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University of ConnecticutDepartment of Geography
Urban and Regional Planning
Lecture 1. Background: Urbanization and Planning
Adjunct Lecturer:Donald J. Poland, MS, AICP
E-mail: [email protected]: www.donaldpoland.com
Background: Urbanization and Planning
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Fundamentals of Cities and UrbanizationThe Origins of Cities and Urbanization
How do we define cities?What are cities?
City and Town denote nucleated settlements, multifunctional in character, including an established central business district and both residential and nonresidential land uses. Towns are smaller in size and have less functions.Suburb denotes a subsidiary area, a specialized function segment of a large urban complex, dependent on an urban area. Suburbs can be independent political entities, as in Connecticut.The Central City is the part of the urban area contained within the suburban ring; it usually has official boundaries.An Urbanized Area is a continuously built-up landscape defined by buildings and population densities with no reference to political boundaries.A Metropolitan Area, on the other hand, refers to a large-scale functional entity, perhaps containing several urbanized areas and operating as an integrated economic whole.
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Fundamentals of Cities and UrbanizationTheories of Urban Origins
Agricultural Surplus:
Religious Causes:
Defensive Needs:
Trading Requirements:
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Fundamentals of Cities and UrbanizationWhy do communities plan?
Planning as a Response to Problems of Urbanism
Do you need to plan for this?
Do you need to plan for this?
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Fundamentals of Cities and UrbanizationUrbanization and Cities
How does the ‘human condition’ vary from…Hamlet, Village, Town, City, Megalopolis
What is the nature of human relationships?How specialized is society?What are the traits of urban/non-urban cultures?Why does government become more important with cities and urbanization?
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Fundamentals of Cities and UrbanizationThe Dawn of Urbanization
What is ‘urban’? What is a ‘city’?Evolution Toward Urbanism
‘Sedentary Communities’ & AgricultureHamletsVillagesTownsCities
Urbanism and Culture
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Fundamentals of Cities and UrbanizationUrbanism, Government, and Planning
What is the role of government in an urban society?Planning in an urban society
Individuals and FamiliesGroupsGovernment
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Fundamentals of Cities and UrbanizationClassical Urbanism (Greeks and Romans)
Who cares?Greeks: City-states & ‘organic cities’
FormsAcropolis, Agora, Temples, Theaters, SportsUnplanned
HousingCourtyard styleMixed neighborhoods
Quality of Urban LifeUrban Design
Grids as a means of organizing space
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Fundamentals of Cities and UrbanizationClassical Urbanism (Greeks and Romans)
Context of an Economic/Military EmpireTrade, Colonialism, and Wealth
RoadsTrading townsMilitary settlements (castra towns)
Urbanization and Urban DevelopmentMassive investment in major cities Investment in Social & Physical Infrastructure
Innovations: The Roman Arch & ConcreteVaulted CeilingsBasilicasConcrete
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Fundamentals of Cities and UrbanizationThe Renaissance City
Planning and the CityTrade, Money, and PowerChanging defensive roll of the city
GunpowderRapid urbanization
Grid patterns reintroducedPublic spaces an city life-squares, piazzas, etc.
Practical usesSymbolic uses
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Fundamentals of Cities and UrbanizationThe Baroque Period
ContextEmpires, MonarchiesEarly Colonialism and its financial influencesCity as home to the wealthy
‘Formal’ CitiesElementsVersailles & Paris as model
Who cares?Impact on the communities of the western hemisphereBaroque planning and capital cities
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Fundamentals of Cities and UrbanizationThe Origins of Planning Cities
Planning as a way to improve our livesPlanning becomes more important when we live in citiesEvolution of Cities/Planning
What were cities like prior to the 1800What was planning like prior to 1800Rural ideal in U.S.
Rebirth of capitalism & its urban influence
Source: Hartford 1912 City Plan
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Fundamentals of Cities and UrbanizationEarly Urban America
The 1st American citiesEuropean Traditions
New England, New Amsterdam & village traditionTidewater and the ‘Town Acts’The Carolinas/Georgia & Renaissance StyleL’Enfant-Washington DC & Baroque Style
The Economics of Transporting GoodsIn 1690 only 10% of the population was urbanResource Exploitation and TradePopulation lived in small coastal/river valley villages
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Fundamentals of Cities and UrbanizationUrbanizing America After the Revolutionary War
The Revolutionary War and its ImpactsIn 1800 only 6% of the population was urbanIn 1800 85-90% of the labor force were farmingOnly 24 communities with over 2500 inhabitantsNYC had 100,000 residents in 1800
Stabilizing the frontierExpansion of the frontierTrading routes into the interiorGrowing population providing markets for rural productsRelative drop in urban population
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Fundamentals of Cities and UrbanizationWhat Happens in the 1800s?
The frontier becomes more distant & less appealingThe topography of the new frontierConditions on the frontier
Massive immigrationmany East Coast cities top 100,000NYC 100,000 in 1800, over 2,000,00 by 1880
Technology Change & Urban GrowthWater power to steamTrainsElevators and steel
The Industrial and Urban Revolutions
An Industrial Utopia?
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Fundamentals of Cities and UrbanizationThe Evolution of Industrialism and Cities
Industrialization Crowding (Over) of the Central CitiesClosing of the frontierMassive immigration & migrationThe Railroad Flat & the TenementProblems of Sanitation & HealthProblems of Urban Unrest
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Fundamentals of Cities and UrbanizationImpacts of Industrialization
Industrialism DefinedCraftManufacturingThe move to the city
PositiveEconomic GrowthJob CreationMaterial ProductionWealth Creation
NegativeIncreases PovertyConcentrates PovertyDecreases Skill DemandIncreases Child LaborPollutionLowers Life ExpectancyConflict
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Fundamentals of Cities and UrbanizationImpacts of Industrialization – We start of with…
Pre-1800’s UrbanismAdd
IndustrializationImmigrationNew technology
Results in rapidly growing urban centersResults in rapidly growing problems
How do we dealing with the problems?
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Fundamentals of Cities and UrbanizationImpacts of Industrialization – The 19th Century City
HousingHigher Density Housing-TenementsSuburbs-Estates, Enclaves, Bedroom Communities
FactoriesThe FactoryFactory ‘Towns’ (1880’s)
Mass Transit & Its EvolutionEvolution of the Skyscraper
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Fundamentals of Cities and UrbanizationImpacts of Industrialization – Dealing with changes prior to WWI
Public Awareness of the ProblemsJacob Riis ‘How the Other Half Lives’ (1890) and ‘The Children of the Poor’ (1892)Upton Sinclair ‘The Jungle’ (1905)William Booth
Poverty SurveysThe Salvation ArmyWhitechapel
Conditions in the Industrial City
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Fundamentals of Cities and PlanningWhat to do about the problem?
Zoning and the Public Health MovementRegulations to benefit the human condition
New Towns, Garden Cities, & Streetcar SuburbsBring housing to nature or start from scratch
The City Beautiful and City PlanningThe first generation of urban renewal
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Cities as unhealthy placesMassive migration/immigration/population growthIndustrial Impacts‘The Great Stink’, Cholera, Tuberculosis, Alcoholism….
Alcoholism, distillation & the Temperance MovementSome good things to know
Housing sanitation-NYC Tenement Law of 1867Housing safety-NYC Tenement Law of 1901
The ‘Dumbell’ TenementParks movement & F.L. Olmsted
Central Park (1866) Fenway (1880) Stanley Quarter Park1st Regulations against noxious uses in cities
Fundamentals of Cities and PlanningThe Public Health Movement
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Fundamentals of Cities and PlanningGarden Cities of Tomorrow
Ebeneezer Howard ‘Garden Cities of Tomorrow’
Anti urban ‘satellite’ cities (village life as ideal)
Some good things to know….Small self-supporting communitiesLimited populationGreenbelts and open spaceLetchworth, Welwyn, Hampstead G.S.Columbia, MD
Leads to New Towns Movement in the U.S.‘Satellite’ cities in U.S.S.R
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Fundamentals of Cities and PlanningThe City Beautiful Movement
Some good things to know…The Columbian Exposition of 1893 ‘White City’Daniel Burnham’s Plan for Chicago (1909)
“Make no little plans they have no magic to stir men’s blood…”
What they learnedBeautification and adornment (at huge costs) had limited practicality for most cities. Hmmmm…
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Fundamentals of Cities and PlanningThe City Beautiful Movement - Elements
1. Cities can be beautiful2. Good design pays3. We can solve urban problems
through rationality4. We can improve the plight of
the working classes5. We should do this or else they
will harm us6. Europe as a model for
American urban form and government
7. A new acceptance of the city
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Fundamentals of Cities and PlanningDevelopment of City Plans and Commissions
Cleveland (1903)San Francisco (1906) BurnhamHartford Commission on the City Plan (1907)Chicago (1909)Most early plans dealt with public buildings, parks and streets. No changes to or control over private property.
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Fundamentals of Cities and PlanningRegulatory Planning
Evolutionary track of regulationsMilestones
First city plan (Cleveland 1903)First state ‘enabling legislation’ (WI 1909)First city-wide zoning ‘code’ (LA 1909)Standard State Zoning Enabling Act (1922)Cincy adopts 1st comprehensive plan (1925)Euclid vs. Ambler Realty (1926)Standard City Planning Enable Act (1928)
Planning and UrbanismBetween the Wars
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Fundamentals of Cities and PlanningPlanning in the 1920s
1920s BoomPeriod of extensive suburbanizationPlanning focus: Development control at city perimeter, widening of streetsCity Beautiful turns into City Efficient
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Fundamentals of Cities and PlanningPlanning in the 1920s
1920s – The Suburban Boom BeginsStandard Zoning and Planning Enabling Acts
U.S. Department of CommerceBasic legal framework for control of private development created:
Emphasized control and protection of physical character of new residential areas in perimeterMaintenance of status quo in central city
Fist Mall: Country Club Plaza, Kansas CityFormer central city commercial begins to move to perimeter
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Fundamentals of Cities and PlanningPlanning in the 1930s
1930s – The Boom Goes BustMassive unemploymentFederal government finances public works projects to provide jobs1934 – Over 1,000 home foreclosures per day in 1934Federal housing and finance policy
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Fundamentals of Cities and PlanningPlanning and the Great Depression
Boom to Bust in the U.S. EconomyPlanning Impacts (the New Deal)
Economic Development PlanningEnvironmental ConservationEarly Urban RenewalLots of housing legislationFinance ProgramsFirst Efforts at Highway Planning (parkways)First Efforts at Regional Planning
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Fundamentals of Cities and PlanningArchitects and the ‘Modern’ City
Industrial age urban constructsThe Progressive Movement
The ‘Modern’ context20th Century Architecture
The Culturalists / Romanticists
The ‘Traditional’ contextAchitectural inspirations from the past
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Fundamentals of Cities and PlanningThe Culturalists
Drawing from traditionEvolving from the public health movement
Garden Cities & Ebenezer HowardCity Beautiful & Burnham
NostalgicInspired by our cultural heritageCriticizes current situation in light of the pastWork with and/or add to existing urban context
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Fundamentals of Cities and PlanningThe Progressives
Breaking from traditionEvolving from the public health movement
BUTFuture orientedInspired by vision of social progressRevolutionary visionsBreaks with the existing urban contextProgressive evolves into ‘Modernism’
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Fundamentals of Cities and PlanningModernism
Modernism is a reaction against the crisis of urban disorder, impoverishment, congestion and anarchy through the imposition of rational order.Modern=Rational & efficient. Machine as metaphor.
The city is the factory of modern lifeThe machine is our medium of modern designThe house is a machine for modern livingHome is nothing more than a factory for the production of happiness (Good Housekeeping, 1910)
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Fundamentals of Cities and PlanningModernist…
Modernists think…Large scale, metropolitan wide, rational, efficient, functionalist (form follows function), organized, and monumental
Modernists are trying to come to grips with…Explosive urban growth, industrialization, rural to urban migration, failing urban health, social uprisings, and the ‘despair of the cities’
You may be a modernist if you like…1970’s architecture, minimalism, multi-purpose sports stadiums (with the old kind of artificial turf), glass box architecture, or anything from IKEA.
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Fundamentals of Cities and PlanningDivergent trends in modernism
Arts & Crafts-Frank Lloyd WrightFuturist-Walter Gropius & Tony GarnierRadical-Le CorbusierWhy should we care…
Dominated architecture into the late 1980’s
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Fundamentals of Cities and PlanningUtopianism and Planning
What is Utopia?Utopia as a concept in writing, design, thinking
The Culturalist / Romantic UtopiaThe Progressive/Modernist Utopia
New Urbanism—a return to the “utopia’ of traditional neighborhoods and citiesWhat would we do with a blank slate?Is one man’s utopia another man’s hell?
Post-War Urbanism and Planning
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Fundamentals of Cities and PlanningPutting Modernism to Work
Housing Modernist attempts at housingDifferent European contextsThe U.S.?
Garden Cities & New Towns1920’s and 1930’sUnwin and the ‘Greenbelt’towns, Radburn N.J.Modern versions of garden cities.
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Fundamentals of Cities and PlanningThe Car and the City
Growing automobile ownershipBenefits of the car vs. mass transitProblems of the car vs. mass transitLand use impacts of the carPlanning impacts of the carThe car and the suburbs
(See highway impacts)
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Fundamentals of Cities and PlanningThe Baby Boom and Housing Change
The Baby BoomPost-war fertility and birth rate growthShort and long term effects
Post War HousingHousing Act of 1949 and 1954
Aim to construct 800,000 unitsDeteriorated areas became eligible for clearance and redevelopment
FHA & VA loan programsSingle family housing dominatesLevittownMove up markets growChanges in who owns homes
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Fundamentals of Cities and PlanningEconomic Growth
The Post-War Economic Boom The U.S. Position after WWIIDevastation in EuropeThe lack of competition
Fueling GrowthHighwaysConsumer SpendingUrban Renewal
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Fundamentals of Cities and PlanningUrban Renewal
Basic ConceptsThe U.S. perspectiveThe European perspective
Impacts
Urban Renewal, Housing, Public Housing
ProblemsNegativesCostsAmbitionsEconomic downturns
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Fundamentals of Cities and PlanningThe Coming of the Highway
ParkwaysHighwaysJustification/funding for highwaysConstruction of the highwaysImpacts of highways between citiesImpacts of highways within cities
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Fundamentals of Cities and PlanningPlanning and the Post War Period
Building on foundations of the 1930’s +Growing car ownership +Population growth & the Baby Boomers +Urban Renewal and Economic Growth +Highway Planning and the Suburb +Growth in home ownership =
The 1960’s City
The 1960’s City and Beyond
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Fundamentals of Cities and PlanningThe Urban Crisis
What was it?The causes
The world catches upIndustry moves outOut-migration and urban poverty
The taxation crisisDeclining urban environmentRacially/ethnically biased practices
CatalystsThe Vietnam WarThe assassinations of JFK & MLK
Jane Jacobs – The Death and Life of Great American Cities
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Fundamentals of Cities and PlanningChildren of the 60s
Public awareness of the problemResponses to the Urban Crisis
Johnson’s War on PovertyHousing and Urban Development Act of 1965Model Cities Program: locally-led planning action
Grassroots PlanningCivil rightsAdvocacy & Non profits
Environmental PlanningThe Media & ‘Silent Spring’Federal Government Actions
Regional Planning
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Fundamentals of Cities and PlanningThe 1970s – The Rise of Environmentalism
National Environmental Policy (1969)First Earth Day: April 22, 1970Environmental Protection Agency (EPA) formed (1970)Ian McHarg’s “Design with Nature”(1971)Federal Laws:
Clean Water ActSafe Drinking Water ActSolid Waste Management ActFlood Disaster Protection ActCoastal Zone Management ActSurface Mining Control ActWild and Scenic Rivers Act
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Fundamentals of Cities and Planning1980s - The Ragan Legacy
Limiting Federal InvolvementBig government ‘slims’ down
Independent CommunitiesHome rule not regions
Funds and not StructuresGrant programs
Planning for EconomicsGrowth pole economics
NIMBYism
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Fundamentals of Cities and PlanningCurrent Trends
1/6 of population moves every yearMost short distances
Three dominant patterns:Movement south and westRedistribution from rural to urban and nonmetropolitan to metropolitanLargest metro regions gain the most
At least until the 1970s, now non-metro regions gaining…the rural renaissanceGlobal economics are influencing change
Old manufacturing areas are losersService and financial sector winners
Growth and distribution of employmentSuburban “exurban” growth
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Fundamentals of Cities and PlanningThe Shape of the Modern Metropolis
The sections of the modern metropolis
Inner citiesInner suburbsFringe suburbsUrban realms
Outside the metropolisSmall citiesRural towns
Chicago to LA?
What are their conditions, problems, goals?
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Fundamentals of Cities and PlanningA new planning era?
SustainabilitySmart GrowthNew UrbanismNatural and Cultural Constraints