6
lilllllilil[il Iilil ililt ilil ilililtil ilIil ilil lilltiltil ililtilil tililIil ilt 1 1 01 1 201 7003909 SECURITIES AND EXCHANGE COMMISSION SECBuilding, EDSA,Greenhills,MandaluyongCity,MetroManila,Philippines Tel:(632) 726-0931 to 39 Fax:(632)725-5293Email: [email protected] Barcode Page The following document has been received: Receiving Officer/Encoder : Dennis B. Malazarte Receiving Branch : SEC Head Office Receipt Date and Time : October 11, 2017 03:00:35 PM Received From : Head Office Company Representative Doc Source Company lnformation SEC Registration No. Company Name lndustry Classification Company Type PW00001177 GLOBE TELECOM INC. Telecommunications Stock Corporation Document lnformation Document lD Document Type Document Code Period Covered No. of Days Late Department Remarks 11011201 7003909 LETTERYMISC LTR October 10,2017 0 CED/CFD/CRMD/MRD/NTD

Update in line with Attendance to CG Trainings and Seminars · Title: Update in line with Attendance to CG Trainings and Seminars Created Date: 10/9/2017 11:46:25 PM

  • Upload
    others

  • View
    2

  • Download
    0

Embed Size (px)

Citation preview

Page 1: Update in line with Attendance to CG Trainings and Seminars · Title: Update in line with Attendance to CG Trainings and Seminars Created Date: 10/9/2017 11:46:25 PM

lilllllilil[il Iilil ililt ilil ilililtil ilIil ilil lilltiltil ililtilil tililIil ilt1 1 01 1 201 7003909

SECURITIES AND EXCHANGE COMMISSIONSECBuilding, EDSA,Greenhills,MandaluyongCity,MetroManila,Philippines

Tel:(632) 726-0931 to 39 Fax:(632)725-5293Email: [email protected]

Barcode Page

The following document has been received:

Receiving Officer/Encoder : Dennis B. Malazarte

Receiving Branch : SEC Head Office

Receipt Date and Time : October 11, 2017 03:00:35 PM

Received From : Head Office

Company Representative

Doc Source

Company lnformation

SEC Registration No.

Company Name

lndustry Classification

Company Type

PW00001177

GLOBE TELECOM INC.

Telecommunications

Stock Corporation

Document lnformation

Document lD

Document Type

Document Code

Period Covered

No. of Days Late

Department

Remarks

11011201 7003909

LETTERYMISC

LTR

October 10,2017

0

CED/CFD/CRMD/MRD/NTD

Page 2: Update in line with Attendance to CG Trainings and Seminars · Title: Update in line with Attendance to CG Trainings and Seminars Created Date: 10/9/2017 11:46:25 PM

f,OVHR SHHET

F w 0 0 0 0 1 1 7 ?,

L' L G B E T E L E o M I N C

(Cornp*ny"s f, ull Narn*)

T l-i E G f_ 0 E E T s W E R

3 2 N 0 D T R E T c o R N E R T lt

A v E ll U B o il I F A I o

ff L 0 B A L c I I Y T A G tJ I L,

Businer* Add rcsn: ilJu, $lrqet Cityffovrn./Pr*virce

MARISALVI CIOCSQH-COCon!acl trlersoe"l

Manlh

Advisement Letter on certifications of Attendance to a CorporateGovernance Seminar by Board of Directors

F'ORM TYPE

Seenndury ticense Type, l{ Appllu*bie

797{2690o m panylTelepone, Nurnber

?dlontlr Day

Arnend*d Arfucles Nurnberi$eetinn

T*lal Anr**rrl *f

Dsy

Dept Requinng this Foc

Total Ns. of $tocl<hrlders Sarnqslic Forelgn

0 4 1 81

.,

M S R D

Ts bE aeconlplished,b'y SEC Forssnnel cuncprned

File Number LCU

D*eument l,S

STAi,!F$

Csstrier

Remarks - pls. uee btack i*k fcr sca*ning i]ilrpos*s

f

ru-I

Page 3: Update in line with Attendance to CG Trainings and Seminars · Title: Update in line with Attendance to CG Trainings and Seminars Created Date: 10/9/2017 11:46:25 PM

COVEH SHEET

slrallon NurnberP w s 0 0 0 1 1 7 7

\) L s B E T E L E C o M I N C

(Compant'* Full Name)

T H E tJ L a B E T o w E R

J I f'l D s T H E E T 0 R N E R tI T H

A V E N U tr g o N I F A c I o

G L o t A L c I T Y T A (t U I TJ

Busineps Addrexp: I,ls. $lrs*t fr itylTuuln.tprclvince

MARI$ALVI CIOCSON.CO

Contact Ferson

ht*nih Day

Dopl Requirnng this [3*c

Tertal N+ cf $lockholrjsrs

Advisement Letter on Certifications of Attendance to a CorporateGovernance Seminar by Board of Directors

FflRil,! TYPE

Secondery License Typ*, l{,4pplicsbl*

79?{26$C om pany'ITelepo** l'l urn ber

.rvlort tit Day

Arnsndad &rlicFee Nurn'beru'Sectis{}

Totaf Arnor,rrrt oi B*r

{}ornr.rtic Forergn

To be accomplished,by S,EC Pereonnel csnccrned

Filc F{un"llrer {-tLl

D*curnent l,S.

S:l&l,,1Pli

Cashiet

0 4 1 8,1L

c G F D

Remarks - pls, use h[uck ink for scanning 1ttlrpsses

r-;l-;l

Page 4: Update in line with Attendance to CG Trainings and Seminars · Title: Update in line with Attendance to CG Trainings and Seminars Created Date: 10/9/2017 11:46:25 PM

SGlobe {a-

Gtobe Tetecom, lnc.The Gtobe Tower32nd Street corner 7th Avenue,Bonifacio Gl.obaL City,Taguig, Phitippines 1 634

10 October 2017

SECURITIES AND EXCHANGE COMMISSIONG/F Secretariat Building, PICC ComplexRoxas Boulevard, Pasay City

{l +82.7e72000

@ www.gLobe.com.ph

Attention: Atty. lustina F. CallanganDirector, Corporate Governance and Finance Department

Mr. Vicente Felizmenio P. Graciano, fr.Director, Markets and Securities Regulation Department

Gentlemen

In compliance with the SEC Memorandum Circular [MC) No. 20, Series of 2013 directing all key officers andmembers of the board of publicly-listed companies [PLCs) to attend corporate governance [CG) trainings onlywith SEC-accredited training providers and to submit a Certification of Attendance thereof, followed by MC No.

2, Series of 2015 and MC No. 19, Series of 2016, please find attached the certificates of attendance of ourdirectors for their attendance to the 20L7 Corporate Governance seminar conducted by the Risks,Opportunities, Assessment and Management (ROAM), Inc.:

Name Position

Lang Tao Yih, Arthur Non-executive DirectorSamba Natarajan Non-executive Di rector

The same information shall be reflected in our relevant annual reports.

Thank you very much,

Very truly yours,

;p/4 S-a?cDATTY. MARISALVE CIOCSON-COSenior Vice President for Law and Compliance,Chief Compliance Officer and Assistant Corporate Secretary

CC: THE PHILIPPINE STOCK EXCHANGE, INC,3/F Tower 0ne and Exchange Plaza, Ayala Triangle,Ayala Avenue, Makati Cify

Attention:

PHITIPPINE DEATING AND EXCHANGE CORPORATION37 /F Tower 1, The Enterprise Center67 66 Ayala Avenue cor. Paseo de Roxas, Makati City

Mr. Iose Valeriano B. Zuffo IIIOfficer-ln-Charge, Head of Disclosure Department

Ms. Vina Vanessa S. SalongaHead, Issuer Compliance and Disclosure Department

Attention

Page 5: Update in line with Attendance to CG Trainings and Seminars · Title: Update in line with Attendance to CG Trainings and Seminars Created Date: 10/9/2017 11:46:25 PM

Lan tao {i[L,,flrtfiur

Risks, Opportunities, Assessment andManagement (ROI\M), Inc.

awards this

CERTIFICATE OF COMPLETION

to

for having completed the seminar on

CORPORATE GOVERNANCE

held on 10 October 2017 atThe Globe Tower, BGC, Taguig City

amin l. Espiritu, Ph.D.

President;,

Page 6: Update in line with Attendance to CG Trainings and Seminars · Title: Update in line with Attendance to CG Trainings and Seminars Created Date: 10/9/2017 11:46:25 PM

\,,

Risks, Opportunities, Assessment andManagement (ROAM), Inc.

CERT! FICATE OF COMPLETION

awards this

to

for having completed the seminar on

CORPORATE GOVERNANCE

held on 10 October 2017 atThe Globe Tower, BGC, Taguig City

Sam6a otaroJona

\--^=_gelrlalnln t. Esplrltu, Ph.D.

President