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    VOLUME 14 NUMBER 1JANUARY - FEBRUARY 2013

    FORUM

    2 | A Conversation on

    the Party-List System

    with Rene Sarmiento

    6 | Power for Power:

    Rethinking Political

    Dynasties

    s h a p i n g m i n d s t h a t s h a p e t h e n a t i o n

    Aclear afternoon is a good time to clarify issuesabout the party-list system, and human rightslawyer, constitutionalist, election reformer, law

    educator and retired Comelec Commissioner Rene

    V. Sarmiento was gracious enough to oblige. The UP

    Forum conversation with Commissioner Sarmiento

    helped illuminate the often murky depths of the

    Filipino-style party-list system.

    The beginnings

    The Philippine party-list system, mandated by

    Section 5 of Article VI of the 1987 Constitution, has

    its origins in the spirit of reform and social justice

    that reigned in the wake of the end of the 20-year

    U N I V E R S I T Y O F T H E P H I L I P P I N E S

    12 | Gastos sa

    Kampanya, Sukdulan

    nga ba?

    Sinasabing nakabubuti para sa ekonomiya ang pag-gastos sa pangangampanya ng mga kandidato'tpartido pulitikal tuwing may pambansang halalan. Ayon

    sa pagsusuri nina Richard Emerson Ballester, et al., ng

    National Economic Development Authority (NEDA),

    nakikitaan ng bahagyang pag-angat sagross domestic

    product(GDP) ang iba't-ibang sektor ng ekonomiya, at

    dumarami ang nagkakaroon ng panandaliang empleyo

    sa mga nasabing panahon.1

    Ngayong taon, kung kailan idinaraos ang halalang

    midterm, tinatayang mahihigitan pa ang gastos sa mga

    pampulitikang kampanya noong 2010 at 2007. Sapo-

    litical ad spendingpa lang, tinatayang aabot na sa Php2

    bilyon ang gagastusin ng mga kandidato't partido.2 Ka-

    Not all that is legal is moral!1 cried Senator Miriam

    Defensor-Santiago with the gravity of a bishop

    denouncing vice.

    The sin in question, however, was primarily politi-

    cal rather than religious in nature. During the budget

    deliberations for the Ofce of the Vice President late

    last year, the senator delivered these words as a swipe at

    Vice President Jejomar Binay for his stance against bills

    prohibiting political dynasties.

    Binay has three children running in the 2013 elec-

    tions.

    The tone, though vehement, was not surprising. San-

    tiago is the author of Senate Bill No. 2649, or An Act

    to Prohibit Political Dynasties, which seeks to prohibit

    The PhilippineElections

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    2 UP FORUM Volume 14 No. 1 January-February 2013

    A CONVERSATION ON THE PARTY-LIST SYSTEM...

    continued from page 1

    Celeste Ann Castillo Llaneta and Andre Encarnacion

    continued on page 11

    dictatorship in 1986.

    Actually, angroots niyan ay angGerman model.Ang nag-initiate ngparty-list

    was Christian Monsod, former chairngComelec, recalled Sarmiento, who was

    Retired Comelec Commissioner Rene Sarmiento

    also a member of the 1986 Constitutional Commission.

    Kumbaga, magigingplayers din itong mgaparty -list s

    [sa national elections]para ma-diffuse ang[political]

    power.

    It didnt turn out to be a wholesale duplication of the

    European model, however.What happened was, during the course of the

    discussion in the Constitutional Commission of 1986,

    nabigyan ngFilipino color [angparty-list][naging]

    sectoral. Pumasok yung mga farmers and fishermen;

    hindi na siya yungpure German model.

    There are 12 sectors under Republic Act No. 7941

    [or the Party-List System Act].Noong pumasok yung

    Ang Ladlad, naging13 sectors. The purely German

    model, which was the intention, has become a Filipino

    model, Sarmiento added.

    Shaping the system

    RA 7941, signed in 1995 and implemented in 1998,

    was meant to give shape to the party-list system envi-

    sioned in the Constitution. But whether it has done a

    good job is another matter altogether.

    Sa simulat simula, ang masasabi ko sa party-listsystem law, I dont think it is reflective of the intent of

    the framers of the Constitution, said Sarmiento. May

    mga vague provisions sa RA 7941. For instance, who

    can represent the marginalized or underrepresented?

    Should they [the representatives] belong [to the same

    marginalized or underrepresented sector]?Dapat ba isa

    sa kanila o advocate eh pwede na?Hindi malinaw sa

    RA 7941.

    It was left to the Supreme Court to flesh things out in

    the course of interpreting the law, such as on the issue

    of whether or not a representative of a marginalized or

    represented sector should belong to the same sector.

    Like inAng Bagong Bayani-OFW Labor Party v.

    Comelec [June 26, 2001], nandoon yung mga guidelines to accredit a party-list

    organization, Sarmiento said. And repeatedly sa decision na iyon, seven or eight

    times binanggit ni [Chief Justice Artemio V.] Panganiban yung salitangbelong.Dapat yungnominee should belong to the marginalized and underrepresented, so

    dapat isa ka sa kanila. Hindi pwedeng yung mayaman will represent the poor or

    the farmers, the students, and so on.

    This was also reiterated in Banat v. Comelec. Hindi ito n ilinaw ngRA 7941.

    That is why noong nasa Comelec pa ako, ang daming mga party-list organizations

    na angnominees, hindi namanbelonging to tha t sector. Minsan nga nagiging

    pamilya na rin yung mga nominees. Mag-aama, mag-i ina, o mag-asawa. Its as

    ifwala nangrepresentative iyangsectorna iyan. So magandayung intention ng

    Constitution, hindi lang na-flesh outyungprovision na iyan under RA 7941.

    Allocating seats

    Another issue that RA 7941 has not been clear about is the question of the

    number of representatives/allocated seats per party-list organization. Two Su-

    preme Court rulingsVeterans Federat ion Party vs. Comelec in 2000 and Banat v.

    Comelec in 2009sought to set things straight.

    May ilangelements. First is the 20 percent allocation. Dapat 20 percent of the

    total number of congressmen sitting in the House should be party-list reps. Sec-

    ond, the two-percent threshold. Ibig sabihin, para magkaroon ng isang kinatawan ,

    [dapat] makuha mo angtwo percent of the total number of votes. Third, yung

    three-seat limit [maximum of three seats per representative]. And fourth, kung

    hindi ka sumali sa dalawang halalan, o sa dalawang halalan hindi mo nakuha

    yung two percent, cancelled angregistration mo.

    Veterans v. Comelec and Banat v. Comelec offer two different formulas to fill

    up party-list seats in the House.

    Doon sa Veterans, the formula is the two percent [of the total number of votes].

    So mahirap mapuno yang20 per-

    cent [seats in Congress mandated for

    party-lis t reps], dahil maraming hindi

    nakakakuha ngtwo percent.Pero sa

    pagpasok ngBanat, ni-relax yung two-

    percent [requ irement] para mapunoyung20 percent.

    Angcomment ni [Justice] Pangani-

    ban diyan, napakadaling makaupo,

    na kahit na ang nakuha mong boto ay

    150,000 [lamang], pwede kang umupo

    sa KongresoPara sa Banat naman,

    may isang tinatatawag na guaranteed

    seatyung two-percent na yan. But all

    the rest, after [getting] the guaranteed

    seats, [get] additional seats.Pataasan

    kayo ng botoHindi na yungtwo

    percent, basta ranking na, para lang

    mapuno yung20 percent.

    As far as Sarmiento is concerned,

    neither of the two formulas is entirely

    correct nor entirely wrong.I think we should have a test case

    to harmonize Veterans and Banat.

    Angcritique kay Panganiban [in the

    Veterans case] ay masyadongstrict.

    Angcritique naman sa Banat, masya-

    dongloose. May middle groundsiguro.

    Siguro another case ang kailangang

    ma-filesa Supreme Court to harmo-

    nize or balance [the two formulas].

    Holes in the Comelec net

    RA 7941 officially represents the

    last act of Congress with regard to the

    party-lis t sys tem. Since then, aside

    from Supreme Court rulings on the matter, it is the Comelec that has been tasked

    with hammering functionality into the unwieldy system produced by RA 7941.

    For instance, the question of whether the party-list system should be limited tothe marginalized and underrepresented sectors.

    To be true to the intent of the Constitution, yes, i-limit natin doon.Kaya lang

    sa ngayon, hindi nali-limit eh, because the law that implements the Constitutional

    provis ionRA 7941vague angprovisions niya.Dapat mas linawi n na ang

    intent is for these party-list organizations to represent the marginalized and under-

    represented. Those who have less in life Sarmiento added, quoting President

    Magsaysay.

    The process of picking which party-list organizations will see their names

    on the ballot involves at least two divisions of the Comelec: the First Division

    comprised of three members, and the Comelec en banc or the seven commis-

    sioners voting as a collegial body. This process can produce mixed results. In the

    2010 elections, the 187 party-list organizations that applied for registration with

    the Comelec was whittled down to 123, with 43 of that number petitioning their

    registration with the Supreme Court.

    Tinanggal din namin yan. Umakyat lang sa Supreme Court, ini-stop kami,

    PhotofromtheUPSIO

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    UP FORUM Volume 14 No. 1 January-February 2013 3

    continued on page 5

    Teodoro Kalaw IV

    Our party-list system today is not the

    system that the framers of our Consti-

    tution intended to be but the result of

    exceptionally blatant judicial legisla-tion." Beginning with a narrow major-

    ity inAng Bagong Bayani -OFW Labor

    Party vs. Comelec (G.R. No. 147589,

    26 June 2001), the Supreme Court

    has continuously upheld the principle

    that the system should be exclusively

    reserved for the marginalized and

    underprivileged when it is clear from

    a simple review of the records of the

    Constitutional Commission that such

    reservation only relates to the process

    of selecting sectoral representatives

    for the first three consecutive terms

    following the ratifica tion of the 1987

    Constitution, as a prelude to the full

    implementation of the system.I arrived at this conclusion during

    my graduate studies at the National

    College of Public Administration,

    leading to my masteral degree in

    public admin istr ation. My or iginal

    2009 paper can be accessed at the UP

    Forum online. The paper highlights

    that the real intent of the constitu-

    tional framers to provide a party-list

    system not only for sectoral but also

    national and regional parties can be

    readily gleaned from the actual provi-

    sions of our Constitution (Art. VI,

    Sec. 5 [1] & [2]) as well as the very

    floor deliberations of the then Consti-

    tutional Commission. Quoting directly

    from such records, Fr. Joaquin Bernas

    (himself a commissioner who partici-

    pated in the draf ting of the charter)

    emphasizes the following exact words

    of Commissioner Christian Monsod,

    who successfully led the opposition to

    Commissioner Wilfrido Villacortas

    defeated proposal to reserve perma-

    nent House seats for sectoral parties:

    I would like to make a dis-

    tinction from the beginning that

    the proposal for the party-list

    system is not synonymous with

    that of the sectoral representa-

    tives. Precisely, the party-list

    system seeks to avoid the

    dilemma of choice of sectors and

    The Philippine Party-List SystemA case study in judicial legislation

    For facts and gures on the

    Philippine party-list system,

    including a time-line and

    summaries of pertinent

    national laws, Supreme

    Court rulings and Comelec

    resolutions, visit the UP

    Election website at

    halalan.up.edu.ph

    who constitute the members of

    the sectors

    x x x

    We feel that this approach getsaround the mechanics of sectoral

    representation while at the same

    time making sure that those who

    really have a national constituen-

    cy or sectoral constituency will

    get a chance to have a seat in

    the [House of Representatives].

    These sectors or these groups

    may not have the constituency

    to win a seat on a legislative

    district basis. They may not be

    able to win a seat on a district

    basis but surely, they will have

    votes on a nationwide basis.

    The purpose is to open the

    system. In past elections, we

    found out that there were

    certain groups or parties that,

    if we count their votes nation-wide, have about 1,000,000 or

    1,500,000 votes. But they were

    always third place or fourth

    place in each of the districts.

    So, they have no voice in [Con-

    gress]. But this way, they would

    have five or six representatives

    in the [House of Representa-

    tives] even if they would not winindividu-

    ally in

    legislative

    districts.

    (See J.

    Bernas,

    The Intent

    of the 1986

    Constitu-

    tion Writ-

    ers, 344-

    347, Rex

    Book Store

    1995.)

    Plainly put, the

    party-li st system

    as envisioned by

    our present fun-

    damental charter

    requires the

    part icipation no t

    only of sectoral

    but a lso national

    and regionalpart ies. In f act,

    and contrary

    to the Supreme

    Courts succes-

    sive rulings on

    this issue, while

    one state policy

    recognized by

    the enabling stat-

    ute is to facili-

    tate that the marginalized and under-

    represented sectors may win seats in

    Congress, such is not the only policy

    recognized by the same law, which

    also requires the development and

    guaranteeing of a full, free, and open

    part y system to a ttai n the broadest

    possible representat ion of party, sec-

    toral, or group interests, as highlighted

    by Commissioner Monsods explan a-

    tion quoted above. To illustrate, this

    can particularly be seen in the express

    inclusion in the constitutional provi-

    sion of professionalswho arguably

    are neither marginalized nor under-

    represented in view of their being the

    primary drive r of the services com-

    ponent o f the na tional economyas a

    distinct sector.

    But such was not to be. Instead,

    what we have now is a bastardized

    version of a potentially promis-

    ing democratic innovation that only

    invites further litigation, as the cases

    reviewed in my paper show. Subse-

    quent to my research, the SupremeCourt in Barangay Association for

    Nat ional Advancement and Transp ar-

    ency (Banat) vs. Comelec (G.R. No.

    179271; 21 April 2009) again had to

    revisit the issue. While that case is

    more publicly known for recognizing

    Front page photo: Comelec Chair

    Sixto Brillantes (left foreground) and UP

    President Alfredo Pascual (upper left)

    oversee the Elections Day Dry Run held

    at the UP Integrated School in Diliman

    on Feb. 2, 2013. Photo by the UPSIO.

    Atty. Teodoro Kalaw IV

    ArtbyArbeenR.Acua

    PhotocourtesyofAtty.

    Kalaw

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    4 UP FORUM Volume 14 No. 1 January-February 2013

    Arlyn VCD Palisoc Romualdo

    Our campaign will notstop just because ofthe waiting game. It will

    not stop no matter how

    precar ious t he sit uat ion is.

    This is Ako Bicols

    stand as it waits for the

    Supreme Courts (SC) fi-

    nal decision on its petition

    to declare its disqualifica-

    tion by the Commission

    on Elections (Comelec)

    null and void.

    Yes, we are in a

    delicate position. We were

    granted a Status Quo AnteOrder (SQAO) by the Su-

    preme Court , bu t the f inal

    decision is still pending.

    Even so, we cannot let the

    situation delay or derail

    our campaign. We cannot

    just sit around and wait.

    That would be wasting

    time, Ako Bicol Repre-

    sentative Rodel Batocabe

    said in an interview with

    the UP Forum. As long

    as the SQAO stands, Ako

    Bicol, the top party-list in

    the last election, is still in

    the running.

    Its not over until its over

    Ako Bicol Party-List

    August September October November

    24 August 2012

    C o m e l e c h o l d s

    automatic review of,

    and hearing on Ako

    Bicols accreditation

    04 September 2012

    Kontra Daya fi les

    second omnibus letter of

    complaint to the Comelec

    against specic party-list

    groups, including Ako

    Bicol

    2 4 S e p t e m b e r 2 0 1 2

    Salvador France, Vice

    Chairperson of Pambansang

    L a k a s n g K i l u s a n g

    Mamamalakaya ng Pilipinas

    (Pamalakaya), les a letter of

    complaint against Ako Bicol

    10 October 2012 COMELEC

    issues SPP No. 12-154 (PLM)

    and SPP No. 12-177 (PLM),

    resolving to deny Ako Bicols

    participation in the party-

    list elections in 2013, but

    retaining its accreditation/

    registration as a political party

    under Rule 32 of the Comelec

    Rules of Procedure

    30 October 2012 Ako

    Bicol files petition for

    certiorari and prohibition

    with the Supreme Court,

    a s k i n g t o s t o p t h e

    implementation of the

    Comelec resolution

    13 November 2012

    The Supreme Court

    issues Status Quo

    Ante Order in favor of

    Ako Bicol

    2012

    continued on page 5

    Photo from http://newsinfo.inquirer.net/291614/hundreds-turn-up-in-rally-to-back-ako-bicol and http://tgpbrc.blogspot.com/2010/05/vote-for-ako-bicol-party-list.html

    Petitions and resolutions

    Election watchdog group, Kontra Daya, in its omnibus letter of complaint to

    the Comelec dated 4 September 2012, calls Ako Bicol a group masquerading

    as a party-list organization that is established, run and funded by the Co fam-

    ily of Bicol and its corporations and foundation. The letter also says that its

    nominees are multi-millionaires.

    As a regional political party that claims to represent the entire Bicol re-

    gion, Ako Bicol does not represent a particular marginalized and underrepre-

    sented sector or sectors, according to the Kontra Daya complaint. The group

    argues that a region is only a geographical formation in the country, not a

    marginalized and underrepresented sector. In sum, Kontra Daya concludes that

    Ako Bicol and its nominees are a mere duplicate of all the district congress-

    men of the Bicol region, and are merely duplicating the functions and mandate

    of the district congressmen of the entire region.

    Kontra Daya asks that the Commission investigate the party-list groups in

    its omnibus complaint and if the Comelec finds that the groups are not quali-

    fied as party-list groups or nominees, Kontra Daya prays that [the] Honorable

    Commission [1] Deny

    due course to the Peti-

    tions for Registration of

    the enumerated party-list

    groups; [2] Remove and/

    or cancel the registration

    of enumerated accredited

    par ty- lis t g roup s; [3] Den y

    due course the Certificate

    of Nomination filed by the

    par ty- lis t g roup s.

    A similar complaint was

    also lodged by Salvador

    France, Vice Chairperson

    of Pambansang Lakas ng

    Kilusang Mamamalakaya

    ng Pilipinas (PAMALA-

    KAYA), on 24 September

    2012. In his petition to

    the Commission, France

    prays [1] That this

    complaint be given due

    course; [2] That upon due

    notice and hearing, RE-

    MOVE orCANCEL the

    registration and accredita-

    tion of respondent AKO

    BICOL POLITICAL

    PARTY under the party-

    list system of representa-

    tion; and [3] That upon the

    removal and cancelationofAKO BICOL POLITI-

    CAL PARTY under the party-list system of representation, all its nominees be

    disqualified by operation of law for having no party-list to represent in the House

    of Representatives. (emphasis his) A hearing on the petition for cancellation of

    Ako Bicols accreditation has been set by the Comelec on 18 March 2013.

    The following month, the Commission issued a decision resolving to DENY

    the participation of Ako Bicol in the 2013 elections. The resolution also states

    that Ako Bicols accreditation/registration, however, as a political party under

    Rule 32 of the Comelec Rules of Procedure is hereby RETAINED. (emphasis

    theirs)

    Comelec cited three reasons for the partys disqualification from the polls:

    (1) it does not represent or seek to uplift a marginalized and underrepresented

    sector within the contemplation of the party-list system; (2) its grouping is

    based on geographical location and as such, th e p rov inces of Catand anues,

    Sorsogon, Camarines Sur, Camarines Norte, Masbate and Albay will have a

    number of representatives more than the number allowed by the Constitution;

    and (3) its nominees consist of a businessman, an ophthalmologist, and law-

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    UP FORUM Volume 14 No. 1 January-February 2013 5

    IT'S NOT OVER UNTIL IT'S OVER...

    continued from page 4

    2013

    December January- February March April

    26 November 2012 The Solicitor

    General issues a consolidated

    comment on petitions filed by

    disqualied party lists, including

    that of Ako Bicols; his prayers

    include the immediate lifting of

    the Status Quo Ante Order and

    dismissal of instant petitions for

    utter lack of merit

    18 March 2013

    S c h e d u l e d

    Comelec hearing

    o n F r a n c e s

    petition to cancel

    the accreditation

    of Ako Bicol

    A CASE STUDY IN JUDICIAL

    LEGISLATION...

    continued from page 3

    May

    that the two percent threshold require-

    ment to obtain a seat was unworkable,

    it also (again by a narrow margin)

    upheld the continuing reservation of

    the system to marginalized sectors.

    This led the court to again revisit its

    already amended formula for allocating

    seats in the system to ensure the lling-

    up of remaining seats left vacant after

    the sectoral parties that had obtained at

    least two percent of the votes had been

    accounted for, essentially by automati-

    cally allocating such seats to those not

    obtaining two percent of the total votes

    cast in the system, in order of number

    of votes obtained.

    Such continuing mental gymnastics

    would be unnecessary had the Court

    in the rst place not tampered with the

    plain intent of the framers. Instead, and

    for the foreseeable future, we should

    expect continuing litigation in this area

    of constitutional law precisely because

    the system as interpreted by the courtcontains these obvious aws:

    Continued Debate and Abuse of

    the Term Marginalized Given

    Its Subjective Nature

    The system as presently enforced

    gives the Commission on Elections

    undue discretion when it comes to

    determining what sectors are truly

    marginalized as well as when these are

    no longer marginalized. Furthermore,

    such is also the case with regard to

    the nominees of such parties, or who

    actually can be nominated and elected

    to represent the marginalized.

    Balkanization of Legislative

    Agendas

    The continuing implementation of a

    statutory cap on the maximum number

    of seats that any one party may obtain

    is actually a disincentive against coali-

    tion-building and common agenda

    setting, because it necessitates the

    presence of, and negotiat ion amon g,

    numerous parties with very specific

    legislative agendas. Hence, instead of

    serving as a platform for consensus-

    building and the common go od during

    a Congress, the current system actu-

    ally promotes single issue advocacies

    and narrow partisan interests.

    Wasted Votes

    The same statutory cap on maximum

    seats allowed facilitates spoiled votesby encouraging the dispersal of party-

    list organizations and resources, given

    the mandatory statutory ceilings effect

    on excess votes. Hence, parties which

    feel they have the electoral strength to

    breach such a cap wi ll be tempted to

    resort to organizing new parties just to

    avoid such wasting of the support they

    projec t they already have .

    Realizing that the system is broken

    will best help the truly marginalized

    by paving the way to giving th e pa rty-

    list system a genuine chance to thrive

    in our democracy, rather than letting

    it continue to hobble along beset by

    challenges in implementation because

    of its very defects. Efforts to reform

    the system will in turn not actually

    entail a constitutional amendment, but

    only the recognition by the Supreme

    Court of the genuine will of the fram-

    ers of our fundamental charter.

    --------------------

    Atty. Teodoro Ka law IV obtained

    his Master in Public Administration

    degree with the Deans Medal for a

    near-perfect grade average from the

    National College of Publi c Admin-

    istration and Governance of the

    University of the Philippines in April

    2010. Email him at teddykalaw@

    gmail .com.

    Ako Bicol Representative Rodel Batocabe

    PhotofromtheUPSIO

    yershow lawyers, businessmen and ophthalmologists are marginalized and

    underrepresented is not shown by Ako Bicol and its nominees.

    Ako Bicols response

    Batocabe pointed to Section 3(b) of Republic Act (RA) No. 7941 or the Party-

    List System Act which states that a party means either a political party or a sec-

    toral party or a coalition of parties. Following this definition, he explained that

    Ako Bicol should not be disqualified because it is registered as a political party.The law does not say that a political party must also be sectoral. It says or.

    As to the assertion that Ako Bicol does not seek to uplift a marginalized and

    underrepresented sector, Batocabe showed this writer an almost two-inch thick

    pile of documents comprising Ako Bicols per forman ce report that i t submitt ed

    to the Comelec.

    We do not claim to serve only a specific sector in Bicol. Our projects in-

    clude medical assistance, disaster mitigation, housing, scholarships, infrastruc-

    ture, livelihood, basic utilities, etc. These projects benefit various sectors

    sectors that need them.

    He also questioned the assumption that marginalized and underrepresented

    means financially poor and destitute. Sectors with a different constituency

    that fail to win district representation are also marginalized and underrepre-

    sented, he argued.

    On the Ako Bicol nominees, Batocabe provided an analogy: If a senior citi-

    zen, who happens to be one of the richest in the country, succeeds in organizing a

    sectoral organizationof senior citizens and

    is nominated to be

    its representative in

    Congress, does this

    mean he cannot effec-

    tively represent senior

    citizens because he is

    rich?

    In the end, Bato-

    cabe goes back to RA

    No. 7941 . Sec tion

    6 provides all the

    grounds for cancella-

    tion of registrationit

    is a religious sect;

    advocates violence; it

    is a foreign party; itreceives support from

    any foreign entity

    for partisan election

    purp oses; viol ate s

    election laws; declares

    untruthful statements;

    ceased to exist for

    one year; and fails to

    par tic ipate or fai ls to

    obtain two percent of

    par ty- lis t votes i n the

    last two elections.

    Specific to Frances

    complaint, Batocabes

    chief of staff, Atty.

    Raul Luna, said in alater interview with

    the UP Forum that

    he fails to see the logic behind the

    hearing set on 18 March 2013. He

    poin ted out tha t the Comelec i ssu ed

    its resolution after both complaints

    against Ako Bicol were filed. Does

    this mean that Frances petition was

    not acted upon by the Comelec before

    they released their resolution? heasked. Even then, Luna said Ako

    Bicol has complied with the Com-

    missions order to reply and will be

    at the hearing. What this means for

    Ako Bicols SC petition remains to

    be seen.

    Hanging in the balance

    The printing of ballots for 13 May

    2013 has started in early February.

    Ako Bicol is in the list, along with

    many party-list groups that were

    disqualified by Comelec but have

    been gran ted SQAOs by the SC. The

    Comelec had its own

    schedule to keep andcould not afford to

    wait for the SC to is-

    sue its final decision

    on the petitions.

    The power lies

    with the Supreme

    Court. Ako Bicols

    stability was rocked

    by the Comelec d is-

    qualification. When

    that news broke

    out, our constitu-

    ents feared that our

    programs would be

    discontinued, that

    support for them

    would cease to exist.When it happened, I

    realized what it truly

    meant to be a repre-

    sentative because I

    felt what our constit-

    uents felt, Batocabe

    told the UP Forum.

    As of this writing,

    no decision had been

    issued by the SC and

    the Comelec has yet

    to conduct the hear-

    ing on the petition to

    cancel Ako Bicols

    registration.

    ---------------Emai l forum@

    up.edu.ph

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    6 UP FORUM Volume 14 No. 1 January-February 2013

    Andre Encarnacion

    POWER FOR POWER...

    continued from page 1

    continued on page 11

    Dr. Joseph Capuno of the UP School of Economics

    spouses and relatives up to the second

    degree of consanguinity from running for

    ofce in the same province in the same

    election.

    Not one to be silenced, Santiago struck

    again in a more recent speech, calling

    dynasty members stationary bandits,

    while labeling the country the world

    capital of political dynasties.2

    They have carved out a monopoly

    for themselves, she asserted, as if only

    their families were qualied for public

    ofce.

    Like many critics, Santiago views

    political dynasties as inherently bad, their

    persistence being in direct violation of

    the 1987 Constitution. Dynasties are also

    seen, and not without basis, as contribu-

    tors to poverty, not to mention fraud,

    violence, vote buying and intimidation.3

    There is a term in academic circles

    describing them as predatory.4

    Fromthe streets to the halls of the Senate, our

    knowledge of this predation is as exten-

    sive as our tolerance of it is tragic.

    This does not, however, account for

    cases that do not t the mold. The ques-

    tion is: if dynasties are harmful in and of

    themselves, what accounts for areas with

    a history of dynasties that have experi-

    enced considerable economic growth?

    UP School of Economics Professor Dr.

    Joseph Capuno, who has done studies on

    local development and politics, looks at

    political dynasties rather differently.

    What we see is that clans are not ev-

    erywhere bad for growth, says Capuno,

    because there are high growth areas

    where clans have been dominating. Our

    denition of a clan is it is a predator.

    Pero kung na-o-observe mo, it's a mix!

    Mayroonghigh growth, mayroong

    low growth, with or without clans. There

    are areas without clans but which are

    considered low growth. So what is the

    story that will tie these observations

    together?

    Rather than a narrative of innate good-

    ness or badness, Capuno's research has

    uncovered a possible Rosetta Stone, by

    which all these disparate tales can be

    read and understood.

    Capuno calls it the political contest-

    ability theory.

    What do you need performance

    for?

    We have a paper you should look

    into, Capuno suggests as an introduc-

    tion. The paper is entitled, "Is local de-

    velopment good politics? Local develop-

    ment expenditures and the re-election of

    governors in the Philippines in the 1990s,

    and was published by Capuno, with Raul

    Fabella and Jose Orville Solon.

    The question it asks, Capuno says, can

    be summed up simply: if the incumbent

    governor spends on development expen-

    diture, will it get him reelected?

    Basically what a dynasty does is act

    like a political party, Capuno explains.

    He denes a dynasty as two members

    of the same clan succeeding each other

    in ofce. If you have a weak political

    party, you need to have machinery (to

    win elections).Angsubstitute mo for a

    weak political party system is your fam-

    ily, your clan. That's one view.

    In that case, he continues, if you

    are an incumbent under a weak political

    party system, and your opponent has a de

    facto political party, being a member of

    a clan, what you do to get reelected is to

    do good in ofce.Iyan angace mo.

    Capuno contends that the secret for

    dynasts and non-dynasts alike to secure

    reelection, is to do good for the people.

    Unfortunately, securing reelection for a

    dynasty can also lead to its not doing anything. Baligtarin mo naman, he says. If the

    incumbent is a political dynast and has no challengers, what will he do? That's when

    we see them not performing in ofce.

    The premise is clear. You need two things: party and performance, to win elections,

    right? If you don't have a party, performance ang gamitin mo. An incumbent with a

    de facto political party in his own clan, and without any legitimate challengers, on the

    other hand, has no incentive to perform.

    If you're a clan member and wala kang kalaban, what do you need performance

    for? You'll always win! So what you do is co-opt their opponents by an intermarriage

    of clans.

    The story, however, goes even deeper. What's interesting is when youre a clan

    member and you're challenged by another political clan. On the party side, you're even.

    Then you use your performance to win! That's your trump card. That's what we found!

    So the lesson here is that it is not the political clan itself that makes them bad per-

    formers. It's the absence of competitors. Think about it. If you're a clan against another

    clan, tabla lang kayo. So what do you do to win ofce? Perform! It makes sense.

    My prediction is this, Capuno says. If there are no dynasties, and the region is

    contestable, it is a high growth region. Why? Because the incumbent, or whoever wins,

    has to perform in ofce. If the incumbent is a clan member, but there are other clans

    that would contest the ofce, high growth din iyan.

    Hindi token opponent, ha. One that is capable of replacing them in a fair ght. Money

    for money, power for power, they can compete. That is my denition of contestability.

    A dynasty that is not challenged, on the other hand, would result in low growth for its

    jurisdiction. Likewise, an area with no dynasties and no competitors would experience

    a similar outcome. Nobody threatens the incumbent. He might likely start his own

    clan because he's not likely to be replaced by anybody.

    If you have cases based on the political contestability story, you can tie up a nice

    'kwento', di ba? Look at the nature of the political competition.

    It never quite ts

    But even this elegant categorization can have exceptions. Capuno

    is quick to point these out. Makatiwalangopponents. Why is it a

    high growth area?

    Capuno claries that there are other factors that compel people to

    relocate to an area and contribute to its progress. Actually it's the

    private sector that drives it. Remember, you move to a place for the

    quality of public services and the work opportunities.

    What you're saying here is that the work opportunities are so great

    that I can afford to disregard the local government.

    He gives another example. Kaya lang naman umunlad angTaguig,

    it's not because of (those in ofce), per se. The Fort (Bonifacio Global

    City) made it happen. People move there because it's a place near

    Makati and The Fort.

    The national government can also compensate for LGU inefciency

    in particular instances. In areas like Quezon City, Capuno points out

    that people still get their health services despite some

    local hospitals underperformingbecause they get

    them from hospitals funded by the national govern-

    ment.

    In this case you can't credit that to the local

    government, he says. What are other possible ex-

    planations? An area has unusual or abundant natural

    resources. It's a boomtown. But that is once again a

    private sector or market driven explanation of why

    people stay.

    When you go on eld studies, you will notice

    the variation of the stories. It never quite ts here

    and never quite ts there. So you need to nd the

    other factors that would explain that.

    Naturally, Capuno notes, no reelectionist will

    admit to these complexities outright. They have towin, he concedes. Why would they say some-

    thing that would not make them win? You have to

    give it to them; it's not that they're lying. But you

    have to understand where they're coming from.

    Fools for the longest time

    Beneath the wealth of empiri-

    cal data, there is another theme

    implicit in Capuno's message. If

    the political contestability theory

    is true, it would call for voters

    to reassess not only how they

    choose candidates, but also the

    psychology behind competent

    public service.

    (If I were a public servant),

    what would force me to dowell? asks Capuno hypotheti-

    cally. Either you are innately

    good, which is very hard to

    prove. Or you are not too sure

    of your hold on power, and

    therefore you have to perform to

    remain in ofce.

    In such a scenario, the plat-

    forms and promises of candi-

    dates mean very little. Voters,

    according to Capuno, have little

    insight into the innate goodness

    or badness of their political bets,

    despite their best intentions.

    We've been wanting that ever

    since we started thinking about

    how to build a republic, he explains.

    Politicians saying (that they are good)

    will not necessarily make it true. Because

    you won't be able to prove or disprove

    them anyway, ex ante... They give you

    the same message, basically.

    The truth value of what they may

    sayand by truth value, we mean the

    value by which we can determine which

    one of them is saying the truthis zero.

    Wala namangpolitician that will say

    (they are bad). That's a romantic aspira-

    tion.

    Instead, Capuno points to a more

    benign alternativereputation. Other

    things being equal in a fairly contested

    area, reputation has more truth value.

    Remember, the assumption is, people

    know their leaders and they are free to

    vote, he says. They are not coerced.

    Big 'if'' din yun. What I'm saying is, that

    is a better basis than what an outsider

    would say. Outsiders come and go, and

    are very impressionistic.

    As a consequence of these impres-

    sions, outsiders are also prone to impose

    value judgments on how governments

    are run. Under decentralization, you

    Photo from the UPSIO

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    UP FORUM Volume 14 No. 1 January-February 2013 7

    SOURCES:Coronel, Sheila. (2007). The seven Ms of

    dynasty building. New Political Dynasties.

    Retrieved from http://pcij.org/stories/the-

    seven-ms-of-dynasty-building/

    Constantino, Renato. (1982). The Making of a

    Filipino: A Story of Philippine Colonial Politics.

    Quezon City: R. Constantino.

    Rivera, Temario. (1994). Landlords and

    Capitalists. Quezon City: University of the

    Philippines Press.

    The making of political dynasties in the Philippines

    Stephanie S. Cabigao

    Causing an uproar in thethick of the 2013 elec-tion is the buzzword politi-

    cal dynasty. Political dynas-

    ties are more blatant and

    active today, said Center

    for People Empowerment in

    Governance (CenPEG) direc-

    tor for policy studies Prof.

    Bobby Tuazon, since the

    conditions to form 'more of

    the same' are more encourag-

    ing than ever under a current

    administration that also came

    from political patronage.

    It is interesting to note how

    political dynasties today make

    every region, municipality, town

    and city family turf. For instance,

    we best remember Batanes with

    the Abads who have served the

    legislature since 1965; the charm

    of Northern Ilocos is attributed

    mostly to the Marcoses who be-

    came prominent in public service

    in 1925; and of course, Tarlac

    where the Aquinos-Cojuangcos,

    considered as the most powerful

    dynasty today, originated.

    Supreme Court (SC) Justice

    Antonio Carpio in a ruling in 2011

    dened the term political dynas-ties in the case of Navarro v. Ermita

    (GR No. 180050; April 12, 2011) as a

    phenomenon that concentrates political

    power and public resources within the

    control of a few families whose mem-

    bers alternately hold elective ofces,

    deftly skirting term limits.

    The reasons for the apparent salience

    of political dynasties in the country

    today can be drawn from the countrys

    political and economic his tory. The

    existence of political dynasties was

    neither patterned after the Marcoses and

    their cronies nor was it a product of the

    election system; it has already been in

    place for the past six centuries. There

    are three notable periods in history that

    pertain to the evolution of the politi-

    cal dynasty. The rst period dates as

    far back as the pre-colonial period; the

    second commenced during the Spanish

    regime; and the third in 1898 when US

    colonization began.

    Emergence of political

    dynasties

    The occurrence of political dynasties

    was believed to be rst recorded in the

    pre-Magellanic period. In his bookThe

    Making of a Filipino, Renato Constan-

    tino pointed out that communities at

    this time were already accustomed to an

    early form of government and poli-tics. The pre-colonial society had the

    datu, raja, and maharlika as rulers and

    stewards of tribal communities. Accord-

    ing to Constantino, their strong familial

    bonds espoused the development of the

    leadership and social prestige of this

    ruling class. Perhaps the datu, raja, and

    maharlika class served as archetypal

    models for the formation of political

    dynasties in the Philippines.

    During the Spanish colonial period,

    the termprincipalia was introduced. The

    principalia embodied the new kind of lo-

    cal elite. To Constantino, theprincipalia

    was composed of the wealthy landown-

    ers, many of whom were descendants of

    It Runs in the Family

    the early datus and maharlikas. This

    time, the formerdatu has been entrusted

    with scal and administrative duties and

    became adjuncts of Spanish power. From

    mere administrators of socially-owned

    land during the pre-Magellanic period,

    theprincipalia eventually became formal

    owners of these lands. Theprincipalia,

    along with the mestizos, illustrados,

    mestizo-sangley, creole, and Chinese

    mestizos constituted the local oligarchs

    of the country.

    InLandlords and Capitalists , political

    scientist Temario Rivera revealed that

    about 87 families controlled the top 120

    manufacturing companies from 1964-

    1986. Sixteen of these familiesabout

    20 percentwere involved in politics.

    Most of them were members of the

    landowning elite that emerged during

    the 19th century, including the Aranetas,

    the Cojuangcos, the Jacintos, the Madri-

    gals, and the Yulos.

    Through government inuence,

    writes Rivera, landed capitalists

    caused the diversion of state resources

    to traditional elite economic activities

    like sugar and coconut milling, limiting

    further industrial diversication.

    The third period was highlighted

    by the introduction of education and

    suffrage by the US that catapulted the

    elites in the rst local elections in 1903and the rst national elections in 1907,

    Tuazon explained. The elites capitalized

    on education to acquire new knowledge

    and information. Through education,

    both the local and national elites ob-

    tained a new form of mechanism, which

    the French sociologist Pierre Bourdieu

    called "cultural capital." Education was

    the ticket to election participation and

    a prerogative of wealth. In history, the

    rst elections only catered to the prop-

    ertied class, which comprised less than

    one percent of the population. William

    Howard Taft directed this rst-ever elec-

    tion limiting the number of participation

    only to the local and national elites.

    A CenPEG study on familial member-ship in public ofces (1907 -2004), that

    is, from the 1st Philippine Assembly to

    the present Congress of the two Houses

    found that Congress is home to 160

    families that have continuously served

    each house with two or more family

    members. In the 1946 Congress, out of

    the 98 congressmen elected, 61 came

    from families with members in elective

    positions from 1907 to 1941. The devel-

    opment of both the local and national

    elites enhanced their monopoly over the

    landowning system, and businesses such

    as mining, logging, sugar, tobacco, real

    estate, media, links to banks, and others.

    Political dynasties as ideologyAccording to Tuazon, nearly 50

    percent of the countrys current politi-

    cal dynasties owe their ascendancy to

    post-Marcos (1986) political deals when

    most elective positions were lled up by

    appointees of then President Corazon C.

    Aquino, including the Ampatuans of

    the infamous Maguindanao massacre.

    In the entry of political appointees, it

    is understood that more families were

    allowed to establish their respective dy-

    nasties in the political arena. The preva-

    lence of political families in various

    public posts has become commonplace

    in the Philippine government today.

    A CenPEG study in 2011 showedthat the May 2010 electionsduring

    which the automated election system

    was used nationwide for the rst time

    increased even more the number of

    political dynasties both at the national

    and local levels. Political dynasties

    have been thriving with memberships

    increasing through horizontal and

    vertical expansion. For instance, in the

    15th Congress, vertical and horizontal

    expansion included local and national

    positions, covering legislat ive district s,

    provinces, and regions, and even pen-

    etrating the party-list system.

    The rampant political dynasty build-

    ing today was described by Tuazon as

    tactics of self-preservation and expan-

    sion, which are means for a continuingrule of political dynasties. The 2013

    election clearly demonstrates how such

    tactics operate. For instance, the 2013

    senatorial slates are basically coalitions

    of political dynasties through party-

    switching for networking and political

    preservation. Image and visual pack-

    aging have become key factors in the

    expansion, preservation, and continuing

    rule of political dynasties. Partnerships

    with lawyers, the media, showbiz per-

    sonalities and corporations have favored

    wider expansion and greater popularity

    for these political dynasties, ensuring

    their rule over Philippine politics.

    The continuing phenomenon of polit-

    ical dynasties today reects the encom-

    passing inuence of traditiona l polit ics.

    Recent studies reveal that since 1903

    to present, dynastic candidates have

    had about thirty percent greater chance

    of winning over non-traditional rivals,

    according to Tuazon. It has become

    customary for citizens to base their

    decisions on personality-based cam-

    paigns backed by familia l or dynastic

    support. While an ideology is in place,

    for Tuazon, such dynasties perpetu-

    ate and enjoy various advantages in

    traditional kinship networks, political

    machineries, wealth, property, access

    to government sources, weak political

    party system, weak electora l system,culture of powerlessness among the

    people, and warlordism.

    ---------------

    Email [email protected]

    continued on page 11

    A r t b

    y A

    r b e e n R . A c u a

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    8 UP FORUM Volume 14 No. 1 January-February 2013

    THE UP FORUM ROUNDTABLE DISCUSSION

    ON THE PHILIPPINE ELECTIONS

    Q.What reforneed to im

    elections?Aquilino Koko Pimentel III,

    LLB

    Senator

    Senate of the Philippines

    continued on page 14

    Lucenito N. Tagle, LLB

    Chairman, Overseas Absentee

    Voting

    Commissioner

    Commission on Elections

    TAGLE: Elections in the

    Philippines are in the adolescent

    stage where there is a huge

    room for improvement and

    reforms. Although we suc-

    cessfully crossed the bridge

    of election modernization in

    the 2010 national polls, there

    are still a lot of bridges left

    uncrossed as far as the whole

    Damcelle Torres-Cortes, LLB

    Assistant Professor, Institute for Gover-

    nance and Rural Development

    College of Public Affairs and Development

    UP Los Baos

    CORTES: Every election sea-

    son, candidates are at the center

    of public discussions and media

    coverage. Who are the people

    running? What is their back-

    ground? What do they plan to

    do once elected to ofce? Who

    is topping the surveys?

    PIMENTEL: You may be aware

    of the Pimentels long and difcult

    struggle against massive electoral

    cheatingrst, during the 1995senatorial elections when my

    father won in the voting but lost

    in the counting and canvassing;

    second, during the 2007 senatorial

    elections where I lost the fraudu-

    lent count at the Comelec-led

    national board of canvassers. This

    is why reforming our electoral

    system is very personal to me.

    In a democracy such as ours, it

    is the ballot that is the great equal-

    izer of people. In the exercise of

    our right of suffrage, every voter,

    rich or poor, is only entitled to

    one ballot. Thats why a ballot

    should be beyond the commerce

    of man. It cannot and should not

    electoral process is concerned. Below are

    the major areas of concern that need to be

    addressed:

    1. Enhancement of Project Manage-

    ment Skills and InformationTechnol-

    ogy Capabilities - This should address

    the efciency of the overall election

    administration in the country including

    pre-election and post-election activities

    such as maintaining and cleansing voter

    registration lists, precinct-mapping, pro-

    curement of equipment, counting and

    canvassing the results, and the procla-

    mation of winners in accordance with

    the current election modernization law.

    2. Intensive Voter Education - Despite

    the 38, 162, 985 voters who actually

    voted in the 2010 national pollsa

    number equivalent to 75 percent of

    the total number of registered

    votersan extensive and wide-

    spread information campaign

    especially in far-ung areas is

    still needed to halt and prevent

    the disenfranchisement of vot-

    ers. It is imperative that more

    stakeholders be involved in

    the voter education program as

    well as in the utilization of eld

    personnel in developing a far-

    reaching information drive.

    3. Harmonization of All Elec-

    tion Laws, Rules and Regula-

    tions through the Passage of a

    New Omnibus Election Code

    - There is an urgent need to

    overhaul the present Omnibus

    Election Code that has been

    the subject of piecemeal amendments.

    These changes in the Election Code

    cause confusion among stakeholders

    and make it difcult to administer elec-

    tions and enforce election laws.

    4. Acquiring Appropriate Technology

    for Overseas Absentee Voting - Filipi-

    nos abroad comprise a huge number of

    voters. However, in the 2010 elections

    in which 589,830 Filipinos abroad

    registered, only 153,323, or 25.99 per-

    cent, actually voted mainly because of

    lack of interest on the part of overseasabsentee voters to cast their votes either

    via mail or personal voting. There have

    been discussions on allowing Internet

    voting, but the current Absentee Voting

    Act, or Republic Act 9189, does not

    allow it. An amendment to the current

    overseas absentee voting law is needed

    to enable the Commission on Elections

    (Comelec) to adopt the appropriate

    technology that will allow Filipinos

    abroad to cast their votes in a faster and

    more convenient manner.

    4. Erecting a Building of Its Own for

    the Comelec Main Ofce and its Field

    Ofces - Among all the Constitutionalcontinued on page 14

    be bought. It is our duty as responsible citizens to do everything to preserve the sanctity

    of the ballot.

    For my part, immediately after I assumed ofce, I caused the purging of the list of vot-

    ers in the Autonomous Region of Muslim Mindanao (ARMM) by authoring and spon-

    soring (together with Senator Franklin Drilon) Joint Resolution No. 17. This gave the

    ARMM the opportunity to cleanse its reputation as the cheating capital of the Philippines.

    With the enactment of the Mandatory Biometrics Registration Act (Republic Act No.

    10367), we can be assured that there will be a nationwide cleansing of records of doubleor multiple registrants.

    To make our electoral processes accessible to our persons with disability (PWDs) and

    senior citizens (SCs), we now have The Electoral Processes Accessibility Act (Repub-

    lic Act No. 10366) mandating the creation of special precincts for them. However, it is

    worthwhile to explore the early voting system for our PWDs and SCs to spare them the

    chaos and long queues on election day.

    With the advent of the digital age, we have shifted our electoral processes from manual

    to automated in the hope that we can curb, if not eliminate, electoral fraud. However, au-

    tomation has also ushered in the fear of a new kind of fraudautomated fraud. To dispel

    this kind of fear, we need to fortify our automated election system by:

    (a) Incorporating the voters biometric data into the hard drive of the precinct count opti-

    cal scan (PCOS). This way, the machine will be capable of determining whether the

    person who is intending to cast his ballot is a registered voter in the said precinct;

    (b) Allowing the members of the Board of Election Inspectors (BEIs) or those who are

    supposed to run the PCOS machines to generate their own distinct, secret, and con-

    dential digital signatures or pass codes so that unauthorized persons who are able to

    But since the 2010 elections, a new issue has been added to our electoral concerns: au-

    tomation. Questions on the kind of machine and computer program to be used, how to use

    them, and the integrity of the results preoccupy the voters mind.I nd it interesting and disturbing that the electorate rarely gures as the focus in elec-

    tions and electoral reform despite recurring reports of massive cheating and vote buying.

    We have been content with repeated calls for people to vote wisely and to exercise

    vigilance by serving as poll watchers or independent watchdog volunteers. I do not discount

    the importance of these efforts. But what I nd lacking is a truly transformative approach to

    educating Filipino voters about the sacred exercise of their democratic rights.

    I am not simply referring to information campaigns about candidates, steps in voting via

    the PCOS machine, or advertisements appealing to the conscience about responsible voting.

    I am looking for effective efforts to personally engage citizens about how they vote.

    I remember the voters education program implemented by the Paralegal Volunteers Or-

    ganization during my UP Law days. We developed a short module to discuss the duties and

    responsibilities of elected ofcials. Choosing candidates starts with knowing the nature of

    their work and the corresponding skills required by the job. In a barangay in Los Baos, we

    asked the participants about their understanding of the vice mayors role. We were aghast

    to hear the answer: Naghihintay po na mamatay ang mayor, o basta pag wala ang mayor,

    sya na (Waits for the mayor to die, or replaces the mayor when the mayor is not around).The participants were surprised to learn that the vice mayor heads thesanggunian (council)

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    UP FORUM Volume 14 No. 1 January-February 2013 9

    THE UP FORUM ROUNDTABLE DISCUSSION

    ON THE PHILIPPINE ELECTIONS

    ms do we

    prove our

    Liza D. Corro, LLB

    Assistant Professor

    and Dean

    UP Cebu

    CORRO: The current state of electoral laws and the conditions in the conduct of

    elections in the Philippines are such that the three-year term of politicians is not suf-

    cient to redress the wrongs and injustices committed to them.

    Due to the countless reforms we need to institute, we should prioritize what re-forms we really need. Election reforms to be instituted in the Philippines can center

    on the interests of a voter, a candidate, or the Comelec as an institution. I believe

    reforms to benet the voter should be given utmost priority.

    Statistics issued by the Institute for Democracy and Electoral Assistance (Inter-

    national IDEA),1 show the voting age population (VAP) and voters turnout in the

    Philippines, in the last three years. [See table below.]

    Without delving into the reasons for the turnout of voters, the fact remains that

    there is a considerable number of voters who do not exercise their right to vote.

    If a good voters turnout will ultimately favor the less-privileged members of

    society, and will balance electoral power, shouldnt we encourage a good voters

    turnout? What is it that we should do in order to encourage the optimum exercise of a

    Filipinos right to vote, so that those who are qualied to vote really go out and vote?

    And how do we ensure that the ballots cast are true expressions of the voters will?

    Not all citizens of voting age register, whereas only a small portion of the VAP

    actually votes. So reforms suggested here address those who voluntarily refuse to

    exercise their right to vote, and who are purely apathetic to the electoral exercise.

    It would be difcult to penalize the failure to register as voters, or to impris-on non-voters. Otherwise, it is similar to penalizing jaywalkers by hordes, and

    FRANCE: With their characteristic fraud, corruption, and mis-

    information, Philippine elections are also occasions for death

    and violence. Reforming the electoral process has become

    crucial to Philippine democracy.

    First, closely monitoring the campaign strategies of the polit-

    ical parties and candidates can reduce illegal electioneering and

    backroom scheming. According to Melvin Calimag ofPinoy

    Post, [s]ocial media is fast reshaping upcoming elections

    with civil society making great use of it through a hugely suc-

    cessful campaign against publicity-hungry or credit-grabbing

    politicians. Take the anti-epal drive, which went viral even

    before the ofcial campaign period began. According to its

    implementing agency, the Department of Social Welfare andDevelopment, epal refers to politicians who claim ownership

    of projects using taxpayers money by aunting their names

    and faces on billboards and/or posters.

    It is important to note that both traditional and online media

    play a crucial role in shifting public attention to things that

    matter. Oftentimes, candidate-to-candidate questioning, rebut-

    tals, and follow-up questions are taken for granted.

    This is why election laws should be strictly observed and cri-

    tiqued so as not to confuse the public. Media-hyped issues are

    Charlotte C. France, 4th Year BroadComm

    College of Mass Communication

    Incoming USC Councilor

    UP Diliman

    continued on page 14

    in local policy-making! The discovery

    drastically changed their idea of who the

    vice mayor should be.

    There is also an introspective module

    developed by the Ateneo de Manila Uni-

    versitys Center for Community Services

    in early 2000. It encouraged the voter to

    personally reect on his/her ideal candidate

    vis--vis his/her actual choice. I was then

    a volunteer administering the module in a

    community along Commonwealth Avenue.The process started with the identication

    of 7K orpitong katangian (seven charc-

    teristics) of ones model politician. Partici-

    pants raised the bar high as attributes like

    godly, honest, pro-poor, people-

    centered, and not corrupt topped the 7K.

    The activity proved revealing after

    a mock election. The participants real-

    ized that their chosen candidates, most of

    whom had well publicized cases of graft

    and human rights abuses, did not t their

    own criteria. The process enabled them

    to scrutinize candidates, ponder on their

    initial choices following their own ideals,

    and come up with a well-thought-out list

    of candidates prior to election day. The

    quick to be forgotten. And in this period of election

    carnival, the public should exert every effort to vote

    for those who genuinely represent their interests.

    Second, voters education will help voters under-

    stand the implications of voting and the signicance

    of exercising their right to vote. On the surface, qual-

    ied voters are informed of the registration require-

    ments, the identication documents that are neces-

    sary for voting, and the logistical concerns including

    the date, time, and place of voting. What is more

    important, however, educating voters can protect

    them from the media gimmickry that characterizes

    political campaigns. It can be difcult for voters tocritically evaluate the merits of candidates consid-

    ering the volume of information, not to mention its

    quality or lack thereof, to which they are subjected.

    At the national level, Kabataan Party-list has

    launched several voters education initiatives to help

    voters from different sectors in different communi-

    ties assess candidates, parties and issues. Educating

    voters is also a way to kindle non-voters interest and

    motivate them to participate and ensure a healthy

    democracy. At a time when more and more people

    are turned off by politics and the dirty tactics they as-

    sociate with it, educating voters can help encourage

    their involvement through discussions on the basics

    of democratic processes.

    Lastly, the government should stress its com-continued on page 14

    there will not be enough space for them

    in prison.

    There are ways to motivate those of voting age, to register as a voter, and those who are

    registered to really exercise their right to vote. One way is to impose voting as a pre-req-

    uisite for the issuance of a needed document or certication, like requiring a certicate or

    proof of having voted as one requirement for graduation, or for issuing a marriage license,

    or a drivers license, or for some other relevant licenses which the populace usually applies

    for.

    The size of the electorate turnout can be maximized if favorable voting conditions are

    provided to them, barring poor weather. The best personnel who can provide favorable

    voting conditions are teachers assigned on the eld, policemen monitoring the electoral

    exercise, and the Comelec head assigned in the town or city.

    A reality which is not being addressed is that teachers, policemen and the Comelec head,

    once their partisanship comes in depending on who their appointing authority, can make

    things difcult for the voter.

    How? On his way to the voting center, a voter who resides in a rural area, for instance,

    can be easily blocked by the town policemens vehicle, easily discouraging him from

    continuing with his trip to vote. A call to the towns Comelec supervisor is not an assurance,continued on page 14

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    10 UP FORUM Volume 14 No. 1 January-February 2013

    Enabling Law

    Arbeen Acua

    Notwithstanding Constitutionalconstraints, a select few clans havebeen keeping strongholds and strangle-

    holds, governing local territories, and

    training family members to race for dom-

    ination come national election time. The

    elite class customarily compete amongthemselves, like thugs protecting their

    respective turfs. However, the latter is

    cloak-and-dagger, underground and out-

    lawed; while the former is suits-and-ties

    with guns-goons-and-gold and seemingly

    legal. But all is not what it seems.

    As may be dened by law

    Though political dynasties continue to

    enjoy the blessings of democracy as they

    can run for public ofce over and over

    again, they violate the Constitution. Ar-

    ticle 2 Section 26 states: The State shall

    guarantee equal access to opportunities

    for public service and prohibit political

    dynasties as may be dened by law.

    During the forum Political Dynasties:

    A Challenge to Political Reform last

    January 24 at the UP National College of

    Public Administration and Governance

    continued on page 11

    Disabling

    Small Dictatorships

    Atty. Alex Lacson (extreme right) sits with the other speakers during the forum on "Political Dynasties: AChallenge to Political Reform" held January 24, 2013 at the UP-NCPAG.

    (NCPAG), Atty. Alex Lacson said that

    the provision does not state as may be

    dened by Congress but as may be

    dened by lawthus, the Commis-

    sion on Elections (Comelec) rules can

    be part of the law of the land and it is

    not necessarily the Congress that shall

    promulgate the rule.

    Lacson is the legal counsel of the Anti-

    Dynasty Movement (AndayaMo), which

    has urged the Comelec to disqualify

    (Rodrigo) Duterte (of Davao); MiguelLuis Villafuerte and his grandfather Luis

    Villafuerte of Camarines Sur; Dennis

    Pineda, the son of Pampanga Gov. Lilia

    Pineda; and brothers Rexon and Sherwin

    Gatchalian of Valenzuela.1

    Lacson said that there are sufcient le-

    gal grounds to ban political dynasties. As

    of press time, the Comelec has acted on

    AndayaMos petition. It was rafed off

    to the Second Division of the Comelec

    chaired by Commissioner Elias Yusoph.

    The other member is Commissioner

    Grace Padaca. The other member is still

    unknown because two commissioners

    retired last February 2, said Lacson in

    an interview with the UP Forum. Hope-

    fully, President Aquino will appoint two

    new commissioners by end of Febru-

    ary. He added that the respondents are

    expected to present their answers to the

    petition in a hearing on February 26. The

    said Comelec division is yet to decide on

    the issue.2

    Besides ling a petition, proposing a

    law in Congress (to dene political dy-

    nasties) through peoples initiative (PI)

    is another possible legal action against

    political dynasties, said Lacson. There

    is an existing and valid law on thisRA

    6735 (An Act Providing for a System

    on Initiative and Referendum). This law

    was upheld and afrmed by the SupremeCourt (SC) in the case of Santiago vs.

    Comelec (1997). In fact, efforts are

    being undertaken at present. Issuing a

    pastoral statement denouncing political

    dynasties,3 the Catholic Bishops Con-

    ference of the Philippines (CBCP) for

    instance, supports initiatives by the lay

    faithful to pass an enabling law against

    political dynasties through PI.4

    At the NCPAG forum, Lacson said that

    the Constitution is the laymansnot the

    lawyers document, which means that,

    as instituted by the SC, the plain and

    ordinary meaning of the words used must

    prevail. Quoting from Blacks Law Le-

    gal Dictionary, Lacson dened political

    dynasties as succession of rulers from

    the same family. Another denition he

    mentioned was Justice Antonio Carpios:

    the phenomenon that concentrates

    political power and public

    resources within the control

    of a few families alternately

    holding elective ofces.

    Lacson said that during the

    deliberation of the 1986 Con-

    stitution, the original provision

    did not have the phrase as

    may be dened by law. This

    initial version of the provision

    would have been more explicit

    in prohibiting political dynas-

    ties. According to Lacson,the version won by one vote,

    but was later amended after

    Serano Guingonas motion,

    wherein as may be dened

    by law was appended.

    Lacson added that Blas Ople

    and Christian Monsod then

    opposed the anti-political

    dynasties provision. The two

    believed that because of the

    EDSA (revolution), peoplehave become mature and that we

    should not restrict the right of people

    to vote. Lacson said that the provision

    against political dynasties is not a restric-

    tion but a regulation.

    Clear and obvious?

    AndayaMos petition particularly seeks

    disqualication of local politicianssix

    candidates from four dynastic families.

    Lacson said that the petition aims for the

    immediate implementation of the Con-

    stitutional prohibition against those clearand obvious cases of political dynasties,

    those cases that fall within the denition

    of the term political dynasty as under-

    stood by the framers of the Constitution.

    These cases do not need any enabling

    law for them to be implemented imme-

    diately. Lacson added that if AndayaMo

    gets a favorable decision in this petition

    either from the Comelec or SC, the said

    decision will impact all those candidates

    who are similarly situated.

    The dismissal by the SC of the two

    petitions has indeed created a nega-

    tive perception among the public, said

    Lacson. We are prepared to elevate this

    matter to the SC should the Comelecdecide negatively on our petition. At any

    rate, it is the SC which has the nal say

    on this matter, considering especially that

    this involves a Constitutional issue. In

    an article fromgmanews.tv,5 Lacson said

    they (AndayaMo) have nothing against

    the respondents but chose them to test

    our legal theory using the legal grounds

    that we have discovered.

    However, seemingly left unscathed by

    AndayaMos selective petition are the

    more obvious dynasties monopolizing

    political power at the national levelfor

    instance, the esh and blood of former

    presidents. In anInquirernews article,6

    Duterte decried the petition that smacked

    of a double standard and found it strangethat AndayaMo spared the Estradas and

    the Angaras. He also questioned why

    President Benigno Aquino III was not

    included in the petition. In the same news

    article, Duterte pointed out the current

    senate run of the cousin and the aunt of

    Aquino, Paolo Benigno Bam Aquino

    and Tingting Cojuangco respectively;

    Duterte also cited that Aquinos mother

    was president, and his father and grandfa-

    ther became senators. With this political

    pedigree, the Aquino clan is ostensibly a

    dynast in the national level.

    In anotherInquirernews article,7

    Presidential Spokesperson Edwin Laci-

    ArtbyArbeenR.Acua

    PhotofromtheUPSIO

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    UP FORUM Volume 14 No. 1 January-February 2013 11

    NOTES:1 Tubeza, Philip C. (2013, February 5).

    Disqualication cases led vs. Duterte, 5 other

    'political dynasts'. Philippine Daily Inquirer.

    A CONVERSATION ON THE PARTY-LIST SYSTEM...

    continued from page 2

    leave it to the people to decide how to

    use the government's money. So if the

    people decide, (for instance) that they do

    not need a health center, who are we to

    tell them otherwise?

    Don't forget this angle, Capuno

    reminds. What makes them good or bad

    is not necessarily because they are clan

    members. But because of the absence ofa real competitor. That is the story here.

    If they're so bad, how can they persist?

    Either we are all fools for the longest

    time, or all of them are good sometimes.

    We must be really bad voters, for the

    longest time. Do you believe that?

    Even when we've been able to replace

    presidents, walangimprovement in the

    thinking?

    And why is there no clear answer?

    Kasi pilit ikinakahon sa iisang kahon.

    In fact there are many different boxes.

    They don't t into one box. That is why

    for each success story, you have a horror

    story. The model we need is that there are

    many boxes.

    Rather than rhetoric or blanket con-

    demnation, what Capuno's theory empha-

    sizes is performanceparticularly, how

    good performance can be assured from

    public servants. What makes a candi-

    date good or bad? he asks. Of course

    innate talent, but you don't know that in

    NOTES:1 Legaspi, Amita O. (2912, November 26).

    Miriam cries foul over Binay's 'perennial losers'

    statement. GMANews Online. Retrieved

    from http://www.gmanetwork.com/news/

    the beginning. And both of them love

    their stay in power. That's a given.

    So what would force them to perform?

    There is little doubt in Capuno's mind.

    You notice the difference kung may

    competitor or not, right? They'd never

    work together, never intermarry, tala-

    gangpure opposition. They are a match

    power for power. That is real competi-

    tion. And that's nice.

    ---------------

    Email [email protected]

    ENABLING LAW...

    continued from page 10

    story/283874/news/nation/miriam-cries-foul-

    over-binay-s-perennial-losers-statement

    2 Mendez, Christina. (2013, March 2). Miriam:

    Phl is world capital of dynasties.The Philippine

    Star. Retrieved from http://www.philstar.com/

    headlines/2013/03/02/914827/miriam-phl-

    world-capital-dynasties

    3 Abueva, Jose V. (2012, November 3).

    Dynasties threat to democracy. Inquirer

    Opinion. Retrieved from http://opinion.inquirer.

    net/40084/dynasties-threat-to-democracy

    4 V i l lanueva, John Emmanuel . (2012,

    October 4). Family affairs: The two faces of

    political dynasties. BusinessWorld Online.Retrieved from http://bworldonline.com/

    content.php?section=Beyond&title=Family-

    affairs:-The-two-faces-of-political-dynasties-

    &id=59508

    'POWER FOR POWER...

    continued from page 6

    Retrieved from http://newsinfo.inquirer.

    net/353129/disqualification-cases-filed-vs-

    duterte-6-members-of-prominent-political-

    dynasties#disqus_thread

    2 Legaspi, Amita O. (2013, February 26). Comelec

    2nd division to decide on disqualification

    petition vs 6 members of political clans. GMA

    News Online. Retrieved from http://www.

    gmanetwork.com/news/story/296722/news/

    nation/comelec-2nd-division-to-decide-on-disqualification-petition-vs-6-members-of-

    political-clans

    3 Burgonio, TJ. (2013, January 31). Malacaang

    defends political dynasties. Philippine Daily

    Inquirer. Retrieved from http://newsinfo.

    inquirer.net/350097/malacanang-defends-

    political-dynasties

    4 Bishops lash out at lawmakers defying law.

    (2013, January 30). The Manila Times.net.

    Retrieved from http://www.manilatimes.net/

    index.php/news/top-stories/40438-bishops-

    lash-out-at-lawmakers-defying-law

    5 Legaspi, Amita O. (2013, February 26). Comelec

    2nd division to decide on disqualification

    petition vs 6 members of political clans. GMA

    News Online. Retrieved from http://www.

    gmanetwork.com/news/story/296722/news/

    nation/comelec-2nd-division-to-decide-on-

    disqualification-petition-vs-6-members-of-

    political-clans6 Lacorte, Germelina. (2013, February 7).

    Duterte to anti-dynasts: Why not include

    Aquino? Inquirer Mindanao. Retrieved from

    Tuazon, Bobby. (2012 September). Election

    2013: Horizontal and Vertical Expansion of

    Political Dynasties. Issue Analys is: Policy

    Study, Publication and Advocacy (PSPA), 3.

    Retrieved from http://www.cenpeg.org

    Tuazon, Bobby. (2012, September). Clan

    politics vs. new politics. Issue Analysis: Policy

    Study, Publication and Advocacy (PSPA), 3.

    Retrieved from http://www.cenpeg.org

    Tuazon, Bobby. (2012). Six Centuries of Political

    Dynasties: Why the Philippines will Forever

    be Ruled by Political Clans? Issue Analysis:Policy Study, Publication and Advocacy

    (PSPA) [Powerpoint Slides]. Retrieved from

    http://www.cenpeg.org

    Tuazon, Bobby et.al. (2012). 15th Congress:

    Making it Bigger: A New CenPEG Study of the

    4th State of the Presidency. Issue Analysis:

    Policy Study, Publication and Advocacy (PSPA).

    Retrieved from http;//www.cenpeg.org

    Tubeza, Phil l ip C. (2012, February 5).

    Disqualication cases led vs Duterte, 5 other

    political dynasts. Inquirer News. Retrieved

    from http://newsinfo.inquirer.net/353129/

    disqualification-cases-filed-vs-duterte-6-

    members-of-prominent-political-dynasties

    'IT RUNS IN THE FAMILY'..

    continued from page 7

    erda, said that a distinction should be

    made between good and bad political

    dynasties.Not all dynasties are bad; not

    all dynasties are good and that banning

    outright candidates with the same fam-

    ily names should be studied. Lacierda

    claimed that Team Pinoy candidates

    have proven themselves in public ser-

    vice and private sector, and it was up to

    the electorate to vet their qualications.

    Lacson said that AndayaMo led the

    petition against the aforementioned six

    individuals because the Constitution

    does not make a distinction between

    good and bad political dynasties and

    that all political dynasties are prohibited

    under the Constitution. He added that

    for as long as the rules and regulations

    are restricted on those clear and obvi-

    ous cases of political dynasties, those

    cases that fall within the meaning of

    political dynasties as understood by theframers of the Constitution, It is my

    considered view that the Comelec has the

    power to promulgate them.

    In 1986, the biggest problem of our

    country was the dictatorship. Today, the

    biggest problem of our country is the

    small dictatorships in the form of politi-

    cal dynasties who rule and control the

    cities, towns, provinces and congressional

    districts in the country, said Lacson.However, it shall be noted that most

    politicians and bureaucrats have local

    bulwarks and provincial strongholds that

    serve as the foundation of their elaborate

    national rule. Remember former President

    Gloria Macapagal-Arroyos alleged elec-

    toral fraud partners-in-crime who have re-

    mained unpunished? Never forget that the

    Ampatuan clans notoriety alone tells a lot

    about how basic units of society as small

    dictatorships are actually Frankensteins

    monsters of dictatorship on a grand scale.

    ---------------

    Email [email protected]

    recalled Sarmiento, who was Presiding

    Commissioner of the First Division

    before he reti red.

    At times, organizations that have

    little actual connection to any mar-

    ginalized and underrepresented sector

    manage to slip through.

    Minsan sa boto, natata lo ka , kasi

    [by] majority votekahit na dissenterka, talo ka pa rin.So may mga lumu-

    sot, said Sarmiento, who in several

    cases was the lone voice of dissent,

    and in his time tried to fine-tune the

    party -list selection criteria .

    But one could say that the process

    itself is flawed, and that the holes were

    created during the weaving of the net

    itself.

    One, may flawsa Republic Act.

    Because of the vagueness, it gives

    room for interpretation... Because the

    law itself is flawed, the process is

    affected kasi yungprocess, interpreta-

    tion na ito eh. Pero ang masasabi ko,

    at least there were efforts [on the part

    of Comelec], especially in 2013, topurify, to cl eanse .Ibig sabihin, may

    ginawa din. Of course, hindi naman

    perfect.

    Pangal awa, we undertook efforts to

    cancel [the registration of unqualified

    party -list organizations]. Medyo ma-

    hirap yon. You get calls for impeach-

    ment.Kasuhan nat in yan! Iyan ang

    consequence.

    Fine-tuning the law

    Sarmiento stresses the need to fix

    the enabling law itself.

    Ang panawagan namin noon pa,

    kahit sa mga committee hearingssa

    Congress, kailangang i-fine-tune itong

    PhotofromtheUPSIO

    batas. Otherwise we will see [in] every

    election so many applicants seeking

    accreditation with the Comelec, he

    added, recalling that in 2013, more

    than 300 organizations applied for

    registration/accreditation. By applying

    the eight guidelines for the selection/

    accreditation of a party-list, the 300

    were reduced to 123, with 40 of those

    still awaiting the Supreme Courts

    final say.

    Itongcobwebs, itongvagueness

    itong mga away, misinterpretations

    nagigingmessy. The law has to be

    improved, Sarmiento reiterated.

    As for anything else that can be done

    to clear up the party-list system, one

    is for Congress, after the election, to

    sit down and review this law, for our

    lawmakers to study the Comelec reso-

    lutions that undertook efforts to refine

    it. Kasi may mga resolutions kami eh

    tingnan [dapat] ang mga ito as basis

    for the review.

    Number two is, of course, ongoing

    consultations with different party-list

    groups, to further improve this law.

    Other than that, wala na akong nakiki-

    tangway, unless you want to abolish

    the party-list [system]. Youll need to

    amend the Constitution.Madugo din

    naman yun.

    As popular as the call to do away

    with the party-list system is among

    frustrated commentators, Sarmientocautioned against such radical moves,

    which can be compared to throwing the

    baby out together with the bathwater.

    There is good [in the party-list

    system]. Pang-balance din angparty-

    list ehI mean yung tunay na party-

    listsa political partiesKung wala

    namang ganoon, eh di old Congress

    ito , before Martial Law. But because

    of the party-list, kahit paano, nakaka-

    balance silaso may kagandahan.

    Ngayon, kung lalong gumanda ang

    batas, lalong gaganda ang papel ng

    party-lis tsa Kongreso .

    After all, the Filipino-style party-

    list is a work in progress, capable of

    evolving over time and often in fits

    and starts. Everything is not hopeless

    for the party-list system. I see a ray of

    light, a ray of hope, provided there is

    strong political will on the part of law-

    makers. So we learn from people, their

    sentiments about the party-list. We

    learn from the initiatives and efforts of

    Comelec. Hopefully after 2013, [and]

    before 2016, we [will ] have a much-

    improved party-list system in the

    Philippines. Filipino-style, he added

    with a smile.

    ---------------

    Email [email protected]

    http://newsinfo.inquirer.net/354315/duterte-to-

    anti-dynasts-why-not-include-aquino

    7 Burgonio, TJ. (2013, January 31). Malacaang

    defends political dynasties. Philippine DailyInquirer. Retrieved from http://newsinfo.

    inquirer.net/350097/malacanang-defends-

    political-dynasties

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    12 UP FORUM Volume 14 No. 1 January-February 2013

    Fred Dabu

    GASTOS SA KAMPANYA, SUKDULAN NGA BA?...

    continued from page 1

    Notes:1 Ballester, Richard Emerson, Bartolazo,

    Michael, Calumpang, Melanie, Ganapin,

    Bien & Namingit, Sheryll. (2010, October).A

    Study on the Impact of Election Spending on

    the Philippine Economy. National Economic

    Development Authority (NEDA). Retrieved

    from http://www.google.com/url?sa=t&rct=j&

    q=A+Study+on+the+Impact+of+Election+Sp

    ending+on+the+Philippine+Economy.&source=web&cd=2&ved=0CDkQFjAB&url=http%3A

    %2F%2Fwww.nscb.g