United States District Court Northern District of Illinois ...securities.stanford.edu/.../2013109_r01k_12CV02450.pdf · Morgan Stanley & Co. LLC represented by Allen W Burton O'melveny

US District Court Civil Docket as of October 9, 2013 Retrieved from the court on October 10, 2013

United States District Court Northern District of Illinois - (Chicago)

CIVIL DOCKET FOR CASE #: 1:12-cv-02450

In re Groupon, Inc. Securities Litigation Date Filed: 04/03/2012 Assigned to: Honorable Charles R. Norgle, Sr Jury Demand: Both Demand: $9,999,000 Nature of Suit: 850 Cause: 15:77 Securities Fraud Securities/Commodities

Jurisdiction: Federal Question

Plaintiff

Fan Zhang represented by Danielle S. Myers Individually and on Behalf of All Others Robbins Geller Rudman & Dowd Llp Similarly Situated 655 W Broadway

Suite 1900 San Diego, CA 92101 (619) 231-1058 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

James E Barz Robbins Geller Rudman & Dowd LLP 200 S. Wacker Drive Suite 3100 Chicago, IL 60606 (312) 674-4674 Fax: (312) 674-4676 Email: [email protected] ATTORNEY TO BE NOTICED

Plaintiff

John H. Cottrell

represented by Amelia Susan Newton Lasky & Rifkind, Ltd. 351 West Hubbard Street Suite 401 Chicago, IL 60654 (312) 634-0057 Email: [email protected] ATTORNEY TO BE NOTICED

Heidi E. VonderHeide Ulmer & Berne, LLP

500 W. Madison St. Suite 3600 Chicago, IL 60661-4587 (312) 658-6512 Email: [email protected] TERMINATED: 09/20/2012

Leigh R. Lasky Lasky & Rifkind, Ltd. 351 West Hubbard Street Suite 401 Chicago, IL 60654 (312) 634-0057 Email: [email protected] ATTORNEY TO BE NOTICED

Norman Rifkind Lasky & Rifkind, Ltd. 351 West Hubbard Street Suite 401 Chicago, IL 60654 (312) 634-0057 Fax: (312) 634-0059 Email: [email protected] ATTORNEY TO BE NOTICED

Plaintiff

Mario Orlandi represented by Carol V Gilden Cohen Milstein Sellers & Toll PLLC 190 S. LaSalle Street Suite 1705 Chicago, IL 60603 (312) 357-0370 Fax: (312) 357-0369 Email: [email protected] ATTORNEY TO BE NOTICED

Plaintiff

Daniel Wright represented by Carol V Gilden (See above for address) ATTORNEY TO BE NOTICED

V.

Defendant

Groupon, Inc. represented by Anton Ronald Valukas Jenner & Block LLP 353 North Clark Street Chicago, IL 60654

(312)222-9350 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Elizabeth Abbene Coleman Jenner & Block LLP 353 North Clark Street Chicago, IL 60654 (312)222-9350 Email: [email protected] ATTORNEY TO BE NOTICED

Howard Steven Suskin Jenner & Block LLP 353 North Clark Street Chicago, IL 60654 (312)222-9350 Email: [email protected] ATTORNEY TO BE NOTICED

Marc David Sokol Jenner & Block LLP 353 North Clark Street Chicago, IL 60654 (312)222-9350 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Andrew D. Mason represented by Anton Ronald Valukas (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Elizabeth Abbene Coleman (See above for address) ATTORNEY TO BE NOTICED

Howard Steven Suskin (See above for address) ATTORNEY TO BE NOTICED

Marc David Sokol (See above for address) ATTORNEY TO BE NOTICED

Defendant

Jason E. Child

represented by Anton Ronald Valukas (See above for address)

LEAD ATTORNEY ATTORNEY TO BE NOTICED




Defendant

Joseph M. Del Preto represented by Anton Ronald Valukas (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED




Defendant

Eric P. Lefkofsky represented by Anton Ronald Valukas (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED




Defendant

Theodore J. Leonsis represented by Anton Ronald Valukas (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED




Defendant

Peter J. Barris represented by Anton Ronald Valukas (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED




Defendant

Kevin J. Efrusy represented by Anton Ronald Valukas (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED




Defendant

Mellody Hobson represented by Anton Ronald Valukas (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED




Defendant

Bradley A. Keywell represented by Anton Ronald Valukas (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED




Defendant

Howard Schultz represented by Anton Ronald Valukas (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED




Defendant

Morgan Stanley & Co. LLC represented by Allen W Burton O'melveny & Myers Llp Times Square Tower 7 Times Square New York, NY 10036 (212) 326-2000 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Edward N. Moss O'melveny & Myers Llp Times Square Tower 7 Times Square New York, NY 10036 (212) 728-5671 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Jonathan Rosenberg O'Melveny & Myers LLP Times Square Tower 7 Times Square New York, NY 10036 212-326-2000 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin Buckley Duff Rachlis Duff Adler & Peel, LLC 542 South Dearborn Street Suite 900 Chicago, IL 60605 (312) 733-3950 Email: [email protected] ATTORNEY TO BE NOTICED

Michael Rachlis Rachlis Duff Adler & Peel, LLC 542 South Dearborn Suite 900 Chicago, IL 60605 (312) 733-3950 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Goldman Sachs & Co. represented by Allen W Burton (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Edward N. Moss (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Jonathan Rosenberg (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Kevin Buckley Duff (See above for address) ATTORNEY TO BE NOTICED

Michael Rachlis Rachlis, Durham, Duff, Adler & Peel, LLC 542 South Dearborn Suite 900 Chicago, IL 60605 (312) 733-3950 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

Credit Suisse Securities (USA) LLC represented by Allen W Burton (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Edward N. Moss (See above for address)

LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED



Michael Rachlis (See above for address) ATTORNEY TO BE NOTICED

Defendant

Allen & Company LLC represented by Allen W Burton (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED





Defendant

Merrill Lynch, Pierce, Fenner & Smith Incorporated

represented by Allen W Burton (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED





Defendant

Barclays Capital Inc. represented by Allen W Burton (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED





Defendant

Citigroup Global Markets Inc. represented by Allen W Burton (See above for address) LEAD ATTORNEY PRO HAC VICE

ATTORNEY TO BE NOTICED





Defendant

Deutsche Bank Securities Inc. represented by Allen W Burton (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED





Defendant

J.P. Morgan Securities LLC

represented by Allen W Burton (See above for address)

LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED





Defendant

Wells Fargo Securities, LLC represented by Allen W Burton (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED





Defendant

William Blair & Company L.L.C. represented by Allen W Burton (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED





Defendant

Loop Capital Markets, Inc. represented by Allen W Burton (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED





Defendant

RBC Capital Markets LLC represented by Allen W Burton (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED





Defendant

The Williams Capital Group, L.P. represented by Allen W Burton (See above for address) LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED




Michael Rachlis (See above for address)

ATTORNEY TO BE NOTICED

Movant

Michael Cohn Carter represented by Jeremy Alan Lieberman Pomerantz Haudek Grossman & Gross Llp 100 Park Avenue 26th Floor New York, NY 10017 (212) 661-1100 Email: [email protected] LEAD ATTORNEY PRO HAC VICE ATTORNEY TO BE NOTICED

Joshua B. Silverman Pomerantz Haudek Block Grossman & Gross LLP 10 South LaSalle Street #3505 Chicago, IL 60603 (312) 377-1181 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Dominic J. Rizzi Cafferty Clobes Meriwether & Sprengei LLP 30 North LaSalle Street Suite 3200 Chicago, IL 60602 312-782-4880 Email: [email protected] ATTORNEY TO BE NOTICED

Louis Carey Ludwig Pomerantz Grossman Hufford Dahlstrom & Gross LLP 10 S. LaSalle Street Suite 3505 Chicago, IL 60603 312-377-1181 Fax: 312-377-1184 Email: [email protected] ATTORNEY TO BE NOTICED

Movant

Gus Sekas represented by Amelia Susan Newton (See above for address) ATTORNEY TO BE NOTICED

Heidi E. VonderHeide (See above for address) TERMINATED: 09/20/2012

Norman Rifkind (See above for address) ATTORNEY TO BE NOTICED

Movant

John Pedrow represented by Daniel J. Kurowski Hagens Berman Sobol Shapiro LLP 1144 W. Lake Street Suite 400 Oak Park, IL 60301 708-628-4949 Fax: 708-628-4950 Email: [email protected] ATTORNEY TO BE NOTICED

Elizabeth A. Fegan Hagens Berman Sobol Shapiro LLP 1144 W. Lake St., #400 Oak Park, IL 60301-1043 (708) 628-4949 Fax: (708) 776-5601 Email: [email protected] ATTORNEY TO BE NOTICED

Peter E. Borkon Hagens Berman Sobol Shapiro 715 Hearst Avenue Suite 202 Berkeley, CA 94710 (510) 725-3000 Email: [email protected] ATTORNEY TO BE NOTICED

Reed R Kathrein Hagens Berman Sobol Shapiro LLP 715 Hearst Avenue Suite 202 Berkeley, CA 94710 (510) 725-3000 Fax: (510) 725-3001 Email: [email protected] ATTORNEY TO BE NOTICED

Movant

Construction Laborers Pension Trust of represented by Darren J Robbins Greater St. Louis

Robbins Geller Rudman & Dowd LLP 655 West Broadway Suite 1900 San Diego, CA 92101 (619) 231-1058 LEAD ATTORNEY ATTORNEY TO BE NOTICED

Date Filed # Docket Text

04/03/2012 1 COMPLAINT filed by Fan Zhang; Jury Demand. Filing fee $ 350, receipt number 0752-7011418. (Attachments: # 1 Plaintiff certification)(Barz, James) (Entered: 04/03/2012)

04/03/2012 2 CIVIL Cover Sheet (Attachments: # 1 Attachment A)(Barz, James) (Entered: 04/03/2012)

04/03/2012

3 ATTORNEY Appearance for Plaintiff Fan Zhang by James E Barz (Barz, James) (Entered: 04/03/2012)

04/03/2012

CASE ASSIGNED to the Honorable Gary Feinerman. Designated as Magistrate Judge the Honorable Nan R. Nolan. (daj, ) (Entered: 04/03/2012)

04/04/2012 SUMMONS Issued as to Defendants Allen & Company LLC, Barclays Capital Inc., Peter J. Barris, Jason E. Child, Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Joseph M. Del Preto, Deutsche Bank Securities Inc., Kevin J. Efrusy, Goldman Sachs & Co., Groupon, Inc., Mellody Hobson, J.P. Morgan Securities LLC, Bradley A. Keywell, Eric P. Lefkofsky, Theodore J. Leonsis, Loop Capital Markets, Inc., Andrew D. Mason, Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBC Capital Markets LLC, Howard Schultz, The Williams Capital Group, L.P., Wells Fargo Securities, LLC, William Blair & Company L.L.C. (ma, ) (Entered: 04/04/2012)

04/09/2012 4 EXECUTIVE COMMITTEE ORDER: Case reassigned to the Honorable Charles R. Norgle, Sr for all further proceedings. Signed by Executive Committee on 4/9/2012. (lp, ) (Entered: 04/12/2012)

04/16/2012 5 ATTORNEY Appearance for Defendants Mellody Hobson, Peter J. Barris, Bradley A. Keywell, Jason E. Child, Joseph M. Del Preto, Kevin J. Efrusy, Groupon, Inc., Eric P. Lefkofsky, Theodore J. Leonsis, Andrew D. Mason, Howard Schultz by Anton Ronald Valukas (Valukas, Anton) Docket Text Modified by Clerks Office. (Entered: 04/16/2012)

04/16/2012 6 ATTORNEY Appearance for Defendants Peter J. Barris, Jason E. Child, Joseph M. Del Preto, Kevin J. Efrusy, Groupon, Inc., Mellody Hobson, Bradley A. Keywell, Eric P. Lefkofsky, Theodore J. Leonsis, Andrew D. Mason, Howard Schultz by Howard Steven Suskin (Suskin, Howard) (Entered: 04/16/2012)

04/16/2012 7 ATTORNEY Appearance for Defendants Jason E. Child, Joseph M. Del Preto, Kevin J. Efrusy, Groupon, Inc., Eric P. Lefkofsky, Theodore J. Leonsis, Andrew D. Mason, Howard Schultz by Howard Steven Suskin (Suskin, Howard) (Filed on the incorrect

docket) Modified on 4/16/2012 (lp, ). (Entered: 04/16/2012)

04/16/2012 8 ATTORNEY Appearance for Defendants Peter J. Barris, Jason E. Child, Joseph M. Del Preto, Kevin J. Efrusy, Groupon, Inc., Mellody Hobson, Bradley A. Keywell, Eric P. Lefkofsky, Theodore J. Leonsis, Andrew D. Mason, Howard Schultz by Elizabeth Abbene Coleman (Coleman, Elizabeth) (Entered: 04/16/2012)

04/16/2012 9 ATTORNEY Appearance for Defendants Peter J. Barris, Jason E. Child, Joseph M. Del Preto, Kevin J. Efrusy, Groupon, Inc., Mellody Hobson, Bradley A. Keywell, Eric P. Lefkofsky, Theodore J. Leonsis, Andrew D. Mason, Howard Schultz by Marc David Sokol (Sokol, Marc) (Entered: 04/16/2012)

04/16/2012 10 NOTICE of Correction regarding 7 . (lp, ) (Entered: 04/16/2012)

04/18/2012 11 MOTION by Defendants Peter J. Barris, Jason E. Child, Joseph M. Del Preto, Kevin J. Efrusy, Groupon, Inc., Mellody Hobson, Bradley A. Keywell, Eric P. Lefkofsky, Theodore J. Leonsis, Andrew D. Mason, Howard Schultz to reassign case based on relatedness (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C)(Suskin, Howard) (Entered: 04/18/2012)

04/18/2012 12 NOTICE of Motion by Howard Steven Suskin for presentment of motion to reassign case, 11 before Honorable Charles R. Norgle Sr. on 4/27/2012 at 10:30 AM. (Suskin, Howard) (Entered: 04/18/2012)

04/24/2012 13 SUMMONS Returned Executed by Fan Zhang as to Morgan Stanley & Co. LLC on 4/16/2012, answer due 5/7/2012. (Barz, James) (Entered: 04/24/2012)

04/24/2012 14 SUMMONS Returned Executed by Fan Zhang as to Credit Suisse Securities (USA) LLC on 4/16/2012, answer due 5/7/2012. (Barz, James) (Entered: 04/24/2012)

04/24/2012 15 SUMMONS Returned Executed by Fan Zhang as to Allen & Company LLC on 4/16/2012, answer due 5/7/2012. (Barz, James) (Entered: 04/24/2012)

04/24/2012 16 SUMMONS Returned Executed by Fan Zhang as to Merrill Lynch, Pierce, Fenner & Smith Incorporated on 4/17/2012, answer due 5/8/2012. (Barz, James) (Entered:

I 04/24/2012)

04/24/2012

04/24/2012

04/24/2012

04/24/2012

17 SUMMONS Returned Executed by Fan Zhang as to Barclays Capital Inc. on 4/16/2012, answer due 5/7/2012. (Barz, James) (Entered: 04/24/2012)

18 SUMMONS Returned Executed by Fan Zhang as to Citigroup Global Markets Inc. on 4/16/2012, answer due 5/7/2012. (Barz, James) (Entered: 04/24/2012)

19 SUMMONS Returned Executed by Fan Zhang as to Deutsche Bank Securities Inc. on 4/16/2012, answer due 5/7/2012. (Barz, James) (Entered: 04/24/2012)

20 SUMMONS Returned Executed by Fan Zhang as to J.P. Morgan Securities LLC on 4/17/2012, answer due 5/8/2012. (Barz, James) (Entered: 04/24/2012)

04/24/2012 21 SUMMONS Returned Executed by Fan Zhang as to Wells Fargo Securities, LLC on 4/17/2012, answer due 5/8/2012. (Barz, James) (Entered: 04/24/2012)

04/24/2012 22 SUMMONS Returned Executed by Fan Zhang as to William Blair & Company L.L.C. on 4/16/2012, answer due 5/7/2012. (Barz, James) (Entered: 04/24/2012)

04/24/2012 23 SUMMONS Returned Executed by Fan Zhang as to Loop Capital Markets, Inc. on 4/17/2012, answer due 5/8/2012. (Barz, James) (Entered: 04/24/2012)

04/24/2012 24 SUMMONS Returned Executed by Fan Zhang as to RBC Capital Markets LLC on 4/16/2012, answer due 5/7/2012. (Barz, James) (Entered: 04/24/2012)

04/24/2012

04/25/2012

04/26/2012

04/26/2012

04/27/2012

04/27/2012

04/27/2012

25 SUMMONS Returned Executed by Fan Zhang as to The Williams Capital Group, L.P. on 4/16/2012, answer due 5/7/2012. (Barz, James) (Entered: 04/24/2012)

ALIAS Summons Issued as to Defendant Goldman Sachs & Co. (mr, ) (Entered: 04/25/2012)

26 ATTORNEY Appearance for Defendants Allen & Company LLC, Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., J.P. Morgan Securities LLC, Loop Capital Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBC Capital Markets LLC, The Williams Capital Group, L.P., Wells Fargo Securities, LLC, William Blair & Company L.L.C. by Kevin Buckley Duff (Duff, Kevin) (Entered: 04/26/2012)

27 ATTORNEY Appearance for Defendants Allen & Company LLC, Barclays Capital Inc., Citigroup Global Markets Inc., Credit Suisse Securities (USA) LLC, Deutsche Bank Securities Inc., J.P. Morgan Securities LLC, Loop Capital Markets, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. LLC, RBC Capital Markets LLC, The Williams Capital Group, L.P., Wells Fargo Securities, LLC, William Blair & Company L.L.C. by Michael Rachlis (Rachlis, Michael) (Entered: 04/26/2012)

28 ATTORNEY Appearance for Defendant Goldman Sachs & Co. by Kevin Buckley Duff (Duff, Kevin) (Entered: 04/27/2012)

29 ATTORNEY Appearance for Defendant Goldman Sachs & Co. by Michael Rachlis (Rachlis, Michael) (Entered: 04/27/2012)

30 TRANSCRIPT OF PROCEEDINGS held on 04272012 before the Honorable Charles R. Norgle, Sr. Court Reporter Contact Information: [email protected] 312-435-5576.

IMPORTANT: The transcript may be viewed at the court's public terminal or purchased through the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through the Court Reporter/Transcriber or PACER. For further information on the redaction process, see the Court's web site at www.ilnd.uscourts.gov under Quick Links select Policy Regarding the Availability of Transcripts of Court Proceedings.

Redaction Request due 5/18/2012. Redacted Transcript Deadline set for 5/29/2012. Release of Transcript Restriction set for 7/26/2012. (Pittman, Maellen) (Entered: 04/27/2012)

31 MINUTE entry before Honorable Charles R. Norgle, Sr: Motion for Reassignment Based on Relatedness 11 is granted. Motion hearing held on 4/27/2012. Counsel to submit agreed stipulated scheduling order within 21 days. Mailed notice (ewf, ) (Entered: 05/01/2012)

04/27/2012

05/09/2012 32 MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752- 7131803. (Moss, Edward) (Entered: 05/09/2012)

05/09/2012 33 MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752- 7131879. (Rosenberg, Jonathan) (Entered: 05/09/2012)

05/09/2012 34 MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752- 7132211. (Burton, Allen) (Entered: 05/09/2012)

05/09/2012 35 MOTION by Defendants Peter J. Barris, Jason E. Child, Joseph M. Del Preto, Kevin J. Efrusy, Groupon, Inc., Mellody Hobson, Bradley A. Keywell, Eric P. Lefkofsky, Theodore J. Leonsis, Andrew D. Mason, Howard Schultz to reassign case (UNOPPOSED) (Attachments: # 1 Exhibit A)(Suskin, Howard) (Entered: 05/09/2012)

05/09/2012 36 NOTICE of Motion by Howard Steven Suskin for presentment of motion to reassign case, 35 before Honorable Charles R. Norgle Sr. on 5/11/2012 at 10:30 AM. (Suskin, Howard) (Entered: 05/09/2012)

05/10/2012 37 NOTIFICATION of Affiliates pursuant to Local Rule 3.2 by Groupon, Inc. (Suskin, Howard) (Entered: 05/10/2012)

05/10/2012 38 WAIVER OF SERVICE returned executed by Fan Zhang. Groupon, Inc. waiver sent on 5/8/2012, answer due 7/9/2012. (Barz, James) (Entered: 05/10/2012)

05/10/2012

39 WAIVER OF SERVICE returned executed by Fan Zhang. Andrew D. Mason waiver sent on 5/8/2012, answer due 7/9/2012. (Barz, James) (Entered: 05/10/2012)

05/10/2012

40 WAIVER OF SERVICE returned executed by Fan Zhang. Jason E. Child waiver sent on 5/8/2012, answer due 7/9/2012. (Barz, James) (Entered: 05/10/2012)

05/10/2012 41 WAIVER OF SERVICE returned executed by Fan Zhang. Joseph M. Del Preto waiver sent on 5/8/2012, answer due 7/9/2012. (Barz, James) (Entered: 05/10/2012)

05/10/2012 42 WAIVER OF SERVICE returned executed by Fan Zhang. Eric P. Lefkofsky waiver sent on 5/8/2012, answer due 7/9/2012. (Barz, James) (Entered: 05/10/2012)

05/10/2012

05/10/2012

05/10/2012

05/10/2012

05/10/2012

05/10/2012

43 WAIVER OF SERVICE returned executed by Fan Zhang. Theodore J. Leonsis waiver sent on 5/8/2012, answer due 7/9/2012. (Barz, James) (Entered: 05/10/2012)

44 WAIVER OF SERVICE returned executed by Fan Zhang. Peter J. Barris waiver sent on 5/8/2012, answer due 7/9/2012. (Barz, James) (Entered: 05/10/2012)

45 WAIVER OF SERVICE returned executed by Fan Zhang. Kevin J. Efrusy waiver sent on 5/8/2012, answer due 7/9/2012. (Barz, James) (Entered: 05/10/2012)

46 WAIVER OF SERVICE returned executed by Fan Zhang. Mellody Hobson waiver sent on 5/8/2012, answer due 7/9/2012. (Barz, James) (Entered: 05/10/2012)

47 WAIVER OF SERVICE returned executed by Fan Zhang. Bradley A. Keywell waiver sent on 5/8/2012, answer due 7/9/2012. (Barz, James) (Entered: 05/10/2012)

48 WAIVER OF SERVICE returned executed by Fan Zhang. Howard Schultz waiver sent on 5/8/2012, answer due 7/9/2012. (Barz, James) (Entered: 05/10/2012)

05/10/2012 49 SUMMONS Returned Executed by Fan Zhang as to Goldman Sachs & Co. on 4/26/2012, answer due 5/17/2012. (Barz, James) (Entered: 05/10/2012)

05/10/2012 50 MINUTE entry before Honorable Charles R. Norgle, Sr: Defendants' Unopposed Motion for Reassignment Based on Relatedness 35 is granted. Mailed notice (ewf, ) (Entered: 05/10/2012)

05/10/2012 54 MINUTE entry before Honorable Charles R. Norgle, Sr: Edward N. Moss's Motion for Leave to Appear Pro Hac Vice 32 is granted. Mailed notice (lp, ) (Entered: 05/18/2012)

05/10/2012 55 MINUTE entry before Honorable Charles R. Norgle, Sr: Jonathan Rosenberg's Motion for Leave to Appear Pro Hac Vice 33 is granted. Mailed notice (lp, ) (Entered: 05/18/2012)

05/10/2012 56 MINUTE entry before Honorable Charles R. Norgle, Sr: Allen W. Burton's Motion for Leave to Appear Pro Hac Vice 34 is granted. Mailed notice (lp, ) (Entered: 05/18/2012)

05/11/2012

51 ATTORNEY Appearance for Plaintiff John H. Cottrell by Norman Rifkind (Rifkind, Norman) (Entered: 05/11/2012)

05/11/2012

52 ATTORNEY Appearance for Plaintiff John H. Cottrell by Amelia Susan Newton (Newton, Amelia) (Entered: 05/11/2012)

05/11/2012 53 ATTORNEY Appearance for Plaintiff John H. Cottrell by Heidi E. VonderHeide (VonderHeide, Heidi) (Entered: 05/11/2012)

05/18/2012 57 NOTIFICATION of Affiliates pursuant to Local Rule 3.2 by Allen & Company LLC (Duff, Kevin) (Entered: 05/18/2012)

05/18/2012 58 NOTIFICATION of Affiliates pursuant to Local Rule 3.2 by Barclays Capital Inc. (Duff, Kevin) (Entered: 05/18/2012)

05/18/2012 59 NOTIFICATION of Affiliates pursuant to Local Rule 3.2 by Citigroup Global Markets Inc. (Duff, Kevin) (Entered: 05/18/2012)

05/18/2012 60 NOTIFICATION of Affiliates pursuant to Local Rule 3.2 by Credit Suisse Securities (USA) LLC (Duff, Kevin) (Entered: 05/18/2012)

05/18/2012 61 NOTIFICATION of Affiliates pursuant to Local Rule 3.2 by Deutsche Bank Securities Inc. (Duff, Kevin) (Entered: 05/18/2012)

05/18/2012 62 NOTIFICATION of Affiliates pursuant to Local Rule 3.2 by Goldman Sachs & Co. (Duff, Kevin) (Entered: 05/18/2012)

05/18/2012 63 NOTIFICATION of Affiliates pursuant to Local Rule 3.2 by J.P. Morgan Securities LLC (Duff, Kevin) (Entered: 05/18/2012)

05/18/2012 64 NOTIFICATION of Affiliates pursuant to Local Rule 3.2 by Loop Capital Markets, Inc. (Duff, Kevin) (Entered: 05/18/2012)

05/18/2012 65 NOTIFICATION of Affiliates pursuant to Local Rule 3.2 by Merrill Lynch, Pierce, Fenner & Smith Incorporated (Duff, Kevin) (Entered: 05/18/2012)

05/18/2012 66 NOTIFICATION of Affiliates pursuant to Local Rule 3.2 by Morgan Stanley & Co. LLC (Duff, Kevin) (Entered: 05/18/2012)

05/18/2012 67 NOTIFICATION of Affiliates pursuant to Local Rule 3.2 by RBC Capital Markets

05/18/2012 68

05/18/2012 69

LLC (Duff, Kevin) (Entered: 05/18/2012)

NOTIFICATION of Affiliates pursuant to Local Rule 3.2 by Wells Fargo Securities, LLC (Duff, Kevin) (Entered: 05/18/2012)

NOTIFICATION of Affiliates pursuant to Local Rule 3.2 by William Blair & Company L.L.C. (Duff, Kevin) (Entered: 05/18/2012)

05/18/2012 70 NOTIFICATION of Affiliates pursuant to Local Rule 3.2 by The Williams Capital Group, L.P. (Duff, Kevin) (Entered: 05/18/2012)

05/18/2012 71 ATTORNEY Appearance for Plaintiff Fan Zhang by Danielle S. Myers (Myers, Danielle) (Entered: 05/18/2012)

06/04/2012 72 ATTORNEY Appearance for Plaintiffs Mario Orlandi, Daniel Wright by Carol V Gilden (Gilden, Carol) (Entered: 06/04/2012)

06/04/2012 73 MOTION by Plaintiffs Mario Orlandi, Daniel Wright to consolidate cases be appointed as Lead Plaintiffs and for Approval of their Choice of Counsel (Gilden, Carol) (Entered: 06/04/2012)

06/04/2012 74 MEMORANDUM by Mario Orlandi, Daniel Wright in support of motion to consolidate cases 73 Be Appointed as Lead Plaintiffs and for Approval of Their Choice of Counsel (Attachments: # 1 Declaration Joseph R. Seidman, Jr., # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D, # 6 Exhibit E)(Gilden, Carol) (Entered: 06/04/2012)

06/04/2012 75 NOTICE of Motion by Carol V Gilden for presentment of motion to consolidate cases 73 before Honorable Charles R. Norgle Sr. on 6/8/2012 at 10:30 AM. (Gilden, Carol) (Entered: 06/04/2012)

06/04/2012 76 MOTION by Movant Michael Cohn Carter to consolidate cases , for Appointment as Lead Plaintiff, MOTION by Movant Michael Cohn Carter to appoint counsel (Attachments: # 1 Text of Proposed Order Text of Proposed Order)(Lieberman, Jeremy) (Entered: 06/04/2012)

06/04/2012 77 MOTION by Movant Gus Sekas to consolidate cases Motion for Consolidation, Appointment as Lead Plaintiff, and Approval of Selection of Counsel (Rifkind, Norman) (Entered: 06/04/2012)

06/04/2012 78 MEMORANDUM by Michael Cohn Carter in support of motion to consolidate cases,, motion to appoint counsel, 76 and for Appointment as Lead Plaintiff (Attachments: # 1 Declaration of Patrick Dahlstrom in Support of the Motion by Michael Carter Cohn for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Counsel, # 2 Exhibit A - Press Release, # 3 Exhibit B - Certification, # 4 Exhibit C - Loss Chart, # 5 Exhibit D - Firm Resume)(Lieberman, Jeremy) (Entered: 06/04/2012)

06/04/2012 79 NOTICE of Motion by Jeremy Alan Lieberman for presentment of Motion of Michael Carter Cohn for Consolidation Appointment as Lead Plaintiff and Approval of Lead Counsel 76 (Lieberman, Jeremy) (Docket Text Modified by Clerk's Office) (lp, ). (Entered: 06/04/2012)

06/04/2012 80 MEMORANDUM motion to consolidate cases 77 by Gus Sekas Memorandum of Law in Support of the Motion of Gus Sekas for Consolidation, Appointment as Lead

06/04/2012

Plaintiff, and Approval of Selection of Counsel (Rifkind, Norman) (Entered: 06/04/2012)

81 DECLARATION of Norman Rifkind regarding memorandum 80 , motion to consolidate cases 77 Declaration of Norman Rifkind in Support of the Motion of Gus Sekas for Consolidation, Appointment as Lead Plaintiff, and Approval of Selection of Counsel (Attachments: # 1 Exhibit Exhibit A, # 2 Exhibit Exhibit B, # 3 Exhibit Exhibit C, # 4 Exhibit Exhibit D, # 5 Exhibit Exhibit E)(Rifkind, Norman) (Entered: 06/04/2012)

06/04/2012 82 NOTICE of Motion by Norman Rifkind for presentment of motion to consolidate cases 77 before Honorable Charles R. Norgle Sr. on 6/8/2012 at 10:30 AM. (Rifkind, Norman) (Entered: 06/04/2012)

06/04/2012 83 ATTORNEY Appearance for Movant Gus Sekas by Norman Rifkind (Rifkind, Norman) (Entered: 06/04/2012)

06/04/2012 84 ATTORNEY Appearance for Movant Gus Sekas by Heidi E. VonderHeide (VonderHeide, Heidi) (Entered: 06/04/2012)

06/04/2012 85 MOTION by Movant John Pedrow to consolidate cases appoint John Pedrow and Stephens Johnson as Lead Plaintiffs and Approve their selection of lead counsel (Kathrein, Reed) (Entered: 06/04/2012)

06/04/2012 86 NOTICE of Motion by Reed R Kathrein for presentment of motion to consolidate cases 85 before Honorable Charles R. Norgle Sr. on 6/8/2012 at 10:30 AM. (Attachments: # 1 Text of Proposed Order)(Kathrein, Reed) (Entered: 06/04/2012)

06/04/2012 87 MEMORANDUM by John Pedrow in support of motion to consolidate cases 85 appoint John Pedrow and Stephens Johnson as Lead Plaintiffs and Approve Their Selection of Lead Counsel (Kathrein, Reed) (Entered: 06/04/2012)

06/04/2012 88 MOTION by Movant Construction Laborers Pension Trust of Greater St. Louis to appoint counsel The Construction Laborers Pension Trust of Greater St. Louis's Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Lead Counsel (Attachments: # 1 Exhibit A - Proposed Order, # 2 Exhibit B - Notice, # 3 Exhibit C - Cert, # 4 Exhibit D - Resume)(Barz, James) (Entered: 06/04/2012)

06/04/2012 89 DECLARATION of Reed R. Kathrein regarding memorandum in support of motion 87 to consolidate cases, appoint John Pedrow and Stephens Johnson as Lead Plaintiffs and Approve Their Selection of Lead Counsel (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4)(Kathrein, Reed) (Entered: 06/04/2012)

06/04/2012 90 NOTICE of Motion by James E Barz for presentment of motion to appoint counsel, 88 before Honorable Charles R. Norgle Sr. on 6/8/2012 at 10:30 AM. (Barz, James) (Entered: 06/04/2012)

06/04/2012

91 MEMORANDUM by Construction Laborers Pension Trust of Greater St. Louis in support of motion to appoint counsel, 88 (Barz, James) (Entered: 06/04/2012)

06/05/2012

92 ATTORNEY Appearance for Movant Gus Sekas by Amelia Susan Newton (Newton, Amelia) (Entered: 06/05/2012)

06/07/2012 93 ATTORNEY Appearance for Movant Michael Cohn Carter by Louis Carey Ludwig (Ludwig, Louis) (Entered: 06/07/2012)

06/07/2012 94 MOTION for Leave to Appear Pro Hac Vice Filing fee $ 50, receipt number 0752- 7231541. (Robbins, Darren) (Entered: 06/07/2012)

06/07/2012 95 NOTICE by Mario Orlandi, Daniel Wright OF WITHDRAWAL OF MOTION to Consolidate Related Cases, be Appointed as Lead Plaintiffs and for Approval of their Choice of Counsel (Gilden, Carol) (Entered: 06/07/2012)

06/08/2012 96 MINUTE entry before Honorable Charles R. Norgle, Sr: Motion to consolidate cases and appoint lead counsel 73 is withdrawn. Motion hearing held on 6/8/2012. Mailed notice (ewf, ) (Entered: 06/11/2012)

06/08/2012 97 MINUTE entry before Honorable Charles R. Norgle, Sr: Motion for leave to appear pro hac vice 94 is granted. Mailed notice (lp, ) (Entered: 06/12/2012)

06/08/2012 98 MINUTE entry before Honorable Charles R. Norgle, Sr: Case Numbers 12 C 2450, 12 C 2460, 12 C 2547, 12 C 2791 and 12 C 3129 are hereby consolidated for all purposes pursuant to Rule 41(a) as in re Groupon, Inc. Securities Litigation, Master File no. 12 C 2450. The Stipulation and Order Regarding scheduling [Document # 32 ] which was previously entered in Case No. 12 C 2791 applies to all cases. Mailed notice (lp, ) (Entered: 06/12/2012)

06/08/2012 101 MINUTE entry before Honorable Charles R. Norgle, Sr: Status hearing held on 6/8/2012. Status hearing on consolidated cases is continued to 8/24/2012 at 10:30 a.m. Mailed notice (ewf, ) (Entered: 06/13/2012)

06/12/2012 99 ATTORNEY Appearance for Movant John Pedrow by Reed R Kathrein (Kathrein, Reed) (Entered: 06/12/2012)

06/12/2012 100 ATTORNEY Appearance for Movant John Pedrow by Peter E. Borkon (Borkon, Peter) (Entered: 06/12/2012)

06/14/2012

102 DECLARATION of Patrick V. Dahlstrom regarding motion to consolidate cases, motion to appoint counsel,, 76 , memorandum in support of motion, 78 (Attachments: # 1 Exhibit A - Certification)(Dahlstrom, Patrick) (Entered: 06/14/2012)

06/29/2012 103 Notice of Withdrawal of Gus Sekas' Motion for Appointment as Lead Plaintiff and Approval of Selection of Counsel by Gus Sekas (Rifkind, Norman) (Entered: 06/29/2012)

06/29/2012 104 MEMORANDUM of Law in Further Support of MOTION by Movant Michael Cohn Carter to consolidate cases , for Appointment as Lead PlaintiffMOTION by Movant Michael Cohn Carter to appoint counsel 76 In Opposition to Competing Motions (Dahlstrom, Patrick) (Docket Text Modified by Clerk's Office.)(lp, ). (Entered: 06/29/2012)

06/29/2012 105 DECLARATION of Patrick V. Dahlstrom In Further Support of Michael Carter Cohn's Motion for Appointment as Lead Plaintiff (Attachments: # 1 Exhibit A Chart)(Dahlstrom, Patrick) (Entered: 06/29/2012)

06/29/2012 106 MEMORANDUM by Construction Laborers Pension Trust of Greater St. Louis in Opposition to motion to consolidate cases 85 , motion to consolidate cases 77 , motion

to consolidate cases,, motion to appoint counsel, 76 (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6)(Barz, James) (Entered: 06/29/2012)

06/29/2012 107 MEMORANDUM of Law in Further Support of MOTION by Movant John Pedrow to consolidate cases appoint John Pedrow and Stephens Johnson as Lead Plaintiffs and Approve their selection of lead counsel 85 and in Opposition to Competing Motions (Kathrein, Reed) (Docket Text Modified by Clerk's Office) (lp, ). (Entered: 06/29/2012)

06/29/2012 108 AFFIDAVIT by Movant John Pedrow in Support of MOTION by Movant John Pedrow to consolidate cases appoint John Pedrow and Stephens Johnson as Lead Plaintiffs and Approve their selection of lead counsel 85 and in Opposition to Competing Motions (Attachments: # 1 Exhibit 1)(Kathrein, Reed) (Entered: 06/29/2012)

07/02/2012 109 DECLARATION of Patrick V. Dahlstrom Corrected, in Support of Michael Carter Cohn's Motion for Appointment as Lead Plaintiff (Attachments: # 1 Exhibit A Chart)(Dahlstrom, Patrick) (Entered: 07/02/2012)

07/13/2012 110 ATTORNEY Appearance for Movant Michael Cohn Carter by Dominic J. Rizzi (Rizzi, Dominic) (Entered: 07/13/2012)

07/13/2012 111 REPLY by Construction Laborers Pension Trust of Greater St. Louis to response in support of motion, 107 , response in support of motion, 104 (Barz, James) (Entered: 07/13/2012)

07/13/2012 112 REPLY by Movant Michael Cohn Carter to response in support of motion, 107 , response in support of motion, 104 , memorandum in opposition to motion, 106 (Attachments: # 1 Declaration Michael Carter Cohn Declaration in Support of Reply Memorandum of Law)(Dahlstrom, Patrick) (Entered: 07/13/2012)

07/13/2012

08/16/2012

113 REPLY by Movant John Pedrow to response in support of motion, 107 , response in support of motion, 104 , memorandum in opposition to motion, 106 (Kathrein, Reed) (Entered: 07/13/2012)

114 ATTORNEY Appearance for Movant John Pedrow by Elizabeth A. Fegan (Fegan, Elizabeth) (Entered: 08/16/2012)

08/16/2012 115 ATTORNEY Appearance for Movant John Pedrow by Daniel J. Kurowski (Kurowski, Daniel) (Entered: 08/16/2012)

08/22/2012 116 MINUTE entry before Honorable Charles R. Norgle, Sr: Status hearing set for August 24, 2012 is stricken. Ruling on pending motions to be mailed. Mailed notice (ewf, ) (Entered: 08/22/2012)

08/28/2012 117 MINUTE entry before Honorable Charles R. Norgle, Sr: Michael Carter Cohn's Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Counsel 76 is granted. Michael Carter Cohn is to serve as lead plaintiff in this action and his selection of Pomerantz Haudek Grossman & Gross LLP as lead counsel is approved. Gus Sekas's Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Selection of Counsel 77 is denied. John Pedrow's Motion to Consolidate Related Cases, Appoint Lead Plaintiff and Approve Lead Plaintiffs' Selection of Lead Counsel 85 is denied. The Construction Laborers Pension Trust of Greater St. Louis's

Motion for Consolidation, Appointment as Lead Plaintiff and Approval of Lead Plaintiff's Selection of Lead Counsel 88 is denied. [For further detail see separate order(s).] Mailed notice (lp, ) (Entered: 08/30/2012)

08/28/2012

118 OPINION and Order Signed by the Honorable Charles R. Norgle, Sr on 8/28/2012. (lp, ) (Entered: 08/30/2012)

09/18/2012 119 MOTION by counsel for Plaintiff John H. Cottrell to withdraw as attorney (VonderHeide, Heidi) (Entered: 09/18/2012)

09/18/2012 120 NOTICE of Motion by Heidi E. VonderHeide for presentment of motion to withdraw as attorney 119 before Honorable Charles R. Norgle Sr. on 9/21/2012 at 09:30 AM. (VonderHeide, Heidi) (Entered: 09/18/2012)

09/18/2012 121 MOTION by counsel for Movant Gus Sekas to withdraw as attorney (VonderHeide, Heidi) (Entered: 09/18/2012)

09/18/2012 122 NOTICE of Motion by Heidi E. VonderHeide for presentment of motion to withdraw as attorney 121 before Honorable Charles R. Norgle Sr. on 9/21/2012 at 09:30 AM. (VonderHeide, Heidi) (Entered: 09/18/2012)

09/20/2012 123 MINUTE entry before Honorable Charles R. Norgle, Sr: Motion to withdraw as attorney 119 is granted. Motion to withdraw as attorney 121 is granted. Attorney Heidi E. Vonder Heide terminated. The parties are not required to appear on Friday, September 21, 2012. Mailed notice (ewf, ) (Entered: 09/20/2012)

10/29/2012 124 ATTORNEY Appearance for Movant Michael Cohn Carter by Joshua B. Silverman (Silverman, Joshua) (Entered: 10/29/2012)

10/29/2012 125 AMENDED Consolidated Class Action complaint by Michael Cohn Carter against Michael Cohn Carter (Silverman, Joshua) (Docket Text Modified by Clerk's Office) (lp, ). (Entered: 10/29/2012)

12/12/2012 126 MOTION by Defendants Credit Suisse Securities (USA) LLC, Goldman Sachs & Co., Morgan Stanley & Co. LLC for extension of time Unopposed Motion of Defendants to Amend Schedule and Enlarge Page Limitations for Briefing of Defendants' Motions to Dismiss (Duff, Kevin) (Entered: 12/12/2012)

12/12/2012 127 NOTICE of Motion by Kevin Buckley Duff for presentment of extension of time, 126 before Honorable Charles R. Norgle Sr. on 12/14/2012 at 10:30 AM. (Duff, Kevin) (Entered: 12/12/2012)

12/13/2012 128 MINUTE entry before Honorable Charles R. Norgle, Sr: Unopposed Motion of Defendants to Amend Schedule and Enlarge Page Limitations for Briefing of Defendants' Motions to Dismiss 126 is granted. Mailed notice (ewf, ) (Entered: 12/13/2012)

12/14/2012 129 MINUTE entry before Honorable Charles R. Norgle, Sr: Enter Order to Amend Schedule and Enlarge Page Limitations for Briefing of Defendants' Motions to Dismiss. [For further detail see separate order(s).] Mailed notice (lp, ) (Entered: 12/18/2012)

12/14/2012 130 ORDER Granting Unopposed Motion of Defendants to Amend Schedule and Enlarge Page Limitations for Briefing of Defendants' Motions to Dismiss. Signed by the

Honorable Charles R. Norgle, Sr on 12/14/2012: (lp, ) (Entered: 12/18/2012)

01/18/2013 131 MOTION by Defendants Theodore J. Leonsis, Groupon, Inc., Eric P. Lefkofsky, Andrew D. Mason, Kevin J. Efrusy, Howard Schultz, Jason E. Child, Joseph M. Del Preto to dismiss Consolidated Amended Class Action Complaint (Suskin, Howard) (Entered: 01/18/2013)

01/18/2013 132 MEMORANDUM by Jason E. Child, Joseph M. Del Preto, Kevin J. Efrusy, Groupon, Inc., Eric P. Lefkofsky, Theodore J. Leonsis, Andrew D. Mason, Howard Schultz in support of motion to dismiss 131 (Attachments: # 1 Appendix, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D)(Suskin, Howard) (Entered: 01/18/2013)

01/18/2013 133 NOTICE by Jason E. Child, Joseph M. Del Preto, Kevin J. Efrusy, Groupon, Inc., Eric P. Lefkofsky, Theodore J. Leonsis, Andrew D. Mason, Howard Schultz re memorandum in support of motion, 132 , MOTION by Defendants Theodore J. Leonsis, Groupon, Inc., Eric P. Lefkofsky, Andrew D. Mason, Kevin J. Efrusy, Howard Schultz, Jason E. Child, Joseph M. Del Preto to dismiss Consolidated Amended Class Action Complaint 131 (Suskin, Howard) (Entered: 01/18/2013)

01/18/2013 134 MOTION by Defendants Goldman Sachs & Co., Morgan Stanley & Co. LLC, Credit Suisse Securities (USA) LLC to dismiss The Underwriter Defendants' Motion to Dismiss the Consolidated Amended Class Action Complaint and Joinder in the Groupon Defendants' Motion to Dismiss (Duff, Kevin) (Entered: 01/18/2013)

01/18/2013 135 MEMORANDUM by Credit Suisse Securities (USA) LLC, Goldman Sachs & Co., Morgan Stanley & Co. LLC in support of motion to dismiss, 134 Memorandum of Law In Support of the Underwriter Defendants' Motion to Dismiss and Joinder In The Groupon Defendants' Motion to Dismiss (Attachments: # 1 Exhibit A)(Duff, Kevin) (Entered: 01/18/2013)

01/18/2013 136 NOTICE by Credit Suisse Securities (USA) LLC, Goldman Sachs & Co., Morgan Stanley & Co. LLC re memorandum in support of motion, 135 , MOTION by Defendants Goldman Sachs & Co., Morgan Stanley & Co. LLC, Credit Suisse Securities (USA) LLC to dismiss The Underwriter Defendants' Motion to Dismiss the Consolidated Amended Class Action Complaint and Joinder in the Groupon Defendant 134 (Duff, Kevin) (Entered: 01/18/2013)

02/12/2013 137 NOTICE by Kevin Buckley Duff of Change of Address Change of Firm Name (Duff, Kevin) (Entered: 02/12/2013)

03/19/2013 138 MEMORANDUM by Michael Cohn Carter in Opposition to motion to dismiss, 134 , motion to dismiss 131 (Attachments: # 1 Declaration of Louis C. Ludwig, # 2 Appendix of Unreported Decisions)(Silverman, Joshua) (Entered: 03/19/2013)

04/22/2013 139 REPLY by Jason E. Child, Joseph M. Del Preto, Kevin J. Efrusy, Groupon, Inc., Eric P. Lefkofsky, Theodore J. Leonsis, Andrew D. Mason, Howard Schultz to MOTION by Defendants Theodore J. Leonsis, Groupon, Inc., Eric P. Lefkofsky, Andrew D. Mason, Kevin J. Efrusy, Howard Schultz, Jason E. Child, Joseph M. Del Preto to dismiss Consolidated Amended Class Action Complaint 131 (Attachments: # 1 Appendix, # 2 Exhibit 1, # 3 Exhibit 2)(Suskin, Howard) (Entered: 04/22/2013)

04/22/2013 140 REPLY by Defendants Credit Suisse Securities (USA) LLC, Goldman Sachs & Co., Morgan Stanley & Co. LLC Reply Memorandum In Further Support of the

Underwriter Defendants' Motion to Dismiss (Duff, Kevin) (Entered: 04/22/2013)

04/26/2013 141 MOTION by Movant Michael Cohn Carter for leave to file Surreply in Response to New Arguments Raised in Defendants Motion to Dismiss Reply Briefs , MOTION by Movant Michael Cohn Carter to file instanter (Attachments: # 1 Exhibit A - Proposed Surreply)(Ludwig, Louis) (Entered: 04/26/2013)

04/26/2013 142 NOTICE of Motion by Louis Carey Ludwig for presentment of motion for leave to file,, motion to file instanter, 141 before Honorable Charles R. Norgle Sr. on 5/3/2013 at 10:30 AM. (Ludwig, Louis) (Entered: 04/26/2013)

05/01/2013 143

RESPONSE by Jason E. Child, Joseph M. Del Preto, Kevin J. Efrusy, Groupon, Inc., Eric P. Lefkofsky, Theodore J. Leonsis, Andrew D. Mason, Howard Schultzin Opposition to MOTION by Movant Michael Cohn Carter for leave to file Surreply in Response to New Arguments Raised in Defendants Motion to Dismiss Reply BriefsMOTION by Movant Michael Cohn Carter to file instanter 141 (Attachments: # 1 Exhibit A)(Suskin, Howard) (Entered: 05/01/2013)

05/01/2013 144 RESPONSE by Credit Suisse Securities (USA) LLC, Goldman Sachs & Co., Morgan Stanley & Co. LLC to MOTION by Movant Michael Cohn Carter for leave to file Surreply in Response to New Arguments Raised in Defendants Motion to Dismiss Reply Briefs MOTION by Movant Michael Cohn Carter to file instanter 141 (Duff, Kevin) (Entered: 05/01/2013)

05/02/2013 145 MINUTE entry before Honorable Charles R. Norgle, Sr: Motion for leave to file surreply instanter 141 is granted. The parties are not required to appear on Friday, May 3, 2013. Mailed notice (ewf, ) (Entered: 05/02/2013)

05/06/2013 146 MOTION by Defendants Jason E. Child, Credit Suisse Securities (USA) LLC, Joseph M. Del Preto, Kevin J. Efrusy, Goldman Sachs & Co., Groupon, Inc., Eric P. Lefkofsky, Theodore J. Leonsis, Andrew D. Mason, Morgan Stanley & Co. LLC, Howard Schultz Requesting The Court To Consider Their Responses To Plaintiff's Surreply When Adjudicating Their Motion To Dismiss (JOINT) (Suskin, Howard) (Entered: 05/06/2013)

05/06/2013 147 NOTICE of Motion by Howard Steven Suskin for presentment of motion for miscellaneous relief, 146 before Honorable Charles R. Norgle Sr. on 5/10/2013 at 10:30 AM. (Suskin, Howard) (Entered: 05/06/2013)

05/07/2013

05/09/2013

148 RESPONSE by Michael Cohn Carter to MOTION by Defendants Jason E. Child, Credit Suisse Securities (USA) LLC, Joseph M. Del Preto, Kevin J. Efrusy, Goldman Sachs & Co., Groupon, Inc., Eric P. Lefkofsky, Theodore J. Leonsis, Andrew D. Mason, Morgan Stanley & Co. LLC, Howard Schultz Request 146 (Ludwig, Louis) (Entered: 05/07/2013)

149 MINUTE entry before Honorable Charles R. Norgle, Sr: Defendants' Joint Motion Requesting the Court to Consider Their Responses to Plaintiff's Surreply When Adjudicating Their Motions to Dismiss 146 is granted. The parties are not required to appear before the court on Friday, May 10, 2013. Mailed notice (ewf, ) (Entered: 05/09/2013)

08/20/2013 150 MOTION by Movant Michael Cohn Carter for leave to file Instanter Supplemental Authority (Attachments: # 1 Exhibit)(Silverman, Joshua) (Entered: 08/20/2013)

08/20/2013 151 NOTICE of Motion by Joshua B. Silverman for presentment of motion for leave to file 150 before Honorable Charles R. Norgle Sr. on 8/23/2013 at 10:30 AM. (Silverman, Joshua) (Entered: 08/20/2013)

08/21/2013 152 MOTION by Defendants Jason E. Child, Credit Suisse Securities (USA) LLC, Joseph M. Del Preto, Kevin J. Efrusy, Goldman Sachs & Co., Groupon, Inc., Eric P. Lefkofsky, Theodore J. Leonsis, Andrew D. Mason, Morgan Stanley & Co. LLC, Howard Schultz for leave to file Instanter Response To Plaintiff's Supplemental Authority (Attachments: # 1 Exhibit A)(Suskin, Howard) (Entered: 08/21/2013)

08/21/2013 153 NOTICE of Motion by Howard Steven Suskin for presentment of motion for leave to file, 152 before Honorable Charles R. Norgle Sr. on 8/23/2013 at 10:30 AM. (Suskin, Howard) (Entered: 08/21/2013)

08/22/2013 154 MINUTE entry before Honorable Charles R. Norgle: Motion for leave to file 150 is granted. Motion for leave to file 152 is granted. The parties are not required to appear on Friday, August 23, 2013. Mailed notice (ewf, ) (Entered: 08/22/2013)

08/22/2013 155 Defendants' Joint Response To Lead Plaintiff's Supplemental Authority by Jason E. Child, Credit Suisse Securities (USA) LLC, Joseph M. Del Preto, Kevin J. Efrusy, Goldman Sachs & Co., Groupon, Inc., Eric P. Lefkofsky, Theodore J. Leonsis, Andrew D. Mason, Morgan Stanley & Co. LLC, Howard Schultz (Suskin, Howard) (Entered: 08/22/2013)

09/04/2013 156 ORDER: Groupon Defendant's and the Underwriter Defendant's Motions to Dismiss the Consolidated Amended Class Action Complaint 131 , 134 remain before the Court. Hearing and argument on the motions is set for September 13, 2013 at 1:30 p.m. Signed by the Honorable Charles R. Norgle, Sr on 9/4/2013. Mailed notice (ao,) (Entered: 09/05/2013)

09/09/2013 157 MINUTE entry before Honorable Charles R. Norgle: The September 13, 2013 motion hearing date is stricken. Telephoned/mailed notice (ewf, ) (Entered: 09/09/2013)

09/18/2013 158 ORDER: The Groupon Defendants' Motion to Dismiss Consolidated Amended Class Action Complaint 131 is denied. The Underwriter Defendants' Motion to Dismiss the Consolidated Amended Class Action Complaint 134 is denied. Signed by the Honorable Charles R. Norgle, Sr on 9/18/2013. Mailed notice (ao,) (Entered: 09/19/2013)

09/26/2013 159 MOTION by Movant Michael Cohn Carter to certify class (Ludwig, Louis) (Entered:

I 09/26/2013)

09/26/2013 160 NOTICE of Motion by Louis Carey Ludwig for presentment of motion to certify class 159 before Honorable Charles R. Norgle Sr. on 10/4/2013 at 10:30 AM. (Ludwig, Louis) (Entered: 09/26/2013)

10/02/2013 161 MOTION by Movant Michael Cohn Carter to set a briefing schedule regarding Lead Plaintiff's Amended Motion for Class Certification [Agreed] (Attachments: # 1 Exhibit A - [Proposed] Class Certification Motion Scheduling Stipulation)(Ludwig, Louis) (Entered: 10/02/2013)

10/02/2013 162 NOTICE of Motion by Louis Carey Ludwig for presentment of motion by filer to set a briefing schedule, 161 before Honorable Charles R. Norgle Sr. on 10/4/2013 at 10:30 AM. (Ludwig, Louis) (Entered: 10/02/2013)

10/03/2013 163 MINUTE entry before Honorable Charles R. Norgle: Agreed Motion to Schedule Briefing of Lead Plaintiff's Amended Motion for Class Certification 161 is granted. The parties are not required to appear on Friday, October 4, 2013. Mailed notice (ewf, ) (Entered: 10/03/2013)

10/09/2013 164 MOTION by Defendants Jason E. Child, Credit Suisse Securities (USA) LLC, Joseph M. Del Preto, Kevin J. Efrusy, Goldman Sachs & Co., Groupon, Inc., Eric P. Lefkofsky, Theodore J. Leonsis, Andrew D. Mason, Morgan Stanley & Co. LLC, Howard Schultz to bifurcate discovery (JOINT) (Suskin, Howard) (Entered: 10/09/2013)

10/09/2013 165 NOTICE of Motion by Howard Steven Suskin for presentment of motion to bifurcate, 164 before Honorable Charles R. Norgle Sr. on 10/11/2013 at 10:30 AM. (Suskin, Howard) (Entered: 10/09/2013)

10/09/2013 166 MOTION by Defendants Credit Suisse Securities (USA) LLC, Goldman Sachs & Co., Morgan Stanley & Co. LLC Agreed Motion to Set Schedule for Defendants Answers to Plaintiffs Amended Consolidated Complaint and for Rule 26(a)(1) Disclosures (Attachments: # 1 Exhibit A)(Duff, Kevin) (Entered: 10/09/2013)

10/09/2013 167 MEMORANDUM by Jason E. Child, Credit Suisse Securities (USA) LLC, Joseph M. Del Preto, Kevin J. Efrusy, Goldman Sachs & Co., Groupon, Inc., Eric P. Lefkofsky, Theodore J. Leonsis, Andrew D. Mason, Morgan Stanley & Co. LLC, Howard Schultz in support of motion to bifurcate, 164 (Suskin, Howard) (Entered: 10/09/2013)

10/09/2013 168 NOTICE of Motion by Kevin Buckley Duff for presentment of motion for miscellaneous relief, 166 before Honorable Charles R. Norgle Sr. on 10/11/2013 at 10:30 AM. (Duff, Kevin) (Entered: 10/09/2013)

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Documents

United States District Court Northern District of Illinois ...securities.stanford.edu/.../2013109_r01k_12CV02450.pdf · Morgan Stanley & Co. LLC represented by Allen W Burton O'melveny