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The Consumer Product Safety Improvement Act of 2008 (CPSIA) Gary Jones Director of Environmental, Health and Safety Affairs

Update-CPSIA-Certification-Rule.ppt

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Page 1: Update-CPSIA-Certification-Rule.ppt

The Consumer Product Safety Improvement Act of 2008 (CPSIA)

Gary JonesDirector of Environmental, Health and Safety Affairs

Page 2: Update-CPSIA-Certification-Rule.ppt

Today’s Agenda

Introduction and Background Key Definitions Lead and Phthalate Limits Testing and Certification Tracking Labels Component Exemptions Testing and Certification Rules Advocacy Next Steps

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Introduction New legislation signed into law August 14, 2008

Consumer Product Safety Improvement Act (CPSIA)

Under the jurisdiction of the Consumer Product Safety Commission (CPSC)

Establishes lead and phthalate limits in children’s products, toys, and child care articles

Establishes testing and certification requirementsDelayed until February 10, 2011!!!

Establishes tracking and labeling requirementsBecame effective August 14, 2009!!!

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Key CPSIA Definitions

“Children’s Product” – a consumer product designed or intended primarily for children 12 years of age and younger.

“Children’s Toy” – a consumer product designed or intended by the manufacturer for a child 12 years of age or younger for use when the child plays

“Child Care Article” – a consumer product designed or intended by the manufacturer to facilitate sleep or the feeding of children age 3 and younger, or to help such children with sucking or teething.

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CPSIA Lead Limits (Section 101)

Lead limits for “Children’s Products” Product total lead content limit:

300 ppm as of August 14, 2009100 ppm on August 14, 2011, if technologically possible

Printing ink and other input materials are included as they are used in “Children’s Products”

Printing ink is not “lead paint” under lead paint limits

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CPSIA Phthalate Limits (Section 108) Phthalates are “plasticizers”

Make plastics soft Bans on use in children’s toys & child care articles Permanent ban

Products may not contain more than 0.1% DEHP, DBP, BBP di-(2-ethylhexyl) phthalate (DEHP), dibutyl phthalate (DBP), or

benzyl buty phthalate (BBP)

Interim ban Products may not contain more than 0.1% DINP, DIDP, DnOP diisononyl phthalate (DINP), diisodecyl phthalate (DIDP), or di-n-

octyl phthalate (DnOP) Applies only to Children’s toys that can be placed in the mouth and

child care articles

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CPSIA Certification & Testing (Section 102) Certification based on Third Party Testing

Required beginning February 10, 2011Applies to lead content and phthalatesCertifications currently required for lead paint

Requires testing of finished product by accredited third party laboratory

Component testing allowed for certain input materials and plastic parts

Testing based on “sufficient samples of children’s product, or samples that are identical in all material respects to the product”

Certification issued by “manufacturer”

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CPSIA Certification & Testing (Section 102)

CPSIA certifications

Required before product is imported “for consumption or warehousing” or “distributed in commerce”

Certifications must include Identification of product tested Identification of appropriate CPSC standard certified Identification of manufacturer and/or importerDate and place of manufactureDate and place where product was tested Identification of third-party laboratory Contact information for individuals responsible for

maintaining testing records

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CPSIA Tracking Labels (Section 103)

Began August 14, 2009 Manufacturers required to place “permanent,

distinguishing marks” on children’s products and packaging.

Required Information ManufacturerLocation and date of production “Cohort” information such as batch, run number, etc,

and any other identifying characteristics needed to ascertain the source of the product

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Tracking Labels (Section 103)

No uniform one-sized fits all system “Label” vs. “distinguishing marks”

Commission does not require a singular collection of information in one discrete location

Information must be “ascertainable” Does not require codes, formats or

numbering systems Marking the product and its packaging

In certain circumstances marking only the packaging will be acceptable

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Children’s Product Definition Finalized October 14, 2010 Added definition for “General Use Products”

Products not designed or intended primarily for the use by children 12 years of age or younger

Examples include candles, fireworks products with child resistant features - gasoline containers lighters

“For Use” DefinitionA child 12 years of age or younger will physically

interact with the product based on reasonable foreseeable use of it

Children’s Product DefinitionProduct designed or intended primarily for children 12

years of age or youngerFour factors to be used

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Children’s Product Definition Manufacturer’s statement about intended use of

the product including a product labels Product use statement should be consistent with

expected use patterns Product represented in its packaging, display,

promotion or advertising as appropriate for use by children 12 years of age or younger

Product is commonly recognized by consumers as being intended for use by a child 12 years of age or younger

Commission’s Age Determination Guidelines Issued in 2002

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Lead Determinations

Final Rule Issued August 26, 2009 Paper, certain printing inks, and other input

materials determined by the Commission not to exceed 100 ppm of lead.

No longer subject to Section 101 No section 102 certification required for products

made exclusively from exempt components

Additional work on the issue continuing

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Lead Determinations

No longer require testing Paper Any product printed with four

color process inks (CMYK) Any product coated with

varnish, water-based, or UV-cured coatings

Threads used for book binding Animal based glues Adhesives that are not

accessible* Binding materials that are not

accessible*

Still require testing Spot or PMS inks Saddle stitching wire Non-animal based glues that

are accessible* Metal coils both coated and

uncoated for coil bound materials

Plastic coils for coil bound materials

Foils used in foil stamping Laminates

*CPSC has specific rule on accessibility

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Testing and Certification Rules

Proposed May 20, 2010 Two separate rules proposed

Product Testing = aka “15 month rule”Component Testing

Comments submitted August 3, 2010 by Printing Industries, BMI, AAP

Rules address component testing, sampling, testing frequency, undue influence, material change, small manufacturers, and certification.

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Testing and Certification Rules

Can test either whole product non-exempt components

Initial testing product or a non-exempt requiredNo additional testing is required until 10,000 units of

finished product are manufactured, Or “Material change” occurs that would affect ability of

product or non-exempt component to be in compliance

Testing for products or non-exempt components with more than 10,000 units will be allowed on a yearly basis unless there is a “material change”

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Testing and Certification RulesMaterial Change

Any change in the product’s design, manufacturing process, or sourcing of component parts, that a manufacturer using due care knows, or should know, could affect the product’s ability to comply with applicable rules, bans, standards, or regulations

Product design changes include composition, interaction, or function of all component parts

Manufacturing process changes include new cleaning solvents, new product molds, or new manufacturing techniques

Component part changes include part composition, part supplier, or using a different part from the same supplier

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Testing and Certification Rules

Representative product or non-exempt component testing can be used instead of testing each product every time it is manufactured

Representative testing only allowed if the products are identical in all material aspects

Developing and implementing a reasonable testing program (RTP) will extend the testing frequency to every two years

RTP has 5 elements

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Testing and Certification RulesRTP Elements

Product Specification- Product description and all applicable rules, standards, regulations, and bans

Certification Tests- Certification tests completes before issuing a general conformity certificate

Production Testing Plan-Describes what tests must be performed at what frequency

Remedial Action Plan-Describes steps to be taken when samples of products/components fail a test

Recordkeeping-General conformity certificates, product specifications, certification tests, compliance with production testing plan, remedial actions

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Testing and Certification Rules

Printing Industries, BMI, AAP Comments Allow testing of component’s components

Mixing bases for spot or “PMS” inks

Reaffirm “categorical” testing is allowed as ‘representative testing”

Two color books/jobs, four color books/jobs, etc

Reasonable Testing Program More flexibility on “random sampling”Eliminate annual staff training for undue influenceExtend testing to every 4 years

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Testing and Certification Rules

Printing Industries, BMI, AAP Comments Revise Compliance Certificate to make specific

product or component testing information optional or allow the use of codes for “generic” certificate

Lab identification, date of testing, location of testing, etc

Allowing component certification from a supplier to apply to all of the same material from that supplier, not just the batch or lot tested, unless there is a material change.

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What is the Printing Industry Doing?

Advocacy Before CPSCFormed industry taskforce of leading manufacturers and allied associations

Includes PIA, AAP, BMI, MPA, AF&PA, & NAPIMLaunched an online database to collect and disseminate test data

Engaged in written dialogue with CPSC regarding need for exemptions and flexibility

Ongoing meetings with CPSC Commissioners, General Counsel, and Compliance Team

January 15, 2010 Report to CongressMeetings with legislators and staff

Bills introduced in 2010 to exempt books and other printed matter

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CPSIA Next Steps Task force analyzed Aug 09 CPSC determination

Test data alone is not sufficientCONEG is not sufficient – no 3rd party testingNeed to present technical reasons why lead can’t be

used in remaining components

Distributed vendor request letters/phone callsNeed to go back deep into the supply chain

Lobby group formed to continue pressure on Congress seeking legislative relief

Page 24: Update-CPSIA-Certification-Rule.ppt

Thank you for listening!

Gary A. Jones

Director, Environmental

Health, & Safety Affairs

(412) 259-1794

[email protected]

www.printing.org