U.S. v. Microsoft Government Trial Exhibits · U.S. v. Microsoft Government Trial Exhibits Ex. No. Suffix Description Date Entered 39 B. Chase "FY97 Planning Memo 'Winning the Internet

U.S. v. MicrosoftGovernment Trial Exhibits

Ex. No. Suffix Description Date Entered

1Chart: Microsoft's Actual and Projected Share of the (Intel-based) PC Operating System Market (According to IDC) 11/19/1998

2 Chart: Microsoft's Share of the Browser Market -- Microsoft's Share of New Browser Users 01/05/1999

3Chart: Microsoft's Share of the Browser Market -- Three Month Moving Average of Usage by ISP Category (According to AdKnowledge, Inc.) 01/05/1999

4Chart: Microsoft's Share of the Browser Market -- Monthly Usage by ISP Category (According to AdKnowledge, Inc.) 11/23/1998

5Chart: Microsoft's Share of the Browser Market Compared to Netscape's Share -- Monthly Browser Usage (According to AdKnowledge, Inc.) 11/23/1998

6Chart: Microsoft's Share of the Browser Market -- Three Month Incremental Share of Browser Usage (According to AdKnowledge, Inc.) 01/05/1999

7Chart: Microsoft's Share of the Browser Market -- One Month Incremental Share of Browser Usage (According to AdKnowledge, Inc.) 01/05/1999

8Chart: Microsoft's Share of the Browser Market -- Incremental Share of Browser Users (According to Microsoft) 01/05/1999

9 Chart: Netscape Quarterly Browser Revenues 01/05/199910 Chart: Netscape Quarterly Browser Revenues (without subscriptions for upgrades) 01/05/1999

11

Chart: Comparison of Microsoft's Share of ISP Browser Shipments and Usage Depending on Whether Microsoft's Internet Explorer was the ISP's Default Browser (According to Microsoft FY98 Mid Year Review) 01/05/1999

12Chart: Contractual Restrictions on the Top 80 ISPs as of December 1997 (According to Microsoft) 01/05/1999

13 Chart: Examples of Operating Systems on Which Netscape's Browsers Run 01/05/1999

14Chart: Microsoft's Actual and Projected Shares of Browser Market -- Share of Browser Users (According to Microsoft) 11/23/1998

15 Chart: Actual and Projected Shares of Browser Market Held by Netscape and Microsoft 01/05/199916 P. Ferrel message to B. Gates, P. Maritz, and others re "Internet as a business tool" 01/13/199917 B. Gates message to C. Mundie, N. Myhrvold, and others re "Internet" 01/13/1999

18 D. Rosen message to N. Myhrvold, P. Maritz and others re "Netscape as merchant channel" 01/13/199920 B. Gates memo to Executive Staff re "The Internet Tidal Wave" 11/02/199821 B. Slivka memo re "The Web is the Next Platform" 11/02/1998

22B. Gates message to P. Maritz, D. Rosen, and others re "Netscape Discussion" and D. Rosen reply message to B. Gates, P. Maritz re "Netscape Discussions" 10/27/1998

23 T. Reardon message to B. Slivka, P. Maritz, D. Rosen, and others 11/02/1998

24P. Maritz message to B. Gates and others forwarding summary of goals for "working with Netscape" and Agenda attached for Microsoft/Netscape 6/21/95 meeting 10/27/1998

25 D. Rosen "Summary of meeting with Netscape on 6/2/95" 10/27/199826 J. Barksdale message to J. Clark and others re "MS visit" 10/27/199827 P. Maritz message to B. Gates and others re "NetScape Meeting" 01/13/199928 D. Rosen message to P. Maritz, Bill Gates, and others re "NetScape Meeting" 11/02/199829 D. Rosen message to P. Maritz, B. Gates, and others re "Netscape engagement" 11/02/199832 Agenda for 6/21/95 Microsoft/Netscape meeting 01/13/199933 M. Andreessen notes of Microsoft/Netscape meeting 10/27/199834 D. Kaiser (AOL) memo re Netscape meeting 10/27/1998

35 D. Rosen message to B. Gates, N. Myhrvold, P. Maritz, and others re "Netscape meeting" 10/22/199836 Microsoft Internet Jumpstart Kit Announcement 11/02/1998

37B. Gates message to P. Maritz, B. Silverberg, S. Ballmer, B. Chase, and others re "Internet add-on" 11/02/1998

38D. Cole (AOL) message re AOL meeting with B. Gates, B. Silverberg, J. Ludwig, B. Chase, C. Jones, B. Slivka 10/28/1998

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Ex. No. Suffix Description Date Entered39 B. Chase "FY97 Planning Memo 'Winning the Internet platform battle'" 11/02/199840 IPTD Division Meeting Agenda 11/02/199841 B. Gates message to P. Maritz, J. Allchin, B. Chase, and others re Netscape" 11/02/1998

42P. Maritz message to B. Silverberg, J. Allchin, B. Chase, and others re "windows & internet issues" 11/02/1998

43 C. Stork message to B. Silverberg, J. Grey, and J. Kempin re "windows logo screen" 11/02/1998

44C. Stork message to D. Wright (OEM), J. Kempin, and others with related earlier messages re "OEMs shipping OSR-2?" 11/02/1998

45P. Bogle message to L. Shaw, B. Schick, L. Sullivan, R. Welland, and J. Cordell re "why tie IE4 browser to Nashville Desktop" and replies 07/28/1999

45P. Bogle message to L. Shaw, B. Schick, L. Sullivan, R. Welland, and J. Cordell re "why tie IE4 browser to Nashville Desktop" and replies 07/28/1999

46D. Cole message to C. Guzak, K. Eckhardt, S. Nakajima, J. Belfiore, J. Larson, and the IE 4.0 Executive Team re "Browser and ActiveDesktop" 01/13/1999

47 J. Allchin message to P. Maritz re "concerns for our future" 11/02/199848 J. Allchin memo to P. Maritz re "IE and Windows" and P. Maritz reply 11/02/199849 P. Maritz message to J. Allchin re "IE and Windows" 11/02/199850 Messages to and from J. Allchin and P. Maritz re "IE and Windows" 11/02/1998

51P. Maritz message to B. Gates, J. Allchin, B. Slivka, and B. Silverberg re "overview slides for Billg/NC&Java session with 14+'s on Monday" together with a copy of such slides 12/10/1998

52 Microsoft Presentation: "NC & Java Challenge" 11/02/1998

53P. Maritz message to D. Cole, J. Kempin, J. Allchin, and others re "ie4 and memphis" and D. Cole message to P. Maritz, J. Kempin re "ie4 and memphis" 11/02/1998

54B. Veghte message to M. Dunie, C. Stork, E. Stubbs, and O. Momoh re "Memphis Retail Enhancements: The Costs" 07/28/1999

54B. Veghte message to M. Dunie, C. Stork, E. Stubbs, and O. Momoh re "Memphis Retail Enhancements: The Costs" 07/28/1999

55

M. Dunie message to B. Gates, P. Maritz, and J. Allchin re "Memphis IEU focus groups report," forwarding C. Wildfeuer message to A. Taylor, C. Stork, B. Chase, Y. Mehdi re "Memphis IEU focus groups report" 11/02/1998

56M. Bliss message to M. Dunie, C. Stork, J. Roberts, J. Allchin, and others re "closure on Memphis action items from 3YO and Billg Memphis review" 01/05/1999

57J. Allchin message to B. Gates, P. Maritz, and others re "thoughts on the Next Generation of Windows" 01/13/1999

58 B. Slivka message to B. Gates re "java review with you" 11/02/1998

59B. Chase message to J. Raikes, P. Maritz, Y. Mehdi, B. Chase, and others re "WWSMM IEU session" 11/02/1998

60 D. Cole message re "Post IE4 thinking" 11/02/1998

61B. Gates message to J. Kempin, S. Ballmer, P. Maritz, J. Allchin, N. Myhrvold re "As promised OEM pricing thoughts" 11/02/1998

63C. Jones message to J. Ludwig, T. Reardon, B. Slivka, D. Rosen, A. Bay re "Proposal for OEM's of Internet Explorer" 11/02/1998

65 R. Shiram message to P. Thorp re Microsoft pricing to PSI 10/27/199866 A. Bern message to ISPs re "Microsoft Offer to ISP" 10/27/199867 F. Giordano message re "BA Proposal from MS" 10/27/199869 F. Giordano message re Microsoft offer to AT&T 10/27/199870 E. Woods (Quarterdeck) message to R. Shriram re "Navigator Licensing" 10/27/199871 Financial Times article: "Comment & Analysis: Fightback at the seat of power" 11/12/199872 A. Kuen message to M. Andreessen 10/27/199873 K. Brecheisen message (GTI) to Netscape re "NSP Program" 10/27/199874 E. Walther message re "Microsoft Competitive Practices" 10/27/199875 P. Ayres message re "Quick Overview from N. Europe" 10/27/199876 Message from Autodesk to Netscape re "IE Support for WHIP" 10/27/1998

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Ex. No. Suffix Description Date Entered77 M. Prats message to L. Bender re Microsoft 10/27/199878 M. Tyler message re "Pressuring" 10/27/199879 J. Logan message re "Microsoft Deal" 10/27/199880 Pacific Bell "Mercury Browser and Referral Phonebook: Opportunity Assessment" 01/13/1999

81 B. Snyder message to C. Myhrvold, S. Wells, and M. Schmiedl re "ISP Referral mtg summary" 11/02/199882 Q. Gallivan message re "Microsoft predatory tactics" 10/27/199883 Financial Times article: "Survey - FT IT: A rush for market dominance" 11/12/199884 BusinessWeek article: "Netscape: Sitting Pretty--Or Sitting Duck?" 01/05/199985 D. Sokolsky message re "Microsoft Anti-Competitive behavior" 10/27/1998

86C. Daligault message to B. Chase re "A few (radical?) ideas to move IE share all over the world" 07/28/1999

87 J. Menkart message re "Microsoft Questionable Practices" 10/27/199888 R. Katz message re "Earthlink" 10/27/199890 A. Gunshor message re "Microsoft's Anti-Competitive Practices" 10/27/199891 R. Katz message re "X-Attachments" 10/27/1998

93B. Hovstadius message to C. Myhrvold, M. Sorenson, Y. Mehdi, and B. Chase re "ISP marketing update" 01/05/1999

94B. Gates message to L. Levin, B. Silverberg, J. Ludwig, and B. Chase re "Intuit call with Scott Cook" 11/02/1998

95 R. Shriram message re "X-Attachments" 10/27/199896 G. Gatiss message re "MS Predatory Tactics/Erol's" 10/27/1998

97B. Chase message to P. Hayes, C. Myhrvold, J. Raikes, and others re "Action items from 10/7/96 DMM Meeting…" 01/13/1999

98 Y. Mehdi message to W. Poole, B. Chase, and S. Fetter re "Draft IE4 presentation" 01/13/1999100 A. Nehru message to Executive Staff, D. Heiner, and others re "Netscape Revenues" 01/13/1999

102C. Myhrvold message to S. Norberg, G. Hughes, D. Hanson re "UUNET Invoice" and related messages 11/02/1998

103 Forbes Magazine Article 11/12/1998104 D. McLoughlin message re "Intelligent Electronics" 10/27/1998105 K. Younger message re "Conversation with Allen Loren" 10/27/1998106 G. Phelps message re "DOJ" 10/27/1998107 B. Kellinger message re "DOJ" 10/27/1998108 Mid Ohio Net message to Netscape 10/27/1998109 Bliss Advertising & Design message to Netscape 10/27/1998110 J. Allchin message to P. Maritz 01/13/1999111 J. Gile (Webmaster) message to Netscape 10/27/1998112 P. Maritz message to Y. Mehdi, B. Chase re "(not so) random marketing thoughts" 11/02/1998

113

P. Maritz message to M. Dunie, B. Gates, J. Allchin, and others re "(not so) random marketing thoughts," together with M. Dunie message to B. Gates, P. Maritz, J. Allchin, and others re "(not so) random marketing thoughts" 11/02/1998

114B. Gates message to M. Dunie, P. Maritz, J. Allchin, J. Roberts re "idea" and B. Chase 7/18/97 message to P. Maritz, Y. Mehdi re "idea" 01/13/1999

115 Mercury Advanced Services message to Netscape 10/27/1998116 D. McClure (Seescape) message to Netscape 10/27/1998

117C. Myhrvold message to S. Norberg; Cameron Myhrvold's Direct Reports re "Competitive Review" 11/02/1998

118Microsoft Memo from "Windows Marketing" to Bill Gates, S. Ballmer, P. Maritz, J. Allchin, R. Tong 01/13/1999

119 B. Gertzfield message re "MSIE Promo" 10/27/1998120 EXHIBIT ADMITTED UNDER SEAL 01/13/1999

124A. Saunders message to S. Sinofsky and R. Freedman re "apps like mosaic and stuff you need to obtain from 3rd parties" 10/27/1998

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Ex. No. Suffix Description Date Entered125 S. Sinofsky message to D. Henrich, J. Allard, J. Ludwig, R. Siegelman re "internet stuff" 11/02/1998128 B. Slivka message to B. Silverberg, J. Ludwig, T. Evslin re "internet client stuff" 10/27/1998

130B. Gates message to N. Myhrvold and others re "MCI as an access provider," together with R. Siegelman message to T. Evslin, B. Gates, N. Myhrvold re "MCI as an access provider" 01/13/1999

133R. Siegelman message to A. Bay, D. Rosen, J. Allard, and others re "Mosaic Communications and AT&T" 10/27/1998

134 D. Rosen message to P. Maritz, A. Bay, R. Siegelman re "Netscape (nee Mosaic)" 10/27/1998

135S. Decker (Compaq) message to V. Rhodes and others re "MS Pricing" and related V. Rhodes message 01/13/1999

136 R. Siegelman message B. Chase, B. Miller, and A. Bay re "MSN, Ohare and Internet" 01/13/1999

137B. Slivka message to P. Maritz, B. Silverberg, B. Chase, and others re "Proposal: Shipping O'Hare in Win 95 Frosting" 01/13/1999

138J. Allard message to B. Muglia, J. Allchin, and others re "UUNET/Spyglass deal," with draft press release 11/02/1998

140 "O'Hare in Win 95 Frosting" 01/13/1999

141C. Fitzgerald message to B. Chase, C. Kress, J. Ludwig, M. Conte re (and enclosing) "draft of communicating Windows PC mktg plan" 01/05/1999

142 A. Saunders message to B. Chase, B. Slivka, and others re "Frosting and Ohare" 11/02/1998

143

A. Saunders message to B. Slivka, B. Chase, J. Ludwig, and others re "Frosting and Ohare" and B. Slivka 2/3/95 message to A. Saunders, B. Irving, B. Chase, M. Conte, B. Foulon, E. Straub, J. Ludwig re "Frosting and Ohare" 11/02/1998

144 B. Slivka message to T. Harris, K. Flood, T. Reardon re "new web viewer software" 10/27/1998146 B. Slivka message to B. Silverberg, J. Ludwig re "ohare question" 10/27/1998147 D. Rosen message to M. Homer 10/27/1998148 P. Maritz message to B. Slivka, D. Rosen, and others re "The Internet" 01/13/1999149 B. Slivka message to B. Chase and others re "O'hare" 01/13/1999150 Microsoft memo re "Windows 95: The Communicating PC" 01/13/1999151 J. Gray message to B. Slivka, C. Jones, and others re "Exec Update: Ohare in OEM" 01/13/1999152 Microsoft Release: "Top 20 Features: Microsoft Windows 95" 01/13/1999153 B. Silverberg message to B. Slivka, C. Jones, J. Ludwig, and others re "IE" 01/13/1999154 Mosaic Licensing Q & A 01/28/1999157 H. Vigil message to P. Maritz, A. Bay, B. Silverberg 01/13/1999159 J. Allchin message to P. Maritz, B. Gates, M. Dunie re "OEM offsite and Memphis plan" 01/13/1999

160C. Stork message to M. Bliss, J. Allchin, and others re "closure on Memphis action items from 3YO and Billg Memphis review" 01/13/1999

163 EXHIBIT ADMITTED UNDER SEAL 01/13/1999164 Microsoft Article Q174265: "How to Uninstall Internet Explorer 4.0" 01/05/1999

165Microsoft Article Q166313: ""Removing Internet Explorer 4.0 for Windows using Ieremove.exe" 01/05/1999

166 Microsoft Article Q175610: "How to Manually Uninstall Internet Explorer 4.0" 01/05/1999170 Microsoft Article: "Solving Problems Installing or Uninstalling Internet Explorer 4.0" 01/13/1999172 Microsoft Article+D195: "Removing IE 4.0 for Windows 95 Using Ieremove.exe" 01/13/1999173 Microsoft Presentation: "Browser Marketing FY 99" 01/13/1999174 Microsoft Presentation: "IE 5 OEM Marketing Review" 01/13/1999176 A B. Chase document re "I. Goals: Increase end user IE usage on OEM systems" 02/17/1999176 B. Chase document re "I. Goals: Increase end user IE usage on OEM systems" 11/23/1998179 D. Steele message to B. Chase, N. Malm, M. Conte re "AT&T" 11/02/1998180 B. Chase message to Executive Staff re "Summary of AOL deal" 01/13/1999182 N. Zaharias message to R. Shriram re "Dell/Zenith Data Systems" 10/27/1998

183B. Silverberg message to S. Wells, R. Siegelman, J. Ludwig, C. Myhrvold, D. Rosen, and others re "AT&T Meeting (3/13) Trip Report" 11/02/1998

184 T. Dawson message re "Microsoft ISP Update" 10/27/1998

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Ex. No. Suffix Description Date Entered185 C. Myhrvold message to G. Nahon, P. Perron 01/13/1999186 B. Chase message to J. Goldstein, G. Sullivan re "AOL mail" 10/28/1998188 S. Sugihara message to M. Andreessen 10/27/1998189 B. Chase message to AOL re "Update" 10/28/1998190 A. Rebele message re "Microsoft" 10/27/1998191 N. Zaharias message re "Add'l Netscape/Hitachi information" 10/27/1998192 R. Katz message re "NCR" 10/27/1998

193C. Myhrvold message to S. Ballmer re "IE 3.0 Sales Status" and 8/2/96 C. Myhrvold message to B. Silverberg, B. Chase, S. Ballmer, Y. Mehdi, and others re "IE 3.0 sales status" 11/02/1998

194 M. McCue message re "Microsoft license agreement restrictions" 10/27/1998198 S. Kovar memo to M. Jacobson re "Microsoft Internet Explorer Agreement" 11/02/1998199 S. Sugihara message re "DOJ" 10/27/1998

200 S. Jadallah and C. Myhrvold memo re "Plan of Record: Working with ISPs in North America" 01/05/1999201 J. Ballowe message to D. Shnaider re "ZD/MSN Meetings in Seattle" 01/05/1999202 C. Wildfeuer message re "Memphis IE 4 focus groups report" 11/02/1998

204K. Mehta message to B. Chase, Y. Mehdi re "ie data," including K. Mehta message to B. Foulon re "ie data" 01/05/1999

205J. Roberts message to B. Veghte, M. Bliss, J. M. Johnson, C. Stork, M. Dunie, B. Foulon re "ie data" 01/13/1999

206 W. Poole message to B. Chase re "Intuit Terms Agreed" 11/02/1998207 T. Melcher message re "Talk with Suzan Fine" 01/13/1999208 CBS Memo re "Benefits of Becoming a Platinum Partner" 01/05/1999209 L. Gerhauser message re "MS/ Conversation with Suzan Fine" 01/13/1999

211S. Norberg message to B. Benrach, S. Rucker, M. Sorenson, C. Myhrvold re "CAM requested changes to Jeff R slides" 01/13/1999

212B. McGee message to J. Bailey re Microsoft browser exclusivity and related response by J. Bailey 10/27/1998

213 S. Wadsworth message to J. Winebaum, E. Aledort, S. Bushman re "Microsoft" 01/13/1999214 B. Chase message to C. Jones, Y. Mehdi, D. Cole re. "IE 5" 01/13/1999217 E. Hennings message re "Marketplace for Win 3.1" 11/17/1998

218

J. Roberts message to B. Veghte, M. Sandberg, A. Saunders re "browser focus group summary" and B. Hall 1/1/98 message to J. Roberts, B. Foulon, Y. Mehdi, K. Mehta, and others 11/02/1998

219A. Saunders message to B. Veghte, J. Roberts, M. Sandberg re "browser focus group summary" 01/13/1999

225L. Jennings message to J. Allchin, B. Gates, S. Ballmer, P. Maritz, J. Kempin, B. Chase, and others 01/13/1999

226 AOL Memo to Microsoft re "Confirmation Re Non-Removal of Exclusivity" 01/13/1999227 EXHIBIT ADMITTED UNDER SEAL 01/13/1999

228G. Truex message to J. Dosset re "MS 4.0 referral agreement" and 3/11/98 M. Kallet (Netcom) message to S. Hale, G. Truex re "Microsoft Account Manager for Netcom" 01/13/1999

229 EXHIBIT ADMITTED UNDER SEAL 01/13/1999230 Summary of Compaq meetings with Microsoft's new OEM Account Team 01/13/1999

231K. Glass message to "OEM Personnel Sales Communications " re "New OEM-Windows98/IE4 Channel Bar Default Display Option" 01/13/1999

232 B. Visse message to B. Gluth re "Netscape" 02/16/1999233 IE 5 OEM Marketing Review 10/27/1998234 J. Herendeen message to M. Homer re "Requests for Microsoft" 10/27/1998

235 Email from Maritz to Muglia re Intel and MS's new proposed collaborative multimedia efforts 11/02/1998236 N. Zaharias message re "Dell" 10/27/1998

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Ex. No. Suffix Description Date Entered237 Microsoft message re "Internet Explorer Licenses" 10/27/1998238 J. Barksdale message re "Microsoft Internet Explorer" 10/27/1998239 J. Freeborg message to J. Herendeen re "MS ISDN Pack Info" 10/27/1998240 J. Barksdale message to D. Rosen re "RAS Phonebook APIs" 10/22/1998241 R. Schell (Netscape) message to P. Maritz (Microsoft) 10/27/1998242 J. Freeborg message to J. Herendeen re "Win 95 Scripting License" 10/27/1998243 J. Herendeen message re "Win 95 Scripting License" 10/27/1998

244 J. Freeborg (Netscape) message to B. Silverberg (Microsoft) re "Win 95 Scripting License" 10/27/1998245 J. Freeborg message re "Microsoft Scripting License Impact" 10/27/1998

246J. Freeborg message to D. Rothschild re "MS Scripting License" and related message from D. Rothschild 10/27/1998

247 D. Meredith message re "Navigator Blocked from home.microsoft.com" 10/27/1998248 J. Freeborg message to J. Herendeen and others re "Incoming Microsoft Issues Letter" 10/27/1998249 L. Buddine message to J. Barksdale 10/27/1998250 R. Leaverton (Medience Productions) message to B. Feinman (Netscape) 10/27/1998251 T. Jagger (The Overland Network) message to J. Cheen (Netscape) 10/27/1998252 Microsoft Article: "Office 97 Requires Internet Explorer 3.01" 10/27/1998

253

B. Gates message to J. Ludwig, A. Contorer, B. Slivka re "DirectX and Talisman Update" and B. Slivka message to B. Gates, J. Ludwig, P. Maritz, B. Silverberg, and others re "DirectX and Talisman Update" 01/13/1999

254 B. Gates message to P. Maritz, A. Contorer, N. Myhrvold, and others re "Java schism" 11/02/1998255 J. Ludwig message to D. Bradford re "conversations with billg last nite" 11/02/1998256 T. Nielsen message to B. Gates, B. Chase re "Marshall Goldberg" 11/02/1998257 B. Gates message to J. Kempin, S. Ballmer, C. Turner, P. Maritz, J. Allchin re "IBM" 11/16/1998259 VJ98 SKUs and Pricing Proposal 11/02/1998

260B. Gates message to P. Maritz, B. Silverberg, P. Higgins, J. Kempin, and others re "Apple meeting" 11/02/1998

261 Chart entitled "Flow" Measure of Market Share 11/23/1998

263

B. Gates message to B. Waldman, J. DeVaan, G. Maffei re "Moving forward with Mac Office 97" and B. Waldman message to B. Gates, J. DeVaan, G. Maffei re "Moving forward with Mac Office 97" 11/02/1998

264 B. Waldman message to G. Maffei, J. DeVaan, B. Gates re "MacOffice" 11/02/1998265 B. Gates message to P. Maritz, D. Stutz, G. Maffei, and others re "post-agreement" 11/02/1998

266D. Bradford message to B. Chase, Y. Mehdi, B. Gates, C. Myhrvold re "Mac IE bundles: Office/Apple" 11/02/1998

267B. Gates message to P. Maritz, J. Allchin, and others re "Steve Jobs Call," together with D. Bradford 1/21/98 message to J. Ludwig, D. Cole, B. Gates re "Steve Jobs call" 11/02/1998

268

D. Bradford message to B. Waldman, B. Gates, P. Maritz, and others re "Java on Macintosh/IE Control," together with B. Waldman message to D. Bradford, B. Gates, P. Maritz, and others re "Java on Macintosh/IE Control" 11/02/1998

269 D. Obelez message to Apple 11/02/1998

270D. Cole message to B. Gates, B. Waldman, E. Engstrom, re "Quick Time at Apple" and B. Gates message to D. Cole, B. Waldman, E. Rudder 11/02/1998

271T. Schaaff (Apple) message to C. Pierry, E. Engstrom re "QuickTime, Win 98, and Media Player" 11/02/1998

272T. Schaaff (Apple) message to C. Pierry, E. Engstrom re "QuickTime, Win 98 and Media Player" 11/02/1998

273T. Schaaff (Apple) message to E. Engstrom, C. Pierry re "QuickTime, Win 98, and Media Player" 11/02/1998

274T. Schaaf (Apple) message to C. Pierry, E. Engstrom re "QuickTime, Win 98, and Media Player" 11/02/1998

275 Handwritten outline entitled "IAL Staff" 11/09/1998

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276B. Gates message to B. Silverberg, C. Stork, J. Ludwig, P. Maritz re "Intel & NSP" and P. Maritz 5/18/95 message to J. Ludwig, B. Silverberg, C. Stork, B. Gates re "Intel & NSP" 11/16/1998

277 B. Gates message to A. Grove re "NSP" 11/02/1998

278B. Gates message to B. Silverberg, C. Stork, P. Maritz, J. Allchin, R. Heinen, and others re "Our Dinner" with Andy Grove 11/02/1998

279R. Whittier (Intel) memo to A. Grove, S. McGeady, and others re "Microsoft Meeting August 2, 1995" 11/09/1998

280 S. McGeady (Intel) memo re "Internet Technology Lab" 11/09/1998

281B. Gates message to B. Silverberg, J. Allchin, P. Maritz, J. Kempin, S. Ballmer, and others re "Intel Grove" 11/02/1998

282 Notes of 11/7/95 meeting 01/13/1999283 R. Barck and F. Ehrig (Intel) memo re "Summary: 11/7 Kinnie/Gates Feedback Session" 11/12/1998

284S. McGeady message to F. Gill, A. Grove re "Maritz meeting summary," including F. Gill message re "Maritz meeting summary" 11/09/1998

285D. Landsman (Intel) message to D. Haight, M. Anastas, C. Kinnie, and others re "Draft Notes from Gill/Maritz Summit on 11/9" 11/09/1998

286

C. Mundie message to B. Silverberg re "Intel Frank Gill meeting: Security" and S. Parthasarathy 2/27/96 message to P. Maritz, J. Kelly, M. Brumer, and others re "Intel Frank Gill meeting: Security" 01/13/1999

287 P. Maritz message to S. Parthasarathy, H. Vigil, B. Silverberg, M. Brumer re "FW" 11/16/1998288 P. Maritz message to B. Gates, J. Allchin, B. Silverberg, and others re "Intel" 11/10/1998

289B. Gates message to P. Maritz, J. Kempin, J. Allchin, and others re "Intel -- Andy Grove meeting June 7" 11/02/1998

290 B. Gates message to J. Allchin, P. Maritz re "AMD 3DX thoughts" 11/02/1998291 G. Stimac (Compaq) letter to S. Ballmer re "OPK Rules" 01/13/1999292 D. Hardwick (Microsoft) letter to S. Flannigan (Compaq) 11/16/1998293 Amendment Number 24 to Microsoft/Compaq Agreement 11/16/1998294 J. Fritz (Microsoft) to J. Romano and M. Morilla (Hewlett-Packard) 11/16/1998

295B. Gates message to J. Kempin, B. Chase, S. Ballmer, C. Myhrvold, P. Maritz, and others re "OEMs and the Internet" 11/02/1998

296C. Jones message to B. Silverberg, J. Ludwig, J. Gray, C. Jones, B. Slivka re "Browser OEM update- Final" 11/16/1998

297 P. Maritz message to B. Gates, B. Silverberg, J. Kempin, S. Ballmer, and others re "AOL" 01/05/1999298 L. Day message to M. Heil, D. Maynard, G. Austin, S. Flannigan re Microsoft LOU 11/16/1998

299

C. Dunn message to L. Day, M. Heil, G. Stimac, T. Lothe, M. Owens, D. Cabello, S. Flannigan, J. Kelly, M. Voce, M. Laurence, C. Meyer, J. Morris re "MS Internet MOU" with accompanying CSBU memorandum 11/16/1998

300D. Hardwick letter to C. Dunn (Compaq) re "Notice of Intent to Terminate License Agreement #1107- 3053" 11/16/1998

301D. Hardwick letter to C. Dunn (Compaq) re "Notice of Intent to Terminate License Agreement #1107- 3053" 11/16/1998

302 Gateway notes of meeting with S. Ballmer in Redmond, Washington 11/16/1998303 A. Rebele message re "Microsoft" 10/27/1998

304J. Kempin message to B. Gates, P. Maritz, S. Ballmer re "Windows Experience doc" and accompanying memo 11/16/1998

305 EXHIBIT ADMITTED UNDER SEAL 11/18/1998306 EXHIBIT ADMITTED UNDER SEAL 11/18/1998307 Dell's response to Microsoft's Windows User Experience Amendment Proposal 11/16/1998

308 K. Skidmore message to T. Waitt, R. Snyder, J. Von Holle, and others re "Microsoft/Concerns" 11/16/1998309 J. Romano (Hewlett-Packard) letter to D. Wright (Microsoft) 11/16/1998310 Table: Estimated Browser Market Shares 11/16/1998

Page 7 of 31



311B. Gates message to B. Veghte, S. Ballmer, P. Maritz, J. Allchin, M. Dunie, J. Kempin, re "Windows 98 registration" 11/16/1998

312 M. Bliss message to T. Lennon, B. Veghte, L. Jeffries re "Disabling Update Wizard" 11/16/1998

313

B. Gates message to B. Veghte, M. Dunie re "Memphis Product Registration"; B. Gates 2/11/98 message to S. Bush, B. Chase, J. Kempin, B. Veghte, S. Ballmer, and others; S. Bush 2/9/98 memo to B. Chase, J. Kempin, B. Gates, S. Ballmer, and others re "Memphis Product Registration" 11/16/1998

314 EXHIBIT ADMITTED UNDER SEAL 01/13/1999315 EXHIBIT ADMITTED UNDER SEAL 01/13/1999

316

J. Kalkman message to B. Fujiwara, D. Watanabe re "HPD Request for exceptions to Win98 boot sequence," and 3/5/98 message from F. Santos (Hewlett- Packard) to B. Fujiwara (Microsoft) 11/16/1998

317 C. Sittig message to A. Neault, J. Williams re "W98 Preferred ISP oppty" 01/13/1999

318 T. Henningsgard message to D. Hardwick, J. O'Hara, J. Katz re "Discussion points for 1:1" 11/16/1998319 Gateway Feedback on Windows 98 11/16/1998

320J. VonHolle (Gateway) message to G. McClain, K. Skidmore, M. Flanary re "summary of comments from meetings" 11/16/1998

321B. Koszewski message to A. Neault, K. Kolb, D. Bourgoin, M. Aldridge, J. Alvarez re "ISP Referral Rude Q's" 11/16/1998

322 EXHIBIT ADMITTED UNDER SEAL 11/18/1998

323C. Grisdale message to B. Akerlind, G. McClain, and others re "NEC, Gateway back Navigator" 11/16/1998

324

K. Kolb message to J. Kempin, J. Jenkins, B. Akerlind, C. Gulledge re "NEW Alternate first boot document," and P. Peter 5/20/98 message to C. Grisdale, D. Hardwick, P. Martin, K. Kolb, and others re "Alternate first boot document" 11/16/1998

325 R. Barrie message to B. Akerlind re "Windows Experience" 01/13/1999

326

E. Loevner message to J. Robinson, P. Leonard, D. Burris, G. Plotner, S. Decker, T. Gardner, J. Bacus re "Windows desktop experience issues" and B. Irving 2/3/95 message to A. Saunders, B. Chase, M. Conte, B. Slivka, and others re "Frosting and Ohare" 11/16/1998

327 Microsoft Internet Referral Service Listing 11/16/1998

328B. Gates message to J. Kempin, S. Ballmer, and others re "IBM helps Lotus," and J. Kempin 3/23/94 reply 11/02/1998

329B. Slivka message to D. Ling, R. Rashid, P. Maritz, and others re "Internet (aka Web Windows)" 01/13/1999

331 D. Rosen message to B. Slivka, T. Reardon, N. Myhrvold, P. Maritz 01/13/1999332 J. Messerly message re "Netscape 6/21" 11/16/1998333 B. Gates Article re "The Use and Misuse of Technology" 11/16/1998

334C. Jones message to B. Slivka re "Getting to 30% share memo" and accompanying memo "sent to Bill G for third week" 11/16/1998

335 B. Gates message to B. Silverberg, P. Maritz, and others re "Steve Case- AOL" 10/28/1998336 B. Gates memo re "The Internet PC" 11/16/1998337 Chart entitled "Calculation of 'Flow' Measure of Market Share" 11/23/1998

338J. Brendsel (AOL) messages to J. Goldstein & G. Sullivan and to M. Berlow (AOL) re. "Offering Standalone Versions of IE to AOL members" 11/16/1998

339 M. Medin (Home.net) to M. Andreessen re "Gates on warpath" 10/27/1998340 F. Ramirez (Microsoft) message to J. Breese 10/27/1998

341B. Gates message to A. Nehru, B. Chase, and others re "8/19 Netscape Exec Meeting Agenda" 11/16/1998

342 Report: "Analyzing Caldera's Industry and Market" 12/16/1998

343A. Nehru message to D. Willingham, C. Myhrvold, J. Kempin, S. Ballmer, B. Chase, J. Raikes re Netscape revenue breakdown 11/16/1998

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Ex. No. Suffix Description Date Entered344 R. Wolf message to S. Sinofsky re "Browser Share 10/18/96" 01/13/1999

345B. Gates message to A. Nehru, B. Silverberg, B. Chase, S. Ballmer, P. Maritz re "Netscape revenues (long mail)" 11/16/1998

346 B. Gates message to B. Chase, P. Maritz, B. Silverberg, S. Ballmer re "Downloads of IE" 01/13/1999348 M. Hawkins message to M. Andreessen 10/27/1998349 M. Hawkins message to M. Andreessen 10/27/1998350 Microsoft Report: "Top North American Internet Access Providers" 11/23/1998351 B. Gates message to P. Maritz, B. Silverberg, J. Allchin, and others re "Openness" 01/13/1999352 Microsoft website entitled "The IE Challenge: Trouble-Free Guarantee" 01/13/1999354 J. Allchin message to B. Gates, P. Maritz 01/05/1999355 C. Stork message to J. Roberts, J. Allchin, M. Dunie re "Memphis and IE thoughts" 02/03/1999356 J. Allchin message to P. Maritz, B. Gates, S. Ballmer, and others 01/13/1999357 EXHIBIT ADMITTED UNDER SEAL 01/13/1999358 J. Romano (Hewlett- Packard) letter to C. Grisdale, J. Kempin, and others 01/13/1999359 S. Bushman message to J. Winebaum, S. Wadsworth, E. Aledort re "Active Desktop" 01/13/1999

360 P. Maritz message to S. Ballmer, B. Chase, G. Moffei, and others re "PN deal-Confidential" 01/13/1999

361B. Chase message to B. Gates, P. Maritz, S. Ballmer, and others re "web professionals tracking ppt" 01/20/1999

363 EXHIBIT ADMITTED UNDER SEAL 01/11/1999364 C. Jones memo to IE Executive Team re "Notes from IE5 Planning Offsite" 11/17/1998

365 J. Kempin message to B. Gates, S. Ballmer, P. Maritz re "As promised OEM pricing thoughts" 11/19/1998366 Microsoft Report: "MSNA Depth Access ISPs -- FY 98 Mid Year Review" 01/05/1999367 Selected pages from Netscape 10-K 01/13/1999368 EXHIBIT ADMITTED UNDER SEAL 01/13/1999369 EXHIBIT ADMITTED UNDER SEAL 01/13/1999370 H. Cooperman message to D. Bradford re "Transition Plan" 01/13/1999371 EXHIBIT ADMITTED UNDER SEAL 01/13/1999372 J. Williams message to J. Kempin, C. Sittig, and others re "Microsoft" 01/13/1999374 Microsoft Unilateral Waiver of Rights 01/13/1999

375B. Gluth message to B. Hall, B. Koszewski, M. Nichols, K. Mehta, L. Shiner re "ISP desires for IE5" together with accompanying focus group summary" 01/13/1999

376 P. Kahl (Waggener Edstom) message to B. Chase (Microsoft) and others re "Pixel calls today" 01/13/1999

377N. Myhrvold message to B. Gates, B. Chase, S. Ballmer, P. Maritz, J. Allchin, and others re "Browser in the OS" 01/13/1999

378 J. Allchin message to Y. Mehdi. B. Chase re "new org" 01/13/1999

379B. Koszewski message to B. Chase and others re "Urgent Heads Up: OEMs and Referral Server" 01/05/1999

380 J. Herendeen message to M. Homer re "Iexplorer/Navigator testing results" 10/27/1998381 Microsoft Electronic Newsletter 10/27/1998

384T. Trower message to C. Jones, J. Belfiore, B. Gates, P. Maritz, B. Silverberg, and others re "Review of IE 4 UI" 01/13/1999

398 Paper: "Microsoft Windows 95 Questions and Answers" 01/13/1999399 B. Slivka slides re "Platform Shift: The Web" 01/13/1999401 Microsoft OEM Sales FY96 Midyear Review by Kempin 01/13/1999402 EXHIBIT ADMITTED UNDER SEAL 01/13/1999403 EXHIBIT ADMITTED UNDER SEAL 01/13/1999405 EXHIBIT ADMITTED UNDER SEAL 01/13/1999

406C. Myhrvold message to B. Silverberg, R. Stockdale, B. Chase "WW ISP List and IE Status," together with 6/13/96 "Worldwide Internet Access Market and Status" 01/13/1999

407 Microsoft's "Winning Internet Content Marketing Plan" 01/13/1999

Page 9 of 31


Ex. No. Suffix Description Date Entered408 EXHIBIT ADMITTED UNDER SEAL 01/13/1999410 EXHIBIT ADMITTED UNDER SEAL 01/13/1999411 Internet Explorer Marketing Plan Review 01/13/1999412 Microsoft Presentation: "Windows 95 OSR and Memphis Alternatives" 01/13/1999413 Internet Client and Collaboration 3 Year Business Outlook 01/13/1999415 IE Market Review by Mehta 11/23/1998418 EXHIBIT ADMITTED UNDER SEAL 01/13/1999419 Windows 98 Project Review 01/13/1999420 Internet Customer Unit (Microsoft Europe) FY 98 Mid-Year Review 01/13/1999421 MS OEM Sales: FY '98 Mid-Year Review by Kempin 01/07/1999423 EXHIBIT ADMITTED UNDER SEAL 01/13/1999424 EXHIBIT ADMITTED UNDER SEAL 01/13/1999425 Referral Server Business Plan 01/05/1999427 EXHIBIT ADMITTED UNDER SEAL 01/13/1999428 EXHIBIT ADMITTED UNDER SEAL 01/13/1999429 EXHIBIT ADMITTED UNDER SEAL 01/13/1999431 Microsoft Logo Handbook for Software Applications for Windows NT and Windows 95 01/13/1999432 EXHIBIT ADMITTED UNDER SEAL 01/13/1999433 EXHIBIT ADMITTED UNDER SEAL 01/13/1999

436Javasoft website Java OS: A Standalone Java Sun Website Java OS: The Standalone Java Application Platform 01/05/1999

437 EXHIBIT ADMITTED UNDER SEAL 01/13/1999439 Microsoft OEM PC Value Analysis 11/23/1998440 Email string re: Referral Server 11/23/1998441 S. Case message to J. Davies Re: "microsoft OPK" 10/28/1998447 Marketing Windows 98 and Beyond to the US Home PC Market 01/13/1999449 EXHIBIT ADMITTED UNDER SEAL 01/13/1999450 EXHIBIT ADMITTED UNDER SEAL 01/13/1999451 EXHIBIT ADMITTED UNDER SEAL 01/13/1999452 EXHIBIT ADMITTED UNDER SEAL 01/13/1999454 EXHIBIT ADMITTED UNDER SEAL 01/13/1999456 EXHIBIT ADMITTED UNDER SEAL 01/13/1999457 EXHIBIT ADMITTED UNDER SEAL 01/13/1999458 EXHIBIT ADMITTED UNDER SEAL 01/13/1999459 EXHIBIT ADMITTED UNDER SEAL 01/13/1999460 EXHIBIT ADMITTED UNDER SEAL 01/13/1999461 EXHIBIT ADMITTED UNDER SEAL 11/16/1998462 EXHIBIT ADMITTED UNDER SEAL 01/13/1999464 EXHIBIT ADMITTED UNDER SEAL 01/11/1999465 Memo Re: FY'97 Planning Memo "Winning the Internet platform battle" 01/13/1999466 Email String Re: '97 Tools Vision 01/13/1999468 B. Chase message to J. Price Re: "A comparison of "Windows 95" and IBM OS/2" 11/23/1998470 Microsoft API Strategy 9/19 Presentation by Muglia 01/13/1999472 Memo Re: Public Network Sales and Business Development 01/13/1999473 Internet Browsers 1) Netscape's actions 2) How to Win by Maritz 01/05/1999

475Email String Re: Re: "Losing a Franchise--The Microsoft Windows Story" (a new Harvard case study) 01/05/1999

477 Microsoft Internet Explorer 4.0 for Windows 95 and Windows NT 4.0 Competitive Guide- Draft 01/13/1999479 Email String Re: FW: Windows Challenges & Org Changes 01/13/1999480 Email re: IE from Allchin 01/13/1999485 A Microsoft Internet Platform and Tools Division Internal Communication 01/13/1999485 Microsoft Internet Platform and Tools Division Internal Communication 01/13/1999

Page 10 of 31


Ex. No. Suffix Description Date Entered488 Internet Explorer 3: Webmasters ActiveX 01/13/1999489 New Platform Challenges: Navigator, Java, & NC 01/13/1999490 Microsoft Platforms Group Opportunities & Challenges for FY'97 presentation by Maritz 01/13/1999494 Email String Re: ie5 planning 01/13/1999495 Email Re: Hits based share 01/13/1999496 Email String Re: March browser share 01/13/1999497 A Memo Re: IE share 01/13/1999497 Memo Re: IE share 01/13/1999498 P. Maritz message to bens, johnlu, bradsi Re: "internet as a business tool" 01/13/1999500 J. Ludwig message to P. Maritz, B. Silvergerg, and D. Rosen Re: "Netscape meeting" 01/13/1999501 Email String Re: Netscape notes; comment please 01/13/1999502 Memo Re: BillG Internet Speech- Transcript 01/13/1999503 Internet Browsers: Netscape's actions and How to win 11/23/1998504 Microsoft Internet Directions by Maritz 01/13/1999505 Memo Re: Internet Share Drive Marketing Plan 01/13/1999506 Email String Re: '97 Tools Vision 01/13/1999510 FY98 Planning Memo "Preserving the desktop Paradise" by B. Chase 01/05/1999511 Email Re: Collaboration and the browser- thoughts 01/13/1999512 Memo Re: B. Chase's FY 98 planning memo 01/13/1999514 Email string re: "(not so) random marketing thoughts.. 12/10/1998515 A Email String Re: Browser Model for 3YO 01/13/1999515 Email String Re: Browser Model for 3YO 01/13/1999517 IPTD Division Meeting 01/13/1999518 Email String Re: Microsoft Java Strategy 01/05/1999519 Memo Re: (TechWire) Microsoft Backing off Java Legal Wording 01/13/1999520 Email String Re: FW: 3 year plan thoughts- draft 12/15/1998521 Email String Re: FW: Internet (aka Web Windows) 01/13/1999523 Email Re: Internet Plans-- take 3 01/13/1999525 Email String Re: FW: ie4 and memphis 01/13/1999530 B. Fox message to T. Reardon Re: "netscape" 01/13/1999

532 AAgenda for the Microsoft / Netscape Meeting and an email re: prioritized list regarding our meeting tomorrow. 01/13/1999

533 Agenda for the Microsoft / Netscape Meeting 01/13/1999535 Email String Re: Netscape notes; comment please 01/13/1999536 Email String Re: Netscape meeting: reality 01/13/1999537 Email String Re: FW: Netscape meeting: reality 01/13/1999538 EXHIBIT ADMITTED UNDER SEAL 01/13/1999540 Email String Re: FW: Netscape 01/13/1999542 Memo Re: Pricing @netscape 01/13/1999549 Email String Re: Netscape notes; comment please 01/13/1999550 B. Gates message to P. Maritz Re: "netscape meeting reality" 01/13/1999552 Notebook Notes: Re: Netscape 01/13/1999554 J. Ludwig message to T. Reardon Re: "netscape" 01/13/1999

556D. Rosen message to P. Pathe, C. Jones, B. Fox, A. Bay, J. Allard, N. Myhrvold, P. Higgins, P. Maritz, R. Siegelman, P. Neupert, B. Gates, J. Ludwig, J. Allchin Re: "Netscape" 01/13/1999

557C. Jones message to J. Allard, A. Bay, B. Fox, D. Rosen, R. Wolf, T. Reardon Re: "netscape notes; comment please" 01/13/1999

558 Email from Brumer re: Briefing for your Andy Grove 1-1, 6/7/96 01/13/1999560 Email re: IBM and Netscape 12/15/1998561 Memo Re: FW: Intel meeting October 22-technical content 01/13/1999563 G. Holzhammer message re "Microsoft Face to Face Summary" 11/09/1998564 Microsoft notes 11/09/1998

Page 11 of 31


Ex. No. Suffix Description Date Entered565 Microsoft Java Meeting notes (handwritten) 11/09/1998

566A. Holzman message to M. Richmond, G. Eastman, F. Ehrig, B. Perry, B. Dawson, S. Morris, P. Gelsinger, C. Kinnie Re: "MS/Intel Java Meeting Minutes- 4/18/96 11/09/1998

567 E-mail re: Summary of 4/23 Ludwig Phone Calls fro Craig Kinnie 11/10/1998568 Mercury News Newsclip "Be Gets Boost From Intel, Hitachi 12/01/1998574 Email from Merrill re Apple IE deal 01/13/1999579 Email String Re: Apple discussion 01/13/1999583 Preferred Stock Purchase Agreement Between Apple and MS 11/04/1998584 Patent Cross License Agreement between Apple and MS 11/04/1998588 EXHIBIT ADMITTED UNDER SEAL 01/13/1999590 Email String Re: FW: Can you do the Mac Office 98/IE 4 launch event at MacWorld? 01/05/1999591 Memo Re: Mac IE Bundles: Office/Apple 01/13/1999593 Memo Re: Apple comments on IE 01/13/1999594 B. Waldman message to D. Cole Re: "Mac IE 5" 01/13/1999595 Telecom w/ Barksdale 10/27/1998597 Memo Re: Chicago beta 1 content 01/13/1999601 Email String Re: Communicating Windows PC msgs 01/13/1999606 The Case for Shipping O'Hare with Frosting 01/13/1999608 Email Re: ohare in win95 01/13/1999

611P. Neupert message to billg, craigmu, drosen, nathanm, patfer, paulma, russs Re: "internet strategy" 01/13/1999

612 email "Summary: O'Hare/Rome in OEM Preinstall Kit Meeting" 01/13/1999616 Memo Re: (Allchin to Maritz) to discuss with you today in our 1:1 02/03/1999617 Memo from Kruger re: Intel- Grove meeting: DMI Issue. 01/13/1999621 Email re "Netscape/MS/Sun" 10/28/1998623 E-mail string re: RE: Netscape meeting: reality 01/13/1999624 E-mail from "johnlu" re: FW:Browser OEM update. 01/13/1999625 EXHIBIT ADMITTED UNDER SEAL 01/13/1999626 E-mail string RE: Memphis Schedule and IE4. 01/13/1999627 Supplement Addendum for IE4.0 01/13/1999629 EXHIBIT ADMITTED UNDER SEAL 11/18/1998631 Boeing Browser Decision History 01/13/1999632 Browser Issues: netscape/ problems with IE 4.0 01/13/1999633 Win 98 Browser Choice matrix 01/13/1999634 ARR 525 Recommendation: Windows Browser Evaluation 01/13/1999635 Enterprise-wide Web Browsers for the Desktop 01/13/1999636 Desktop Integration roadmap 11/17/1998637 18-Month tactical Plan Iternet Explorer 5.0 11/17/1998638 Why Internet Exploerer 5.0? 01/13/1999639 ARR 525 Recommendation (Windows Browser Evaluation) 01/13/1999640 PC week labs executive summary 01/13/1999641 EXHIBIT ADMITTED UNDER SEAL 01/13/1999642 Memo Re: Analysis of whether Win95/NTWi and Memphis makes business sense 07/28/1999642 Memo Re: Analysis of whether Win95/NTWi and Memphis makes business sense 07/28/1999643 Email String Re: Compaq and our products Roadmap 01/13/1999

645 C. Dunn letter to D. Hardwick Re: "Notice of intent to terminate license agreement 1107-3053" 01/13/1999647 EXHIBIT ADMITTED UNDER SEAL 01/13/1999648 Memo re "FW: HP Term Sheet and the Internet" 01/13/1999

649Letter from Miller Re: Notice of Intent to Terminate License Agreement #1107-3053, dated 10/1/92 01/13/1999

650Letter From D. Hardwick Re: Notice of Intent to Terminate License Agreement #1107-3053, dated 10/1/92 01/13/1999

Page 12 of 31


Ex. No. Suffix Description Date Entered652 EXHIBIT ADMITTED UNDER SEAL 01/13/1999653 P. Maritz message to B. Silverberg Re: "windows and internet issues" 01/13/1999655 Memphis Plans 01/13/1999656 IE 4.0 Business Model by W. Poole, S. Fine 01/13/1999657 EXHIBIT ADMITTED UNDER SEAL 01/13/1999658 Memo re: "RE: IW" 01/13/1999659 Memo re: RE: IE4.0 Feedback from first Dell Meeting 01/13/1999660 License and distribution agreement between MS and IBM 11/18/1998665 K. Whitaker message to B. Koszewski, W. Poole, L. Shiner Re: "IE Re-Branding" 01/13/1999666 A. Redmond message to S. Fallon, G. Shaw, K. Mehta Re: "Browser in the OS" 01/14/1999669 EXHIBIT ADMITTED UNDER SEAL 01/13/1999672 E-mail string re: "RE: Internet concern" 01/13/1999673 Internet Product Management Strategy 01/13/1999676 EXHIBIT ADMITTED UNDER SEAL 01/13/1999678 EXHIBIT ADMITTED UNDER SEAL 01/13/1999679 Financial Analysts Day Executive Q&A Microsoft Corporation 01/13/1999680 EXHIBIT ADMITTED UNDER SEAL 01/13/1999681 Email String Re: FW: using IE4 technology 01/13/1999684 Brad Chase Online Documents: How to get to 30% Share in 12 months 01/13/1999

687Microsoft Internet Explorer Version 4 and Internet Explorer Administration Kit License and Distribution Agreement 01/13/1999

688 Internet Explorer 5.0 Description 01/13/1999689 Email re "Microsoft Call" 10/28/1998696 EXHIBIT ADMITTED UNDER SEAL 01/13/1999697 EXHIBIT ADMITTED UNDER SEAL 01/13/1999

698 Calldowns, Hits to top sites, and Meida Metrix thru April 98 from K. Mehta Office documents 01/13/1999700 Email Re: Share on top site by month.xls 01/13/1999701 Email string re: Updated Presentation for Netscape Review 01/13/1999703 Memo Re: end user browser share 01/13/1999705 Microsoft browser share report based to calldowns 01/13/1999706 Email String Re: November end user share 01/13/1999708 Email String Re: November end user share 01/13/1999710 K. Mehta message to B. Chase, R. Haas Re: "Browser Model for 3YO" 01/05/1999711 R. Haas message to J. Krass Re: "IE Browser slide.ppt" 11/23/1998713 Y. Mehdi message to R. Haas, R. Bennett Re: "IE share" 01/13/1999714 A Memo Re: Latest IE share (hits to top sites) 01/13/1999714 Memo Re: Latest IE share (hits to top sites) 01/13/1999716 Average Browser Share 1996-1997 01/13/1999720 Email String Re: OEM offsite and Memphis plan 06/10/1999

721J. Collas message to J. Kempin, B. Akerlind Re: "Articles on Gateway bypassing win'98 boot-up screen" 01/13/1999

722Email String Re: Netscape: Announces Plans to Offer Netscape Communicator for Apple's Next-Generation Operating System 01/13/1999

724 Memo Re: Closure on Memphis action items from 3YO and Billg Memphis review 01/13/1999725 Email String Re: idea 11/17/1998726 Microsoft Corporation License and Distribution Agreement between MS and IBM 11/18/1998727 Emails re: Office shipping IE components? And why DAV doesn't belong in Winlnet 01/13/1999728 J. Allchin message to D. Cole Re: "new Java VM and crypto DLLs" 12/10/1998

729 AB. Chase message to W. Haroun, J. Johnson, B. Veghte, M. Dunie, M. Bliss Re: "interested in opining" - Redacted Version 06/16/1999

729 EXHIBIT ADMITTED UNDER SEAL 06/16/1999731 Memo Re: (not so) random marketing thoughts 01/13/1999

Page 13 of 31


Ex. No. Suffix Description Date Entered736 Email String Re: ie data 01/13/1999738 DRG Public Internet Plan 01/13/1999739 T. Chevalier message to daviddi@microsoft Re: "URL.DLL" 01/13/1999

740M. McCue message to mswatch Re: "it's always something, even if it's not: supply DLLs with you App" 10/27/1998

742 E-mail string re: "RE: Microsoft (WSJ) Moves to Control the PC Screen" 01/13/1999746 E-mail thread re: ACTION REQUIRED: Win98 OEM Product Registration 01/13/1999752 OPK Requirements and Restrictions 01/13/1999

754 Draft of Microsoft Windows 95 and/or Microsoft windows NT IE 4.0 License Supplement 11/18/1998755 Memo Re: Jim letter 6-15 01/13/1999756 EXHIBIT ADMITTED UNDER SEAL 01/13/1999758 EXHIBIT ADMITTED UNDER SEAL 01/13/1999761 EXHIBIT ADMITTED UNDER SEAL 01/13/1999762 Email String Re: FW: Memphis Product Registration 01/13/1999764 Email String Re: Win98 Schedule Update 01/13/1999765 E-mail thread re: URGENT Heads Up: OEMs and Referral Server 01/13/1999766 B Email String Re: OEM Internet Plans: summary 01/13/1999766 A Email String Re: OEM Internet Plans: summary 01/13/1999766 Email String Re: OEM Internet Plans: summary 01/13/1999

769Memo Re: changes Microsoft has made based on Gateway feedback in the area of Active Desktop and channels 01/13/1999

773 Memo Re: Microsoft Windows Initial boot Process 01/05/1999774 Microsoft letter to Gateway Re: "Windows Initial boot Process" 11/23/1998776 Declaration of Steve Wadsworth 01/13/1999

777 J. Kozel message to S. Barnes Re: "three comments re: ie4 supplement redline comments" 01/13/1999779 EXHIBIT ADMITTED UNDER SEAL 01/13/1999780 A Email string Re: OEM internet plans: summary 01/13/1999780 Email string Re: OEM internet plans: summary 01/13/1999781 Email string re: OEM Internet Plans: Summary 01/13/1999782 Email String Re: POR?: the end user experience for getting connected 01/13/1999783 Email string re: Action Request: First Boot Experience of Windows 98. 01/13/1999784 EXHIBIT ADMITTED UNDER SEAL 01/13/1999785 E-mail thead re: ISP Referrals: When and How? 01/13/1999786 E-mail from B. Koszewski Re: ISP Referral Rude Q's 01/13/1999789 E-mail string re: URGENT: IMMEDIATE ACTION REQUIRED 01/13/1999791 A. Neault message to C. Gulledge Re: "ISP yellow flag" 11/23/1998792 Microsoft Windows 98 Initial Boot Process 01/13/1999793 EXHIBIT ADMITTED UNDER SEAL 01/13/1999794 Pac. Bell Memo re: "Project Mercury Quantitative Analysis" 01/13/1999795 E-mail string re: "RE: selling IE to the Enterprises Germany" 01/13/1999800 Email string re: OEM Internet Plans: Summary 01/13/1999

802Netscape Communications Corporation and Bell Atlantic Internet Solutions, Inc. OEM License Agreement 01/13/1999

804 License and Marketing Agreement between Microsoft and America Online 10/28/1998

807B. Snyder message to S. Ballmer, B. Chase, R. Stockdale, P. Maritz, C. Myhrvold, B. Silverberg Re: "Netcom has agreed to our ISP referral server deal" 02/10/1999

809Amendment No.1 to Addendum D to the Internet Sign-Up Wizard Referral Strategic Relationship Framework Agreement Between MCI and Microsoft 01/13/1999

810Amendment #1 to Internet Explorer Source License & Distribution Agreement between Compuserve and Microsoft. 01/13/1999

811 Email String Re: FW: Steve Case - AOL 01/13/1999

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Ex. No. Suffix Description Date Entered814 A Email String Re: AOL upgrade to IE 01/13/1999814 Email String Re: AOL upgrade to IE 01/13/1999815 Email Re: Stuff for 3 year (IE International Business Review attached) 01/13/1999816 Memo Re: Microsoft: Pittman Follow Up 10/28/1998818 Email String Re: Fwd: Why AOL should do a Netscape HTML Engine Deal 10/28/1998823 EXHIBIT ADMITTED UNDER SEAL 01/13/1999

824Netscape Communications Co. and AOL Promotion, License, Distribution, Development and Joint Marketing Agreement 10/28/1998

826Email String Re: Netscape: (WSJ) AOL are expected to launch a new alliance in messaging services 01/13/1999

828 EXHIBIT ADMITTED UNDER SEAL 01/13/1999830 Worldwide Internet Access Market and Status 01/05/1999831 Memo Re: Netscape 10/28/1998832 EXHIBIT ADMITTED UNDER SEAL 01/13/1999833 EXHIBIT ADMITTED UNDER SEAL 01/13/1999834 Email string re: SUN and top isps, telcos 01/13/1999835 Netscape Competitive Analysis- ISP/OLS Channel Revenue Segment 01/05/1999836 EXHIBIT ADMITTED UNDER SEAL 01/13/1999838 EXHIBIT ADMITTED UNDER SEAL 01/13/1999839 EXHIBIT ADMITTED UNDER SEAL 01/13/1999840 Netscape and Bell South NN Products Corporate Use and OEM License agreement 01/13/1999

843Amendment to NN Products Corporate Use and OEM License Agreement Between Netscape and BellSouth 01/13/1999

849 Summary of AOL/ Netscape Contract 10/28/1998852 "IE 4.0 Business Model" by Will Poole, S. Fine 01/13/1999853 E-mail forwarding "Draft partner plan" 01/13/1999855 Active Desktop Marketing and Distribution Agreement between MS and Disney 01/13/1999856 Active Desktop Marketing, Distribution and Promotion Agreement 01/13/1999857 Microsoft contract prep 01/13/1999859 Memo Re: Microsoft Active Desktop Agreement 10/28/1998861 Microsoft Proposal for Active Desktop 10/28/1998862 Email String Re: Another AOL megadeal 01/13/1999865 Memo Re: CD Build of AOL 3.0 with IE 3.0/IE 4.0 10/28/1998866 W. Poole message to P. Maritz, D. Cole, A. Bay, E. Engstrom Re: "Real and top ICPs" 01/13/1999868 E Microsoft/Intuit Internet Explorer 4.0 & Platinum channel Distribution Discussion Points 01/13/1999868 D Microsoft/Intuit Internet Explorer 4.0 & Platinum channel Distribution Discussion Points 01/13/1999868 C Microsoft/Intuit Internet Explorer 4.0 & Platinum channel Distribution Discussion Points 01/13/1999868 B Microsoft/Intuit Internet Explorer 4.0 & Platinum channel Distribution Discussion Points 01/13/1999868 A Microsoft/Intuit Internet Explorer 4.0 & Platinum channel Distribution Discussion Points 01/13/1999868 Microsoft/Intuit Internet Explorer 4.0 & Platinum channel Distribution Discussion Points 01/13/1999872 W. Poole message, re: Notice to Microsoft Premier ICP Partners 01/04/1999873 Email String Re: speaking points for ICPs calls 01/13/1999874 Disney Online and Microsoft Active Desketop Agreement - Summary of Terms 01/13/1999877 Email Re: IE5 directional questions 01/13/1999879 Email from Silverberg re. Steve Case - AOL 01/13/1999884 EXHIBIT ADMITTED UNDER SEAL 01/13/1999897 D. Cole message to P. Maritz, B. Gates, B. Muglia Re: "Steve Jobs Call" 01/13/1999904 Email Re: QuickTime 11/05/1998908 Email string re: Steve Jobs meeting regarding QT this last Monday 01/13/1999909 Email string re: QuickTime, Win98, and Media Player 01/13/1999910 Email string re: QuickTime assistance 01/13/1999911 C. Pierry message to K. Larkin Re: "Quicktime assistance" 01/13/1999912 Microsoft Confidential QuickTime/DirectX Convergence Proposal 01/13/1999

Page 15 of 31


Ex. No. Suffix Description Date Entered917 Caution Screen in Windows regarding file types and ActiveMovie 01/13/1999918 Error Locating Object Handler in Windows screen 01/13/1999919 R. Sullivan message to R. Wirt, J. Valerio Re: "background for May meeting" 01/13/1999920 Desktop Platform Goals/Strategies 11/10/1998921 E-mail string re: "FW: 5/9 Intel Meeting re NSP" 11/12/1998922 Email String Re: 5/9 Intel Meeting re NSP 01/13/1999923 E-mail re: "Paulma & NSP" 01/13/1999924 Email String Re: Intel/Whittier 01/13/1999929 F. Gill message to C. Kinnie, M. Maerz, J. Johnson, S. Morris Re: "MS meeting notes" 01/13/1999930 Email String Re: MS/Intel Maritz/Gill 3/1/96 Meeting Notes 01/13/1999932 Email Re: Intel call with Kinnie 3/26 01/13/1999933 Email String Re: intel 01/13/1999934 Email String Re: FW: intel and security 01/13/1999935 E-mail re: "Intel and Java" by Gates 01/13/1999939 Email String Re: Intel Content Standards Meeting- brief notes 01/13/1999940 "Gates Unplugged (handwritten)" 11/10/1998943 MS/Intel IP & EM Discussion with Maritz 8/15 11/12/1998946 Presentation Materials; Agenda: Opportunities, Threat… 01/13/1999949 W. Dent message to B. Fox, D. Rosen, J. Allard Re: stt/netscape 01/13/1999952 Reardon email re: W3C and Netscape meetings 5/22 01/13/1999953 P. Maritz message to B. Gates, D. Rosen, N. Myhrvold 01/13/1999

955

D. Rosen message to B. Gates, N. Myhrvold, P. Maritz, peteh, abay, bens, bfox, bobmu, bradsi, chrisjo, jallard, jimall, johnlu, petern, ppathe, russs, rwolf, stevesi, thomasre, warrend Re: "netscape meeting" 02/22/1999

956D. Murray message to A. Menezes, D. Rosen, G. Mangione, J. Shewchuk, MSN Business-to-Business, M. Tuchen, P. Farrel Re: "[InetDisc] New Netscape beta" 01/13/1999

969 Email String Re: Netscape Revenue Breakdown 01/13/1999970 Windows 98 & windows NT 5.0 First Wave Letter of Agreement 01/13/1999976 Email string Re: IE distribution proposal 01/13/1999

978J. Brendsel message to JohnayersC, RachelWT, Mvshaffer, Mberlow Re: "IE Promotional Deal Summary" 10/28/1998

979 EXHIBIT ADMITTED UNDER SEAL 11/18/1998980 A. Nehru message to D. Rosen Re: "Netscape Exec Staff Meeting" 01/13/1999981 Email String Re: FW: 8/19 Netscape Exec Meeting agenda 01/13/1999

983B. Muglia message to Developer tools Strategy, P. Kukol, P. Dussud, B. Lovering, D. Stutz, V. Stone, B. Slivka, A. Bosworth Re: "Think Week (Long!)" 01/13/1999

984 Email string re: Dimension X Acquisition 02/23/1999

987 C. Fitzgerald message to M. Toutonghi, K. Srock, R. Arun Re: "distributing the new Java VM" 01/13/1999989 Email String re: What happens when you break apart IE and Windows 11/17/1998992 Letter to E. Pfeiffer of Compaq from J. Kempin of MS 01/13/1999

993 Letter from B. Gates re: MS as exclusive supplier of OS software for Compaq computers 01/13/1999

994 N. Myhrvold, file attachment (interoffice memo) to email to B. Gates, P. Rinearson, J. Lazarus 11/19/1998995 Email String Re: Microsoft's "Marvel" meeting w/ S. Lurie 01/13/1999

1000 Email String Re: Marvel…Here it comes! 01/13/19991001 Email String Re: Marvel response 01/13/19991004 Email Re: Microsoft 01/13/19991005 B EXHIBIT ADMITTED UNDER SEAL 01/13/19991005 A EXHIBIT ADMITTED UNDER SEAL 01/13/19991005 EXHIBIT ADMITTED UNDER SEAL 01/13/19991006 Email Re: Blackbird 01/13/1999

Page 16 of 31


Ex. No. Suffix Description Date Entered1016 Email Re: Version 5: the Web is the next Platform 01/05/19991018 S. Sinofsky message to R. Wolf Re: "Director/Netscape details" 01/13/1999

1019 AOL Access Software Advertising and Promotion Agreement between AOL and Microsoft 10/28/19981021 Meeting notes w/microsoft (handwritten) 01/13/19991022 Microsoft/AOL Amendment to IE Promotional Agreement 10/28/19981023 EXHIBIT ADMITTED UNDER SEAL 02/19/19991035 Amendment 12 to License Agreement between MS and AST Research 11/23/19981036 Presentation entitled: "what to do about microsoft" 11/05/19981041 Email String Re: Discussions with MS 01/13/19991043 Correspondence and attachments 11/04/19981045 E-mail re: Microsoft proposal around QuickTime 11/05/19981046 Maffei proposal to Apple 01/25/19991050 Microsoft Press Dictionary, 3rd Edition 12/09/19981053 Letter to B. Gates from G. Amelio 11/09/19981056 EXHIBIT ADMITTED UNDER SEAL 01/13/19991059 EXHIBIT ADMITTED UNDER SEAL 01/13/19991060 EXHIBIT ADMITTED UNDER SEAL 01/13/19991062 AOL Web Browser Usability test 06/04/19991063 IE 4 Sustain Plan 01/13/19991064 IE 4/1 CDODK 01/13/19991065 EXHIBIT ADMITTED UNDER SEAL 01/13/19991066 EXHIBIT ADMITTED UNDER SEAL 01/13/19991069 EXHIBIT ADMITTED UNDER SEAL 01/13/19991073 Letter to Gateway Re: Feedback for Windows 98 enhancements 01/13/1999

1077D. Rosen message to B. Slivka, J. Ludwig, P. Maritz, and T. Reardon Re: "preliminary: the web is the next platform" 02/22/1999

1085 Email 11/02/19981092 Netscape Competitive Analysis ISP/OLS Channel Revue Segment 11/23/19981105 Two-page e-mail dated September 5 01/13/19991109 Loose Ends - IE4 to IE5 Transition Docs. 11/02/19981118 B. Gates message to N. Myhrvold, D. Rosen re "Barksdale joins Netscape" 01/13/19991120 EXHIBIT ADMITTED UNDER SEAL 01/13/19991121 EXHIBIT ADMITTED UNDER SEAL 01/13/19991122 EXHIBIT ADMITTED UNDER SEAL 01/13/19991123 EXHIBIT ADMITTED UNDER SEAL 11/18/19981124 EXHIBIT ADMITTED UNDER SEAL 11/18/1998

1125 Microsoft Internet Explorer Source License and Distribution Agreement with Compuserve 01/13/19991127 Summary of Explorer Marketing and Distribution Agreement between Microsoft and AOL 01/13/19991128 License and Marketing Agreement between Microsoft and AOL 11/28/1998

1129Amendment No. 1 to Microsoft OEM License Agreement for Desktop Operating Systems between Microsoft and Packard Bell 01/13/1999

1130 Amendment No. 1 to the License Agreement between Compaq and Microsoft 01/13/19991132 EXHIBIT ADMITTED UNDER SEAL 01/13/1999

1133Letter from Williams to Compaq enclosing the Letter of Understanding extending the Frontline Partnership between Microsoft and Compaq 01/13/1999

1134 Promotion and Distribution Agreement between Microsoft and Compuserve 11/23/1998

1136Network Service Provider Distribution Agreement between Netscape and Ameritech Interactive Media Services 01/13/1999

1137License and Distribution Agreement - Microsoft Internet Explorer between Microsoft and Compaq 01/13/1999


Page 17 of 31


Ex. No. Suffix Description Date Entered1139 Company Obligations 10/27/1998

1140Summary of Internet-Sign up Wizard Referral and Microsoft Internet Explorer License and Distribution Agreement between Microsoft and Brigadoon 01/05/1999

1141 EXHIBIT ADMITTED UNDER SEAL 01/13/19991142 EXHIBIT ADMITTED UNDER SEAL 01/13/19991143 Microsoft OEM Preinstallation Kit (OPK) OEM Service Release 2 User's Guide 01/13/19991144 EXHIBIT ADMITTED UNDER SEAL 01/13/19991146 EXHIBIT ADMITTED UNDER SEAL 01/13/1999

1147Summary of Internet-Sign Up Wizard Referral and Microsoft Internet Explorer License and Distribution Agreement between Microsoft and IDT Corporation 01/05/1999

1148 EXHIBIT ADMITTED UNDER SEAL 01/13/19991150 Notes from Technical Meeting between AOL and NS, Mountain view, 8/4 10/28/1998

1151First Amendment and Supplement to Network Service Provider Distribution Agreement between Netscape and Ameritech Interactive Media Services 01/13/1999

1152Second Amendment and Supplement to OEM License Agreement between Netscape and Bell Atlantic Internet Solutions 01/13/1999

1153Active Desktop Marketing, Distribution & Promotion Agreement between Microsoft and PointCast Inc. 01/13/1999


1156 Internet Explorer Marketing, Distribution & Promotion Agreement between Microsoft and Intuit 11/23/1998

1157 Internet Explorer Marketing, Distribution & Promotion Agreement between Microsoft and Intuit 01/13/1999

1159Active Desktop Marketing, Distribution & Promotion Agreement between Microsoft and Hollywood Online 01/13/1999


1163 Active Desktop Marketing, Distribution & Promotion Agreement between Microsoft and CNET 11/23/1998

1164Active Desktop Marketing, Distribution, & Promotion Agreement Between Microsoft & CondeNet Inc. 01/13/1999

1165Active Desktop Marketing, Distribution & Promotion Agreement between Microsoft and ESPN Internet Adventures 01/13/1999

1166 Memorandum of Understanding re: Internet Explorer 4.0 between Microsoft and Digital 01/13/19991167 Technology Agreement between Apple Computer and Microsoft 11/02/1998

1168Memorandum of Understanding re: Internet Explorer 4.0 between Microsoft and Packard Bell NEC Corp. 01/13/1999


1170 Active Desktop Marketing, Distribution & Promotion Agreement between Microsoft and NBC 01/13/19991171 A EXHIBIT ADMITTED UNDER SEAL 01/13/19991171 EXHIBIT ADMITTED UNDER SEAL 01/13/19991173 A EXHIBIT ADMITTED UNDER SEAL 01/13/19991173 EXHIBIT ADMITTED UNDER SEAL 01/13/19991174 EXHIBIT ADMITTED UNDER SEAL 01/13/1999

1175 Active Desktop Marketing, Distribution & Promotion Agreement between Microsoft and AOL 10/28/1998

1176Active Desktop Marketing, Distribution & Promotion Agreement between Microsoft and Disney Online 11/23/1998

1178Third Amendment to Network Service Provider Distribution Agreement between Netscape and Ameritech Interactive Media Services 01/13/1999

1181 EXHIBIT ADMITTED UNDER SEAL 01/13/19991183 EXHIBIT ADMITTED UNDER SEAL 01/13/19991188 EXHIBIT ADMITTED UNDER SEAL 01/13/1999

Page 18 of 31


Ex. No. Suffix Description Date Entered1190 EXHIBIT ADMITTED UNDER SEAL 01/13/19991193 Curriculum Vitae of Professor Edward W. Felton 01/13/1999

1194Microsoft letter to Hewlett-Packard re alternate registration and ISP sign-up in Windows 98 boot process 11/23/1998

1195Microsoft letter to Packard Bell re alternate registration and ISP sign-up in Windows 98 boot process, with attached documents 11/23/1998

1196 Microsoft letter to Dell re alternate registration and ISP sign-up in Windows 98 boot process 11/23/19981198 B End-User License Agreement for Netscape Navigator 10/27/19981198 A End-User License Agreement for Netscape Navigator 10/27/19981200 End-User License Agreement for Microsoft Internet Explorer Starter Kit 01/13/19991201 Appendix A OPK Requirements and Restrictions 01/13/1999

1202Videotape entitled "Removing IE web browsing from Microsoft Windows presented by Dr. Edward W. Felton 12/14/1998

1209Active Desktop Marketing, Distribution & Promotion Agreement between MTV Networks and Microsoft 01/13/1999

1210Active Desktop Marketing, Distribution & Promotion Agreement between Sportsline, USA and Microsoft 01/13/1999

1211 Active Desktop Marketing, Distribution & Promotion Agreement between Microsoft and ZDNet 01/13/19991212 EXHIBIT ADMITTED UNDER SEAL 01/13/19991213 EXHIBIT ADMITTED UNDER SEAL 01/13/19991214 EXHIBIT ADMITTED UNDER SEAL 01/13/19991215 License and Distribution Agreement between Netcom and Microsoft 01/13/1999

1227Screen Shots of IE 4 Web Browsing Window Displaying Department of Justice Home Page on Windows 98, Sun Solaris, and Apple MacOS 01/13/1999

1228Screen Shots of IE 4 Web Browsing Window Displaying "Explorer Bar" on Windows 98, Sun Solaris, and Apple MacOS 01/13/1999

1229Screen Shots of IE 4 Web Browsing Window Displaying "Security Zones" on Windows 98, Sun Solaris, and Apple MacOS 01/13/1999

1232 Dan Rosen e-mail re: Meeting Notes 10/27/19981233 Mike Homer e-mail re: Microsoft VC Presentation to Kleiner Perkins 10/27/19981234 Amendment and Supplement to OEM License Agreement 10/27/19981235 Ram Shiram e-mail re: Metro/Vobis 10/27/1998

1236e-mail from John Occhipinti re: Important: report any instances of predatory or anticompetitive behavior 10/27/1998

1237 e-mail re Apple keynote 10/27/19981238 Mike Homer e-mail to JB Staff re ESPN 10/27/19981239 W. Scott Downs e-mail to Tim Brook re International Paper and Microsoft 10/27/19981240 EXHIBIT ADMITTED UNDER SEAL 01/13/19991241 EXHIBIT ADMITTED UNDER SEAL 01/13/19991242 OS Adoption and Migration Research 11/17/19981244 e-mail from thomasre re: howdy 10/27/19981248 e-mail from Marc Andreesen re: Notes from the Field 10/27/19981249 Transcription of Voice Mail Messages from Jeff Shardell 10/27/19981250 e-mail from Gerard Beaumont re: MSFT partner giving for free 10/27/19981251 e-mail from Lorna Bender re: Microsoft in Brazil & Outside US 10/27/1998

1256Instant Messaging Service, Netcaster Content Distribution and Navigator License Agreement between AOL and Netscape 10/29/1998

1259 Letter from Reback to the Justice Dept. re: the CID sent to Netscape 10/26/19981260 CID to Netscape from U.S. DOJ 10/26/19981261 Netscape browser + subscription fees graph in bar graph form 10/27/1998

Page 19 of 31



1262ZDNet article, "Microsoft Internet Explorer 3.0, Netscape Navigator 3.0: The Browser Battle Rages On." 10/27/1998

1263 PC Magazine Article, "Navigator vs. Internet Explorer: PC Magazine Picks the Best Browser" 10/27/19981264 PC Magazine Review of Netscape Navigator 3.0 10/27/19981265 Computer Currents Magazine article, "Third Annual Readers' Choice Awards." 10/27/1998

1266 PC Computing article, "Explorer vs. Navigator: Boom! Pow! The heavyweights square off." 10/27/1998

1267Computer Shopper Magazine Article, "Netscape Navigator 3.0: A Web Browser Worth Its Price." 10/27/1998

1268 PC Magazine Article, "Netscape Navigator." 10/27/1998

1269Windows Magazine Article, "A New Breed of Browsers: The Victor Will Dominate the Desktop." 10/27/1998

1270 BYTE Magazine Article, "Internet Communicator Par Excellence." 10/27/1998

1271Internet Week article, "Browsers in the Ring -- Heavyweights Microsoft and Netscape square off again with a new round of beta upgrades." 10/27/1998

1272Network Computing article, "Browsers in the Ring -- Heavyweights Microsoft and Netscape square off again with a new round of beta upgrades." 10/27/1998

1273 Fortune Magazine article, "Netscape's New Browser is the Best One Yet." 10/27/19981274 PC Week Magazine article, "Netscape's Communicator looks ready for big league." 10/27/19981275 Infoworld Magazine article, "The smoke has cleared and Netscape's fire burns bright." 10/27/19981276 BusinessWeek Article, "Netscape's New Browser is a Bruiser." 10/27/19981277 Computer Shopper Magazine Article, "Netscape Communicator 1.0 in Beta" 10/27/19981278 ZDNet article, "Browser User: Browser Survey 2.0: The Browser of Choice." 10/27/19981279 ZDNet article, "Browser Comp on the Bleeding Edge." 10/27/19981280 CNET article, "Editors' Choice: CNET recommends Netscape Communicator." 10/27/19981281 PC Week Article, "Intersights: Webtop tops Active Desktop in meeting users' needs." 10/27/19981282 Houston Chronicle Article, " 'Communicator' is the best browser around." 10/27/19981283 PC Computing article, "Netscape Communicator: Netscape's Secret Weapon." 10/27/1998

1284CNET Review, "Netscape Communicator 4.01 for the Mac: good things come to those who wait." 10/27/1998

1285 Computer Shopper Article, "Netscape Communicator Pro 4.0: Still the Champ of the Internet." 10/27/1998

1286Computer Reseller News Article, "Netscape as Easy Browser Winner -- Sweeps all Eight Areas in Survey." 10/27/1998

1287 PC Magazine Article, "Readers Rate Internet Software." 10/27/19981288 PC Week Online Magazine, "Netscape Communicator 4.5 gains mail edge." 10/27/19981289 PC Magazine article, "Netscape Communicator 4.5 Preview Release 2" 10/27/1998

1290 Wall Street Journal Magazine article, "Netscape Takes Lead in Race to Build Better Browser." 10/27/1998

1291InformationWeek Article, "Browsers Display Clear Differences -- Choice between Microsoft and Netscape depends on your enterprise environment." 10/27/1998

1292 PC Magazine's article, "Netscape Communicator Ups the Ante." 10/27/19981300 Seattle Times article, "Microsoft Explorer Picked as AOL' Built-In Browser" 10/29/19981309 E-mail re: Position on NSP Issues 11/12/19981310 Wall Street Journal article: "Microsoft, Digital Team Up in Market For Servers …" 11/12/19981311 Wall Street Journal article: "Microsoft, Digital Expected To Broaden Partnership" 11/12/1998

1312Wall Street Journal article" "Digital Equipment Boosts Turnaround By Reporting Profot of $160 Million" 11/12/1998

1313 EXHIBIT ADMITTED UNDER SEAL 11/18/19981316 Warren-Boulton Exhibit: Graph of Browser Usage Shares Corrected for AOL Caching 12/01/19981317 Warren-Boulton Exhibit: Graph of "Flow" Market Share Corrected for AOL Caching 12/01/19981318 Warren-Boulton Exhibit: Graph of Increase in IE Browser Usage Share by ISP type 12/01/1998

Page 20 of 31


Ex. No. Suffix Description Date Entered1319 EXHIBIT ADMITTED UNDER SEAL 01/11/19991320 EXHIBIT ADMITTED UNDER SEAL 01/11/1999

1324Letter from PeopleSoft to Baratz at Sun and Ballmer stating concern over the splintering of Java. 01/13/1999

1326Gross email to Slivka, Fitzgerald, Ludwig, Plamondon and others re: potential issues for Java Language meeting 01/13/1999

1327 Ludwig email to Muglia and Slivka re: some very high level thoughts on api work 01/05/1999

1329Email string between Slivka, Fitzgerald, Chase, Muglia, Ludwig, Button, Silverberg, and others re: Proposal: Java Language Coalition 01/13/1999

1331Email string between Williams, Plamondon, Merrill and others re: MS SDK for Java Redistribution Rights. Also includes a generic Limited-Use Software License Agreement 01/13/1999

1332

Email string between Chase, Mehdi, Reardon, Fitzgerald, Slivka, Jones, Muglia, Button, and others re: norvin leach, PC week, called re: HTML futures from MS and Navigator -- trying to paint a conflict 01/13/1999

1334 Email string between Nielsen, Toutonghi, and Fitzgerald re: Safe Win32 Concerns 01/13/19991335 Slivka email to Cole, Silverberg, and others re: Java language extensions sample code 01/05/19991336 Email string between Kukol, Muglia, Slivka, and others re: Think week (long) 01/13/1999

1337Email string including Slivka, Ludwig, Maritz, Reardon, and Jones re: some thoughts for the record 01/13/1999

1338Email string including Hejlsberg, Maritz, Slivka, Allchin, Silverberg, and Gates re: session on Monday pm 01/13/1999

1339Slivka email to the Java VM Team re: Sun Microsystems: (Fortune) Java - The Threat to Microsoft is Real 01/13/1999

1340Email string between Rudder, Gates, Gross, and Zeh re: (Information Week) Java for the Enterprise 01/13/1999

1341Email string including Kukol, Gates, Muglia, Sinofsky, Silverberg, Maritz, Slivka, and others re: Java / C++ 01/13/1999

1342 Javaworld document, "HotSpot: A New Breed of Virtual Machine" by Eric Armstrong 12/10/19981343 Javaworld document, "Performance tests show Java as fast as C++" 12/10/19981344 IDCNet article, "Java Pays - Positively" 12/10/19981345 Computerworld article, "Survey finds Java use Skyrocketing" 12/10/19981346 Gartner Group document, "Is Java Performance 'Good Enough'?" 12/10/19981347 Computerworld article, "Home Depot makes Java a Fixture." 12/10/1998

1348InformationWeek Article, "Java's Future -- Sun's Language is Working Its Way Into Mainstream Computing" 12/10/1998

1349 ZDNet article, "Does Java Really Matter?" 12/10/19981350 PC Magazine Article, "Technical Excellence: Internet: JavaBeans" 12/10/1998

1351

Los Angeles Times article, "The Cutting Edge: Java a More Potent Brew in Wake of Ruling New Analysis: Sun fends off Microsoft's intervention in the software's direction, boosting its potential as an alternative to Windows" 12/10/1998

1352 InfoWorld Article, "Sun Provides Critical Boost to Enterprise" 12/10/1998

1353Computer Weekly article, "Java to be Pick of the Pops by 2002 (Sun Microsystems' Java to be top computer language and platform technology)" 12/10/1998

1354PC Week article, "Ruling Could Unleash Java: Cross-Platform Development Could Blossom if Microosft Adopts Standard API 12/10/1998

1355 PC Week article, "JDK Upgrade Keeps Java's Edge" 12/10/1998

1356PC Week article, "For These Archrivals, Java Became the Ultimate Tug of War (Sun Microsystems and Microsoft Corporation) 12/10/1998

1357 Email string between Schmidt, JEK, and others at Sun re: Native Method/Microsoft 02/26/19991362 Network World, "Faster JVMs Give Java a Jolt" 12/10/19981363 InformationWeek article, "Application Momentum: Java Momentum Builds" 12/10/19981364 5/30/97 internal email from David V. to Muglia, etc., re: Moving Beyond Java 12/10/1998

Page 21 of 31


Ex. No. Suffix Description Date Entered1365 Screen Shots, IE Cannot Open the Internet Site http://www.usdoj.gov/. 01/13/19991366 Screen Shots: Add/Remove Programs Properties, Windows Setup 01/13/19991367 Microsoft Article Q 155365: Cannot Uninstall Microsoft Internet Products in OSR 2 01/13/19991368 Notes from a conversation with Bob Muglia 01/13/19991369 EXHIBIT ADMITTED UNDER SEAL 01/13/19991370 Kanicki Declaration 01/05/19991371 Microsoft Presentation entitled, "Windows Launch Review" 01/05/1999

1372 Pages 111 - 112 of the Cusumano and Yoffie book entitled, "Competing on Internet Time" 01/05/19991373 EXHIBIT ADMITTED UNDER SEAL 01/13/19991374 EXHIBIT ADMITTED UNDER SEAL 01/13/19991375 EXHIBIT ADMITTED UNDER SEAL 01/13/19991377 Christian Fortini 9/26/97 e-mail Re: Trident directions for IE5 01/13/1999

1378PC Week article: "Gates expects 'huge numbers' of Win 98 sales" - includes quote "I've never had a customer mention Linux to me." 01/14/1999

1400 Deposition Transcript Excerpts of Bill Gates Testimony Played in Court on 11/2/98 11/02/98

1401Video Clips of Deposition Transcript Excerpts of Bill Gates Testimony Played in Court on 11/2/98 11/02/98

1403 A

Public Version of Chart entitled, "Average Actual Price for Windows95 Standard License, Third Quarter 1998 (Expressed as a Percentage Deviation from Weighted Average for All OEMs)" 01/11/1999

1403 EXHIBIT ADMITTED UNDER SEAL 01/11/19991404 B EXHIBIT ADMITTED UNDER SEAL 01/11/19991404 A EXHIBIT ADMITTED UNDER SEAL 01/11/19991404 EXHIBIT ADMITTED UNDER SEAL 01/11/19991405 B EXHIBIT ADMITTED UNDER SEAL 01/11/19991405 A EXHIBIT ADMITTED UNDER SEAL 01/11/19991405 EXHIBIT ADMITTED UNDER SEAL 01/11/19991406 B EXHIBIT ADMITTED UNDER SEAL 01/11/19991406 A EXHIBIT ADMITTED UNDER SEAL 01/11/19991406 EXHIBIT ADMITTED UNDER SEAL 01/11/19991407 B EXHIBIT ADMITTED UNDER SEAL 01/11/19991407 A EXHIBIT ADMITTED UNDER SEAL 01/11/19991407 EXHIBIT ADMITTED UNDER SEAL 01/11/19991408 B EXHIBIT ADMITTED UNDER SEAL 01/11/19991408 A EXHIBIT ADMITTED UNDER SEAL 01/11/19991408 EXHIBIT ADMITTED UNDER SEAL 01/11/19991409 B EXHIBIT ADMITTED UNDER SEAL 01/11/19991409 A EXHIBIT ADMITTED UNDER SEAL 01/11/19991409 EXHIBIT ADMITTED UNDER SEAL 01/11/19991410 B EXHIBIT ADMITTED UNDER SEAL 01/11/19991410 A EXHIBIT ADMITTED UNDER SEAL 01/11/19991410 EXHIBIT ADMITTED UNDER SEAL 01/11/19991411 B EXHIBIT ADMITTED UNDER SEAL 01/11/19991411 A EXHIBIT ADMITTED UNDER SEAL 01/11/19991411 EXHIBIT ADMITTED UNDER SEAL 01/11/19991412 B EXHIBIT ADMITTED UNDER SEAL 01/11/19991412 A EXHIBIT ADMITTED UNDER SEAL 01/11/19991412 EXHIBIT ADMITTED UNDER SEAL 01/11/19991414 B EXHIBIT ADMITTED UNDER SEAL 01/11/19991414 A EXHIBIT ADMITTED UNDER SEAL 01/11/19991414 EXHIBIT ADMITTED UNDER SEAL 01/11/19991415 B EXHIBIT ADMITTED UNDER SEAL 01/11/1999

Page 22 of 31


Ex. No. Suffix Description Date Entered1415 A EXHIBIT ADMITTED UNDER SEAL 01/11/19991415 EXHIBIT ADMITTED UNDER SEAL 01/11/19991416 B EXHIBIT ADMITTED UNDER SEAL 01/11/19991416 A EXHIBIT ADMITTED UNDER SEAL 01/11/19991416 EXHIBIT ADMITTED UNDER SEAL 01/11/19991417 B EXHIBIT ADMITTED UNDER SEAL 01/11/19991417 A EXHIBIT ADMITTED UNDER SEAL 01/11/19991417 EXHIBIT ADMITTED UNDER SEAL 01/11/19991419 B EXHIBIT ADMITTED UNDER SEAL 01/11/19991419 A EXHIBIT ADMITTED UNDER SEAL 01/11/19991419 EXHIBIT ADMITTED UNDER SEAL 01/11/19991420 B EXHIBIT ADMITTED UNDER SEAL 01/11/19991420 A EXHIBIT ADMITTED UNDER SEAL 01/11/19991420 EXHIBIT ADMITTED UNDER SEAL 01/11/19991422 B EXHIBIT ADMITTED UNDER SEAL 01/11/19991422 A EXHIBIT ADMITTED UNDER SEAL 01/11/19991422 EXHIBIT ADMITTED UNDER SEAL 01/11/19991423 B EXHIBIT ADMITTED UNDER SEAL 01/11/19991423 A EXHIBIT ADMITTED UNDER SEAL 01/11/19991423 EXHIBIT ADMITTED UNDER SEAL 01/11/19991426 B EXHIBIT ADMITTED UNDER SEAL 01/11/19991426 A EXHIBIT ADMITTED UNDER SEAL 01/11/19991426 EXHIBIT ADMITTED UNDER SEAL 01/11/19991428 B EXHIBIT ADMITTED UNDER SEAL 01/11/19991428 A EXHIBIT ADMITTED UNDER SEAL 01/11/19991428 EXHIBIT ADMITTED UNDER SEAL 01/11/19991430 B EXHIBIT ADMITTED UNDER SEAL 01/11/19991430 EXHIBIT ADMITTED UNDER SEAL 01/11/19991432 B EXHIBIT ADMITTED UNDER SEAL 01/11/19991432 A EXHIBIT ADMITTED UNDER SEAL 01/11/19991432 EXHIBIT ADMITTED UNDER SEAL 01/11/19991433 B EXHIBIT ADMITTED UNDER SEAL 01/11/19991433 A EXHIBIT ADMITTED UNDER SEAL 01/11/19991433 EXHIBIT ADMITTED UNDER SEAL 01/11/19991434 EXHIBIT ADMITTED UNDER SEAL 01/11/19991435 EXHIBIT ADMITTED UNDER SEAL 01/13/19991436 EXHIBIT ADMITTED UNDER SEAL 01/13/19991438 EXHIBIT ADMITTED UNDER SEAL 01/11/1999

1445Chart entitled, "Microsoft's Share of the Browser Market - Monthly Usage by ISP Category (According to AdKnowledge Inc.) Chart includes AOL and Compuserve. 01/12/1999

1450 V Philip Barrett Depo Excerpts 01/13/19991451 V Robert Beran Depo Excerpts 01/13/19991452 V Eric Bozich Depo Excerpts 01/13/19991453 V Rick Brownrigg Depo Excerpts 01/13/19991454 V James Frasca Depo Excerpts 01/13/19991455 V Bruce Jacobsen Depo Excerpts 01/13/19991456 V Stephen Rys Depo Excerpts 01/13/19991457 V Sean Sanders Depo Excerpts 01/13/19991458 V Timothy Schaaff Depo Excerpts 01/13/19991459 V Phil Schiller Depo Excerpts 01/13/19991460 V Ray Solnik Depo Excerpts 01/13/19991461 V Scott Vesey Depo Excerpts 01/13/1999

Page 23 of 31


Ex. No. Suffix Description Date Entered1462 V James Von Holle Depo Excerpts 01/13/19991463 V Stephen Von Rump Depo Excerpts 01/13/19991464 Joe Belfiore Depo Excerpts 01/13/19991465 David Cole Depo Excerpts 01/13/19991466 Michael Dertouzos Depo Excerpts 01/13/19991467 V Bill Gates Depo Excerpts 01/13/19991468 V Donald Hardwick Depo Excerpts 01/13/19991469 Chris Jones Depo Excerpts 01/13/19991470 V Gayle McClain Depo Excerpts 01/13/19991471 Yusuf Mehdi Depo Excerpts 01/13/19991472 V Hadi Partovi Depo Excerpts 01/13/19991473 Brad Silverberg Depo Excerpts 01/13/19991474 V Ben Slivka Depo Excerpts 01/13/19991475 Ben Slivka (Sun v. MS) Depo Excerpts 01/13/19991476 V Carl Stork Depo Excerpts 01/13/19991477 V Bill Veghte Depo Excerpts 01/13/19991478 V Joe Williams Depo Excerpts 01/13/19991480 Browser Share Chart on AOL & Compuserve, IE Market Share; data from 1/97 - 8/98 01/12/19991491 EXHIBIT ADMITTED UNDER SEAL 01/13/19991492 EXHIBIT ADMITTED UNDER SEAL 01/13/19991493 EXHIBIT ADMITTED UNDER SEAL 01/13/19991494 EXHIBIT ADMITTED UNDER SEAL 01/13/19991495 EXHIBIT ADMITTED UNDER SEAL 01/13/19991496 EXHIBIT ADMITTED UNDER SEAL 01/13/19991497 EXHIBIT ADMITTED UNDER SEAL 01/13/19991498 EXHIBIT ADMITTED UNDER SEAL 01/13/19991500 EXHIBIT ADMITTED UNDER SEAL 01/13/19991501 EXHIBIT ADMITTED UNDER SEAL 01/13/19991503 EXHIBIT ADMITTED UNDER SEAL 01/13/19991504 EXHIBIT ADMITTED UNDER SEAL 01/13/19991505 EXHIBIT ADMITTED UNDER SEAL 01/13/19991506 EXHIBIT ADMITTED UNDER SEAL 01/13/19991507 EXHIBIT ADMITTED UNDER SEAL 01/13/19991508 EXHIBIT ADMITTED UNDER SEAL 01/13/19991509 EXHIBIT ADMITTED UNDER SEAL 01/13/19991510 EXHIBIT ADMITTED UNDER SEAL 01/13/19991511 EXHIBIT ADMITTED UNDER SEAL 01/13/19991512 EXHIBIT ADMITTED UNDER SEAL 01/13/1999

1513Schmalensee Antitrust Law Journal Article, "Ease of Entry: Has the Concept Been Applies Too Readily?" 01/14/1999

1514 Schmalensee Harvard Law Review Article, "Another Look at Market Power" 01/14/1999

1516Areeda, Solow, and Hovenkamp Book Antitrust Law: An Analysis of Antitrust Principles and Their Application" Pages 55 - 57 01/14/1999

1519 Alger email re: Bristol and Internet Explorer 01/19/1999

1525 Transcript of Schmalensee testimony in re: Data General Corporation Antitrust Litigation 01/19/19991526 excerpts from testimony in Bristol case 01/13/19991531 Deposition Testimony of Schmalensee in Lucent case 01/19/19991547 Microsoft Interrogatories 4 and 5 01/19/19991553 Myhrvold email re: Intl'l ISPs & IE 02/09/19991568 Washington Post article "We Don't Outdo Windows -- Yet" about Linux 01/27/19991570 Seattle Times article: "Game Plan for the Internet: Crush the Competition" 01/26/19991576 E-mail string between Tod Nielsen and Jim Burkin about Netshow 01/27/1999

Page 24 of 31


Ex. No. Suffix Description Date Entered1583 Techweb profile of Jean-Louis Gassee 01/27/19991584 Be Press Release: "Launching the BeOS on Hitachi FLORA Prius systems" 01/27/19991619 D'Souza email to Allchin, Partovi, and Heiner re: felten 02/02/1999

1629Microsoft KnowledgeBase Article: "Memory Leak in Windows 95 Kernel Using Windows Sockets" 02/03/1999

1630 Microsoft KnowledgeBase Article: "Memory Leak with Multithreaded Winsock Programs" 02/03/1999

1631Microsoft KnowledgeBase Article: "BUG: Applet.getImage, getAudioClip Cause Memory/ Handle Leaks" 02/03/1999

1634 Declaration of Mike Devlin of Rational Software 02/04/19991640 New York Times article: "Why Microsoft Is Taking a Hard Line With the Government" 01/26/19991663 Rational Software's 10-Q Form 02/04/19991665 Weadock Video on downloading Navigator in AOL 02/16/19991686 EXHIBIT ADMITTED UNDER SEAL 02/02/1999

1688Screen Shot of the Microsoft Windows Update before running the Prototype Removal Program in the Felten Video 02/02/1999

1689Screen Shot of the Microsoft Windows Update after running the Prototype Removal Program in Felten's Video 02/02/1999

1691Screen Shot from Allchin's Video zooming in to the Windows Update title bar to show that it reads, "Microsoft Windows Update - Microsoft Internet Explorer" 02/02/1999

1692Screen Shot from the Allchin Video which shows that the Windows Update Title Bar reads, "Microsoft Windwos Update - Windows 98" 02/02/1999

1699 D'Souza email re: Urgent: Attorney Client Privileged: windows update changes 02/03/19991700 Screen Shots - Windows Setup Instructions 06/10/19991700 Screen Shots - Windows Setup Instructions 06/10/19991707 Screen Shots - Caldera OS Integrated Browsing 06/10/19991771 Series of screen shots: BeOS browser uninstall (8 numbered shots) 02/02/19991785 Cnet interview with Brad Chase: "Chase: We didn't strong-arm…" 02/16/19991789 Chart entitled, "IE Distribution Reporting via Referral Server Royalty Reports" 02/10/19991795 Myhrvold email re: Internet Explorer Policy for ISP 02/09/1999

1798 Concentric Network Corporation: Microsoft Referral Reporting for the Period 3/1/98-3/31/98 02/10/19991804 PointCast distribution & promotion agreement with Microsoft 02/08/19991812 Myhrvold email re: UUNET - Pipex deal for Europe 02/10/19991814 E-mail from Mike Slade to Gates, Maples with Chase cc'ed on Intuit 02/16/19991833 E-mail from Sikka to Myhrvold North American ISP XLS for Jeff Raikes. 02/10/19991845 Boies' Chart I 02/11/19991846 Boies' Chart II 02/11/19991847 A Unredacted Version of 1847 02/16/19991847 Laura Jennings e-mail re: Win98 Schedule Update 02/16/19991855 EXHIBIT ADMITTED UNDER SEAL 02/18/19991856 EXHIBIT ADMITTED UNDER SEAL 02/17/19991868 EXHIBIT ADMITTED UNDER SEAL 02/18/19991875 EXHIBIT ADMITTED UNDER SEAL 02/18/1999

1883 Shaw email to Murray, Foulon, Fox, Roberts, and others re: OEM Boot Sequence Research 02/25/19991885 Letter from Martha Dawson of Preston Gates to Malone, Houck re: document production 02/22/19991891 Rosen email to Dent re: Netscape Browser 02/23/19991892 Rosen email to Johnston re: Netscape Win95 client 02/23/1999

1910e-mail string btwn slivka , ludwig, muglia, "Let's party on the Java language, starting right now." 02/26/1999

1931 E-mail string about RMI bits on MSDN involving Russ Arun 02/26/19991951 Email string between Engelen, Bennett, Mehdi, Shaw re: NS marketshare. 06/04/1999

Page 25 of 31



1954Chart entitled, Comparison of Hit Data: Browser Market Shares According to AdKnowledge and UIUC 06/01/1999

1955 Chart entitled, Browser Market Shares According to UIUC. 06/01/1999

1956

Chart entitled, Decline in Netscape's "Share of Use" According to Schmalensee Compared to the Decline in Netscape "Share of Use" Omitting (Where Known) AOL Users Who Do Not Access the Internet. 06/01/1999

1957 Chart entitled, How Windows 98 / IE 4.0 Users Got Their Browsers (According to MDC Data) 06/01/1999

1958Line Graph (Chart) entitled, 95% Confidence Intervals for Schmalensee's Estimates of Number of Netscape "Main Browsers Obtained with Computer" 06/01/1999

1959Text Chart entitled, 95% Confidence Intervals for Number of Netscape "Main Browsers Obtained with Computer" 06/01/1999

1960

Chart entitled, Calculation of Complementary Net Revenue Needed to Rationalize the Current Price of Windows 98 as the Short-Term Profit Maximizing Monopoly Price (According to Professor Schmalensee's Formula) 06/01/1999

2025 Mehta emails to Fay, Park, Nichols, and Tyrrell re: Browser Usage data 06/23/19992034 Fay and Mehta emails to Mitchell re: questions 06/23/1999

2054 "Zona research browser study reveals significant shift in primary" article on Bloomberg.com 06/01/19992055 Zona Browser Study - May 1999 06/01/19992059 Newsweek article by Gates entitled, "Why the PC Will Not Die." 06/02/19992059 Newsweek article by Gates entitled, "Why the PC Will Not Die." 06/03/19992071 EXHIBIT ADMITTED UNDER SEAL 06/16/19992072 Email re: DS dev lab 06/16/19992078 Email re: Comment on J++6.0 for UK Java newsfeed 06/16/19992080 Email re: PR in light of MSFT having to conform to pure Java? (un-redacted version) 06/16/19992081 Email re: responses to your questions (un-redacted version) 06/16/1999

2082 IDC Line Graph, "Figure 8: U.S. PC and Information Appliance Unit Shipments, 1997-2002" 06/03/1999

2083 IDC Line Graph, "Figure 9: U.S. PC and Information Appliance Shipment Value, 1997-2002" 06/03/19992084 Microsoft Corp. Survey Script for the Internet Explorer/Winodws 95 Tracking Survey 06/04/19992085 Office Depot ad from the Washington Post showing the price of a monitor 06/04/19992091 Article called "IBM will 'wait and see' on desktop Linux" 06/03/1999

2100List entitled, Examples of Key Facts Showing that Microsoft has Monopoly Power with Respect to Personal Computer Operating Systems 06/03/1999

2101

List entitled, Examples of Key Facts Showing that Microsoft Has Engaged in Anticompetitive Conduct to Maintain its Monopoly Power with Respect to Personal Computer Operating Systems 06/03/1999

2111 ZDNet article, MS exec: What Linux threat? 06/02/19992112 EXHIBIT ADMITTED UNDER SEAL 06/04/19992116 EXHIBIT ADMITTED UNDER SEAL 06/04/1999

2117Infobeads Press Release, Infobeads Reveals 67.5 Million U.S. PCs Regularly Access the Internet 06/04/1999

2132Letter from Mary Jo N. Culliton (MS IBM Account Manager) to James Miller (IBM) forwarding MDA for Windows 95. 06/07/1999

2138 Letter from Joaquim Kempin to Tony Santelli re: the Windows 95 license 06/07/19992139 Letter from A.E. Santelli to Joachim Kempin 06/07/19992140 Letter from A.E. Santelli to Joachim Kempin 06/07/19992141 Letter from Anthony Santelli to Joachim Kempin 06/07/19992142 Letter from Joaquim Kempin to Tony Santelli 06/07/19992153 Email from A.E. Santelli re: Dinner Meeting with Joachim Kempin 06/07/19992157 Email from Santelli re: Microsoft Follow-on Discussion With Joachim Kempin - 1/30 06/07/1999

Page 26 of 31


Ex. No. Suffix Description Date Entered2158 Email from Garry Norris to Dubinsky re: IBM/MS Relationship 06/08/19992163 Norris handwritten notes re: Discussion with Ted Hannum 06/08/19992164 Norris handwritten notes re: Microsoft/IBM 06/08/19992166 Norris handwritten notes re: conversation with Ted Hannum 06/08/19992167 Norris email re: Microsoft/IBM Building the Bridges Meeting Thursday March 27, 1997 06/08/19992168 Norris handwritten notes re: Microsft/IBM meeting 06/08/1999

2176 MDA for Microsoft Windows Desktop Operating System Products Between Microsoft and IBM 06/08/19992180 Windows Desktop Family Agreement Negotiation Meeting 06/07/19992183 Norris handwritten notes re: Observations 06/07/19992185 Santelli Microsoft Briefing 06/07/19992186 Microsoft Summary 06/07/19992187 Jerry Kozel email re New Language from MS for Windows Family License Agreement 06/07/1999

2189Wolfgang Struss (MS) letter to Garry Norris re Windows 3.11 portion of the WDF licence agreement 06/07/1999

2191Arnie Weksler and Jerry Kozel memo to Dean Dubinsky and Garry Norris re GUI contract concerns 06/07/1999

2193 Handwritten notes 06/07/19992194 Agenda 06/07/19992195 A.E. Santelli memo to G.R. Thoman re Microsoft Meeting - August 9, 1995 06/07/19992196 G. Richard Thoman memo to Joachim Kempin 06/07/19992197 G. Richard Thoman letter to Bill Gates 06/07/19992199 Norris email re: Microsoft Briefing 06/07/19992203 Scott Bosworth email re: PC Co. and Netscape/Java Decision 06/09/19992204 Roy Clauson email re: Rememberances of our meeting last night 06/07/19992214 "MS Office '97 Programmability Features" 06/10/19992215 ZDNet article, "How Tightly Linked Are Windows, IE?" 06/10/19992220 Visual Studio 6.0 screen shots 06/10/19992221 C Instruction Sheet for the Two CDs containing Felten's Prototype Removal Program 06/10/19992221 B Additional CD containing Felten's Prototype Removal Program 06/10/19992221 A CD containing Felten's Prototype Removal Program 06/10/1999

2240 Email string between Gilbourne, Case, Pitt re: Technology Group Update. Goes with DX 2443 06/14/19992241 EXHIBIT ADMITTED UNDER SEAL 06/24/19992243 Email from Laura Jennings: FW, Wednesday Interview with Ken Auletta 07/28/19992243 Email from Laura Jennings: FW, Wednesday Interview with Ken Auletta 07/28/19992269 Chase email to Eubanks re: WFC 06/16/19992272 Symantec Form 10-Q for the Period Ended June 30, 1996 06/16/19992274 A Symantec Form 10-Q for the Period Ended January 1, 1999 06/16/19992276 Chapter Three of the book "In the Company of Giants," by Jager and Ortiz 06/16/19992279 New York Times article "On Its Own Turf, It's Microsoft, Right or Wrong" 06/16/1999

2290Email string between Neault, Numoto, Beton, Judah re: Microsoft Confidential: Recommendation on Mainsoft Waivers. Lists Friend and Foe ISVs. 06/16/1999

2292 USA Today article, Pioneer Looks At Industry Future 06/16/19992293 New York Times article, Sound Bytes; Under Indictment 06/16/1999

2300IDC report cited in Schmalensee's direct testimony: Worldwide PC Forecast Update, 1997-2002 07/28/1999

2301Speech by Ballmer at the Washington Software Alliance Breakfast on the Microsoft Press Pass Website 07/28/1999

2301Speech by Ballmer at the Washington Software Alliance Breakfast on the Microsoft Press Pass Website 07/28/1999

2334 ASchmalensee article entitled, On The Use of Economic Models in Antitrust: The Realemon Case - Entire Article 06/24/1999

Page 27 of 31



2334Schmalensee article entitled, On The Use of Economic Models in Antitrust: The Realemon Case - Selected Pages 06/24/1999

2335Article by Schmalensee in the NERA Topics Journal, Diagnosing Market Power in Antitrust Power 06/24/1999

2337 Email string from Will Poole to Greg Shaw. Subject: AOL-NS-SUN Talking Points 07/28/19992337 Email string from Will Poole to Greg Shaw. Subject: AOL-NS-SUN Talking Points 07/28/1999

2338Email from Brad Chase to Tom Pilla, Mark Murray, Greg Shaw, Lynann Bradbury. Subject: AOL-NS Rumor 07/28/1999

2338Email from Brad Chase to Tom Pilla, Mark Murray, Greg Shaw, Lynann Bradbury. Subject: AOL-NS Rumor 07/28/1999

2339 Email string from Greg Shaw to Dan Katz, Tom Pilla, Mark Murray. Subject: AOL-NS Rumor 07/28/1999

2339 Email string from Greg Shaw to Dan Katz, Tom Pilla, Mark Murray. Subject: AOL-NS Rumor 07/28/1999

2347 A

Corrected version of the Chart, Internet Access Method Reported by MDC Survey Respondents Who Claimed in Response to a Prior Question that They Had Not Accessed an Online Service 06/24/1999

2369 U.S. Browser Installed Base (According to Dean Schmalensee) 06/23/19992370 Microsoft letter from Miller to Miller at IBM re: issues in the Windows audit 07/28/19992371 IBM letter from Miller to Miller re: IBM's position on the audit 07/28/19992372 Browser Tracking Study from Roper Starch - Combined: August / September 1997 06/24/19992400 EXHIBIT ADMITTED UNDER SEAL 06/24/19992401 EXHIBIT ADMITTED UNDER SEAL 06/24/19992402 EXHIBIT ADMITTED UNDER SEAL 06/24/19992403 EXHIBIT ADMITTED UNDER SEAL 06/24/19992404 EXHIBIT ADMITTED UNDER SEAL 06/24/19992405 EXHIBIT ADMITTED UNDER SEAL 06/24/19992406 EXHIBIT ADMITTED UNDER SEAL 06/24/19992407 EXHIBIT ADMITTED UNDER SEAL 06/24/19992408 EXHIBIT ADMITTED UNDER SEAL 06/24/19992409 EXHIBIT ADMITTED UNDER SEAL 06/24/19992410 EXHIBIT ADMITTED UNDER SEAL 06/24/19992411 EXHIBIT ADMITTED UNDER SEAL 06/24/19992412 EXHIBIT ADMITTED UNDER SEAL 06/24/19992413 EXHIBIT ADMITTED UNDER SEAL 06/24/19992414 EXHIBIT ADMITTED UNDER SEAL 06/24/19992415 EXHIBIT ADMITTED UNDER SEAL 06/24/19992416 EXHIBIT ADMITTED UNDER SEAL 06/24/19992417 EXHIBIT ADMITTED UNDER SEAL 06/24/19992418 EXHIBIT ADMITTED UNDER SEAL 06/24/19992419 EXHIBIT ADMITTED UNDER SEAL 06/24/19992420 EXHIBIT ADMITTED UNDER SEAL 06/24/19992421 EXHIBIT ADMITTED UNDER SEAL 06/24/19992422 EXHIBIT ADMITTED UNDER SEAL 06/24/19992423 EXHIBIT ADMITTED UNDER SEAL 06/24/19992424 EXHIBIT ADMITTED UNDER SEAL 06/24/19992425 EXHIBIT ADMITTED UNDER SEAL 06/24/19992426 EXHIBIT ADMITTED UNDER SEAL 06/24/19992427 EXHIBIT ADMITTED UNDER SEAL 06/24/19992428 EXHIBIT ADMITTED UNDER SEAL 06/24/19992429 EXHIBIT ADMITTED UNDER SEAL 06/24/19992430 EXHIBIT ADMITTED UNDER SEAL 06/24/19992431 EXHIBIT ADMITTED UNDER SEAL 06/24/1999

Page 28 of 31


Ex. No. Suffix Description Date Entered2432 EXHIBIT ADMITTED UNDER SEAL 06/24/19992433 EXHIBIT ADMITTED UNDER SEAL 06/24/19992434 EXHIBIT ADMITTED UNDER SEAL 06/24/19992435 EXHIBIT ADMITTED UNDER SEAL 06/24/19992436 EXHIBIT ADMITTED UNDER SEAL 06/24/19992437 EXHIBIT ADMITTED UNDER SEAL 06/24/19992438 EXHIBIT ADMITTED UNDER SEAL 06/24/19992439 EXHIBIT ADMITTED UNDER SEAL 06/24/19992440 EXHIBIT ADMITTED UNDER SEAL 06/24/19992441 EXHIBIT ADMITTED UNDER SEAL 06/24/19992442 EXHIBIT ADMITTED UNDER SEAL 06/24/19992443 EXHIBIT ADMITTED UNDER SEAL 06/24/19992444 EXHIBIT ADMITTED UNDER SEAL 06/24/19992445 EXHIBIT ADMITTED UNDER SEAL 06/24/19992446 EXHIBIT ADMITTED UNDER SEAL 06/24/19992447 EXHIBIT ADMITTED UNDER SEAL 06/24/19992448 EXHIBIT ADMITTED UNDER SEAL 06/24/19992449 EXHIBIT ADMITTED UNDER SEAL 06/24/19992450 EXHIBIT ADMITTED UNDER SEAL 06/24/19992451 EXHIBIT ADMITTED UNDER SEAL 06/24/19992452 EXHIBIT ADMITTED UNDER SEAL 06/24/19992453 EXHIBIT ADMITTED UNDER SEAL 06/24/19992454 EXHIBIT ADMITTED UNDER SEAL 06/24/19992455 EXHIBIT ADMITTED UNDER SEAL 06/24/19992456 EXHIBIT ADMITTED UNDER SEAL 06/24/19992457 EXHIBIT ADMITTED UNDER SEAL 06/24/19992458 EXHIBIT ADMITTED UNDER SEAL 06/24/19992459 EXHIBIT ADMITTED UNDER SEAL 06/24/19992460 EXHIBIT ADMITTED UNDER SEAL 06/24/19992461 EXHIBIT ADMITTED UNDER SEAL 06/24/19992462 EXHIBIT ADMITTED UNDER SEAL 06/24/19992463 EXHIBIT ADMITTED UNDER SEAL 06/24/19992464 EXHIBIT ADMITTED UNDER SEAL 06/24/19992465 EXHIBIT ADMITTED UNDER SEAL 06/24/19992466 EXHIBIT ADMITTED UNDER SEAL 06/24/19992467 EXHIBIT ADMITTED UNDER SEAL 06/24/19992468 EXHIBIT ADMITTED UNDER SEAL 06/24/19992469 EXHIBIT ADMITTED UNDER SEAL 06/24/19992470 EXHIBIT ADMITTED UNDER SEAL 06/24/19992471 EXHIBIT ADMITTED UNDER SEAL 06/24/19992472 EXHIBIT ADMITTED UNDER SEAL 06/24/19992473 EXHIBIT ADMITTED UNDER SEAL 06/24/19992474 EXHIBIT ADMITTED UNDER SEAL 06/24/19992475 EXHIBIT ADMITTED UNDER SEAL 06/24/19992476 EXHIBIT ADMITTED UNDER SEAL 06/24/19992477 EXHIBIT ADMITTED UNDER SEAL 06/24/19992478 EXHIBIT ADMITTED UNDER SEAL 06/24/19992479 EXHIBIT ADMITTED UNDER SEAL 06/24/19992480 EXHIBIT ADMITTED UNDER SEAL 06/24/19992481 EXHIBIT ADMITTED UNDER SEAL 06/24/19992482 EXHIBIT ADMITTED UNDER SEAL 06/24/19992483 EXHIBIT ADMITTED UNDER SEAL 06/24/19992484 EXHIBIT ADMITTED UNDER SEAL 06/24/1999

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Ex. No. Suffix Description Date Entered2485 EXHIBIT ADMITTED UNDER SEAL 06/24/19992486 EXHIBIT ADMITTED UNDER SEAL 06/24/19992487 EXHIBIT ADMITTED UNDER SEAL 06/24/19992488 EXHIBIT ADMITTED UNDER SEAL 06/24/19992489 EXHIBIT ADMITTED UNDER SEAL 06/24/19992490 EXHIBIT ADMITTED UNDER SEAL 06/24/19992491 EXHIBIT ADMITTED UNDER SEAL 06/24/19992492 EXHIBIT ADMITTED UNDER SEAL 06/24/19992493 EXHIBIT ADMITTED UNDER SEAL 06/24/19992494 EXHIBIT ADMITTED UNDER SEAL 06/24/19992495 EXHIBIT ADMITTED UNDER SEAL 06/24/19992496 EXHIBIT ADMITTED UNDER SEAL 06/24/19992497 EXHIBIT ADMITTED UNDER SEAL 06/24/19992500 Microsoft Browser Tracking Study by Roper Starch - DTP Questionnaire 07/28/19992500 Microsoft Browser Tracking Study by Roper Starch - DTP Questionnaire 07/28/19992501 Roper Starch Microsoft Browser Tracking Study - Wave 6 Questionnaire 07/28/19992501 Roper Starch Microsoft Browser Tracking Study - Wave 6 Questionnaire 07/28/19992502 Roper Starch Microsoft Browser Tracking Study - Wave 5 Questionnaire 07/28/19992502 Roper Starch Microsoft Browser Tracking Study - Wave 5 Questionnaire 07/28/19992503 Roper Starch Microsoft Browser Tracking Study - Wave 4 Questionnaire 07/28/19992503 Roper Starch Microsoft Browser Tracking Study - Wave 4 Questionnaire 07/28/19992504 Roper Starch Microsoft Browser Tracking Study - Wave 3 Questionnaire 07/28/19992504 Roper Starch Microsoft Browser Tracking Study - Wave 3 Questionnaire 07/28/19992505 Roper Starch Microsoft Browser Tracking Study - Wave 2 Questionnaire 07/28/19992505 Roper Starch Microsoft Browser Tracking Study - Wave 2 Questionnaire 07/28/19992506 MDC (Market Decisions) Microsoft Corporation Internet Tracking Survey Script 07/28/1999

2507MDC (Market Decisions) Microsoft Corporation Internet Tracking - Expanded Version - Survey Script 07/28/1999

2508 MDC (Market Decisions) Microsoft Corporation Internet Tracking Survey Script 07/28/19992508 MDC (Market Decisions) Microsoft Corporation Internet Tracking Survey Script 07/28/19992509 MDC (Market Decisions) Microsoft Corporation Internet Tracking Survey Script 07/28/19992509 MDC (Market Decisions) Microsoft Corporation Internet Tracking Survey Script 07/28/1999

2510 MDC (Market Decisions) Microsoft Corporation US Browser Share Tracking Survey Script 07/28/1999




2512MDC (Market Decisions) Microsoft Corporation US Browser Share and Home PC Tracking Survey Script 07/28/1999






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2517 Declaration of Kenneth Arrow in the original Microsoft case 07/28/19992517 Declaration of Kenneth Arrow in the original Microsoft case 07/28/1999

2518Email string from Russ Arun to Jing de Jong-Chen. Subject: Results of VJ++/Java focus groups 07/28/1999

2518Email string from Russ Arun to Jing de Jong-Chen. Subject: Results of VJ++/Java focus groups 07/28/1999

2519Email string from John Ludwig to Paul Maritz, Steve Madigan, Bob Muglia, Brad Silverberg, Brad Chase, Jim Allchin. Subject: eric schmidt @ sun 07/28/1999

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