to CAD Index ETF CAD Units DISC 1,365 31,028 10

First Trust Value Line® Dividend Index ETF (CAD-Hedged) Common Units FUD 1,317 34,722 5

Mackenzie US Large Cap Equity Index ETF (CAD-Hedged) Series E Units QAH 1,300 122,546 2

Horizons Intl Developed Markets Equity Index ETF Class A Units HXDM.U 1,289 33,499 7

Purpose best Ideas Fund ETF Non Currency Hedged Units PBI.B 1,200 34,304 4

Purpose Enhanced US Equity Fund ETF Shares PEU 1,200 31,152 4

First Asset MSCI Canada Low Risk Weighted ETF Common Units RWC 1,120 12,884 7

PowerShares S&P 500 Low Volatility Index ETF CAD Units ULV.C 1,081 23,640 8

Purpose Global Innovators Fund ETF Shares PINV 1,078 21,757 2

Purpose Enhanced US Equity Fund ETF Non Currency Hedged Fund PEU.B 1,000 29,260 2

First Trust AlphaDEX U.S. Health Care Sector Index ETF Units FHH 967 23,507 5

Manulife Multifactor Developed International Index ETF Unhedged Units MINT.B 920 25,623 9

First Trust Dorsey Wright U.S. Sector

Rotation Index ETF (CAD-Hedged) Units FSR 900 20,087 2

Manulife Multifactor U.S. Large Cap Index ETF Unhedged Units MULC.B 890 23,996 9

First Asset Canadian Dividend Low Volatility Index ETF Units FDL 870 17,076 5

RBC Strategic Global Equity Leaders ETF CAD Units RLE 760 19,258 6

First Trust AlphaDEX U.S. Consumer Disc Sector Index ETF FHD 728 18,038 9

Harvest Banks & Buildings Income ETF Class A Units HCBB 717 14,317 4

First Asset Cambridge Core U.S. Equity ETF Unhedged Units FCY.B 700 16,328 2

Purpose Strategic Yield Fund ETF Shares SYLD 700 14,077 1

First Trust AlphaDEX U.S. Utilities Sector Index ETF Units FHU 675 14,902 6

PowerShares FTSE RAFI Canadian Small-Mid

Fundamental Index ETF CAD Units PZC 664 13,200 6

First Trust AlphaDEX U.S. Materials Sector Index ETF Units FHM 641 16,401 9

Purpose Canadian Financial Income Fund ETF Shares BNC 600 13,375 2

Mackenzie International Equity Index ETF Series E Units QDX 549 53,268 5

Horizons NASDAQ-100 Index ETF Class A Units HXQ.U 532 19,753 3

Manulife Multifactor U.S. Mid Cap Index ETF Hedged Units MUMC 525 14,556 7

BMO Short Federal Bond Index ETF Accumulating Units ZFS.L 500 9,905 1

First Trust Short Duration High Yield Bond ETF

(CAD-Hedged) Class A Units FSD.A 490 9,393 4

Purpose Diversified Real Asset Fund ETF Units PRA 482 8,906 7

Manulife Multifactor U.S. Small Cap Index ETF Unhedged Units MUSC.B 400 10,195 3

PowerShares Ladder Rite U.S. 0-5 Year Corporate Bond Index ETF USF USB.U 376 6,507 3

Evolve US Banks Enhanced Yield ETF Hedged Units CALL 336 7,098 9

First Trust AlphaDEX™ U.S. Technology Sector Index ETF Hedged Units FHQ.F 301 6,476 4

Dynamic iShares Active Investment Grade Floating Rate ETF Units DXV 215 4,314 3

Evolve US Banks Enhanced Yield ETF Unhedged Units CALL.B 200 4,384 3

Exemplar Investment Grade Fund Series ETF Units CORP 200 4,010 3

Evolve North American Gender Diversity Index ETF Unhedged Units HERS.B 200 4,330 2

Evolve Global Healthcare Enhanced Yield ETF Unhedged Units LIFE.B 200 3,791 3

Mackenize Canadian Short Term Fixed Income ETF Series E Units MCSB 200 3,976 1

Evolve Active US Core Equity ETF Hedged Units CAPS 187 3,892 3



Evolve Active Short Duration Bond ETF Hedged Units TIME 160 3,130 2

WisdomTree Emerging Markets Dividend Index ETF Non-Hedged Units EMV.B 140 3,841 2

Horizons Active Intl Developed Markets Equity ETF Class A Units HADM 130 1,307 2

Manulife Multifactor Canadian Large Cap Index ETF Unhedged Units MCLC 130 3,220 2

Desjardins Canadian Universe Bond Index ETF Units DCU 115 2,240 2

Horizons US 7-10 Year Treasury Bond CAD Hedged ETF Class A Units HTH 106 5,046 2

First Trust Value Line® Dividend Index

ETF (CAD-Hedged) Advisor Class Units FUD.A 100 2,617 1

Manulife Multifactor Canadian SMID Cap Index ETF Unhedged Units MCSM 100 2,494 1

PowerShares FTSE RAFI Global+ Fundamental Index ETF USD Units PXG.U 100 1,839 1

PowerShares Senior Loan Index ETF U.S. dollar denominated units BKL.U 62 898 2

First Trust Global Risk Managed Income Index ETF Advisor ETP.A 30 568 1

Evolve Automobile Innovation Index ETF Unhedged Units USF CARS.U 20 380 1

Excel Global Growth Asset Allocation ETF EXGG 16 392 2

Purpose Short Duration Tactical Bond Fund ETF Units SBND 10 194 1

Silver Bullion Trust ETF Currency Hedged Units SBT 1 10 1

PowerShares Senior Loan Index ETF Canadian dollar denominated units BKL.C 0 0 0

Evolve Active US Core Equity ETF Unhedged Units CAPS.B 0 0 0

First Asset Core U.S. Equity ETF US$ Unhedged Common Units CES.U 0 0 0

First Trust AlphaDEX European Div Index ETF (CAD-Hedged) Advisor Un EUR.A 0 0 0

Excel Global Balanced Asset Allocation ETF Class E Units EXGB 0 0 0

First Trust AlphaDEX™ U.S. Consumer

Staples Sector Index ETF Hedged Units FHC.F 0 0 0

First Trust AlphaDEX™ U.S. Health Care Sector Index ETF Hedged Units FHH.F 0 0 0

Franklin Liberty Core Balanced ETF FLBA 0 0 0

First Trust Senior Loan ETF (CAD-Hedged) Advisor Units FSL.A 0 0 0

Horizons Active US Dividend ETF Cl E Units* HAU.U 0 0 0

US Equity Plus Income ETF Cl U Units HUL.U 0 0 0

Manulife Multifactor U.S. Small Cap Index ETF Hedged Units MUSC 0 0 0

Purpose Multi-Asset Income Fund ETF Shares PINC 0 0 0

PowerShares Global Shareholder Yield ETF USD Units PSY.U 0 0 0

Mackenzie International Equity Index ETF (CAD-Hedged) Series E Units QDXH 0 0 0

RBC Quant Global Real Estate Leaders ETF USD Units RGRE.U 0 0 0

RBC Quant Global Infrastructure Leaders ETF USD Units RIG.U 0 0 0

Horizons Robotics and Automation Index ETF USF ROBO.U 0 0 0

Evolve Active Short Duration Bond ETF Unhedged Units TIME.B 0 0 0

WisdomTree U.S. MidCap Dividend Index ETF Non-Hedged Units UMI.B 0 0 0

BMO Short Provincial Bond Index ETF Accumulating Units ZPS.L 0 0 0




Year To Date Exchange Traded Funds Tradingending April 30, 2018

ETF Name Symbol Volume Value$ Trades

iShares S&P/TSX 60 Index ETF Units XIU 304,215,081 7,033,638,577 269,295

BetaPro Natural Gas 2x Daily Bull ETF HNU 199,640,995 816,287,063 130,561

BetaPro Crude Oil -2x Daily Bear ETF HOD 146,277,663 923,202,018 93,223

BetaPro Crude Oil 2x Daily Bull ETF HOU 134,928,363 1,244,128,939 100,825

iShares S&P/TSX Capped Energy Index ETF Units XEG 120,325,713 1,400,489,811 107,656

Horizons Marijuana Life Sciences Index ETF Cl A Units HMMJ 83,240,996 1,692,925,161 236,375

BetaPro S&P 500 VIX Short-Term Futures™ 2x Daily Bull ETF HVU 81,133,609 1,986,241,339 509,479

BetaPro Natural Gas -2x Daily Bear ETF HND 62,393,209 839,048,995 108,589

BetaPro S&P 500® -2x Daily Bear ETF HSD 55,524,799 242,009,669 22,051

iShares Core S&P 500 Index ETF (CAD-Hedged) Units XSP 54,021,545 1,644,403,510 132,700

BMO Equal Weight Banks Index ETF CAD Units ZEB 53,548,878 1,562,545,289 67,752

BetaPro Canadian Gold Miners 2x Daily Bull ETF HGU 52,267,708 593,073,476 102,976

BetaPro S&P 500 VIX Short-Term Futures™ Daily Inverse ETF HVI 46,755,588 255,830,006 89,738

iShares S&P/TSX Capped Financials Index ETF Units XFN 34,828,376 1,308,687,957 57,510

iShares S&P/TSX Global Gold Index ETF Units XGD 33,959,613 402,852,860 46,993

Horizons S&P/TSX 60 Index ETF Units HXT 30,547,066 981,198,343 44,230

BMO S&P 500 Index ETF CAD Units ZSP 29,800,385 1,126,802,090 53,862

BetaPro S&P/TSX 60™ -2x Daily Bear ETF HXD 23,822,005 148,187,879 17,152

iShares Core S&P/TSX Capped Composite Index ETF Units XIC 23,405,935 579,028,027 66,602

BetaPro Canadian Gold Miners -2x Daily Bear ETF HGD 21,672,783 218,449,240 38,165

BetaPro S&P/TSX 60™ 2x Daily Bull ETF HXU 17,526,907 595,790,812 33,009

iShares S&P/TSX Capped REIT Index ETF Units XRE 14,433,476 238,006,092 29,531

Horizons U.S. Dollar Currency ETF Class A Units DLR 14,324,121 180,652,234 13,679

BMO Equal Weight Oil & Gas Index ETF CAD Units ZEO 14,273,537 143,799,266 23,706

BMO Equal Weight US Banks Hedged to CAD ETF Units ZUB 12,357,097 384,761,105 44,113

BMO Laddered Preferred Share Index ETF CAD Units ZPR 11,762,670 138,345,207 16,455

iShares Canadian Financial Monthly Income ETF Units FIE 11,671,498 87,408,556 14,615

BetaPro S&P 500® 2x Daily Bull ETF HSU 10,976,793 571,368,015 49,938

BMO Nasdaq 100 Equity Hedged to CAD Index ETF Units ZQQ 10,812,240 548,473,305 44,008

BMO Equal Weight US Banks Index ETF Canadian ZBK 10,150,330 283,204,120 36,837

iShares Core S&P 500 Index ETF Units XUS 9,327,870 395,836,523 33,600

BMO Aggregate Bond Index ETF Units ZAG 9,303,660 143,071,155 23,304

iShares Core MSCI EAFE IMI Index ETF Units XEF 9,214,017 288,609,741 38,591

BMO Covered Call Utilities ETF Units ZWU 8,637,410 110,825,980 24,473

iShares Core MSCI All Country World ex Canada Index ETF Units XAW 7,735,820 196,448,062 33,416

Vanguard S&P 500 Index ETF Units VFV 7,688,539 466,181,092 32,334

BMO Covered Call Canadian Banks ETF Units ZWB 7,642,246 145,540,970 21,380

BetaPro NASDAQ-100® 2x Daily Bull ETF HQU 7,633,892 456,612,627 28,169

Desjardins Emerging Markets Multifactor-Controlled Volatility ETF Units DFE 7,475,317 154,244,515 240

BMO Dow Jones Industrial Average Hedged to CAD Units ZDJ 6,786,132 284,307,296 15,013

Vanguard FTSE Emerging Markets All Cap Index ETF Units VEE 6,686,754 242,313,432 24,259

BMO S&P/TSX Capped Composite Index ETF Units ZCN 6,617,619 139,871,036 14,676

BetaPro NASDAQ-100® -2x Daily Bear ETF HQD 6,563,826 53,933,160 6,819

iShares S&P/TSX Cdn Preferred Share Index ETF Units CPD 6,395,297 91,545,128 18,577

Horizons Active Preferred Share ETF Cl E Units HPR 6,264,242 60,712,976 12,720

Vanguard FTSE Canada All Cap Index ETF Units VCN 5,855,189 186,090,041 49,922

BMO Europe High Dividend Covered Call Hedged to CAD ETF CAD Units ZWE 5,609,610 119,818,554 18,278

BetaPro S&P/TSX 60™ Daily Inverse ETF HIX 5,560,956 35,712,405 4,237

iShares Core Canadian Universe Bond Index ETF Units XBB 5,305,466 162,405,848 14,947

Horizons U.S. Dollar Currency ETF Class A Units USF DLR.U 5,087,945 50,649,166 3,919

iShares Canadian Select Divdiend Index ETF Units XDV 5,052,061 126,794,903 17,572

iShres U.S. Small Cap Index ETF (CAD-Hedged) Units XSU 4,885,693 158,137,776 24,037

Healthcare Leaders Income ETF Class A Units HHL 4,882,873 40,543,006 9,549

iShares MSCI World Index ETF XWD 4,720,837 229,449,844 19,313


Vanguard Canadian Aggregate Bond Index ETF Units VAB 4,370,433 109,018,819 21,805

BMO Short Corporate Bond Index ETF Units ZCS 4,324,955 60,881,591 5,551

iShares Canadian Corporate Bond Index ETF Units XCB 4,315,979 90,662,935 10,257

Vanguard Growth ETF Portfolio Redeemable, transferable units VGRO 4,310,955 105,150,259 14,766

BMO Low Volatility Canadian Equity ETF Units ZLB 4,127,422 122,763,251 16,300

iShares Diversified Monthly Income ETF Units XTR 4,010,291 44,881,592 7,263

iShares MSCI EAFE Index ETF (CAD-Hedged) Units XIN 3,967,287 103,605,676 17,657

iShares Core Canadian Short Term Bond Index ETF Units XSB 3,952,556 107,907,560 9,213

BetaPro Silver 2x Daily Bull ETF HZU 3,924,378 56,592,109 5,943

Vanguard U.S. Total Market Index ETF Units VUN 3,899,039 185,925,783 23,268

iShares Floating Rate Index ETF Units XFR 3,806,665 76,748,759 3,225

Horizons Active Floating Rate Bond ETF Cl E Units HFR 3,758,704 37,804,712 3,941

iShares Core MSCI Emerging Markets IMI Index ETF Units XEC 3,642,449 105,032,150 22,408

BMO Canadian Dividend ETF Units ZDV 3,534,541 59,848,176 8,538

First Asset Tech Giants Covered Call ETF Units TXF 3,490,459 59,480,203 7,942

iShares 1-5 Year Laddered Corporate Bond Index ETF Units CBO 3,481,942 64,134,465 8,371

RBC Canadian Bank Yield Index ETF CAD Units RBNK 3,327,135 69,120,993 4,757

PIMCO Monthly Income Fund (Canada) ETF Series units PMIF 3,309,338 65,747,079 5,298

Vanguard S&P 500 Index ETF (CAD-Hedged) Units VSP 3,255,640 154,698,935 15,451

Vanguard FTSE Global All Cap ex Canada Index ETF Units VXC 3,255,109 118,311,462 20,650

BMO S&P 500 Index ETF USD Units ZSP.U 3,233,463 95,217,406 7,878

First Asset Enhanced Short Duration Bond ETF Common Units FSB 3,209,745 31,842,382 2,280

BetaPro S&P/TSX Capped Energy™ 2x Daily Bull ETF HEU 3,202,607 27,692,647 4,642

BMO US High Dividend Covered Call ETF CAD Units ZWH 3,169,787 64,030,828 12,971

BMO Canadian High Dividend Covered Call ETF CAD Units ZWC 3,129,440 61,033,810 8,333

Desjardins Canada Multifactor-Controlled Volatility ETF Units DFC 3,128,415 63,963,225 571

iShares S&P/TSX Composite High Dividend Index ETF Units XEI 3,085,271 64,506,173 9,721

Vanguard FTSE Canadian High Dividend Yield Index ETF Units VDY 3,033,226 101,039,721 9,984

Vanguard Canadian Short-Term Bond Index ETF Units VSB 3,032,737 71,857,980 6,836

BMO Low Volatility US Equity ETF CAD Units ZLU 3,020,909 92,584,619 11,674

BMO S&P 500 Hedged to CAD Index ETF Units ZUE 3,004,932 123,356,406 5,244

BMO Equal Weight REITS Index ETF Units ZRE 2,950,558 61,276,568 10,903

iShares S&P/TSX Canadian Div Aristocrats Index ETF Units CDZ 2,938,956 76,129,685 12,951

iShares Core Canadian Short Term Corporate + Maple Bond Index ETF Un XSH 2,916,795 55,620,832 3,834

PowerShares QQQ Index ETF Canadian-dollar-denominated hedged units QQC.F 2,737,404 158,869,183 7,140

Brand Leaders Plus Income ETF Class A Units HBF 2,713,212 25,444,225 3,103

BMO Junior Gold Index ETF Units ZJG 2,706,975 24,106,454 8,793

First Asset Investment Grade Bond ETF Units FIG 2,706,130 29,490,854 2,683

Vanguard Canadian Short-Term Corporate Bond Index ETF Units VSC 2,694,887 64,969,931 5,672

First Asset U.S. Canada Lifeco Income ETF Common Units FLI 2,692,866 35,182,009 4,636

iShares Gold Bullion ETF Hedged Units CGL 2,636,455 30,201,061 6,615

iShares Core S&P U.S. Total Market Index ETF Units XUU 2,615,838 69,189,990 11,172

iShares U.S. High Yield Bond Index Fund (CAD-Hedged) ETF Units XHY 2,600,772 50,609,009 6,483

iShares NASDAQ 100 Index ETF (CAD-Hedged) Un XQQ 2,600,289 142,086,413 15,466

BMO Equal Weight US Health Care Hedged to CAD ETF Units ZUH 2,508,264 125,589,865 10,149

BMO Mid Term US IG Corporate Bond Index ETF CAD Units ZIC 2,374,744 41,814,474 2,222

BetaPro Silver -2x Daily Bear ETF HZD 2,366,421 14,332,282 2,199

BetaPro S&P 500 VIX Short-Term Futures™ ETF HUV 2,230,534 16,077,416 9,211

Vanguard U.S. Total Market Index ETF (CAD-Hedged) Units VUS 2,215,241 118,192,579 8,616

BMO Mid Corporate Bond Index ETF Units ZCM 2,147,363 34,284,417 3,904

BMO US Dividend ETF CAD Units ZDY 2,125,909 63,416,276 7,846

Vanguard Balanced ETF Portfolio Redeemable, transferable units VBAL 2,123,661 52,138,511 5,350

iShares High Quality Canadian Bond Index ETF Common Units XQB 2,093,801 42,421,009 3,297

BMO MSCI EAFE Hedged to CAD Index ETF Units ZDM 2,091,934 45,109,884 6,578

BMO High Yield US Corp Bond Hedged to CAD Index ETF Units ZHY 2,090,115 29,330,929 5,045

Vanguard FTSE Developed All Cap ex North America Index ETF Units VIU 2,082,487 60,369,494 8,237

Energy Leaders Plus Income ETF Class A Units HPF 1,972,597 10,599,908 1,760

iShares MSCI Europe IMI Index ETF Units XEU 1,962,893 48,535,429 4,387

BMO Discount Bond Index ETF CAD Units ZDB 1,951,602 30,427,515 2,002

iShares S&P/TSX Capped Materials Index ETF Units XMA 1,945,260 25,919,960 6,132

BMO MSCI EAFE Index ETF CAD Units ZEA 1,931,411 36,842,315 5,694

Horizons Active Corporate Bond ETF Cl E Units HAB 1,924,052 20,516,746 3,578



Mackenzie Floating Rate Income ETF Series E Units MFT 1,896,350 40,676,675 3,716

BMO MSCI Emerging Markets Index ETF Units ZEM 1,894,137 40,874,018 6,848

BMO International Dividend ETF CAD Units ZDI 1,890,728 42,565,345 5,124

iShares S&P/TSX Global Base Metals Index ETF Units XBM 1,874,217 27,622,867 4,093

PowerShares Canadian Dividend Index ETF Units PDC 1,861,754 49,926,337 4,840

Vanguard FTSE Canada Index ETF Units VCE 1,807,269 59,985,109 7,185

Vanguard FTSE Developed All Cap Ex U.S. Index ETF (CAD-Hedged) VEF 1,770,738 71,944,952 6,433

BMO Covered Call Dow Jones Industrial

Average Hedged to CAD ETF Units ZWA 1,708,037 39,483,973 6,467

iShares 1-5 Year Laddered Government Bond Index ETF Units CLF 1,707,302 30,500,362 4,002

Dynamic iShares Active Preferred Shares ETF Units DXP 1,704,413 37,944,224 4,740

BMO MSCI Europe High Quality Hedged to CAD Index ETF Units ZEQ 1,694,664 33,223,373 6,260

RBC Canadian Preferred Share ETF CAD Units RPF 1,675,454 40,689,361 3,036

Horizons Active Global Dividend ETF Cl E Units HAZ 1,657,811 33,951,721 2,583

iShares Core Canadian Long Term Bond Index ETF Units XLB 1,644,531 38,652,601 2,990

iShares Canadian HYBrid Corporate Bond Index ETF Units XHB 1,629,422 33,194,324 2,862

BetaPro S&P/TSX Capped Energy™ -2x Daily Bear ETF HED 1,613,338 14,706,128 2,839

Vanguard FTSE Developed Europe All Cap Index ETF Units VE 1,583,680 47,255,622 4,017

iShares Core MSCI EAFE IMI Index ETF (CAD-Hedged) Units XFH 1,583,093 36,501,876 2,798

PowerShares 1-5 Year Laddered Investment Grade Corp Bond Units PSB 1,546,953 27,944,082 4,106

Blockchain Technologies ETF Class A units HBLK 1,521,626 15,485,081 5,358

Horizons Robotics and Automation Index ETF Class A Units ROBO 1,513,514 38,337,250 6,663

Horizons S&P 500 Index ETF Cl A Units HXS 1,480,317 95,257,251 7,083

BMO China Equity Index ETF Units ZCH 1,443,310 39,124,487 5,831

BMO Equal Weight Global Base Metals

Hedged to CAD Index ETF CAD Units ZMT 1,415,554 17,672,689 2,075

iShares MSCI Europe IMI Index (CAD-Hedged) ETF Units XEH 1,397,947 34,578,553 3,327

BMO Equal Weight Utilities Index ETF Units ZUT 1,382,469 23,127,737 3,522

Mackenzie Core Plus Global Fixed Income ETF Series E Units MGB 1,313,455 25,980,759 1,494

BMO Mid Term US IG Corporate Bond Hedged to CAD Index ETF Units ZMU 1,301,568 18,961,271 2,024

iShares Equal Weight Banc & Lifeco ETF Units CEW 1,301,068 16,655,659 2,686

Tech Achievers Growth & Income ETF Class A Units HTA 1,267,811 13,023,331 2,145

Royal Canadian Mint-Canadian Gold Reserves Exchange Traded Receipts MNT 1,265,705 22,483,185 2,259

Purpose Premium Yield Fund ETF Shares PYF 1,241,259 23,478,642 1,241

BMO Mid Provincial Bond Index ETF CAD Units ZMP 1,182,870 17,361,191 2,131

Mackenzie Unconstrained Bond ETF Series E Units MUB 1,167,185 24,396,046 2,980

BMO Floating Rate High Yield ETF CAD Units ZFH 1,165,403 17,794,100 1,612

iShares Conservative Short Term Strategic Fixed Income ETF Units XSC 1,163,108 22,858,581 2,061

BMO Mid Federal Bond Index ETF Units ZFM 1,120,877 17,746,918 1,919

iShares S&P US Dividend Growers Index ETF (CAD-Hedged) Units CUD 1,111,005 45,226,711 5,703

iShares S&P/TSX Capped Utilities Index ETF Units XUT 1,093,893 23,499,363 2,690

BMO International Dividend Hedged to CAD ETF CAD Units ZDH 1,091,550 24,542,437 2,867

RBC Quant EAFE Dividend Leaders ETF CAD Units RID 1,085,715 26,693,380 2,827

Horizons Marijuana Life Sciences Index ETF Cl A Units HMMJ.U 1,067,141 17,972,576 2,196

iShares S&P/TSX Capped Information Technology Index ETF Units XIT 1,063,554 18,365,629 4,254

iShares U.S. IG Corporate Bond Index ETF (CAD Hedged) Units XIG 1,061,996 24,789,047 1,186

Vanguard FTSE Developed Asia Pacific All Cap Index ETF Units VA 1,021,676 36,108,655 3,126

iShares Canadain Government Bond Index ETF Units XGB 1,021,054 21,689,346 1,950

iShares MSCI Emerging Markets Index ETF Units XEM 1,016,675 34,990,586 3,967

iShares Premium Money Market ETF Units CMR 1,011,119 50,574,468 1,423

iShares Canadian Real Return Bond Index ETF Units XRB 1,011,065 24,110,522 3,895

BMO Global Infrastructure Index ETF Units ZGI 1,006,968 33,672,613 3,643

BMO US Dividend Hedged to CAD ETF Units ZUD 1,001,007 23,884,753 1,946

Mackenzie Maximum Diversification Developed

Europe Index ETF Series E Units MEU 987,453 22,855,681 562

Lysander-Slater Preferred Share ActivETF PR 973,085 10,351,209 738

Purpose Core Dividend Fund ETF Units PDF 958,674 25,115,937 2,632

Horizons Active Floating Rate Preferred Share ETF Cl E Units HFP 948,581 9,329,730 1,525

First Asset CanBanc Income Class ETF CIC 924,283 11,185,862 1,113

First Asset Canadian REIT ETF Common Units RIT 919,929 14,588,269 2,276

BMO Long Corporate Bond Index ETF Units ZLC 915,745 16,760,308 2,943

First Asset 1-5 Year Laddered Gov Strip Bond Index Common Units BXF 912,429 9,185,948 934



Vanguard FTSE Developed All Cap Ex U.S. Index ETF Units VDU 908,717 32,655,280 4,624

BMO India Equity Index ETF Units ZID 908,187 22,293,227 3,581

iShares Conservative Strategic Fixed Income ETF Units XSE 898,895 17,885,477 2,376

Horizons Enhanced Income International Equity ETF E Units HEJ 890,147 6,029,555 1,807

iShares 1-10 Year Laddered Corporate Bond Index ETF Units CBH 887,715 16,619,368 1,584

iShares Edge MSCI Min Vol EAFE Index ETF Units XMI 883,636 31,874,452 3,408

Desjardins USA Multifactor-Controlled Volatility ETF Units DFU 872,956 18,648,896 364

Vanguard U.S. Dividend Appreciation Index ETF Units VGG 870,033 38,616,161 4,301

Mackenzie Maximum Diversification All World Developed

ex North America Index ETF Series E Units MXU 864,017 19,929,379 958

First Asset Energy Giants Covered Call ETF Units NXF 862,982 7,346,342 599

iShares Core MSCI Global Quality Dividend Index ETF Units XDG 861,904 17,029,986 1,932

iShares Gold Bullion ETF Non Hedged Units CGL.C 847,711 12,583,706 1,709

Evolve Active Canadian Preferred Share ETF Unhedged Units DIVS 843,755 17,728,690 952

PIMCO Investment Grade Credit Fund (Canada) ETF Series units IGCF 834,561 16,534,724 370

BMO Long Federal Bond Index ETF Units ZFL 829,793 14,112,351 1,052

Dynamic iShares Active Tactical Bond ETF Units DXB 825,780 16,427,989 609

Dynamic iShares Active Global Dividend ETF Units DXG 817,077 20,863,590 1,333

PowerShares 1-3 Year Laddered Floating Rate Note Index ETF PFL 815,583 16,259,127 443

BMO Junior Oil Index ETF Units ZJO 815,365 10,476,326 1,409

iShares Core MSCI Canadian Quality Dividend Index ETF Units XDIV 812,863 16,666,910 2,030

BMO Emerging Markets Bond Hedged to CAD Index ETF Units ZEF 807,246 13,180,622 2,507

iShares S&P/TSX Capped Consumer Staples Index ETF Units XST 806,504 43,618,369 2,697

First Asset Morningstar Canada Value Index ETF Units FXM 803,099 12,256,815 2,490

BMO US Put Write ETF CAD Units ZPW 800,707 14,225,939 3,670

Vanguard U.S. Aggregate Bond Index ETF (CAD-Hedged) Units VBU 798,968 19,515,738 3,347

Horizons Active High Yield Bond ETF Class E Units HYI 798,572 8,016,678 2,213

iShares 1-10 Year Laddered Government Bond Index ETF Units CLG 797,394 14,615,187 954

iShares Silver Bullion Fund ETF Hedged Common Units SVR 788,727 7,223,264 1,788

Horizons Seasonal Rotation ETF Cl E Units HAC 760,179 14,692,826 2,145

First Asset Morningstar Canada Momentum Index ETF Units WXM 744,354 12,418,493 2,049

iShares U.S. High Dividend Equity Index ETF (CAD-Hedged) Units XHD 734,911 20,970,364 3,088

PowerShares S&P/TSX Composite Low Volatility Index ETF Units TLV 732,254 20,330,720 3,130

Desjardins Developed ex-USA ex-Canada

Multifactor-Controlled Volatility ETF DFD 718,432 15,264,267 361

BMO Low Volatility US Equity Hedged to CAD ETF Units ZLH 694,517 16,023,947 1,572

Purpose High Interest Savings ETF Units PSA 690,736 34,553,237 2,276

BMO MSCI USA High Quality Index ETF CAD Units ZUQ 678,986 21,711,674 1,788

Horizons Cdn Select Universe Bond ETF Cl A Units HBB 665,974 29,536,811 1,188

First Asset U.S. TrendLeaders Index ETF Redeemable, transferable units SID 661,889 15,407,752 1,300

BetaPro S&P/TSX Capped Financials™ -2x Daily Bear ETF HFD 657,191 3,512,450 1,187

Horizons Enhanced Income Equity ETF E Units HEX 648,220 4,322,692 752


ex North America Index ETF (CAD-Hedged) VI 647,380 18,683,679 2,459

RBC Quant EAFE Dividend Leaders (CAD-Hedged) ETF Units RIDH 642,906 15,178,333 1,334

iShares US High Yield Fixed Income Index ETF

(CAD-Hedged) Common Units CHB 639,300 12,038,682 2,729

iShares S&P/TSX SmallCap Index ETF Units XCS 637,789 10,384,234 2,152

Vanguard Global ex-U.S. Aggregate Bond Index ETF (CAD-Hedged) Un VBG 631,975 16,700,757 3,070

iShares China Index ETF Units XCH 626,147 18,673,120 2,830

iShares S&P/TSX North American Preferred Stock ETF (CAD-Hedged) Un XPF 619,117 11,294,107 2,340

BMO Long Provincial Bond Index ETF CAD Units ZPL 606,748 9,493,028 1,873

BMO Monthly Income ETF Units ZMI 605,706 9,732,124 1,513

Vanguard Conservative ETF Portfolio Redeemable, transferable units VCNS 597,348 14,769,456 1,440

RBC 1-5 Year Laddered Canadian Bond ETF CAD Units RLB 591,359 11,300,543 834

iShares S&P U.S. Mid-Cap Index ETF (CAD-Hedged) Units XMH 589,667 11,055,524 1,908

iShares Edge MSCI Min Vol USA Index ETF Units XMU 589,550 26,926,800 1,778

American Hotel Income Properties REIT LP USF HOT.U 588,456 3,893,138 1,274

Hamilton Capital Global Financials Yield ETF Class E units HFY 584,826 9,900,908 1,155

iShares Advantaged Short Duration High

Income ETF(CAD-Hedged) Common Units CSD 580,091 10,398,501 1,751

Vanguard U.S. Dividend Appreciation Index (CAD-Hedged) Units VGH 579,003 20,901,547 2,439



iShares Short Term Strategic Fixed Income ETF Units XSI 576,580 10,971,805 1,264


Emerging Markets Index ETF Series E Units MEE 568,479 14,377,604 983

BetaPro Gold Bullion 2x Daily Bull ETF HBU 557,412 4,897,626 774

PowerShares Fundamental High Yield Corporate Bond Index ETF

Canadian-dollar-denominated hedged unit PFH.F 555,816 11,174,037 1,176

iShares Jantzi Social Index ETF Units XEN 555,009 13,609,042 1,055

BMO Equal Weight Industrials Index ETF CAD Units ZIN 554,655 14,955,886 1,080

BMO Equal Weight Global Gold Index ETF CAD Units ZGD 547,073 5,013,561 889

Hamilton Capital U.S. Mid-Cap Financials ETF (USD) Class E Units HFMU.U 536,665 9,710,006 577

Horizons Inovestor Canadian Equity Index ETF Class A Units INOC 535,479 5,404,942 708

RBC Quant U.S. Dividend Leaders ETF CAD Units RUD 535,259 17,270,628 1,525

iShares Global Water Index ETF Units CWW 534,767 17,829,869 2,704

Vanguard FTSE Developed Asia Pacific

All Cap Index ETF (CAD-hedged) Units VAH 522,729 16,448,913 2,216

Mackenzie Maximum Diversification US Index ETF Series E Units MUS 520,244 12,658,477 703

Canadian Crude Oil Index ETF Class A Units CCX 515,589 4,864,182 832

Purpose Duration Hedged Real Estate Fund ETF Units PHR 515,230 9,469,802 327

iShares Convertible Bond Index ETF Units CVD 515,150 9,522,252 1,745

BMO Low Volatility Emerging Markets Equity ETF CAD Units ZLE 510,705 11,347,917 375

iShares Edge MSCI Multifactor EAFE Index ETF (CAD-Hedged) Units XFF 505,676 13,172,645 1,447

Horizons Canadian Dollar Currency ETF Units CAN 505,326 5,084,889 255

BetaPro S&P 500® Daily Inverse ETF HIU 504,890 14,254,833 1,081

Vanguard Global Value Factor ETF VVL 504,174 17,496,537 2,709

iShares Global Monthly Dividend Index ETF (CAD-Hedged) Units CYH 488,961 9,746,589 2,746

Horizons Active U.S. Floating Rate Bond ETF Cl E Units USF HUF.U 484,376 4,907,472 361

RBC Quant European Dividend Leaders (CAD-Hedged) ETF Units RPDH 478,542 10,917,763 914

Hamilton Capital Global Bank ETF Class E Units HBG 476,035 10,902,278 1,831

RBC 1-5 Year Laddered Corporate Bond ETF CAD Units RBO 475,152 9,008,313 779

Vanguard FTSE Canadian Capped REIT Index ETF Units VRE 472,413 14,400,053 3,168

BMO MSCI All Country World High Quality Index ETF CAD Units ZGQ 471,974 14,230,133 1,128

Horizons Enhanced Income Gold Produers ETF E Units HEP 470,662 11,344,012 2,193

Harvest Global Resource Leaders ETF Cl A Units HRES 470,580 9,113,280 323

Horizons Gold Yield ETF Cl E Units HGY 469,500 2,399,757 544

Sphere FTSE Emerging Markets Sustainable Yield Index ETF Units SHZ 458,307 5,218,786 404

First Asset Morningstar International Value Index ETF Unhedged Common VXM.B 457,214 13,570,455 868

PowerShares Tactical Bond ETF Units PTB 451,007 8,417,816 1,124

BetaPro S&P/TSX Capped Financials™ 2x Daily Bull ETF HFU 450,649 16,809,535 1,469

BMO Short Federal Bond Index ETF Units ZFS 446,931 6,309,880 808

BMO Short Provincial Bond Index ETF Units ZPS 446,834 5,974,995 1,291

PowerShares Canadian Preferred Share Index ETF Units PPS 441,786 7,400,996 674

Franklin LibertyQT Global Dividend Index ETF Units FLGD 440,135 8,656,557 355

TD Canadian Aggregate Bond Index ETF Units TDB 437,639 6,324,716 366

First Asset Enhanced Short Duration Bond ETF US$ Common Units FSB.U 430,630 4,286,572 218

Healthcare Leaders Income ETF Class U Units USF HHL.U 408,703 3,371,831 334

BMO Low Volatility International Equity ETF CAD Units ZLI 408,114 9,575,156 566

Horizons Crude Oil ETF HUC 405,997 5,300,427 1,147

Horizons Enhanced Income Energy ETF E Units HEE 404,798 4,655,060 1,055

iShares S&P/TSX Completion Index ETF Units XMD 402,294 10,111,979 1,552

First Asset Morningstar US Value Index ETF Unhedged Common Units XXM.B 400,046 6,625,923 1,014

Horizons Active Cdn Municipal Bond ETF Class E Units HMP 396,755 3,867,111 2,231

iShares Global Infrastructure Index ETF Units CIF 395,457 9,913,040 1,210

Horizons Intl Developed Markets Equity Index ETF Class A Units HXDM 394,191 13,088,812 689

iShares Short Term High Quality Canadian Bond Index ETF Units XSQ 393,618 7,580,683 730

Horizons Silver ETF HUZ 392,696 3,626,180 1,389

Purpose Total Return Bond Fund ETF Units PBD 392,602 7,378,622 492

First Asset Morningstar International Value Index ETF Common Units VXM 390,127 10,331,078 875

iShares Global Real Estate Index ETF Units CGR 381,811 10,323,935 2,493

First Asset Morningstar US Value Index ETF Common Units XXM 381,508 5,028,450 691

First Asset Morningstar National Bank Quebec Index ETF Units QXM 378,644 7,511,911 1,568

Horizons EURO STOXX 50® Index ETF Class A Units HXX 374,904 11,718,984 927

Royal Canadian Mint-Cdn Silver Reserves ETR MNS 371,334 4,707,237 627



iShares S&P U.S. Mid-Cap Index ETF Units XMC 369,996 6,863,278 888

Brand Leaders Plus Income ETF Class U Units USF HBF.U 358,826 3,447,130 269

iShares Edge MSCI Multifactor EAFE Index ETF ETF XFI 358,494 8,932,377 642

Horizons Canadian Midstream Oil & Gas Index ETF Class A Units HOG 356,323 3,131,458 518

iShares Global Healthcare Index ETF (CAD-Hedged) Units XHC 355,437 15,922,161 2,947

Mackenzie Maximum Diversification Canada Index ETF Series E Units MKC 354,098 7,852,280 1,074

First Asset European Bank ETF Common Units FHB 352,466 3,405,512 1,216

Horizons Active Global Fixed Income ETF Cl E Units HAF 351,523 2,820,242 598

Horizons Morningstar Hedge Fund Index ETF Cl E Units HHF 349,085 5,071,992 767

First Asset U.S. Buyback Index ETF Redeemable, Transferable Units FBU 347,818 9,382,404 782

iShares Edge MSCI Min Vol EAFE Index ETF (CAD-Hedged) Units XML 345,019 7,738,969 1,313

BMO Low Volatility International Equity Hedged to CAD ETF Units ZLD 344,534 7,763,448 766

iShares Core S&P U.S. Total Market Index ETF (CAD-Hedged) Units XUH 341,935 8,719,244 1,335

First Asset MSCI Europe Low Risk Weighted ETF Common Units RWE 340,635 8,865,509 482

PowerShares FTSE RAFI Canadian Fundamental Index ETF Units PXC 339,217 9,017,696 912

Evolve Marijuana ETF Canadian dollar denominated units SEED 335,092 6,275,344 1,688

RBC Quant European Dividend Leaders ETF CAD Units RPD 328,083 7,818,912 636

BMO Ultra Short-Term Bond ETF Units ZST 326,154 16,848,075 948

iShares Core MSCI US Quality Dividend Index ETF Units XDU 323,159 6,509,812 681

BMO US High Dividend Covered Call ETF USD Units ZWH.U 319,325 6,995,336 915

Franklin LibertyQT U.S. Equity Index ETF Units FLUS 316,494 6,896,693 137

TD S&P 500 Index ETF Units TPU 313,812 6,077,977 1,196

iShares J.P. Morgan USD Emerging Mrkts Bnd Index ETF (CAD-Hedged) XEB 311,720 6,626,287 828

PowerShares S&P 500 Low Volatility Index ETF

Canadian dollar-denominated hedged Units ULV.F 310,253 11,343,715 1,807

First Asset Active Utility & Infrastructure ETF Common Units FAI 309,742 3,095,392 411

iShares Edge MSCI Multifactor USA Index ETF (CAD-Hedged) Units XFA 305,640 8,569,658 836

First Asset MSCI Europe Low Risk Weighted ETF Unhedged Common RWE.B 304,781 8,054,887 198

Horizons Active A.I. Global Equity ETF Class A Units MIND 302,586 7,727,099 1,570

PowerShares Senior Loan Index ETF

Canadian-dollar-denominated hedged units BKL.F 302,218 5,732,515 546


All Cap Index ETF (CAD-hedged) Units VEH 301,741 8,812,068 981

Energy Leaders Plus Income ETF Class U Units USF HPF.U 301,337 1,696,928 105

BMO Short-Term US IG Corporate Bond Hedged to CAD Index ETF Units ZSU 301,101 4,367,862 492

First Asset MSCI International

Low Risk Weighted ETF Unhedged units nc ipo RWX.B 300,900 6,247,729 114

Desjardins 1-5 year Laddered Canadian Corporate Bond Index ETF Units DCC 299,456 5,794,254 95

iShares Canadian Value Index ETF Units XCV 298,686 7,859,856 576

BMO US Put Write Hedged to CAD ETF CAD Units ZPH 294,448 5,747,442 631

iShares Edge MSCI Min Vol Global Index ETF Units XMW 292,344 11,156,326 1,175

RBC Quant Canadian Dividend Leaders ETF CAD Units RCD 292,291 5,966,068 744

iShares U.S. High Dividend Equity Index ETF Units XHU 289,235 6,601,241 625

iShares Edge MSCI Multifactor USA Index ETF XFS 289,097 7,627,711 690

First Asset U.S. Tactical Sector Allocation Index ETF Units FUT 285,449 6,704,277 199

Purpose International Dividend Fund ETF Units PID 282,736 5,950,065 1,010

iShares Edge MSCI Multifactor Canada Index ETF XFC 281,968 6,928,359 592

Purpose Tactical Investment Grade Bond Fund ETF Units BND 278,800 5,407,017 391

Horizons Cdn High Dividend Index ETF Class A Units HXH 278,127 8,346,016 298

TD International Equity Index ETF Units TPE 278,001 5,048,414 892

Evolve Automobile Innovation Index ETF Unhedged Units CARS.B 277,550 5,984,106 253

Horizons S&P 500 CAD Hedged Index ETF Class A Units HSH 276,562 17,874,410 768

iShares Global Agriculture Index ETF Units COW 270,327 11,010,071 1,774


Dividend Index ETF (CAD-Hedged) Units XDGH 262,971 5,393,296 429

Horizons Natural Gas ETF HUN 259,614 1,478,618 261

First Asset Active Credit ETF CAD$ Common Units FAO 258,876 2,529,813 524

Mackenzie Maximum Diversification All World

Developed Index ETF Series E Units MWD 256,656 5,915,111 331

First Asset Morningstar International Momentum Index ETF Common Un ZXM 253,753 7,407,372 993

iShares India Index ETF Units XID 252,550 8,990,409 1,936

First Asset Short Term Government Bond Index Class ETF Shares FGB 252,501 4,772,437 153



Horizons NASDAQ-100 Index ETF Class A Units HXQ 252,003 11,990,357 814

First Asset Energy Giants Covered Call ETF Unhedged Units NXF.B 250,269 2,198,347 209

iShares Edge MSCI Min Vol Canada Index ETF Units XMV 245,160 7,070,869 816

First Asset Can-Materials Covered Call ETF Units MXF 244,558 3,538,108 921

RBC Quant Emerging Markets Equity Leaders ETF CAD Units RXE 241,801 6,581,910 372

iShares Edge MSCI Min Vol Emerging Markets Index ETF Units XMM 235,969 6,752,913 1,189

RBC Quant U.S. Dividend Leaders (CAD-Hedged) ETF Units RUDH 234,921 6,152,497 724

Tech Achievers Growth & Income ETF Class U Units HTA.U 233,587 2,360,266 129

TD S&P 500 CAD Hedged Index ETF Units THU 229,723 4,520,458 763

BMO MSCI EAFE Value Index ETF CAD Units ZVI 228,068 4,869,653 183

iShares Balanced Income CorePortfolio ETF Units CBD 226,210 4,937,093 891

iShares Canadian Growth Index Index ETF Units XCG 224,883 6,710,399 567

Sphere FTSE Canada Sustainable Yield Index

ETF Unhedged Common Units SHC 224,585 2,658,250 264

BMO US Preferred Share Index ETF CAD Units ZUP 224,575 5,406,162 600

WisdomTree U.S. Quality Dividend Growth Index ETF Non-Hedged Units DGR.B 218,964 5,437,235 295

BMO Shiller Select US Index ETF CAD Units ZEUS 218,625 4,710,260 730

Evolve Automobile Innovation Index ETF Hedged Units CARS 217,937 4,557,664 496

BMO Global Banks Hedged to CAD Index ETF CAD Units BANK 217,815 4,683,355 315

WisdomTree Europe Hedged Equity Index ETF Units Hedged Units EHE 216,503 5,444,518 975

First Asset MSCI World Low Risk Weighted ETF Common Units RWW 216,109 6,001,384 541

WisdomTree U.S. Quality Dividend Growth Dynamic

Hedged Index ETF Variably Hedged Units DQD 214,188 5,347,679 586

First Asset Morningstar US Dividend Target 50 Index ETF Units UXM 213,819 3,150,305 522

RBC Quant Emerging Markets Dividend Leaders ETF CAD Units RXD 212,938 4,725,431 415

ONE Global Equity ETF ONEQ 212,334 5,345,633 440

RBC Target 2019 Corporate Bond ETF Units RQG 211,964 4,056,971 263

Horizons Active Floating Rate Senior Loan ETF Cl E Units HSL 210,944 2,061,566 262

BMO Low Volatility US Equity ETF USD Units ZLU.U 206,631 5,194,562 339

AGFiQ Enhanced Core US Equity ETF QUS 206,535 5,798,237 319

Horizons Cdn Insider Index ETF Cl A Units HII 198,407 2,522,992 240

RBC Quant U.S. Equity Leaders ETF CAD Units RUE 197,681 5,295,705 363

Horizons Active Canadian Dividend ETF Cl E Units HAL 196,878 3,052,075 559

BMO Real Return Bond Index ETF Units ZRR 196,876 3,384,059 475

Horizons Active Emerging Markets Dividend ETF Cl Units HAJ 196,335 2,745,320 478

First Trust Senior Loan ETF (CAD-Hedged) Common Units FSL 196,261 3,793,060 637

Horizons Enhanced Income Financials ETF Cl E Units HEF 195,369 1,772,598 435

BMO Mid Term US IG Corporate Bond Index ETF USD Units ZIC.U 193,916 2,781,792 164

Horizons S&P 500 Index ETF Cl A Units USF HXS.U 192,921 9,859,437 432

Mackenzie US Large Cap Equity Index ETF Series E Units QUU 191,630 18,827,083 427

PowerShares FTSE RAFI Global Small-Mid Fundamental ETF USD Units PZW.U 188,990 3,893,767 323

First Asset Morningstar US Momentum Index ETF Common Units YXM 187,495 2,749,420 440

Sphere FTSE Europe Sustainable Yield Index ETF Hedged Common Units SHE 186,920 2,092,500 373

First Asset Canadian Convertible Bond ETF Common Units CXF 185,949 1,820,194 409

Horizons Global Risk Parity ETF Class E Units HRA 185,128 1,919,916 329

PowerShares S&P International Developed Low Volatility Index ETF Units ILV 185,100 4,308,203 441

Horizons Natural Gas Yield ETF Cl E Units HNY 182,897 2,011,363 561

First Trust Canadian Capital Strength ETF Common Units FST 182,660 6,090,490 580

PowerShares Low Volatility Portfolio ETF CAD Units PLV 181,989 3,951,149 542

WisdomTree Canada Quality Dividend Growth Index

ETF Non-Hedged Units DGRC 179,309 4,678,162 145

Mackenzie Core Plus Canadian Fixed Income ETF Series E Units MKB 177,174 3,551,775 439

Horizons S&P/TSX Capped Energy Index ETF Cl A Units HXE 174,465 3,358,191 329

iShares Balanced Growth CorePortfolio ETF Units CBN 172,831 3,661,944 888

Vanguard Global Minimum Volatility ETF Units VVO 172,104 5,108,567 855

iShares S&P Global Consumer Discretionary Index ETF (CAD-Hedged) XCD 172,063 6,072,785 736

Horizons Absolute Return Global Currency ETF Class E Units HARC 170,331 3,558,569 174

Horizons US 7-10 Year Treasury Bond ETF Class A Units HTB 169,210 8,508,391 314

Franklin Liberty Risk Managed Canadian Equity ETF Units FLRM 168,703 3,369,772 233

Vanguard Global Momentum Factor ETF VMO 167,450 5,532,357 964

iShares S&P Global Industrials Index ETF (CAD-Hedged) Units XGI 163,208 5,469,531 560

iShares Edge MSCI Min Vol USA Index ETF (CAD-Hedged) Units XMS 162,947 3,861,184 438



Purpose US Dividend Fund ETF Non Currency Hedged Units PUD.B 161,079 4,121,944 271

RBC Quant Global Infrastructure Leaders ETF CAD Units RIG 160,294 3,085,524 338

iShares Core MSCI US Quality Dividend Index ETF (CAD-Hedged) Units XDUH 158,537 3,376,431 282

BMO Europe High Dividend Covered Call ETF CAD Units ZWP 158,040 3,238,182 224

First Asset Preferred Share ETF Units FPR 157,533 3,583,173 674

US Equity Plus Income ETF Cl A Units HUL 157,012 1,463,141 156

PowerShares FTSE RAFI U.S. Fundamental Index ETF II CAD Units PXS 156,374 3,936,895 345

Franklin LibertyQT International Equity Index ETF Units FLDM 154,201 3,023,166 257

Dynamic iShares Active U.S. Dividend ETF Units DXU 150,990 3,791,991 211

BMO Global Insurance Hedged to CAD Index ETF CAD Units INSR 146,778 3,257,548 332

Horizons Gold ETF HUG 143,235 1,736,120 331

Vanguard Canadian Long-Term Bond Index ETF

Redeemable, Transferable Units VLB 141,978 3,630,608 404

Horizons China High Dividend Yield Index ETF HCN 141,789 3,904,588 584

AGFiQ Enhanced Core International Equity ETF Units QIE 139,737 4,049,907 434

Horizons US 7-10 Year Treasury Bond ETF Class A Units USF HTB.U 139,624 5,584,350 193

Evolve US Banks Enhanced Yield ETF Hedged Units CALL 138,839 3,138,681 119

Harvest US Bank Leaders Income ETF Cl A Units HUBL 138,446 2,678,743 493

First Asset Morningstar US Dividend Target 50 Index Unhedged Common UXM.B 137,843 2,218,301 352

PowerShares Ladder Rite U.S. 0-5 Year Corporate Bond Index ETF USB 136,884 2,967,429 210

Dynamic iShares Active Global Financial Services ETF Units DXF 136,186 3,099,501 239

BetaPro Gold Bullion -2x Daily Bear ETF HBD 133,816 1,783,202 366

iShares Silver Bullion Fund ETF Non Hedged Common Units SVR.C 133,803 1,125,806 323

BMO US Preferred Share Hedged to CAD Index ETF ZHP 133,127 3,276,121 320

BMO Global Consumer Discretionary

Hedged to CAD Index ETF CAD Units DISC 132,937 3,040,161 197

Royal Canadian Mint-Canadian Gold

Reservews Exch Traded Receipts USF MNT.U 132,610 1,875,078 247

First Trust AlphaDEX U.S. Health Care Sector Index ETF Units FHH 132,433 3,300,963 127

Manulife Multifactor Developed International Index ETF Unhedged Units MINT.B 132,402 3,722,914 153

RBC PH&N Short Term Canadian Bond ETF CAD Units RPSB 129,847 2,578,149 283

RBC Quant EAFE Equity Leaders (CAD Hedged) ETF CAD Units RIEH 127,483 2,664,343 146

RBC Target 2018 Corporate Bond ETF Units RQF 126,040 2,385,482 160

Purpose Enhanced Dividend Fund ETF Shares PDIV 125,160 1,359,095 199

RBC Target 2021 Corporate Bond Index ETF Units RQI 124,140 2,455,613 181

BMO Junior Gas Index ETF Units ZJN 123,753 1,855,251 313

Vanguard Canadian Short-Term Government

Bond Index ETF Redeemable, Transferable Units VSG 123,070 2,994,225 93

First Asset MSCI USA Low Risk Weighted ETF Common Units RWU 120,832 1,791,281 123

AGFiQ Enhanced Core Emerging Markets Equity ETF Units QEM 120,277 3,628,703 395

BMO US Dividend ETF USD Units ZDY.U 119,399 2,863,736 272

WisdomTree U.S. Quality Dividend Growth Index ETF Hedged Units DGR 119,349 3,082,900 678

TD S&P/TSX Capped Composite Index ETF Units TTP 119,314 2,116,701 406

First Asset MSCI International Low Risk Weighted ETF Units nc ipo RWX 116,915 2,367,755 183

Mackenzie Portfolio Completion ETF Series E Units MPCF 116,111 2,356,372 159

Global REIT Leaders Income ETF Class A Units HGR 115,119 1,113,726 153

Horizons S&P/TSX 60 Index ETF USF Units HXT.U 114,939 2,980,820 410

BMO High Yield US Corporate Bond Index ETF CAD Units ZJK 114,729 2,257,836 278

First Asset MSCI USA Low Risk Weighted ETF Unhedged Common RWU.B 113,973 1,986,299 234

Mackenzie US Large Cap Equity Index ETF (CAD-Hedged) Series E Units QAH 113,300 10,672,667 255

First Asset Morningstar International Momentum Index ETF Unhedged Un ZXM.B 112,940 3,618,571 313

Mackenzie Canadian Large Cap Equity Index ETF Series E Units QCE 112,800 10,658,063 77

First Asset U.S. Equity Multi-Factor Index ETF Units FUM 112,032 2,684,330 305

First Asset Morningstar US Momentum Index ETF Unhedged Com Units YXM.B 109,236 2,028,923 237

PowerShares FTSE RAFI US Fundamental ETF

Canadian-dollar-denominated hedged Units PXU.F 108,713 4,219,023 363

BMO Ultra Short-Term Bond ETF Accumulating Units ZST.L 107,714 5,463,200 640

AGFiQ Enhanced Core Canadian Equity ETF Units QCD 107,020 2,766,950 164

RBC Quant EAFE Dividend Leaders ETF USD Units RID.U 105,925 2,053,995 124

First Trust Global Risk Managed Income Index ETF ETP 104,652 1,996,357 406

First Trust AlphaDEX U.S. Technology Sector Index ETF Units FHQ 103,761 3,661,052 792

First Asset Morningstar Canada Dividend Target 30 Index ETF Units DXM 102,756 1,040,346 324



First Asset MSCI World Low Risk Weighted ETF Unhedged Common RWW.B 102,400 3,016,010 179

Horizons Active U.S. Floating Rate Bond ETF Cl E Units USF (CAD) HUF 102,010 1,308,358 222

RBC Target 2020 Corporate Bond ETF Units RQH 100,891 2,018,393 115

BMO US Put Write ETF USD Units ZPW.U 100,416 1,877,202 160

PowerShares S&P Emerging Markets Low Volatility Index ETF Units ELV 99,248 2,044,028 254

WisdomTree Yield Enhanced Canada Short-Term

Aggregate Bond Index ETF Non-Hedged Units CAGS 97,580 4,769,706 282

First Asset Tech Giants Covered Call ETF Unhedged Common Units TXF.B 97,066 1,706,185 299

First Asset Canadian Buyback Index ETF Redeemable, Transferable Units FBE 96,749 2,258,879 124

RBC Quant EAFE Equity Leaders ETF CAD Units RIE 96,121 2,215,814 155

Horizons Global Currency Opportunities ETF Class E Units HGC 95,603 1,032,928 110

Tech Leaders Income ETF Units TLF 94,337 1,098,259 163

Purpose Multi Strategy Market Neutral Fund ETF Units PMM 93,917 2,153,735 366

Manulife Multifactor Developed International Index ETF Hedged Units MINT 93,101 2,532,772 1,107

BMO Global Consumer Staples Hedged to CAD Index ETF CAD Units STPL 91,570 1,800,577 240

First Asset investment Grade Bond ETF US$ Common Units FIG.U 91,380 902,615 34

Purpose International Tactical Hedged Equity Fund ETF Shares PHW 91,118 1,850,945 223

RBC Quant U.S. Dividend Leaders ETF USD Units RUD.U 88,097 2,238,456 187

Horizons Active US Dividend ETF Cl E Units HAU 88,079 1,057,525 133

Franklin LibertyQT Emerging Markets Index ETF Units FLEM 87,635 1,770,724 202

RBC Quant U.S. Equity Leaders (CAD-Hedged) ETF CAD Units RUEH 87,062 2,158,942 160

Vanguard Canadian Corporate Bond

Index ETF Redeemable, Transferable Units VCB 86,792 2,144,350 229

First Trust AlphaDEX U.S. Energy Sector Index ETF Units FHE 84,682 1,058,317 141

Horizons Enhanced Income US Equity (USD) ETF Common Units HEA 84,120 1,274,690 191

PowerShares FTSE RAFI Global+ Fundamental Index ETF CAD Units PXG 82,484 1,940,116 154

BMO US High Dividend Covered Call Hedged to CAD ETF CAD Units ZWS 75,505 1,494,151 132


Growth Dynamic Hedged Index ETF Variably Hedged Units DQI 75,095 1,777,537 151

Mackenzie Canadian Equity Index ETF Series E Units QCN 74,993 7,118,557 108

PowerShares FTSE RAFI Global Small-Mid Fundamental ETF CAD Units PZW 74,594 1,962,516 238

Horizons Managed Global Opportunities ETF Class E Units HGM 72,649 813,658 112

First Trust Tactical Bond Index ETF Units FTB 72,626 1,401,827 201

First Trust AlphaDEX European

Div Index ETF (CAD-Hedged) Common Un EUR 71,933 1,659,358 252

Purpose US Cash ETF Units USF PSU.U 70,680 7,069,572 300

BMO Government Bond Index ETF CAD Units ZGB 70,584 3,491,145 18

Horizons Active Cdn Bond ETF Cl E Units HAD 69,932 684,266 120

Global Healthcare Income & Growth ETF Units HIG 68,312 584,780 78

Franklin Liberty Canadian Investment Grade Corporate ETF FLCI 68,168 1,323,029 97

Evolve Global Healthcare Enhanced Yield ETF Hedged Units LIFE 66,947 1,264,333 149

BMO MSCI USA Value Index ETF CAD Units ZVU 66,937 1,444,702 107

First Asset Core Canadian Equity ETF Common Units CED 65,536 1,378,144 127

Horizons S&P/TSX 60 Equal Weight ETF Cl E Units HEW 65,305 901,815 79

PowerShares S&P 500 Low Volatility Index ETF CAD Units ULV.C 64,926 1,409,656 93

First Trust AlphaDEX U.S. Industrials Sector Index ETF Units FHG 64,520 1,784,870 126

Evolve Cyber Security Index ETF Hedged Units CYBR 63,411 1,495,173 262

First Asset Cambridge Global Dividend ETF Unhedged common units FCW.B 60,120 1,264,877 59

First Trust AlphaDEX Emerging Market Div (CAD-Hedged) Comm Units FDE 57,757 998,726 188

Manulife Multifactor Canadian Large Cap Index ETF Unhedged Units MCLC 57,085 1,442,165 43

WisdomTree Europe Hedged Equity Index ETF Non-hedged units EHE.B 56,955 1,507,166 114

First Asset Global Financial Sector ETF FSF 56,795 1,219,639 127

Mackenize Ivy Global Equity ETF Series E Units MIVG 55,311 1,115,582 42

First Trust Canadian Capital Strength ETF Advisor Class Units FST.A 55,224 1,545,606 124

BMO US Preferred Share Index ETF USD Units ZUP.U 55,143 1,355,719 101

RBC Quant Global Real Estate Leaders ETF CAD Units RGRE 54,807 1,053,072 214

Desjardins Canadian Preferred Share Index ETF Units DCP 54,216 1,118,585 377

PowerShares S&P/TSX REIT Income Index ETF

Canadian dollar denominated units REIT 52,467 1,086,891 135

Manulife Multifactor U.S. Large Cap Index ETF Unhedged Units MULC.B 51,359 1,439,245 107

RBC Target 2023 Corporate Bond Index ETF CAD Units RQK 51,249 980,938 77

Harvest European Leaders Income ETF Class A Units HEUR 51,201 1,026,092 38



WisdomTree International Quality

Dividend Growth Index ETF Hedged Units IQD 50,439 1,210,806 118

WisdomTree Yield Enhanced Canada Aggregate Bond Index ETF CAGG 50,241 2,427,506 315

First Active Canadian Dividend ETF Common Units FDV 49,392 468,847 173

First Asset MSCI Canada Quality Index Class ETF FQC 49,263 1,138,221 81

Dynamic iShares Active Canadian Dividend ETF Units DXC 49,100 1,060,550 236

Equium Global Tactical Allocation Fund ETF Series Units ETAC 48,658 989,119 87

Dynamic iShares Active Crossover Bond ETF Units DXO 48,648 977,523 123

TD International Equity CAD Hedged Index ETF Units THE 48,099 890,440 176

Vanguard Global Liquidity Factor ETF Units VLQ 47,552 1,537,042 364

RBC Quant European Dividend Leaders ETF USD Units RPD.U 46,262 870,040 64

Purpose Tactical Hedged Equity Fund ETF Non Currency Hedged Fund PHE.B 44,318 1,136,270 165

PowerShares Global Shareholder Yield ETF CAD Units PSY 44,210 1,057,752 95

BMO MSCI Canada Value Index ETF CAD Units ZVC 43,138 872,580 84

Evolve North American Gender Diversity Index ETF Hedged Units HERS 42,828 911,280 136

First Asset MSCI Canada Low Risk Weighted ETF Common Units RWC 42,795 499,638 78

First Asset Core U.S. Equity ETF C$ Unhedged Common Units CES.B 42,044 1,084,531 112

US Equity Plus Income ETF Cl U Units HUL.U 40,900 385,154 68

First Trust AlphaDEX U.S. Financial Sector Index ETF Units FHF 40,822 1,155,878 139

RBC Quant Canadian Equity Leaders ETF CAD Units RCE 40,202 826,601 78

Horizons S&P/TSX Capped Financials Index ETF Cl A Units HXF 39,528 1,620,400 164

Evolve Global Healthcare Enhanced Yield ETF Unhedged Units LIFE.B 38,528 747,816 84

BMO Short Federal Bond Index ETF Accumulating Units ZFS.L 38,439 761,202 41

RBC BlueBay Global Diversified Income (CAD Hedged) ETF CAD Units RBDI 38,407 745,036 80

Horizons Intl Developed Markets Equity Index ETF Class A Units HXDM.U 38,085 1,006,489 51

RBC Target 2022 Corporate Bond Index ETF CAD Units RQJ 37,912 732,692 107

Evolve Active US Core Equity ETF Hedged Units CAPS 36,764 825,910 59

Vanguard Canadian Government Bond

Index ETF Redeemable, Transferable Units VGV 36,100 893,996 70

Exemplar Investment Grade Fund Series ETF Units CORP 36,063 724,212 18

Horizons Enhanced Income US Equity (USD) ETF Cl E Units HEA.U 35,731 429,705 106

First Asset Active Credit ETF US$ Common Units FAO.U 35,550 343,588 29

Silver Bullion Trust C$ ETF Non-Currency Hedged Units SBT.B 35,491 417,600 128

First Asset Core U.S. Equity ETF C$ Common Units CES 34,746 827,726 56

WisdomTree U.S. MidCap Dividend Index ETF Hedged Units UMI 34,696 910,346 315

Purpose US Dividend Fund ETF Units PUD 34,124 763,363 103

RBC Short Term U.S. Corporate Bond ETF CAD Units RUSB 32,705 649,173 42

First Asset Cambridge Core U.S. Equity ETF Units FCY 32,651 784,862 83

Mackenzie US Investment Grade Corporate

Bond Index ETF (CAD-Hedged) Series E Units QUIG 32,040 3,172,412 25

Purpose Monthly Income Fund ETF Units PIN 31,602 594,057 111

PowerShares Global Shareholder Yield ETF USD Units PSY.U 31,139 589,431 23

Evolve Blockchain ETF Canadian dollar denominated units LINK 30,597 564,145 249

Royal Canadian Mint-Cdn Silver Reserves ETR USF MNS.U 29,729 291,907 78

Manulife Multifactor U.S. Mid Cap Index ETF Unhedged Units MUMC.B 29,642 806,678 180

Manulife Multifactor U.S. Mid Cap Index ETF Hedged Units MUMC 28,939 825,570 85

AGFiQ Global Equity Rotation ETF Units QGL 28,245 800,817 55

Harvest US Bank Leaders Income ETF Cl U Units HUBL.U 27,955 539,705 80

iShares Edge MSCI Min Vol Global Index ETF (CAD-Hedged) Units XMY 25,989 594,473 101

Can-60 Income ETF CSY 25,829 534,073 91

Horizons NASDAQ-100 Index ETF Class A Units HXQ.U 25,186 956,684 50

Evolve Cyber Security Index ETF Unhedged Units CYBR.B 24,614 588,967 60

BMO Short Corporate Bond Index ETF Accumulating Units ZCS.L 24,355 488,929 50

RBC Quant U.S. Equity Leaders ETF USD Units RUE.U 23,655 488,402 39

RBC Strategic Global Dividend Leaders ETF CAD Units RLD 21,819 531,269 96

Bristol Gate Concentrated US Equity ETF CAD Units BGU 21,629 434,880 68

RBC Quant Emerging Markets Equity Leaders ETF USD Units RXE.U 21,626 458,128 21

Purpose Tactical Hedged Equity Fund ETF Units PHE 21,624 549,910 37

First Asset Long Duration Fixed Income ETF Units FLB 21,238 400,024 14

RBC Quant Emerging Markets Dividend Leaders ETF USD Units RXD.U 21,055 363,150 34

Desjardins Canadian Short Term Bond Index ETF Units DCS 20,236 393,449 394

First Asset Canadian Dividend Low Volatility Index ETF Units FDL 19,941 392,867 25



AGFiQ MultiAsset Income Allocation ETF Units QMY 19,753 507,411 70

PowerShares Ladder Rite U.S. 0-5 Year Corporate Bond Index ETF USF USB.U 19,566 341,575 30

U.S. Global GO GOLD and Precious Metal Miners ETF Units GOGO 19,409 199,391 11

First Trust AlphaDEX U.S. Materials Sector Index ETF Units FHM 19,174 506,156 150

First Asset Core U.S. Equity ETF US$ Unhedged Common Units CES.U 19,125 470,513 12

Mackenzie US High Yield Bond Index ETF (CAD-Hedged) Series E Units QHY 17,970 1,770,160 67

Purpose Best Ideas Fund ETF PBI 17,615 497,251 102

First Trust AlphaDEX™ U.S. Health Care Sector Index ETF Hedged Units FHH.F 17,200 354,334 42

BMO Short Provincial Bond Index ETF Accumulating Units ZPS.L 17,050 339,576 5

Purpose Short Duration Tactical Bond Fund ETF Units SBND 16,840 330,991 18

Manulife Multifactor U.S. Large Cap Index ETF Hedged Units MULC 16,742 481,425 295

AGFiQ MultiAsset Allocation ETF Units QMA 16,692 453,472 69

First Trust AlphaDEX™ U.S. Technology Sector Index ETF Hedged Units FHQ.F 16,624 368,523 18

First Trust AlphaDEX™ U.S. Industrials Sector Index ETF Hedged Units FHG.F 16,600 334,196 29

RBC Short Term U.S. Corporate Bond ETF USD Units RUSB.U 15,900 250,654 13

BMO Corporate Bond Index ETF CAD Units ZCB 15,801 786,847 32

Horizons US 7-10 Year Treasury Bond CAD Hedged ETF Class A Units HTH 14,809 704,115 27

Dynamic iShares Active U.S. Mid-Cap ETF Units DXZ 14,747 333,936 87

Bristol Gate Concentrated Canadian Equity ETF CAD Units BGC 14,584 292,263 53

PowerShares FTSE RAFI Canadian

Small-Mid Fundamental Index ETF CAD Units PZC 13,911 275,322 37

First Trust Short Duration High

Yield Bond ETF (CAD-Hedged) Class A Units FSD.A 13,650 265,727 19

Mackenize Canadian Short Term Fixed Income ETF Series E Units MCSB 13,642 271,780 19

First Trust Value Line® Dividend

Index ETF (CAD-Hedged) Common Units FUD 12,913 341,909 57

First Trust AlphaDEX™ U.S. Consumer

Staples Sector Index ETF Hedged Units FHC.F 12,400 247,624 14

RBC Quant EAFE Equity Leaders ETF USD Units RIE.U 12,005 215,065 11

Desjardins 1-5 year Laddered

Canadian Government Bond Index ETF Units DCG 11,979 230,934 230

First Asset Cambridge Core U.S. Equity ETF Unhedged Units FCY.B 10,817 248,742 44

PowerShares FTSE RAFI Global+ Fundamental Index ETF USD Units PXG.U 10,550 193,418 9

Purpose best Ideas Fund ETF Non Currency Hedged Units PBI.B 10,443 304,732 52


Growth Index ETF Non-Hedged Units IQD.B 10,232 245,053 24

WisdomTree U.S. High Dividend Index ETF Hedged Units HID 10,222 214,577 58

Horizons Active US Dividend ETF Cl E Units* HAU.U 10,220 101,648 11

First Asset Cambridge Global Dividend ETF Hedged common units FCW 9,933 202,614 23

Purpose Diversified Real Asset Fund ETF Units PRA 9,864 180,937 60

First Trust AlphaDEX U.S. Utilities Sector Index ETF Units FHU 9,585 208,713 44

First Trust Short Duration High

Yield Bond ETF (CAD-Hedged) Common Units FSD 9,503 203,258 30

Purpose Enhanced US Equity Fund ETF Shares PEU 9,437 254,739 25

First Trust AlphaDEX U.S. Consumer Disc Sector Index ETF FHD 9,308 236,574 70

Evolve Automobile Innovation Index ETF Unhedged Units USF CARS.U 9,025 176,435 8

Mackenzie Canadian Aggregate Bond Index ETF Series E Units QBB 9,010 895,912 22

Excel Global Balanced Asset Allocation ETF Class E Units EXGB 8,850 214,631 5

RBC Strategic Global Equity Leaders ETF CAD Units RLE 8,401 216,032 47

First Trust AlphaDEX Emerging Market Div (CAD-Hedged) Advisor Units FDE.A 8,100 140,838 4

Horizons Active Intl Developed Markets Equity ETF Class A Units HADM 7,871 81,019 27

RBC Quant Global Infrastructure Leaders ETF USD Units RIG.U 7,600 116,244 11

Purpose Canadian Financial Income Fund ETF Shares BNC 7,586 173,181 40

Excel Global Growth Asset Allocation ETF EXGG 7,516 183,360 5

Mackenzie Canadian Short-Term Bond Index ETF Series E Units QSB 7,515 752,056 7

PowerShares FTSE RAFI U.S. Fundamental Index ETF II USD Units PXS.U 7,306 142,850 35

RBC 6-10 Year Laddered Canadian Corporate Bond ETF CAD Units RMBO 7,296 144,410 11

First Trust AlphaDEX U.S. Consumer Staples Sector Index ETF FHC 7,159 171,508 45

Bristol Gate Concentrated US Equity ETF USD Units BGU.U 6,305 99,251 20

Manulife Multifactor Canadian SMID Cap Index ETF Unhedged Units MCSM 5,846 147,288 26

First Trust Indxx Innovative Transaction and Process ETF Units BLCK 5,756 107,998 34

Manulife Multifactor U.S. Small Cap Index ETF Unhedged Units MUSC.B 5,020 131,772 33



Desjardins Canadian Universe Bond Index ETF Units DCU 4,969 97,188 23

RBC Quant Global Real Estate Leaders ETF USD Units RGRE.U 4,900 71,316 6

First Trust Dorsey Wright U.S. Sector

Rotation Index ETF (CAD-Hedged) Units FSR 4,829 109,517 18

PowerShares S&P 500 Low Volatility Index ETF USD Units ULV.U 4,825 83,233 9

WisdomTree Emerging Markets Dividend Index ETF Non-Hedged Units EMV.B 4,516 128,158 32

BMO Short-Term Bond Index ETF CAD Units ZSB 4,438 220,718 6

First Trust AlphaDEX European Div Index ETF (CAD-Hedged) Advisor Un EUR.A 4,001 96,064 3

Evolve US Banks Enhanced Yield ETF Unhedged Units CALL.B 3,918 84,151 16

Evolve North American Gender Diversity Index ETF Unhedged Units HERS.B 3,700 79,922 11

Purpose Conservative Income Fund ETF Shares PRP 3,360 66,357 6

Purpose Enhanced US Equity Fund ETF Non Currency Hedged Fund PEU.B 3,130 92,724 19

PowerShares FTSE RAFI Global Small-Mid Fundamental ETF

Canadian dollar denominated hedged units PZW.F 3,100 60,369 2

Silver Bullion Trust ETF Currency Hedged Units SBT 3,091 30,600 6

WisdomTree U.S. High Dividend Index ETF Non-Hedged Units HID.B 2,611 51,680 3

First Trust Value Line® Dividend Index ETF

(CAD-Hedged) Advisor Class Units FUD.A 2,601 67,819 7

PowerShares Senior Loan Index ETF Canadian dollar denominated units BKL.C 2,586 46,723 13

Silver Bullion Trust US$ ETF Non-Currency Hedged Units SBT.U 2,500 23,550 2

Mackenzie International Equity Index ETF Series E Units QDX 2,006 192,718 16

Harvest Banks & Buildings Income ETF Class A Units HCBB 1,717 34,377 5

WisdomTree U.S. MidCap Dividend Index ETF Non-Hedged Units UMI.B 1,575 42,101 3

Evolve Active US Core Equity ETF Unhedged Units CAPS.B 1,300 29,467 3

Purpose Global Innovators Fund ETF Shares PINV 1,078 21,757 2

Purpose Strategic Yield Fund ETF Shares SYLD 700 14,077 1

First Trust Global Risk Managed Income Index ETF Advisor ETP.A 614 11,646 4

Mackenzie International Equity Index ETF (CAD-Hedged) Series E Units QDXH 503 48,162 5

Franklin Liberty Core Balanced ETF FLBA 327 6,382 6

Manulife Multifactor U.S. Small Cap Index ETF Hedged Units MUSC 311 8,226 5

Dynamic iShares Active Investment Grade Floating Rate ETF Units DXV 215 4,314 3

Evolve Active Short Duration Bond ETF Hedged Units TIME 176 3,442 8

PowerShares Senior Loan Index ETF U.S. dollar denominated units BKL.U 132 1,914 3

Evolve Active Short Duration Bond ETF Unhedged Units TIME.B 100 2,011 1

First Trust Senior Loan ETF (CAD-Hedged) Advisor Units FSL.A 99 1,925 4

Purpose Multi-Asset Income Fund ETF Shares PINC 0 0 0

Horizons Robotics and Automation Index ETF USF ROBO.U 0 0 0



Chapter 7 - S&P/TSX�

Index Information

• Portfolio Changes Summary

• S&P/TSX Indexes Market Summary

• S&P/TSX Composite Index Graph

• S&P/TSX Composite Index History

• S&P/TSX Composite Index Constituents

• S&P/TSX 60 Indices Constituents

• S&P/TSX Completion Indices Constituents

• S&P/TSX SmallCap Indices Constituents

• S&P/TSX Capped Sector Indices Constituents

• S&P/TSX 60 Index History & Graph

• S&P/TSX Completion & Small Cap Index & Graphs

• S&P/TSX Sub Indices Graph

• S&P/TSX Index Returns & Weights

• S&P/TSX Major Indices Monthly Summary

*S&P/TSX Equity Index Products are products of S&P Dow Jones Indices LLC (“SPDJI”) and TSX Inc. (“TSX”). Standard & Poor’s® and S&P®

are registered trademarks of Standard & Poor’s Financial Services LLC (“S&P”); Dow Jones® is a registered trademark of Dow Jones

Trademark Holdings LLC (“Dow Jones”); and TSX® is a registered trademark of TSX. SPDJI, Dow Jones, S&P and TSX do not sponsor,

endorse, sell or promote any products based on the S&P/TSX Equity Index Products and none of such parties make any representation

regarding the advisability of investing in such product(s) nor do they have any liability for any errors, omissions or interruptions of the S&P/TSX

Equity Index Products or any data related thereto.

For additional index information,

visit our Market Activity section of www.tsx.com, or click here.

03-Apr AGO Avigilon Corporation Delete TXIT Acquired - Motorola Solutions $CDN27.00 cash/share

23-Apr AX.PR.I Artis Real Estate

Investment Tr Pr Ser ‘I’ Preferred Share Add in Quarterly Preferred Share Index Review

23-Apr BCE.PR.C Bce Inc. 1st Pr Series ‘Ac’ Preferred Share Add in Quarterly Preferred Share Index Review

23-Apr BCE.PR.F Bce Inc. 1st Pr Series ‘Af’ Preferred Share Add in Quarterly Preferred Share Index Review

23-Apr BIP.PR.E Brookfield Infrastructure

Partnr Lp A Pr Sr 9 Preferred Share Add in Quarterly Preferred Share Index Review

23-Apr BEP.PR.M Brookfield Renewabl

Part Lp Cl A Ser 13 Pr Un Preferred Share Add in Quarterly Preferred Share Index Review

23-Apr CM.PR.S Canadian Imperial

Bank Series ‘47’ Pr Preferred Share Add in Quarterly Preferred Share Index Review

23-Apr GWO.PR.S Great-West Lifeco Inc.

5.25% 1st Pr Series S Preferred Share Add in Quarterly Preferred Share Index Review

23-Apr GWO.PR.L Great-West Lifeco Inc.

5.65% 1st Pr Series L Preferred Share Add in Quarterly Preferred Share Index Review

23-Apr GWO.PR.M Great-West Lifeco Inc.

5.80% 1st Pr Series M Preferred Share Add in Quarterly Preferred Share Index Review

23-Apr IAG.PR.I Industrial Alliance Ins

& Fin Serv Inc. Pr I Preferred Share Add in Quarterly Preferred Share Index Review

23-Apr MFC.PR.Q Manulife Financial Corp

Nn-Cm Cl 1 Pr Ser 25 Preferred Share Add in Quarterly Preferred Share Index Review

23-Apr NA.PR.E National Bank Of

Canada 5-Yr 1st Pr Ser ‘40’ Preferred Share Add in Quarterly Preferred Share Index Review

23-Apr TRI.PR.B Thomson Reuters

Corporation Fltg Rate Pr Ii Preferred Share Add in Quarterly Preferred Share Index Review

23-Apr TD.PF.J Toronto-Dominion Bank(The)

5-Yr Rst Pr Ser 18 Preferred Share Add in Quarterly Preferred Share Index Review

23-Apr W.PR.K Westcoast Energy Inc.

5-Yr 1st Pr Ser ‘10’ Preferred Share Add in Quarterly Preferred Share Index Review

23-Apr BAM.PF.D Brookfield Asset Managemnt Inc

Cl A Pr Ser 37 Preferred Share Delete in Quarterly Preferred Share Index Review

23-Apr CU.PR.G Canadian Utilities

Limited 2nd Pr Ser ‘Dd’ Preferred Share Delete in Quarterly Preferred Share Index Review

23-Apr ATD.B Alimentation

Couche-Tard Inc. B Sv Composite Buyback Add in Quarterly Composite Buyback Review

23-Apr NA National Bank Of Canada Composite Buyback Add in Quarterly Composite Buyback Review

23-Apr REI.UN Riocan REIT Composite Buyback Add in Quarterly Composite Buyback Review

23-Apr ZZZ Sleep Country Canada

Holdings Inc. Composite Buyback Add in Quarterly Composite Buyback Review

23-Apr TECK.B Teck Resources Limited B Sv Composite Buyback Add in Quarterly Composite Buyback Review

23-Apr TCW Trican Well Service Ltd. Composite Buyback Add in Quarterly Composite Buyback Review

23-Apr HCG Home Capital Group Inc. Composite Buyback Delete in Quarterly Composite Buyback Review

23-Apr PJC.A Jean Coutu Group (Pjc) Inc. Composite Buyback Delete in Quarterly Composite Buyback Review

23-Apr POU Paramount Resources Ltd. Composite Buyback Delete in Quarterly Composite Buyback Review

23-Apr PSK Prairiesky Royalty Ltd. Composite Buyback Delete in Quarterly Composite Buyback Review

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TTTS = Telecommunication Services; TTTK = Information Technology; TTCS = Consumer Staples; TTCD = Consumer Discretionary; TTHC = Health Care; TTMT = Materials; TTGD = Gold; TTIN = Industrial;

TTEN = Energy; TTFS = Financials; TTRE = Real Estate; TTUT = Utilities.

Eff. S&P/TSX S&P/TSX S&P/TSX S&P/TSX Special

Date Sym. Stock Composite 60 Completion SmallCap Sector Index Reason

Portfolio Changes Summary

23-Apr SW Sierra Wireless Inc. Composite Buyback Delete in Quarterly Composite Buyback Review

23-Apr WFT West Fraser Timber Co. Ltd. Composite Buyback Delete in Quarterly Composite Buyback Review

23-Apr AQN Algonquin Power &

Utilities Corp. Shareholder Yield Add in Quarterly Shareholder Yield Index Review

23-Apr CG Centerra Gold Inc. Shareholder Yield Add in Quarterly Shareholder Yield Index Review

23-Apr CUF.UN Cominar REIT Shareholder Yield Add in Quarterly Shareholder Yield Index Review

23-Apr ECN Ecn Capital Corp. Shareholder Yield Add in Quarterly Shareholder Yield Index Review

23-Apr EMA Emera Inc Shareholder Yield Add in Quarterly Shareholder Yield Index Review

23-Apr GIL Gildan Activewear Inc. Shareholder Yield Add in Quarterly Shareholder Yield Index Review

23-Apr IMG Iamgold Corporation Shareholder Yield Add in Quarterly Shareholder Yield Index Review

23-Apr KL Kirkland Lake Gold Ltd. Shareholder Yield Add in Quarterly Shareholder Yield Index Review

23-Apr LB Laurentian Bank Of Canada Shareholder Yield Add in Quarterly Shareholder Yield Index Review

23-Apr LUN Lundin Mining Corporation Shareholder Yield Add in Quarterly Shareholder Yield Index Review

23-Apr MG Magna International Inc. Shareholder Yield Add in Quarterly Shareholder Yield Index Review

23-Apr SJ Stella-Jones Inc. Shareholder Yield Add in Quarterly Shareholder Yield Index Review

23-Apr TFII Tfi International Inc. Shareholder Yield Add in Quarterly Shareholder Yield Index Review

23-Apr TCW Trican Well Service Ltd Shareholder Yield Add in Quarterly Shareholder Yield Index Review

23-Apr WPM Wheaton Precious Metals Corp. Shareholder Yield Add in Quarterly Shareholder Yield Index Review

23-Apr AD Alaris Royalty Corp. Shareholder Yield Delete in Quarterly Shareholder Yield Index Review

23-Apr BTE Baytex Energy Corp. Shareholder Yield Delete in Quarterly Shareholder Yield Index Review

23-Apr BB Blackberry Limited Shareholder Yield Delete in Quarterly Shareholder Yield Index Review

23-Apr BEP.UN Brookfield Renewable

Partners Lp Shareholder Yield Delete in Quarterly Shareholder Yield Index Review

23-Apr GIB.A Cgi Group Inc. Class A Sv Shareholder Yield Delete in Quarterly Shareholder Yield Index Review

23-Apr BCB Cott Corporation Shareholder Yield Delete in Quarterly Shareholder Yield Index Review

23-Apr DII.B Dorel Industries Inc. Class B Sv Shareholder Yield Delete in Quarterly Shareholder Yield Index Review

23-Apr FRU Freehold Royalties Ltd. Shareholder Yield Delete in Quarterly Shareholder Yield Index Review

23-Apr HR.UN H&R Reit Shareholder Yield Delete in Quarterly Shareholder Yield Index Review

23-Apr IMO Imperial Oil Ltd Shareholder Yield Delete in Quarterly Shareholder Yield Index Review

23-Apr IFP Interfor Corporation Shareholder Yield Delete in Quarterly Shareholder Yield Index Review

23-Apr NA National Bank Of Canada Shareholder Yield Delete in Quarterly Shareholder Yield Index Review

23-Apr NFI New Flyer Industries Inc. Shareholder Yield Delete in Quarterly Shareholder Yield Index Review

23-Apr SCL Shawcor Ltd. Shareholder Yield Delete in Quarterly Shareholder Yield Index Review

23-Apr TRP Transcanada Corp Shareholder Yield Delete in Quarterly Shareholder Yield Index Review

27-Apr BNS.PR.P Bank Of Nova Scotia

Preferred Series 18 Preferred Share Redeemed for $CDN25.00 cash per share

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TTTS = Telecommunication Services; TTTK = Information Technology; TTCS = Consumer Staples; TTCD = Consumer Discretionary; TTHC = Health Care; TTMT = Materials; TTGD = Gold; TTIN = Industrial;

TTEN = Energy; TTFS = Financials; TTRE = Real Estate; TTUT = Utilities.

Eff. S&P/TSX S&P/TSX S&P/TSX S&P/TSX Special

Date Sym. Stock Composite 60 Completion SmallCap Sector Index Reason

The S&P/TSX Indexes ™ Market Summary by Standard & Poor’sThe annual compound rate of return (including dividends) for the Composite Index to April 30, 2018:

1 Year: 3 Year: 5 Year: 10 Year:

3.11% 3.87% 7.76% 4.19%

The annual compound rate of return (including dividends) for the 60 Index to April 30, 2018:


3.33% 4.39% 8.54% 4.11%

The annual compound rate of return (including dividends) for the Canadian Completion to April 30, 2018:


2.45% 2.36% 5.55% 4.64%

The annual compound rate of return (including dividends) for the Canadian SmallCap to April 30, 2018:


0.19% 4.59% 5.52% 2.29%

The annual compound rate of return (including dividends) for the 60 Capped Index to April 30, 2018:


3.33% 4.39% 8.54% 4.11%

The annual compound rate of return (including dividends) for the Capped Composite Index to April 30, 2018:


3.11% 3.87% 7.76% 4.19%

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S&P/TSX COMPOSITE INDEXDAILY LEVELS FOR THE MONTH OF APRIL 2018

DATE CLOSE VOLUME TRIV

Apr. 02 15,213.45 171,899,559 51,069.99

03 15,180.76 205,280,093 50,960.26

04 15,164.37 234,836,642 50,905.21

05 15,356.05 221,246,785 51,550.05

06 15,207.41 206,667,149 51,053.60

09 15,227.70 179,864,292 51,151.78

10 15,262.14 219,480,576 51,267.46

11 15,257.90 240,524,324 51,253.23

12 15,269.27 165,579,540 51,292.85

13 15,273.97 196,110,865 51,310.05

16 15,300.38 194,360,809 51,398.86

17 15,353.30 172,630,587 51,576.64

18 15,529.97 230,935,432 52,170.14

19 15,454.42 191,723,098 51,917.18

20 15,484.32 170,638,969 52,019.61

23 15,552.06 202,793,420 52,247.20

24 15,477.00 202,523,831 52,030.95

25 15,509.75 189,569,541 52,141.33

26 15,637.59 209,057,119 52,571.10

27 15,668.93 115,241,395 52,688.31

30 15,607.88 202,543,624 52,501.09

S&P/TSX COMPOSITE INDEXMONTHLY AND YEARLY HIGHS AND LOWS

(Based on Closing Indices)

STOCK PRICE INDEX TOTAL RETURN INDEX

2018 HIGH LOW CLOSE HIGH LOW CLOSE

April 15,668.93 15,164.37 15,607.88 52,688.31 50,905.21 52,501.09

March 15,711.33 15,169.94 15,367.29 52,639.03 50,898.57 51,562.02

February 15,860.92 15,034.53 15,442.68 52,946.41 50,188.91 51,643.60

January 16,412.94 15,951.67 15,951.67 54,682.26 53,244.19 53,249.36

2017

December 16,221.95 15,908.78 16,209.13 54,021.69 52,840.99 54,002.68

November 16,131.79 15,878.48 16,067.48 53,467.28 52,660.87 53,364.69

October 16,025.59 15,705.00 16,025.59 53,113.94 51,956.14 53,113.94

September 15,634.94 14,985.32 15,634.94 51,701.68 49,439.42 51,701.68

August 15,265.63 14,951.88 15,211.87 50,234.75 49,252.82 50,166.87

July 15,264.64 15,027.16 15,143.87 50,168.74 49,382.43 49,834.07

June 15,473.21 15,148.53 15,182.19 50,685.22 49,665.91 49,864.48

May 15,652.08 15,273.68 15,349.91 51,135.71 49,947.68 50,243.42

2018 16,412.94 15,034.53 N/A 54,682.26 50,188.91 N/A

2017 16,221.95 14,951.88 16,209.13 54,021.69 49,252.82 54,002.68

2016 15,422.12 11,843.11 15,287.59 49,935.86 37,262.18 49,500.53

2015 15,450.87 12,695.49 13,009.95 47,485.84 39,811.33 40,881.84

2014 15,657.63 13,486.20 14,632.44 47,241.85 39,999.33 44,591.13

2013 13,621.55 11,836.86 13,621.55 40,334.38 34,461.96 40,334.38

2012 12,740.47 11,280.64 12,433.53 35,696.72 31,734.71 35,696.72

2011 14,270.53 11,504.42 11,955.09 38,971.39 30,928.60 33,302.95

2010 13,449.17 11,092.50 13,443.22 36,484.70 29,360.52 36,480.62

2009 11,779.73 7,566.94 11,746.11 31,019.40 19,470.04 31,019.40

2008 15,073.13 7,724.76 8,987.70 37,790.95 19,629.08 22,967.98

2007 14,625.76 12,457.55 13,883.06 36,072.14 30,133.14 34,282.35

2006 13,021.77 10,904.34 12,908.39 31,432.44 25,991.86 31,213.49

2005 11,296.29 9,006.22 11,272.26 26,675.39 20,887.58 26,618.80

2004 9,287.40 8,123.50 9,246.65 21,525.63 18,616.51 21,444.89

2003 8,260.54 6,228.63 8,220.89 18,822.60 13,976.20 18,732.48

2002 7,958.11 5,695.33 6,614.54 17,512.70 12,668.74 14,782.01

2001 9,348.36 6,513.13 7,688.41 20,214.27 14,230.24 16,881.75

2000 11,388.82 8,114.24 8,933.68 23,467.32 17,337.78 19,309.35

1999 8,472.58 6,180.34 8,413.75 18,099.85 13,031.00 17,977.46

1998 7,822.25 5,336.15 6,485.94 16,261.84 11,181.99 13,648.84

1997 7,209.93 5,679.33 6,699.44 14,866.27 11,612.33 13,868.54

1996 6,018.65 4,739.70 5,927.03 12,220.97 9,451.32 12,061.95

1995 4,745.21 3,991.41 4,713.54 9,435.35 7,779.60 9,397.97

1994 4,609.93 3,959.85 4,213.61 8,811.04 7,619.83 8,205.73

1993 4,329.88 3,275.75 4,321.43 8,236.00 6,067.86 8,220.23

1992 3,665.96 3,195.39 3,350.44 6,571.79 5,867.65 6,201.72

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1 RY Royal Bank of Canada 40101010

2 TD Toronto-Dominion Bank 40101010

3 BNS Bank of Nova Scotia Halifax 40101010

4 SU Suncor Energy Inc 10102010

5 CNR Canadian National Railways 20304010

6 ENB Enbridge Inc 10102040

7 BMO Bank of Montreal 40101010

8 CNQ Canadian Natural Resources Limited 10102020

9 CM Canadian Imperial Bank of Commerce 40101010

10 BCE BCE Inc 50101020

11 MFC Manulife Financial Corporation 40301020

12 TRP TransCanada Corp 10102040

13 BAM.A Brookfield Asset Management Inc 40203010

14 NTR Nutrien Ltd. 15101030

15 CP Canadian Pacific Railway Ltd 20304010

16 SLF Sun Life Financial Serv Canada 40301020

17 T TELUS Corp 50101020

18 MG Magna International Inc 25101010

19 WCN Waste Connections, Inc. 20201050

20 ATD.B Alimentation Couche Tard Inc. Class B SV 30101030

21 RCI.B Rogers Communications Inc B NV 50102010

22 NA National Bank of Canada 40101010

23 PPL Pembina Pipeline Corporation 10102040

24 ABX Barrick Gold Corp 15104030

25 FFH Fairfax Financial Holdings Limited 40301030

26 GIB.A CGI Group Inc. Class A SV 45102010

27 FTS Fortis Inc 55101010

28 CSU Constellation Software Inc. 45103010

29 QSR Restaurant Brands International Inc. 25301040

30 FNV Franco-Nevada Corp 15104030

31 TECK.B Teck Resources Limited Class B SV 15104020

32 SHOP Shopify Inc. 45101010

33 ECA EnCana Corp 10102020

34 DOL Dollarama Inc 25503020

35 G Goldcorp Inc 15104030

36 BIP.UN Brookfield Infrastructure Partners L.P. 55101010

37 IFC Intact Financial Corporation 40301040

38 TRI Thomson Reuters Corporation 40203040

39 CVE Cenovus Energy Inc 10102010

40 L Loblaw Companies Ltd 30101030

41 FM First Quantum Minerals Ltd 15104025

42 AEM Agnico Eagle Mines Limited 15104030

43 OTEX Open Text Corp 45103010

44 WPM Wheaton Precious Metals Corp. 15104045

45 SJR.B Shaw Communications Inc B 25401025

46 POW Power Corporation of Canada 40301020

47 CTC.A Canadian Tire Corporation Limited NV 25503020

48 IMO Imperial Oil Ltd 10102010

49 SNC SNC - Lavalin Group Inc 20103010

50 GWO Great-West Lifeco Inc 40301020

51 MRU Metro Inc. 30101030

52 SAP Saputo Inc 30202030

53 EMA Emera Inc 55101010

54 CCL.B CCL Industries Inc. Class B NV 15103010

55 IPL Inter Pipeline Ltd. 10102040

56 BBD.B Bombardier Inc. Class B SV 20101010

57 GIL Gildan Activewear Inc A 25203010

58 PWF Power Financial Corp 40301020

59 ONEX Onex Corp Subvtg 40201030

60 REI.UN RioCan REIT 60101070

61 CIX CI Financial Corp 40203010

62 VRX Valeant Pharmaceuticals International Inc. 35202010

63 KEY Keyera Corp. 10102030

64 AC Air Canada 20302010

65 BB BlackBerry Limited 45103020

66 CAE CAE Inc 20101010

67 MX Methanex Corp 15101010

68 K Kinross Gold Corp 15104030

69 CPG Crescent Point Energy Corp 10102020

70 TOU Tourmaline Oil Corp 10102020

71 HR.UN H&R REIT 60101010

72 PSK PrairieSky Royalty Ltd. 10102020

73 H Hydro One Limited 55101010

74 IAG Industrial Alliance Insurance and Financial Services Inc. 40301020

75 FTT Finning Intl Inc 20107010

76 HSE Husky Energy Inc 10102010

77 AQN Algonquin Power & Utilities Corp. 55105010

78 LUN Lundin Mining Corporation 15104025

79 WEED Canopy Growth Corporation 35202010

80 CCO Cameco Corp 10102050

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81 VET Vermilion Energy Inc. 10102020

82 WFT West Fraser Timber Co Ltd 15105010

83 CAR.UN Canadian Apartment Properties REIT 60101060

84 VII Seven Generations Energy Ltd. 10102020

85 ARX ARC Resources Ltd. 10102020

86 BPY.UN Brookfield Property Partners L.P. 60102020

87 WN George Weston Ltd 30101030

88 TSGI The Stars Group Inc. 25301010

89 BEP.UN Brookfield Renewable Partners LP 55105020

90 RBA Ritchie Bros Auctioneers Inc 20201070

91 ALA AltaGas Ltd. 10102040

92 TIH Toromont Industries Ltd 20107010

93 KL Kirkland Lake Gold Ltd. 15104030

94 ACB Aurora Cannabis Inc. 35202010

95 WSP WSP Global Inc. 20103010

96 CU Canadian Utilities Ltd A NV 55103010

97 EMP.A Empire Company Limited 30101030

98 PKI Parkland Fuel Corporation 10102030

99 WCP Whitecap Resources Inc. 10102020

100 AP.UN Allied Properties REIT 60101040

101 QBR.B Quebecor Inc B SV 25401025

102 ENF Enbridge Income Fund Holdings Inc. 10102040

103 TRQ Turquoise Hill Resources Ltd 15104020

104 STN Stantec Inc 20202020

105 REF.UN Canadian REIT 60101010

106 ERF Enerplus Corporation 10102020

107 BTO B2Gold Corp 15104030

108 YRI Yamana Gold Inc 15104030

109 PXT Parex Resources Inc. 10102020

110 SRU.UN SmartCentres REIT 60101070

111 IGM IGM Financial Inc 40203010

112 TFII TFI International Inc. 20304020

113 LNR Linamar Corp 25101010

114 FCR First Capital Realty Inc 60102020

115 IMG IAMGOLD Corp 15104030

116 MAXR Maxar Technologies Ltd. 20101010

117 PBH Premium Brands Holdings Corporation 30202030

118 PAAS Pan American Silver Corp 15104045

119 NFI New Flyer Industries Inc. 20106010

120 CSH.UN Chartwell Retirement Residences 35102020

121 CWB Canadian Western Bank 40101015

122 DSG Descartes Systems Group Inc 45103010

123 ACO.X Atco Ltd I Nvtg 55103010

124 CIGI Colliers International Group Inc. 60102040

125 FSV FirstService Corporation 60102040

126 X TMX Group Limited 40203040

127 AGI Alamos Gold 15104030

128 NPI Northland Power Inc. 55105010

129 WJA WestJet Airlines Ltd. 20302010

130 BCB Cott Corp 30201030

131 CPX Capital Power Corp 55105010

132 MFI Maple Leaf Foods Inc 30202030

133 DRG.UN Dream Global REIT 60101010

134 GEI Gibson Energy Inc 10102040

135 GRT.UN Granite REIT 60101020

136 HBM HudBay Minerals Inc. 15104020

137 OSB Norbord Inc 15105010

138 CUF.UN Cominar REIT 60101010

139 OGC OceanaGold Corp 15104030

140 BYD.UN Boyd Group Income Fund 20201070

141 GC Great Canadian Gaming Corp 25301010

142 KXS Kinaxis Inc. 45103020

143 LB Laurentian Bank of Canada 40101015

144 THO Tahoe Resources Inc 15104030

145 AX.UN Artis Real Estate Investment Trust 60101010

146 PEY Peyto Exploration & Development Corp. 10102020

147 CFP Canfor Corp 15105010

148 SJ Stella-Jones Inc. 15105010

149 TA TransAlta Corporation 55105010

150 CGX Cineplex Inc. 25401030

151 PJC.A Jean Coutu Group (PJC) Inc. (The) 30101010

152 DOO BRP Inc. 25202010

153 ECI EnerCare Inc. 25302020

154 EFN Element Fleet Management Corp. 40201040

155 CLS Celestica Inc 45203020

156 BBU.UN Brookfield Business Partners LP 20103010

157 RUS Russel Metals Inc 20107010

158 APH Aphria Inc. 35202010

159 SPB Superior Plus Corp 55102010

160 GOOS Canada Goose Holdings Inc. 25203010

161 NGD New Gold Inc 15104030

162 SCL Shawcor Ltd. 10101020

163 KML Kinder Morgan Canada Limited 10102040

164 TCL.A Transcontinental Inc. A SV 20201010

165 BEI.UN Boardwalk Real Estate Investment Trust 60101060

166 CG Centerra Gold 15104030

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167 EDV Endeavour Mining Corporation 15104030

168 D.UN Dream Office REIT 60101040

169 GTE Gran Tierra Energy Inc 10102020

170 DGC Detour Gold Corp 15104030

171 MIC Genworth MI Canada Inc 40102010

172 SSRM SSR Mining Inc 15104030

173 CCA Cogeco Communications Inc 25401025

174 IFP Interfor Corporation 15105010

175 OR Osisko Gold Royalties Ltd. 15104030

176 RRX Raging River Exploration Inc. 10102020

177 CEU CES Energy Solutions Corp. 10101020

178 INE Innergex Renewable Energy Inc 55105020

179 MTL Mullen Group Ltd 10101020

180 MEG MEG Energy Corp 10102020

181 NVA Nuvista Energy Ltd 10102020

182 WPK Winpak Ltd 15103010

183 MNW Mitel Networks Corp 45201020

184 IVN Ivanhoe Mines Ltd. 15104020

185 LIF Labrador Iron Ore Royalty Corporation 15104050

186 EFX Enerflex Ltd. 10101020

187 FR First Majestic Silver Corp 15104045

188 CHE.UN Chemtrade Logistics Income Fund 15101010

189 MSI Morneau Shepell Inc. 20202010

190 BTE Baytex Energy Corp. 10102020

191 NG Novagold Resources Inc 15104030

192 RNW TransAlta Renewables Inc. 55105020

193 NWC North West Company Inc. 30101030

194 TCN Tricon Capital Group Inc. 60102010

195 PD Precision Drilling Corporation 10101010

196 ATA ATS Automation Tooling Systems 20106020

197 MRE Martinrea International Inc 25101010

198 PSI Pason Systems Inc 10101020

199 POU Paramount Resources Ltd 10102020

200 PVG Pretium Resources Inc. 15104030

201 SES Secure Energy Services Inc 10101020

202 BLX Boralex Inc. ‘A’ 55105020

203 SMF Semafo Inc 15104030

204 ENGH Enghouse Systems Limited 45103010

205 ZZZ Sleep Country Canada Holdings Inc. 25504060

206 NVU.UN Northview Apartment REIT 60101060

207 KEL Kelt Exploration Ltd. 10102020

208 FRU Freehold Royalties Ltd. 10102020

209 TOY Spin Master Corp. SV 25202010

210 AIF Altus Group Limited 60102040

211 FVI Fortuna Silver Mines Inc. 15104045

212 TCW Trican Well Service Ltd 10101020

213 KMP.UN Killam Apartment REIT 60101060

214 ECN ECN Capital Corp. 40201040

215 TXG Torex Gold Resources Inc. 15104030

216 ITP Intertape Polymer Group Inc 15103010

217 CRR.UN Crombie REIT 60101070

218 SIA Sienna Senior Living Inc. 35102020

219 WTE Westshore Terminals Investment Corporation 20305030

220 WEF Western Forest Products Inc 15105010

221 SSL Sandstorm Gold Ltd. 15104030

222 NSU Nevsun Resources Ltd 15104025

223 ARE Aecon Group 20103010

224 SPE Spartan Energy Corp. 10102020

225 HBC Hudson’s Bay Company 25503010

226 MAG Mag Silver Corp 15104045

227 CHR Chorus Aviation Inc. 20302010

228 TOG TORC Oil & Gas Ltd. 10102020

229 BIR Birchcliff Energy 10102020

230 ELD Eldorado Gold Corp 15104030

231 BAD Badger Daylighting Ltd. 20103010

232 GUD Knight Therapeutics Inc. 35201010

233 GUY Guyana Goldfields Inc 15104030

234 EIF Exchange Income Corporation 20302010

235 HCG Home Capital Group Inc 40102010

236 UNS Uni-Select Inc 25501010

237 CAS Cascades Inc 15103020

238 SW Sierra Wireless Inc 45201020

239 ESI Ensign Energy Services 10101010

240 AAV Advantage Oil & Gas Ltd. 10102020

241 CJR.B Corus Entertainment Inc B Nvtg 25401020

242 CMG Computer Modelling Group Ltd 45103010

243 NXE NexGen Energy Ltd. 10102050

244 EXE Extendicare Inc. 35102020

245 DII.B Dorel Industries Inc. Class B SV 25201020

246 ASR Alacer Gold Corp. 15104030

247 AD Alaris Royalty Corp. 40203010

248 LUC Lucara Diamond Corp. 15104040

249 PLI ProMetic Life Sciences Inc. 35201010

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6 ENB Enbridge Inc 10102040




10 BCE BCE Inc 50101020


12 TRP TransCanada Corp 10102040











23 PPL Pembina Pipeline Corporation 10102040



























50 IPL Inter Pipeline Ltd. 10102040











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10 KEY Keyera Corp. 10102030


12 CAE CAE Inc 20101010



15 HR.UN H&R REIT 60101010
















31 ALA AltaGas Ltd. 10102040







38 PKI Parkland Fuel Corporation 10102030




42 ENF Enbridge Income Fund Holdings Inc. 10102040
































74 GEI Gibson Energy Inc 10102040







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92 DOO BRP Inc. 25202010











103 KML Kinder Morgan Canada Limited 10102040




























































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38 NWH.UN Northwest Healthcare Properties REIT 60101050





43 STB Student Transportation Inc. 20304020

44 JWEL Jamieson Wellness Inc. 30302010

45 IIP.UN InterRent Reit 60101060



48 MTY MTY Food Group Inc 25301040


50 AFN Ag Growth International Inc 20106015




54 TVE Tamarack Valley Energy Ltd. 10102020



57 VNR Valener Inc. 55102010





62 CFW Calfrac Well Services Ltd 10101020


64 TV Trevali Mining Corporation 15104020

65 OBE Obsidian Energy Ltd. 10102020

66 CJT Cargojet Inc. Voting 20301010

67 DIR.UN Dream Industrial REIT 60101020

68 TH Theratechnologies Inc 35201010

69 ATZ Aritzia Inc. 25203010

70 BLDP Ballard Power Systems Inc 20104010

71 DRM DREAM Unlimited Corp. 60102030

72 AZ Arizona Mining Inc. 15104020

73 EQB Equitable Group Inc 40102010

74 CGG China Gold International Resources Corp. Ltd. 15104030

75 HOT.UN American Hotel Income Properties REIT LP 60101030




79 SEA SEABRIDGE GOLD INC. J 15104030

80 TOT Total Energy Services Inc. 10101020

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S&P/TSX SmallCap Index

81 CNE Canacol Energy Ltd 10102020

82 CJ Cardinal Energy Ltd. 10102020

83 ALS Altius Minerals Corp 15104020

84 SVM Silvercorp Metals Inc 15104045

85 CF Canaccord Genuity Group Inc. 40203020

86 CGO Cogeco Inc 25401025

87 RSI Rogers Sugar Inc. 30202030

88 KDX Klondex Mines Ltd. 15104030


90 SGY Surge Energy Inc. 10102020

91 SII Sprott Inc 40203010

92 PG Premier Gold Mines Ltd 15104030

93 ACQ AutoCanada Inc 25504050

94 FSZ Fiera Capital Corporation 40203010

95 SOT.UN Slate Office REIT 60101010

96 CFX Canfor Pulp Products Inc. 15105020

97 CNL Continental Gold Inc. 15104030

98 MDI Major Drilling Group Intl Inc 15104020

99 U Uranium Participation 40203010

100 TDG Trinidad Drilling Ltd 10101010

101 SMU.UN Summit Industrial Income REIT 60101020

102 JE Just Energy Group Inc. 55103010

103 CARA Cara Operations Limited 25301040

104 EDR Endeavour Silver Corp 15104045

105 NMX Nemaska Lithium Inc 15104020

106 S Sherritt International Corporation 15104020

107 DRT DIRTT Environmental Solutions Ltd. 20102010

108 WJX Wajax Corporation 20107010

109 AUP Aurinia Pharmaceuticals Inc. 35201010

110 YGR Yangarra Resources Ltd. 10102020

111 DPM Dundee Precious Metals 15104040

112 GS Gluskin Sheff + Associates 40203010

113 OSK Osisko Mining Inc. 15104040

114 SIS Savaria Corporation 20106020

115 BPF.UN Boston Pizza Royalties Income Fund 25301040

116 AR Argonaut Gold Inc. 15104030

117 DR Medical Facilities Corporation 35102020

118 DHX.B DHX Media Ltd. Voting 25401030

119 AGF.B AGF Management Ltd B Nvtg 40203010

120 CWX CanWel Building Materials Group Ltd. 20107010

121 TGZ Teranga Gold Corporation 15104030

122 ET Evertz Technologies Ltd 45203010

123 SUM Solium Capital Inc. 45101010

124 CS Capstone Mining Corp. 15104020

125 BNE Bonterra Energy Corp. 10102020

126 CR Crew Energy 10102020

127 VLE Valeura Energy Inc. 10102020

128 MPVD Mountain Province Diamonds Inc. 15104040

129 SBB Sabina Gold & Silver Corp. 15104020

130 BDT Bird Construction Inc. 20103010

131 GSY goeasy Ltd. 25504040

132 BNP Bonavista Energy Corporation 10102020

133 NDM Northern Dynasty Minerals Ltd. 15104020

134 KWH.UN Crius Energy Trust 55101010

135 MRG.UN Morguard North American Residential REIT 60101060

136 HNL Horizon North Logistics Inc 20201070

137 WPRT Westport Fuel Systems Inc. 20106010

138 ZCL ZCL Composites Inc 10101020

139 AIM Aimia Inc 25401010

140 TRZ Transat A.T. Inc. 25301020

141 DIV Diversified Royalty Corp. 25301040

142 AGT AGT Food and Ingredients Inc. 30202030

143 ATP Atlantic Power Corporation 55105010

144 LAC Lithium Americas Corp. 15104020

145 MRT.UN Morguard REIT 60101010

146 PONY Painted Pony Energy Ltd 10102020

147 DNA Dalradian Resources Inc. 15104040

148 TKO Taseko Mines Ltd 15104025

149 HDI Hardwoods Distribution Inc. 20107010

150 ACR.UN Agellan Commercial REIT 60101010

151 LIQ Liquor Stores N.A. Ltd. 30101030

152 TNT.UN True North Commercial REIT 60101040

153 GPR Great Panther Silver Limited 15104045

154 NEPT Neptune Technologies & Bioressources Inc. 30302010

155 ABT Absolute Software Corp 45103020

156 CRH CRH Medical Corporation 35101020

157 PIF Polaris Infrastructure Inc. 55105020

158 XTC Exco Technologies Ltd. 20106020

159 WDO Wesdome Gold Mines Ltd 15104030

160 MAL Magellan Aerospace Corporation 20101010

161 TMR TMAC Resources Inc. 15104030

162 QTRH Quarterhill Inc. 45201020

163 HLF High Liner Foods Inc 30202030

164 BTB.UN BTB REIT 60101010

165 USA Americas Silver Corporation 15104045

166 SOX Stuart Olson Inc. 20103010

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167 MEQ Mainstreet Equity Corp. 60102020

168 Y Yellow Pages Limited 25401040

169 ECS eCobalt Solutions Inc. 15104020

170 GDI GDI Integrated Facility Services Inc. 20201070

171 BOS AirBoss of America Corp 15101010

172 STEP STEP Energy Services Ltd. 10101020

173 RME Rocky Mountain Dealership Inc 20107010

174 AXR Alexco Resource Corp 15104045

175 NOA North American Construction Group Ltd. 10101020

176 TRL Trilogy International Partners Inc. 50102010

177 DEE Delphi Energy Corp. 10102020

178 ADN Acadian Timber Corp. 15105010

179 APR.UN Automotive Properties REIT 60101080

180 EFR Energy Fuels Inc. 10102050

181 FRII Freshii Inc. 25301040

182 IBG IBI Group Inc. 20202020

183 XAU GoldMoney Inc. 45101010

184 TGL TransGlobe Energy Corp 10102020

185 VFF Village Farms International Inc. 30202010

186 GMP GMP Capital Inc. 40203020

187 SHLE Source Energy Services Ltd. 10101020

188 CMMC Copper Mountain Mining Corporation 15104025

189 PBL Pollard Banknote Limited 25301010

190 TSU Trisura Group Ltd. 40301040

191 CLR Clearwater Seafoods Inc. 30202030

192 MOZ Marathon Gold Corporation 15104030

193 CHW Chesswood Group Limited 40201040

194 HWO High Arctic Energy Services Inc. 10101020

195 XDC Xtreme Drilling Corp. 10101010

196 ALO Alio Gold Inc. 15104030

197 AUG Auryn Resources Inc. 15104020

198 KPT KP Tissue Inc. 30301010

199 EXN Excellon Resources Inc. 15104045

200 WRN Western Copper and Gold Corporation 15104020

201 BXE Bellatrix Exploration Ltd. 10102020

202 DC.A Dundee Corp A 40203010

203 EXF EXFO Inc. 45201020

204 TOS TSO3 Inc. 35101010

205 PTG Pivot Technology Solutions, Inc. 45102010

206 CBL Callidus Capital Corporation 40201040

207 UR UrtheCast Corp. 45101010

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Consumer Discretionary












12 DOO BRP Inc. 25202010











Consumer Staples












Energy






































Financials








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Health Care










Industrials







7 CAE CAE Inc 20101010





















Information Technology













13 ET Evertz Technologies Ltd 45203010

14 SUM Solium Capital Inc. 45101010

15 ABT Absolute Software Corp 45103020

16 QTRH Quarterhill Inc. 45201020

17 XAU GoldMoney Inc. 45101010

18 EXF EXFO Inc. 45201020

19 PTG Pivot Technology Solutions, Inc. 45102010

20 UR UrtheCast Corp. 45101010

Materials





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Telecommunication Services



3 BCE BCE Inc 50101020

Utilities
















Global Gold

1 NEM Newmont Mining Corp 15104030





6 GOLD Randgold Resources Ltd SPON ADR 15104030

7 RGLD Royal Gold Inc 15104030


9 AU AngloGold Ashanti Ltd ADR 15104030


11 BVN Compania de Minas Buenaventura S.A.A. 15104030

12 GFI Gold Fields Ltd ADR 15104030






18 SBGL Sibanye-Stillwater ADR 15104030


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31 HMY Harmony Gold Mining Co ADR 15104030



34 MUX McEwen Mining Inc 15104030



37 SA Seabridge Gold Inc 15104030





42 GSC Golden Star Resources Ltd 15104030

Real Estate


2 HR.UN H&R REIT 60101010




















Global Mining










10 DNA Dalradian Resources Inc. 15104040



13 SBGL Sibanye-Stillwater ADR 15104030

14 CSTM Constellium Holdco BV A 15104010

15 VEDL Vedanta Ltd ADR 15104020


17 CEIX CONSOL Energy Inc. 10102050

18 AA Alcoa Corp 15104010

19 OSK Osisko Mining Inc. 15104040








27 EDR Endeavour Silver Corp 15104045


29 ARLP Alliance Resource Partners 10102050




33 HL Hecla Mining Co 15104045

34 MTRN Materion Corporation 15104020

35 CDE Coeur Mining, Inc. 15104045

36 NEM Newmont Mining Corp 15104030

37 ARCH Arch Coal Inc Cl A 10102050

38 FCX Freeport-McMoRan Inc 15104025


40 GSC Golden Star Resources Ltd 15104030

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42 RGLD Royal Gold Inc 15104030





47 CENX Century Aluminum Co 15104010

48 SCCO Southern Copper Corp. 15104025





53 DPM Dundee Precious Metals 15104040


55 MPVD Mountain Province Diamonds Inc. 15104040



58 BTU Peabody Energy Corp 10102050


60 BVN Compania de Minas Buenaventura S.A.A. 15104030

61 AU AngloGold Ashanti Ltd ADR 15104030

62 GFI Gold Fields Ltd ADR 15104030

63 HMY Harmony Gold Mining Co ADR 15104030

64 GOLD Randgold Resources Ltd SPON ADR 15104030

65 BHP BHP Billiton Ltd ADR 15104020

66 ACH Aluminum Corporation of China Ltd A ADR 15104010

67 RIO Rio Tinto Plc ADR 15104020


69 CMP Compass Minerals Intl 15104020









78 SVM Silvercorp Metals Inc 15104045

79 KAT Katanga Mining Ltd 15104025

80 KALU Kaiser Aluminum 15104010





85 MUX McEwen Mining Inc 15104030




89 SA Seabridge Gold Inc 15104030

90 BBL BHP Billiton Plc ADR 15104020




94 GSM Ferroglobe PLC 15104020

Global Base Metals

1 BBL BHP Billiton Plc ADR 15104020

2 RIO Rio Tinto Plc ADR 15104020

3 BHP BHP Billiton Ltd ADR 15104020



6 FCX Freeport-McMoRan Inc 15104025

7 AA Alcoa Corp 15104010

8 VEDL Vedanta Ltd ADR 15104020

9 SCCO Southern Copper Corp. 15104025



12 CMP Compass Minerals Intl 15104020

13 ACH Aluminum Corporation of China Ltd A ADR 15104010


15 KALU Kaiser Aluminum 15104010

16 CSTM Constellium Holdco BV A 15104010


18 MTRN Materion Corporation 15104020

19 CENX Century Aluminum Co 15104010


21 GSM Ferroglobe PLC 15104020











32 KAT Katanga Mining Ltd 15104025

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S&P/TSX 60 INDEXDAILY LEVELS FOR THE MONTH OF APRIL 2018


Apr. 02 899.06 68,792,986 2,441.28

03 897.10 84,743,089 2,435.96

04 896.39 95,079,121 2,434.04

05 907.82 92,273,235 2,465.14

06 898.46 94,304,800 2,439.74

09 900.37 82,872,259 2,446.80

10 900.89 81,696,945 2,448.22

11 899.57 94,515,075 2,444.62

12 900.23 69,930,319 2,446.48

13 899.99 79,670,708 2,445.85

16 901.87 68,768,195 2,450.96

17 904.19 69,216,958 2,457.25

18 914.67 98,466,361 2,485.74

19 909.47 79,909,501 2,471.64

20 911.68 77,656,836 2,477.71

23 916.49 83,092,200 2,490.80

24 911.51 82,542,204 2,479.49

25 915.07 86,661,748 2,489.17

26 923.48 92,579,982 2,512.04

27 925.87 45,735,106 2,518.67

30 921.43 83,769,442 2,507.71

S&P/TSX 60 INDEXMONTHLY AND YEARLY HIGHS AND LOWS

(Based on Closing Indices)

Stock Price Index Total Return Index

2018 High Low Close High Low Close

April 925.87 896.39 921.43 2,518.67 2,434.04 2,507.71

March 931.38 897.17 908.99 2,524.22 2,432.69 2,466.73

February 939.20 889.20 913.90 2,535.86 2,400.86 2,471.67

January 974.34 944.41 944.41 2,625.43 2,549.94 2,549.94

2017

December 960.61 945.32 959.70 2,586.97 2,539.18 2,585.97

November 954.14 941.71 952.05 2,561.11 2,526.39 2,557.20

October 947.17 925.59 947.17 2,539.07 2,476.03 2,539.07

September 921.79 879.31 921.79 2,464.43 2,345.87 2,464.43

August 900.80 881.02 892.56 2,396.98 2,347.16 2,380.08

July 900.84 886.36 891.19 2,393.79 2,355.13 2,371.36

June 913.00 892.65 892.65 2,416.60 2,366.59 2,370.12

May 924.84 898.89 906.38 2,442.65 2,376.94 2,398.14

2018 974.34 889.20 N/A 2,625.43 2,400.86 N/A

2017 960.61 879.31 959.70 2,586.97 2,345.87 2,585.97

2016 908.74 695.03 900.05 2,378.27 1,766.69 2,355.53

2015 900.90 749.53 764.54 2,237.37 1,899.29 1,940.94

2014 900.98 773.95 854.85 2,196.22 1,853.11 2,104.22

2013 783.75 681.09 783.75 1,874.19 1,601.71 1,874.19

2012 725.21 640.57 713.72 1,654.84 1,455.07 1,654.84

2011 819.25 642.34 680.87 1,802.75 1,434.97 1,531.30

2010 768.65 648.53 768.65 1,684.21 1,386.76 1,684.21

2009 701.36 458.13 693.23 1,492.55 952.57 1,479.42

2008 900.93 463.57 541.82 1,834.01 955.09 1,121.27

2007 848.82 716.27 808.53 1,703.21 1,413.95 1,628.96

2006 749.51 615.86 742.77 1,477.08 1,202.22 1,465.66

2005 637.60 498.36 634.72 1,235.55 948.12 1,229.95

2004 514.80 449.51 511.91 978.71 843.98 973.90

2003 461.33 355.12 458.72 860.37 651.11 855.49

2002 455.04 319.25 373.15 816.85 580.12 681.59

2001 556.77 377.99 442.55 980.20 673.16 792.51

2000 695.69 476.27 528.72 1,218.28 827.52 930.36

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S&P/TSX SMALLCAP INDEXDAILY LEVELS FOR THE MONTH OF APRIL 2018


Apr. 02 600.54 63,447,874 946.34

03 602.79 61,789,821 949.96

04 601.61 69,332,843 948.12

05 612.64 81,222,727 965.50

06 609.99 72,054,664 961.32

09 609.86 59,628,685 961.15

10 617.17 73,030,441 972.68

11 621.82 92,109,380 980.00

12 623.24 65,987,418 982.25

13 624.05 64,345,275 983.57

16 622.75 65,638,987 981.52

17 627.85 59,806,220 989.56

18 636.49 100,960,480 1,003.17

19 636.52 80,740,446 1,003.25

20 634.32 55,522,129 999.78

23 634.73 75,562,347 1,000.42

24 633.86 79,123,107 999.05

25 635.74 75,747,094 1,002.04

26 639.53 76,372,300 1,008.02

27 638.33 43,081,140 1,006.97

30 636.02 68,595,002 1,003.34

S&P/TSX COMPLETION INDEXDAILY LEVELS FOR THE MONTH OF APRIL 2018


Apr. 02 952.22 103,106,573 1,529.76

03 950.27 120,537,004 1,526.63

04 948.39 139,757,521 1,523.61

05 960.07 128,973,550 1,542.39

06 952.63 112,362,349 1,530.74

09 951.60 96,992,033 1,529.11

10 958.69 137,783,631 1,540.50

11 961.92 146,009,249 1,545.69

12 962.68 95,649,221 1,546.95

13 964.63 116,440,157 1,550.27

16 965.25 125,592,614 1,551.26

17 971.22 103,413,629 1,560.86

18 982.14 132,469,071 1,578.41

19 979.81 111,813,597 1,574.73

20 980.25 92,982,133 1,575.52

23 981.83 119,701,220 1,578.05

24 978.91 119,981,627 1,573.46

25 975.64 102,907,793 1,568.24

26 980.84 116,477,137 1,576.60

27 981.06 69,506,289 1,578.14

30 979.97 118,774,182 1,576.42

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S&P/TSX Canadian Index Returns Summary - as at Close April 30, 2018

Total Return Summary

1 Month 3 Month 6 Month 1 Year 5 Year Year to date

S&P/TSX Composite Index 1.82% -1.41% -1.15% 3.11% 7.76% -2.78%

S&P/TSX 60 Index 1.66% -1.66% -1.24% 3.33% 8.54% -3.03%

S&P/TSX Completion Index 2.31% -0.63% -0.95% 2.45% 5.55% -2.02%

S&P/TSX SmallCap Index 5.03% -0.95% -0.21% 0.19% 5.52% -3.09%

S&P/TSX 60 Capped Index 1.66% -1.66% -1.24% 3.33% 8.54% -3.03%

S&P/TSX Capped Composite Index 1.82% -1.41% -1.15% 3.11% 7.76% - 2.78%

Comparative Weights

S&P/TSX

Composite S&P/TSX 60 S&P/TSX Completion

Sector Weight Diff Weight Diff

Consumer Discretionary 5.48% 5.40% -0.08% 5.72% 0.24%

Consumer Staples 3.50% 3.69% 0.19% 2.92% -0.58%

Energy 19.51% 20.54% 1.03% 16.35% -3.16%

Financials 34.27% 39.93% 5.67% 16.81% -17.46%

Health Care 1.15% 0.44% -0.71% 3.34% 2.19%

Industrials 9.87% 9.21% -0.66% 11.89% 2.02%

Information Technology 3.82% 3.41% -0.41% 5.08% 1.26%

Materials 11.39% 9.69% -1.70% 16.64% 5.25%

Real Estate 2.86% 0.00% -2.86% 11.68% 8.82%

Telecommunication Services 4.54% 6.01% 1.47% 0.00% -4.54%

Utilities 3.61% 1.67% -1.93% 9.56% 5.95%

Grand Total 100.00% 100.00% 0.00% 100.00% 0.00%

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Composite Index 15607.88 97827638581 4123507650 52501.09Composite Index (USD) 1165.26 1658.49Composite Index (Net TR) 183.45Composite Index (USD Net TR) 1518.5260 Index 921.43 64132174719 1712277070 2507.7160 Index (USD) 269.58 406.3860 Index (USD) Hedged 130.62 179.6160 Index (USD) (NTR) Hedged 165.87 179.6160 ESG Factor Weighted Index 1265.71 64132174719 1712277070 1695.8760 ESG Factor Weighted Index (Net TR) 1576.2960 Shariah Index 122.65 17413365163 354912572 147.2960 Carbon Efficient Index 185.89 63779111672 1704323988 244.7560 Carbon Efficient Index (USD) 176.85 232.8460 Carbon Efficient Index NTR 228.4960 Carbon Efficient Index (USD) NTR 217.3760 Carbon Efficient Select Index 189.88 50562964336 1169433035 251.1160 Carbon Efficient Select Index (USD) 180.64 238.9060 Carbon Efficient Select Index NTR 234.1760 Carbon Efficient Select Index (USD) NTR 222.7860 Fossil Fuel Free Index 1469.41 51210174425 1166242214 1780.9660 Fossil Fuel Free Index (USD) 1167.15 1414.6160 Fossil Fuel Free Index NTR 1697.3960 Fossil Fuel Free Index (USD) NTR 1348.2360 Fossil Fuel Free Carbon Efficient Index 146.18 50857111379 1158289132 176.7760 Fossil Fuel Free Carbon Efficient Index NTR 168.5760 Fossil Fuel Free Carbon Efficient Index (USD) 116.11 140.4160 Fossil Fuel Free Carbon Efficient Index (USD) NTR 133.9060 Fossil Fuel Free Carbon Efficient Select Index 148.19 46817131157 1078548343 177.9260 Fossil Fuel Free Carbon Efficient Select Index NTR 169.9760 Fossil Fuel Free Carbon Efficient Select Index (USD) 114.59 137.5960 Fossil Fuel Free Carbon Efficient Select Index (USD) NTR 131.4460 U.S. Revenue Exposure Index 179.34 28488303932 946854400 226.4060 U.S. Revenue Exposure Index NTR 213.5960 U.S. Revenue Exposure Index (USD) 179.92 227.1360 U.S. Revenue Exposure Index (USD) NTR 214.28Composite Canada Revenue Exposure Index 154.53 50369302071 1543827575 204.19Composite Canada Revenue Exposure Index NTR 190.45Composite Canada Revenue Exposure Index (USD) 128.06 169.22Composite Canada Revenue Exposure Index (USD) NTR 157.83Composite Focused Canada Revenue Exposure Index 100.52 15548019978 715678636 134.45Composite Focused Canada Revenue Exposure Index NTR 125.03Composite Focused Canada Revenue Exposure Index (USD) 83.30 111.42Composite Focused Canada Revenue Exposure Index (USD) NTR 103.6160 Canada Revenue Exposure Index 225.37 38596256309 785203879 315.0560 Canada Revenue Exposure Index NTR 289.7560 Canada Revenue Exposure Index (USD) 226.10 316.0760 Canada Revenue Exposure Index (USD) NTR 290.68Completion Index 979.97 33695463862 2411230580 1576.42SmallCap Index 636.02 7527265462 1484098380 1003.34Income Trust Index 194.20 2489917653 108788962 633.32Composite High Dividend Index 106.44 27810327064 868685444 155.64Composite High Dividend Index (USD) 83.95 122.75Composite High Dividend Index (Net TR) 141.54Composite Buyback Index 6733.58 32424117963 638496963 10424.46Composite Buyback Index (USD) 7544.85 11680.41Composite Buyback Index (Net TR) 9345.79Composite Buyback Index (USD Net TR) 10471.77Composite Shareholder Yield Index 319.59 21985249051 899231937 612.07

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Monthly Summary APRIL 2018

S&P/TSX MAJOR INDICES

TotalS&P/TSX Total Total returnIndex Names Close Value Volume Index

Composite Shareholder Yield Index (USD) 358.10 685.81Composite Shareholder Yield Index (Net TR) 520.34Composite Shareholder Yield Index (USD Net TR) 583.04High Income Energy Index 604.11 18751551025 779122645 1249.73High Income Energy Index (USD) 536.16 1109.15Composite Dividend Index 125.25 81415419404 2497142475 158.5660 Dividend Points Index 3.7960 Dividend Points Index (Annual) 10.7960 VIX� 14.47

S&P/TSX Capped IndicesCapped Composite Index 18082.88 97827638581 4123507650 60971.2860 Capped Index 1018.91 64132174719 1712277070 2786.49Canadian Dividend Aristocrats Index 252.52 50262509694 962631041 511.15Canadian Dividend Aristocrats Index (USD) 311.61 630.78Preferred Share Index 701.20 965566940 41570502 1605.02Capped Cons. Disc. Index 210.11 7007257429 154557871 308.14Capped Cons. Staples Index 516.89 3005941700 65240615 670.13Capped Energy Index 199.13 16979799249 1207508549 301.01Capped Financial Index 295.37 23917431730 453785396 542.86Capped Health Care Index 82.73 6557785528 496223567 118.02Capped Industrials Index 241.64 8201396678 255267280 327.19Capped Inform. Tech. Index 73.88 3404247317 100890927 78.60Capped Materials Index 235.33 12207161185 893230729 295.55Capped Real Estate Index 299.47 2440065659 108955706 635.39Capped Telecom. Serv. Index 159.90 3710245327 69039223 329.20Capped Utilities Index 228.32 2382422390 94625009 500.01Capped REIT Index 163.23 1921355078 89675348 451.34Capped REIT Income Index 117.91 1921355078 89675348 248.35

S&P/TSX Global IndicesGlobal Gold Index 188.16 219.50Global Gold Index (USD) 170.09 198.43Equal Weight Global Gold Index 1134.46 1224.18Global Mining Index 71.49 90.35Global Mining Index (USD) 59.22 78.00Global Base Metals Index 129.17 156.89Global Base Metals Index (USD) 115.42 140.19Equal Weight Global Base Metals Index 200.07 241.19Equal Weight Global Base Metals Cdn Hedged Index 171.08 206.30North Amer. Pref. Stock Index (Price Ret.) (Cdn) 730.08 1773.96North Amer. Pref. Stock Index (Price Ret.) (Cdn Hdg.) 736.98 1783.84North Amer. Pref. Stock Index (Net Total Ret.) (Cdn Hdg.) 1653.73 1783.84North Amer. Pref. Stock Index (Net Total Ret.) (Cdn) 1643.93North Amer. Pref. Stock Index (Price Ret.) (USD) 767.98 1866.05North Amer. Pref. Stock Index (Net Total Ret.) (USD) 1729.28

S&P/TSX Equal Weight IndicesDiver. Banks Index 327.86 15940060118 190259224 621.6060 Equal Weight Index 143.83 64132174719 1712277070 177.51Composite Equal Weight Index 120.97 97827638581 4123507650 175.50Oil & Gas Index 237.57 17589148546 661188130 382.19Industrials Index 2211.83 8201396678 255267280 3305.99

S&P/TSX Composite Factor IndicesComposite High Beta Index 24.89 21994436304 1685372694 30.28Composite High Beta Index (USD) 26.78 32.59Composite Low Volatility Index 411.20 34206161061 625431622 896.46Composite Low Volatility Index (USD) 442.49 964.68Composite Enhanced Value Index 501.84 11195572983 657299190 761.96Composite Enhanced Value Index NTR 686.44Composite Enhanced Value - Lowest Quintile Index 176.99 20690227412 535122580 230.24Composite Enhanced Value - Lowest Quintile Index NTR 215.59Composite Quality Index 347.47 17905128444 794772618 514.35Composite Quality Index NTR 466.32Composite Quality - Lowest Quintile Index 157.78 20913918389 887898384 226.34Composite Quality - Lowest Quintile Index NTR 206.82Composite Volatility - Highest Quintile Index 43.06 16928516029 1866652958 46.82

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S&P/TSX Composite Factor Indices (continued)Composite Volatility - Highest Quintile Index NTR 45.85Composite Momentum Index 305.30 26374148631 621151240 413.73Composite Momentum Index NTR 383.47Composite Momentum - Lowest Quintile Index 86.37 14338975262 1204856092 144.03Composite Momentum - Lowest Quintile Index NTR 126.76Composite Low Volatility High Dividend Index 147.82 19561649874 516945256 374.33Composite Low Volatility High Dividend Index NTR 296.81

S&P/TSX Composite - Sectors/IndustriesRenewable Energy and Clean Tech. Index 135.66 839658325 57235211 177.74Energy* 2256.01 25042931852 1451726903 3534.83Energy** 2256.01 25042931852 1451726903 3534.83Energy Equip. & Services*** 765.58 769443340 154885242 1105.79Oil & Gas Drilling**** 386.00 218894194 52232451 585.14Oil & Gas Equip. & Services**** 1200.11 550549146 102652791 1690.51Oil Gas & Consumable Fuels*** 2396.45 24273488512 1296841661 3769.25Integrated Oil & Gas**** 3442.11 5719184339 228131193 4690.65Oil & Gas Exploration & Production**** 1675.91 10491171570 824492114 2642.84Oil & Gas Refining & Marketing**** 3588.89 444621159 13568164 7497.48Oil & Gas Storage & Transportation**** 2037.07 7267616146 191124521 3547.23Coal & Consumable Fuels**** 404.50 350895297 39525669 484.63Materials* 2160.91 12207161185 893230729 2698.86Materials** 2160.91 12207161185 893230729 2698.86Chemicals*** 4123.43 1393855113 22964195 5644.05Commodity Chemicals**** 2113.70 538667634 8456508 3307.20Fertilizers & Agricultural Chemicals**** 4682.94 855187479 14507687 6326.78Containers & Packaging*** 11100.60 385575555 10806288 14364.75Metal & Glass Containers**** 14568.49 333295512 6822360 18769.79Paper Packaging**** 73.88 52280043 3983928 74.53Metals & Mining*** 2064.72 9170019491 816078439 2497.24Diver. Metals & Mining**** 6061.16 1520620101 102582902 7502.93Copper**** 164.65 1244242628 107115330 166.32Gold**** 1416.87 5624579591 550787403 1646.79Precious Metals & Minerals**** 1436.08 14886749 7262178 1697.59Silver**** 94.42 666182901 43789371 99.05Steel**** 7040.00 99507521 4541255 15952.03Paper & Forest Products*** 599.75 1257711026 43381807 738.82Forest Products**** 2098.60 1257711026 43381807 2656.97Industrials* 2996.03 8201396678 255267280 4017.93Capital Goods** 741.85 2293285743 159557108 1027.25Aerospace & Defense*** 300.06 904197445 126773113 390.15Aerospace & Defense**** 300.06 904197445 126773113 390.15Constr. & Engineering*** 7521.07 790664226 16362450 9840.62Constr. & Engineering**** 7521.07 790664226 16362450 9840.62Machinery*** 1233.72 198229566 5497569 1475.50Constr. Machinery & Heavy Trucks**** 218.81 145475826 2496571 230.76Industrial Machinery**** 128.06 52753740 3000998 128.06Trading Companies & Distributors*** 3971.52 400194506 10923976 7038.34Trading Companies & Distributors**** 3971.52 400194506 10923976 7038.34Commercial & Prof. Services** 1480.38 934600077 18941295 2149.23Commercial Services & Supplies*** 978.89 775534390 13646703 1482.36Commercial Printing**** 1200.06 151687607 5666713 1931.70Environmental & Facilities Services**** 1655.06 479794578 5185225 2745.17Diver. Support Services**** 148.60 144052206 2794765 171.71Prof. Services*** 225.25 159065687 5294592 247.89Human Resource & Employment Services**** 136.84 41233950 1617402 145.60Research & Consulting Services**** 212.83 117831737 3677190 232.34Transportation** 9904.58 4973510859 76768877 13089.29Airlines*** 1241.68 826043973 39178488 1620.84Airlines**** 1241.68 826043973 39178488 1620.84Road & Rail*** 12464.61 4074190215 34408678 16334.38Railroads**** 12710.72 3956462953 31010430 16459.33Trucking**** 2283.83 117727262 3398248 4416.90Transportation Infrastructure*** 1905.06 73276671 3181711 4392.12Marine Ports & Services**** 2057.70 73276671 3181711 4744.03Consumer Discretionary* 2308.14 7007257429 154557871 3378.21Automobiles & Components** 4144.17 1732218281 25818509 5687.62Auto Components*** 4144.17 1732218281 25818509 5687.62

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S&P/TSX Composite - Sectors/Industries (continued)Auto Parts & Equip.**** 4144.17 1732218281 25818509 5687.62Consumer Durables & Apparel** 4509.04 870928291 20392982 5035.19Household Durables*** 1024.70 18313670 638908 1441.91Home Furnishings**** 1430.41 18313670 638908 2012.80Leisure Products*** 86.67 321765000 6312056 87.11Leisure Products**** 86.67 321765000 6312056 87.11Textiles Apparel & Luxury Goods*** 10645.86 530849620 13442018 11475.89Apparel Access. & Luxury Goods**** 10645.86 530849620 13442018 11475.89Consumer Services** 4023.10 1886915020 42486011 5005.90Hotels Restaurants & Leisure*** 4228.82 1786077615 36678568 5020.15Casinos & Gaming**** 124.09 903770557 24144253 124.09Restaurants**** 5711.57 882307058 12534315 6728.71Diver. Consumer Services*** 121.31 100837405 5807443 144.24Specialized Consumer Services**** 121.31 100837405 5807443 144.24Media** 873.51 1060441167 50568548 1527.23Media*** 873.51 1060441167 50568548 1527.23Broadcasting**** 547.49 112134735 16694921 962.66Cable & Satellite**** 135.22 863584260 31115974 190.46Movies & Entertainment**** 993.65 84722172 2757653 2080.18Retailing** 6615.34 1456754671 15291821 8360.76Distributors*** 72.06 37776565 1884545 74.45Distributors**** 72.06 37776565 1884545 74.45Multiline Retail*** 9993.52 1367338207 11914111 12651.56Department Stores**** 48.32 31379205 3490230 50.39General Merchandise Stores**** 16972.31 1335959001 8423881 21388.54Specialty Retail*** 113.78 51639900 1493165 117.20Homefurnishing Retail**** 113.78 51639900 1493165 117.20Consumer Staples* 4367.08 3005941700 65240615 5618.66Food & Staples Retailing** 4023.44 2306033338 48677952 5138.32Food & Staples Retailing*** 4023.44 2306033338 48677952 5138.32Drug Retail**** 1647.89 105273933 4275734 4593.59Food Retail**** 4072.67 2200759404 44402218 5216.26Food Beverage & Tobacco** 5272.07 699908362 16562663 6987.52Beverages*** 200.66 53571326 2907556 228.07Soft Drinks**** 200.66 53571326 2907556 228.07Food Products*** 5154.71 646337036 13655107 6645.00Packaged Foods & Meats**** 6466.11 646337036 13655107 8707.29Health Care* 402.10 6557785528 496223567 517.60Health Care Equip. & Services** 7363.34 159544270 11102954 11348.83Health Care Providers & Services*** 1769.94 159544270 11102954 3274.65Health Care Facilities**** 130.50 159544270 11102954 185.65Pharmaceuticals Biotech. & Life Sciences** 286.12 6398241258 485120613 349.75Biotech.*** 38.35 48100732 35623879 38.35Biotech.**** 38.35 48100732 35623879 38.35Pharmaceuticals*** 538.75 6350140526 449496734 734.63Pharmaceuticals**** 538.75 6350140526 449496734 734.63Financials* 2710.56 23917431730 453785396 4970.42Banks** 3330.11 16496984210 207912332 6356.48Banks*** 3337.71 16283991624 198945087 6379.93Diver. Banks**** 3340.36 15940060118 190259224 6394.18Regional Banks**** 2895.25 343931506 8685863 4501.86Thrifts & Mortgage Finance*** 1787.88 212992586 8967245 2458.44Thrifts & Mortgage Finance**** 1787.88 212992586 8967245 2458.44Diver. Financials** 2396.30 2611389922 120151736 4074.48Diver. Financial Services*** 3546.36 493568297 70456505 4920.76Multi-Sector Holdings**** 3354.50 199772705 2156237 3490.07Specialized Finance**** 1821.18 293795591 68300268 2721.76Capital Markets*** 1552.58 2117821625 49695231 2786.16Asset Manage. & Custody Banks**** 1844.97 1357729377 35358567 3300.02Financial Exchanges & Data**** 98.89 760092248 14336664 103.63Insurance** 1447.06 4809057598 125721328 2432.11Insurance*** 1447.06 4809057598 125721328 2432.11Life & Health Insurance**** 1295.51 3760999376 121121454 2245.45Multi-Line Insurance**** 3470.56 704170401 1046382 4738.95Property & Casualty Insurance**** 4195.34 343887821 3553492 5910.33Information Technology* 302.93 3354999103 80855351 318.17Software & Services** 5537.54 3122126804 64923910 5949.41Internet Software & Services*** 149.68 853560738 5455529 149.68

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S&P/TSX Composite - Sectors/Industries (continued)Internet Software & Services**** 149.68 853560738 5455529 149.68It Services*** 9837.98 562209009 7620609 10094.28It Consulting & Other Services**** 9912.27 562209009 7620609 9912.27Software*** 9263.98 1706357057 51847772 10879.91Application Software**** 9537.29 1140576249 13426133 11220.34Systems Software**** 165.01 565780808 38421639 165.01Tech. Hardware & Equip.** 50.43 232872298 15931441 50.97Communications Equip.*** 66.38 164968866 10882799 66.38Communications Equip.**** 66.38 164968866 10882799 66.38Electronic Equip. Instruments & Comp.*** 289.23 67903432 5048642 292.88Electronic Manufacturing Services**** 1668.12 67903432 5048642 1683.12Telecom. Services* 1416.27 3710245327 69039223 2884.15Telecom. Services** 1416.27 3710245327 69039223 2883.37Diver. Telecom. Services*** 1291.98 2465628672 47925121 2787.49Integrated Telecom. Services**** 1408.33 2465628672 47925121 3039.98Wireless Telecom. Services*** 1010.89 1244616655 21114102 1493.84Wireless Telecom. Services**** 1010.89 1244616655 21114102 1493.84Utilities* 1979.61 2382422390 94625009 4292.97Utilities** 1979.61 2382422390 94625009 4292.97Electric Utilities*** 2841.95 1389223502 37706737 5776.32Electric Utilities**** 2841.95 1389223502 37706737 5776.32Gas Utilities*** 108.46 69888647 5436086 145.68Gas Utilities**** 108.46 69888647 5436086 145.68Multi-Utilities*** 1868.26 236122501 6486565 3536.11Multi-Utilities**** 1868.26 236122501 6486565 3536.11Indep. Power & Renewable Electricity Prod.*** 781.29 687187740 44995621 1674.21Indep. Power Prod. & Energy Traders**** 720.78 451737441 33412490 1541.08Renewable Electricity **** 126.24 235450299 11583131 158.38Real Estate* 3143.54 2440065659 108955706 6306.66Real Estate** 3143.54 2440065659 108955706 6306.66Equity Real Estate Investment Trusts (REITs)*** 1349.62 1921355078 89675348 2889.86Diver. Reits**** 1153.93 709052984 34476271 2401.80Industrial REITs**** 162.67 184974035 17065860 225.26Office Reits**** 1275.40 200686650 6265012 2088.05Residential Reits**** 2333.33 388479857 12535121 4257.98Retail Reits**** 1149.53 438161552 19333084 2402.19Real Estate Manage. & Develop.*** 4530.99 518710581 19280358 7051.68Diver. Real Estate Activities**** 106.91 54643147 5444902 111.78Real Estate Operating Companies**** 105.30 230416696 10520433 163.61Real Estate Services**** 954.67 233650738 3315023 992.96

S&P/TSX CAPPED Composite - Sectors/IndustriesEnergy* 2256.01 25042931852 1451726903 3534.83Energy** 2256.01 25042931852 1451726903 3534.83Energy Equip. & Services*** 765.58 769443340 154885242 1105.79Oil & Gas Drilling**** 386.00 218894194 52232451 585.14Oil & Gas Equip. & Services**** 1200.11 550549146 102652791 1690.51Oil Gas & Consumable Fuels*** 2396.45 24273488512 1296841661 3769.25Integrated Oil & Gas**** 3442.11 5719184339 228131193 4690.65Oil & Gas Exploration & Production**** 1675.91 10491171570 824492114 2642.84Oil & Gas Refining & Marketing & Transportation**** 3588.89 444621159 13568164 7475.39Oil & Gas Storage & Transportation**** 2037.07 7267616146 191124521 3547.23Coal & Consumable Fuels**** 404.50 350895297 39525669 484.63Materials* 2160.91 12207161185 893230729 2698.69Materials** 2160.91 12207161185 893230729 2698.69Chemicals*** 4123.43 1393855113 22964195 5642.88Commodity Chemicals**** 2113.70 538667634 8456508 3297.84Fertilizers & Agricultural Chemicals**** 4682.94 855187479 14507687 6326.78Containers & Packaging*** 11100.60 385575555 10806288 14323.88Metal & Glass Containers**** 14568.49 333295512 6822360 18676.37Paper Packaging**** 73.88 52280043 3983928 74.53Metals & Mining*** 2064.72 9170019491 816078439 2497.24Diver. Metals & Mining**** 6061.16 1520620101 102582902 7502.93Copper**** 164.65 1244242628 107115330 166.32Gold**** 1416.87 5624579591 550787403 1646.85Precious Metals & Minerals**** 1436.08 14886749 7262178 1697.59Silver**** 94.42 666182901 43789371 99.05Steel**** 7040.00 99507521 4541255 15952.03

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S&P/TSX CAPPED Composite - Sectors/Industries (continued)Paper & Forest Products*** 599.75 1257711026 43381807 738.82Forest Products**** 2098.60 1257711026 43381807 2656.97Industrials* 2996.03 8201396678 255267280 4017.93Capital Goods** 741.85 2293285743 159557108 1027.25Aerospace & Defense*** 300.06 904197445 126773113 390.15Aerospace & Defense**** 300.06 904197445 126773113 390.15Constr. & Engineering*** 7521.07 790664226 16362450 9840.62Constr. & Engineering**** 7521.07 790664226 16362450 9840.62Machinery*** 1233.72 198229566 5497569 1475.50Constr. Machinery & Heavy Trucks**** 218.81 145475826 2496571 230.76Industrial Machinery**** 128.06 52753740 3000998 128.06Trading Companies & Distributors*** 3971.52 400194506 10923976 7038.34Trading Companies & Distributors**** 3971.52 400194506 10923976 7038.34Commercial & Prof. Services** 1480.38 934600077 18941295 2149.23Commercial Services & Supplies*** 978.89 775534390 13646703 1482.36Commercial Printing**** 1200.06 151687607 5666713 1931.70Environmental & Facilities Services**** 1655.06 479794578 5185225 2745.17Diver. Support Services**** 148.60 144052206 2794765 171.71Prof. Services*** 225.25 159065687 5294592 247.89Human Resource & Employment Services**** 136.84 41233950 1617402 145.60Research & Consulting Services**** 212.83 117831737 3677190 232.34Transportation** 9904.58 4973510859 76768877 13089.29Airlines*** 1241.68 826043973 39178488 1620.84Airlines**** 1241.68 826043973 39178488 1620.84Road & Rail*** 12464.61 4074190215 34408678 16334.38Railroads**** 12710.72 3956462953 31010430 16459.33Trucking**** 2283.83 117727262 3398248 4416.90Transportation Infrastructure*** 1905.06 73276671 3181711 4392.12Marine Ports & Services**** 2057.70 73276671 3181711 4744.03Consumer Discretionary* 2308.14 7007257429 154557871 3378.21Automobiles & Components** 4144.17 1732218281 25818509 5687.62Auto Components*** 4144.17 1732218281 25818509 5687.62Auto Parts & Equip.**** 4144.17 1732218281 25818509 5687.62Consumer Durables & Apparel** 4509.04 870928291 20392982 5035.19Household Durables*** 1024.70 18313670 638908 1441.91Home Furnishings**** 1430.41 18313670 638908 2012.80Leisure Products*** 86.67 321765000 6312056 87.11Leisure Products**** 86.67 321765000 6312056 87.11Textiles Apparel & Luxury Goods*** 10645.86 530849620 13442018 11475.89Apparel Access. & Luxury Goods**** 10645.86 530849620 13442018 11475.89Consumer Services** 4023.10 1886915020 42486011 5005.90Hotels Restaurants & Leisure*** 4228.82 1786077615 36678568 5020.15Casinos & Gaming**** 124.09 903770557 24144253 124.09Restaurants**** 5711.57 882307058 12534315 6728.71Diver. Consumer Services*** 121.31 100837405 5807443 144.24Specialized Consumer Services**** 121.31 100837405 5807443 144.24Media** 873.51 1060441167 50568548 1527.23Media*** 873.51 1060441167 50568548 1527.23Broadcasting**** 547.49 112134735 16694921 962.66Cable & Satellite**** 135.22 863584260 31115974 190.46Movies & Entertainment**** 993.65 84722172 2757653 2080.18Retailing** 6615.34 1456754671 15291821 8360.76Distributors*** 72.06 37776565 1884545 74.45Distributors**** 72.06 37776565 1884545 74.45Multiline Retail*** 9993.52 1367338207 11914111 12651.56Department Stores**** 48.32 31379205 3490230 50.39General Merchandise Stores**** 16972.31 1335959001 8423881 21388.54Specialty Retail*** 113.78 51639900 1493165 117.20Homefurnishing Retail**** 113.78 51639900 1493165 117.20Consumer Staples* 4367.08 3005941700 65240615 5618.66Food & Staples Retailing** 4023.44 2306033338 48677952 5138.32Food & Staples Retailing*** 4023.44 2306033338 48677952 5138.32Drug Retail**** 1647.89 105273933 4275734 4593.59Food Retail**** 4072.67 2200759404 44402218 5216.26Food Beverage & Tobacco** 5272.07 699908362 16562663 6987.52Beverages*** 2006.56 53571326 2907556 2280.69Soft Drinks**** 2006.56 53571326 2907556 2280.69Food Products*** 5154.71 646337036 13655107 6645.00

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S&P/TSX CAPPED Composite - Sectors/Industries (continued)Packaged Foods & Meats**** 6466.11 646337036 13655107 8707.29Health Care* 402.10 6557785528 496223567 517.60Health Care Equip. & Services** 7363.34 159544270 11102954 11348.83Health Care Providers & Services*** 1769.94 159544270 11102954 3274.65Health Care Facilities**** 130.50 159544270 11102954 185.65Pharmaceuticals Biotech. & Life Sciences** 286.12 6398241258 485120613 349.75Biotech.*** 38.35 48100732 35623879 38.35Biotech.**** 38.35 48100732 35623879 38.35Pharmaceuticals*** 538.75 6350140526 449496734 7323.52Pharmaceuticals**** 538.75 6350140526 449496734 734.63Financials* 2710.56 23917431730 453785396 4970.37Banks** 3330.11 16496984210 207912332 6356.48Banks*** 3337.71 16283991624 198945087 6379.93Diver. Banks**** 3340.36 15940060118 190259224 6394.18Regional Banks**** 2895.25 343931506 8685863 4501.86Thrifts & Mortgage Finance*** 1787.88 212992586 8967245 2458.44Thrifts & Mortgage Finance**** 1787.88 212992586 8967245 2458.44Diver. Financials** 2396.30 2611389922 120151736 4074.48Diver. Financials*** 3546.36 493568297 70456505 4920.76Multi-Sector Holdings**** 3354.50 199772705 2156237 3490.07Specialized Finance**** 1821.18 293795591 68300268 2721.76Capital Markets*** 1552.58 2117821625 49695231 2786.16Asset Manage. & Custody Banks**** 1844.97 1357729377 35358567 3300.02Financial Exchanges & Data**** 98.89 760092248 14336664 103.63Insurance** 1447.06 4809057598 125721328 2432.02Insurance*** 1447.06 4809057598 125721328 2432.02Life & Health Insurance**** 1295.51 3760999376 121121454 2245.45Multi-line Insurance**** 3470.56 704170401 1046382 4738.95Property & Casualty Insurance**** 4195.34 343887821 3553492 5900.90Information Technology* 302.93 3354999103 80855351 318.17Software & Services** 5537.54 3122126804 64923910 5949.41Internet Software & Services*** 149.68 853560738 5455529 149.68Internet Software & Services**** 149.68 853560738 5455529 149.68IT Services*** 9837.98 562209009 7620609 10094.28IT Consulting & Services**** 9912.27 562209009 7620609 9912.27Software*** 9263.98 1706357057 51847772 10879.91Application Software**** 9537.29 1140576249 13426133 11220.34Systems Software**** 165.01 565780808 38421639 165.01Tech. Hardware & Equip.** 50.43 232872298 15931441 50.97Communications Equip.*** 66.38 164968866 10882799 66.38Communications Equip.**** 66.38 164968866 10882799 66.38Electronic Equip. Instruments & Comp.*** 289.23 67903432 5048642 292.88Electronic Manufacturing Services**** 1668.12 67903432 5048642 1683.12Telecom. Services* 1416.27 3710245327 69039223 2882.43Telecom. Services** 1416.27 3710245327 69039223 2881.65Diver. Telecom. Services*** 1291.98 2465628672 47925121 2785.19Integrated Telecom. Services**** 1408.33 2465628672 47925121 3037.48Wireless Telecom. Services*** 1010.89 1244616655 21114102 1493.84Wireless Telecom. Services**** 1010.89 1244616655 21114102 1493.84Utilities* 1979.61 2382422390 94625009 4292.97Utilities** 1979.61 2382422390 94625009 4292.97Electric Utilities*** 2841.95 1389223502 37706737 5776.32Electric Utilities**** 2841.95 1389223502 37706737 5776.32Gas Utilities*** 1084.57 69888647 5436086 1456.80Gas Utilities**** 1084.57 69888647 5436086 1456.80Multi-Utilities*** 1868.26 236122501 6486565 3536.11Multi-Utilities**** 1868.26 236122501 6486565 3536.11Indep. Power & Renewable Electricity Prod.*** 781.29 687187740 44995621 1674.21Indep. Power Prod. & Energy Traders**** 720.78 451737441 33412490 1541.08Renewable Electricity**** 126.24 235450299 11583131 158.38Real Estate* 3143.54 2440065659 108955706 6306.66Real Estate** 3143.54 2440065659 108955706 6306.66Equity Real Estate Investment Trusts (REITs)*** 1349.61 1921355078 89675348 4195.55Diver. REITs**** 1153.93 709052984 34476271 2401.80Industrial REITs**** 162.67 184974035 17065860 225.26Office REITs**** 1275.40 200686650 6265012 2088.05Residential REITs**** 2333.33 388479857 12535121 4257.98Retail REITs**** 1149.53 438161552 19333084 2402.19

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S&P/TSX CAPPED Composite - Sectors/Industries (continued)Real Estate Manage. & Develop.*** 4530.99 518710581 19280358 7051.68Diver. Real Estate Activities**** 106.91 54643147 5444902 111.78Real Estate Operating Companies**** 105.30 230416696 10520433 163.61Real Estate Services**** 954.67 233650738 3315023 992.96

S&P/TSX Composite High Dividend - SectorsEnergy 57.65 9840571865 359594052 86.68Materials 106.31 455026058 20091542 157.31Industrials 97.99 184825309 13044445 149.89Consumer Discretionary 79.01 882087326 47803616 113.83Consumer Staples 96.20 42550187 1548943 104.96Health Care 100.82 159544270 11102954 154.76Financials 165.77 10370883548 206920002 234.21Information Technology 81.89 10395964 1074121 87.78Telecom. Services 163.45 2465628672 47925121 233.38Utilities 75.08 1545164868 66946721 115.61Real Estate 99.66 1853648996 92633927 109.17

S&P/TSX Composite Dividend - SectorsEnergy 78.54 22214876935 974580220 101.53Materials 58.63 9607110364 470814295 67.45Industrials 227.92 7202015245 119824255 261.59Consumer Discretionary 212.47 5826427545 124389177 254.16Consumer Staples 261.60 3005941700 65240615 292.95Health Care 57.14 159544270 11102954 85.07Financials 164.67 23840182839 448214093 219.19Information Technology 379.93 1026587129 10356928 432.82Telecom. Services 165.71 3710245327 69039223 230.37Utilities 102.93 2382422390 94625009 143.21Real Estate 104.42 2440065659 108955706 113.38

*Sector**Industry Group***Industry****Sub Industry

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The VIX Methodology is the property of the Chicago Board Options Exchange (“CBOE”). CBOE has granted S&P Dow Jones Indices LLC (“S&P”) a license to use the VIXMethodology to create the S&P/TSX 60 VIX index

and has agreed that S&P may permit values of the S&P/TSX 60 VIX index to be disseminated. Neither CBOE nor S&P nor TSX Inc. (“TSX”) or their respective affiliates makes any representation regarding such index or the

advisability of relying on such index for any purpose. Neither CBOE, S&P nor TSX sponsors, endorses, sells or promotes any investment product that is or may be based on the S&P/TSX 60 VIX index.

PARTICIPATING ORGANIZATIONSTHE TORONTO STOCK EXCHANGE (TSX)

ACKER FINLEY INC. (132)Suite 1400, 181 University Avenue, Toronto M5H 3M7 . . . . . . . . . . . . . (416) 777-9005

ACUMEN CAPITAL FINANCE PARTNERS LIMITED (200)Suite 700, 404-6th Avenue S.W., Calgary T2P 0R9 . . . . . . . . . . . . . . . (403) 571-0300

ALTACORP CAPITAL INC. (003)1100, 888 - 3rd Street SW, Calgary T2P 5C5 . . . . . . . . . . . . . . . . . . (403) 539-8602

ASSANTE CAPITAL MANAGEMENT LTD. (203)2 Queen Street East, 19th Floor, Toronto M5C 3G7. . . . . . . . . . . . . . . (416) 348-9994

BARCLAYS CAPITAL CANADA INC. (90)Suite 4910, 333 Bay Street, Toronto M5H 2R2 . . . . . . . . . . . . . . . . . (416) 863-8900

BBS SECURITIES INC. (28)Suite 507, 4100 Yonge Street, Toronto M2P 2G2 . . . . . . . . . . . . . . . . (416) 235-0200

BEACON SECURITES LTD. (87)1669 Granville Street, Halifax, N.S. B3J 1X2 . . . . . . . . . . . . . . . . . . (902) 423-1260

BMO NESBITT BURNS INC. (009)49th Floor, 1 First Canadian Place, Toronto M5X 1H3 . . . . . . . . . . . . . (416) 359-4000

CALDWELL SECURITIES LTD. (43)P.O. Box 47, Sun Life Centre, Suite 1710, 150 King St. W., Tor. M5H 1J9 . . . (416) 862-7755

CANACCORD GENUITY CORP. (33)P.O. Box 10337, Suite 2200, 609 Granville St., Vancouver V7Y 1H2 . . . . . . (604) 643-7300

CANTOR FITZGERALD CANADA CORPORATION (004)Suite 1500, 181 University Avenue, Toronto M5H 3M7 . . . . . . . . . . . . . (416) 350-1203

Citadel Securities Canada ULC (005)Suite 2620, 161 Bay Street, Toronto, Ontario, M5J 2S1. . . . . . . . . . . . . (416) 306-1169

CIBC WORLD MARKETS INC. (79)P.O. Box 500, 161 Bay Street, Toronto M5J 2S8 . . . . . . . . . . . . . . . . (416) 594-7000

CITIGROUP GLOBAL MARKETS CANADA INC. (123)Citigroup Place, 123 Front Street West, Suite 1100, Toronto M5J 2M3 . . . . . (416) 866-2300

CLARUS SECURITIES INC. (24)The Exchange Tower, 130 King St. West, Suite 3640, Toronto M5X 1A9 . . . . (416) 343-2777

CORMARK SECURITIES INC. (73)Box 63, Suite 2750, Royal Bank Plaza, South Tower, Toronto M5J 2J2. . . . . (416) 362-7485

CREDENTIAL SECURITIES INC. (88)800 - 1111 West Georgia Street, Vancouver V6E 4T6 . . . . . . . . . . . . . (604) 714-3900

CREDIT SUISSE SECURITIES (CANADA), INC. (72)1 First Canadian Place, Suite 3000, P.O. Box 301, Toronto M5X 1C9 . . . . . (416)352-4500

DESJARDINS SECURITIES INC. (19)Suite 300, 1170 Peel St., Montreal H3B 0A9 . . . . . . . . . . . . . . . . . . (514) 987-1749

DUNDEE SECURITIES LTD. (27)Suite 2000, 1 Adelaide St. East, Toronto M5C 2V9 . . . . . . . . . . . . . . . (416) 337-2100

ECHELON WEALTH PARTNERS INC. (018)Suite 2820, 130 King St. W., The Exchange Tower, Toronto M5X 1A9 . . . . . (416) 649-4273

EDWARD JONES (56)Suite 902, Sussex Centre, 90 Burnamthorpe Road West, Miss. L5B 3C3 . . . . (905) 306-8600

EIGHT CAPITAL (008)22nd Floor, 1 Adelaide St. East, Toronto M5C 2V9 . . . . . . . . . . . . . . . (416) 365-2868

ELECTRONIC TRANSACTION CLEARING CANADA INC. (12)Suite 1220, 333 Bay Street, Bay&Adelaide Centre, Toronto M5H 2R2 . . . . . (416) 775-1040

FIDELITY CLEARING CANADA ULC (22)Suite 200, 483 Bay Street, South Tower, Toronto M5G 2N7 . . . . . . . . . . (888) 943-5483

FRIEDBERG MERCANTILE GROUP (35)BCE Place, P.O. Box 866, 250 - 181 Bay Street, Toronto M5J 2T3 . . . . . . . (416) 364-1171

GLOBAL MAXFIN CAPITAL INC. (42)Suite 800, 350 Bay Street, Toronto M5H 2S6 . . . . . . . . . . . . . . . . . . (416) 741-1445

GMP SECURITIES LP (74)Suite 300, 145 King Street West, Toronto M5H 1J8 . . . . . . . . . . . . . . . (416) 367-8600

GOLDMAN SACHS CANADA INC. (65)P.O. Box 38, Royal Trust Tower, TD Centre, 77 King St. W., Toronto M5K 1B7 (416) 343-8900

HAMPTON SECURITIES LIMITED (94)Suite 1800, 141 Adelaide St. West, Toronto M5H 3L5 . . . . . . . . . . . . . (416) 862-7800

HAYWOOD SECURITIES INC. (62)Suite 700, 200 Burrard St., Vancouver V6C 3L6 . . . . . . . . . . . . . . . . (604) 697-7100

HSBC SECURITIES (CANADA) INC. (81)Suite 500, 70 York Street, Toronto M5J 2S9 . . . . . . . . . . . . . . . . . . (416) 868-7800

INDEPENDENT TRADING GROUP (84)Suite 402, 4 King Street West, Toronto M5H 1B6 . . . . . . . . . . . . . . . . (416) 941-0046

INDUSTRIAL ALLIANCE SECURITIES INC. (76)1080 Chemin Saint-Lous, Sillery, C.P. 1907,succursale Terminus, Quebec G1K 7M3 . . . . . . . . . . . . . . . . . . . . (418) 684-5171

INSTINET CANADA LIMITED (13)Suite 2202, 100 Wellington St. West, Toronto M5K 1H1 . . . . . . . . . . . . (416) 368-2211

INTEGRAL WEALTH SECURITIES LIMITED (17)Suite 900, 56 Temperance Street, Toronto M5H 3V5 . . . . . . . . . . . . . . (416) 304-7817

INTERACTIVE BROKERS CANADA INC. (57)Suite 2106, 1800 McGill College Ave., Montreal H3A 3J6 . . . . . . . . . . . . (514) 287-1027

ITG CANADA CORP. (14)P.O. Box 83, Suite 1040, 130 King Street West, Toronto M5X 1B1 . . . . . . . (877) 640-4484

J.P. MORGAN SECURITIES CANADA INC. (222)Suite 1800, 200 Bay Street, Toronto M5J 2J2 . . . . . . . . . . . . . . . . . . (416) 981-9200

JITNEY TRADE INC. (99)360 St. Jacques Street, Suite S-118, Montreal H2Y 1P5 . . . . . . . . . . . . (514) 985-8080

JONES TRADING CANADA INC. (91)148 Yorkville Avenue, Toronto M5R 1C2 . . . . . . . . . . . . . . . . . . . . (416) 961-4674

KINGSDALE CAPITAL MARKETS INC. (217)Suite 2950, 130 King Street West, Toronto M5X 1C7 . . . . . . . . . . . . . . (416) 867-4550

KINGWEST AND COMPANY (208)86 Avenue Road, Toronto M5R 2H2. . . . . . . . . . . . . . . . . . . . . . . (416) 927-7740

LAKESHORE SECURITIES INC. (102)Suite 308, 277 Lakeshore Road East, Oakville L6J 1H9 . . . . . . . . . . . . (905) 338-2220

LAURENTIAN BANK SECURITIES INC. (48)Tour Banque Laurentienne, 1981, av. McGill College,Suite 100, Montreal. H3A 3K3 . . . . . . . . . . . . . . . . . . . . . . . . . . (514) 350-2800

LEEDE JONES GABLE INC. (68)Suite 2300, 777 - 8th Avenue SW, Calgary, AB, T2P 3R5 . . . . . . . . . . . (403) 531-6800

LIQUIDNET CANADA INC. (38)Suite 2403, 79 Wellington St. W., TD South Tower, Toronto, M5K 1K2 . . . . (877) 660-6553

M PARTNERS INC. (97)Suite 2201, 100 Wellington St. West, Toronto M5K 1K2 . . . . . . . . . . . . (416) 603-4343

MACKIE RESEARCH CAPITAL CORPORATION (83)P.O. Box 368, 199 Bay St., Suite 4500, Commerce Court W., Tor. M5L 1G2 . . (416) 860-7600

MACQUARIE CAPITAL MARKETS CANADA LTD. (11)P.O. Box 830, BCE Place, 181 Bay Street, Suite 3100, Toronto M5J 2T3. . . . (416) 848-3500

MAISON PLACEMENTS CANADA INC. (34)Suite 2116, 130 Adelaide St. West, Toronto M5H 3P5 . . . . . . . . . . . . . (416) 947-6040

MANULIFE SECURITIES INCORPORATED (70)500-1235 North Service Road West, Oakville L6M 2W2 . . . . . . . . . . . . (905) 469-2100

MERRILL LYNCH CANADA INC. (39)Bay Wellington Tower, BCE Place, Suite 400, 181 Bay St., Tor. M5J 2V8 . . . (416) 369-7400

MORGAN STANLEY CANADA LIMITED (53)Suite 3700, 181 Bay Street, Toronto M5J 2T3. . . . . . . . . . . . . . . . . . (416) 943-8400

NATI ONAL BANK FINANCIAL INC. (80)1155 Metcalfe St., 5th Floor, Montreal H3B 4S9. . . . . . . . . . . . . . . . . (514) 879-2222

ODLUM BROWN LIMITED (25)250 Howe Street, Suite 1100, Vancouver V6C 3S9 . . . . . . . . . . . . . . . (604) 669-1600

PARADIGM CAPITAL INC. (16)Suite 2101, 95 Wellington Street West, Toronto M5J 2N7 . . . . . . . . . . . (416) 361-9892

PAVILION GLOBAL MARKETS LTD. (21)Suite 4025, 1250 Rene-Levesque Blvd. W., Montreal H3B 4W8 . . . . . . . . (514) 932-7171

PERSHING SECURITIES CANADA LIMITED (143)One Pershing Plaza, Jersey City, NJ 07399, USA. . . . . . . . . . . . . . . . (201) 413-2000

PETERS & CO. LIMITED (77)2300 Jamieson Place, 308 - 4th Ave. S.W., Calgary T2P 0H7 . . . . . . . . . (403) 261-4850

PI FINANCIAL CORP. (59)1900 - 666 Burrard Street, Vancouver V6C 3N1. . . . . . . . . . . . . . . . . (604) 664-2900

PICTET CANADA L.P. (86)Suite 3100, 1000 de la Gauchetiere West, Montreal H3B 4W5 . . . . . . . . . (514) 288-8161

POLLITT & CO. INC. (92)Suite 1950, 11 King Street West, Toronto M5H 4C7 . . . . . . . . . . . . . . (416) 365-3313

QTRADE SECURITIES INC. (58)Box 85, One Bentall Centre, Suite 1920, 505 Burrard St., Vancouver V7X 1M6. (604) 605-4199

QUESTRADE, INC. (124)North American Centre, Suite 1700, 5650 Yonge St., Toronto M2M 4G3 . . . . (416) 227-9876

RAYMOND JAMES LTD. (89)P.O. Box 415, Suite 5300, 40 King St. West, Scotia Plaza, Tor. M5H 3Y2 . . . (416) 777-7000

RBC CAPITAL MARKETS (02)P.O. Box 50, Royal Bank Plaza, North Tower, Toronto M5J 2W7 . . . . . . . . (416) 842-2000

SCOTIA CAPITAL INC. (85)P.O. Box 4085, Station A, Scotia Plaza, 40 King Street W., Tor. M5W 2X6 . . . (416) 863-7411

SOCIÉTÉ GÉNÉRALE CAPITAL CANADA INC. (101)Suite 1930, 1501 McGill College Avenue, Montreal H3A 3M8. . . . . . . . . . (514) 841-621

STATE STREET GLOBAL MARKETS CANADA INC. (23)Suite 1500, 30 Adelaide Street East, Toronto M5C 3G6. . . . . . . . . . . . . (416) 643-6000

TD SECURITIES INC. (07)P.O. Box 1, 8th Floor, TD Tower, 66 Wellington St. W., M5K 1A2 . . . . . . . (416) 982-8222

TIMBER HILL CANADA COMPANY (47)Suite 2106, 1800 McGill College Avenue, Montreal H3A 3J6 . . . . . . . . . . (514) 287-9035

TRAPEZE CAPITAL CORP. (150)18th Floor, 22 St. Clair Avenue East, Toronto M4T 2S3. . . . . . . . . . . . . (416) 361-1498

UBS SECURITIES CANADA INC./UBS VALEURS MOBILIERES CANADA INC. (15)P.O. Box 617, BCE Place, 161 Bay Street, Suite 4100, Toronto M5J 2S1 . . . (416) 364-3293

VELOCITY TRADE CAPITAL LTD.(55)Suite 200, 99 Yorkville Ave, Toronto M5R 3K5 . . . . . . . . . . . . . . . . . (416) 640-0590

WELLINGTON-ALTUS PRIVATE WEALTH INC. (201)Suite 1100, 55 Yonge Street, Toronto M5E 1J4 . . . . . . . . . . . . . . . . . (416) 369-9211

W.D. LATIMER CO. LIMITED (36)P.O. Box 96, 25th Floor, Toronto Dominion Bank Tower, Tor. M5K 1G8 . . . . (416) 363-5631

Revised December 8, 2017

THE TORONTO STOCK EXCHANGE (TSX) TRADING NUMBERS SHOWN IN BRACKETS

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