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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-01403 EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Putnam Global Equity Fund 100 FEDERAL STREET, BOSTON, MASSACHUSETTS USA 02110 (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE) ROBERT BURNS, VICE PRESIDENT, 100 FEDERAL ST, MASSACHUSETTS USA 02110 CC: BRYAN CHEGWIDDEN, ESQ., ROPES & GRAY LLP, 1211 AVENUE OF THE AMERICAS, NEW YORK, NEW YORK 10036 (NAME AND ADDRESS OF AGENT FOR SERVICE) REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-292-1000 DATE OF FISCAL YEAR END: 10/31 DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020 Putnam Global Equity Fund ACCENTURE PLC Meeting Date: JAN 30, 2020 Record Date: DEC 02, 2019 Meeting Type: ANNUAL

UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

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Page 1: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

UNITED STATES SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

INVESTMENT COMPANY ACT FILE NUMBER: 811-01403

EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Putnam Global Equity Fund

100 FEDERAL STREET, BOSTON, MASSACHUSETTS USA 02110

(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)

ROBERT BURNS, VICE PRESIDENT, 100 FEDERAL ST, MASSACHUSETTS USA 02110

CC:

BRYAN CHEGWIDDEN, ESQ., ROPES & GRAY LLP, 1211 AVENUE OF THE AMERICAS, NEW YORK, NEW YORK 10036

(NAME AND ADDRESS OF AGENT FOR SERVICE)

REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-292-1000

DATE OF FISCAL YEAR END: 10/31

DATE OF REPORTING PERIOD: 07/01/2019 - 06/30/2020

Putnam Global Equity Fund

ACCENTURE PLC Meeting Date: JAN 30, 2020 Record Date: DEC 02, 2019 Meeting Type: ANNUAL

Page 2: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

Ticker: ACN

Security ID: G1151C101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Elect Director Jaime Ardila Management For For

1b Elect Director Herbert Hainer Management For For

1c Elect Director Nancy McKinstry Management For For

1d Elect Director Gilles C. Pelisson Management For For

1e Elect Director Paula A. Price Management For For

1f Elect Director Venkata (Murthy) Renduchintala Management For For

1g Elect Director David Rowland Management For For

1h Elect Director Arun Sarin Management For For

1i Elect Director Julie Sweet Management For For

1j Elect Director Frank K. Tang Management For For

1k Elect Director Tracey T. Travis Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Amend Omnibus Stock Plan Management For For

4

Approve KPMG LLP as Auditors and Authorize Board to Fix Their

RemunerationManagement For For

5 Authorize Board to Allot and Issue Shares Management For For

6 Authorize Board to Opt-Out of Statutory Pre-Emption Rights Management For For

7 Determine Price Range for Reissuance of Treasury Shares Management For For

ACTIVISION BLIZZARD, INC. Meeting Date: JUN 11, 2020 Record Date: APR 15, 2020 Meeting Type: ANNUALTicker: ATVI

Security ID: 00507V109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Reveta Bowers Management For For

1b Elect Director Robert Corti Management For For

1c Elect Director Hendrik Hartong, III Management For For

Page 3: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

1c Elect Director Hendrik Hartong, III Management For For

1d Elect Director Brian Kelly Management For For

1e Elect Director Robert Kotick Management For For

1f Elect Director Barry Meyer Management For For

1g Elect Director Robert Morgado Management For For

1h Elect Director Peter Nolan Management For For

1i Elect Director Dawn Ostroff Management For For

1j Elect Director Casey Wasserman Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

4 Report on Political Contributions Disclosure Shareholder Against For

ADOBE INC. Meeting Date: APR 09, 2020 Record Date: FEB 12, 2020 Meeting Type: ANNUALTicker: ADBE

Security ID: 00724F101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Amy L. Banse Management For For

1b Elect Director Frank A. Calderoni Management For For

1c Elect Director James E. Daley Management For For

1d Elect Director Laura B. Desmond Management For For

1e Elect Director Charles M. Geschke Management For For

1f Elect Director Shantanu Narayen Management For For

1g Elect Director Kathleen Oberg Management For For

1h Elect Director Dheeraj Pandey Management For For

1i Elect Director David A. Ricks Management For For

1j Elect Director Daniel L. Rosensweig Management For For

1k Elect Director John E. Warnock Management For For

2 Amend Qualified Employee Stock Purchase Plan Management For For

3 Ratify KPMG LLP as Auditors Management For For

Page 4: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

3 Ratify KPMG LLP as Auditors Management For For

4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

5 Report on Gender Pay Gap Shareholder Against Against

ADVANCE AUTO PARTS, INC. Meeting Date: MAY 15, 2020 Record Date: MAR 18, 2020 Meeting Type: ANNUALTicker: AAP

Security ID: 00751Y106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director John F. Bergstrom Management For For

1b Elect Director Brad W. Buss Management For For

1c Elect Director John F. Ferraro Management For For

1d Elect Director Thomas R. Greco Management For For

1e Elect Director Jeffrey J. Jones, II Management For For

1f Elect Director Eugene I. Lee, Jr. Management For For

1g Elect Director Sharon L. McCollam Management For For

1h Elect Director Douglas A. Pertz Management For For

1i Elect Director Nigel Travis Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Deloitte & Touche LLP as Auditors Management For For

4 Provide Right to Act by Written Consent Shareholder Against Against

AMAZON.COM, INC. Meeting Date: MAY 27, 2020 Record Date: APR 02, 2020 Meeting Type: ANNUALTicker: AMZN

Security ID: 023135106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Jeffrey P. Bezos Management For For

1b Elect Director Rosalind G. Brewer Management For For

Page 5: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

1c Elect Director Jamie S. Gorelick Management For For

1d Elect Director Daniel P. Huttenlocher Management For For

1e Elect Director Judith A. McGrath Management For For

1f Elect Director Indra K. Nooyi Management For For

1g Elect Director Jonathan J. Rubinstein Management For For

1h Elect Director Thomas O. Ryder Management For For

1i Elect Director Patricia Q. Stonesifer Management For For

1j Elect Director Wendell P. Weeks Management For For

2 Ratify Ernst & Young LLP as Auditor Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Reduce Ownership Threshold for Shareholders to Call Special Meeting Management For Against

5 Report on Management of Food Waste Shareholder Against Against

6Report on Customers' Use of its Surveillance and Computer Vision Products

or Cloud-Based ServicesShareholder Against For

7Report on Potential Human Rights Impacts of Customers' Use of

RekognitionShareholder Against Against

8 Report on Products Promoting Hate Speech and Sales of Offensive Products Shareholder Against For

9 Require Independent Board Chairman Shareholder Against Against

10 Report on Global Median Gender/Racial Pay Gap Shareholder Against Against

11Report on Reducing Environmental and Health Harms to Communities of

ColorShareholder Against Against

12 Report on Viewpoint Discrimination Shareholder Against Against

13 Report on Promotion Velocity Shareholder Against Against

14 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against For

15 Human Rights Risk Assessment Shareholder Against Against

16 Report on Lobbying Payments and Policy Shareholder Against Against

ASHTEAD GROUP PLC Meeting Date: SEP 10, 2019 Record Date: Meeting Type: ANNUALTicker: AHT

Page 6: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

Security ID: G05320109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accounts and Reports Management For For

2 Remuneration Report (Advisory) Management For For

3 Remuneration Policy (Binding) Management For For

4 Final Dividend Management For For

5 Elect Paul A. Walker Management For For

6 Elect Brendan Horgan Management For For

7 Elect Michael R. Pratt Management For For

8 Elect Angus Cockburn Management For For

9 Elect Lucinda Riches Management For For

10 Elect Tanya Fratto Management For For

11 Elect Lindsley Ruth Management For For

12 Appointment of Auditor Management For For

13 Authority to Set Auditor's Fees Management For For

14 Authority to Issue Shares w/ Preemptive Rights Management For For

15 Authority to Issue Shares w/o Preemptive Rights Management For For

16Authority to Issue Shares w/o Preemptive Rights (Specified Capital

Investment)Management For For

17 Authority to Repurchase Shares Management For For

18 Authority to Set General Meeting Notice Period at 14 Days Management For Against

19 Non-Voting Meeting Note Management N/A N/A

ASSOCIATED BRITISH FOODS PLC Meeting Date: DEC 06, 2019 Record Date: Meeting Type: ANNUALTicker: ABF

Security ID: G05600138

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accounts and Reports Management For For

Page 7: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

2 Remuneration Report (Advisory) Management For For

3 Remuneration Policy (Binding) Management For For

4 Final Dividend Management For For

5 Elect Emma Adamo Management For For

6 Elect Graham D. Allan Management For For

7 Elect John G. Bason Management For For

8 Elect Ruth Cairnie Management For For

9 Elect Wolfhart Hauser Management For For

10 Elect Michael G. A. McLintock Management For For

11 Elect Richard Reid Management For For

12 Elect George G. Weston Management For For

13 Appointment of Auditor Management For For

14 Authority to Set Auditor's Fees Management For For

15 Authorisation of Political Donations Management For For

16 Authority to Issue Shares w/ Preemptive Rights Management For For

17 Authority to Issue Shares w/o Preemptive Rights Management For For

18 Authority to Set General Meeting Notice Period at 14 Days Management For Against

19 Non-Voting Meeting Note Management N/A N/A

ASSURED GUARANTY LTD. Meeting Date: MAY 06, 2020 Record Date: MAR 13, 2020 Meeting Type: ANNUALTicker: AGO

Security ID: G0585R106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Francisco L. Borges Management For For

1b Elect Director G. Lawrence Buhl Management For For

1c Elect Director Dominic J. Frederico Management For For

1d Elect Director Bonnie L. Howard Management For For

1e Elect Director Thomas W. Jones Management For For

1f Elect Director Patrick W. Kenny Management For For

Page 8: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

1f Elect Director Patrick W. Kenny Management For For

1g Elect Director Alan J. Kreczko Management For For

1h Elect Director Simon W. Leathes Management For For

1i Elect Director Michael T. O'Kane Management For For

1j Elect Director Yukiko Omura Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to

Fix Their RemunerationManagement For For

4aa Elect Howard W. Albert as Director of Assured Guaranty Re Ltd Management For For

4ab Elect Robert A. Bailenson as Director of Assured Guaranty Re Ltd Management For For

4ac Elect Russell B. Brewer, II as Director of Assured Guaranty Re Ltd Management For For

4ad Elect Gary Burnet as Director of Assured Guaranty Re Ltd Management For For

4ae Elect Ling Chow as Director of Assured Guaranty Re Ltd Management For For

4af Elect Stephen Donnarumma as Director of Assured Guaranty Re Ltd Management For For

4ag Elect Dominic J. Frederico as Director of Assured Guaranty Re Ltd Management For For

4ah Elect Walter A. Scott as Director of Assured Guaranty Re Ltd Management For For

4B Ratify PricewaterhouseCoopers LLP as Auditor of Assured Guaranty Re Ltd Management For For

ASTRAZENECA PLC Meeting Date: APR 29, 2020 Record Date: APR 27, 2020 Meeting Type: ANNUALTicker: AZN

Security ID: G0593M107

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For For

2 Approve Dividends Management For For

3 Reappoint PricewaterhouseCoopers LLP as Auditors Management For For

4 Authorise Board to Fix Remuneration of Auditors Management For For

5a Re-elect Leif Johansson as Director Management For For

5b Re-elect Pascal Soriot as Director Management For For

5c Re-elect Marc Dunoyer as Director Management For For

Page 9: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

5c Re-elect Marc Dunoyer as Director Management For For

5d Re-elect Genevieve Berger as Director Management For For

5e Re-elect Philip Broadley as Director Management For For

5f Re-elect Graham Chipchase as Director Management For For

5g Elect Michel Demare as Director Management For For

5h Re-elect Deborah DiSanzo as Director Management For For

5i Re-elect Sheri McCoy as Director Management For For

5j Re-elect Tony Mok as Director Management For For

5k Re-elect Nazneen Rahman as Director Management For For

5l Re-elect Marcus Wallenberg as Director Management For For

6 Approve Remuneration Report Management For For

7 Approve Remuneration Policy Management For For

8 Authorise EU Political Donations and Expenditure Management For For

9 Authorise Issue of Equity Management For For

10 Authorise Issue of Equity without Pre-emptive Rights Management For For

11Authorise Issue of Equity without Pre-emptive Rights in Connection with an

Acquisition or Other Capital InvestmentManagement For For

12 Authorise Market Purchase of Ordinary Shares Management For For

13 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For Against

14 Approve Performance Share Plan Management For For

AXA SA Meeting Date: JUN 30, 2020 Record Date: JUN 26, 2020 Meeting Type: ANNUAL/SPECIALTicker: CS

Security ID: F06106102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Financial Statements and Statutory Reports Management For For

2 Approve Consolidated Financial Statements and Statutory Reports Management For For

3 Approve Allocation of Income and Dividends of EUR 0.73 per Share Management For For

4 Approve Compensation of Corporate Officers Management For For

5 Approve Compensation of Denis Duverne, Chairman of the Board Management For For

Page 10: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

5 Approve Compensation of Denis Duverne, Chairman of the Board Management For For

6 Approve Compensation of Thomas Buberl, CEO Management For For

7 Approve Remuneration Policy of CEO Management For For

8 Approve Remuneration Policy of Chairman of the Board Management For For

9 Approve Remuneration Policy of Directors Management For For

10Approve Auditors' Special Report on Related-Party Transactions Mentioning

the Absence of New TransactionsManagement For For

11 Reelect Angelien Kemna as Director Management For For

12 Reelect Irene Dorner as Director Management For For

13 Elect Isabel Hudson as Director Management For For

14 Elect Antoine Gosset-Grainville as Director Management For For

15 Elect Marie-France Tschudin as Director Management For For

16 Elect Helen Browne as Director Shareholder For For

A Elect Jerome Amouyal as Director Shareholder Against Against

B Elect Constance Reschke as Director Shareholder Against Against

C Elect Bamba Sall as Director Shareholder Against Against

D Elect Bruno Guy-Wasier as Director Shareholder Against Against

E Elect Timothy Leary as Director Shareholder Against Against

F Elect Ashitkumar Shah as Director Shareholder Against Against

17 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For For

18 Authorize Capital Issuances for Use in Employee Stock Purchase Plans Management For For

19

Authorize Capital Issuances for Use in Employee Stock Purchase Plans

Reserved for Employees of the Group's SubsidiariesManagement For For

20 Authorize Decrease in Share Capital via Cancellation of Repurchased Shares Management For For

21 Amend Article 10 of Bylaws Re: Employee Representatives Management For For

22 Authorize Filing of Required Documents/Other Formalities Management For For

BALL CORPORATION Meeting Date: APR 29, 2020 Record Date: MAR 05, 2020 Meeting Type: ANNUALTicker: BLL

Page 11: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

Security ID: 058498106

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director John A. Hayes Management For Withhold

1.2 Elect Director Cathy D. Ross Management For Withhold

1.3 Elect Director Betty Sapp Management For For

1.4 Elect Director Stuart A. Taylor, II Management For Withhold

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

BANK OF AMERICA CORPORATION Meeting Date: APR 22, 2020 Record Date: MAR 02, 2020 Meeting Type: ANNUALTicker: BAC

Security ID: 060505104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Sharon L. Allen Management For For

1b Elect Director Susan S. Bies Management For For

1c Elect Director Jack O. Bovender, Jr. Management For For

1d Elect Director Frank P. Bramble, Sr. Management For For

1e Elect Director Pierre J.P. de Weck Management For For

1f Elect Director Arnold W. Donald Management For For

1g Elect Director Linda P. Hudson Management For For

1h Elect Director Monica C. Lozano Management For For

1i Elect Director Thomas J. May Management For For

1j Elect Director Brian T. Moynihan Management For For

1k Elect Director Lionel L. Nowell, III Management For For

1l Elect Director Denise L. Ramos Management For For

1m Elect Director Clayton S. Rose Management For For

1n Elect Director Michael D. White Management For For

1o Elect Director Thomas D. Woods Management For For

Page 12: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

1o Elect Director Thomas D. Woods Management For For

1p Elect Director R. David Yost Management For For

1q Elect Director Maria T. Zuber Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

4 Amend Proxy Access Right Shareholder Against Against

5 Provide Right to Act by Written Consent Shareholder Against Against

6 Report on Gender Pay Gap Shareholder Against Against

7

Review of Statement of the Purpose of a Corporation and Report on

Recommended Changes to Governance Documents, Policies, and PracticesShareholder Against Against

BGP HOLDINGS PLC Meeting Date: OCT 16, 2019 Record Date: SEP 16, 2019 Meeting Type: ANNUALTicker: 000

Security ID: ADPC01061

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accounts and Reports Management For Against

2 Appoint Auditor and Authorise Board to Set Fees Management For Against

BOSTON SCIENTIFIC CORPORATION Meeting Date: MAY 07, 2020 Record Date: MAR 13, 2020 Meeting Type: ANNUALTicker: BSX

Security ID: 101137107

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1a Elect Director Nelda J. Connors Management For Withhold

1b Elect Director Charles J. Dockendorff Management For For

1c Elect Director Yoshiaki Fujimori Management For Withhold

1d Elect Director Donna A. James Management For For

1e Elect Director Edward J. Ludwig Management For For

1f Elect Director Stephen P. MacMillan Management For For

Page 13: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

1f Elect Director Stephen P. MacMillan Management For For

1g Elect Director Michael F. Mahoney Management For For

1h Elect Director David J. Roux Management For For

1i Elect Director John E. Sununu Management For For

1j Elect Director Ellen M. Zane Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Amend Omnibus Stock Plan Management For For

4 Ratify Ernst & Young LLP as Auditors Management For For

5Report on Non-Management Employee Representation on the Board of

DirectorsShareholder Against Against

CENOVUS ENERGY INC. Meeting Date: APR 29, 2020 Record Date: MAR 02, 2020 Meeting Type: ANNUALTicker: CVE

Security ID: 15135U109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

2.1 Elect Director Keith M. Casey Management For For

2.2 Elect Director Susan F. Dabarno Management For For

2.3 Elect Director Jane E. Kinney Management For For

2.4 Elect Director Harold N. Kvisle Management For For

2.5 Elect Director Steven F. Leer Management For For

2.6 Elect Director M. George Lewis Management For For

2.7 Elect Director Keith A. MacPhail Management For For

2.8 Elect Director Richard J. Marcogliese Management For For

2.9 Elect Director Claude Mongeau Management For For

2.10 Elect Director Alexander J. Pourbaix Management For For

2.11 Elect Director Rhonda I. Zygocki Management For For

3 Advisory Vote on Executive Compensation Approach Management For For

Page 14: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

CITIGROUP INC. Meeting Date: APR 21, 2020 Record Date: FEB 24, 2020 Meeting Type: ANNUALTicker: C

Security ID: 172967424

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Michael L. Corbat Management For For

1b Elect Director Ellen M. Costello Management For For

1c Elect Director Grace E. Dailey Management For For

1d Elect Director Barbara J. Desoer Management For For

1e Elect Director John C. Dugan Management For For

1f Elect Director Duncan P. Hennes Management For For

1g Elect Director Peter B. Henry Management For For

1h Elect Director S. Leslie Ireland Management For For

1i Elect Director Lew W. (Jay) Jacobs, IV Management For For

1j Elect Director Renee J. James Management For For

1k Elect Director Gary M. Reiner Management For For

1l Elect Director Diana L. Taylor Management For For

1m Elect Director James S. Turley Management For For

1n Elect Director Deborah C. Wright Management For For

1o Elect Director Alexander R. Wynaendts Management For For

1p Elect Director Ernesto Zedillo Ponce de Leon Management For For

2 Ratify KPMG LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Amend Omnibus Stock Plan Management For For

5 Amend Proxy Access Right Shareholder Against Against

6 Review on Governance Documents Shareholder Against Against

7 Report on Lobbying Payments and Policy Shareholder Against Against

Page 15: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

COMPASS GROUP PLC Meeting Date: FEB 06, 2020 Record Date: FEB 04, 2020 Meeting Type: ANNUALTicker: CPG

Security ID: G23296208

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For For

2 Approve Remuneration Report Management For For

3 Approve Final Dividend Management For For

4 Elect Karen Witts as Director Management For For

5 Re-elect Dominic Blakemore as Director Management For For

6 Re-elect Gary Green as Director Management For For

7 Re-elect Carol Arrowsmith as Director Management For For

8 Re-elect John Bason as Director Management For For

9 Re-elect Stefan Bomhard as Director Management For For

10 Re-elect John Bryant as Director Management For For

11 Re-elect Anne-Francoise Nesmes as Director Management For For

12 Re-elect Nelson Silva as Director Management For For

13 Re-elect Ireena Vittal as Director Management For For

14 Re-elect Paul Walsh as Director Management For For

15 Reappoint KPMG LLP as Auditors Management For For

16 Authorise the Audit Committee to Fix Remuneration of Auditors Management For For

17 Authorise EU Political Donations and Expenditure Management For For

18 Approve Payment of Fees to Non-executive Directors Management For For

19 Authorise Issue of Equity Management For For

20 Authorise Issue of Equity without Pre-emptive Rights Management For For

21

Authorise Issue of Equity without Pre-emptive Rights in Connection with an

Acquisition or Other Capital InvestmentManagement For For

22 Authorise Market Purchase of Ordinary Shares Management For For

23Authorise the Company to Call General Meeting with 14 Working Days'

Notice

Management For Against

Page 16: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

Notice

DANAHER CORPORATION Meeting Date: MAY 05, 2020 Record Date: MAR 09, 2020 Meeting Type: ANNUALTicker: DHR

Security ID: 235851102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Linda Hefner Filler Management For For

1.2 Elect Director Thomas P. Joyce, Jr. Management For For

1.3 Elect Director Teri List-Stoll Management For Against

1.4 Elect Director Walter G. Lohr, Jr. Management For Against

1.5 Elect Director Jessica L. Mega Management For For

1.6 Elect Director Pardis C. Sabeti Management For For

1.7 Elect Director Mitchell P. Rales Management For For

1.8 Elect Director Steven M. Rales Management For For

1.9 Elect Director John T. Schwieters Management For Against

1.10 Elect Director Alan G. Spoon Management For Against

1.11 Elect Director Raymond C. Stevens Management For For

1.12 Elect Director Elias A. Zerhouni Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against Against

DOCUSIGN, INC. Meeting Date: MAY 29, 2020 Record Date: MAR 31, 2020 Meeting Type: ANNUALTicker: DOCU

Security ID: 256163106

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1.1 Elect Director Cynthia Gaylor Management For Withhold

Page 17: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

1.1 Elect Director Cynthia Gaylor Management For Withhold

1.2 Elect Director S. Steven Singh Management For Withhold

2 Advisory Vote on Say on Pay Frequency Management One Year

One

Year

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

DOW INC. Meeting Date: APR 09, 2020 Record Date: FEB 12, 2020 Meeting Type: ANNUALTicker: DOW

Security ID: 260557103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Samuel R. Allen Management For For

1b Elect Director Ajay Banga Management For For

1c Elect Director Jacqueline K. Barton Management For For

1d Elect Director James A. Bell Management For For

1e Elect Director Wesley G. Bush Management For For

1f Elect Director Richard K. Davis Management For For

1g Elect Director Jeff M. Fettig Management For For

1h Elect Director Jim Fitterling Management For For

1i Elect Director Jacqueline C. Hinman Management For For

1j Elect Director Jill S. Wyant Management For For

1k Elect Director Daniel W. Yohannes Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Advisory Vote on Say on Pay Frequency Management One Year Abstain

4 Ratify Deloitte & Touche LLP as Auditors Management For For

DXC TECHNOLOGY COMPANY Meeting Date: AUG 15, 2019 Record Date: JUN 18, 2019 Meeting Type: ANNUALTicker: DXC

Page 18: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

Security ID: 23355L106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Elect Mukesh Aghi Management For For

2 Elect Amy E. Alving Management For For

3 Elect David L. Herzog Management For For

4 Elect Sachin S. Lawande Management For For

5 Elect J. Michael Lawrie Management For For

6 Elect Mary L. Krakauer Management For For

7 Elect Julio A. Portalatin Management For For

8 Elect Peter Rutland Management For For

9 Elect Michael J. Salvino Management For For

10 Elect Manoj P. Singh Management For For

11 Elect Robert F. Woods Management For For

12 Ratification of Auditor Management For For

13 Advisory Vote on Executive Compensation Management For For

EATON CORPORATION PLC Meeting Date: APR 22, 2020 Record Date: FEB 24, 2020 Meeting Type: ANNUALTicker: ETN

Security ID: G29183103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Craig Arnold Management For For

1b Elect Director Christopher M. Connor Management For For

1c Elect Director Michael J. Critelli Management For For

1d Elect Director Richard H. Fearon Management For For

1e Elect Director Olivier Leonetti Management For For

1f Elect Director Deborah L. McCoy Management For For

1g Elect Director Silvio Napoli Management For For

1h Elect Director Gregory R. Page Management For For

Page 19: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

1h Elect Director Gregory R. Page Management For For

1i Elect Director Sandra Pianalto Management For For

1j Elect Director Lori J. Ryerkerk Management For For

1k Elect Director Gerald B. Smith Management For For

1l Elect Director Dorothy C. Thompson Management For For

2 Approve Omnibus Stock Plan Management For For

3

Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their

RemunerationManagement For For

4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

5 Authorize Issue of Equity with Pre-emptive Rights Management For For

6 Authorize Issue of Equity without Pre-emptive Rights Management For For

7 Authorize Share Repurchase of Issued Share Capital Management For For

EDELWEISS FINANCIAL SERVICES LIMITED Meeting Date: JUL 25, 2019 Record Date: JUL 18, 2019 Meeting Type: ANNUALTicker: EDELWEISS

Security ID: Y22490208

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accounts and Reports Management For For

2 Allocation of Profits/Dividends Management For For

3 Elect Rashesh Shah Management For For

4 Elect Venkatchalam Arakoni Ramaswamy Management For For

5 Elect Ashok Kini Management For For

6 Elect Ashima Goyal Management For For

7 Elect Anita M. George Management For For

8 Appoint Himanshu Kaji (Executive Director); Approve Remuneration Management For Against

9 Non-Voting Meeting Note Management N/A N/A

EURAZEO SE Meeting Date: APR 30, 2020 Record Date: APR 28, 2020

Page 20: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

Meeting Type: ANNUAL/SPECIALTicker: RF

Security ID: F3296A108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Financial Statements and Statutory Reports Management For For

2 Approve Allocation of Income and Absence of Dividends Management For For

3 Approve Consolidated Financial Statements and Statutory Reports Management For For

4 Approve Auditors' Special Report on Related-Party Transactions Management For Against

5 Reelect Jean-Charles Decaux as Supervisory Board Member Management For Against

6 Reelect Georges Pauget as Supervisory Board Member Management For For

7 Reelect Victoire de Margerie as Supervisory Board Member Management For For

8 Reelect Roland du Luart as Supervisory Board Member Management For For

9 Approve Remuneration Policy of Members of Supervisory Board Management For For

10 Approve Remuneration Policy of Members of Management Board Management For For

11 Approve Compensation Report of Corporate Officers Management For For

12Approve Compensation of Michel David-Weill, Chairman of the Supervisory

BoardManagement For For

13Approve Compensation of Virginie Morgon, Chairman of the Management

BoardManagement For Against

14Approve Compensation of Philippe Audouin, Member of Management

BoardManagement For Against

15 Approve Compensation of Nicolas Huet, Member of Management Board Management For Against

16 Approve Compensation of Olivier Millet, Member of Management Board Management For Against

17 Renew Appointment of PricewaterhouseCoopers Audit as Auditor Management For For

18 Authorize Repurchase of Up to 10 Percent of Issued Share Capital Management For Against

19

Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue

or Increase in Par ValueManagement For Against

20

Authorize Issuance of Equity or Equity-Linked Securities with Preemptive

Rights up to Aggregate Nominal Amount of EUR 110 MillionManagement For For

21

Authorize Issuance of Equity or Equity-Linked Securities without

Preemptive Rights up to Aggregate Nominal Amount of EUR 24 MillionManagement For For

22

Approve Issuance of Equity or Equity-Linked Securities for Private

Management For For

Page 21: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

22

Approve Issuance of Equity or Equity-Linked Securities for Private

PlacementsManagement For For

23

Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital

Pursuant to Issue Authority without Preemptive RightsManagement For For

24

Authorize Board to Increase Capital in the Event of Additional Demand

Related to Delegation Submitted to Shareholder Vote AboveManagement For For

25

Authorize Capital Increase of up to 10 Percent of Issued Capital for

Contributions in KindManagement For For

26

Set Total Limit for Capital Increase to Result from Issuance Requests Under

Items 20-25 at EUR 110 Million and from All Issuance Requests without

Preemptive Rights Above at EUR 24 Million

Management For For

27

Amend Article 13 of Bylaws Re: Board Members Deliberation via Written

ConsultationManagement For For

28

Amend Article 25 of Bylaws Re: Extra Dividend for Long Term Registered

SharesManagement For Against

29

Amend Articles 11, 15, 20 and 21 of Bylaws to Comply with Legal Changes

Re: Supervisory and Management BoardsManagement For For

30 Authorize Filing of Required Documents/Other Formalities Management For For

FAIRFAX FINANCIAL HOLDINGS LIMITED Meeting Date: APR 16, 2020 Record Date: MAR 06, 2020 Meeting Type: ANNUALTicker: FFH

Security ID: 303901102

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Anthony F. Griffiths Management For For

1.2 Elect Director Robert J. Gunn Management For For

1.3 Elect Director Karen L. Jurjevich Management For For

1.4 Elect Director R. William McFarland Management For For

1.5 Elect Director Christine N. McLean Management For For

1.6 Elect Director Timothy R. Price Management For For

1.7 Elect Director Brandon W. Sweitzer Management For For

1.8 Elect Director Lauren C. Templeton Management For For

1.9 Elect Director Benjamin P. Watsa Management For For

Page 22: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

1.9 Elect Director Benjamin P. Watsa Management For For

1.10 Elect Director V. Prem Watsa Management For For

1.11 Elect Director William C. Weldon Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

FIDELITY NATIONAL INFORMATION SERVICES, INC. Meeting Date: MAY 28, 2020 Record Date: APR 01, 2020 Meeting Type: ANNUALTicker: FIS

Security ID: 31620M106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Lee Adrean Management For For

1b Elect Director Ellen R. Alemany Management For For

1c Elect Director Lisa A. Hook Management For For

1d Elect Director Keith W. Hughes Management For For

1e Elect Director Gary L. Lauer Management For For

1f Elect Director Gary A. Norcross Management For For

1g Elect Director Louise M. Parent Management For For

1h Elect Director Brian T. Shea Management For For

1i Elect Director James B. Stallings, Jr. Management For For

1j Elect Director Jeffrey E. Stiefler Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify KPMG LLP as Auditors Management For For

FISERV, INC. Meeting Date: MAY 14, 2020 Record Date: MAR 18, 2020 Meeting Type: ANNUALTicker: FISV

Security ID: 337738108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Frank J. Bisignano Management For For

Page 23: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

1.1 Elect Director Frank J. Bisignano Management For For

1.2 Elect Director Alison Davis Management For For

1.3 Elect Director Henrique de Castro Management For For

1.4 Elect Director Harry F. DiSimone Management For For

1.5 Elect Director Dennis F. Lynch Management For For

1.6 Elect Director Heidi G. Miller Management For For

1.7 Elect Director Scott C. Nuttall Management For For

1.8 Elect Director Denis J. O'Leary Management For For

1.9 Elect Director Doyle R. Simons Management For For

1.10 Elect Director Jeffery W. Yabuki Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

3 Ratify Deloitte & Touche LLP as Auditors Management For For

4 Report on Political Contributions Shareholder Against For

FORTUNE BRANDS HOME & SECURITY, INC. Meeting Date: APR 28, 2020 Record Date: MAR 02, 2020 Meeting Type: ANNUALTicker: FBHS

Security ID: 34964C106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Nicholas I. Fink Management For For

1b Elect Director A. D. David Mackay Management For For

1c Elect Director David M. Thomas Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

GODADDY INC. Meeting Date: JUN 03, 2020 Record Date: APR 13, 2020 Meeting Type: ANNUALTicker: GDDY

Security ID: 380237107

Page 24: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

Proposal No Proposal Proposed By ManagementRecommendation

Vote Cast

1.1 Elect Director Mark Garrett Management For Withhold

1.2 Elect Director Ryan Roslansky Management For Withhold

1.3 Elect Director Lee E. Wittlinger Management For Withhold

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

HIBERNIA REIT PLC Meeting Date: JUL 31, 2019 Record Date: JUL 29, 2019 Meeting Type: ANNUALTicker: HBRN

Security ID: G4432Z105

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accounts and Reports Management For For

2 Final Dividend Management For For

3 Elect Daniel Kitchen Management For For

4 Elect Kevin Nowlan Management For For

5 Elect Thomas Edwards-Moss Management For For

6 Elect Colm Barrington Management For For

7 Elect Roisin Brennan Management For For

8 Elect Stewart Harrington Management For For

9 Elect Frank Kenny Management For For

10 Elect Terence O'Rourke Management For For

11 Authority to Set Auditor's Fees Management For For

12 Appointment of Auditor Management For For

13 Authority to Issue Shares w/ Preemptive Rights Management For For

14 Remuneration Report (Advisory) Management For For

15 Authority to Set General Meeting Notice Period at 14 Days Management For For

16 Authority to Issue Shares w/o Preemptive Rights Management For For

17Authority to Issue Shares w/o Preemptive Rights (Specified Capital

Management For For

Page 25: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

17Authority to Issue Shares w/o Preemptive Rights (Specified Capital

Investment)Management For For

18 Authority to Repurchase Shares Management For For

19 Authority to Set Price Range for Reissuance of Treasury Shares Management For For

20 Reduction in Share Premium Account Management For For

21 Non-Voting Meeting Note Management N/A N/A

HONEYWELL INTERNATIONAL INC. Meeting Date: APR 27, 2020 Record Date: FEB 28, 2020 Meeting Type: ANNUALTicker: HON

Security ID: 438516106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1A Elect Director Darius Adamczyk Management For For

1B Elect Director Duncan B. Angove Management For For

1C Elect Director William S. Ayer Management For For

1D Elect Director Kevin Burke Management For For

1E Elect Director D. Scott Davis Management For For

1F Elect Director Linnet F. Deily Management For For

1G Elect Director Deborah Flint Management For For

1H Elect Director Judd Gregg Management For For

1I Elect Director Clive Hollick Management For For

1J Elect Director Grace D. Lieblein Management For For

1K Elect Director Raymond T. Odierno Management For For

1L Elect Director George Paz Management For For

1M Elect Director Robin L. Washington Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Deloitte & Touche LLP as Auditor Management For For

4

Require Shareholder Approval of Bylaw Amendments Adopted by the Board

of DirectorsShareholder Against Against

5 Report on Lobbying Payments and Policy Shareholder Against Against

Page 26: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

IRB-BRASIL RESSEGUROS S.A. Meeting Date: JUL 31, 2019 Record Date: Meeting Type: SPECIALTicker: IRBR3

Security ID: P5876C106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Non-Voting Meeting Note Management N/A TNA

2 Amendments to Articles Management For TNA

3 Extend Board Term Length Management For TNA

4 Elect Ivan de Souza Monteiro Management For TNA

5 Non-Voting Meeting Note Management N/A TNA

6 Non-Voting Meeting Note Management N/A TNA

7 Non-Voting Meeting Note Management N/A TNA

IRB-BRASIL RESSEGUROS S.A. Meeting Date: SEP 19, 2019 Record Date: Meeting Type: SPECIALTicker: IRBR3

Security ID: P5876C106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Non-Voting Meeting Note Management N/A TNA

2 Elect Thais Ricarte Peters as Alternate Supervisory Council Member Management For TNA

3 Election of Supervisory Council Management For TNA

4 Stock Split Management For TNA

5 Amendments to Articles 5 (Reconciliation of Share Capital) Management For TNA

6 Non-Voting Meeting Note Management N/A TNA

7 Non-Voting Meeting Note Management N/A TNA

JOHNSON CONTROLS INTERNATIONAL PLC Meeting Date: MAR 04, 2020

Page 27: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

Record Date: JAN 02, 2020 Meeting Type: ANNUALTicker: JCI

Security ID: G51502105

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Jean Blackwell Management For For

1b Elect Director Pierre Cohade Management For For

1c Elect Director Michael E. Daniels Management For For

1d Elect Director Juan Pablo del Valle Perochena Management For For

1e Elect Director W. Roy Dunbar Management For For

1f Elect Director Gretchen R. Haggerty Management For For

1g Elect Director Simone Menne Management For For

1h Elect Director George R. Oliver Management For For

1i Elect Director Jurgen Tinggren Management For For

1j Elect Director Mark Vergnano Management For For

1k Elect Director R. David Yost Management For For

1l Elect Director John D. Young Management For For

2a Ratify PricewaterhouseCoopers LLP as Auditors Management For For

2b Authorize Board to Fix Remuneration of Auditors Management For For

3 Authorize Market Purchases of Company Shares Management For For

4 Determine Price Range for Reissuance of Treasury Shares Management For For

5 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

6 Approve the Directors' Authority to Allot Shares Management For For

7 Approve the Disapplication of Statutory Pre-Emption Rights Management For For

KERRY GROUP PLC Meeting Date: APR 30, 2020 Record Date: APR 28, 2020 Meeting Type: ANNUALTicker: KRZ

Security ID: G52416107

Proposal No Proposal Proposed By Management Vote

Page 28: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

Recommendation Cast1 Accept Financial Statements and Statutory Reports Management For For

2 Approve Final Dividend Management For For

3a Re-elect Gerry Behan as Director Management For For

3b Re-elect Dr Hugh Brady as Director Management For For

3c Re-elect Gerard Culligan as Director Management For For

3d Re-elect Dr Karin Dorrepaal as Director Management For For

3e Re-elect Joan Garahy as Director Management For For

3f Re-elect Marguerite Larkin as Director Management For For

3g Re-elect Tom Moran as Director Management For For

3h Re-elect Con Murphy as Director Management For For

3i Re-elect Christopher Rogers as Director Management For For

3j Re-elect Edmond Scanlon as Director Management For For

3k Re-elect Philip Toomey as Director Management For For

4 Authorise Board to Fix Remuneration of Auditors Management For For

5 Approve Remuneration Report Management For For

6 Authorise Issue of Equity Management For For

7 Authorise Issue of Equity without Pre-emptive Rights Management For For

8

Authorise Issue of Equity without Pre-emptive Rights in Connection with an

Acquisition or Specified Capital InvestmentManagement For For

9 Authorise Market Purchase of A Ordinary Shares Management For For

KYUDENKO CORP. Meeting Date: JUN 25, 2020 Record Date: MAR 31, 2020 Meeting Type: ANNUALTicker: 1959

Security ID: J38425104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Nishimura, Matsuji Management For For

1.2 Elect Director Sato, Naofumi Management For For

1.3 Elect Director Takei, Hideki Management For For

Page 29: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

1.3 Elect Director Takei, Hideki Management For For

1.4 Elect Director Ishibashi, Kazuyuki Management For For

1.5 Elect Director Jono, Masaaki Management For For

1.6 Elect Director Yamamoto, Yasuhiro Management For For

1.7 Elect Director Kashima, Yasuhiro Management For For

1.8 Elect Director Fukui, Keizo Management For For

1.9 Elect Director Hokahori, Takahiro Management For For

1.10 Elect Director Suyama, Kazuhiro Management For For

1.11 Elect Director Watanabe, Akiyoshi Management For For

1.12 Elect Director Kuratomi, Sumio Management For For

2.1 Appoint Statutory Auditor Ogata, Isamu Management For Against

2.2 Appoint Statutory Auditor Uriu, Michiaki Management For Against

L3HARRIS TECHNOLOGIES, INC. Meeting Date: OCT 25, 2019 Record Date: AUG 30, 2019 Meeting Type: ANNUALTicker: LHX

Security ID: 502431109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Elect Sallie B. Bailey Management For For

2 Elect William M. Brown Management For For

3 Elect Peter W. Chiarelli Management For For

4 Elect Thomas A. Corcoran Management For For

5 Elect Thomas A. Dattilo Management For For

6 Elect Roger Fradin Management For Against

7 Elect Lewis Hay III Management For For

8 Elect Lewis Kramer Management For For

9 Elect Christopher E. Kubasik Management For For

10 Elect Rita S. Lane Management For For

11 Elect Robert B. Millard Management For For

12 Elect Lloyd W. Newton Management For For

Page 30: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

12 Elect Lloyd W. Newton Management For For

13 Advisory Vote on Executive Compensation Management For For

14 Ratification of Auditor Management For For

LENNAR CORPORATION Meeting Date: APR 07, 2020 Record Date: FEB 10, 2020 Meeting Type: ANNUALTicker: LEN

Security ID: 526057104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Rick Beckwitt Management For For

1b Elect Director Irving Bolotin Management For For

1c Elect Director Steven L. Gerard Management For For

1d Elect Director Tig Gilliam Management For For

1e Elect Director Sherrill W. Hudson Management For For

1f Elect Director Jonathan M. Jaffe Management For For

1g Elect Director Sidney Lapidus Management For For

1h Elect Director Teri P. McClure Management For For

1i Elect Director Stuart Miller Management For For

1j Elect Director Armando Olivera Management For For

1k Elect Director Jeffrey Sonnenfeld Management For For

1l Elect Director Scott Stowell Management For Against

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Deloitte & Touche LLP as Auditors Management For For

LIVE NATION ENTERTAINMENT, INC. Meeting Date: JUN 03, 2020 Record Date: APR 07, 2020 Meeting Type: ANNUALTicker: LYV

Security ID: 538034109

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

Page 31: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

1.1 Elect Director Maverick Carter Management For Against

1.2 Elect Director Ariel Emanuel Management For Against

1.3 Elect Director Ping Fu Management For Against

1.4 Elect Director Jeffrey T. Hinson Management For Against

1.5 Elect Director Chad Hollingsworth Management For For

1.6 Elect Director James Iovine Management For Against

1.7 Elect Director James S. Kahan Management For Against

1.8 Elect Director Gregory B. Maffei Management For Against

1.9 Elect Director Randall T. Mays Management For Against

1.10 Elect Director Michael Rapino Management For Against

1.11 Elect Director Mark S. Shapiro Management For Against

1.12 Elect Director Dana Walden Management For Against

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Ernst & Young LLP as Auditors Management For For

LOWE'S COMPANIES, INC. Meeting Date: MAY 29, 2020 Record Date: MAR 23, 2020 Meeting Type: ANNUALTicker: LOW

Security ID: 548661107

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Raul Alvarez Management For For

1.2 Elect Director David H. Batchelder Management For For

1.3 Elect Director Angela F. Braly Management For For

1.4 Elect Director Sandra B. Cochran Management For For

1.5 Elect Director Laurie Z. Douglas Management For For

1.6 Elect Director Richard W. Dreiling Management For For

1.7 Elect Director Marvin R. Ellison Management For For

1.8 Elect Director Brian C. Rogers Management For For

1.9 Elect Director Bertram L. Scott Management For For

1.10 Elect Director Lisa W. Wardell Management For For

Page 32: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

1.10 Elect Director Lisa W. Wardell Management For For

1.11 Elect Director Eric C. Wiseman Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Deloitte & Touche LLP as Auditor Management For For

4 Reduce Ownership Threshold for Shareholders to Call Special Meeting Management For For

5 Approve Qualified Employee Stock Purchase Plan Management For For

6 Reduce Ownership Threshold for Shareholders to Call Special Meeting Shareholder Against For

MICROSOFT CORPORATION Meeting Date: DEC 04, 2019 Record Date: OCT 08, 2019 Meeting Type: ANNUALTicker: MSFT

Security ID: 594918104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Elect William H. Gates III Management For For

2 Elect Reid G. Hoffman Management For For

3 Elect Hugh F. Johnston Management For For

4 Elect Teri L. List-Stoll Management For For

5 Elect Satya Nadella Management For For

6 Elect Sandra E. Peterson Management For For

7 Elect Penny S. Pritzker Management For For

8 Elect Charles W. Scharf Management For For

9 Elect Arne M. Sorenson Management For For

10 Elect John W. Stanton Management For For

11 Elect John W. Thompson Management For For

12 Elect Emma N. Walmsley Management For For

13 Elect Padmasree Warrior Management For For

14 Advisory Vote on Executive Compensation Management For For

15 Ratification of Auditor Management For For

16

Shareholder Proposal Regarding Report on Non-Management Employee

Representation on the Board

Shareholder Against Against

Page 33: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

Representation on the Board

17 Shareholder Proposal Regarding Median Gender Pay Equity Report Shareholder Against Against

NESTLE SA Meeting Date: APR 23, 2020 Record Date: Meeting Type: ANNUALTicker: NESN

Security ID: H57312649

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Accept Financial Statements and Statutory Reports Management For

Did

Not

Vote

1.2 Approve Remuneration Report Management For

Did

Not

Vote

2 Approve Discharge of Board and Senior Management Management For

Did

Not

Vote

3 Approve Allocation of Income and Dividends of CHF 2.70 per Share Management For

Did

Not

Vote

4.1.a Reelect Paul Bulcke as Director and Board Chairman Management For

Did

Not

Vote

4.1.b Reelect Ulf Schneider as Director Management For

Did

Not

Vote

4.1.c Reelect Henri de Castries as Director Management For

Did

Not

Vote

4.1.d Reelect Renato Fassbind as Director Management For

Did

Not

Vote

4.1.e Reelect Ann Veneman as Director Management For

Did

Not

Page 34: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

4.1.e Reelect Ann Veneman as Director Management For

Not

Vote

4.1.f Reelect Eva Cheng as Director Management For

Did

Not

Vote

4.1.g Reelect Patrick Aebischer as Director Management For

Did

Not

Vote

4.1.h Reelect Ursula Burns as Director Management For

Did

Not

Vote

4.1.i Reelect Kasper Rorsted as Director Management For

Did

Not

Vote

4.1.j Reelect Pablo Isla as Director Management For

Did

Not

Vote

4.1.k Reelect Kimberly Ross as Director Management For

Did

Not

Vote

4.1.l Reelect Dick Boer as Director Management For

Did

Not

Vote

4.1.m Reelect Dinesh Paliwal as Director Management For

Did

Not

Vote

4.2 Elect Hanne Jimenez de Mora as Director Management For

Did

Not

Vote

4.3.1 Appoint Patrick Aebischer as Member of the Compensation Committee Management For

Did

Not

Vote

4.3.2 Appoint Ursula Burns as Member of the Compensation Committee Management For

Did

Not

Vote

Did

Page 35: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

4.3.3 Appoint Pablo Isla as Member of the Compensation Committee Management For

Did

Not

Vote

4.3.4 Appoint Dick Boer as Member of the Compensation Committee Management For

Did

Not

Vote

4.4 Ratify Ernst & Young AG as Auditors Management For

Did

Not

Vote

4.5 Designate Hartmann Dreyer as Independent Proxy Management For

Did

Not

Vote

5.1 Approve Remuneration of Directors in the Amount of CHF 10 Million Management For

Did

Not

Vote

5.2Approve Remuneration of Executive Committee in the Amount of CHF 55

MillionManagement For

Did

Not

Vote

6Approve CHF 9.5 Million Reduction in Share Capital via Cancellation of

Repurchased Shares

Management For

Did

Not

Vote

7 Transact Other Business (Voting) Management Against

Did

Not

Vote

NOMAD FOODS LIMITED Meeting Date: JUN 17, 2020 Record Date: APR 24, 2020 Meeting Type: ANNUALTicker: NOMD

Security ID: G6564A105

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Martin Ellis Franklin Management For Against

1.2 Elect Director Noam Gottesman Management For Against

1.3 Elect Director Ian G.H. Ashken Management For For

1.4 Elect Director Stefan Descheemaeker Management For For

Page 36: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

1.4 Elect Director Stefan Descheemaeker Management For For

1.5 Elect Director Jeremy Isaacs Management For For

1.6 Elect Director James E. Lillie Management For For

1.7 Elect Director Stuart M. MacFarlane Management For For

1.8 Elect Director Lord Myners of Truro Management For Against

1.9 Elect Director Victoria Parry Management For Against

1.10 Elect Director Simon White Management For For

1.11 Elect Director Samy Zekhout Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

NOVARTIS AG Meeting Date: FEB 28, 2020 Record Date: Meeting Type: ANNUALTicker: NOVN

Security ID: H5820Q150

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For

Did

Not

Vote

2 Approve Discharge of Board and Senior Management Management For

Did

Not

Vote

3 Approve Allocation of Income and Dividends of CHF 2.95 per Share Management For

Did

Not

Vote

4Approve CHF 30.2 Million Reduction in Share Capital via Cancellation of

Repurchased SharesManagement For

Did

Not

Vote

5.1 Approve Remuneration of Directors in the Amount of CHF 9 Million Management For

Did

Not

Vote

5.2Approve Maximum Remuneration of Executive Committee in the Amount of

CHF 93 MillionManagement For

Did

Not

Page 37: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

Vote

5.3 Approve Remuneration Report Management For

Did

Not

Vote

6.1 Reelect Joerg Reinhardt as Director and Board Chairman Management For

Did

Not

Vote

6.2 Reelect Nancy Andrews as Director Management For

Did

Not

Vote

6.3 Reelect Ton Buechner as Director Management For

Did

Not

Vote

6.4 Reelect Patrice Bula as Director Management For

Did

Not

Vote

6.5 Reelect Srikant Datar as Director Management For

Did

Not

Vote

6.6 Reelect Elizabeth Doherty as Director Management For

Did

Not

Vote

6.7 Reelect Ann Fudge as Director Management For

Did

Not

Vote

6.8 Reelect Frans van Houten as Director Management For

Did

Not

Vote

6.9 Reelect Andreas von Planta as Director Management For

Did

Not

Vote

6.10 Reelect Charles Sawyers as Director Management For

Did

Not

Vote

6.11 Reelect Enrico Vanni as Director Management For

Did

Not

Vote

Page 38: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

Vote

6.12 Reelect William Winters as Director Management For

Did

Not

Vote

6.13 Elect Bridgette Heller as Director Management For

Did

Not

Vote

6.14 Elect Simon Moroney as Director Management For

Did

Not

Vote

7.1 Reappoint Patrice Bula as Member of the Compensation Committee Management For

Did

Not

Vote

7.2 Reappoint Srikant Datar as Member of the Compensation Committee Management For

Did

Not

Vote

7.3 Reappoint Enrico Vanni as Member of the Compensation Committee Management For

Did

Not

Vote

7.4 Reappoint William Winters as Member of the Compensation Committee Management For

Did

Not

Vote

7.5 Appoint Bridgette Heller as Member of the Compensation Committee Management For

Did

Not

Vote

8 Ratify PricewaterhouseCoopers AG as Auditors Management For

Did

Not

Vote

9 Designate Peter Zahn as Independent Proxy Management For

Did

Not

Vote

10 Transact Other Business (Voting) Management For

Did

Not

Vote

NRG ENERGY, INC.

Page 39: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

Meeting Date: APR 30, 2020 Record Date: MAR 02, 2020 Meeting Type: ANNUAL

Ticker: NRG

Security ID: 629377508

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director E. Spencer Abraham Management For For

1b Elect Director Antonio Carrillo Management For For

1c Elect Director Matthew Carter, Jr. Management For For

1d Elect Director Lawrence S. Coben Management For For

1e Elect Director Heather Cox Management For For

1f Elect Director Mauricio Gutierrez Management For For

1g Elect Director Paul W. Hobby Management For For

1h Elect Director Alexandra Pruner Management For For

1i Elect Director Anne C. Schaumburg Management For For

1j Elect Director Thomas H. Weidemeyer Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify KPMG LLP as Auditors Management For For

ONEOK, INC. Meeting Date: MAY 20, 2020 Record Date: MAR 23, 2020 Meeting Type: ANNUALTicker: OKE

Security ID: 682680103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Brian L. Derksen Management For For

1.2 Elect Director Julie H. Edwards Management For For

1.3 Elect Director John W. Gibson Management For For

1.4 Elect Director Mark W. Helderman Management For For

1.5 Elect Director Randall J. Larson Management For For

1.6 Elect Director Steven J. Malcolm Management For For

Page 40: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

1.6 Elect Director Steven J. Malcolm Management For For

1.7 Elect Director Jim W. Mogg Management For For

1.8 Elect Director Pattye L. Moore Management For For

1.9 Elect Director Gary D. Parker Management For For

1.10 Elect Director Eduardo A. Rodriguez Management For For

1.11 Elect Director Terry K. Spencer Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

OPEN HOUSE CO., LTD. Meeting Date: DEC 18, 2019 Record Date: SEP 30, 2019 Meeting Type: ANNUALTicker: 3288

Security ID: J3072G101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Non-Voting Meeting Note Management N/A N/A

2 Allocation of Profits/Dividends Management For For

3 Amendments to Articles Management For For

4 Elect Kazumi Ido as Alternate Statutory Auditor Management For For

PALTAC CORP. Meeting Date: JUN 23, 2020 Record Date: MAR 31, 2020 Meeting Type: ANNUALTicker: 8283

Security ID: J6349W106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Mikita, Kunio Management For For

1.2 Elect Director Kasutani, Seiichi Management For For

1.3 Elect Director Noma, Masahiro Management For For

1.4 Elect Director Moriya, Akiyoshi Management For For

1.5 Elect Director Shimada, Masaharu Management For For

Page 41: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

1.5 Elect Director Shimada, Masaharu Management For For

1.6 Elect Director Yogo, Katsutoshi Management For For

1.7 Elect Director Oishi, Kaori Management For For

1.8 Elect Director Asada, Katsumi Management For For

2.1 Appoint Statutory Auditor Kanaoka, Yukihiro Management For Against

2.2 Appoint Statutory Auditor Kotera, Yohei Management For Against

PRUDENTIAL PLC Meeting Date: OCT 15, 2019 Record Date: Meeting Type: ORDINARYTicker: PRU

Security ID: G72899100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Demerger Management For Against

2 Elect Yok Tak Amy Yip Management For For

3 Non-Voting Meeting Note Management N/A N/A

PRUDENTIAL PLC Meeting Date: MAY 14, 2020 Record Date: MAY 12, 2020 Meeting Type: ANNUALTicker: PRU

Security ID: G72899100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For For

2 Approve Remuneration Report Management For For

3 Approve Remuneration Policy Management For For

4 Elect Jeremy Anderson as Director Management For For

5 Elect Shriti Vadera as Director Management For For

6 Re-elect Mark Fitzpatrick as Director Management For For

7 Re-elect David Law as Director Management For For

8 Re-elect Paul Manduca as Director Management For For

Page 42: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

9 Re-elect Kaikhushru Nargolwala as Director Management For For

10 Re-elect Anthony Nightingale as Director Management For For

11 Re-elect Philip Remnant as Director Management For For

12 Re-elect Alice Schroeder as Director Management For For

13 Re-elect James Turner as Director Management For For

14 Re-elect Thomas Watjen as Director Management For For

15 Re-elect Michael Wells as Director Management For For

16 Re-elect Fields Wicker-Miurin as Director Management For For

17 Re-elect Amy Yip as Director Management For For

18 Reappoint KPMG LLP as Auditors Management For For

19 Authorise the Audit Committee to Fix Remuneration of Auditors Management For For

20 Authorise EU Political Donations and Expenditure Management For For

21 Authorise Issue of Equity Management For For

22 Authorise Issue of Equity to Include Repurchased Shares Management For For

23 Authorise Issue of Equity without Pre-emptive Rights Management For For

24Authorise Issue of Equity without Pre-emptive Rights in Connection with an

Acquisition or Other Capital InvestmentManagement For For

25Authorise Issue of Equity in Connection with the Issue of Mandatory

Convertible SecuritiesManagement For For

26Authorise Issue of Equity without Pre-emptive Rights in Connection with the

Issue of Mandatory Convertible SecuritiesManagement For For

27 Authorise Market Purchase of Ordinary Shares Management For For

28 Authorise the Company to Call General Meeting with Two Weeks' Notice Management For Against

QBE INSURANCE GROUP LIMITED Meeting Date: MAY 07, 2020 Record Date: MAY 05, 2020 Meeting Type: ANNUALTicker: QBE

Security ID: Q78063114

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

2 Approve Remuneration Report Management For For

Page 43: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

3Approve Grant of Conditional Rights Under the 2020 QBE LTI Plan to

Patrick ReganManagement For For

4a Elect K Lisson as Director Management For For

4b Elect M Wilkins as Director Management For For

5a

Approve the Amendments to the Company's Constitution Promoted by

Market Forces and Australian EthicalShareholder Against Against

5b Approve Exposure Reduction Targets Shareholder Against Against

6aApprove the Amendments to the Company's Constitution Promoted by The

Colong Foundation for Wilderness LtdShareholder Against Against

6b Approve QBE World Heritage Policy Shareholder Against Against

RADIAN GROUP INC. Meeting Date: MAY 13, 2020 Record Date: MAR 16, 2020 Meeting Type: ANNUALTicker: RDN

Security ID: 750236101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Herbert Wender Management For For

1b Elect Director Brad L. Conner Management For For

1c Elect Director Howard B. Culang Management For For

1d Elect Director Debra Hess Management For For

1e Elect Director Lisa W. Hess Management For For

1f Elect Director Lisa Mumford Management For For

1g Elect Director Gaetano Muzio Management For For

1h Elect Director Gregory V. Serio Management For For

1i Elect Director Noel J. Spiegel Management For For

1j Elect Director Richard G. Thornberry Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

REGENERON PHARMACEUTICALS, INC.

Page 44: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

Meeting Date: JUN 12, 2020 Record Date: APR 14, 2020 Meeting Type: ANNUALTicker: REGN

Security ID: 75886F107

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director N. Anthony Coles Management For For

1b Elect Director Joseph L. Goldstein Management For For

1c Elect Director Christine A. Poon Management For For

1d Elect Director P. Roy Vagelos Management For For

1e Elect Director Huda Y. Zoghbi Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

3 Amend Omnibus Stock Plan Management For Against

4 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

SAMSUNG ELECTRONICS CO., LTD. Meeting Date: MAR 18, 2020 Record Date: DEC 31, 2019 Meeting Type: ANNUALTicker: 005930

Security ID: Y74718100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Approve Financial Statements and Allocation of Income Management For For

2.1 Elect Han Jong-hee as Inside Director Management For For

2.2 Elect Choi Yoon-ho as Inside Director Management For For

3 Approve Total Remuneration of Inside Directors and Outside Directors Management For For

SERVICENOW, INC. Meeting Date: JUN 17, 2020 Record Date: APR 20, 2020 Meeting Type: ANNUALTicker: NOW

Security ID: 81762P102

Page 45: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director William R. "Bill" McDermott Management For For

1b Elect Director Anita M. Sands Management For For

1c Elect Director Dennis M. Woodside Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

3 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

4 Declassify the Board of Directors Management For For

5 Advisory Vote on Say on Pay Frequency Management One Year

One

Year

SIG COMBIBLOC GROUP AG Meeting Date: APR 07, 2020 Record Date: Meeting Type: ANNUALTicker: SIGN

Security ID: H76406117

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accept Financial Statements and Statutory Reports Management For

Did

Not

Vote

2 Approve Discharge of Board and Senior Management Management For

Did

Not

Vote

3 Approve Allocation of Income and Omission of Dividends Management For

Did

Not

Vote

4Approve Dividends of CHF 0.38 per Share from Capital Contribution

Reserves

Management For

Did

Not

Vote

5.1 Approve Remuneration Report (Non-Binding) Management For

Did

Not

Vote

5.2 Approve Remuneration of Directors in the Amount of CHF 2.1 Million Management For

Did

Not

Vote

Page 46: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

Vote

5.3

Approve Remuneration of Executive Committee in the Amount of CHF 18

MillionManagement For

Did

Not

Vote

6.1.1 Reelect Werner Bauer as Director Management For

Did

Not

Vote

6.1.2 Reelect Wah-Hui Chu as Director Management For

Did

Not

Vote

6.1.3 Reelect Colleen Goggins as Director Management For

Did

Not

Vote

6.1.4 Reelect Mariel Hoch as Director Management For

Did

Not

Vote

6.1.5 Reelect Matthias Waehren as Director Management For

Did

Not

Vote

6.1.6 Reelect Nigel Wright as Director Management For

Did

Not

Vote

6.1.7 Reelect Andreas Umbach as Director Management For

Did

Not

Vote

6.2 Reelect Andreas Umbach as Board Chairman Management For

Did

Not

Vote

6.3.1 Reappoint Wah-Hui Chu as Member of the Compensation Committee Management For

Did

Not

Vote

6.3.2 Reappoint Colleen Goggins as Member of the Compensation Committee Management For

Did

Not

Vote

6.3.3 Reappoint Mariel Hoch as Member of the Compensation Committee Management For

Did

Page 47: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

6.3.3 Reappoint Mariel Hoch as Member of the Compensation Committee Management ForNot

Vote

7 Approve Creation of CHF 640,106 Pool of Capital without Preemptive Rights Management For

Did

Not

Vote

8 Designate Keller KLG as Independent Proxy Management For

Did

Not

Vote

9 Ratify PricewaterhouseCoopers AG as Auditors Management For

Did

Not

Vote

10 Transact Other Business (Voting) Management For

Did

Not

Vote

SUMMIT MATERIALS, INC. Meeting Date: MAY 19, 2020 Record Date: MAR 25, 2020 Meeting Type: ANNUALTicker: SUM

Security ID: 86614U100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director John R. Murphy Management For For

1.2 Elect Director Steven H. Wunning Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify KPMG LLP as Auditors Management For For

TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Meeting Date: JUN 09, 2020 Record Date: APR 09, 2020 Meeting Type: ANNUALTicker: 2330

Security ID: 874039100

Proposal No Proposal Proposed By ManagementRecommendation Vote Cast

1 Approve Business Operations Report and Financial Statements Management For For

Page 48: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

1 Approve Business Operations Report and Financial Statements Management For For

2 Amend Procedures for Lending Funds to Other Parties Management For For

3.1

Elect Yancey Hai, with SHAREHOLDER NO.D100708xxx as Independent

DirectorManagement For Withhold

TEXAS INSTRUMENTS INCORPORATED Meeting Date: APR 23, 2020 Record Date: FEB 24, 2020 Meeting Type: ANNUALTicker: TXN

Security ID: 882508104

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Mark A. Blinn Management For For

1b Elect Director Todd M. Bluedorn Management For For

1c Elect Director Janet F. Clark Management For For

1d Elect Director Carrie S. Cox Management For For

1e Elect Director Martin S. Craighead Management For For

1f Elect Director Jean M. Hobby Management For For

1g Elect Director Michael D. Hsu Management For For

1h Elect Director Ronald Kirk Management For For

1i Elect Director Pamela H. Patsley Management For For

1j Elect Director Robert E. Sanchez Management For For

1k Elect Director Richard k. Templeton Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Ernst & Young LLP as Auditors Management For For

THE COCA-COLA COMPANY Meeting Date: APR 22, 2020 Record Date: FEB 24, 2020 Meeting Type: ANNUALTicker: KO

Security ID: 191216100

Proposal No Proposal Proposed By Management Vote

Page 49: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

Recommendation Cast1.1 Elect Director Herbert A. Allen Management For For

1.2 Elect Director Marc Bolland Management For Against

1.3 Elect Director Ana Botin Management For For

1.4 Elect Director Christopher C. Davis Management For For

1.5 Elect Director Barry Diller Management For For

1.6 Elect Director Helene D. Gayle Management For For

1.7 Elect Director Alexis M. Herman Management For For

1.8 Elect Director Robert A. Kotick Management For For

1.9 Elect Director Maria Elena Lagomasino Management For For

1.10 Elect Director James Quincey Management For For

1.11 Elect Director Caroline J. Tsay Management For For

1.12 Elect Director David B. Weinberg Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Ernst & Young LLP as Auditor Management For For

4 Report on the Health Impacts and Risks of Sugar in the Company's Products Shareholder Against Against

THE SHERWIN-WILLIAMS COMPANY Meeting Date: APR 22, 2020 Record Date: FEB 27, 2020 Meeting Type: ANNUALTicker: SHW

Security ID: 824348106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Kerrii B. Anderson Management For For

1.2 Elect Director Arthur F. Anton Management For For

1.3 Elect Director Jeff M. Fettig Management For For

1.4 Elect Director Richard J. Kramer Management For For

1.5 Elect Director Susan J. Kropf Management For For

1.6 Elect Director John G. Morikis Management For For

1.7 Elect Director Christine A. Poon Management For For

1.8 Elect Director Michael H. Thaman Management For For

Page 50: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

1.8 Elect Director Michael H. Thaman Management For For

1.9 Elect Director Matthew Thornton, III Management For For

1.10 Elect Director Steven H. Wunning Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Ernst & Young LLP as Auditors Management For For

THE WALT DISNEY COMPANY Meeting Date: MAR 11, 2020 Record Date: JAN 13, 2020 Meeting Type: ANNUALTicker: DIS

Security ID: 254687106

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Susan E. Arnold Management For For

1b Elect Director Mary T. Barra Management For For

1c Elect Director Safra A. Catz Management For For

1d Elect Director Francis A. deSouza Management For For

1e Elect Director Michael B.G. Froman Management For For

1f Elect Director Robert A. Iger Management For For

1g Elect Director Maria Elena Lagomasino Management For For

1h Elect Director Mark G. Parker Management For For

1i Elect Director Derica W. Rice Management For For

2 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

4 Amend Omnibus Stock Plan Management For For

5 Report on Lobbying Payments and Policy Shareholder Against Against

THERMO FISHER SCIENTIFIC INC. Meeting Date: MAY 20, 2020 Record Date: MAR 27, 2020 Meeting Type: ANNUALTicker: TMO

Security ID: 883556102

Page 51: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Marc N. Casper Management For For

1b Elect Director Nelson J. Chai Management For For

1c Elect Director C. Martin Harris Management For For

1d Elect Director Tyler Jacks Management For For

1e Elect Director Judy C. Lewent Management For For

1f Elect Director Thomas J. Lynch Management For For

1g Elect Director Jim P. Manzi Management For For

1h Elect Director James C. Mullen Management For For

1i Elect Director Lars R. Sorensen Management For For

1j Elect Director Debora L. Spar Management For For

1k Elect Director Scott M. Sperling Management For For

1l Elect Director Dion J. Weisler Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify PricewaterhouseCoopers LLP as Auditor Management For For

UBER TECHNOLOGIES, INC. Meeting Date: MAY 11, 2020 Record Date: MAR 16, 2020 Meeting Type: ANNUALTicker: UBER

Security ID: 90353T100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Ronald Sugar Management For For

1b Elect Director Ursula Burns Management For For

1c Elect Director Robert Eckert Management For For

1d Elect Director Amanda Ginsberg Management For For

1e Elect Director Dara Khosrowshahi Management For For

1f Elect Director Wan Ling Martello Management For For

1g Elect Director Yasir Al-Rumayyan Management For For

1h Elect Director John Thain Management For For

Page 52: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

1h Elect Director John Thain Management For For

1i Elect Director David I. Trujillo Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For Against

3 Advisory Vote on Say on Pay Frequency Management One Year

One

Year

4 Ratify PricewaterhouseCoopers LLP as Auditors Management For For

UNION PACIFIC CORPORATION Meeting Date: MAY 14, 2020 Record Date: MAR 20, 2020 Meeting Type: ANNUALTicker: UNP

Security ID: 907818108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Andrew H. Card, Jr. Management For For

1b Elect Director William J. DeLaney Management For For

1c Elect Director David B. Dillon Management For For

1d Elect Director Lance M. Fritz Management For For

1e Elect Director Deborah C. Hopkins Management For For

1f Elect Director Jane H. Lute Management For For

1g Elect Director Michael R. McCarthy Management For For

1h Elect Director Thomas F. McLarty, III Management For For

1i Elect Director Bhavesh V. Patel Management For For

1j Elect Director Jose H. Villarreal Management For For

1k Elect Director Christopher J. Williams Management For For

2 Ratify Deloitte & Touche LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Require Independent Board Chairman Shareholder Against Against

5 Report on Climate Change Shareholder Against Against

VERTEX PHARMACEUTICALS INCORPORATED Meeting Date: JUN 03, 2020 Record Date: APR 09, 2020

Page 53: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

Meeting Type: ANNUALTicker: VRTX

Security ID: 92532F100

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Sangeeta N. Bhatia Management For For

1.2 Elect Director Lloyd Carney Management For For

1.3 Elect Director Alan Garber Management For For

1.4 Elect Director Terrence Kearney Management For For

1.5 Elect Director Reshma Kewalramani Management For For

1.6 Elect Director Yuchun Lee Management For For

1.7 Elect Director Jeffrey M. Leiden Management For For

1.8 Elect Director Margaret G. McGlynn Management For For

1.9 Elect Director Diana McKenzie Management For For

1.10 Elect Director Bruce I. Sachs Management For For

2 Ratify Ernst & Young LLP as Auditors Management For For

3 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

4 Report on Lobbying Payments and Policy Shareholder Against For

WALMART INC. Meeting Date: JUN 03, 2020 Record Date: APR 09, 2020 Meeting Type: ANNUALTicker: WMT

Security ID: 931142103

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1a Elect Director Cesar Conde Management For For

1b Elect Director Timothy P. Flynn Management For For

1c Elect Director Sarah J. Friar Management For For

1d Elect Director Carla A. Harris Management For For

1e Elect Director Thomas W. Horton Management For For

1f Elect Director Marissa A. Mayer Management For For

1g Elect Director C. Douglas McMillon Management For For

Page 54: UNITED STATES SECURITIES AND EXCHANGE COMMISSION · 2019-08-12 · UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD

1g Elect Director C. Douglas McMillon Management For For

1h Elect Director Gregory B. Penner Management For For

1i Elect Director Steven S Reinemund Management For For

1j Elect Director S. Robson Walton Management For For

1k Elect Director Steuart L. Walton Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3 Ratify Ernst & Young LLP as Auditors Management For For

4 Amend Qualified Employee Stock Purchase Plan Management For For

5 Report on Impacts of Single-Use Plastic Bags Shareholder Against For

6 Report on Supplier Antibiotics Use Standards Shareholder Against Against

7 Adopt Policy to Include Hourly Associates as Director Candidates Shareholder Against Against

8 Report on Strengthening Prevention of Workplace Sexual Harassment Shareholder Against For

WASTE CONNECTIONS, INC. Meeting Date: MAY 15, 2020 Record Date: MAR 19, 2020 Meeting Type: ANNUAL/SPECIALTicker: WCN

Security ID: 94106B101

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1.1 Elect Director Ronald J. Mittelstaedt Management For For

1.2 Elect Director Edward E. "Ned" Guillet Management For For

1.3 Elect Director Michael W. Harlan Management For For

1.4 Elect Director Larry S. Hughes Management For For

1.5 Elect Director Worthing F. Jackman Management For For

1.6 Elect Director Elise L. Jordan Management For For

1.7 Elect Director Susan "Sue" Lee Management For For

1.8 Elect Director William J. Razzouk Management For For

2 Advisory Vote to Ratify Named Executive Officers' Compensation Management For For

3Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their

RemunerationManagement For For

4 Approve Qualified Employee Stock Purchase Plan Management For For

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4 Approve Qualified Employee Stock Purchase Plan Management For For

YELLOW CAKE PLC Meeting Date: JUL 17, 2019 Record Date: Meeting Type: ANNUALTicker: YCA

Security ID: G98334108

Proposal No Proposal Proposed By ManagementRecommendation

VoteCast

1 Accounts and Reports Management For For

2 Elect Anthony Tudor St. John Management For For

3 Elect Andre Liebenberg Management For For

4 Elect Carole Whittall Management For For

5 Elect Sofia Bianchi Management For For

6 Elect Alexander Downer Management For For

7 Elect Alan Rule Management For For

8 Appointment of Auditor Management For For

9 Authority to Set Auditor's Fees Management For For

10 Authority to Issue Shares w/ Preemptive Rights Management For For

11 Authority to Issue Shares w/o Preemptive Rights Management For For

12 Authority to Repurchase Shares Management For For

Any ballot marked 'Abstain' is considered to have been voted. Ballots marked 'Abstain' are considered to have been voted against management's

recommendation if management's recommendation is 'For' or 'Against,' and for management's recommendation if management's

recommendation is 'Abstain.' Where management has recommended that shareholders 'Abstain' from voting on a ballot item, a ballot marked

'For' or 'Against' is considered to have been voted against management's recommendation to 'Abstain.'

Where management has made no recommendation on a ballot item, 'N/A' is used to indicate that there is no management recommendation that a

shareholder may vote 'For' or 'Against.'

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the

undersigned, thereunto duly authorised.

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REGISTRANT: Putnam Global Equity Fund

BY: /s/Jonathan S. Horowitz

NAME: Jonathan S. Horowitz

TITLE: Executive Vice President, Principal Executive Officer and Compliance Liaison

DATE: AUGUST 19, 2020