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8/20/2019 U.S. Forest Service response to Wasatch Equality lawsuit
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Case No. 14-4152
IN THE UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
WASATCH EQUALITY, et al.,
Plaintiffs/Appellants,
v.
ALTA SKI LIFTS CO.; UNITED STATES FOREST SERVICE; et al.
Defendants/Appellees.
On Appeal from the United States District CourtFor the District of Utah, Central Division
The Honorable Dee Benson, District Judge
BRIEF FOR THE FEDERAL DEFENDANTS
JOHN W. HUBERUnited States AttorneyDistrict of Utah
CARLIE CHRISTENSEN (Utah #0633)JARED C. BENNETT (Utah #9097)Assistant United States Attorney185 South State Street, Suite 300Salt Lake City, Utah 84111-1506
Telephone (801) 524-5682 [email protected]
Attorneys for the U.S. Forest Service andDavid Whittekiend
ORAL ARGUMENT IS NOT REQUESTED
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i
TABLE OF CONTENTS
TABLE OF AUTHORITIES .......................................................................................... iii
STATEMENT OF PRIOR AND RELATED APPEALS ..................................................... vi
STATEMENT OF JURISDICTION ..................................................................................1
STATEMENT OF THE ISSUES .......................................................................................2
STATEMENT OF FACTS AND STATEMENT OF THE CASE ...........................................3
1. STATUTORY AND REGULATORY BACKGROUND .................... 3
2. ALTA’S SKI AREA PERMIT AND OPERATING PLAN ................. 5
3. THE LAWSUIT ....................................................................................7
SUMMARY OF THE ARGUMENT ..................................................................................9
STANDARD OF REVIEW ............................................................................................14
ARGUMENT ..............................................................................................................15
I. ALTA’S EQUIPMENT RESTRICTION ON
SNOWBOARDS IS NOT GOVERNMENT ACTION..................15
A. Wasatch Equality Fails to Satisfy the Nexus Test.....................17
B. Wasatch Equality Fails the Symbiotic Relationship Test. ........19
C. Wasatch Equality Fails the Joint Activity Test. ........................25
D. Wasatch Equality Fails to Establish the Essential
Government Function Test. .......................................................26
II. EVEN IF STATE ACTION EXISTS, WASATCH
EQUALITY’S EQUAL PROTECTION CLAIM IS
PRECLUDED AS A MATTER OF LAW BECAUSE THE
FEDERAL DEFENDANTS HAVE PROPRIETARYDISCRETION OVER NATIONAL FOREST LANDS. ................29
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A. The Proprietary Discretion of the United States Over Its
Land Precludes a Class of One Claim Here.............................33
B. Allowing Wasatch Equality’s Claim to Proceed
Improperly Intrudes Upon the Functions of the Executive
and Legislative Branches of the United States. ........................36
III. EVEN IF WASATCH EQUALITY HAS ESTABLISHED
STATE ACTION, AND A CLASS OF ONE CLAIM
EXISTS HERE, WASATCH EQUALITY HAS FAILED TO
STATE A PLAUSIBLE CLAIM FOR A VIOLATION OFTHE EQUAL PROTECTION CLAUSE. .......................................38
A. Wasatch Equality Has Failed to Show That It Was Treated
Differently from Others Who Are Similarly Situated. ...............39
B. Plaintiffs Cannot Show That Any Differences in Treatment
Are Without an Objectively Reasonable Basis. ........................41
CONCLUSION ............................................................................................................44
CERTIFICATE OF COMPLIANCE
CERTIFICATE OF SERVICE
CERTIFICATION OF DIGITAL SUBMISSIONS
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iii
TABLE OF AUTHORITIES
CASES PAGE
Am. Mfrs. Mut. Ins. Co. v. Sullivan, 526 U.S. 40 (1999) ....................................... 17
Ashcroft v. Iqbal, 556 U.S. 662 (2009) .................................................................. 14
Bell Atl. Corp. v. Twombly, 550 U.S. 544 (2007) .................................................. 14
Bishop v. Smith, 760 F.3d 1070 (10th Cir. 2014) ............................................ 42-44
Bolling v. Sharpe, 424 U.S. 1, 94 (1976) ................................................................... 7
Blum v. Yaretsky, 457 U.S. 991 (1982) ...................................................... 16, 18-20
Burton v. Wilmington Parking Auth., 365 U.S. 715 (1961) ................................... 20
Citizens' Comm. to Save Our Canyons v. Krueger , 513 F.3d 1169(10th Cir. 2008) ........................................................................................... 42
Colo. Envtl. Coal. v. Wenker , 353 F.3d 1221 (10th Cir. 2004) ............................. 14
Dennis v. Sparks, 449 U.S. 24 (1980) .................................................................... 25
Engquist v. Or. Dep’t of Agric., 553 U.S. 591 (2008) .......................... 30-35, 37-38
Evans v. Newton, 382 U.S. 296 (1966) ............................................................ 27-28
Flagg Bros.Inc. v. Brooks, 436 U.S. 149 (1978) ....................................... 15, 25, 28
Gallagher v. Neil Young Freedom Concert , 49 F.3d 1442(10th Cir. 1995) .......................................................................... 15, 17,20-27
GFF Corp. v. Associated Wholesale Grocers, 130 F.3d 1381 (10th Cir. 1997) ...... 14
Gilmore v. Montgomery, 417 U.S. 556 (1974) ...................................................... 23 Highland Dev., Inc. v. Duchesne Cnty., 505 F. Supp. 2d 1129 (D. Utah 2007) .... 41
Jackson v. Burke, 256 F.3d 93 (2d Cir. 2001) ....................................................... 30
Jackson v. Metro. Edison Co., 419 U.S. 345 (1974) ........................... 17-18, 20, 26
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Jicarilla Apache Nation v. Rio Arriba Cnty., 440 F.3d 1202(10th Cir. 2006) ............................................................................... 30, 38, 41
Kan. Penn Gaming, L.L.C. v. Collins, 656 F.3d 1210(10th Cir. 2011) ......................................................................... 31-32, 39, 41
Kleppe v. New Mexico, 426 U.S. 529 (1976) ......................................................... 33
Kuba v. Sea World, Inc., 428 F. App’x 728 (9th Cir. 2011) .................................. 27
Ledbetter v. City of Topeka, 318 F.3d 1183 (10th Cir. 2003) ................................ 14
Light v. United States, 220 U.S. 523 (1911) .............................................. 33, 35, 38
Lugar v. Edmondson Oil Co., 457 U.S. 922 (1982) .............................................. 15
Magill v. Avonworth Baseball Conf., 516 F.2d 1328 (3d Cir. 1975) .................... 23
Milo v. Cushing Mun. Hosp., 861 F.2d 1194 (10th Cir. 1988) ........................ 22-23
N. Pacifica L.L.C. v. Pacifica, 526 F.3d 478 (9th Cir. 2008) ................................ 30
N.M. ex rel. Richardson v. BLM , 565 F.3d 683 (10th Cir. 2009) .......................... 41
Nat’l Coll. Athletic Ass’n v. Tarkanian, 488 U.S. 179 (1988) ............................... 27
Perkins v. Londonderry Basketball Club, 196 F.3d 13 (1st Cir. 1999) ................. 27
Rendell-Baker v. Kohn, 457 U.S. 830 (1982) ........................................................ 20
Romer v. Evans, 517 U.S. 620 (1996) ................................................................... 43
S.F. Arts & Athletics, Inc. v. U.S. Olympic Comm., 483 U.S. 522 (1987) ............ 27
Sherman v. Cmty. Consol. Sch. Dist. 21, 8 F.3d 1160 (7th Cir. 1993) .................. 23
Strickland v. Morton, 519 F.2d 467 (9th Cir. 1975) ........................................ 34, 41
Sybalski v. Indep. Group Home Living Program, Inc., 546 F.3d 255(2d Cir. 2008) ............................................................................................... 18
Teigen v. Renfrow, 511 F.3d 1072 (10th Cir. 2007) .............................................. 39
United States v. Windsor , ___ U.S. ___, 133 S. Ct. 2675 (2013) .......................... 43
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Vasquez v. Cooper , 862 F.2d 250 (10th Cir. 1988) ................................... 30, 39, 41
Vill. of Willowbrook v. Olech, 528 U.S. 562 (2000) (per curiam) ......................... 30
Vincent v. Trend W. Technical Corp., 828 F.2d 563 (9th Cir. 1987) .................... 22
CONSTITUTION
U.S. Const. amends. XIV, V .................................................................................... 1
U.S. Const. art. IV .................................................................................................. 11
U.S. Const. art. IV, § 3, cl. 2 .................................................................................. 33
STATUTES
5 U.S.C. §§ 701 to 706 (2012) ................................................................................. 2
16 U.S.C. § 497b (1988) ...................................................................................... 3-4
16 U.S.C. § 497b (2012) .......................................................................................... 4
16 U.S.C. § 497b(b) (1988) ................................................................................. 3-4
16 U.S.C. § 497b(b) (2012) ..................................................................................... 4
16 U.S.C. § 1604(e) (2012) .................................................................................... 41
16 U.S.C. § 497c(b)(1) (2012) ................................................................................. 4
16 U.S.C. §§ 528 to 531 (2012) ............................................................................. 34
16 U.S.C. §§ 1600 to 1614 (2012) ......................................................................... 34
28 U.S.C. § 1291 (2012) .......................................................................................... 2
28 U.S.C. § 1331 (2012) .......................................................................................... 2
36 C.F.R. § 251.56(d) (2013) ................................................................................... 5
RULES
Fed. R. Civ. P. 12(b)(1) ........................................................................................... 11
Fed. R. Civ. P. 12(b)(6) ..................................................................................... 11, 14
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OTHER AUTHORITIES
Pub. L. No. 99-522, § 3 (1986) ................................................................................ 3
Pub. L. No. 112-10§§ 1741 to 1747 (2011) ........................................................ 5, 24
STATEMENT OF PRIOR AND RELATED APPEALS
There are no prior or related appeals.
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IN THE UNITED STATES COURT OF APPEALS
FOR THE TENTH CIRCUIT
WASATCH EQUALITY; RICK ALDEN;DREW HICKEN; BJORN LEINES; &RICHARD VARGA;
Plaintiffs/Appellants,
vs.
ALTA SKI LIFTS CO., d.b.a. ALTA SKIAREA; UNITED STATES FORESTSERVICE; & DAVID WHITTEKIEND;
Defendants/Appellees.
No. 14-4152
BRIEF FOR THE UNITED STATESFOREST SERVICE AND DAVIDWHITTEKIEND
STATEMENT OF JURISDICTION
Wasatch Equality and its named members (collectively “Wasatch Equality”)
filed this action against Alta Ski Lifts Company, d.b.a. Alta Ski Area (collectively
“Alta”), the United States Forest Service (“the Forest Service”), and Forest
Supervisor David Whittekiend (collectively “the Federal Defendants”). Wasatch
Equality alleged that Alta and the Federal Defendants violated the Fourteenth and
Fifth Amendments to the United States Constitution, respectively, for not allowing
snowboards at Alta. J.A. 11-12. Wasatch Equality’s complaint alleged that the
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district court had jurisdiction under 28 U.S.C. § 1331 and 5 U.S.C. §§ 701 to 706.
J.A. 13.
On September 23, 2014, the district court granted Alta’s and the Federal
Defendants’ motions and dismissed this entire action. J.A. 403-432. The district
court dismissed this action because: (1) Alta’s restriction on snowboards was not
government action; (2) even assuming government action, a class of one equal
protection claim does not exist where, as here, the government is acting as a
proprietor over its land; and (3) even if a class of one claim existed, Alta and the
Federal Defendants had a rational basis to treat skiers differently than snowboarders.
J.A. 403-32. The Clerk’s Judgment issued the same day as the district court’s
Memorandum Decision and Order. J.A. 8.
On November 21, 2014, Wasatch Equality timely appealed. J.A. 8. Thus, this
Court has jurisdiction under 28 U.S.C. § 1291.
STATEMENT OF THE ISSUES
Issue No. 1: To establish a class of one equal protection claim, Wasatch
Equality must show that the alleged constitutional violation is state action. Alta does
not submit for approval and, consequently, the Forest Service does not formally
approve Alta’s restriction on snowboards. Is Alta’s restriction on snowboards state
action?
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Issue No. 2: A class of one equal protection claim fails when the challenged
government action is within the government’s proprietary discretion. The
Constitution makes the United States a proprietor over federal property with plenary
discretion over which activities can occur thereon. Assuming that Alta’s snowboard
restriction is government action, does Wasatch Equality’s class of one claim fail
because the United States is the proprietor of the land on which Alta operates?
Issue No. 3: Assuming that the snowboard ban on Alta’s lifts is government
action, did Wasatch Equality fail to establish that its members were treated
differently than others without rational basis where: (A) Alta denied everyone who
uses a snowboard access to its lifts, not just Wasatch Equality members; and (B)
Congress grants the Forest Service significant discretion to provide a reasonable
range of recreational opportunities on public land?
STATEMENT OF FACTS AND STATEMENT OF THE CASE
1. STATUTORY AND REGULATORY BACKGROUND
In 1986, Congress enacted the “National Forest Ski Area Permit Act” (“the
1986 Act”). Pub. L. No. 99-522, § 3 (1986), 100 Stat. 3000 (codified as 16 U.S.C.
§ 497b (1988)). This Act authorized the Secretary of Agriculture (“the Secretary”)
to issue ‘“ski area permits’ for the use and occupancy of suitable lands within the
National Forest System for nordic and alpine skiing operations and purposes.” 16
U.S.C. § 497b(b) (1988).
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In 2011, Congress amended the 1986 Act by enacting the “Ski Area
Recreational Opportunity Enhancement Act,” Pub. L. No. 112-46, 125 Stat. 538
(codified as 16 U.S.C. § 497b (2012)), which authorized the Secretary to issue “‘ski
area permits’ for the use and occupancy of suitable lands within the National Forest
System for skiing and other snow sports and recreational uses authorized by this
section.” 16 U.S.C. § 497b(b). Both the 1986 and 2011 Acts established the
following parameters, among others, on ski area permits:
[ski area permits] shall ordinarily be issued for a term of 40 years . . .shall encompass such acreage as the Secretary determines sufficientand appropriate to accommodate the permittee’s needs for skioperations and appropriate ancillary facilities . . . and shall be subject toa permit fee based on fair market value . . . .
Id . § 497b(b). Congress also mandated that the Secretary use a lengthy formula to
determine the ski area’s fair-market value “permit fee.” Id. § 497c(b)(1) (2012). In
addition to a fee, ski area permits also require permittees to submit an annual
operating plan by November 15 of each year. Forest Serv. Handbook 2709.14
(61.3). At a minimum, the annual operating plan must address: (1) ski patrol and
first aid; (2) communications; (3) signs; (4) general safety and sanitation; (5) erosion
control; (6) accident reporting; (7) avalanche control; (8) search and rescue; (9)
boundary management; (10) vegetation management; (11) designation of
representatives; (12) trail routes for Nordic skiing; and (13) explosive magazine
security. Id. Additionally, permittees must indemnify the United States for claims
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that it may suffer as a result of the permittees’ use or occupancy of National Forest
System land. 36 C.F.R. § 251.56(d) (2013).
2. ALTA’S SKI AREA PERMIT AND OPERATING PLAN
The Forest Service issued a 40-year ski area permit to Alta on October 25,
2002 (“the Permit”) under the 1986 Act. J.A. 67. The Permit allowed Alta to
operate on 1802.7 acres of National Forest System land. J.A. 19, 67. The Permit
also requires Alta to pay a permit fee that is calculated pursuant to the
congressionally-mandated formula.1
J.A. 72-74. Based on this formula, Alta has
paid the United States permit fees in the amounts of $473,792.00; $449,005.00;
$471,440.00; and $304,396.00 for the years 2009 through 2012 respectively. J.A.
21. Alta’s permit fee—which represents a percentage of revenue from all of its
sources of income—amounts to less than 0.1% of the Forest Service’s annual
budget. See, e.g., Pub. L. No. 112-10, §§ 1741 to 1747 (appropriating over $5 billion
to the Forest Service for fiscal year 2012). As of 2011, Alta was 1 of 120 resorts that
1 Wasatch Equality claims that Alta’s permit fees “are drastically less than marketvalue for similar but non-public land, as an annual lease of comparable property at anearby ski resort was recently valued at approximately $15 million per year.”Appellants’ Br. at 9 (emphasis in original). Other than this statement—whichWasatch Equality’s counsel made for the first time at oral argument before the
district court (J.A. 378)—there is nothing in the record about what the “marketvalue” is for permit fees on non-public land or the amount that a company paid tolease a nearby ski resort. Thus, there is little, if any, factual basis in the record forthe above-quoted statement in Appellants’ brief. Regardless, Alta’s permit fee iscalculated according to the statutorily-mandated formula, and Wasatch Equality hasnot challenged the legality of the fee.
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paid a permit fee to the Forest Service under a ski area permit. S. Rep. 112-55 at 2
(2011).
Pursuant to the Forest Service Handbook, the Permit also requires Alta to
submit an annual operating plan by November 15 of each year.2 J.A. 70. Alta
submitted its annual operating plan for the 2013-14 ski season (“the Operating
Plan”) on November 6, 2013, and the Federal Defendants approved it on December
10, 2013.3 J.A. 143.
Among the many topics covered in the Operating Plan, Alta addresses “Hill
Management.” J.A. 155. In that section, Alta states that it may “revoke a skier’s
privileges without compensation and/or call the Alta Town Marshall [sic] or the Salt
2 Wasatch Equality claims that the Permit requires “Alta and the Government todevelop a Winter Site Operation Plan . . . .” Appellants’ Br. at 9-10 (emphasis
added). This is wrong. Instead, the Permit requires “[t]he holder or designatedrepresentative [to] prepare and annually revise by November 15 an Operating Plan.”J.A. 127 (emphasis added). The Forest Service determines whether to approve theOperating Plan; it does not help “to develop” it.
3 Wasatch Equality writes that “[i]f the Plan is deemed adequate and consistent withDefendants’ ‘mutual goal[s],’ the Government may approve the revised annual plan,which shall become part of [the Permit].” Appellants’ Br. at 10 (alterations inoriginal). This sentence takes the phrase “mutual goal” out of context by making it
plural and, thus, gives the appearance that the Forest Service and the ski area
permittee agree upon an Operating Plan that meets the goals that both entities share.Actually, the sentence in which the Forest Service uses the term “mutual goal” is: “Itis our mutual goal to construct the Site Operating plan to be consistent with the 9/82direction provided for in the [Forest Service Manual] 2342 and 7320.” J.A. 143.Thus, the “mutual goal” of the Forest Service and a ski area permittee is to make theOperating Plan consistent with Forest Service policy, not to agree on whichactivities to allow at the ski resort.
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Lake County Sheriff either of whom may subject the skier to arrest for violation of
skier responsibility codes, State of Utah Codes, or any violation of the law.” J.A.
155 (emphasis added). The Operating Plan does not provide that Alta should call the
Forest Service if Alta needs support to enforce any of its policies.
Additionally, the Operating Plan provides that Alta reserves the right to
exclude those whose “skiing device” is deemed to create an “unnecessary risk,”
causes “undue damage to the quality of the snow,” and “is not consistent with
[Alta’s] business management decisions.” J.A. 155. Nothing in Alta’s Operating
Plan either states that Alta excludes snowboards or asks that the Federal Defendants
approve of the exclusion. The Federal Defendants, however, are aware that Alta
does not allow snowboards as a skiing device. J.A. 127.
3. THE LAWSUIT
On January 15, 2014, Wasatch Equality filed this action against Alta and the
Federal Defendants. Wasatch Equality’s complaint sought a declaration that Alta’s
“anti-snowboarder policy and snowboarding ban” violate both the Equal Protection
Clause of the Fourteenth Amendment as to Alta and, as to the Federal Defendants,
the Due Process Clause of the Fifth Amendment, which contains an implied equal
protection component.4 J.A. 35. Also, Wasatch Equality sought a permanent
injunction on the enforcement of Alta’s “anti-snowboarding policy and
4 “Equal protection analysis in the Fifth Amendment area is the same as that underthe Fourteenth Amendment.” Bolling v. Sharpe, 424 U.S. 1, 94 (1976).
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snowboarding ban” and an injunction compelling Alta and the Federal Defendants
“to provide snowboarders the same rights, privileges, and access given to skiers at
Alta.” J.A. 35.
Both Alta and the Federal Defendants moved to dismiss Wasatch Equality’s
complaint. The Federal Defendants moved to dismiss for three reasons. First, the
Federal Defendants argued that the district court lacked subject matter jurisdiction
for want of a waiver of sovereign immunity because Wasatch Equality could not
show that Alta’s snowboard restriction was the Federal Defendants’ action. J.A.
104-11. Second, the Federal Defendants contended that even if Alta’s snowboard
restriction was the Federal Defendants’, Wasatch Equality failed to state a claim for
relief under the Fifth Amendment because no class of one equal protection claim
exists where, as here, the government is acting as a proprietor over its land. J.A.
111-18. Finally, the Federal Defendants argued that even if a class of one claim
existed, a rational basis existed for treating skiers and snowboarders differently.
J.A. 120-21.
Alta also moved to dismiss because: (1) the district court lacked subject
matter jurisdiction for Wasatch Equality’s want of both standing and final agency
action, J.A. 41-47; (2) Alta’s snowboard restriction was not state action, J.A. 49-54;
(3) skiers and snowboarders are not similarly situated, J.A. 57-59; and, (4) in any
event, Alta had a rational basis for treating snowboarders differently than skiers.
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J.A. 59-64. Wasatch Equality responded, J.A. 159-211, and both Alta and the
Federal Defendants replied. J.A. 251-311. The district court held oral argument on
the motions to dismiss. J.A. 312-402.
The district court granted Alta’s and the Federal Defendants’ motions to
dismiss on three alternative bases. J.A. 403-432. First, the district court dismissed
this action without prejudice because Wasatch Equality failed to establish that Alta’s
snowboard restriction was state action. J.A. 408-12; 412 n.3. Second, the district
court dismissed with prejudice because a class of one Equal Protection Clause claim
does not exist where, as here, the government is acting as a proprietor over its land.
J.A. 418-23. Finally, the district court dismissed because even assuming that skiers
and snowboarders are similarly situated, the Federal Defendants and Alta had a
rational basis for treating both groups differently. J.A. 418-29. Wasatch Equality
appealed. J.A. 8.
SUMMARY OF THE ARGUMENT
I. The district court appropriately dismissed Wasatch Equality’s class of
one equal protection claim against the Federal Defendants because Wasatch
Equality failed to establish that Alta’s snowboard restriction is state action. This
Court relies on four different tests to determine whether private action amounts to
state action in civil rights cases. These tests are: (1) the nexus test, (2) the symbiotic
relationship test, (3) the joint activity test, and (4) the essential state function test. As
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shown below, Wasatch Equality fails to meet any of these tests. Therefore, Alta’s
snowboard restriction is not state action.
First, Wasatch Equality does not meet the nexus test because its complaint
fails to sufficiently allege that the Federal Defendants coerced, significantly
encouraged, or directed Alta’s decision to restrict snowboards on its lifts. Second,
Wasatch Equality fails to meet the symbiotic relationship test because its complaint
fails to demonstrate that the Federal Defendants have so far insinuated themselves
into a position of interdependence with Alta that the decision to disallow
snowboards was a joint decision between the Federal Defendants and Alta.
Third, Wasatch Equality fails to meet the joint-activity test because the
complaint fails to allege that Alta and the Federal Defendants have engaged in a
substantial degree of cooperative action to deprive Wasatch Equality of its
constitutional rights. At best, the Federal Defendants have merely acquiesced to
Alta’s snowboard policy, which is insufficient to meet the joint-activity test.
Finally, Wasatch Equality fails to meet the essential state function test
because running a ski resort is neither a traditional nor exclusive governmental
function. Thus, the district court appropriately dismissed this action against the
Federal Defendants because Wasatch Equality failed to establish state action.5
5 The Federal Defendants argued before the district court that Wasatch Equality’sfailure to establish state action meant that it could not establish a waiver of theUnited States sovereign immunity under 5 U.S.C. § 702. J.A. 104-11; 288-300.
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II. Assuming arguendo that Alta’s snowboard restriction is the action of
the Federal Defendants, the district court appropriately dismissed this case with
prejudice because the United States Supreme Court and this Court have repeatedly
recognized that a class of one equal protection claim does not exist where, as here,
the United States is acting as a proprietor in a field over which it has great discretion.
Article IV of the United States Constitution, the Supreme Court, and this
Court have long recognized that the United States is a proprietor with plenary power
over its own land. Congress’s delegation of land-management authority to the
Forest Service, which is based on the principles of multiple use, grants the Forest
Service vast discretion. Thus, as a land owner, the United States is a proprietor with
plenary discretion over which activities to allow on federal land. Consequently, no
class of one equal protection claim exists here.
To hold otherwise would improperly intrude upon the powers of the executive
and legislative branches of government. Executive-branch agencies make
thousands of decisions that allow a particular land use and exclude others on
portions of federal land. If a plaintiff, like Wasatch Equality, were to file an equal
protection claim seeking a rational-basis review each time a federal agency made
Alta contended that Wasatch Equality’s failure to establish state action failed to statean equal protection claim. J.A. 41, 49-53. The district court found that WasatchEquality failed to establish state action, but did not specify whether dismissal of theclaim was under Fed. R. Civ. P. 12(b)(1) or 12(b)(6). J.A. 408-12. Regardless ofwhether proving state action is jurisdictional, Wasatch Equality’s failure to establishit requires dismissal of this action.
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such a decision, then the judiciary would become the ultimate decider of whether
such policy choice is “rational.” This would transform federal courts into the
ultimate decisionmakers about how federal land is used. This improperly intrudes
upon the Constitution’s delegation to Congress to control federal property and the
acts of Congress delegating its power to federal executive agencies. Thus, not
recognizing the United States’ role as a proprietor over its own land intrudes upon
the powers of the executive and legislative branches. Accordingly, the district court
properly dismissed this action with prejudice.
III. Even assuming that state action and an equal protection claim exist
here, the district court appropriately dismissed this action because Wasatch
Equality’s complaint fails to plead sufficient facts to plausibly allege that: (A) its
members were treated differently than others who were “similarly situated in every
material respect”; and (B) any difference in treatment was “irrational and abusive.”
First, Wasatch Equality’s complaint fails to sufficiently show that its
members were treated differently than others who are similarly situated. Wasatch
Equality’s complaint alleges that when its members went to Alta using a snowboard,
they were not allowed to use Alta’s ski lifts. That is exactly what would happen
even if a person believing him/herself to be a skier tried to access Alta’s lifts using a
snowboard. Further, Wasatch Equality never alleges that any of its members—or
anyone else, for that matter—was denied access to Alta’s lifts when they were using
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skis. Regardless of whether a person considers him/herself to be a snowboarder or a
skier, snowboards are restricted on Alta’s lifts, but skis are allowed. Thus, dismissal
is appropriate because Wasatch Equality was not treated differently from
similarly-situated individuals.
Second, even assuming arguendo that skiers and snowboarders are similarly
situated and that the Federal Defendants treated the groups differently, Wasatch
Equality failed to show that any purported difference in treatment was devoid of any
objectively reasonable basis. Under the National Forest Management Act, the
Federal Defendants are required to manage federal lands under their jurisdiction
according to the principles of “multiple use.” In carrying out this multiple-use
mandate, the Federal Defendants do not have to permit every activity to occur on
every piece of land. Instead, the Federal Defendants have the discretion to limit
certain recreational activities to certain areas. Thus, assuming arguendo that
disallowing snowboards at Alta is the Federal Defendants’ decision, providing for a
range of recreational opportunities on National Forest land is an objectively
reasonable basis to treat skiers and snowboarders differently. Therefore, Wasatch
Equality’s equal protection claim fails, and the district court’s dismissal of this
action with prejudice should be affirmed.
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STANDARD OF REVIEW
This Court reviews de novo the grant of motions to dismiss. Colo. Envtl.
Coal. v. Wenker , 353 F.3d 1221, 1227 (10th Cir. 2004). Under Fed. R. Civ. P.
12(b)(6), “[t]o survive a motion to dismiss, a complaint must contain sufficient
factual matter, accepted as true, to ‘state a claim to relief that is plausible on its
face.’” Ashcroft v. Iqbal, 556 U.S. 662, 678 (2009) (quoting Bell Atl. Corp. v.
Twombly, 550 U.S. 544, 555 (2007). Thus, Wasatch Equality must plead enough
“factual content” to allow “the court to draw the reasonable inference that the
defendant is liable for the misconduct alleged.” Ashcroft , 556 U.S. at 678. If the
factual allegations fail to establish a plausible claim on which Wasatch Equality
could obtain relief, then the district court properly dismissed this action. Ledbetter
v. City of Topeka, 318 F.3d 1183, 1187 (10th Cir. 2003).6
6 Wasatch Equality chides the district court for relying on documents outside of the
complaint without first converting the motions to dismiss to motions for summary judgment. Appellants’ Br. at 6. The only documents to which the district court citedthat were not attached to the complaint were the Permit and the Operating Plan. J.A.
404-05. However, the district court acted appropriately by not converting themotions to dismiss into motions for summary judgment. Where, as here, the Planand the Operating Permit are: (1) referenced in the complaint (J.A. 20-21), (2)central to Wasatch Equality’s claims, and (3) indisputably authentic, the districtcourt may consider them without converting motions to dismiss into motions forsummary judgment. GFF Corp. v. Associated Wholesale Grocers, 130 F.3d 1381,1384-85 (10th Cir. 1997).
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ARGUMENT
I. ALTA’S EQUIPMENT RESTRICTION ON
SNOWBOARDS IS NOT GOVERNMENT ACTION.
Wasatch Equality has failed to establish that Alta’s equipment restriction on
snowboards is state action. To establish a civil rights claim against the Federal
Defendants for the actions of a private entity, Wasatch Equality must show that
Alta’s snowboard restriction was state action. See, e.g., Gallagher v. Neil Young
Freedom Concert , 49 F.3d 1442, 1446-47 (10th Cir. 1995).
Application of the state action doctrine has been characterized as“‘one of the more slippery and troublesome areas of civil rightslitigation.’” Other commentators have found the doctrine to be “the
paragon of unclarity,” and a “protean concept.” The Supreme Courthas acknowledged that the determination as to whether particularconduct constitutes state action “frequently admits of no easy answer.”
Id. at 1447 (citations omitted).
State action requires both an alleged constitutional deprivation “caused by the
exercise of some right or privilege created by the State or by a rule of conduct
imposed by the State or by a person for whom the State is responsible,” and that “the
party charged with the deprivation must be a person who may fairly be said to be a
state actor.” Lugar v. Edmondson Oil Co., 457 U.S. 922, 937 (1982); see Flagg
Bros., Inc. v. Brooks, 436 U.S. 149, 156 (1978). The Supreme Court’s approach to
the latter question begins by identifying “the specific conduct of which the plaintiff
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complains” by paying “careful attention to the gravamen of the plaintiff’s
complaint.” Blum v. Yaretsky, 457 U.S. 991, 1003 (1982).
In this case, the gravamen of Wasatch Equality’s complaint is that Alta’s
snowboarding restriction violates the implied equal protection component of the
Fifth Amendment’s Due Process clause. J.A. 34. Thus, for purposes of
demonstrating state action, the specific question here is whether Alta’s decision to
disallow snowboards may fairly be attributable to the Federal Defendants.
Wasatch Equality’s complaint fails to demonstrate state action. The
complaint relies largely on the federal regulations and the Permit. For example,
Wasatch Equality alleges that Alta operates on federal land and is subject to the
Permit and the Operating Plan, which the Federal Defendants must approve. J.A.
20. From there, Wasatch Equality alleges that the Federal Defendants “exercise[]
substantial control” over Alta’s use of federal land by approving “nearly every
action” that Alta takes. J.A. 21. Wasatch Equality also relies on the fact that Alta
pays the Forest Service a fee based on the percentage of lift-ticket and ski school
operations, and that Alta’s trail map contains the Forest Service’s logo. J.A. 21, 23.
Establishing state action, however, cannot be satisfied by simply reciting the
contents of the Permit and its regulatory scheme. If true, then any holder of a
government permit would be a state actor, and any challenge to the administration or
implementation of the permit would be subject to an equal protection analysis. But,
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that is not the law. A private entity, such as Alta, does not become a state actor
merely by virtue of participating in a highly regulated activity or by complying with
state or federal regulations. Am. Mfrs. Mut. Ins. Co. v. Sullivan, 526 U.S. 40, 50
(1999); Jackson v. Metro. Edison Co., 419 U.S. 345, 350 (1974) (“The mere fact that
a business is subject to state regulation does not by itself convert its action into that
of the State for purposes of the Fourteenth Amendment.”).
Instead, to establish “state action,” plaintiffs must meet one of four tests.
These tests are: (1) the nexus test, (2) the symbiotic relationship test, (3) the joint
activity test, and (4) the essential state function test. Gallagher , 49 F.3d at 1447. Of
these four tests, Wasatch Equality’s complaint relied on just two: the “symbiotic
relationship” test and the “joint activity” test. J.A. 21. In its response to the motions
to dismiss, and now on appeal, Wasatch Equality claims that it meets all four tests.
J.A. 197; Appellants’ Br. at 22. However, as shown in order below, Wasatch
Equality fails all of them.7
A. Wasatch Equality Fails to Satisfy the Nexus Test.
The allegations in Wasatch Equality’s complaint do not satisfy the nexus test
because they fail to allege that the Forest Service coerced or otherwise significantly
encouraged or directed Alta’s decision to disallow snowboards. Under the nexus
7 Wasatch Equality incorrectly asserts that the Federal Defendants conceded thatthey were state actors before the district court. Appellants’ Br. at 20-21. WasatchEquality’s citation to the record in support of that statement, J.A. 110, proves theopposite.
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test, a plaintiff must show a “close nexus between the State and the challenged
action of the [private] entity so that the action of the latter may be fairly treated as
that of the State itself.” Jackson, 419 U.S. at 351. A state normally can be held
responsible for a private decision “only when it has exercised coercive power or has
provided such significant encouragement, either overt or covert, that the choice must
in law be deemed to be that of the State.” Blum, 457 U.S. at 1004. A state’s passive
acquiescence in, or mere approval of, the challenged conduct is not sufficient to
establish the necessary nexus. Id.
The inquiry here is a targeted one. The focal point is the connection between
the government and the challenged conduct, not the broader relationship between
the government and the private entity. Id .; see also Sybalski v. Indep. Grp. Home
Living Program, Inc., 546 F.3d 255, 257–58 (2d Cir. 2008) (“It is not enough,
however, for a plaintiff to plead state involvement in some activity of the institution
alleged to have inflicted injury upon a plaintiff; rather the plaintiff must allege that
the state was involved with the activity that caused the injury giving rise to the
action.”). Thus, the question is limited to whether the Forest Service coerced,
significantly encouraged, or directed Alta’s decision to disallow snowboards.
Wasatch Equality has not adequately alleged that the Forest Service coerced
or otherwise encouraged or directed Alta’s decision to disallow snowboards.
Neither the applicable regulations, the Permit, nor the Operating Plan dictate the
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decision to disallow snowboards on National Forest land. In fact, Wasatch Equality
acknowledges that the Forest Service does not have an anti-snowboarding policy
and that snowboards are not “explicitly or officially prohibited.” J.A. 196-97, 2
(recognizing that there are several ski areas on National Forest System land in Utah,
throughout the United States, and even adjacent to Alta where snowboarding
occurs); S. Rep. 112-55 at 2 (2011) (recognizing that as of 2011 the Forest Service
had permitted 120 ski areas in 13 states many of which included snowboarding).
Moreover, if Alta needs law enforcement assistance to enforce its policies, it calls
local law enforcement, not the Forest Service. J.A. 155. At best, the complaint’s
allegations demonstrate the Forest Service’s mere acquiescence in Alta’s decision,
which is insufficient to satisfy the nexus test. Blum, 457 U.S. at 104-05. Thus, there
is no reasonable basis to infer that the Forest Service coerced or otherwise
encouraged or directed Alta’s decision to prohibit snowboards at Alta. Accordingly,
Wasatch Equality cannot rely on the nexus test to establish state action. J.A. 412.
B. Wasatch Equality Fails the Symbiotic Relationship Test.
Wasatch Equality fails the symbiotic relationship test because it cannot show
that the Federal Defendants are so far insinuated in Alta’s affairs that the decision to
disallow snowboards at Alta is really the Federal Defendants’. Under the symbiotic
relationship test, state action is present if the state “has so far insinuated itself into a
position of interdependence” with a private party that “it must be recognized as a
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joint participant in the challenged activity.” Burton v. Wilmington Parking Auth.,
365 U.S. 715, 725 (1961). In Burton, the Court held that a privately owned
restaurant’s refusal to serve an African-American customer constituted state action
because the restaurant leased space from a parking garage owned by a state agency,
and the state profited from the restaurant’s discriminatory conduct. Id.
Subsequent Supreme Court decisions, however, have read Burton narrowly
holding that extensive state regulation, the receipt of substantial state funds, and
even the performance of important public functions do not necessarily establish the
kind of symbiotic relationship between the government and a private entity that is
required for state action. See Blum, 457 U.S. at 1011-12, 1027 (finding that state
licensing of nursing homes, subsidization of capital and operating costs, and
payment of medical expenses of ninety percent of patients do not establish symbiotic
relationship); Rendell-Baker v. Kohn, 457 U.S. 830, 842, 846 (1982) (holding that
private school receiving ninety percent of its operating budget from public funds not
in symbiotic relationship with the state); Jackson, 419 U.S. at 358 (finding no
symbiotic relationship between utility company and state even though company was
heavily regulated and enjoyed a partial monopoly and the state approved a tariff
setting forth challenged method of terminating service).
This Court has likewise followed the Supreme Court’s lead in narrowly
reading Burton. For example, in Gallagher v. Neil Young Freedom Concert , the
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plaintiffs were ticket holders for a rock concert being held at the University of Utah
and were subjected to pat down searches by a private security company prior to
being admitted into the concert. 49 F.3d at 1444-45. Plaintiffs filed suit against the
University of Utah and the concert promoter alleging that the pat down searches
constituted an illegal search under the United States Constitution because the
security company’s pat down searches were really “state action,” since the
University, the promoter, and the security company were in a “symbiotic
relationship.” Id. at 1446. The plaintiffs claimed that such a relationship existed
because: (1) the searches occurred at the University’s property; (2) the University
received rent based on the concert’s gross ticket sales; and (3) University police
officers stood nearby watching the pat down searches. Id. at 1445, 1452-53.
This Court rejected all three of plaintiffs’ arguments and held that no
symbiotic relationship existed. First, this Court held that “[t]he fact that certain
conduct occurs on public property does not establish state action.” Id. at 1452.
Rather, the plaintiffs must show something more than the mere use of a public
building to demonstrate significant intertwining between the promoter and the
University. Id. at 1452.
Second, this Court found that mere financial benefit is not enough to establish
a symbiotic relationship. Instead, a plaintiff must show that “the allegedly
unconstitutional conduct generated profits that were indispensable elements in the
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University’s financial success. . . .” Id. at 1453 (emphasis added). To further
illustrate this point, this Court cited to Vincent v. Trend Western Technical Corp.,
828 F.2d 563 (9th Cir. 1987), which declined to find state action by the United States
Air Force based on a contractor’s alleged civil rights violations. The Vincent court
found that although the contractor “may have been dependent economically on its
contract with the Air Force,” the contract in question “was most certainly not an
indispensable element in the Air Force’s financial success.” Gallagher , 49 F.3d at
1453 (quoting Vincent , 828 F.2d at 569). Thus, the proceeds generated from the
concert were insufficient to create a symbiotic relationship.
Third, this Court determined that although the University knew in advance of
the searches and placed its officers nearby to observe the searches that the private
security company was conducting on concert goers, there was insufficient
entanglement between the University and the searches to create a symbiotic
relationship. Id. at 1445 (stating that the University was aware of the pat down
searches “approximately two weeks before” the concert), 1453. In support of this
holding, this Court cited to Milo v. Cushing Municipal Hospital, 861 F.2d 1194,
1196 (10th Cir. 1988), wherein this Court found a symbiotic relationship between a
municipally owned hospital and a private corporation because the city had
established a public trust to oversee the hospital, the public trust had then entered
into an operating agreement with the private corporation, and the governing board of
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the hospital trust consisted of three city commissioners and two officials from the
private corporation. Gallagher , 49 F.3d at 1452 (citing Milo, 861 F.2d at 1196). In
Gallagher , no such intertwining existed between the University, the concert
promoter, or the private security company. Accordingly, the Gallagher court found
that the promoter did not have a symbiotic relationship with the University and,
therefore, no state action occurred. Gallagher , 49 F.3d at 1453.
Despite Wasatch Equality’s attempt to distinguish Gallagher , Appellants’ Br.
at 30, Wasatch Equality cannot escape its reasoning. Indeed, the same three reasons
on which this Court found no symbiotic relationship in Gallagher apply here.
First, the fact that the Forest Service has authorized Alta’s operation of a ski
resort on National Forest lands does not establish an insinuation of the Forest
Service into Alta’s business activities. Id. at 1452. To the contrary, courts have
recognized that the mere provision of a recreational venue (such as athletic facilities)
does not give rise to state action. See Gilmore v. City of Montgomery, 417 U.S. 556,
574 (1974); Sherman v. Cmty. Consol. Sch. Dist. 21, 8 F.3d 1160, 1167-68 (7th Cir.
1993); Magill v. Avonworth Baseball Conference, 516 F.2d 1328, 1333, 1335 (3d
Cir. 1975).
Second, Alta’s decision to disallow snowboards has not generated profits that
are an indispensable element in the Forest Service’s financial success. See
Gallagher , 49 F.3d at 1452. Alta’s permit fees constitute less than 0.1% of the
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Forest Service’s annual budget. Compare J.A. 21 and Pub. L. No. 112-10, §§ 1741
to 1747 (appropriating over $5 billion to the Forest Service for fiscal year 2012).
This minute percentage becomes even smaller with the inclusion of the all other uses
for which the Forest Service collects fees, including livestock grazing, timber
harvesting, mineral and energy production, and the revenue from the other 100 plus
ski areas that also pay permit fees. Therefore, because Alta’s payments to the Forest
Service are “most certainly not an indispensable element in the [Forest Service’s]
financial success . . . . the element of indispensability is clearly lacking.” Gallagher ,
49 F.3d at 1453 (citations and quotations omitted).
Finally, the Forest Service and Alta are not functionally intertwined. Wasatch
Equality has not alleged that: (1) Forest Service employees sit on Alta’s managing
board, (2) Alta’s management executives oversee any aspect of the Forest Service’s
operations, or (3) Alta and the Forest Service have a governing interest in each
other’s business. Accordingly, because the Forest Service has not insinuated itself
into a position of interdependence with Alta such that it is a joint participant in
Alta’s decision to disallow snowboards, there is no symbiotic relationship between
the Federal Defendants and Alta. Thus, the district court correctly held that Wasatch
Equality failed to establish the symbiotic relationship test and, consequently, state
action. J.A. 411-12.
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C. Wasatch Equality Fails the Joint Activity Test.
Wasatch Equality fails the joint activity test because the Forest Service and
Alta have not acted in concert to deprive snowboarders of their alleged
constitutional rights. State action exists under the joint-action test if the private
party is a “willful participant in joint action with the State or its agents.” Dennis v.
Sparks, 449 U.S. 24, 27 (1980). The focus of this test is not on long-term
interdependence between the state and a private entity but on whether state officials
and private parties have acted in concert to effect “a particular deprivation of
constitutional rights.” Gallagher , 49 F.3d at 1453. “[I]f there is a substantial degree
of cooperative action between state and private officials . . . or if there is overt and
significant state participation, in carrying out the deprivation of the plaintiff’s
constitutional rights, state action is present.” Gallagher , 49 F.3d at 1454 (internal
quotations and citations omitted). Again, mere acquiescence of a state official to
private-party actions is insufficient. Flagg Bros., 436 U.S. at 164.
Wasatch Equality cannot establish a common goal between the Federal
Defendants and Alta to allegedly violate snowboarders’ purported constitutional
rights. The Operating Plan does not mention snowboarding and does not seek Forest
Service approval to exclude snowboards from Alta’s lifts. J.A. 143-58. In fact, if
Alta were to lift its restriction on snowboards, it would not need the Federal
Defendants’ approval.
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Further, Wasatch Equality agrees that the Forest Service does not have a
general anti-snowboarding policy. As Wasatch Equality points out, there are several
ski areas on National Forest land in Utah, throughout the United States, and even
adjacent to Alta where snowboarding is permitted. J.A. 11. The Forest Service
issues permits to over 100 ski resorts in 13 states and, apparently, only Alta
precludes snowboarding. S. Rep. 112-55 at 2 (2011); J.A. 11. Moreover, if Alta
needs law enforcement assistance to help enforce its restriction on snowboards, it
does not contact the Federal Defendants; it calls local law enforcement. J.A. 155.
Thus, the Federal Defendants and Alta have not overtly acted in concert to preclude
snowboarding at Alta, and the Federal Defendants do not assist in enforcing Alta’s
equipment restriction. Thus, Wasatch Equality fails to establish the joint action test
and, consequently, state action.
D. Wasatch Equality Fails to Establish the Essential
Government Function Test.
Wasatch Equality’s assertion of the essential government function test
likewise fails because the operation of a ski resort is neither a traditional nor
exclusive power reserved to the state. Under the public-function test, a court
determines whether the state has delegated to a private party “powers traditionally
exclusively reserved to the State.” Jackson, 419 U.S. at 352; Gallagher , 49 F.3d at
1456. Such powers are those “traditionally associated with sovereignty.” Jackson,
419 U.S. at 353. The public-function test is difficult to satisfy because although
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many functions may be traditionally governmental, few are “exclusively”
governmental functions, as the test requires. Gallagher , 49 F.3d at 1456.
By illustration, neither amateur sports nor recreational activities are
traditional or exclusive governmental functions. Nat’l Collegiate Athletic Ass’n v.
Tarkanian, 488 U.S. 179, 197 n.18 (1988) (discussing the NCAA’s overriding
function of fostering amateur athletics at the college level, noting that “while we
have described that function as ‘critical,’ by no means is it a traditional, let alone an
exclusive state function” (citation omitted)); San Francisco Arts & Athletics, Inc. v.
U.S. Olympic Comm., 483 U.S. 522, 545, (1987) (“Neither the conduct nor the
coordination of amateur sports has been a traditional governmental function.”);
Kuba v. Sea World, Inc., 428 Fed. App’x 728 (9th Cir. 2011) (holding that the
operation of a theme park for recreational purposes has long been the province of
private entrepreneurs, and thus it is not a traditional and exclusive governmental
function); Perkins v. Londonderry Basketball Club, 196 F.3d 13, 19 (1st Cir. 1999)
(holding that the administration of youth basketball league lacks the element of
exclusivity and is not a traditional public function).
In an attempt to get around this well-established law, Wasatch Equality claims
that the traditional and exclusive government function at issue here is the
management of the National Forest. Appellants’ Br. at 34-35. Wasatch Equality
cites no support for its claim other than Evans v. Newton, 382 U.S. 296 (1966),
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which is inapposite. In Evans, the decedent left a will that bequeathed to the city a
tract of land which was to be used as ‘a park and pleasure ground’ for white people
only. Id. at 297. The park, however, was maintained for many years by the city, was
an integral part of the city’s activities, and was granted a tax exemption by the city
pursuant to state law. Id. at 301. The Court—reasoning that the predominant
character and purpose of this park was municipal—held that if the municipality
remained entwined in the management or control of the park, it would be subject to
the restraints of the Fourteenth Amendment.
However, the Court has subsequently limited Evans. In Flagg Bros., Inc., the
Supreme Court expressed doubt as to whether the operation of a park for recreational
purposes is an exclusive public function or that Evans “intended to establish any
such broad doctrine in the teeth of the experience of several American entrepreneurs
who amassed great fortunes by operating parks for recreational purposes.” Flagg
Bros., Inc., 436 U.S. at 159 n.8. The Court went on to note that Evans rested on a
finding of “ordinary state action under extraordinary circumstances.” Id. The
Court’s opinion emphasized that the record showed no change in the municipal
maintenance and concern over this facility after the transfer of title to private trustees
and that the transfer had not eliminated the actual involvement of the city in the daily
maintenance and care of the park. Id.
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Whereas in Evans the city actually operated and maintained the park, here, the
Forest Service does not operate Alta. It was this “tradition of municipal control” in
Evans that led the Supreme Court to properly find state action. Here, however, Alta
is a private for-profit corporation that operates and maintains the ski resort, not the
Forest Service, and thus, bears no resemblance to the facts in Evans. Accordingly,
because the operation of a ski resort here does not constitute a traditional or
exclusive state function, the public function test for state action is not satisfied.
Consequently, Wasatch Equality has failed to establish “state action,” which
requires dismissal of this action.
II. EVEN IF STATE ACTION EXISTS, WASATCH
EQUALITY’S EQUAL PROTECTION CLAIM IS
PRECLUDED AS A MATTER OF LAW BECAUSE THE
FEDERAL DEFENDANTS HAVE PROPRIETARY
DISCRETION OVER NATIONAL FOREST LANDS.
Even if Wasatch Equality can establish that Alta’s equipment restriction is
really the Federal Defendants’, this Court should affirm dismissal of this action with
prejudice. Wasatch Equality’s Fifth Amendment claim against the Federal
Defendants is not based on alleged discrimination against a protected class or a
fundamental right. Instead, Plaintiffs allege that the Federal Defendants have an
animus against snowboarders that has no rational basis. J.A. 11, 23, 24-30. Where,
as here, “the plaintiff alleges that [they have] been intentionally treated differently
from others similarly situated and that there is no rational basis for the difference in
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treatment,” the Supreme Court calls such claims a “class of one” equal protection
claim. Vill. of Willowbrook v. Olech, 528 U.S. 562, 564 (2000) (per curiam); see
also N. Pacifica LLC v. City of Pacifica, 526 F.3d 478, 486 (9th Cir. 2008); Jicarilla
Apache v. Rio Arriba Cnty., 440 F.3d 1202, 1209 (10th Cir. 2006); Jackson v. Burke,
256 F.3d 93, 97 (2d Cir. 2001). Although called a “class of one” claim, “the number
of individuals in a class is immaterial for equal protection analysis.” Olech, 528
U.S. at 564 n.*. Because Wasatch Equality claims that its members have been
denied the opportunity to snowboard at Alta without a rational basis, J.A. 12,
Wasatch Equality attempts to plead a class of one claim.8
The Supreme Court has held that a “class of one” claim is not legally
cognizable where, as here, the law affords the government special leeway when
operating as a “proprietor” instead of as a “regulator.” Engquist v. Ore. Dep’t. of
Agric., 553 U.S. 591, 598 (2008); see also Kan. Penn Gaming, LLC v. Collins, 656
8 Wasatch Equality contends that its claim is not a class of one claim, but atraditional “class-based claim.” Appellants’ Br. at 36 n.6. However, this argumentis mere form over substance. To establish a class of one equal protection claim,Wasatch Equality must show that its members have “been intentionally treateddifferently from others similarly situated and that there is no rational basis for thedifference in treatment.” Olech, 528 U.S. at 564. To establish a class-based equal
protection claim that is not based on race, gender, or other protected class, WasatchEquality must show that its members are “member[s] of a class that was denied a
benefit available to other similarly situated individuals, and that such denial is notrationally related to legitimate state interests.” Vasquez v. Cooper , 862 F.2d 250,251-52 (10th Cir. 1988). Thus, in this action, a class-based claim requires the same
proof as a class of one claim: a showing that the government intentionally treated people differently than others similarly situated without a rational basis for doing so.
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F.3d 1210, 1217-18 (10th Cir. 2011) (stating that “class of one” plaintiffs face a
substantial burden when challenging decisions in which a government actor enjoys
broad discretion). By illustration, in Engquist , the plaintiff was a disgruntled
government employee who claimed to have suffered discrimination when the
government denied her a promotion and terminated her employment “for arbitrary,
vindictive, or malicious reasons.” Engquist , 553 U.S. at 595. The Court held that
“the core concern of the Equal Protection Clause as a shield against arbitrary
classifications, combined with unique considerations applicable when the
government acts as employer as opposed to sovereign, lead us to conclude that the
class of one theory of equal protection does not apply in the public employment
context.” Id. at 598.
The Court reasoned that it has “long held the view that there is a crucial
difference, with respect to constitutional analysis, between the government
exercising ‘the power to regulate or license, as lawmaker,’” and the government
acting “as proprietor, to manage [its] internal operation.” Id. When the government
acts as a “proprietor,” it “has far broader powers than does the government as
sovereign.” Id. In this “proprietor” role, the government must engage in
“discretionary decisionmaking based on a vast array of subjective, individualized
assessments.” Id. at 603. Given the need for discretion when acting as a proprietor,
“the rule that people should be ‘treated alike, under like circumstances and
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conditions’ is not violated when one person is treated differently from others
because treating like individuals differently is an accepted consequence of the
discretion granted.” Id. (emphasis added). Given the proprietary discretion the
government has in such contexts, a “class of one” is not legally cognizable.
Further, the Court highlighted the “common-sense realization that
government offices could not function if every employment decision became a
constitutional matter. . . .” Id. at 607 (quotations and citations omitted). This is
because “ratifying a class of one theory of equal protection in the context of public
employment would impermissibly ‘constitutionalize the employee grievance,’”
which would inappropriately invest federal courts with power that the Constitution
never intended. Id. at 609. Such a scenario is an affront to the tripartite system of
government that the Constitution provides. Thus, in cases where the government
exercises proprietary discretion, class of one claims must fail.
The Court’s reasoning in Engquist applies with equal force in the context of
deciding which activities to allow on federal public lands because: (1) the
Constitution makes the United States a proprietor of its own lands with plenary
discretion to determine the activities that may occur thereon; and (2) concerns about
the intrusion on the powers of other government branches are greater here than in
Engquist . Each reason is addressed below.
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A. The Proprietary Discretion of the United States Over Its
Land Precludes a Class of One Claim Here.
Wasatch Equality cannot bring a class of one claim here because, similar to an
employment context, the United States is acting as a proprietor. Under the
Constitution, “The Congress shall have Power to dispose of and make all needful
Rules and Regulations respecting the Territory or other Property belonging to the
United States.” Art. IV, § 3, cl. 2 (“the Property Clause”). The Property Clause “is
a grant of power to the United States of control of its property.” Light v. United
States, 220 U.S. 523, 536-37 (1911) (citations and quotations omitted). Because the
United States controls its own property, “[t]he Government has with respect to its
own land the rights of an ordinary proprietor . . . . It may deal with such lands
precisely as an ordinary individual may deal with his farming property.” Id. at 536
(emphasis added). Consequently, under the Constitution, “[t]he United States can
prohibit absolutely or fix the terms on which its property may be used,” id ., which
means that “[t]he power over the public land thus entrusted to Congress is without
limitations.” Kleppe v. New Mexico, 426 U.S. 529, 539 (1976) (citations and
quotations omitted, emphasis added).
As a “proprietor” whose power to decide which activities can occur on its
property is “without limitations,” the United States engages in “discretionary
decisionmaking based on a vast array of subjective, individualized assessments” as
to what uses are permitted on its land. Engquist , 553 U.S. at 603. Congress
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expressly recognized this fact in the National Forest Management Act, 16 U.S.C. §§
1600 to 1614, and in the Multiple Use and Sustained Yield Act, 16 U.S.C. §§ 528 to
531, where it mandated that the Forest Service manage its lands under the principles
of “multiple use.” Courts have long recognized that the multiple-use principle
“breathes discretion at every pore.” Strickland v. Morton, 519 F.2d 467, 469 (9th
Cir. 1975).
Empowered with this broad power and discretion on how to use it, the United
States makes individualized assessments regarding which lands it should make
available for mineral leasing, which lands should be free from roads or motorized
use, and on which lands to allow hunting and fishing, among other things. Not only
does the United States make individualized assessments about the general types of
activities that may occur on federal land, but the United States also decides to allow
or exclude certain activities within specific areas of land. For example, the United
States may decide to allow fishing within a wildlife refuge, but it may choose to limit
particular waters within that refuge only to fly fishing, which necessarily excludes
other types of fishing. See, e.g., http://www.fws.gov/nwrs/threecolumn.
aspx?id=2147516841 (limiting certain waters in the National Elk Refuge to fly
fishing). Given that the United States’ limitless discretion to determine what types
of activities can occur on its own land, “the rule that people should be ‘treated alike,
under like circumstances and conditions’ is not violated when [snowboarders are]
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treated differently from [skiers] because treating like individuals differently is an
accepted consequence of the discretion granted.” Engquist , 553 U.S. at 603
(emphasis added).
Nevertheless, Wasatch Equality contends that the Forest Service is not acting
as a proprietor but as a regulator. Appellants’ Br. at 37-40. However, this argument
is illogical. If, as Wasatch Equality alleges, the Federal Defendants took action and
made the decision to ban snowboarding on the federal land on which Alta operates,
then the Forest Service is deciding which activity to allow or prohibit on its land. By
definition, deciding which uses to allow on its land makes the Forest Service a
proprietor, not a regulator of Alta. See, e.g., Light , 220 U.S. at 536-37 (“The United
States can prohibit absolutely or fix the terms on which its property may be used.”).
Further, recognizing that the United States is a proprietor over federal land
with power to determine which activities to allow on its land will not undo one
hundred and fifty years of civil rights gains, as Wasatch Equality fears. Appellants’
Br. at 38-39. Unlike the race-based cases that Wasatch Equality cites, disallowing
snowboards from an area of federal land is not based on a person’s inherent
characteristics, but solely on the activity he/she is engaged in. For example,
Wasatch Equality has alleged that when its members used snowboards at Alta, they
were not allowed to use the lifts. J.A. 30-31. Wasatch Equality has neither alleged
that patrons were denied access to Alta when they used skis on account that Alta
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perceived them to be “snowboarders,” nor that patrons that Alta perceived to be
“skiers” were allowed to use snowboards. Indeed, Wasatch Equality’s complaint
shows that the equipment used and the activity engaged in on federal land is the
reason for denying access thereto, not an inherent quality of the person seeking to
access the land. Thus, assuming that the equipment restriction on snowboards is of
the Federal Defendants’ making, it clearly falls into the United States’ role as a
proprietor. This proprietary discretion precludes a class of one claim here. Thus, as
in Engquist , Wasatch Equality’s class of one claim fails.
B. Allowing Wasatch Equality’s Claim to Proceed
Improperly Intrudes Upon the Functions of the Executive
and Legislative Branches of the United States.
To a greater extent than in Engquist , recognizing a class of one claim here will
improperly intrude upon the powers of the executive and legislative branches. For
example, the executive-branch agencies make thousands of decisions about which
uses and activities are allowed or are not allowed on the United States’ vast land
holdings. If courts were to recognize a class of one challenge in the context of land
use, then every person whose desired use of federal land was precluded from any
portion of thereof could raise an equal protection claim under the Fifth Amendment
seeking a rational-basis review of each decision.
By illustration, if a federal agency allowed mountain bikes on a trail across
public lands but prohibited four-wheel all-terrain vehicles (“ATV”), then four-wheel
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ATV enthusiasts would be able to file a class of one claim asserting that animus
against ATVs is the source of the determination. The United States would then be
forced to engage in litigation for this and any other land use decision it has made that
arguably limits or entirely excludes a particular use or activity on any portion of
federal property. Like the Supreme Court in Engquist , this Court should be “guided
. . . by the common sense realization that government [land management] offices
could not function if every [land use] decision became a constitutional matter.”
Engquist , 553 U.S. at 607. Indeed, if Plaintiffs’ class of one theory were to apply
here, then the federal judiciary would become the ultimate authority as to what
activities the United States should allow on its land instead of Congress and the
agencies to which Congress has delegated its authority. Not only would such a
result ignore the plain language of the Property Clause (i.e., “Congress shall have
power . . .”), but it would also ignore the Supreme Court’s long-standing prohibition
on the federal judiciary from making such decisions. In Light v. United States, the
Court stated:
All the public lands of the nation are held in trust for the peopleof the whole country. And it is not for the courts to say how that trustshall be administered. That is for Congress to determine. The courts
cannot compel it to set aside the lands for settlement, or to suffer themto be used for agricultural or grazing purposes, nor interfere when, inthe exercise of its discretion, Congress establishes a forest reserve forwhat it decides to be national and public purposes. . . . These are rightsincident to proprietorship, to say nothing of the power of the UnitedStates as a sovereign over the property belonging to it.
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220 U.S. at 537 (internal citations and quotations omitted).
In effect, recognizing a class of one claim here would “turn[] even quotidian
exercises of government discretion into constitutional causes.” Jicarilla, 440 F.3d at
1209 (citations and quotations omitted). This creates the problem of “governments
[being] forced to defend a multitude of such claims in the first place, and courts
[being] obliged to sort through them in a search for the proverbial needle in a
haystack.” Engquist , 553 U.S. at 608. Such a scenario would do exactly what this
Court cautioned against by “transform[ing] the federal courts into ‘general-purpose
second-guessers of the reasonableness of broad areas of [federal] decisionmaking; a
role that is both ill-suited to the federal courts and offensive” to the above-referenced
constitutional principles. Jicarilla, 440 F.3d at 1209 (citations and quotations
omitted). Given the proprietary discretion that the United States enjoys over its own
lands under the Property Clause, and to avoid improperly intruding upon the powers
of the other branches of the federal government, this Court should follow Engquist
and affirm the district court’s dismissal of this action with prejudice.
III. EVEN IF WASATCH EQUALITY HAS ESTABLISHED
STATE ACTION, AND A CLASS OF ONE CLAIM
EXISTS HERE, WASATCH EQUALITY HAS FAILED TO
STATE A PLAUSIBLE CLAIM FOR A VIOLATION OFTHE EQUAL PROTECTION CLAUSE.
Assuming arguendo that state action and an equal protection claim legally
exist here, this Court should still affirm dismissal of this action because Wasatch
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Equality has failed to adequately allege different treatment or that any different
treatment lacks a rational basis. This Court presumes that a rational basis underlies
the government action. Teigen v. Renfrow, 511 F.3d 1072, 1083 (10th Cir. 2007).
“To survive a motion to dismiss for failure to state a claim, a plaintiff must allege
facts sufficient to overcome the presumption of rationality that applies to
government classifications.” Id. (quotations and citations omitted). In fact, “[a]n
equal protection claim will fail if there is any reasonably conceivable state of facts
that could provide a rational basis for the classification.” Id. (quotations and
citations omitted). To prove either a class of one claim or a class-based claim,
Wasatch Equality must plead sufficient facts to plausibly allege that: (1) its members
were treated differently from others who are “similarly situated in every material
respect”; and (2) “this difference in treatment was without rational basis, that is, the
government action was ‘irrational and abusive.’” Kan. Penn, 656 F.3d at 1216;
Vasquez, 862 F.2d at 251-52. Wasatch Equality’s failure to sufficiently allege both
requirements is shown below.
A. Wasatch Equality Has Failed to Show That It Was Treated
Differently from Others Who Are Similarly Situated.
Wasatch Equality has failed to plead sufficient facts to establish that it has
been treated differently from others who are similarly situated. Wasatch Equality
alleges that it belongs to a class called “snowboarders,” which Wasatch Equality
believes is similarly situated to a separate class they call “skiers.” It asserts that
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these two distinctive classes exist because Alta improperly views skiers as desirable
but views “snowboarders” as “immature, inexperienced, reckless, disrespectful
and/or ‘out of control,’ among other things.” J.A. 23. Wasatch Equality contends
that Alta and the Federal Defendants treat “snowboarders” differently than “skiers”
because Alta allows those that it deems to be “skiers” to use Alta’s ski lifts but
prohibits those that it deems to be “snowboarders” from using the same ski lifts. J.A.
31. Plaintiffs then argue that there is no material difference between skis and other
equipment authorized at Alta and the prohibited snowboards. Appellants’ Br. at
43-44. Therefore, Wasatch Equality argues, it has pled sufficient facts to show that
snowboarders are similarly situated to skiers but are being treated differently.
To the contrary, Wasatch Equality’s complaint does not plausibly show that
skiers and snowboarders are treated differently. For example, the complaint does
not allege that Alta’s snowboard policy will prevent a person who Alta deems to be a
“snowboarder” from using Alta’s ski lifts if he/she uses skis. Similarly, the
complaint does not allege that Alta allows those whom it deems to be “skiers” to use
a snowboard. Thus, instead of alleging that Alta and the Federal Defendants treat
the classes of “snowboarders” and “skiers” differently, Wasatch Equality’s
complaint establishes that Alta and the Federal Defendants treat both alleged classes
the same: members of both “classes” may use Alta’s ski lifts with approved devices
such as skis but neither class may use snowboards. There is no different treatment
Appellate Case: 14-4152 Documen