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Towards Integration:
Psychosocial issues &
MSDs
Safework NSW MSD Symposium
Keynote 8-9 Nov 2018
Dr Carlo Caponecchia
@psycarlogy
Outline
OUTLINE
•What do we need to know about
psychosocial issues?
•Why do we need to know this?
•How do psychosocial issues
relate to MSDs?
•Case examples to move us
forward to integration
Psycho-what?
Psycho-what?
• Widespread lack of confidence with terms related to “psychosocial”
(eg. Leka et al., 2015; Leka Jain & Lerouge, 2017; Kunyk et al. 2016;
Caponecchia & Wyatt, 2009, 2011)
• Different usages based on subdiscipline
• Age-old confusion of hazard (source of harm) and risk
• Different issues included under this term by organisations
(Johnstone et al., 2011)
• In organisations, psychosocial is often interpreted as meaning
• STRESS (Leka et al, 2015) or
• MENTAL HEALTH (DISORDER)
“Psychosocial”
• Factors in the environment (including the social environment) that can
have an effect on mental processes (eg. thoughts, attitudes,
expectations, perceptions, schemas, motivations, emotions) and
behaviours.
• These psychological processes have a physiological base (ie. they
are “psychobiological”)
Psychosocial hazards
• “aspects of job content, work organisation and management and
environmental and organisational conditions that have the potential
for psychological and physical harm” (Cox 1993).
• Examples (see Leka & Cox, 2008; SWA, 2018; Caponecchia, in press)
• Job content – variety, use of skills
• Workload, pace and schedule
• Control and autonomy
• Environment and equipment
• Relationships, supervision
• Roles – ambiguity, conflict
• Career development
• Bullying, violence, harassment, discrimination behaviours (often included; may be a
combination or outcome of other hazards eg. see Comcare 2013; Leka et al., 2015)
Wider environmentJob security & casualization
Location, industry & economy
Organisational factorsCulture & values eg. reporting, attitudes to time
off due to injury
Psychosocial hazards
Job content variety, use of skills
Workload, pace and schedule
Control and autonomy
Environment & equipment
Relationships, supervision
Roles: ambiguity, conflict
Career development
Bullying violence, discrimination,
harassment
Controlling psychosocial hazards
• Control through work
design (see Parker,
2015; Tuckey, Zadow, Li
& Caponecchia, in press)
• Using a range of
principles as needed eg
consultation; effective
training, assessment &
skill development; task
and workflow analysis…)
Safe Work Australia (2018). Work related psychological
health and safety: A systematic approach to meeting
your duties.
ControlsPsychosocial
hazard
Examples of controls
Job content –
variety, use of
skills
Design through consultation new workflows or component tasks
to a job, supported with available data
Workload, pace,
schedule
Staffing; Consultation on rostering, duty hours, flexibility
Control,
autonomy
Increase participation in decision making, especially in re-design
process, relevant training to equip workers to have increased
decision lattitude
Environment &
equipment
All levels of HOC, good physical ergo and related fields
Relationships,
supervision
Team building, workflow and reporting lines, competency based
training, feedback mechanisms, mentorship programs. Multiple
points of contact, reduced hierarchy
Role conflict &
ambiguity
Job descriptions and role statement review, redesign workflows,
review role expectations
Bullying Range incl reporting systems, policies and procedures, but also
the controls for the other contributing psych hazards
Violence Depends on type (client, internal, external); incl. engineering
controls, procedures, training, culture dvt, debriefing & support
Outcomes to prevent
• Psychosocial hazards can lead to a range of possible outcomes
which vary in intensity and duration
• Can lead to a clinically diagnosed mental disorder
• But other sub-clinical outcomes still represent negative effects on
health
• Eg. Anxiety, stress, depression, nausea, sleeplessness, headaches,
muscle tension, fear (of going to work)..
Patterns of experience that lead to outcomes
• Often dealing with repeated stressors,
where effects can be cumulative
(Wheaton, 1999)
• Contributes to lack of hazard ID -
they can seem small and
insignificant in isolation
• Chronic versus acute stressors
(Beehr et al., 2000)
• Jobs with regular exposure to trauma
(“job content”)
• Consider their selection and training,
but
• Job context stressors are most
important (see Wilkins Newman &
Rucker-Reed, 2004)
Psycho-why?
Why are we talking about psychosocial
• Psychosocial factors are fundamental to WHS, because they are
fundamental to health
• Psychosocial issues can manifest in any industry, regardless of task,
equipment, role or complexity
• In some industries, psychosocial issues are actually the largest slice
of the “WHS pie”
• Psychosocial issues have been demonstrated to affect hazardous
manual tasks and MSDs (National Research Council US; 2001;
Macdonald & Evans, 2006; Lang et al., 2012; Gerr et al., 2014; Vignoli
et al., 2015; Oakman et al., 2018)
• Most MSD guidance and interventions from around the world does
not address psychosocial contributors (see Oakman et al, 2018;
Macdonald & Oakman, 2015)
More reasons why…• Managing psychosocial hazards is part of
WHS duties (and has been for a very long
time)
• “Health” (now explicitly!) includes
psychological health
• Nationally agreed guidance from Safe Work
Australia 2018
• New international standard on Safety
Management Systems AS/NZS ISO45001
Section 6.1.2.1 specifies the following as part
of hazards to identify:
• “how work is organized, social factors
(including workload, work hours, victimization,
harassment, and bullying), leadership and the
culture of the organization”
• Proposed new International Standard 45003:
Psychological health in the workplace
Psycho- how?
STRAIN
(promximal
outcomes)
eg. stress anxiety
Sleeplessness
Fatigue
Headache
Nausea
OUTCOMES
(distal outcomes)
more serious
disorders
approaching or
meeting clinical
thresholds
Hazazdous manual
task(s)
OUTCOMES
OUTCOME
MSD
Internal processes
(causal mechanisms)
Physical
hazards
Psychological
hazards
MSD
Adapted from Macdonald and Evans, 2006
Stress
response
HormonesMuscle
tension
Cumulative
Tissue
damage
Biomechanical
load
Pain sensitisation
STRAIN
(promximal
outcomes)
eg. stress anxiety
Sleeplessness
Fatigue
Headache
Nausea
OUTCOMES
(distal outcomes)
more serious
disorders
approaching or
meeting clinical
thresholds
Hazazdous manual
task(s)
OUTCOMES
Number of tasks in time period
Duration of tasks
Who does what tasks and when
Expected loads & speed
Number of available staff
Ability to consult, report, fix
Support for safe performance
Support, supervision & feedback
on performance
OUTCOME
MSD
Case studies
• To exemplify the need to think more widely about psychosocial issues
in the context of MSD interventions
• Showcasing:
• Controls introducing risks inadvertently, by not considering the
psychosocial environment
• Psychosocial risks return to work after MSDs
• MSD controls that can improve psychosocial issues
Case 1: Industrial Athletes
• James (aged 25) works in a medium sized manufacturing business in
a small regional town. There are few other sources of employment –
most of the town works at the business, or knows someone who
does. James’ section is comprised entirely of men aged 22-37.
• Their tasks involve repetitive lifting, moving and delivery of packages,
some of which are oddly sized, and usually very heavy.
• An “industrial athletes” program is implemented by James’ manager, a
former soldier, which consists of
• stretching, exercise before work
• provision of a work gym with boxing ring
• rewards for exercising in the gym
• facilitation of competitive sports-based social interaction (boxing,
rugby)
Case 1: The intervention
• Stated goals:
• reduced injuries due to better conditioning;
• faster return to work following injury (like an injured
professional athlete returns to play)
• community building and self-esteem
• Metaphors used in implementation:
• workers as athletes; work place as “on-field”; “game day”;
• Framework from Sports Medicine (see Sevier, 2000)
1. Use protective equipment
2. Conditioning training strengthens areas of weakness
3. Early identification of injury
4. Progressive treatment to increase flexibility, muscle
balance and prevent future injury
Case 1: Analysis
• Leaving the intervention and the approach
aside…(individual focus etc)
• What are the psychosocial implications of
this intervention?
• How might they affect hazardous manual
tasks?
Connotations
of “athlete”
Perception of
demands and
capabilities
Social
comparison
Response to
injury/pain
Case 1: Summary
• Work tasks, systems of work and control strategies need to be
analysed for all kinds of hazards
• A focus on controlling hazards at source should be maintained
• Interventions need to be analysed (and risk assessed!) in terms of
• What problem are they solving?
• Are they consistent with a WHS framework?
• Are they introducing potential psychosocial hazards?
• How might these combine with other hazards?
Case 2Susan was an emergency services worker who sustained a
musculoskeletal disorder to her ankle on the job. She had worked in a front-
line role for 13 years and was well respected in her industry.
She reluctantly took 8 months off work to recover and seek treatment. Her
workplace was supposed to provide a particular piece of exercise
equipment as required by her surgeon. She spent 3 months and 47 emails
arguing about which model should be supplied.
Subsequently, she was on restricted duties, but not given any meaningful
work. She was still in pain, but wanted to work, and asked to be assigned
duties. Colleagues notices changes in her mood and outlook.
Monthly meetings with her injury management coordinator essentially
involved them asking her when she would return to full duties. No referral to
sources of support was made. It was her supervisors role to assign duties.
During this time she was still in pain, depressed and anxious, and relying
on pain medication. She was seeing a psychologist. Her relationship
started to break down as she was constantly in pain and could not
undertake normal activities with her young family.
Eventually she was offered a temporary transfer to a location which was
an hours drive from home. Her previous workplace was in walking
distance, and enabled her to do some school drop offs. At her new
workplace she was still not assigned any tasks. She spent long periods
just watching television. The only other female officer at the station had
left 3 years before.
Susan has since been diagnosed with a secondary psychological injury.
Case 2: Analysis
• Pain
• Significant absence
• Administrative issues in rehab
• No meaningful tasks assigned
• Transferred, negative impact on home life/flexibility
• Negative impacts not identified nor acted on
• Lack of support; blame
Case 2: Analysis
• Being injured at work is stressful (eg. Anshel, 2000)
• Stress while rehabilitating effects progress of rehabilitation (Shain,
2001)
• Aspects of the work environment have an impact on the success of a
return to work program, including
• support from colleagues and supervisors, not feeling judged,
being believed regarding the authenticity of symptoms, and the
coordination of administrative strategies for promoting return to
work (see Franche & Krause, 2002).
• Not being given tasks potentially increases risks to psychological
health
• perceptions of value, contribution, purpose, role in family and
community
• Poor RTW processes, and outcomes for people with psychological
injury (see Wyatt & Lane, 2018)
• Negative psychosocial outcomes should be anticipated in RTW
processes, and managed as part of a safe system of work
• Roles in this for
• senior managers/supervisors
• injury management
• Co-workers
Case 3: MSD intervention
• Common MSD intervention:
localized risk assessment
training
• Used in various industries
where the hazardous manual
task might change a lot in
terms of size, shape, weight
etc.
• Workers are taught how to
apply an informal risk
assessment based on the
context of the task they may
need to perform
Case 3: Analysis
• It is a good MSD control (better than teaching people how to lift)
• But what’s going on at a psychosocial level?
Control and
autonomy Teamwork
Empowerment
and
participation
Developing
skill sets
BUT…
• The rest of the system has to work, for these benefits (MSD and
Psychosocial) to be realised
• For example
• Decisions have to be supported
• Equipment needs to be available where necessary
• Time needs to be available
• Consequences and motivators need to be aligned with this
intervention
Summary
• Psychosocial issues are everywhere and preventing them is part of
an organisation’s WHS duties
• They should be identified and managed consistent with a normal
WHS framework
• Risk management, treat at source (see Caponechia, in press)
• Psychosocial issues can affect MSDs both via
• effects on the internal mechanisms of MSDs
• effects on exposure to nature, frequency, duration of hazardous
manual tasks
• A broad, integrated view of the psychosocial environment is needed,
at all stages of WHS to help deliver a safe system of work.
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