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UNIVERSITY COLLEGE LONDON MSc Conservation Please complete the following declaration and hand this form in with your MSc Research Project. I, Claire Thorpe hereby declare : (a) that this MSc Project is my own original work and that all source material used is acknowledged therein; (b) that it has been prepared specially for the MSc in Conservation of University College London; (c) that it does not contain any material previously submitted to the Examiners of this or any other University, or any material previously submitted for any other examination. Signed : cthorpe Date : 2/9/15

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Page 1: UNIVERSITY COLLEGE LONDON MSc Conservation · The recent Caribbean Challenge Initiative (CCI), set up by Caribbean governments impatient for change, aims to link governments and corporations

UNIVERSITY COLLEGE LONDON

MSc Conservation

Please complete the following declaration and hand this form in with your MSc

Research Project.

I, Claire Thorpe

hereby declare :

(a) that this MSc Project is my own original work and that all source material

used is acknowledged therein;

(b) that it has been prepared specially for the MSc in Conservation of

University College London;

(c) that it does not contain any material previously submitted to the Examiners

of this or any other University, or any material previously submitted for any

other examination.

Signed : cthorpe

Date : 2/9/15

Page 2: UNIVERSITY COLLEGE LONDON MSc Conservation · The recent Caribbean Challenge Initiative (CCI), set up by Caribbean governments impatient for change, aims to link governments and corporations

A Governance Analysis of Bluefields

Bay Special Fisheries Conservation

Area, Jamaica

Claire Thorpe

11,987 words

Thesis submitted for the degree of MSc Conservation, Dept of

Geography,

UCL (University College London)

Supervised by Dr Peter Jones

September 2015

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Abstract

Marine Protected Areas are becoming an increasingly important tool in marine

conservation, as both natural and anthropogenic threats rise. If these newly created MPAs

are to achieve conservation, social and developmental goals their governance methods

must be examined for effectiveness. Discussions about the best frameworks for governance

are long-standing with early arguments over top-down or bottom-up approaches giving rise

to the popularity of more balanced and flexible co-management styles. In this study of

Bluefields Bay Special Fisheries Conservation Area in Westmoreland, southwest Jamaica,

Jones’ MPA Governance Framework was used to assess the governance approach,

effectiveness of meeting conservation goals and aspects to be improved or incorporated in

future. Jamaica is often used as an example of over-fishing at its worst. Within the

Caribbean region pressure on fish stocks has been highest here, resulting in depleted

biodiversity and degraded marine ecosystems. 2.1 million tourists annually are an additional

environmental stressor; leading to a real need for effective marine conservation on the

island. BBSFCA is Jamaica’s largest sanctuary and is entirely no-take. It is unusual in that the

local community themselves pushed the government for protection and wardens patrol on a

part voluntary basis to give 24 hour coverage.

Initial document analysis was combined with semi-structured interviews, group discussions

and participant observation to fully assess the governance of BBSFCA in line with the MPAGF

structure. The governance approach for BBSFCA is community-led with co-management

between the government and BBFFS wardens. The results from the governance analysis

showed that while there are significant conflicts to the achievement of the MPA objectives

the majority of these are being addressed. Driving factors of conflicts are poverty, lack of

long-term education and the Jamaican legacy of disregard for laws all of which are beyond

the control of BBFFS but efforts are being made to combat these where possible. An

effectiveness score of three is given to the MPA. In future there must be a continued focus

on biodiversity conservation while further improving quality of life for local people. By

implementing the business management plan currently being formulated BBFFS will become

financially self-sufficient thus allowing benefits to spread to the wider community and

increasing participation and compliance. This improvement in governance will benefit not

only the people of Bluefields but nature conservation throughout Jamaica.

This document contains 11,987 words

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Abbreviations

AOSIS - Alliance of Small Island States

BBFFS - Bluefields Bay Fishermen Friendly Society

BBSFCA - Bluefields Bay Special Fisheries Conservation Area

C-FISH Caribbean Fish Sanctuary Partnership Initiative

CBD - Convention on Biological Diversity

CBO - Community Based Organisation

CCI - Caribbean Challenge Initiative

ENGO- Environmental Non-Governmental Organisation

IOCARIBE - Intergovernmental Oceanographic Commission for the Caribbean and Adjacent

Regions

IUCN – International Union for the Conservation of Nature

MOAF - Ministry of Agriculture and Fisheries

MPA - Marine Protected Area

MPAG - Marine Protected Area Governance

NEPA - National Environment Protection Agency

SFCA - Special Fisheries Conservation Area

SWFFA - South West Fishermen Friendly Alliance

UNESCO - United Nations Educational, Scientific and Cultural Organisation

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Table of Contents

1 Introduction……………………………………………………………………………………………………………p6-9

1.1 Objectives p9

2 Literature Review…………………………………………………………………………………………………p10-18

2.1 Governance p10

2.2 Top-down Governance p11

2.3 Bottom-up Governance p12

2.4 Market-led Governance p14

2.5 Co-management p14

2.6 Governance in the Caribbean p17

3 Methodology………………………………………………………………………………………………………..p19-24

3.1 Document Analysis p19

3.2 Interview Techniques p19

3.3 Interviewee Selection p22

3.4 Participant Observation p22

3.5 Issues and Challenges p22

3.6 Data Analysis p23

4 Results and Discussion………………………………………………………………………………………….p25-44

4.1 Context p25

4.2 Objectives p27

4.3 Drivers and Conflicts p28

4.4 Governance Approach p33

4.5 Effectiveness p36

4.6 Incentives p38

4.7 Cross-cutting Themes p43

5 Conclusion……………………………………………………………………………………………………………p45-46

Autocritique………………………………………………………………………………………………………………p47

References……………………………………………………………………………………………………………..p48-56

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Figures, Boxes and Tables

List of Tables

Table 1: Coded Interviewees Removed

Table 2: List of Incentives p24

Table 3: Incentives Used, Improved or Needed p43

List of Figures

Figure 1: Map of Jamaica’s SFCAs p9

Figure 2: Top-down Governance p12

Figure 3: Bottom-up Polycentric Governance p14

Figure 4: Co-evolutionary Hierarchical Governance p16

Figure 5: BBSFCA Map p27

Figure 6: Stakeholder Links at BBSFCA p35

Figure 7: Graph of Total Animals Caught Inside and Outside BBSFCA 2013-2014 p37

Figure 8: Socioeconomic Map of Bluefields p39

List of Boxes

Box 1: Interview Semi-structure p21

Box 2: Context of MPA p25

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1 Introduction

The Earth’s surface is 65% ocean, and these oceans contain 50-80% of all life on this planet

(UNESCO, 2012). The ocean provides humans with a carbon dioxide sink, temperature

regulation, transport, food, recreation and a plethora of other services. Three billion people

depend on fish, predominantly marine fish, for 20% of their animal protein and this figure

often rises in developing countries (FAO, 2014). Despite their importance we are not

protecting our oceans for future generations. It is estimated that 70% of fish stocks are

unsustainably exploited, we pump pollutants into the sea, destroy marine habitats and man-

made climate change is irreversibly changing the global systems that regulate the ocean

(IPSO, 2013). Assessments of fish stocks in particular have led to dire predictions for marine

ecosystems (Worm et al, 2006; Hutchings, 2000) and highlight the urgent need for better

management of our oceans.

Anthropogenic threats to marine biodiversity were internationally noted for the first time at

the UN Conference on the Human Environment, 1972, resulting in many resolutions on

conservation including commitments to protect marine life (Jones, 2014). Marine protected

areas (MPAs) are one of the solutions commonly suggested as a way to help combat the

effects humans have had on the ocean (Aburto-Oropeza et al, 2011; Kelaher et al, 2014;

Moland et al, 2013). MPAs are defined by the UN as:

“An area of land and/or sea especially dedicated to the protection of

biological diversity, and of natural and associated cultural resources,

and managed through legal or other effective means” (IUCN, 1994).

The Convention on Biological Diversity (CBD) in 1992 was one of the first to put forward

ambitious targets for MPAs; aiming for 10% of the ocean protected by 2020. This has led to

increased public interest in the protection of our oceans, however progress has been much

slower than terrestrial PAs and protected marine area must rise by 2.2million km2 to meet

CBD targets (UNEP, 2014). The aim of MPAs is to reverse or mitigate negative anthropogenic

impacts which have led to the declining state of our oceans.

However studies have shown that only 24% of MPAs assessed at a global level are soundly

managed, with no-take reserves being the most successful (UNEP, 2014). In order to

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ameliorate the situation countries are beginning to act to increase effectiveness and

improve management of existing MPAs by altering or implementing governance

approaches. This has led to numerous papers detailing methods for effective management

of MPAs and best governance methods (Gjerde et al, 2013; Mora et al, 2009) and

consequently tools for analysis of MPA governance (MPAG) (Chape et al, 2005; Ostrom,

2009). In this study the MPAG framework for analysis devised by Jones (2014) is used to

assess the chosen MPA in Jamaica.

In the Caribbean over 50% of the population live within 1.5km of the coast and many people

depend on subsistence fishing for protein (UNCSD, 2012). Unfortunately the majority of

countries here have a history of poor management and over-exploitation of fisheries (Salas

et al, 2007). IOCARIBE was set up in 1968 to increase cooperation within the region and

increase links between marine specialists and politicians to improve the Caribbean marine

ecosystem and promote sustainable development (Montero, 2010). Now IOCARIBE and

UNESCO jointly find funding for projects in the region leading to improvements in

management and biodiversity. The recent Caribbean Challenge Initiative (CCI), set up by

Caribbean governments impatient for change, aims to link governments and corporations in

order to provide a sustainable plan for protecting the Caribbean marine ecosystem. The

main target is for 20% of Caribbean marine and coastal environment to be effectively

protected by 2020 (CCI, 2013). As of 2010 6.42% of the Caribbean marine area is protected,

higher than the global average of 5.55% (IUCN, 2010); but achieving the 20% target by 2020

will be extremely challenging.

Jamaica is home to some of the world’s most over-fished seas, with up to 80% reductions in

fish biomass in the north and an absence of top trophic predators (Roberts, 2007). 18% of

Jamaica’s land area is protected and 15% of its marine area (NEPA, 2012), nevertheless

Jamaican commitments that go further than simply meeting targets as part of the CCI and

intend to increase protection to 25% of marine area by 2020 (CCI, 2013). Jamaica

established its first MPA in 1979 at Bogue Island Lagoon, Montego Bay, which aimed to

repopulate fish stocks. In 2008 a J$36.92 million fund was allocated for the creation of 10

new marine sanctuaries across the island (NEPA, 2010), now known as Special Fishery

Conservation Areas (SFCA), these are cooperatively managed between the government and

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CBOs or NGOs and are IUCN category IV protected areas (MOAF, 2011). The map in Figure 1

shows the location of all of Jamaica’s SFCAs.

This study focuses on the Bluefields Bay Special Fishery Conservation Area (BBSFCA) in

Westmoreland, southwest Jamaica; BBSFCA is underlined in Figure 1. The Southwest of

Jamaica is home to sporadically distributed reefs and large areas of seagrass beds and

mangroves (Hughes, 1994). It is the least populated and developed part of the island and

consequently bleaching events have been less severe and over-fishing more limited than the

heavily developed north coast (Goreau, 1992). The designation of SFCA is used in Jamaica

because non-native species, such as lionfish, can be removed and traps are put down bi-

annually for research purposes but existing definitions of a marine sanctuary do not allow

this activity. No fishing of any sort is permitted within the entirety of BBSFCA (CaMPAM,

2010). It is likely that the official terminology will return to marine sanctuary in the next year

as long-standing legislature is re-worded to allow the activities mentioned above. The term

MPA will be used interchangeably with SFCA within this study.

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Figure 1: Map of Jamaica’s SFCAs and marine features with BBSFCA underlined in red as

Bluefields Bay. Created by S.Lee of CARIBSAVE, 2012.

1.1 Objectives

This study aims to analyse the governance of BBSFCA through the application of Jones’

MPAG framework. A list of 36 incentives formulated by Jones will be used to determine

which incentives are being used effectively, which could be strengthened and which are yet

to be applied. The conflicts caused by designation of the MPA and the drivers of these

conflicts will also be examined, along with the overall effectiveness and future challenges

for the SCFA. The three main research aims are:

1. An in-depth governance analysis of BBSFCA using the framework created by Jones

(2014)

2. Examine the effectiveness of governance methods and framework in relation to

drivers of conflict and incentives used to meet conservation objectives of the MPA

3. Future recommendations to benefit BBSFCA and therefore nature conservation in

Jamaica

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2 Literature Review

2.1 Governance

Governance is a concept with a long history; the term originates from the Greek verb ‘to

steer’ (Jones, 2014:63) and use of the term has increased exponentially in the past two

centuries, despite being without a firm consensus on meaning (UN, 2006). The UN

commonly uses a general definition by Hirst (2000):

“the means by which an activity … is controlled or directed, such that it delivers an acceptable range of outcomes according to some established standard”

This study uses a more specific definition from Jones (2014:63):

“steering human behaviour through combinations of state, market and civil society approaches in order to achieve strategic objectives”

Governance styles can be used to enlarge the issues governments must focus on and

provide a framework for managing these issues (UN, 2006). Approaches to governance of

natural resources have evolved over time, with certain approaches more common at certain

periods, for example there has been a decline in top-down approaches with a rise of

community-based systems (Stoker, 1998; Dearden et al, 2005). Common pool resources,

such as oceans, require a complex adaptive system of governance to control their usage to

prevent a ‘tragedy of the commons’ and empower stakeholders (Ostrom, 1999). There are

three main sources of steer which affect the governance approach adopted; these are the

state, civil society and markets which respectively give rise to top-down, bottom-up and

market-led governance (Jones, 2014:64). Recently there has been greater focus on

promoting linkages between these institutions in order to integrate their knowledge such as

in polycentric or co-managed approaches (Kooiman et al., 2005:165).

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2.2 Top-down Governance

Historically governance has come from higher government levels; regulating what local

users do in a top-down style, see Figure 2. Top-down governance has been used in colonial

and post-colonial countries, occasionally with disastrous effects due to corruption and

mismanagement (Nielson et al, 2004). One such example of this is the Chagos Island reserve

which became entangled in development issues as the reserve (which banned fishing) was

proposed at the same time native people were permitted to return to the islands (De Santo

et al, 2011). This MPA was devised by the UK government, who ostensibly support bottom-

up approaches, but this was solely top-down and had the undesired effect of causing local

people to look negatively upon conservation efforts. This is a common issue with top-down

governance, which can cause stakeholders to reject regulations they see as forced upon

them, leading to the destruction of the resource (Christie & White, 2007). There is also

potential for a value-action gap in top-down governance when objectives for MPAs are

unclear and funding inadequate, leading to governments receiving positive press for their

conservation policies when in fact they have created paper parks (Develliers et al, 2014).

However, top-down governance also has examples of MPA success stories, although they

are predominantly in developed countries (De Santo et al, 2011). Countries such as Australia

and the UK have had success with top-down control as they have comparatively better

infrastructure for training and education, more resources and stronger and more effective

governance systems (Berkes & Shaw, 1986). Top-down control theoretically removes

complications around stakeholder involvement, reducing related costs and only involving

those essential to MPA effectiveness (Pomeroy & Douvere, 2008). The Great Barrier Reef

MPA is an example of successful top-down control; fisheries have been tightly regulated so

that total annual production is well below sustainable levels and species resilience to

perturbation has shown to be improved (Emslie et al, 2015). Similarly for Scottish fishers in

the North Sea, despite initial resistance to tight government quotas for cod, there has been

a change in attitude and behaviour leading to spawning stocks more than tripling since 2006

(Clover, 2015).

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Figure 2: Top-down governance approaches -each hierarchical level exerts control over the one below, from Jones, (2014).

2.3 Bottom-up Governance

Bottom-up governance has grown in popularity since the rise of neo-institutional theory and

is particularly useful when the central government is weak or decentralised, paving the way

for community action and control (Christie & White, 2007), Figure 3. Bottom-up governance

approaches are also often ‘place-based’ or polycentric (Jones, 2014:65) with local users

contributing their knowledge and experience to conservation efforts, thus engendering a

sense of pride and ownership within the community. Such approaches can be cost effective

and participatory, especially when polycentric bottom-up governance gives communities

the freedom to self-regulate (Aswani & Lauer, 2006).One of the most famous examples of

successful bottom-up governance is the Cabo Pulmo reserve in Mexico. Created by local

groups in the 1990s in response to declining catch and degraded ecosystems, the reserve

has now seen fish biomass increase by 463% and top predator numbers are more than ten

times higher than before the sanctuary. Local groups continue to be involved in

conservation, primarily through ecotourism ventures (Aburto-Oropeza et al, 2011; Havard et

al, 2015).

In areas with top down control local people can become marginalised, worsening

development issues; there is a fine balance to be struck between the exclusion of locals and

careless bottom-up governance that simply redistributes power structures and inequality

rather than eliminating them (Lane & Corbett, 2005). In Spain Paloma et al (2015) showed

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that when fishers considered themselves outside the governance system and their

knowledge ignored, conservation efforts were less effective. Future directions for bottom-

up governance include improving design by incorporating traditional knowledge with new

technologies such as GIS (Aswani & Lauer, 2006).

There are however criticisms of bottom-up governance. One such criticism is that bottom-

up governance does not eliminate the large scale inequality suffered by local people but

simply redistributes it while inequalities continue on smaller and smaller scales

(Brockington, 2004). Understanding the winners and losers in MPA design is vital to good

governance of all types, particularly given the unpredictability of environmental systems.

Walters (2004) claims that in some countries local knowledge is given too much value, with

an unsustainable amount of control ceded to decentralised MPAs. In the Philippines local

people were replanting mangroves long before conservation efforts began. However this

alters the forest structure and the community is likely to cut-down replanted forest; social

factors take priority so these replanted mangroves may not be as valuable to

conservationists as they originally seemed. Bottom-up styles of governance commonly

achieve either conservation objectives or development objectives, seldom both. To improve

this more monitoring of progress and effectiveness is required and education must be an

ongoing process to combat the challenges of marine resource governance (Shackleton et al,

2010).

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Figure 3: Bottom-up polycentric governance, from Jones (2014). Local areas are given a certain degree of autonomy often regulated by national or international regulation.

2.4 Market-led Governance

Market-led governance, having previously been rejected as a conservation approach, is

currently experiencing a rise in popularity together with related concepts such as ecosystem

services (Stavins, 2003). Finding sustainable sources of funding is a key aim for many MPAs

(McConney & Pena, 2012), as lack of funds will prevent MPAs from meeting objectives and

reduce their effectiveness while reliable income can help set specific targets for MPAs

(Hilborn, 2007). Market-led approaches often rely on creating a sense of ownership of the

resource through property rights, allowing stakeholders to ‘buy-in’ to conservation efforts

(Mansfield, 2006). This can also reduce conflicts between stakeholders and build trust

between institutions (Pomeroy & Douvere, 2008). In some cases this approach is

coordinated with top-down governance as taxes or entrance fees are used to raise money.

The linkage between economic rationality and environmental goals has been claimed to be

the most effective form of governance (Stavins, 2003; Hilborn, 2007).

2.5 Co-management

Clearly there are flaws in all of the above governance methods and there are fierce debates

over which is best. As a solution the approach of co-managed resources developed with the

aim of increasing flexibility in management, which is so crucial to dealing with the natural

stochasticity of fisheries (Kooiman et al, 2005:89). This combination of approaches prevents

one agency from controlling all aspects of governance and aims to place equal degrees of

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importance on all stakeholders and emphasise the role of communities (Agrawal & Gibson,

1999). Jones et al (2013) noted that MPA resilience to socio-ecological perturbation is

increased when incentives for conservation were diverse with a wide range of participatory

stakeholders and institutions highlighting the need for co-management. Resilience creates a

positive feedback loop as co-management strengthens communities, just as community

participation strengthens governance effectiveness (Jentoft, 2000). For example, in the

Philippines, Apo Island MPA was seen as an instance of highly effective bottom-up

governance which was in time centralised leading to conservation failures. A co-managed

approach, restoring participation and trust within the local community, will be essential to

revive the former success of the reserve (White et al, 2002).

Future directions for co-management include strengthening vertical and horizontal linkages

between all levels with the aim of a truly equal partnership between state and community

(thus tackling development issues). Fishermen in Spain pioneered a co-management

approach after facing declining catch weights. After initial surveys, additional stakeholders

were brought in in the form of scientists and environmentalists, promoting improved

understanding of the MPA benefits, high effectiveness and an increased number of linkages

in the governance approach (Perez-de-Oliveira, 2013). Working to improve intra-MPA

networks to increase the flow of information and share techniques to improve effectiveness

will increase conservation success across regions and even whole countries (Berkes, 2007).

Compared to other approaches adaptive co-management has even greater flexibility to

respond to oceanic change, and adapt to ongoing assessment of MPA effectiveness while

increasing participation and living standards (Brown, 2010). A study in Honduras showed

that co-management failed to fulfil MPA objectives whereas adaptive co-management had

more success. Finding the best governance style for an MPA can depend a lot on the

location, which is why regions often adopt similar approaches, such as emerging co-

management seen across the Caribbean (Brown & Pomeroy, 1999).

Finally, the theory of ‘co-evolutionary hierarchical governance’ formulated by Jones

(2014:72) considers the multidirectional linkages between state, market and society, see

Figure 4. It differs from co-management in that each stakeholder has a different role, still

maintaining aspects of flexibility but keeping conservation objectives as the primary focus.

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The state regulates and steers governance of the MPA while societal actors manage and

monitor (Jones, 2014). The MPAG framework used in this research was created from this

theory. The framework examines effectiveness by analysing conflict, and the drivers of it

and appropriateness of objectives (Jones, 2014:100). A list of 36 incentives was drawn up,

and each case study examines which are being used effectively, which could be

strengthened and which are lacking. Incentives are based around five categories each

contributing to different types of governance steer (page 1oflitrev); economic, knowledge,

interpretative, legal and participative. From case studies five types of governance approach

were identified; government-led, community-led, private, decentralised and ineffective

(Jones, 2014:174). These are flexible frameworks which could possibly be used by new or

developing MPAs to improve their effectiveness.

Figure 4: Co-evolutionary hierarchical governance, from Jones, 2014

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2.6 Governance in the Caribbean

The Caribbean has a history of MPA mismanagement; in particular many became entangled

in unregulated credit loans to the community so lost the trust of local people (Espeut, 1992).

This places great importance on future governance being transparent and accountable if

stakeholders are to participate. The cost for not protecting Caribbean marine resources is

high; creating an urgent need for better governance linkage between countries as

country-level mismanagement has knock-on effects elsewhere (Chakalall etal, 2007). Top-

down governance is seen in overseas territories such as Guadeloupe, while others have

opted for a more bottom-up or co-managed approach (Geoghegan &Renard, 2002). So far

participation of local groups and organised action by fishers has been limited; where it has

occurred they were quite successful but there has been conflict over non-universal inclusion

and unequal division of benefits (Geoghegan &Renan, 2002). One example of successful

local participation is St Lucia, where negotiations and consensus before co-management

began led to high compliance and therefore effectiveness (Brown & Pomeroy, 1999).

Many Caribbean countries are signatories of international and regional treaties such as the

CBD and the CCI, however the national level is less organised, with many countries relying

on NGOs for funding and management (Chakalall et al, 2007). Governance models aiming

for economic self-reliance of the MPA have had initial success but this has often plateaued

after reaching an ecological limit where further tourist activity, such as diving, would

degrade the resource (Dixon et al, 1995). Finding a balance between ecological recovery and

economic growth will be one of the biggest challenges to overcome in Caribbean marine

conservation.

Jamaica’s fish are the most heavily exploited in the Caribbean and management lags behind

other countries; with 90% fewer predatory fish than the least-exploited island of Bonaire

(Figueroa, 2005; Roberts, 2007:234). The current system of co-managed MPAs and strong

commitments to increasing fish stocks show that Jamaica aims high, however not enough

support is given to the NGOs and groups running the sanctuaries. In particular education is

needed as fishers are frequently illiterate so lack the skills and knowledge to manage

accounts and monitor MPAs (Espeut, 1992). Often countries with failing governance have a

weak government, leading to paper parks; Jamaica’s corruption is high (ranked 85th out of

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175 countries on Transparency International) so local control must be part of marine

conservation if it to be successful (Hilborn, 2007). Social factors can derail this though, as

there is a legacy in Jamaica of disregard for laws and disempowerment through authority

leading to a lack of consensus and consequently reduced efficacy of MPAs (Figueroa, 2005).

Creation or alteration of policy in Jamaica is highly politicised and centralised, especially

with regards to development (Figueroa, 2005). The funding and legislation for MPAs in

Jamaica was created under the previous Labour government and the current minister has

less personal interest in fisheries leading to apprehension over the future of MPAs here

(pers comms). However the current debate on amendments to the 1976 fishing bill which

would lead to over 500 times greater fines for fishing in a sanctuary provides hope for the

future of effective conservation in Jamaica (The Gleaner, 2015).

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3 Methodology

This study took place in Bluefields Bay, Westmoreland, southwest Jamaica. It was chosen

because it is the largest SFCA in Jamaica and one that is often used as an example of a well-

performing MPA (Kubin, 2015). There are plans to incorporate BBSFCA into a network of

MPAs (the South West Fishermen’s Friendly Alliance, SWFFA) indicating that the governance

methods used here are replicable. Early research showed that although the area of

Bluefields is well studied (due to links with a number of American universities) a governance

analysis had never been performed. Jones (2014) MPAG framework for analysis together

with the initial document analysis were used to plan interviews and research and give a

basic structure to the study. Data was gathered using document analysis, semi-structured

interviews and observation of participants.

3.1 Document Analysis

BBSFCA was chosen after web-based analysis of newspaper articles, maps, web pages and

policy reports, giving an idea of the scope for study at Bluefields. This initial document

analysis was done in the UK so that possible interviewees could be contacted beforehand

and a timeframe could be drawn up. Some of the reports also gave an idea of challenges

faced by Jamaican MPAs which gave a basis for questioning. Once in Jamaica further

documents such as social and ecological maps, species data and management plans were

obtained with the help of BBSFCA, University of Missouri, Sandals Foundation and NEPA.

3.2 Interview Techniques

Interviews were conducted in a semi-structured style so were informal but had a clear

purpose and organisation (Adams, 2010). The semi-structure allowed for representation of

all stakeholder groups and gave an opportunity for them to share knowledge, skills and

understanding (Mason, 2002) while emphasising the value of individual views and

experiences (Hewitt-Taylor, 2001). It is important that interviews were conducted at a place

the interviewee felt comfortable, therefore they chose the location. All were conducted

around Bluefields/Belmont in order to retain context for the interviewer (Marshall &

Rossman, 2006). From there the fluid nature of the semi-structure allowed each interview

to be tailored to each participant to get the most from them, with a guiding structure to

return the conversation to key topics if needed (Hewitt-Taylor, 2001; Denscombe, 2003).

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A total of 25 interviews were conducted, 18 in person and seven on the phone or via

Skype/email. Each interview was 30-90 minutes and the coded details of interviewees are

provided in Table 1. Some stakeholders could be coded into two categories (for example

some wardens are also fishermen), the primary focus of their interview was used to decide

the category they were assigned. The research aimed to find as diverse a range of

perspectives as possible, thus participants from all levels and sectors were interviewed. As

highlighted in Jones (2008) nobody was dismissed, a wide range of views are likely to be

found even within groups of similar stakeholders. The semi-structure used for the interviews

can be found in Box 1, and while all key topics were covered more time was given to the

interviewees area of expertise and interest (Valentine, 2005).

Table 1: Removed to preserve anonymity

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Box *:Semi structure for interviews

The ‘story’ of the MPA from the interviewee’s perspective: where it started, how it came

to be designated, how it is proceeding, any key events/issues and the prospects

Objectives of the MPA – how they were agreed, their legitimacy, validity, etc

Any opportunities and conflicts that the objectives raise (which sectors affected most)

Driving forces behind any conflicts between conservation and use and whether these are

being effectively addressed

Views on the governance structures and processes by which decisions are taken.

Trends in the status of key conservation features, e.g. coral cover, fish population levels,

bleaching events, etc.

Is there effective regulation of certain uses and their impacts on habitats/species that

are recognised as vulnerable conservation features, in order to effectively address

conflicts and achieve the MPAs objectives?

Whether the MPA is effective in addressing wider-scale impacts, e.g. terrestrial run-off,

coastal developments, etc

Strengths and weaknesses for participation of local users – decisions/influences

Strengths and weakness of the legal basis of the MPAs and the role of laws and

regulations

Strengths and weakness of the approaches for ensuring wide knowledge base drawn

on/integrated e.g. aboriginal, local and scientific knowledge

Strengths and weakness of approaches for raising awareness of the MPA and promoting

awareness of the conservation importance of the MPA and the regulations/restrictions

in place.

Box 1: Semi-structure for interviews, key themes for questions underlined

The ‘story’ of the MPA from the interviewee’s perspective: where it started, how it

came to be designated, how it is proceeding, any key events/issues and the

prospects

Objectives of the MPA – how they were agreed, their legitimacy, validity, etc

Any opportunities and conflicts that the objectives raise (which sectors affected

most)

Driving forces behind any conflicts between conservation and use and whether these

are being effectively addressed

Views on the governance structures and processes by which decisions are taken.

Trends in the status of key conservation features, e.g. coral cover, fish population

levels, bleaching events, etc.

Is there effective regulation of certain uses and their impacts on habitats/species in

order to effectively address conflicts and achieve the MPAs objectives?

Whether the MPA is effective in addressing wider-scale impacts, e.g. terrestrial run-

off, coastal developments, etc

Strengths and weaknesses for participation of local users – decisions/influences

Strengths and weakness of the legal basis of the MPAs and the role of laws and

regulations

Strengths and weakness of the approaches for ensuring wide knowledge base drawn

on/integrated e.g. aboriginal, local and scientific knowledge

Strengths and weakness of approaches for raising awareness of the MPA and

promoting awareness of the conservation importance of the MPA and the

regulations/restrictions in place.

Strengths and weakness of approaches for gaining economic benefits from the

conservation of the MPA and promoting compatible economic development

opportunities.

Whether the costs and benefits associated with the MPA are fairly distributed

The role of particular people who take a leadership role, including the role of political

will.

The role of non-governmental organisations, including conservation groups and local

community groups

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3.3 Interviewee Selection

Interviewees were selected to cover a representative sample of stakeholders by the method

of ‘snowball sampling’. Initial contacts identified during the document analysis and

Bluefields community members then recommended others and often provided contact

details for them (Valentine, 2005). One problem with snowball sampling is debate

surrounding whether the knowledge gained can be generalised or only applied to one

specific sample (Biernacki et al, 1981). To overcome this, interviewees from national

organisations worked at other SFCAs so they could compare and contrast governance

methods and effectiveness, thus allowing for findings to be relevant at least to national

level. Participant observation was used to identify other possible interviewees such as

fishermen and community members.

3.4 Participant Observation

Ethnographic observations were made throughout the time at Bluefields to facilitate data

collection and add to knowledge gained in interviews (Angrosino, 2007). One set of

interviews was conducted with multiple stakeholders present as it seemed more would be

gained from observation of the natural social group than would be from one-on-one; in

particular the process of reaching a consensus was important here (Arksey & Knight, 1999).

Notes were taken on informal conversations to supplement the interviews and to keep

details as rich as possible (Hewitt-Taylor, 2001).

3.5 Issues and Challenges

To prevent problems interviewees were informed from the outset on how the data would

be used and the purpose of study and assured of their anonymity. Interviewees were given

the option to decline being recorded, which many in this study chose to do (only six were

recorded). Post-interview participants were emailed to determine if they had any further

comments or amendments they wished to make.

Some interviewees pointed out that in such a small community it would be very obvious

who had said what if direct quotes were used; however this conflicts with the need to use

extracts verbatim to get the best out of the interview (Denscombe, 2003). In this case

interviewees are coded to help preserve anonymity.

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Finally there was also the challenge of possible compromise of data due to the interviewer’s

personal identity causing interviewees to alter their answers to something they believe the

interviewer wants to hear or which they believe shows them in a better light. While aspects

of the interviewers self, such as age, ethnicity and gender cannot be changed the best

attempt to be polite and neutral was made (Denscombe, 2003; Adams, 2010). In some cases

it was deemed more useful to conduct interviews with multiple participants as this would

reveal more about group dynamics rather than focus on the interviewer (Arkesey & Knight,

1999).

3.6 Data Analysis

The data collection and analysis proceeded together as they are so interwoven, and

immediate analysis prevents important details being forgotten (Mackenzie, 1994). This

involved transcribing interviews into reports based on the themes found in the MPAG

framework and removal of material unrelated to the study. Methods of transcription and

coding are adapted from Jones (2008). Data was not coded using computer packages as in

some cases the value attached to certain aspects can be lost during this process

(Denscombe, 2003). Two examples of transcribed reports can be found in Appendix 2. The

data from participant observation was not formally used but is incorporated into the

analysis and discussion and used to validate interview information.

The MPAG framework used to analyse how effective governance approaches at BBSFCA are

at meeting conservation objectives can be found in Section 4; and a list of 36 possible

incentives used to meet MPA objectives in Table 2, both from Jones (2014). Results were

used to assess which incentives are used to meet MPA objectives and which could be

adopted to strengthen governance approaches, resolve conflicts and improve effectiveness

in meeting MPA targets.

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Table 2: List of possible incentives in their categories, codes used throughout the text included. From Jones, 2014.

Incentive Code Incentive Category Incentives

E1 Economic (10) Payments for ecosystem services

E2 Assigning property rights

E3 Reducing the leakage of benefits

E4 Promoting profitable and sustainable fisheries

E5 Promoting green marketing

E6 Promoting alternative livelihoods

E7 Providing compensation

E8 Reinvesting MPA income in local communities

E9 Ensuring sufficient state funding

E10 Provision of NGO and private sector funding

I1 Interpretative (3) Raising awareness

I2 Promoting recognition of benefits

I3 Promoting recognition of regulations and restrictions

K1 Knowledge (3) Promoting collective learning

K2 Agreeing approaches for addressing uncertainty

K3 Independent advice and arbitration

L1 Legal (10) Hierarchical obligations

L2 Capacity for enforcement

L3 Penalties for deterrence

L4 Protection from incoming users

L5 Attaching conditions to property rights

L6 Cross-jurisdictional coordination

L7 Clear and consistent legal definitions

L8 Clarity concerning jurisdictional limitations

L9 Legal adjudication platforms

L10 Transparency and fairness

P1 Participatory (10) Rules for participation

P2 Establishing collaborative platforms

P3 Neutral facilitation

P4 Independent arbitration panels

P5 Decentralising responsibilities

P6 Peer enforcement

P7 Building social capital

P8 Bracing linkages

P9 Building on local customs

P10 Potential to influence higher institutional levels

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4 Results and Discussion

4.1 Context

Box 2: Context of MPA from MPAG framework, Jones, 2014. From CIA.gov unless otherwise stated

Jamaica is the third largest Caribbean island and the native Taino were colonised by the

Spanish in the 15th century. The island was then taken by the English in 1655, who ruled

until it was granted independence in 1962. The economy suffered in the 1970s oil crisis

when bauxite mining and exports decreased sharply leading to the country becoming

crippled by debts, with up to 20% of annual government revenue going to repayment

(Dearden, 2013). Added to this is the financial burden resulting from numerous tropical

hurricanes which have destroyed infrastructure and decreased food supplies across the

island. Lasting challenges from this downturn include high crime, corruption and

unemployment (CIA, 2015). These factors can be detrimental to conservation aims,

especially when combined with legacies of disregard for laws (Figueroa, 2005). Jamaica has

very low control of corruption a factor also tied to its colonial past (World Bank, 2014).

Jamaica has a total population of 2.71million; 144,817 of whom live in Westmoreland parish

where BBSFCA is located (SIJ, 2012). Westmoreland has 2250 registered fishers and 525

registered vessels (though registration has not been particularly high in Westmoreland)

(MOAF, 2008). In Jamaica fishing is practised not only to supply food and income but is also

Context:

Name of MPA: Bluefields Bay Special Fisheries Conservation Area

Area of MPA: 3,054 acres (c-fish.org)

MPA coastline length: 6.5 miles (c-fish.org)

Per capita GDP: $8,600

GDP growth rate: 0.5%

Main economic sectors (%GDP): services (72%), industry (21.1%), agriculture

(6.9%)

Unemployment rate: 15.3%

State capacity: 0.02 (World Bank, 2014)

Human development index: 96 -high (UNDP.org)

Population below poverty line: 16.5%

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a traditional way of life. In 2007 11,838 tonnes of fish were caught in Jamaican waters with

roughly 20% going to domestic supply (MOAF, 2008). The highest landings of valuable

snapper and reef fish are in Westmoreland, however the majority of reefs are affected by

bleaching and warming so this intense fishing activity will further degrade Jamaica’s marine

environment (CARICOM, 2000).

BBSFCA, at 3,054 acres, is the largest SFCA in Jamaica and is entirely no take, Figure 5. It was

declared in 2009 and is currently policed 24 hours a day by six wardens, paid by the

government. The surrounding area has a population of 3,671 and is primarily rural with

little tourism thus it is relatively poorer than the Jamaican average (MOA, 2008). There is a

significant area of mangrove forest fringing BBSFCA and numerous seagrass beds inside the

sanctuary. In 2011 an artificial reef was placed in the sanctuary and in 2015 coral trees for

repopulation of external reefs were built (c-fish, 2015).

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Figure 5: Map of BBSFCA showing SFCA limits and key surrounding features and habitats. From McIntyre, 2015

4.2 Objectives

The objectives for BBSFCA are:

Conserve marine biodiversity, particularly corals, mangroves and sea grass

Increase fish stocks and spill-over

These objectives compliment national commitments such as the CBD to protect 10% of the

world’s oceans by 2020 and the CCI to protect 25% of marine area by 2020. Jamaica has also

agreed to the more general aims of the FAO to conserve and promote sustainable use of the

ocean and its resources by keeping fish stocks within sustainable limits. The Alliance of Small

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Island States (AOSIS) pledge to promote sustainable management at sea, strengthen

fisheries management, surveillance and monitoring and control impacts which could be

harmful to corals. The Jamaican governmental department in charge of meeting these

targets is the Ministry of Agriculture and Fisheries (MOAF) and the government funded

NEPA. Together they create legislation and regulations on sustainable use of marine

resources and make decisions on new MPAs. NEPA has some universal objectives for MPAs:

Conserve healthy marine ecosystems and resources as the primary aim

Promote research and monitoring to guide effective management

Increase compliance with MPA regulations

Educate and endorse MPA benefits to the local community to engender a sense of

ownership and support

Improve sustainable livelihoods in areas adjacent to MPAs

Facilitate sustainable recreation

Efficiently manage MPAs to support their sustainability

Develop and implement financial plans to ensure conservation is possible

4.3 Drivers and Conflicts

There are numerous factors causing conflict at BBSFCA, some more apparent than others.

The conflict between a sanctuary preventing fishing and a population heavily reliant on fish

is clear at Bluefields. Additionally untreated waste water can make its way to the sea in this

area, affecting corals in particular. Less obvious are the organisational politics that affects

everyday decisions and smooth running or BBFFS. The drivers behind these conflicts include

economic poverty, lack of long-term education and a pressure to develop in order to bring

in tourists.

Poaching

The main threat to conservation at BBSFCA is poaching inside the sanctuary and over-fishing

outside. Despite claims of 95% compliance with no-take regulations (IND2) during the short

period of this research there were numerous instances of traps found within the sanctuary

or fishers within the sanctuary (Appendix 3). In particular it is young spear-fishers who do

not own boats who are the perpetrators of poaching (COM2; FSH1-3; FSH5; PRV3; WRD1-3).

Fishers claim that the fact that BBSFCA is entirely no-take makes it hard for them to earn a

living as they must fish closer to the shore, reducing their fishing grounds, while pot or line

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fishers (often older with money to buy a boat) who can get out beyond the sanctuary are

less affected (FSH5). Poaching by outsiders from Savannah-la-Mar has also been a problem.

Non-local poachers are aware of the sanctuary, and even gave their support for its creation

(SC1); the higher densities of fish and valuable lobster and conch are a big temptation with

BBSFCA described by one fisher as ‘like a nature film inside’ (PRV1). However, the close-knit

community of Bluefields would be highly likely to report external poachers, while they

would not mention if they had seen someone they knew fishing in BBSFCA (COM2; FSH5;

GOV3). Also, 24 hour patrols by wardens (who volunteer time in order to provide constant

protection) reduce opportunities for poaching.

The area of Bluefields was heavily over-fished before the establishment of the sanctuary

(IND1; IND2; WRD1-3) but due to recent improvements in fish numbers the younger fishers

do not always remember the ‘bad old days’ (SC2) so the imposition of a sanctuary feels like

an injustice to them. This also hints at the predisposition to defy authority in Jamaica which

can be detrimental to conservation (Figueroa, 2005). Legislation on wire-mesh sizes aimed

to reduce the numbers of juvenile fish caught and there are proposals to ban capture of

parrot fish, which help maintain healthy reefs (McClanahan & Kaunda-Arara, 1996). Yet

compliance on existing regulations is low, as is uptake for fishing and boat licences so any

new laws are unlikely to be met with a great change in behaviour. Wire exchanges organised

by CARIBSAVE and BBFFS have been popular but in some cases the new wire is then sold on

as fishers continue to use their small mesh (WRD2).

The main drivers behind poaching and over-fishing are poverty and lack of long-term

education both in the Bluefields area and throughout Jamaica (FSH1-3; FSH5; NGO1; PRV4;

SC1; SC2). ‘Passing laws does not make something truly bring about change’ (IND2) and

there is not enough ongoing education to bring about the change in attitude needed to

eliminate poaching. There is a need for conservation goals to be incorporated into everyday

life in an area that relies so heavily on natural resources (IND1; IND2) and young people

specifically must be won-over by conservation efforts if the BBSFCA is to succeed (COM1).

Sandals hotel in Whitehouse runs regular education programmes and BEPA, a hotel-based

ENGO, sponsors schools in the area. BBFFS must work together with these organisations to

deliver education on marine conservation and its importance (PRV2; PRV4; WRD3).

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Furthermore, the lack of economic alternatives for fishers (none were created when the

sanctuary was brought in) means that it is currently worth the risk, for some, to fish inside

the sanctuary. However if the proposed increase in fines comes into play this may change

particularly as prosecution in Bluefields has been frequent due to the supportive local judge

and nearby marine police (which was petitioned by BBFFS) (GOV3; SC2). It remains to be

seen whether there is sufficient political will to push these fine increases through.

CARIBSAVE together with NEPA are in the process of creating a financial plan for BBSFCA so

that they can attract tourists to the area and start to turn a profit (GOV1; GOV2; NGO1).

Currently fishers make on average J$300, or roughly £16 per day, although this fluctuates a

lot (FSH2). A high proportion of fishers in Westmoreland are illiterate (SC1) so their role

would be taking tourists out in their boats to dive or sightsee, with some acting as guides

(IND1; WRD1). This increase in jobs in the area would theoretically reduce poaching.

Organisational Politics

The politics of CBOs in Jamaica is described locally as ‘crabs in a bucket’ (SC2) whereby

people who are seen to get above themselves must be knocked back down even if it is to

the detriment of the whole society or community. Unfortunately this is something Bluefields

knows all too well, as internal politics caused the collapse of the BPCA (Bluefields’ Peoples

Community Association) in the 1990s. This organisation has now returned but BBFFS cannot

afford to let internal politics come before conservation goals (NGO1; SC2). In small

communities like Bluefields disagreements within organisations can cause rifts as people

begin to take sides and get involved in disagreements; thus undermining the conservation

goals of BBFFS.

The main driver behind this intra-organisational politics is a culture of suspicion relating to

high levels of corruption within all levels of government (Figueroa, 2005; FSH5; PRV4). Any

person with influence, or who has links to higher organisations or is perceived to have

become successful through a CBO could draw suspicion. This makes it difficult for key

individuals to persevere with conservation activities. Still, this doubt is not always

unfounded as there are many cases where such suspicions have proved to be true (SC2). In

its infancy BBFFS were giving out loans to community members with little accounting taking

place; however this was stopped and now any loans are documented and BBFFS has been

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praised for its record and account keeping (GOV1; IND1; NGO1; NGO3; PRV3). Interestingly

the fact that BBSFCA is in a very Christian area has been blamed for environmental

degradation (IND2; SC1) as this belief leads to complacency over the environment as ‘God

will come one day and burn up the land so what is the point’ (SC1). In the future BBFFS must

look into ways to incorporate neutral panels when making decisions although this will be is

difficult given the location in a community where everyone is personally linked.

Wetland Removal

Much of BBSFCA is fringed by mangroves and its waters are rich in sea grass. Both provide

essential ecosystem services with one acre of sea grass supporting 40, 000 fish and essential

breeding grounds for many fish species located within mangroves (NEPA, 1997).

Modification of wetlands requires a permit but economic developments are often permitted

even in sensitive sites, conflicting with conservation aims. Residents claim that corruption

was behind government support for nearby Sandals Whitehouse Hotel, the construction of

which destroyed acres of protected wetland (FSH5; NGO2; PRV4; SC2). The area previously

supported protected crocodile species but these are now restricted to Black River 30km

away (pers comms).

The driver behind this kind if development is pressure to increase tourism and boost

Jamaica’s ailing economy. As this area is currently the least developed in Jamaica (Goreau,

1992) it is important that as Bluefields increases the amount of tourists it receives proactive

measures must be put in place to ensure development is sustainable and based around eco-

tourism (GOV1; WRD3). Protection of wetlands should be a high priority for future plans at

BBSFCA (IND2).

Pollution and Waste

Resurfacing roads adjacent to BBBSFCA has caused run-off covering sea grass beds as have

attempts to channel the river under the road (SC2, pers comms). There are also issues with

sanitation in Westmoreland as pit latrines often leak into rivers, leading to sewage being

released into the sea around BBSFCA (IND2; NGO3). There was previously a recycling centre

for plastic in Kingston with a collection point at Bluefields but this closed down, leading to a

build-up of bottles around BBFFS offices (IND1). Use of plastic bags and disposable

packaging is high in the area leading to large amounts of household waste which is not

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always disposed of correctly. BEPA provide bins along the public beach and Sandals and

BBFFS regularly clean beaches and rivers. Again the diver of this conflict is a lack of

education in conservation and environmentalism. Rather than focusing on cleaning up there

should be targets to change behaviour permanently (IND2).

Natural Systems

Jamaica is not only home to a high number of anthropogenic stressors for marine life but is

also in an area frequently affected by hurricanes, bleaching and other effects of climate

change. Coral bleaching was first noted in Jamaica in the 1990s, with no bleaching before

1987. Jamaica suffered an extreme bleaching event in 1991 when coral cover throughout

Jamaica dropped to just 5% down from 50%; this damage was not as severe in

Westmoreland due to the lack of anthropogenic stressors at the time (Goreau, 1992; Jones

et al, 2008). The wipe-out through disease of herbivorous Diadema antillarum urchins that

previously grazed corals also contributed to coral and therefore fish declines at this time

(Goreau, 1992; GOV1). Another mass bleaching occurred in 2005 due to the highest sea

temperatures in over 150 years (James & Crabbe, 2010). Reefs are recovering now due to

better management and the introduction of MPAs to the island (FSH4; GOV1). Climate

change is expected to increase the severity and occurrence of hurricanes and bleaching, and

rising sea levels will threaten the way of life for coastal populations (Hughes et al, 2003;

Jones et al, 2008). In combination these natural stressors undermine conservation attempts

such as MPAs and fishing restrictions. Hurricane Ivan in 2004 was particularly destructive

and the final catalyst, after the impacts of overfishing, to really bring about the idea of an

MPA at Bluefields (IND1; IND2; SC1; WRD1).

These natural factors are all beyond human control, but Bruno et al (2009) showed that the

likelihood of coral takeover by microalgae (which was thought to occur after disturbance) is

actually quite a low threat and the main priority for restoration should be the protection

and return of hard corals and species diversity. This is a measure BBSFCA is already taking

with the provision of coral trees and an artificial reef to support resilience and recovery

(WRD1; WRD2; IND1; NGO1).

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Lionfish

Lionfish have become widespread in the Caribbean and the first lionfish was seen in Jamaica

in 2004 (Schofield, 2009). These predatory invasive fish add stress to reefs that are already

facing the problems discussed above and their voracious appetite contributes to species

decline. In many Caribbean countries introducing the lionfish as an edible catch has been

unsuccessful due to scepticism about their poisonous spines. However, in Jamaica this

method (combined with a nationwide programme of culls) has been more effective. In

Bluefields, while they may have contributed to decline in fish numbers in the past, lionfish

have successfully been fished down to only small juveniles (FSH1-3).

4.4 Governance Approach

BBSFCA is an example of an MPA ‘governed primarily by local communities under collective

management arrangements’ or community-led governance as defined by Jones (2014:107).

Figure 6 shows the current stakeholders in BBSFCA governance and how they are linked.

Declining fish stocks due to over-fishing and damage from hurricanes led to the Bluefields

community realising they had to do something to protect their marine life. In 2004 a survey

of the community was undertaken, including a question asking if they would support an

MPA (IND1; IND2; SC1; WRD1-2). When key community leaders involved in this drive for

protection heard of government plans to create SFCAs throughout the island they pushed

for the inclusion of Bluefields on the shortlist of 20 sites (SC1). The positive results from the

Bluefields survey, and another carried out in Savannah-la-Mar, convinced the Minister for

Fisheries to choose Bluefields as one of nine sanctuaries. Bluefields was the biggest to be

designated and an agreement with the government made BBFFS responsible for SFCA

management.

Six wardens were trained by NEPA and have the power to arrest poachers and must report

wider environmental damage (UNEP, 2004), they are paid J$50,000/month to patrol, they

volunteer hours to ensure there is 24 hour coverage (payments are often months late)

(GOV1; WRD1-3). Initially wardens received death threats and compliance was low but now

the situation is much better, with up to 95% compliance (IND2; SC2). The initial struggle led

to BBFFS petitioning for a new marine police station near them which was eventually

granted (GOV3). BEPA was one of their first partners, providing fuel for the warden’s patrol

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boat (PRV3; PRV4). Sandals Whitehouse and the Sandals Foundation have given funding for

divers to complete monitoring and like BEPA they participate in beach and river clean-ups

(PRV1; PRV2; PRV4). Sandals introduced BBFFS to CARIBSAVE who bought the new patrol

boat and provide funding for the coral trees, monitoring and other projects (PRV1).

CARIBSAVE are also in the process of creating a management plan for BBSFCA as it is yet to

make any money (NGO1; NGO2). MOAF must provide educational training and help

facilitate legislation (GOV1). There has been ongoing community education to attempt to

change the behaviour of fishers and prevent the use of fine nets, juvenile capture and coral

damage (FSH3-5; GOV2; IND2; WRD3). Decisions are community-based and involve

meetings between stakeholders and a board of community leaders (COM1; IND2; SC1). The

main aim now is to become financially independent and to rely less on grants; this would

put money back into the community and relieve poverty caused by reduced income from

fishing after the sanctuary was designated.

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[Type a quote from the document

or the summary of an interesting

point. You can position the text

box anywhere in the document.

Use the Drawing Tools tab to

change the formatting of the pull

quote text box.]

[Type a quote from the document

or the summary of an interesting

point. You can position the text

box anywhere in the document.

Use the Drawing Tools tab to

change the formatting of the pull

quote text box.]

Figure 6: linkages between organisations at Bluefields. Green represents environmental organisations in the area that are no closely linked to BBFFS. Links may be one or two-way.

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4.5 Effectiveness

As mentioned in 4.3 many of the conflicts at BBSFCA are at least partially addressed.

Conservation objectives are being met, but specific numerical targets must now be the focus

of BBSFCA. 24 hour patrols are a very important factor in reducing poaching and mean

incidents such as a large night poaching event by outsiders at Oracabessa SFCA which

reduced fish stocks almost to pre-designation levels, can be avoided (GOV1; NGO1). The

legal framework at BBSFCA is very strong, with a high rate of prosecution and fines for illegal

activity (GOV3). If fines are increased as proposed this will further deter poachers.

The community-led governance model means that local people have a say in the running of

the sanctuary and how it impacts them, although currently not enough is being done to

improve participation in the sanctuary (NGO1; SC2). As funds increase with increasing

tourism and business delivered through BBSFCA local people should begin to see more

benefits. There is a constant process of grant application by the BBFFS secretary and while

they receive help from Peace Corps and community members with expertise, there must be

more done to train staff in administration and accounting to successfully manage BBFFS as it

expands.

BBFFS and other local environment-centric organisations such as BEPA and the Sandals

Foundation educate the community through school outreach programmes and training

events. More must be done to begin to change the mind-sets of the community in order to

change behaviour, especially of the young (COM1; SC1). Progress has been made in terms of

conservation awareness; before BBSFCA many fishers did not know coral was alive and

destroyed fish eggs and other damaging habits (such as eating turtle eggs or crocodile) were

widespread (IND1-2). These behaviours are now almost universally seen as wrong and have

all but disappeared (WRD1-2).

Monitoring is carried out bi-annually and divers are paid to clean the coral trees, showing a

focus on scientific assessment. Data collected by BBSFFS and CARIBSAVE show that

biodiversity inside and outside BBSFCA is increasing over time revealing successful

governance of biological resources (see Figure 7). The short dataset means seasonal

variation affects results but seasonal comparisons also show an increase. The Coral Reef

Health Index (CRHI) at Bluefields is 2.5, so ‘poor’ but ‘fair’ cover starts at 2.6; Bluefields’

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0

50

100

150

200

250

300

Oct-12 May-13 Nov-13 Jun-14 Dec-14

Nu

mb

ero

fA

nim

als

Cau

ght

Sample Period

Total Number of Individual Animals Caught

Inside Sanctuary

Outside Sanctuary

CRHI is the second best found on the island. Levels for microalgae cover are ranked as ‘fair’

(NEPA, 2013). It is probable that the next report would give BBSFCA a ‘fair’ CRHI as coral reef

health has been a focus in the past 2 years with introduction of coral trees in addition to the

artificial reef (WRD1-2).

Figure 7: Graph of total individuals caught inside and outside BBSFCA during bi-annual

sampling. This included lobster and conch as well as fish. Data from CARIBSAVE and BBFFS.

An effectiveness score of three1 is given to BBSFCA, and with implementation of the planned

management plan this could become a four in the foreseeable future. Good coral cover and

increasing catches inside and outside the sanctuary indicate conservation objective are

being met and enforcement is effective. A lack of will to control development in the area

and inability to become financially independent due to lack of expertise or specialist

knowledge may be problematic in the future but there are safeguards against the latter.

This is an ‘exciting but critical’ (SC2) time for BBSFCA and their ability to launch financially

will depend on their relative success thus far and may be the deciding factor in the

continued viability of an MPA at Bluefields.

1A score of three signifies ‘Some impacts completely addressed, some are partly addressed’

Jones (2014:104)

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4.6 Incentives

This sections discusses incentives used, needed and to be improved at BBSFCA. Codes from

Table 1 are utilised; see Table 3 for full list.

Economic

BBSFCA does not yet generate its own income which shows that at present there is a lack of

economic incentives. E2 should come into force as tourism increases so fishers will be paid

for the use of their boats as sightseeing vessels. Figure 8 shows there is little tourism

infrastructure currently in Bluefields and how much local people would benefit from an

increase in eco-tourism. The SWFFA network could assign rights to fish only from one fishing

beach to prevent outsiders and increase tourism in all three MPAs by creating a tourist trail.

E5 is already used by the farmers group so once the old marketplace is running again fishers

can also sell locally caught produce. This ties well with E6 which is used at a small-scale;

local crafts people are encouraged to sell their products from the BPCA buildings where

there is currently a sewing shop making artisanal products for Sandals. New tourist

accommodation opened in August with plans for a craft shop to open in 2016 providing a

location for local-made goods, such as weaving, to be sold.

Currently there is leakage of benefits to non-local vessels as fishers from Savannah-La-Mar

often travel to Bluefields for higher catch. There are no reports of fishers from other

countries ever fishing in BBSFCA waters. As all of BBSFCA is no-take there is strong use of E4,

and wire distribution to stop juvenile catch coupled with targeted education campaigns

means sustainable fishing is encouraged and practised by a majority. Fishers reported an

increase in catch implying increasingly profitable fisheries; however NGO3 reported no

change in benefit seen by their sponsored fishermen. The lack of any great benefit to fishers

so far indicates a need for E7 to improve in order for equality issues worsened by the

establishment of BBSFCA to recover.

BBFFS is good at securing funding for all sectors. Government funding is often late but is

written into legislation and many NGO partnerships are long-term. Recently the person

responsible for many of the grant applications left BBFFS so more training must be given to

the BBFFS secretary to keep funding coming in. The wardens are skilled at report and

account writing through this history of funding partnerships.

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Figure 8: Socioeonomic map of Bluefields. Created by Smith & Wedenoja, 2013

Interpretative

Although their budget is not large, BBFFS do work with the community to raise awareness of

the work of the MPA and more general marine conservation issues. Wardens promote

training days where they inform fishers on regulations and have provided wire for pots so

juvenile fish cannot be caught. It was BBFFS that petitioned for the marine police station

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minutes from BBSFCA and its presence means I2 is very well enforced. The community

seems to understand the consequences for trespassing or poaching and knowledge of the

benefits BBSFCA was beginning to provide to their fishing grounds was widespread.

Awareness of marine conservation is much higher than in neighbouring Whitehouse, with

many fishers demonstrating knowledge of spill-over benefits and the penalties for defying

regulations. Partners also work to promote awareness of the MPA. BEPA contribute to I1 as

they inform their guests on conservation issues by taking them of tours of BBSFCA.

CARIBSAVE produce videos about the MPAs they work with which raises awareness in the

wider area and even internationally. As BBSFCA begins to generate income this widespread

understanding of benefits and environmental awareness should translate into a greater

sense of ownership within the community and further promote compliance and awareness.

Knowledge

K1 has been well used at BBSFCA where fishers have contributed to discussions involving

the boundaries of the MPA and their knowledge and expertise have been used to develop

new projects. Visiting scientists often use fishers to help them find the best locations for

research and they will play a key role in increasing tourism at Bluefields. Half of the wardens

are also fishers thereby providing an obvious link to the fishing community and allowing

patrols to focus on areas poachers are likely to frequent. In the early days education about

marine ecology was provided by BCPA but the general consensus between all stakeholders

is that local knowledge is much better now. Sandals Foundation has its own education

programme and they regularly go into schools to raise awareness of local conservation and

get children involved.

The sea beyond the boundaries of BBSFCA is unmanaged but inside is strictly no-take,

zonation to integrate these distinctly different areas could help achieve conservation

objectives and incorporate the precautionary principle into management. The plans for the

SWFFA network to link the three MPAs and promote sustainable use beyond their

boundaries are based on the latest science showing networks increase resilience (NGO1).

CLIF data is collected biannually to inform future decisions on usage and management with

collective decisions used to avoid disputes. It is difficult to find a truly neutral discussion

panel in such a small area and more needs to be done to address this. However scientists

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involved give advice without bias and, especially those from outside, are willing to challenge

leadership figures within BBFFS. BBFFS receive help from independent researchers, the

Jamaican Environmental Trust and Peace Corps but none of these yet take on the role of an

arbitrator.

Legal

Close ties with the marine police and a high level of support for BBSFCA from the local judge

mean legal incentives within BBFFS’ control are used well. Police patrol daily in addition to

24 hour warden patrols, and political will to increase the deterrents wardens impose is

increasing as the fishing bill comes to parliament. Legal definitions and jurisdictions are

widely understood by the community due to a leaflet campaign in the early years of BBSFCA

explaining the boundaries, restrictions and penalties (diagrams were also provided for

illiterate fishers).

All partners of BBFFS require accounts detailing where money has been spent and reports

on progress towards conservation goals. This has made BBFFS a transparent organisation

with much practice in report writing. Wardens are available for discussion if a community

member believes something unjust has occurred. The legacy of mistrust for authority in

Jamaica often means that if an organisation is unfair or corrupt it will not last long. As BBFFS

was created in 2009 by fishermen from Bluefields they have a much higher level of trust

than if government had imposed the MPA on the community.

Current linkage between BBSFCA stakeholders is poor. CARIBSAVE and BEPA only met for

the first time this year despite both having been involved and influential since shortly after

the MPA creation. Coordination between government departments and BBFFS is better than

between NGOs, although within government, decisions to improve tourism in Jamaica

would come before conservation goals. This again highlights the need for better

adjudication platforms and facilitators to bring stakeholders together. This enhancement

would also aid in situations where intra-organisational politics hinders decision making and

conservation.

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Participative

P1 is clearly set out in the rule book for BBFFS, along with objectives for BBSFCA. It makes

clear that the MPA must not restrict one group of fishers more than any other and this

contributed to the placement and size of BBSFCA. Currently there are monthly meetings

between various subsets of stakeholders, allowing grievances to be discussed and action

taken when possible or necessary. There was a consensus among interviewees that they

knew where to bring problems which would be listened to if they did so. The trust built up in

the community is predominantly caused by the decentralised governance operated at

BBSFCA. In future decentralisation must go further and place responsibility on locals, and

especially fishers, particularly if they begin to benefit financially from increasing tourism at

Bluefields.

There is a strong tradition of BBFFS influencing government, from the conception of the

MPA by petitioning the government to the allocation of a marine police station at Bluefields.

While they did not believe they could stop a development from happening BBFFS members

claimed they would do their utmost to ensure it did as little damage as possible to the

ecology of BBSFCA and seemed confident they would not go unheard. The various

partnerships built up by BBFFS have built social capital while maintaining traditional ways of

decision making and discussion.

Participation must increase in the wider community, plus education to change behaviour

eventually leading to more environmental awareness locally and thus peer enforcement and

greater social capital. The introduction of new economic incentives to increase participation

will require the implementation of some new legal incentives too. For example if property

rights are assigned there must be regulations to ensure equal distribution of rights and the

SWFFA network must be closely monitored and policed to ensure there is protection from

outsiders. Equally this will require neutral, independent panels to set these regulations and

help from the MOAF, drawing from the knowledge of all stakeholders. This shows how

interlinked the incentives are, the addition of one will require greater implementation or

addition of others.

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Table 3: Incentives sorted by whether they are used, must be improved or are needed at

BBSFCA. Codes from Table 1.

Incentives Used To be Improved Needed

E4 E3 E1

E8 E6 E2

E9 E7 E5

E10 I1 K3

I2 K2 L5

I3 L2 L6

K1 L3 P3

L1 L4 P4

L7 L8

L10 L9

P5 P1

P9 P2

P10 P6

P7

P8

4.7 Cross-cutting Themes

Leadership

The main leadership role at BBSFCA is the president of BBFFS but the wardens and BBFFS

committee also lead the community. The previous president of BBFFs had a huge galvanising

force and was very well-connected but they have moved on to other ventures now.

Decision making is slow in Jamaica and there is political resistance to change(Figueroa,

2005) so it remains to be seen if without the leadership of the ex-president, BBFFS will

receive as much funding as before and continue to steer political decisions. In order to

continue the process of continual grant writing and pressuring the government for change

the current secretary must receive training in grant applications at least. As a group the

wardens provide leadership in the community as many are fishers themselves so they lead

by example in terms of biodiversity conservation.

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Role of NGOs

NGOs play an essential role in the management of BBSFCA as they are the main source of

funding for BBFFS and nationally galvanise political will for marine conservation. However,

while all of these organisations require accounting and progress reports (in particular

CARIBSAVE) there has been no training of BBFFS staff to do this. Currently over half of the

wardens are fishermen, some of whom were illiterate until recently. If the NGOs expect

extensive administration it should be their responsibility to ensure someone is appropriately

trained. It is unclear whether, during the implementation of the CARIBSAVE management

plan, someone from the community will be trained to run a tourism business or whether

someone would be brought in but there is currently not anyone skilled enough to take on

this responsibility (PRV3; SC2).

Communication between NGOs could also be improved as some long-term partners had not

interacted until this year. This has led to conflicts of interest, for example BEPA provide the

fuel for the patrol boat while CARIBSAVE bought the wardens the boat. There was no

discussion between the two and this lead to CARIBSAVE buying a hugely expensive boat

with excessive fuel consumption whose engines later broke down. Had there been better

communication such money leakage could have been avoided.

Equity Issues

As BBSFCA is entirely no-take there are some equity issues around the MPA. Local fishers to

date have not been compensated for loss of income but increasing income to BBSFCA

through tourism and craft markets is expected to be put back into the community in a

similar way Food for the Poor practises already. Traditional livelihoods have not been put at

risk as fishing beaches are still accessible and fishers can earn enough to sustain their ‘way-

of-life’ (FSH1-3). Figure 8 shows a socioeconomic map of the Bluefields area around BBSFCA

which shows that there are a lot of local businesses that could benefit from tourism,

improving equity in the area. As participation in BBFFS is open to all, poorer communities in

the area have the chance to build social capital by investing in the MPA, receiving a share of

the profits as they are made. NGOs could do more to stimulate social justice in the area; the

NGOs linked to hotels are very wealthy so could give more to the community and do more

to promote the long-term benefits of conservation.

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5 Conclusion

MPAs play a vital role in marine conservation and are needed to protect biodiversity and

prevent further depletion of commercial fish stocks. Analysis of MPA governance is key to

determining their effectiveness at meeting conservation objectives. The best methods of

governance have long been debated but new consensus is being reached promoting

management styles that combine state, society and market based approaches. Methods for

analysing the governance of MPAs are therefore essential to current and future

conservation efforts. The basis for analysis used here is the framework devised by Jones

(2014) and this study adds to over twenty case studies already assessed in this way. The

governance at BBSFCA in Jamaica is community-led but with influence from the government

so it can be seen as an example of co-management, combining steer from both state and

civil society.

The BBSFCA case study provides an important example of how community driven MPAs can

be successful and the conflicts they face in achieving conservation objectives. BBSFCA was

awarded an effectiveness score of three indicating that the influence of both community

and state partners has been indispensable to the MPA’s success. BBSFCA is the only MPA in

Jamaica to have 24 hour patrols by wardens; this was devised by wardens who are fishers

and had noticed decreasing catch sizes prior to the MPA designation. Community

participation has led to high compliance and much increased knowledge of biodiversity and

conservation in the Bluefields area. It is hoped this engagement with conservation issues

will lead to peer enforcement and increased awareness of environmental degradation

generally. However, there are some equity issues associated with BBSFCA. The exclusion of

fishers from this area brought some initial conflict, and as BBSFCA does not currently

generate an income some fishers see the MPA solely as an imposition with no benefits.

BBFFS has strong partnerships with NGOs but has come to rely on them for funding and thus

lacks economic incentives. A management plan is being complied presently, aimed at

creating a source of income and distributing benefits throughout the community. NGO

funding added to new profits generated by the MPA will add a market dimension to

governance, increasing resilience to societal or environmental perturbation

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In the future BBFFS must focus on becoming self-sufficient. Introduction of tourism and food

and craft markets must be done at an appropriate pace for the MPA so that conservation

objectives remain the main focus of BBSFCA governance. It is vital that additional coastal

development in the Bluefields Bay area is based around eco-tourism as historically tourism

in Jamaica has been built around making as much money as possible with no heed to the

degradation of the environment. The planned creation of an MPA network is a good

strategy as it will facilitate discussion and cooperation between management groups and

diversify governance. Poorly-performing MPAs will improve and those already well

established, such as BBSFCA, can contribute to collective learning and increase social capital.

Jamaica appears to be invested in a sustainable future and has signed to numerous

conservation targets. However, challenges affecting BBSFCA also affect the rest of Jamaica,

and a great deal of political will is needed to resolve the drivers of conflict. The outcome of

parliamentary discussion over new fishing laws will be the first stage at which politicians’

commitment to this will be tested. The success of BBSFCA can be used as a model for the

establishment of MPAs in future and for finding a co-management balance to meet

objectives. Long-term goals for conservation in Jamaica and throughout the Caribbean will

be met through increased stakeholder participation and a communal sense of stewardship

for their natural resources.

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Autocritique

I knew early on that I was interested in conservation governance, in particular of protected

areas which is why I chose to do my study with Peter Jones. I particularly wanted to study an

MPA with a wetland component such as mangroves or seagrass; these are commonly

included in Jamaican MPAs which is why the project was done there (with the additional

benefit of being English speaking). The initial plan for my study was to look at 3 MPAs in the

South West of Jamaica, Galleon, Whitehouse and Bluefields, which have plans to be turned

into a network, the South West Fishermen’s Friendly Alliance (SWFFA). However, as a

second student decided late on to also do a study in Jamaica and after some research that

did not reveal much about the network my work was changed to a single study of Bluefields.

I feel this benefitted me in the end because when interviewees at Bluefields were asked

about SWFFA none could give me many details other than the fact that it was a plan for the

future. Only CARIBSAVE and Sandals seemed to know more than this. Some initial worries of

interview fatigue at Bluefields proved unfounded, the community were very welcoming and

pleased to have further studies in the area. As I was interviewing different groups it never

fell to one person to explain everything to me.

Spending the full five weeks in Bluefields allowed me the time to do an in-depth analysis

which would not have been possible had I rushed to do three MPAs in a similar time.

Bluefields has the good fortune of being relatively well-studied compared to many

Caribbean MPAs which was beneficial to me in that maps of the area etc. had been created.

However it would be of great value to Bluefields if there was the creation of an archive

there as past PhDs are not always possible to find and it would be good to know all the

studies that have been done there. There are plans to do this in the near future.

It would be interesting in future to look at SWFFA and the unstudied MPA at Whitehouse.

The wardens only started work there the week I arrived so it would not have been feasible

to include it in my study as it is so new, but it is very small so could maybe be included in

studies of the area or even a wetland PA analysis in St. Elizabeth.

Appendices removed

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