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Understanding and influencing EU research policy Michael Wood, 26 February 2014

Understanding and influencing EU research policy Michael Wood, 26 February 2014

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Page 1: Understanding and influencing EU research policy Michael Wood, 26 February 2014

Understanding and influencing EU research policy

Michael Wood, 26 February 2014

Page 2: Understanding and influencing EU research policy Michael Wood, 26 February 2014

NHS European Office

• Who are we?– Established 2007– Part of the NHS Confederation– Funded by national NHS bodies

• What do we do?– Represent NHS organisations in EU policy-making and legislation– Assist the NHS with the implementation of EU law– Offer strategic advice on EU funding opportunities– Promote partnerships between NHS organisations and bodies from

other sectors/countries.

Page 3: Understanding and influencing EU research policy Michael Wood, 26 February 2014

EU funding - What we are doing to help

The NHS European Office canassist NHS organisations wishingto apply for EU funds. We can:

• look at a project concept note and help assess whether it would be a potential fit for European funding• support your organisation in establishing appropriate European partnerships• help answer technical and administrative questions• help develop capacity in your organisation to apply for and manage EU funds

www.nhsconfed.org/Horizon2020

Page 4: Understanding and influencing EU research policy Michael Wood, 26 February 2014

Back to the future…

Page 5: Understanding and influencing EU research policy Michael Wood, 26 February 2014

EU health research funding – how are we doing?

Page 6: Understanding and influencing EU research policy Michael Wood, 26 February 2014

FP7 Health – where was the NHS?

Strong acute/specialist focus BUT scope for more...

Page 7: Understanding and influencing EU research policy Michael Wood, 26 February 2014

FP7 Health – where was the NHS?

NHS thematic experience is broad, but reoccurring subjects:• chronic conditions; such as cancer, heart conditions,

diabetes• clinical trials• paediatrics• Ageing, including ICT/eHealth • mental health (including Dementia, Parkinson’s etc)

Strong biomedical focus BUT scope for more...

Page 8: Understanding and influencing EU research policy Michael Wood, 26 February 2014

My thoughts on NHS and FP7

• Interest mainly confined to teaching hospitals and specialist providers

• Lack of real knowledge at NHS board level • Clinical input often led through associated academic

institutions• Episodic interest on specific issues rather than wider

focus on what matters for organisational strategy• Limited appetite for the ‘long haul’• Even where NHS has been involved do we know

about it?

• And yet NHS partners often actively sought across Europe

Page 9: Understanding and influencing EU research policy Michael Wood, 26 February 2014

But benefits of collaboration are well known

Participation in an EU-funded project can:• complement local NHS initiatives with match-funding• improve service delivery through information-sharing

and exchange of good practice• develop pan-European research networks • benchmark and compare NHS practice with partners

from other EU member states • showcase the organisation’s achievements in a

specific field or topic to international colleagues • profile local, regional and national NHS innovations

at international events • attract world-class researchers to the organisation.

Page 10: Understanding and influencing EU research policy Michael Wood, 26 February 2014

Looking ahead – the NHS and Horizon 2020

Number of reasons why scope for NHS engagement for 2014-2020 is greater than previously:

• Burning platform facing health and social care• EU innovation agenda fits well with Innovation,

Health and Wealth• Greater focus in Horizon 2020 on commercialisation• Horizon 2020 brings together several EU

programmes and simplifies rules• EC keen to bring wider range of stakeholders

together – collaboration the key• Inward investment critical to wealth creation agenda

Page 11: Understanding and influencing EU research policy Michael Wood, 26 February 2014

Europeanising your research…

Page 12: Understanding and influencing EU research policy Michael Wood, 26 February 2014

Why does the EU get involved in Research?

• It’s in the Treaty!• But some things are not in the Treaty – need a

complementary mix of legislation and funding• Member States ask it to get involved• EU competence in associated areas, for example EU

Regulations and Directives on clinical trials, medical devices, data protection

• RTD role in jobs and growth critical for EU internal market

• It’s ultimately a global race - EU vs USA vs BRIC

• Commonly agreed area of EU added value and a respected Commission DG leading on it

Page 13: Understanding and influencing EU research policy Michael Wood, 26 February 2014

Grounding Europe 2020 – the current strategy

Europe 2020•10 year EU growth strategy•employment; education; research and innovation; social inclusion and poverty reduction; and climate/energy•Smart growth focused on knowledge and innovation

Innovation Union •improve conditions and access to finance for research and innovation in Europe, to ensure that innovative ideas can be turned into products and services that create growth and jobs•investing 3% of EU GDP in R&D by 2020

Horizon 2020•financial instrument implementing the Innovation Union•biggest EU Research and Innovation programme yet•Also supports range of programmes, such as Marie Curie, IMI, AAL

Page 14: Understanding and influencing EU research policy Michael Wood, 26 February 2014

Creating a European Research Area

• “A unified research area open to the world based on the Internal Market, in which researchers, scientific knowledge and technology circulate freely and through which the Union and its Member States strengthen their scientific and technological bases, their competitiveness and their capacity to collectively address grand challenges.”

• To be completed this year…

• ERA-NET funding

Page 15: Understanding and influencing EU research policy Michael Wood, 26 February 2014

Regional PolicyRegional Policy

Systemic Innovation Concept

Human Capital

Market

Knowledge

Finance

EIT-KICs

research-industry-education

Research funding

Horizon2020 (focus on fundamental

research, but also applied & innovation)

ESIF

Financial instruments

ERDF, COSME, Horizon2020,

CreativeEurope

EIB i2i

RTD&I state aid framework

IPR & Community

Patent

MobilityERASMUS+

Horizon: Marie CurieESF

Market replication

projects Horizon SME instrument

Linking up

innovation actors pool / share

knowledge, capacities & practice

SkillsESF

ERASMUS+CreativeEurope

Support services COSME: EEN, IPR helpdesk,

Horizon Participants portalESIF

EURAXESS

User-driven innovation LivingLabs

(ERDF)

Pooling public funds

ERA-Nets, Art 185, JPIs, EIPs, EUREKA

PPPsArt 187,

JTI

Infrastructure ERDF,

Horizon2020, CEF digital

ERA5th freedom

3% objective

Modernising universities; qualification

standards

Sector / technology initiatives

SET, nano-tech…EcoAPEco-innov.

Improve R&I policies &

managementRIS3, ETPs, EIPs"synchronisation"

INTERREG

Internal Market rules

(finance, products, services …)

Public procurement

Directive Standar-disation

Health & safety & eco regulations

Access to global markets,

trade

Challenge driven innovation

Horizon, ESIF, LIFE

Policy initiative / legislation

Action with funding

Legend:

User-centred

innovation: design

initiative

ESFRIERIC

PCP & PPIHorizon2020,

ESIF

Social innovationESF, EaSI, ERDF,

Horizon2020

Innovation policy analysis (IUS, RIS, RIM, RIO, Cluster Observatory, …)

EGTC

Page 16: Understanding and influencing EU research policy Michael Wood, 26 February 2014

The long game…

Page 17: Understanding and influencing EU research policy Michael Wood, 26 February 2014

What we see in public

EU-funded project

commences

Collaborations

reviewed and

chosen

EU calls for

proposals launched

Best possible outcome: A one-off success

Page 18: Understanding and influencing EU research policy Michael Wood, 26 February 2014

What we see in public is just a fraction of what really happens

Partners lobby

for future

EU funding

for additional work

EU-funde

d projec

t commences

Collaboration

s reviewed and chose

n

EU calls for

proposals

launched

NCPs circulate draft

calls for

proposals

Industry/

groups call for focus

in selected areas

Extensive internal

Commission

working on areas

to be funded

and associate

d rules

Best possible outcome: On-going success and influence

Page 19: Understanding and influencing EU research policy Michael Wood, 26 February 2014

A competition for a competition

• Horizon 2020 is a significant, yet finite pot of money for 28 Member States and over 500 million people

• Many competing voices, all more important that the one before

• Never going to be a simple task to understand where its priorities should lie

• It’s (mostly) in the lobbying

Page 20: Understanding and influencing EU research policy Michael Wood, 26 February 2014

All the EU Institutions are involved

• The European Commission–Initiates and reviews legislation/funding

programmes–Many DGs, how well do they interact?

•The European Parliament–Co-legislatures with Council–c750 MEPs, only 73 from UK, and in groupings–Need to build alliances, target key MEPs

•Council of Ministers–Made up of national governments–Rarely the DH in Brussels representing UK govt

Page 21: Understanding and influencing EU research policy Michael Wood, 26 February 2014

So it’s OK to lobby

• UK government lobbying Commission/Council for its priorities – but does the government know what it should be lobbying for?

• NCPs sit on Programme Management Committees – do they know what they should be lobbying for?

• MEPs sit on Parliamentary Committees – but do they know what they should be lobbying for?

The priority areas chosen to be funded are not there by accident!

Page 22: Understanding and influencing EU research policy Michael Wood, 26 February 2014

Who are the main actors doing the lobbying?

• NCPs• National & regional governments• Clinical groups• Public health networks• EU umbrella organisations• Industry• SMEs• Institutions• Charities• Academics• Patient reps• Commission officials/MEPs themselves

Page 23: Understanding and influencing EU research policy Michael Wood, 26 February 2014

Who are your NCPs?

Dr Octavio Pernas• [email protected]• Tel: 01302 322633• Twitter:@H2020_HealthNCP

Alex Harris• International Strategy Manager• Medical Research Council• [email protected]• Tel: 020 7395 2214

Page 24: Understanding and influencing EU research policy Michael Wood, 26 February 2014

Early NCP intel

Page 25: Understanding and influencing EU research policy Michael Wood, 26 February 2014

Where lobbying worked

• ECJ threat to stem cell research • Concerns it would not

feature in Horizon 2020• European campaign launched• Joint statement from Wellcome Trust/AMRC/

EURORDIS/MRC/Swedish Research Council etc• Focused on European ParliamentSir Mark Walport, Director Wellcome Trust, said: "The European Parliament must send a clear sign that

it recognises the importance of embryonic stem cell research. While the amount of funding allocated to

such research under Horizon 2020 is likely to be only a small portion of the overall budget, to close

down such a vital avenue of research would be a massive blow to European science. It will significantly

set back research into very serious diseases including Parkinson's and multiple sclerosis and is likely to

cost European research its competitive advantage."

Page 26: Understanding and influencing EU research policy Michael Wood, 26 February 2014

Strong thematic lobbying groups

• Rare Diseases• Cancer• Public Health• eHealth

• Common factors–Strong parliamentary focus–EU wide umbrella groups–National actors engaged to spread messages

within Member States–Link their issue into many different conversations

Page 27: Understanding and influencing EU research policy Michael Wood, 26 February 2014

A way in – the European Innovation Partnership on Active and Healthy Ageing

• Non-funding, collaborative partnership scheme• Range of stakeholders come together to foster innovations in

products, processes and services for elderly people• 31 European Reference sites approved –’testbeds’ for future

EU-funded work

• Different way of doing things, with the EC as the facilitators, simply setting the parameters

• Punched outside of network of usual suspects• Marketplace a great place to start• Linked events/newsletter/policies

/exchange of best practice

https://webgate.ec.europa.eu/eipaha/

Page 28: Understanding and influencing EU research policy Michael Wood, 26 February 2014

European Partners – finding a match

Often toughest part of the puzzle – no exact science but critical to success– need to be aware of what you offer as a partner and what your consortium is missing

Where to look?

• Existing networks/research/conversations/successful partners

• EIP AHA Marketplace & European Reference Sites• www.Healthcompetence.eu• https://connect.innovateuk.org/web/fp7-uk-health• http://ec.europa.eu/research/participants/portal/• http://www.fitforhealth.eu/• www.nhsconfed.org.uk/europe• www.h2020.uk.org

Page 29: Understanding and influencing EU research policy Michael Wood, 26 February 2014

What then should we do…

Page 30: Understanding and influencing EU research policy Michael Wood, 26 February 2014

Your starting point should not be Brussels

• Collaboration, Collaboration, Collaboration

• Domestic networking can provide a solid base• EU funding offers opportunity for nationally funded

projects to be elevated• Existing contacts, combined knowledge• Past projects, future opportunities• AHSNs• NIHR…

• Bring ‘Brussels’ in when you are clearer about your strategy

Page 31: Understanding and influencing EU research policy Michael Wood, 26 February 2014

After the elections build relationships

• European Elections in May 2014, will lead to a new European Parliament. –Will any UK MEPs have a background in clinical

research?• New College of Commissioners to be appointed in

the autumn–Who will be in charge of RTD?–Same secretariat but different advisors

• Relationship building period, before the legislative and non-legislative priorities are worked through

Opportunity knocks…

Page 32: Understanding and influencing EU research policy Michael Wood, 26 February 2014

Give the Commission what it wants

• Acknowledge there will always be the tricky balance between a transparent process of prioritising funding topics and a free-for-all – be smart

• The Commission has to be strategic in its approach, so should we (e.g. networks not institutions)

• The Commission wants to fund successful innovations that make an impact at a European level

• The Commission wants to fund projects that will contribute to its evidence base for future work

• The Commission wants to be able to say it has spent your money well

Page 33: Understanding and influencing EU research policy Michael Wood, 26 February 2014

Top tips

• Be clear in your strategy about what you want to influence• Set achievable goals, e.g. target the 2016-17 Horizon

2020 work programme• Collaborate, around the issue and from the issue• Understand the European history around your priority area

– has it been funded previously? Have concerns been raised?

• Understand the full range of actors potentially involved• Search out allies and use them in complementary fashion• Draw up a common message that’s easily understood

across audiences/sectors/borders• Never assume• Never stop!!

Page 34: Understanding and influencing EU research policy Michael Wood, 26 February 2014

And shout about it!

Page 35: Understanding and influencing EU research policy Michael Wood, 26 February 2014

So, you want to get involved?

• Sign up for our bulletin• Keep an eye on our website• Read our briefings• Follow us on twitter• Tell your colleagues!

[email protected]• www.nhsconfed.org/europe• @NHSConfed_EU