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ii USE OF PATIENT HEALTH QUESTIONNAIRE 2 (PHQ 2) AS A SCREENING TOOL FOR DEPRESSION AMONG ADULTS ATTENDING THE GENERAL OUT PATIENT CLINIC OF BHUTH, JOS BY DR BULNDI ISAAC GODWIN A DISSERTATION SUBMITTED TO THE NATIONAL POSTGRADUATE MEDICAL COLLEGE OF NIGERIA (NPMCN) IN PARTIAL FULFILMENT OF THE REQUIREMENT FOR THE AWARD OF FELLOWSHIP EXAMINATION OF THE COLLEGE IN FAMILY MEDICINE. (FMCFM) NOVEMBER, 2017

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Page 1: USE OF PATIENT HEALTH QUESTIONNAIRE 2 (PHQ 2) AS A

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USE OF PATIENT HEALTH QUESTIONNAIRE 2 (PHQ 2) AS A SCREENING TOOL

FOR DEPRESSION AMONG ADULTS ATTENDING THE GENERAL OUT PATIENT

CLINIC OF BHUTH, JOS

BY

DR BULNDI ISAAC GODWIN

A DISSERTATION SUBMITTED TO THE NATIONAL POSTGRADUATE MEDICAL

COLLEGE OF NIGERIA (NPMCN) IN PARTIAL FULFILMENT OF THE

REQUIREMENT FOR THE AWARD OF FELLOWSHIP EXAMINATION OF THE

COLLEGE IN FAMILY MEDICINE. (FMCFM)

NOVEMBER, 2017

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DECLARATION

I hereby declare that this work is original. This dissertation has neither been presented to any

College for Fellowship award nor has it been submitted elsewhere for publication.

DR BULNDI, ISAAC GODWIN

DATE

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CERTIFICATION

We certify that this project was carried out by Dr Bulndi Isaac Godwin under our supervision

in the Department of Family Medicine, Bingham University Teaching Hospital, Jos, Plateau

State, Nigeria.

DR MUSA DANKYAU (BM.BCh., FWACP)

Consultant, and Trainer.

Department of Family, Bingham University Teaching Hospital, Jos.

DR SHUAIBU ARJ (M.B.B.S., FMCFM, FWACP)

Consultant, and Trainer.

Department of Family, Bingham University Teaching Hospital, Jos.

______________________________________________________________________

DR GEORGE CHIMA (M.B.B.S., FMCFM)

Consultant, Trainer and Head of Department.

Bingham University Teaching Hospital, Jos.

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DEDICATION

This research work is dedicated to God who made all things possible.

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ACKNOWLEDGEMENT

I acknowledge the tireless work and labour of my trainers to make this research a success. Dr

Dankyau and Dr Shuaibu, your painstaking supervision and contribution to this work is beyond

what words could express. I can only say may Almighty God reward your efforts.

My Head of Department and Mentor, Dr George Chima. Your encouragement has been so

helpful. May God Almighty reward you abundantly.

To all the Evangel Family and to my immediate family, I am ever grateful. May God bless you

all.

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TABLE OF CONTENTS

TITLE - -- -- -- - - - - - - - - - - - - - i

DECLARATION --- - - - - - - - - - - - - - ii

CERTIFICATION - - - - - - - - - - - - - iii

DEDICATION - - - - - - - - - - - - - - - - - iv

ACKNOWLEDGEMENT - - - - - - - - - - - - - - v

TABLE OF CONTENTS - - - - - - - - - - - - - - vi

LIST OF TABLES - - - - - - - - - - - - - - - - xi

LIST OF FIGURES - - - - - - - - - - - - - - - - - xii

LIST OF ABBREVIATIONS - - - - - - - - - - - - - - - xiii

SUMMARY - - - - - - - - - - - - - - - - - xvi

CHAPTER ONE/INTRODUCTION - - - - - - - - - - - - - - 1

1.1 Background - - - - - - - - - - - - - - - - - - 1

1.2 Statement of problem - - - - - - - - - - - - - - - - 5

1.3 Research question- - - - - - - - - - - - - - - 6

1.4 Hypothesis - - - - - - - - - - - - - - - - - - - - - 6

1.5 Justification - - - - - - - - - - - - - - - - 6

1.6 Aim of the study - - - - - - - - - - - - - - - - 7

1.7 Objectives of the study - - - - - - - - - - - - - - - 7

CHAPTER TWO: LITERATURE REVIEW- - - - - - - - - - 8

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2.1 Overview of occurrence of depression - - - - - - - - - - - - 8

2.2 Overview of the burden and impact of depression - - - - - - - 16

2.2 .1 Burden of depression on individuals - - - - - - - - - - - - 16

2.2.2 Burden of depression on families - - - - - - - - - - - - 17

2.2.3 Burden of depression on work, functioning and productivity - - - - - - 18

2.2.4 Burden of depression on the society - - - - - - - - - - - 19

2.3 Factors associated with depression - - - - - - - - - - - 20

2.3.1 Depression and socio-economic status - - - - - - - - - - - 20

2.3.2 Depression and chronic illnesses - - - - - - - - - - - - 21

2.3.3 Depression and marital status - - - - - - - - - - - - - 22

2.3.4 Depression and Ethnicity - - - - - - - - - - - - - 23

2.3.5 Depression and Age - - - - - - - - - - - - - - - 23

2.4 Diagnosis of depression in primary care - - - - - - - - - - - 24

2.4.1 Recognition of depression in primary care- - - - - - - - - - 29

2.4.2 Screening for depression in primary care - - - - - - - - - - - 31

2.4.3 Patient Health Questionnaire 2 (PHQ 2) - - - - - - - - - - 32

2.4.4 Patient Health Questionnaire 9 (PHQ 9) - - - - - - - - - 34

2.4.5 Suitability, usability and historical development of PHQ 2 and PHQ 9 - - - - 36

2.5 Management strategies for depression in primary care - - - - - - - - 37

2.5.1 System based management approach - - - - - - - - - - - 38

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2.5.2 Collaborative Care - - - - - - - - - - - - - - - 39

2.5.3 Patient centred care - - - - - - - - - - - - - - -40

2.5.4 Pharmacological management - - - - - - - - - - - - 40

2.5.4.1 Duration of use of antidepressants- - - - - - - - - - - 43

2.5.4.2 Resistant depression - - - - - - - - - - - - - - 44

2.5.5 Electroconvulsive therapy - - - - - - - - - - - - 45

2.6 Depression management outcome in primary care- - - - - - - - - 46

2.7 Prevention of depression in primary care - - - - - - - - - - - 47

2.7.1 Preventive measures categories - - - - - - - - - - - - 47

2.7.2 Universal prevention of depression - - - - - - - - - - - - 48

2.7.3 Selective or targeted preventive of depression - - - - - - - - - 48

2.7.4 Opportunistic screening - - - - - - - - - - - - - - 49

2.8 Lifestyle and nutritional interventions - - - - - - - - - - - - 50

2.8.1 Psychotherapy - - - - - - - - - - - - - - - 50

2.8.2 Minimal contact low intensity psychotherapy- - - - - - - - - 51

CHAPTER THREE: STUDY METHODOLOGY- - - - - - - - - 52

3.1 Study location - - - - - - - - - - - - - 52

3.2 Study area - - - - - - - - - - - - - - - - - - 53

3.3 Study population - - - - - - - - - - - - - - - 53

3.4 Study design - - - - - - - - - - - - - - - - - 54

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3.5 Sampling size - - - - - - - - - - - - - - - - - 54

3.6 Sampling method - - - - - - - - - - - - - - - -55

3.7 Inclusion criteria - - - - - - - - - - - - - - - - 56

3.8 Exclusion criteria- - - - - - - - - - - - - - - 56

3.9 Study protocol - - - - - - - - - - - - - - - - 56

3.9.1 Pilot study- - - - - - - - - - 56

3.9.2 Study flow - - - - - - - - - 57

3.10 Tools for collection of data - - - - - - - - - - - - 62

3.10.1 PHQ 2 - - - - - - - - - - - - - - - - 63

3.10.2 PHQ 9 - - - - - - - - - - - - - - - - - 63

3.11 Method of data analysis - - - - - - - - - - - - - - 64

3.12 Cost and funding of the research- - - - - - - - - 66

CHAPTER FOUR: RESULTS - - - - - - - - - - - - - 67

4.1 Socio-demographic characteristics of respondents - - - - - - - - 69

4.2 Distribution of depression risk factors among respondents- - - - - - - 71

4.3 Diagnostic outcomes using the PHQ 2 - - - - - - - - - - 72

4.4 Diagnostic outcomes using the PHQ 9 - - - - - - - - - - 73

4.5 Correlates of PHQ 2 characteristics with PHQ 9 - - - - - - - - 74

4.6 Diagnostic characteristics of PHQ 2- - - - - - - - - - - - 75

CHAPTER FIVE: DISCUSSION - - - - - - - - - - - - 79

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5.1 Demographic characteristics of respondents- - - - - - - - - 79

5.1.1 Sex distribution of respondents - - - - - - - - - - - 79

5.1.2 Age distribution of respondents- - - - - - - - - - - - 80

5.1.3 Marital status of respondents - - - - - - - - - - - - 80

5.1.4 Educational status of respondents - - - - - - - - - - - 81

5.1.5 Occupational status of respondents- - - - - - - - 82

5.1.6 Income distribution of respondents - - - - - - - - - - - 82

5.1.7 Morbidity distribution of respondents - - - - - - - - - - 83

5.1.8 Occurrence of stressful events in respondents - - - - - - - - - 84

5.2 Characteristics of depression diagnosis by PHQ 2 and PHQ 9 - - - - - - 85

5.2.1 Characteristic of depression diagnosis using PHQ 2- - - - - - - - 85

5.2.2 Characteristic of depression diagnosis using PHQ 9 - - - - - - - - 85

5.2.3 Comparative characteristics of PHQ 2 and PHQ 9- - - - - - - - 87

5.2.4 Performance characteristic outcome of PHQ 2- - - - - - - - - 87

5.3 Strength of the study- - - - - - - - - - - - - - 91

5.4 Conclusion - - - - - - - - - - - - 92

5.5 Limitations of study - - - - - - - - - - - - - - -93

5.6 Relevance of study to Family Medicine - - - - - - - - - -93

5.7 Recommendations - - - - - - - - - - - - - - 94

References - - - - - - - - - - - - - - - - - - - 95

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Appendices

Appendix I Ethical Approval

Appendix II Consent form

Appendix III Study Questionnaire

Appendix IV Patient Health Questionnaire 2

Appendix V Patient Health Questionnaire 9

LIST OF TABLES

Table 1: Performance characteristics of PHQ 2 - - - - - - - - - - - 68

Table 2: Socio-demographic characteristics of respondents - - - - - - - 70

Table 3: Depression risk factors among respondents - - - - - - - - - 72

Table 4: Diagnostic outcomes using the Patient Health Questionnaire 2 (PHQ 2) - - - 73

Table 5: Diagnostic outcomes using the Patient Health Questionnaire 9 (PHQ 9) - - - 74

Table 6: Correlation of PHQ 2 diagnostic characteristics to PHQ 9- - - - - - - 75

Table 7: Diagnostic characteristics of PHQ 2 - - - - - - - - - - - 76

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LIST OF FIGURES

Figure 1: Area Under the Curve for PHQ 2 - - - - - - - - - - - - 77

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LIST OF ABBREVIATIONS

ANC Antenatal Care Clinic

AIDS Acquired immune deficiency syndrome

AUC Area under the Curve

BCG Bacille Calmette-Guerin

BDI Becks Depression Index

BHUTH Bingham University Teaching Hospital

BMI Body mass index

BP Blood Pressure

CES-D Centre for Epidemiological Studies Depression Scale

CNS Central nervous system

OC Degree Celsius

CIDI Composite International Diagnostic Interview

DA Diagnostic Accuracy

DALY Disability Adjusted Life Years

DOR Diagnostic Odds Ratio

DPT Diphtheria, pertussis, tetanus

DSM-IV Diagnostic and Statistical Manual of Mental disorders, 4th Edition

ENT Ear, nose and throat

GBD Global Burden of Disease

GDS Geriatric Depression Scale

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GHQ- 12 General Health Questionnaire 12

Kg Kilogramme

HADS Hamilton Depression Scale

HIV Human immunodeficiency virus

HSCL-25 Hopkins Symptom Checklist -25

LR+ Positive Likelihood Ratio

LR- Negative Likelihood Ratio

M metres

MINI Mini International Neuropsychiatric Interview

ml Millilitre

mmHg Millimetres of mercury

mmol/L Millimole per litre

NPV Negative Predictive Value

PR Pulse Rate

PHQ 2 Patient Health Questionnaire 2

PHQ 9 Patient Health Questionnaire 9

PLWA People Living With HIV/AIDS

PPV Positive predictive Value

RR Respiratory Rate

SCAN Schedule for Clinical Assessment of Neuropsychiatry

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SCID IV Structured Clinical Interview for DSM-IV Disorders

SRQ-20 Self Reporting Questionnaire 20

YI Youdens Index

YLD Years Lost to Disability

WHO World Health Organization

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SUMMARY/ABSTRACT

Depression is a common primary care condition world-wide. It affects man’s

functioning physically, socially and economically. Depression incapacitates

productivity and human potentials, thereby compromising the quality of life and

psycho-social well-being of individuals, families and societies. Depression can be

diagnosed and appropriately managed in primary care settings. The Patient Health

Questionnaire 2 is a validated tool which can be used for screening for depression

in primary care.

The aim of this study was to determine the suitability of the Patient Health

Questionnaire 2 (PHQ 2) as a screening tool for depression among adults attending

the general outpatient department of Bingham University Teaching Hospital, Jos.

Through systematic random sampling, 132 respondents were selected from newly

registered outpatients between the months of August and September, 2015.

Consenting respondents were then given the PHQ 9 and PHQ 2 to complete. The

data obtained was entered into SPSS version 20 and analysed.

Most of the respondents were male (56.8%), within the age group of 26-47 years

and majority were married (56.8%). Most of the respondents had at least primary

or secondary education and were artisans or manual workers with average monthly

income of ₦30,000. The prevalence of depression in the subjects was 38.6%.

Factors associated with depression in the respondents include hypertension, and

being victims of natural disaster or sectarian violence. The sensitivity of PHQ 2

was 80.4% and the specificity was 81.5%. The Positive Predictive Value (PPV)

and the Negative Predictive Value (NPV) were 73.2% and 86.8% respectively. The

positive Likelihood Ratio (LR+) was 4.349, negative Likelihood Ratio (LR-)

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0.2404, Diagnostic odds Ratio 18.04, Diagnostic Accuracy 81.1%, Youndens

Index 0.619, and the Area under the Receiver Operating Curve (AUC) was 0.832.

Depression was a common condition among patients attending GOPD of BHUTH,

with a prevalence of 38.6%. Co-morbid hypertension and being a victim of natural

disasters or sectarian violence were associated with depression. PHQ 2

demonstrated good diagnostic characteristics for the diagnosis of depression in the

GOPD of BHUTH, and could therefore be used in identifying persons with

depression in primary care settings.

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CHAPTER 1: INTRODUCTION

1.1 BACKGROUND

Depression is a common mental disorder that presents with depressed mood, loss of interest or

pleasure, decreased energy, feelings of guilt or low self-worth, disturbed sleep or appetite, and

poor concentration.1 Depression often presents with recurrent symptoms of anxiety and could

lead to substantial impairment in an individual’s ability to take care of his or her everyday

responsibilities.2 Individuals with depression also suffer a threat to their emotional, social and

psychological wellbeing. In addition such individuals’ interpersonal interactions or

relationship with others often becomes poor.2 Poor interpersonal relationships could lead to

impaired psychosocial functioning.2,3 Consequently, people with depression become

incapacitated.2 At its worst, depression can lead to suicide.1 Worldwide, approximately one

million lives are lost yearly due to suicide, and this translates to 3,000 suicide deaths every day

as a result, while 80% of suicide victims suffer from major depression.1 Depression affects

over 350 million people worldwide.3 The World Health Organization’s (WHO) Global Burden

of Disease Survey estimates that by the year 2020, major depression would be only second to

ischaemic heart disease in terms of disability experienced by sufferers.3 Globally, the demand

to curb or manage the enormous burden of depression is on the rise with increasing unrest and

humanitarian emergencies.3 The needed resources, management or treatment will require

individuals, institutional and societal effort.3

Depression is the third leading cause of mental disorder, and a major contributor to the global

burden of disease.3 Globally, mental disorders affect all countries, societies, individuals of all

ages, women, men, rich and poor; both from urban and rural settings.3 Globally, approximately

20% of all patients seen by primary health care personnel have one or more mental health

disorders.3 One in four families is likely to have one member with behavioral or mental

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disorder.3 These individuals usually require a structured and systematic multidisciplinary

approach to depression management.

Unipolar depressive disorders place an enormous burden on society and are ranked as the third

leading cause of disease, accounting for 4.3% of the global burden of disease.2 Depression also

causes 4.4% of the total disability-adjusted life years (DALYs) and is the leading cause of years

lost due to disability (YLDs), accounting for 11.9% of the total YLDs.2

Worldwide, various risk factors predispose individuals to the development of depression. Some

people are also more likely to become depressed than others.3 Depression is two to three times

more common in women.3 Poverty, socially disadvantaged individuals and societies, low

educational status, and genetic makeup all predispose to depression.4 Having a family member

with depression makes an individual two to three times more likely to develop depression at

some point in his or her life.3,4 Exposure to violence, being separated or divorced and suffering

from disease conditions increase the risk for depression.3,4 The presence of chronic illnesses

such as hypertension, malignancies, HIV/AIDS, diabetes have been associated with

depression.3,4

Globally, mental health disorders are common in primary care settings, affecting 25% of all

people at some time during their lives.3 The prevalence of depression from studies conducted

in general populations was reported as 10- 15% globally.3 There are variations from 1.0%

(Czech Republic) to 16.9% (US), 8.3% (Canada) 9.0% (Chile) and 10% (South-Africa).4

In Nigeria, a depression prevalence of 50% was reported among patients attending Primary

Health Care facilities in Lagos Island using the General Health Questionnaire (GHQ 12).5 A

similar study using the Zungs Depression Scale conducted at a Family Practice clinic in Ilesha,

Nigeria, also reported depression in 52% of the subjects studied.6 In an assessment of

depression using the Mini International Neuropsychiatric Interview (MINI) amongst

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University students, a prevalence of 8.3% was reported.7 Another community based study of

depression among the elderly using Geriatric Depression Scale (GDS) reported a prevalence

of 12.1%.8 In a study using the Structured Clinical Interview for DSM-IV Disorders (SCID) at

a general out-patient department of Jos University Teaching Hospital, 25.5% of the patients

were found to be depressed.9

These variations in depression prevalence were not as a result of the instruments used, as none

of the instruments was particularly superior to the other for diagnosis of depression.10 In

addition, all the instruments were validated tools.10 The heterogeneity of reported prevalence

showed a variance mainly due to the population studied. Higher rates of depression were

reported among health facility based studies,5,6,9 with relatively lower prevalence reported from

the community based studies.7,8 This was similar to studies that reported higher depression

prevalences among patients with co-morbidity compared to patients without co-morbidities.

With such rates of depression, the reported rate of recognition has been relatively low in

Nigeria.5-8 A study on detection of mental disorders with the Patient Health Questionnaire in a

primary care setting, reported that only 12% out of 63.1% of patients with mental illness were

recognized by Primary Care Physicians, and 29.1% of these patients with mental illness were

found to be depressed.11 Another researcher, using the Composite International Diagnostic

Interview (CIDI), reported that 98% of psychiatric disorders were not recognized by attending

physicians at the General Hospital Maiduguri.12 Approximately 61.5% of these patients were

depressed.12 Similarly in a study on recognition of mental health problems, doctors identified

only 6.8% of mental disorders using their clinical diagnostic skills, whereas screening with

PHQ 12 identified 46.6% of depressed cases in the same cohort of patients.13 This low case

detection of depressive disorders by primary care doctors has been similarly reported in other

studies and is attributed to poor knowledge of mental health illnesses and weak diagnostic

skills.14

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The consequences of such misdiagnosis and mismanagement are numerous. For instance

depression negatively impacts growth and development of children, school performance, and

peer or family relationships.3 Depressive disorder is also a leading cause of suicidal behavior

and suicide.3 Depression is the leading cause of disability worldwide in terms of total years

lost due to disability.3 The Medical Outcomes Study, using a self- administered questionnaire,

assessed disability due to depression in domains of physical and social functioning. There was

a strong association between depression and daily function, performance at work and work lost

days (days patient is absent at work).3 This resulted in lost productivity and income with

various degrees of negative impact on the economy, the community, the family and the

individual.3 The hardship and suffering due to depression disrupts the life of the people affected

and their families. It also makes management of chronic diseases such as diabetes and

hypertension difficult.3

The growing burden of depression, its social, economic and medical impact makes early

detection and treatment necessary. Depression is treatable and when diagnosed early, its impact

on quality of life, disability and work performance is effectively prevented.10

SCREENING DEPRESSION WITH TOOLS/INSTRUMENTS

Screening for depression in Primary Care is recommended by the World Health Organization

and the United States Preventive Services Task Force.4 Short, ultra short and lengthy screening

tools are all used and have proven effectiveness in screening for depression.15 The PHQ 2

which ask two simple questions about mood and anhedonia was discovered to be as effective

as the long screening instruments such as the Becks Inventory Questionnaire and the Zungs

Depression Scale.16 These tools are used initially for screening depression and the results

confirmed using a definitive diagnostic tool. This practice enhances the identification and

management of patients with depression in primary care.16

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1.2 STATEMENT OF PROBLEM

People with depressive illnesses are commonly seen in primary care, but are mostly

misdiagnosed or improperly managed.11 Some may progress to severe depression and even

commit suicide.1 Considering the busy nature of the primary care clinics, short and easily

applied screening tools enhance early recognition and proper management of depression in

primary care.

In the average primary care practice, approximately six cases of depression go unrecognized

each week, globally.3 This worldwide estimate derives from studies that consistently reported

an average of 10% prevalence of depression in primary care patients.3 However the rate of

recognition of depressed patients by Primary Care Physicians is approximately 12% - 35 %.3,10

Mental Health is an integral aspect of Primary Health Care in Nigeria. It is not rare in the

Nigerian setting to find only one doctor in a Primary Care facility, with few other staff. In

addition, some Primary Care Physicians often have inadequate knowledge of mental health

necessitating the use of diagnostic tools such as the PHQ 2 to screen for depression.14

1.3 RESEARCH QUESTION

How suitable is Patient Health Questionnaire 2 for the screening of depression in a primary

care setting?

1.4 HYPOTHESIS

PHQ 2 is as suitable as other standardized diagnostic tools like the PHQ 9 in detection of

depression in primary care settings.16

1.5 JUSTIFICATION OF THE STUDY

In view of the burden of depression in primary care settings, patients with depressive illnesses

can easily be identified and treated using a short, valid and reliable tool that is quick to apply

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will be indispensable in such settings. Moreover, prompt diagnosis and appropriate

management of depression at primary care level will prevent complications and promote the

quality of life of its sufferers. PHQ 2 has been validated in many different populations.14 Proof

of its effectiveness in the screening of depression in an African primary care practice, would

not only enhance early diagnosis of depression, but its prompt and appropriate management by

treating the depressed patients or referring such patients for appropriate care.

Competency and familiarity with short screening tools that are simple to apply, sensitive,

specific and well validated like the PHQ 2, is expected to increase the rate of recognition of

depression in Primary Care. This in turn will enhance the appropriate management of

depression and reduce its overall burden while promoting the quality of life (QOL) of the

individuals, their families and the society at large.

1.6 AIM OF THE STUDY

This study aimed to determine the suitability of Patient Health Questionnaire 2 (PHQ 2) as a

screening tool for depression among adults attending the general outpatient department of

Bingham University Teaching Hospital, Jos.

1.7 OBJECTIVES OF THE STUDY

i. To determine the proportion of patients diagnosed depressed with PHQ 2 Score

in the GOPD of BHUTH.

ii. To determine the proportion of patients diagnosed depressed with PHQ 9, as

gold standard diagnostic tool.

iii. To compare the results in (i) and (ii) above.

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CHAPTER 2: LITERATURE REVIE

2.1 overview of occurrence of depression

Worldwide, depression is a common occurrence among outpatients, inpatients and the

community at large.3 According to the World Health Organization (WHO), depression is the

second most prevalent illness-induced disability worldwide.17 The disability caused by

depression affects men and women, adults and young, whites and blacks, poor and rich.18

The people affected by depression experience hopelessness in their life, and it most often

renders them incapable of coping with daily activities.17 The period of time during which

depression renders a patient incapacitated, summed up to one year, is one Disability Adjusted

Life Year (DALY).17 DALY means a healthy year of life lost to disability.17 The aggregate

DALY yields the Years Lost to Disability (YLD).17 The Global Burden of Disease (GBD),

puts depression as the leading cause of DALYs and one of the leading causes of YLD across

all regions and countries of the world.17 The conditions associated with development of

depression which include increasing conflicts, intimate partner violence, child abuse, stressful

events, stroke, diabetes, and Alzheimer’s disease are some of the reported conditions associated

with depression worldwide.17 The individuals socio-economic status, financial constraints,

food insecurity and stressful life events are other factors reported to be associated with

depression.19

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Depression is a common mental disorder, occurring in all classes of people, sex and age across

all the regions of the world.18 Ferrari et al, in 1990, reported depression as the fourth leading

contributor to the Global Burden of Disease (GBD).17 In GBD 2000, depression became the

third leading contributor to GBD. GBD 2010 also identified depressive disorders as the leading

contributor to the global burden of disease.1 Depression is projected to become the second

largest cause of disability by 2020.17 In addition, depression often occurs with other chronic

diseases and can worsen patients’ health outcomes.18 A co-morbid state of depression worsens

health compared with depression alone, any of the chronic diseases alone, and with any

combination of chronic diseases without depression.20 Without treatment, depression has the

tendency to assume a chronic course, be recurrent, and over time be associated with increasing

disability.20

In Northern Africa, a depression prevalence of 6.3% was found in Egypt’s demographic

survey; the least in that region, while Libya had the highest prevalence of depression in the

Northern African region, with a rate of 9.25%.4,21 Algeria and Tunisia had prevalence rates of

7.34% and 7.07% respectively.4 Morocco had a prevalence rate of 6.85%.22 Conflict in that sub

region, low income and the use of illicit drugs contributed to prevalence of depression in these

countries.4, 22

In an Ethiopian National Health Survey, the prevalence of depression was reported as 9.1% in

contrast to a depression prevalence of 12.0% reported in a rural household study.19,23 This

prevalence was attributed to food insecurity and stressful life of the rural communities.19 In

neighbouring South Sudan, a multistage cross-sectional household survey, reported a

depression prevalence of 50%. The occurrence of depression in the study was attributed to

conflict in the regions.24 A WHO survey in Somalia reported a depression prevalence of 7.69%

among men and a prevalence of 20% in women.25 Insecurity, war, trauma, poverty,

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unemployment and substance abuse were the factors found to be associated with depression in

the survey.25 A cross-sectional study conducted in general medical facilities in Kenya found

42% of the patients depressed as a result of unemployment, lack of formal education and

poverty that characterized most of the people in the study.26 In a community survey of mental

health disorders in Kenya, however, a much lower depression prevalence of 6.4% was

reported.27 Approximately one-third of the population studied were farmers, unemployed and

casual workers.27

In Uganda, a cross-sectional study of depression in Primary Health Care settings reported a

prevalence of 31.6%.28 and 29.3% in a rural community setting.28,29 and broken families were

some of the identified factors associated with depression.29 Other studies from the Democratic

Republic of Congo reported depression rate of 5.79%, Gabon 7.02%, Congo 6.45% and

Equatorial Guinea 7.05%.4

In a National Household survey of psychiatric disorders in South Africa using the Composite

International Diagnostic Interview (CIDI) questionnaire, a prevalence of 9.8% was reported.30

Low socioeconomic status, female gender and low level of reporting depressive conditions

were responsible for the low prevalence.30 However, higher prevalence rates of 30% and 47%

were reported among People living with HIV/AIDS (PLWHA), and among rural women

attending Antenatal Care Clinic (ANC) respectively.31,32 Poverty, lack of access to treatment

and cultural barriers were the factors reported as responsible for the high depression rate.31, 32

University Students in Botswana were surveyed and a prevalence rate of 47.5% was reported

and attributable to low socio-economic status; while in Lesotho and Swaziland, prevalence

rates of 6.28% and 5.76% were reported.17, 33

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In the study of burden of diseases and morbidity in Sub-Saharan Africa, the incidence rate of

depression was reported at 15-18% with prevalence rates of 18 – 30%.34 Ghana reported a

depression prevalence of 18.7%, based on a population cross-sectional survey.35 Age, gender,

marital status, education, residential location, region, wealth and self-rated health were

significantly associated with depression in this population.35 Another study in Ghana reported

a prevalence rate of 6.7% among patients 50 years and above.36 Most of those studied were

unemployed and had low socioeconomic status. Similarly, a depression prevalence of 39.2%

was reported in a study among University students in Ghana.37 Lack of social support, heavy

alcohol consumption and traumatic life events were the risk factors for depression identified

among the students.37

In Nigeria, various depression prevalence rates have been reported from different locations and

populations of study. The prevalence rate as high as 52% and as low as 3.3% were reported.6,38

In Lagos, health facility based studies reported a prevalence of 23.7% among Chronic Kidney

Disease (CKD) patients, using a self-administered Zung depression questionnaire.6 Another

study of depression among outpatients of a tertiary health facility, reported a prevalence of

61% using the Structured Clinical Interview for DSM IV disorder (SCID IV).39 In a multistage

community based depression study of all the Yoruba speaking states, a prevalence of 3.3% was

reported using the observer administered World Mental Health, Composite International

Diagnostic Interview (WMH CIDI).38 Among the depressed participants, low socioeconomic

status was reported to be associated with the occurrence of depression, while the culture of

stigmatization of mental illnesses was responsible for low reporting.38

In Ogun state, a depression survey among outpatients in a primary care unit of a tertiary health

facility reported a prevalence of 29.1%.11 Another study of depression among commercial bank

workers in Abeokuta, reported a prevalence of 1.7% using the Self reporting Questionnaire

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(SRQ-20).40 Long daily working hours, health problems and use of sedative medications were

associated with depression in the study.40

A community based study of depression among urban and rural populations in Oyo State

reported prevalence rates of 7.3% and 4.2% respectively.41 Female gender, adolescent age

group and stressful rural life were among the factors contributing to depression in the study.41

In a similar community-based multistage study of the risk factors of depression among urban

and rural dwellers in Oyo state, a prevalence rate of 18.4% and 28.4% were reported

respectively.42 Unemployment, poor living conditions, physical illness and large family size

were associated risk factors identified.42 Both of these studies utilized the Patient Health

Questionnaire 12 (PHQ 12), which was interviewer-administered.

Among adolescents in a Senior Secondary School in Ife, Osun State, a prevalence of 6.9% was

reported.43 Female gender was significantly associated with depression.43 In a survey of

outpatients of a cardiology unit of a tertiary health facility in Ife, a depression prevalence of

27.5% was reported using the DSM IV.44 Factors contributing to depression in the study

included poverty, unemployment, medical illness and the presence of terminal disease.44

Among women attending the Obstetrics and Gynaecology clinic of a tertiary health institution

in Ife, Osun state, a depression prevalence of 42.9% was reported with women suffering from

infertility having higher psychopathology.45 In another study among women who were victims

of intimate partner violence, a prevalence rate of 15.4% was reported and among patients with

oesophageal stricture, a prevalence rate of 55.6% was reported.46,47 Previous mental illness and

deliberate self-harm were associated with depression in these patients.47

The Schedule for Clinical Assessment of Neuropsychiatry (SCAN), was used, administered by

the observer to assess depression among People Living with HIV/AIDS, (PLWHA), giving a

prevalence of 29.3% in Edo state.48 Female gender and unemployment, were associated with

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depression while having a child and living with other people was reported as protective in the

study.48 In another study among diabetic outpatients, a depression prevalence of 30% was

reported using the SCAN instrument.49 Poverty, being female and physical comorbidities’ were

associated with depression.49 However, among nurses of a tertiary health facility in Benin, a

prevalence of 50% was reported using the General Health Questionnaire which was a self-

administered tool.50 Family history, work place conflict, large family, female gender and

stressful working conditions were the factors attributed to occurrence of depression in the

study.50

Among inmates of Port Harcourt prison, a depression prevalence of 42% was reported using

the observer administered Beck Depression Inventory (BDI).51 Depression rate was higher

among single males and among inmates under trial compared with those whose sentence had

been passed.51

In the various studies of depression using the interviewer administered Zungs Depression

Scale, the self-administered Mini International Neuropsychiatric Interview (MINI), another

observer administered Geriatric Depression Scale (GDS), and interviewer administered

Structured Clinical Interview for DSM-IV Disorders (SCID) reported prevalence rates that

were overall higher in the hospital facility based population than community based surveys.6-

10 The chronic nature of depression and its association with other diseases as co-morbidity

make its prevalence higher among patients than the prevalence in the general population.18 In

a study on mental health disorders among patients attending outpatient department of a tertiary

health care facility, 15.9% were found to be depressed.51

In the South-East sub region of Nigeria, a depression study among university students reported

a prevalence of 23.3%.52 Age less than 20 years, smoking, female gender and having a

professional exam at hand were factors found to be related to depression.52 Among the resident

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doctors working at a tertiary hospital in Enugu, a depression prevalence of 17.3% was reported

using the MINI instrument.53 Examination stress was reported to be a contributing factor, and

more females were reported to be depressed than the males.53 In another study of depression

among hospital workers, 18.9% of the workers were found to be depressed.54 Female gender,

family living and difficult working conditions were attributed to occurrence of depression in

the study.54 Among hypertensive and diabetic patients attending the cardiology and

endocrinology clinics of a tertiary hospital in Enugu, 27.8% of the patients were reported to be

depressed.55 The conditions predisposing to depression as reported in the study were being

without a spouse or not married, lack of formal education and unemployment.55

In Maiduguri, North-East Nigeria, a prevalence of 70% was reported among university

students following insurgency in the region.56 Death of a relation, physical encounter with

dead bodies and distressful living were some of the factors that contributed to depression in

the study.56 Among the staff of a tertiary health facility in Maiduguri, a prevalence of 18.3%

was reported with depression rate higher among the clinical staff.57 Work related stress and

burnout were factors associated with depression among the staff.57 In another study that

evaluated outpatients on Highly Active Anti-Retroviral Therapy (HAART), at a tertiary health

facility in Maiduguri, 20% of the patients were found to be depressed.58 Female gender, history

of psychiatric illness and short period of HIV seropositivity were significant predictors of

depression reported in the study.58 Diabetic patients attending outpatient department of the

same health facility were found to have a depression prevalence of 8.3%.59 Youthful age, low

socio-economic status and presence of comorbid medical conditions were associated with

depression.59

In the Northwest sub-region of Nigeria, a study of depression among people with leprosy in

Sokoto, reported a prevalence of 28.4% using the General Health Questionnaire, 28 (GHQ

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28).60 In this study, depression was found to be significantly associated with female gender,

older age of onset of illness, having no spouse, unemployment, long duration of illness, shorter

years of formal and informal education, and poor drug compliance.60 An evaluation of

psychiatric morbidities among patients with HIV infection in Sokoto reported a depression

prevalence of 15.1% with age < 20 years, female gender and being with an illness > 5 years

associated with occurrence of depression.61 Among patients who survived stroke in a health

facility in Sokoto, a depression prevalence of 16.2% was reported, with disability mainly

contributing to occurrence of depression.62

In Kwara, North Central Nigeria, a survey of inmates’ of a borstal institution found 35.8% of

the inmates depressed.63 Youth criminality, substance abuse and the quest to succeed were

found to be contributory to depression in the study.63 Among patients attending the GOPD of

a Specialist Hospital in Ilorin, 44.5% were found to be depressed using the PHQ 9.64 Lack of

formal education, low income, age above 50 years and female gender were associated with

occurrence of depression in the patients.64 In an evaluation of patients with tuberculosis at a

tertiary health facility in Ilorin, 27.7% of the patients had depression using the PHQ 9.65 The

presence of persistent cough and financial distress were identified risk factors associated with

depression in the study.65

In Jos, a prevalence of 25.5% was reported among patients attending the GOPD of a tertiary

health facility, using the SCID questionnaire.9 The presence of comorbid disease conditions

necessitating frequent hospital attendance was found to be significant in this study.9 At the

same facility, among medical outpatients and using the SCID questionnaire, 19.5% of diabetic

patients were reported to have major depression.66

Among the inmates of Jos prison, using the GHQ-28, a 30.8% depression prevalence was

reported.67 Unemployment, being single and substance use disorder (SUD) were associated

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with depression in the study. A cross-sectional survey of patients with irritable bowel syndrome

in three tertiary hospitals within Jos metropolis reported a 56.8% prevalence rate using DSM

IV symptoms checklist.68 The presence of distress and discomfort caused by the disease was

associated with depression in the patients studied.68

2.2 OVERVIEW OF THE BURDEN AND IMPACTS OF DEPRESSION

Depression, being the commonest mental health condition does not only affect individuals but

also other family members and the family functioning of the depressed subjects.69 Depression

also impacts negatively on the productivity and socio-economic wellbeing of the society and

the nation at large.69

2.2.1 Burden of Depression on Individuals

Mental disorders have a significant impact on individuals, families and communities.69

Depression is the commonest mental health problem.69 People with depression usually have

depressed mood, loss of interest in activities, lack of concentration, feeling of worthlessness,

guilt, and sometimes thoughts of suicide.1,2 They experience hopelessness, low energy and

difficulty in concentration.2 The courage and vigour to focus on an individual task is usually

lost. The general feeling of unwellness renders depressed patients incapacitated.2 He or she

may not be able to perform satisfactorily or excel in a competitive world.2 A depressed

individual has poor physical functioning.70 His or her level of physical activity also changes

with each episode of depression.70 This usually follows a diminished interest in physical

activities, fatigue or loss of energy. On the other hand, whenever physical functioning

deteriorates, depressive activities tend to worsen.70 The degree of physical activity of a

depressed person correlates positively with the individual’s degree of social functioning and

medication adherence.70

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A depressed patient has poor outcomes from co-morbid disease conditions due to poor health

seeking behavior, poor adherence to medication and other disease management.71 In its severe

form, depression limits physical, social, work and domestic activities.1, 17

2.2.2 Burden of Depression on Families

Depressed people tend to have poor relationships with spouses, sexual difficulties and

financial problems.72,73 These may culminate in poor outcome of co-morbid conditions.73 The

majority of caregivers of depressed patients have been reported to have high depression

scores compared to caregivers of non-depressed patients.73 The families of depressed patients

have also been reported to have higher marital discord, difficult relationships with children and

spouses as well as domestic violence.74 These manifest as misunderstanding, misbehaviour,

conflicts and disagreement among family members.74 The consequences include poor social

and family functioning resulting in poor health care in the affected patients.74 Among the

members of a dysfunctional family, there exist less family cohesion, commitment, help and

support.74 Poor social and family function causes low family cohesion, family support systems

fail, disease control and prevention, child care and nutrition, as well as adolescent health and

maturation also become affected1,74 There may also be sexual dysfunction, and maternal

depression which has a substantial effect on the entire family.1 Any member of such a

dysfunctional family has increased likelihood of poor disease management and outcome.74

2.2.3 Burden of Depression on Work, Functioning and Productivity

Depressed people suffer medical and psychosocial impairment leading to missing work or

disturbed daily routine, change in sleeping habits and poor or absent recreation.73 Depression

causes a substantial negative impact on the individual and his or her work.75,76 Chronic

depression affects educational attainment thereby affecting employment opportunities.75

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Depression affects worker productivity by reducing cognitive processing, memory, attention,

concentration and energy levels.75 Depressed people miss work more often than non-depressed

employees thereby leading to work abseentism.75 In performing skilled activities, depressed

workers tend to work slowly and often make more errors.75 This results in poor productivity

and possible occupational injury.75 Depressed workers also tend to have more conflict at work

leading to greater loss of productivity. The negative outcomes of having a depressed worker

include, work impairment, underemployment or loss of job and eventual unemployment. This

dysfunction also involves the areas of disability costs, increased reason for sick leaves and

disability leaves.76,77 This in turn affects the economy and society at large.76 Therefore

depression not only incapacitates the individual sufferers, but also their associates, families,

businesses organizations and the society.69,77

Majority of depressed people are among the active work force required for productivity, but

associated with poor quality of life and reduced performance of their usual roles.3,78,79 People

with mental health problems were reported to be the least employed among other categories of

disabled people in the United Kingdom.80 An average of 11 days absence from work every six

months compared to two days was reported among depressed and non-depressed people

respectively.80 This also contributed to low productivity.80 An American productivity audit

reported that an average of $44 billion was lost due to work absence and impact of depression

annually.80 Similarly, every year in the United Kingdom, an average of €4 billion is lost due to

depression.80

2.2.4 Burden of Depression on Society

The WHO refers to the mental health of an individual as a state of well-being whereby

individuals recognize their abilities, and are able to cope with the normal stresses of life, work

productively and make positive contributions to their communities.76 The physical, mental

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and social wellbeing of every individual is intertwined.76 Since every society functions as a

system with each individual contributing positively to its existence, if one member of such a

society is depressed, it will affect the society as a whole.76 The ability of such an individual to

work and make productive contributions to his society is hampered.76 His or her personal

income depreciates, and his immediate trade or occupation suffers a setback.76 Consequently,

the goods or services he or she could have produced or rendered to the society is negatively

affected.76

Depressed patients experience social impairment and poor ability to connect emotionally to the

immediate and remote social environment.61 The poor emotional state in depression is

associated with poor decision making, poor social interaction, and poor performance.61

Depression may also create socially uncomfortable situations with negative perceptions and

social skill deficit.27 This might eventually lead to social phobia and stigmatization.61

2.3 FACTORS ASSOCIATED WITH DEPRESSION

Social and economic status have been studied and identified as predictors of the development

of depression.29,30 Age, gender, marital status, education, residential location, wealth, self-rated

health, and religion have been reported to be associated with depression.36 Insecurity, stressful

lifestyle and armed conflict were reported to be associated with depression as well.19,26 Other

factors include unemployment and poor social support.38 Some researchers however, reported

no direct association of depression with the risk factors in the cohorts studied.29,30

2.3.1 Depression and Socio-economic Status

A study comparing country level socio-economic status, and work place organizational level

among the working population found no direct relationship of these indices with the

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development of depression.17 However, another study reported low socio-economic factor as a

predisposing factor to depression.35

Financial constraints among a similar social class as well as poor working conditions were

identified as directly associated with depression.17 This implies that most of the disadvantaged

conditions that lead to the development of depression, do not have a direct relationship, but

are an interplay of several conditions together.17,35 Asibong et al found that adults aged 18

years but less than 40 years, and being employed were the significant socio-economic

characteristics that determine depression.13 Struggling with meagre wages and coping with

family needs among those employed were some of the conditions predisposing to

depression.10,13 Amoran and Lesibikan also found that depression was more prevalent among

the low socio-economic adolescent, young adults, as well as among rural dwellers than people

staying in affluent cities.38,41 Gureje et al. however, reported increasing age as a factor for

developing depression.79 Young rural dwellers were also noted to be struggling with financial

needs and this was identified as the likely stressor for depression in them.79

2.3.2 Depression and Chronic Illnesses

Chronic illnesses have been associated with depression.20 Gureje et al. reported chronic pain,

musculo-skeletal conditions, ulcers, anxiety and other co-morbidities as predisposing factors

for development of depression.79 However, presence of nonspecific, debilitating and

unexplained somatic symptoms have been described as a possible presentation of a depressive

condition.80 Depression may predispose to the development of some physical conditions, and

vice versa.80

The development of cardiovascular diseases as well as diabetes has been reported in a cohort

of depressed patients.80 The association has been found to be both behavioural and

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physiological.80 Solitary lifestyle, withdrawal, diminished motivation, not engaging in physical

activities and lack of compliance with medical treatment have been identified as risk factors

for developing or exacerbating several chronic illnesses.80 Similarly, untoward health

behaviours like smoking cigarettes and consuming alcohol have been found to be contributory

to the development of depression.79

The physiological changes leading to excess secretion of cortical hormones, and alteration in

the production and metabolism of neurotransmitters are linked to the development of

cardiovascular diseases.80 On the other hand, the pain from physical illnesses as well as stress

induced by physical problems trigger depression in the sufferers.80

The genetic make-up of an individual could be another risk factor for developing depression

as well as determining the course of depression in such people.80

When there is concurrent inheritance of both genes for the two conditions, patients with both

depression and chronic illness often have poor outcomes, and poor interpersonal relationships

which cause increased stress in their spouses and caregivers.72, 74

2.3.3 Depression and Marital Status

Depression is approximately 1.5-2 times more common in adult married women than men.78

However, the sex difference in prevalence of depression is not based on the differential effect

of marital status, child care or work status.80 In the late teenage years and young adulthood

when the first episode of depression usually occurs, youths are faced with many personal and

societal pressures.80 The youths aspire to achieve educational qualification, career, a

meaningful relationship including marriage, and other interpersonal relationships.80 The

struggle to achieve such needs play a role in the development of depression among young

people.80

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Among married cohorts, lower levels of depression have been reported than among their

unmarried counterparts.80 First marriage was also reported to be protective against depression

than subsequent marriages in the same cohort.80 Marriage was also reported to be more

protective for men than for women against depression.80

However, being previously married relative to being stably married increases the risk for

depression in both men and women.80 Family pressure associated with child bearing and family

violence have also been found to be contributory to the development of depression among the

married.80

2.3.4 Depression and Ethnicity

A study on the occurrence and distribution of depression in the American population reported

that native Americans had higher rates of depression than other ethnic groups compared; that

is the Africans and the Hispanic.80 Among immigrant ethnic groups, especially those affected

by political unrest or economic deprivation, rates of depression were higher than their host

community.80 However, among the migrant ethnic groups who could speak the language of

their host community or get integrated through socio-economic activities, lower rates of

depression were found.80

In Nigeria, a prevalence of 5.2% was reported among predominantly Yoruba speaking people

of Oyo State.42 There are however several other prevalence studies done but mostly among

heterogeneous ethnic groups. Hence there is paucity of ethnic group based depression studies

in Nigeria.

2.3.5 Depression and Age

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The reported age of onset of depression varies between 19-44years.80 The onset of depression

at a young age was reported to be related to school exclusion or poor educational

achievement.80 Other risk factors for developing depression at young age include financial

adversity, teenage childbearing, marital instability, early childhood and co-morbid mental

health conditions.80 The adult age risk factors for developing depression include social and

economic deprivations.36,39 In the older population, loneliness, death of a spouse and co-morbid

physical conditions was reported to influence the occurrence of depression.80

2.4 DIAGNOSIS OF DEPRESSION IN PRIMARY CARE SETTINGS

The diagnosis of depression in primary care setting is usually done with the aid of structured

manuals and standardized tools such as the Patient Health Questionnaire 9.81 The Diagnostic

and Statistical Manual, IV edition (DSM IV) has symptom-based criteria for diagnosis of

depression.81 The presence of low mood, aversion to activity and anhedonia are common

depressive symptoms.81 To make a diagnosis of depression however, the presence of five (or

more) of the following symptoms in a person during the previous 2-week period is required.81

These include: depressed mood most of the day or nearly every day as indicated by either

subjective report (such as feeling sad or empty) or observation made by others; marked

diminished interest or pleasure in all, or almost all activities previously liked and enjoyed by

the person or subject; weight loss when not dieting, or weight gain or decrease or increase in

appetite nearly every day; Insomnia or hypersomnia present every day or nearly every day.17

Some people may have psychomotor agitation or retardation, with nearly subjective feelings

of restlessness or being slowed down. These symptoms may be obviously noticed by others.

Fatigue or excessive feeling of tiredness, and loss of energy may be another common symptom

which could be experienced nearly every day. Feelings of worthlessness or excessive or

inappropriate guilt could be an expression of depression.17 Similarly, diminished ability to

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think or concentrate on a task, or indecisiveness is a symptom of depression.17,80 Recurrent

thoughts of death (not just fear of dying), recurrent suicidal ideation without a specific plan, or

a suicide attempt or a specific plan for committing suicide, is a manifestation of severe

depression.81 In the DSM-5 (Diagnostic and Statistical Manual of Mental Disorders, 5th

revision), the diagnosis of depression focuses on explicit disorder criteria.82 This includes

specific diagnosis of mild, moderate and severe depression, presence of psychotic features, and

treatment outcomes such as partial or full remission. Other considerations include persistent

depressive disorders wherein dysthymia is classified.82

The DSM IV criteria for depression is a comprehensive symptom diagnosis but the busy nature,

wholistic approach and the pattern of patients presenting at primary care facilities makes the

symptom checklist tools or questionnaires easier and more effective for the diagnosis of

depression in such settings.11,83

In the International Classification of Diseases, 10th edition, (ICD 10), the diagnosis of

depression is based upon the presence of key symptoms, which are: persistent sadness or low

mood, and/or loss of interest or pleasure and fatigue or low energy.82 At least one of these key

symptoms must be present most days; most of the time, for at least two weeks.82 In addition to

these symptoms, there could also be disturbed sleep, poor concentration or indecisiveness, low

self-confidence, poor or increased appetite, agitation or slowing of movement, guilt or self-

blame and suicidal thoughts or acts.16,82 The degree or severity of depression is categorized due

to the number of symptoms present. In this classification, patients with less than four symptoms

are considered as not depressed while those with four symptoms as considered mildly

depressed.82 Moderate depression is diagnosed when there are five–to-six symptoms while a

diagnosis of severe depression is made when there are seven or more symptoms present, for

most of the days and persisting for a month or more.82 Although the ICD 10 diagnosis and

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classification of depression to mild, moderate and severe are exactly the same with DSM IV

classification, both classifications were based on signs and symptoms that the clinicians

believed are the manifestation of depression. This also applies to all the other validated tools

by the various bodies of psychiatrists.

Several screening tools are also used for diagnosis of depression in primary care setting.83

There are short instruments and long instruments but each has been validated based on either

the DSM or ICD criteria, and are usable in primary care setting.83 The short instruments

include; Mini International Neuropsychiatric Instrument, MINI, Becks Depression Index,

Short Form, (BDI-SF), Patient Health Questionnaire 9 (PHQ-9) and Patient Health

Questionnaire 2 (PHQ-2). Others are General Health Questionnaire 10 (GHQ-10), Revised

Clinical Interview Schedule (CIS-R), Subjective Well-being Subscale, (SWS) Edinburgh

Postpartum Depression Scale, (EPDS) and Kessler Psychological Distress Scale (K10) and

(K6).83

The long instruments include: Centre for Epidemiological Studies Depression scale, (CES-D,

SRQ-20), the Hopkins symptom Check list-25, (HSCL-25), and Becks Depression Index

(BDI). Others are the Zungs Self Rating Depression Scale and Hamilton Depression Rating

Scale, (HADS).10

The short or brief instruments have been studied and proven to be as accurate as the long

instruments.84, 85 In addition, the brief instruments have an edge over the long ones as they are

easier to apply and fit the busy nature of primary care settings.11

Among the screening instruments for depression in primary care settings, the PHQ 9, GHQ 12

and K6 have been validated in Nigeria.86, 15 Other tools that have been validated in Nigeria are

the EPDS and the BDI.44,87, 88

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The diagnostic properties of PHQ 2 make it suitable for detection of depression in primary care

settings.8,17 It has been used on patients with various diseases and illnesses, with consistent

outcome. It is also easy to administer and interpret.17

Because of its ultra-short nature (made up of two questions only) and the ease of its usability

coupled with good diagnostic properties, the PHQ 2 is suitable for the busy nature of primary

care settings.11,17 PHQ 2 is easily administered and a commonly used tool for depression

screening. In a meta-analysis of its validity, PHQ 2 was found suitable for different groups of

patients seen in primary care settings as well as in the general population in a community based

studies.11,84 It has been validated for use in both in-patients and out-patients. It has also found

use in special situations including paediatrics, obstetrics, postpartum depression, depression in

the elderly, and among medical and surgical patients.84,86 Meta-analysis of the accuracy of PHQ

2 across patients of various ages, different sexes and diversity of diseases all found it consistent

in its diagnosis of depression, in terms of its validity and reliability.86

In elderly patients among whom occurrence of depression is associated with compromised

quality of life, worsening morbidity, and higher health care expenditures, PHQ 2 demonstrated

good diagnostic criteria with a good sensitivity and specificity.89,11

The PHQ 2 has demonstrated good diagnostic qualities in the chronic care conditions

commonly encountered in primary care.81,90 Among patients suffering from migraine

headache, which is usually associated with decreased quality of life because of persistent pain,

the PHQ 2 demonstrated excellent diagnostic properties.90 When used in acute conditions, the

PHQ 2 equally diagnosed depression well.91 In a study on the utility of Patient Health

Questionnaire among in-patients with acute coronary syndrome, PHQ 2 demonstrated good

validity and reliability properties in the diagnosis of depression.91

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Among alcohol and drug users, where depression is associated with impaired quality of life,

poor adherence to treatment and health outcomes, PHQ 2 as well as the PHQ 9 also

demonstrated diagnostic accuracy.92,93 This makes it a suitable tool for screening drug related

depression.93 Also when used among adolescents where depression is associated with poor

school performance, substance abuse and risk of depression, PHQ 2 demonstrated good

sensitivity and specificity.92 This makes PHQ 2 one of the most widely used instruments for

diagnostic screening in adolescents.93

In a validation study of the PHQ 2 among postpartum women attending a well-child clinic, the

PHQ 2 was highly sensitive in identifying postpartum depression.94 PHQ 2 was found to be

easily self-administered, or completed by mail as well as by phone.94 To find out the reliability

of the PHQ 2 in diagnosing depression among alcohol and drug users, PHQ 2 yielded

satisfactory sensitivity and specificity.92 Together with PHQ 9, their diagnostic properties made

them appropriate for use among people using alcohol or drugs.

In a study to determine the accuracy of specific symptoms in the diagnosis of major depressive

disorders among psychiatric out-patients, the two items of depressed mood and anhedonia in

PHQ 2, were the most accurate predictor items among all other depressive symptoms.95 These

diagnostic qualities of PHQ 2 made it suitable for diagnosing depression among psychiatric

patients.95 In a similar study among general outpatients in a primary care setting, the PHQ 2

demonstrated good reliability and consistency in the diagnosis of depression.96

The PHQ 9 has similarly and consistently demonstrated good screening properties. 90,94 Among

people using alcohol and drugs, PHQ 9 demonstrated a sensitivity of 0.81 and specificity of

0.75.92 The PHQ 9 demonstrated good sensitivity and specificity among different group of

patients similar to PHQ 2, including chronic conditions and malignancies, acute presentations,

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alcoholics and drug users, postpartum women, psychiatric patients and among patients in

primary care settings..90-96

2.4.1 Recognition of Depression in Primary Care Settings

A WHO study on psychological disorders in general health care found that Primary Care

Physicians detected only 39.1% of cases of depression.42 In the United States, depression

affects approximately 18.8 million adults but only an estimated 50% of the depressed people

are recognized.82 In a cross-sectional study done across PHC centres in Spain, 72.3% of the

depressed patients were unrecognized.97 Most of the patients were receiving treatment for

somatic illnesses.97 In India, a study conducted to find out the prevalence of unrecognized

depression in out-patient attendees of rural hospitals, reported approximately 23.8% of the

patients depressed.98 In a multi-centre prospective cohort study to find out detection rates of

depression in primary care in the Netherlands, only 36% of depressed patients were detected,

missing out 64%.99 Another study done in California, to determine the agreement between

depression symptoms and the documentation of same by physicians in primary care, found

only 37.7% diagnosed as depressed while 62.3% of depressed patients were misdiagnosed.100

Use of routine structured screening for depression was therefore, advocated to reduce

misdiagnosis.100 The study reported that paying little attention to the interactional aspect in the

recognition of depression, and not considering wholistic assessment of the person were

limitations of the primary care physicians that made them misdiagnose depression.100

Since diagnosis and recognition of depression, treatment, and appropriate referral to a mental

health specialist determines the outcome of treatment received by patients, the diagnostic

accuracy of depression is essential in the management of depression.101,102 This calls for

enhanced recognition of depression in primary care settings.102 The recognition of depression

by chart review was found to be higher than that of clinical diagnosis without tools or charts.103

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The training of primary care health staff with such appropriate charts/tools contributed

significantly to the quality of detection and management of depression in primary care.73

A similar study done to examine the accuracy between depression symptoms using an

assessment tool, and physician documentation of the same symptoms during a clinic visit had

75.3% diagnosed depressed by use of the tool but only 31% were diagnosed by clinical

assessment without the use of tools.100

In Malawi, using the Structured Clinical Interview for DSM IV, questionnaire, a cross-

sectional survey of patients attending primary care centres found a prevalence rate of

depression of 30.3% while detection rate by clinicians was 0%.104 Failure to diagnose

depression was attributed to lack of assessment for mental health disorders.

In Nigeria, a cross-sectional survey of patients attending the general medical out-patient

department of a University Teaching Hospital, reported a depression prevalence of 47.8% but

none of the patients had depression as the primary diagnosis by the attending physicians.105 In

another cross-sectional study done among in-patients of a general hospital in Nigeria,

approximately one third (31%) of the patients had unrecognized psychiatric disorder.12 Among

these patients with unrecognized psychiatric disorders, 61.5% had depression.12 Another

survey of mental health disorders in a primary care setting reported a prevalence of 63% while

only 12.7% were recognized.11 In an out-patient survey of depression done among patients

attending antiretroviral therapy clinic, at Ahmadu Bello University Teaching Hospital Zaria,

14.2% of the patients were found to be depressed.78 All the depressed patients were not

recognized by the attending physicians prior to the study.78 In another similar hospital based

study, more than half of the patients, (56.7%), were found to be depressed.78 Stressful life

events, low socio-economic status, gender and age were factors associated with depression

consequently responsible for poor adherence to treatment.78

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2.4.2 Screening for Depression in Primary Care Settings

Screening refers to the systematic application of a test or enquiry to identify individuals at high

risk of developing a specific disorder who may benefit from further investigation or preventive

action.82 Screening is the starting point for providing effective treatment for depression because

if the condition is not recognized the patients cannot be treated.82,84 The first point of access is

usually primary care, with the majority of people continuing to be managed for depression in

primary care.91,106 Screening for depression could be described as the use of questionnaires

concerning the symptoms of depression, or small sets of questions about depression, to identify

patients who may have depression but who have not sought treatment and whose depression

has not already been recognized by health care providers.84

The United States Preventive Services Task Force (USPSTF) recommends screening for

depression provided that the screening tool is able to accurately identify a significant number

of previously unrecognized depressed patients and clinicians are willing to engage these

patients in treatment and obtain sufficiently positive results to justify costs and potential

harms.84 However, the problems of poor or suboptimal treatment, inadequate care staff, high

burden of depressed patients, possibility of false positive results and the necessary need for

follow-up interventions in the management of depressed patients are among the reasons why

some clinicians advocate against screening for depression.83 Another reason is that, most

moderate to severe depression are recognized in primary care by virtue of the longitudinal

patient-doctor relationship.98 Only the mild depressive patients are missed without screening,

of which spontaneous recovery usually occurs.84

The widespread, prevalent and debilitating nature of depression, however necessitated the

recommendation for its screening.10 According to the WHO, depression will be the second most

disabling condition by the year 2020.106 The USPSTF found good evidence that screening

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improves the accurate identification of depressed patients in primary care settings, and also

improves the outcome.100 Early detection and management of depression improves clinical

outcome and decreases morbidity due to depression.106 The USPSTF also advocates

management of depression in primary care through screening and treatment with

antidepressants, psychotherapy, or both as measures to decreases clinical morbidity.107 The

programmes that combine depression screening and feedback, with staff assisted depression

care support improved clinical outcomes in adults and older adults.108

2.4.3 The Patient Health Questionnaire 2 (PHQ 2)

The Patient Health Questionnaire 2, (PHQ 2), is the first set of screening questions of the

Patient Health Questionnaire 9, (PHQ 9) based on the Diagnostic and Statistical Manual of

Mental Health Disorders, fourth edition, (DSM IV). The PHQ 9 is a validated self-administered

tool for screening depression.109 The Patient Health Questionnaire 2 has a good diagnostic

operating characteristic as a two item depression screener. Its diagnostic score ranges from 0-

6, each item with a score range of 0-3. The PHQ 2 was clearly able to differentiate between

patients with and without depression, which confirms its discriminatory validity.109 The PHQ

2 has a sensitivity of 0.84 (0.77-0.89) and a specificity of 0.92(0.90-0.94) in general outpatient

use, and is therefore recommended as well suited for screening depression in general practice.8

In validation studies among different types of patients seen in primary care, PHQ 2

demonstrated consistency in its diagnostics properties.89-96 In a study to determine the validity

of the patient health questionnaire among primary care patients in Hong Kong, PHQ 2

demonstrated good sensitivity of 0.88 and specificity of 0.82.96 In a similar validation study at

a Headache Clinic among patients with migraine, PHQ 2 demonstrated good diagnostic

properties with a sensitivity of 0.67 and specificity of 0.903, a Positive Predictive Value (PPV)

of 74.3%, a Negative Predictive Value (NPV) of 86.6% with Cronbach’s alpha (α) of 0.747.90

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In the Receiver Operating Curve (ROC) analysis of PHQ 2 performance, the Area Under the

Graph (AUG) was 0.876 (95% CI 0.814-0.938).92 The PHQ 2 scores correlated well with that

of Becks Depression Index (BDI), in the study, (Spearman’s correlation coefficient, 0.739).90

When used among adolescents for diagnosis of depression, PHQ 2 at a score of ≥3

demonstrated good sensitivity, specificity, NPV and PPV of 0.962, 0.823, 99.4% and 42%

respectively.93 This makes PHQ 2 suitable for excluding depression among the youths. The

PPV in the study was however, rather low at 42%.95

In a validation study of PHQ 2 among old people in a primary care setting, good sensitivity of

1.00 and specificity of 0.77 was demonstrated.89 PHQ 2 was able to discriminate depressed

from non-depressed subjects at a score of ≥2. The retest reliability intra-class correlation was

good at 0.70 with a Cronbach’s alpha of 0.76, and Spearman correlation coefficient (r =

0.53).89 Participants in the study with high PHQ 2 scores were reported as having previous

diagnosis of depression or had previous treatment for depression.89

In screening postpartum women for depression, PHQ 2 had a sensitivity of 0.75, specificity of

0.91, NPV of 99% and PPV of 28%.94 This study again, demonstrated the discriminatory

property of PHQ 2.94

Among hospitalized patients with Coronary Artery Disease (CAD), PHQ 2 yielded good

diagnostic properties with a sensitivity of 0.956, specificity of 0.714, NPV 98% and a

consistency index of 0.68.91 In the ROC analysis, PHQ 2 at a score of > 0 AUC was 0.912

(95% CI 0.839-0.960) and Younden Index of 67.08.91 The ROC when compared with that of

PHQ 9 at a score of >4 had not much difference, 0.0141; 95% CI -0.0488-0.0771; P=0.66,

suggesting close similarity of their diagnostic abilities. 91

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In a validation study of the PHQ 2 among alcohol and drug users, a sensitivity of 0.68,

specificity of 0.70, a retest reliability 0.66 and internal consistency, 0.64 was reported.94 The

diagnostic values also correlated well with that of PHQ 9.

A meta-analysis of various PHQ 2 validity studies to determine its diagnostic accuracy yielded

an overall sensitivity of 0.737, specificity of 0.747, NPV of 93.0% but PPV of only 38.3%.86

The diagnostic properties of the PHQ 2 therefore make it suitable for use in the different groups

of patients in primary care especially in screening for depression.86

2.4.4 The Patient Health Questionnaire 9 (PHQ 9)

The Patient Health Questionnaire 9, (PHQ 9) is a brief tool used to diagnose and to measure

the severity of depression. The PHQ 9 was validated based on the Diagnostic and Statistical

Manual of Mental Disorders, 4th edition (DSM IV); criteria for depression.8 The PHQ 9

consists of all the nine diagnostic symptom criteria used in DSM IV, including the two cardinal

signs of depression: anhedonia and depressed mood. Others include trouble falling or staying

asleep or sleeping too much, feeling tired or having little energy, poor appetite or over eating,

feeling bad about yourself – or that you are a failure or you have let yourself or your family

down, trouble concentrating on reading the newspaper or watching television. Also included

are moving or speaking so slowly that other people could have noticed; or being so fidgety or

restless that you have been moving about a lot or more than usual, and finally the thought that

you are better off dead, or hurting yourself in some way.8

The PHQ 9 is widely used by clinicians in general practice including the Nigerian setting.11 It

is a 27 score tool of nine items outlined in the preceding paragraph. Each of the nine items

scores 0-3, providing a 0-27 severity score. Score of 0-4 is not significant, 5-9 mild depression,

10-14 moderate depression, 15-19 moderately severe depression, while 20-27 is severe

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depression. The PHQ 9 has been validated among Nigerian students with an internal

consistency of 0.85. At the minimal diagnostic score of 5, it has a sensitivity of 0.897,

specificity of 0.989, a positive predictive value of (PPV) 0.875 and a negative predictive (NPV)

value of 0.981.8

In a different study conducted among patients with migraine attending an outpatient clinic, the

PHQ 9 demonstrated good psychometric properties in a validation study among outpatients

with migraine headache, with a sensitivity 0.795, specificity 0.817, PPV 64.6%, NPV 90.5%,

and cronbach’s consistency index of 0.894.90 In ROC analysis of the study, PHQ 9 at a score

of ≥7 demonstrated good diagnostic properties, with the AUC of 0.806, (95% CI 0.720-

0.892).90 When compared with BDI, PHQ 9 correlated well with a correlation index of 0.754.90

In yet another study of patients with coronary artery syndrome, PHQ 9 displayed good

diagnostic characteristics in a validation study.91 It demonstrated a sensitivity of 0.96 and

specificity of 0.73 at a score of >4.91 The ROC analysis of its diagnostic characteristics

demonstrated an AUC of 0.926 (95% CI 0.856-0.969), with a sensitivity of 95.65%, and a

specificity of 72.73.91

When used to diagnose subjects using substances and alcohol, PHQ 9 at a score of ≥12 had a

sensitivity of 0.81, specificity of 0.75, internal consistency (Cronbach’s alpha 0.84), and retest

reliability (intra-class correlation, 0.78).92 These psychometric properties make it valid for

diagnosing depression in people using drugs and alcohol.92

2.4.5 Suitability, Usability and Historical Development of the PHQ 9 and PHQ 2

The Primary Care Evaluation of Mental Disorders (PRIME MD), was the first instrument

developed for screening mental disorders in primary care based on the Diagnostic and

Statistical Manual of Mental Disorders, the third edition, revised and the fourth edition, (DSM

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III-R, DSM IV).83 PRIME-MD is a 26 item self-administered questionnaire with two screening

questions: Have you often been bothered about having little interest or pleasure in doing things,

as the 18th and 19th questions.83 The validation was done in eight primary care centers in the

United States.84 The Patient Health Questionnaire 2 was developed and validated from PRIME

MD as a short self-administered version. The Patient Health Questionnaire (PHQ)-2 and PHQ-

9 are commonly used in primary care as well as in specialist clinics.17 The PHQ-2 has an

average of 97% sensitivity and 67% specificity in adults, although another study reported a

sensitivity of 73.7% and a specificity of 74.7%.17,86 PHQ-9 has a 61% sensitivity and 94%

specificity, with a 38 % positive predictive value and 93% negative predictive value.17 Because

of its high sensitivity, the PHQ 2, can easily recognize depression but not make definite

diagnosis of depression, due to its ultra-short nature, not encompassing all the items needed for

depression diagnosis.17 In a meta-analysis of several validation studies of the PHQ 2 and the

PHQ 9, the PHQ 2 was shown to have good sensitivity and specificity in primary care out

patients.84 It however had lower reported sensitivity when used to screen cardiology patients.84

The PHQ-2, which asks two simple questions about mood and anhedonia, has excellent

strengths. It is as effective as longer screening instruments, such as the Beck Depression Inven-

tory or Zungs Depression Scale.17 It is self-administered, quick and easy to understand.17 PHQ

2 is used in adolescents, adult men and women, as well as the geriatric populations.17 The

American Geriatrics Society recommends using the PHQ-2 as an initial screening test for

depression in older adults.17

The Patient Health Questionnaire 9, in the same reviews, demonstrated high sensitivity and

specificity in screening depression.16,84 PHQ 9 could be administered in two to five minutes

and it’s easy to understand by patients.17 PHQ 9 can be used on its own as a screening test, to

monitor treatment and to follow-up patients.17 PHQ 9 is the commonly used depression

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screening tool for the confirmation of a positive PHQ-2 result.17 The PHQ 2 and PHQ 9 are

the most commonly used self-administered tools for depression screening in different clinical

settings.17,84

2.5 MANAGEMENT STRATEGIES FOR DEPRESSION IN PRIMARY CARE

Since the goal of depression management is to achieve total remission, a wholistic, bio-

psychosocial and comprehensive care is employed in the management of depression in Primary

care.109-111 This is because biological, psychological and social factors all contribute to the

development of depression and its treatment.111 In this context, patients are educated about

their illness and motivated to take active roles in their care.110 The caregivers, on the other hand

are people with needed competence and committed to providing the needed care for the

depressed patients in a collaborative and coordinated manner with other specialists.111 This

approach to management has demonstrated improved treatment outcomes and patient

satisfaction.110

The health system, care providers, patients and their families all play roles in this management

approach.111

2.5.1 System Based Management Approach

The system approach involves the screening and diagnosis of depression among primary care

patients, the use of evidence-based protocol in management and monitoring outcomes and

coordination of all care providers.112 The system based approach management of depression

employs the use of standard depression screening instrument, and utilizes every contact with a

patient with probably depression as an opportunity for screening.112 It also includes effective

patient communication, the use of information technology, and self-management tools.112 The

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system management approach focuses on monitoring all the management outcomes, patients’

contact tracking, and regular quality report at patient and facility levels.112

The needed expertise in the appropriate application of depression screen instruments, proper

documentation of the screening results and giving the patients the best of care, must always be

considered while integrating the systems approach into patients’ care plan.112 Where either

skills of screening or diagnosis of depression is lacking, or the expertise management could

not be offered, it is advisable not to screen the patient in the first place, as screening may only

add anxiety and worry to the patient if no solution is proffered after diagnosis.112 The use of

PHQ 2 helps in initial diagnosis which is the first thing needed for any subsequent care patients

receive from the health care system.

2.5.2 Collaborative Care

In this care approach fashioned after the Chronic Care Model, the various care providers in

primary care are harnessed in a synergistic manner.113, 114 The care given, is coordinated

profitably to the benefit of the patient and the system, without duplication of functions.115

Patients, primary care providers, mental health specialists like the psychiatrists and

psychotherapists are integrated in the provision of care. In addition, primary care providers of

mental health services also receive consultation and clinical support from the mental health

specialists whenever such is required.113,116 This has been reported to improve depression

management outcomes with decrease in hospital visits.113,116 Collaborative care has

demonstrated improved routine screening and diagnosis of depression, improved provider use

in the evidence-based management of depression, improved clinical and community support

of depressed patients.113,114 In addition, self-support system utilization by the use of self-help

instruments to achieve treatment goals are provided for the patients. Patients who received

treatment through this method showed decreased work absenteeism, increased performance

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and increased return on investment.81 The network of health care providers and community

support collaborative care appears to make this approach all-encompassing for depression

management.114 The ease of use of PHQ 2 by every health care personnel in collaborative care

model enables every health care provider to appreciate whether a patient is improving or

relapsing. PHQ 2 therefore provides an opportunity for every care provider involved in this

model to assess every patient he or she sees for depression.

2.5.3 Patient Centred Care

In this approach of care, the patient is given attention, education and motivation to overcome

his or her condition, 116 He or she is engaged in monitoring the symptoms, treatment outcomes

and side effects.116 The patient is also familiarized with the treatment protocol, length of

treatment, signs of relapse and prompt communication with care givers in case of any

problem.116 Patient centered care helps the patient to develop skills for early recognition of

signs of relapse, improve adherence, avoiding situations that triggers depression episodes, and

healthy lifestyle. This approach also involves partnership between the patients, the care

providers and evaluating the patient for organic depressive illnesses.116 Care givers partners

with the patients and collaborate with them in a manner that will enhance the best outcome in

the patient.

Because much of the success of this approach lies on the patient, the patient’s ability to develop

the needed skills and effective communication or contact with care givers, individual factors

aiding or militating against effective partnering will determine the success or otherwise of this

approach. Patients in this care model may use PHQ 2, as a self-administered tool, appreciate

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the scores and take appropriate care needed. This could improve their health seeking behaviour

and utilization of the health care system.

2.5.4 PHARMACOLOGICAL MANAGEMENT

In managing depression, there are various available treatments, including pharmacotherapy.112

Watchful waiting involves frequent face-to-face contact to assess whether symptoms have

resolved, or an additional treatment may initially be considered.112 In patients with mild or

moderate depression, a meta-analysis by Fournier et al, reported that antidepressant medication

had minimal or no benefit compared with placebo. However, in patients with severe

depression, antidepressant drugs provided a substantial benefit compared to a placebo.109,112

Similarly, in individuals with worsening symptoms or with more significant functional

impairment, additional pharmacotherapy is required.112

Among the various drugs used for the management of depression are tricyclic antidepressants

(TCA), selective serotonin re-uptake inhibitors (SSRIs), serotonin and nor-epinephrine re-

uptake inhibitors (SNRIs), Serotonin antagonist (SAs), Nor-epinephrine and dopamine re-

uptake inhibitors (NDRIs). Others include monoamine oxidase inhibitors, MAOIs), Serotonin

reuptake antagonist receptor inhibitors (SARIs) and St. John’s wort.112, 109

TCAs and MAOIs are the classes of the first generation antidepressant medications.

Amitriptyline, clomipramine, desipramine doxepin, imipramine and nortriptyline are some of

the tricyclic antidepressant drugs, while MAOIs used for treatment of depression include

isocarboxazid, phenelzine, selegiline, and tranylcypromine.

TCAs and MAOIs have proved to be effective in treating depression, but they both cause a

wide range of side effects, which are often unpleasant. These include constipation, sweating,

shaking or trembling, insomnia, anxiety, orthostasis, weight gain, and sexual dysfunction.109

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MAOIs are also used in the treatment of other mood disorders such as anxiety and bipolar

depressive disorder.109

SSRIs are second generation antidepressant drugs, widely used instead of TCAs and MAOIs

as they cause less troublesome side effects. Fluoxetine, citalopram, paroxetine and sertraline.

SSRIs have the advantage of ease of dosing and less toxicity when taken in overdose.109 It is

the preferred drug for treatment of children and adolescents. SSRIs are also the first line

medication for late onset depression.109,112 SSRIs have less effect on the blood pressure, heart

rate, cardiac conduction, and cardiac rhythm, hence are more tolerated by patients with

cardiovascular diseases. The common adverse effects of SSRIs include gastrointestinal upset,

sexual dysfunction, fatigue, and restlessness.109

The third generation antidepressants are the Serotonin-Norepinephrine Reuptake Inhibitors,

SNRIs. The SNRIs include venlafaxine, desvenlafaxine, duloxetine, and levomilnacipran.

They could be used as first-line medications in patients with significant fatigue or pain

syndromes such as diabetic peripheral neuropathy and chronic musculoskeletal pain.109 SNRIs

could also be used as second-line agents in patients who have not responded to SSRIs.109 SNRIs

are also useful in the management of other conditions such as Generalized Anxiety Disorder

(GAD), and fibromyalgia. The side effects of SNRIs are similar to SSRIs, and include nausea,

anorexia, diarrhoea or constipation. They may also cause headache, dizziness and somnolence.

Other side effects include male sexual dysfunction and palpitations.109 These side effects are

more pronounced in patients using alcohol and in patients on MAOIs. Therefore, the use of

SNRIs with other antidepressants is discouraged.

The atypical antidepressant agents used for treatment of atypical depression include bupropion,

mirtazapine, and trazodone. MAOIs and SSRIs are also used for treatment of atypical

depression. These drugs are effective as monotherapy in major depressive disorder, and in

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combination therapy for more difficult to treat depression. In addition these drugs have less

toxicity in overdose and less side effects.109,112

Some medications are used to augment antidepressant agents in some clinical conditions like

patients with coexisting medical illnesses and in patients with resistant depression.109 These

medications include dextroamphetamine and methylphenidate, which functionally are central

Nervous system (NS) stimulants.109 Dextroamphetamine has been proven effective in

medically ill patients that are depressed.109

Liothyronine, a synthetic salt of endogenous thyroid hormone may convert non-responders to

antidepressant agents to responders by increasing receptor sensitivity and enhancing the effects

of TCAs.

St John’s wort (Hypericum perforatum) is a natural herb used in the treatment of mild to

moderate depressive symptoms. St John’s wort acts as an antidepressant by increasing the

concentrations of CNS neurotransmitters such as serotonin. It is often taken with meals to

prevent gastrointestinal upset.111

Relief of symptoms and a sense of well-being often characterize recovery from ill health. Use

of PHQ 2 during pharmacotherapy could aid in measurement of improvement from depression.

The patients on pharmacotherapy for depression could also use PHQ 2 as an objective measure

of recovery.

2.5.4.1 Duration of Use of Antidepressants

The choice of antidepressant medication is guided by its safety and tolerability, which may aid

in compliance. Physician familiarity, patient education and anticipation of adverse effects also

influences the type of antidepressant to be used.109 The previous treatment with antidepressants,

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patients preference and whether or not remission was achieved is considered as well. For a

clinical response to become evident at required therapeutic doses and adherence, a treatment

duration of 4-12 weeks is usually required. Treatment should be altered if the patient does not

have an adequate response to pharmacotherapy within 6-8 weeks. When satisfactory response

is achieved, treatment is to be continued for 4-9 months, and gradually tapered over 4-

6weeks.81 The individual’s response to treatment, presence or absence of relapse episode,

occurrence of side effects, previous treatment response, and concurrent physical illness may

determine the duration of treatment.81,109 The American Psychiatric Association recommends

an individualized patient treatment plan based on the clinical assessment, presence of other

disorders, stressors, patient preference, and reactions to previous treatment.109

2.5.4.2 Resistant Depression

Resistant depression is depression that is resistant or refractory when treatment with at least

two different classes of antidepressants adequate in dose, duration, and compliance fail to

produce a significant clinical improvement as a result of the presence of other co-

morbidities.111 Causes of resistant depression include systemic organic illnesses, recreational

or illicit drugs and psychosocial stress.81,112 When a patient therefore is not responsive to

treatment with at least two classes of antidepressants, evaluation for other causes of depression

is expected.10 Patients on medications such as opiates, catecholamines, anticonvulsants,

amphetamine as well as patients taking alcohol or cocaine are at risk of developing resistant

depression.112 Similarly, disease conditions such as heart failure, myocardial infarction and

cardiomyopathy are also contributory to the development of resistant depression. Metabolic

and endocrine problems such as hyperthyroidism, hypothyroidism, diabetes mellitus,

Cushing’s disease and Addison’s disease; thiamine deficiency, vitamin B12 deficiency and

folate deficiencies have also been linked to resistant depression. Hypopituitarism,

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hypoparathyroidism, hepatic diseases, hyponatremia and hypokalemia have all been found to

be contributory to resistant depression.111 Malignancies, chronic infectious diseases like human

immunodeficiency virus, tuberculosis, encephalitis, infectious endocarditis, and syphilis are

causes of resistant depression as well.111

In such patients, evaluating for, and establishing the cause of the resistance to treatment is done

at first. Treatment for the co-morbid medical condition is then maximized to reduce its effects

on depression. The patients’ antidepressant medication is then optimized, augmented, or

switched to another class altogether while effective psychotherapy is continued.111 The routine

use of PHQ 2 in patients with resistant depression will give an objective assessment of the

degree and periods of resistance. This will as well sound early alarm on possibility of resistance

in depressed patients.

2.5.5 Electroconvulsive Therapy

Electroconvulsive therapy (ECT) is used for treatment of depression where there is need for a

rapid antidepressant response, established failure of drug therapies, or in patients with risk of

suicide.81 ECT stimulation techniques include Transcranial Magnetic Stimulation (TMS), for

treatment of resistant major depression; and Vagus Nerve Stimulation (VNS) for use in adult

patients who have failed to respond to adequate medication and ECT treatment regimens. The

stimulation device requires expertise skills in its application.109

2.6 DEPRESSION MANAGEMENT OUTCOME IN PRIMARY CARE

Despite the reported poor recognition rates of depression, the comprehensive, bio-psychosocial

patient assessment and wholistic management makes depression treatment in primary care

effective.10,113 The accessibility to the Primary Care staff, early recognition of the condition

and integrated wholistic management adds to patient satisfaction with improved outcomes.115

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The patients are closer to primary care facilities and primary care staff in their community than

the Specialist, making primary care more accessible and more cost-effective.114 In addition,

patients with other disease conditions presenting to primary care settings may have co-morbid

depression.116 The Family Physician provides longitudinal care to the patients and this allows

the physician and the patient to be partners in the management of the disease condition over a

long period of time.65 The Family Physician can also mobilize social support, guidance and

counseling for the patient and his or her family. Referral to a specialist is made where

necessary.65 These promote collaborative and integrated care needed for the management of

depression with improved outcomes.65, 117

In Nigeria, a programme aimed at integrating mental health into Primary Health Care, (PHC)

showed that frontline PHC workers had a marked improvement in the knowledge and skills for

identification and treatment of persons with depression and increased referral to specialist.118

Primary Health Care workers have been found to successfully provide evidence-based

depression care with correspondent treatment outcomes.119 Another study demonstrated that

psychotherapy given to outpatients, could reduce symptoms among patients with depression

attending general outpatients’ department.120 Psycho-education has been similarly provided to

outpatients in primary care settings.121 PHC remains an essential tool for effective and

accessible health care delivery capable of meeting the demands of the high number of

depressed patients.69 As a result, the overall cost of care, transport, and the time spent in

assessing care are reduced, giving the patient more satisfaction.69

Treatment of depression in primary care using behavioural therapy has been found to be as

effective as pharmacotherapy.122 Behavioural therapy has been given successfully by primary

care workers.122 Cognitive behavioural therapy and interpersonal therapy are also used for

developing personal coping mechanisms, which help to overcome depression.123

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2.7 PREVENTION OF DEPRESSION IN PRIMARY CARE

Evidence from randomized trials have demonstrated that preventive interventions can reduce

the incidence of new episodes of major depressive disorder by approximately 25%, and by as

much as 50% when preventive interventions are offered in stepped-care format.124,125 These

interventions could be done to the entire population/community or to high risk groups or

individuals.126,127 Universal prevention which targets a whole population, aims at addressing

the determinants of mental health such as social, cultural, economic, political and

environmental factors.126 Other considerations are national policies, social protection, living

standards, working conditions, community and social support.126 In view of the usefulness of

preventive measures, PHQ 2 could be used for diagnosis of depression among high risk

individuals and in general population interventions.

2.7.1 Preventive Measure Categories

These preventive measures could also be considered as primary, secondary or tertiary

prevention.85 In primary prevention, the occurrence of depression is targeted to be stopped in

people without the disease condition, while in secondary prevention the people with depression

but are asymptomatic are identified through screening.85 Early intervention is then

administered to prevent the manifestation and subsequent progression of the disease. In tertiary

prevention, the complications of depression are minimized.85 The primary preventive measures

include the universal strategies targeted at a whole population, the selective strategies directed

at a group of people at risk, and the specific or individual strategies aimed at people with risk

factors for depression.85,119

2.7.2 Universal Prevention of Depression

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To ensure a healthy society, governments should be committed to the provision of social

amenities, security and universal health coverage to citizens.126 These also include the right and

accessibility to education, employment, and housing.118 Governments at all levels and the

various stakeholders in disaster management, conflict resolution, and humanitarian

emergencies should provide a wholistic approach to the needs of victims of such crises.126

Health system resources should be adequately provided by the government to make treatment

accessible to the depressed patients. The needed health personnel and requisite knowledge and

skills to recognize and appropriately treat depressed patients should be provided by the

government because the number of specialized and general health workers dealing with mental

health especially in low-income and middle-income countries is grossly insufficient.126

2.7.3 Selective or Targeted Prevention of Depression

The goal of the comprehensive mental health plan is to promote mental well-being, prevent

depressive disorders, provide care, enhance recovery, and reduce mortality, morbidity and

disability for persons with mental disorders.126 This is provided in the community where the

depressed patients live.126 Treatment of depressed patients is expected to be integrated into

general hospitals and primary care.

In this approach, high risk groups, individuals and patients with sub-threshold symptoms are

targeted and screened for depression.125 Because people with multiple morbidities also present

with similar symptoms of depression, the preventive interventions which aim at promoting

health through early detection and management, have proven to be effective in reducing onset

of depression.125, 126

Methods or processes proven to be effective in targeted prevention of depression in primary

care settings include; health educational, psychotherapeutic, pharmacological, lifestyle or self-

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care and nutrition interventions.100 Other interventions are opportunistic screening,

bibiliotherapy, minimal contact psychotherapy, and cognitive behavioural therapy. 124, 125

The early identification and management of depression in targeted populations has been

recommended by Somoye and colleagues, from a study among commercial bank workers

carried out in the south-western part of Nigeria.41

2.7.4 Opportunistic Screening

This is the general practice stepwise approach whereby persons with sub-threshold depression,

are opportunistically screened.102 Those who screen positive for depression go through further

diagnostic testing in a clinical interview to exclude those who meet criteria for depression, and

those who do not.127 This approach helps to recognize patients with symptoms suggestive of

depression at any time they are in contact with care givers.127 Opportunistic screening promotes

health and wellbeing when patients receive treatment early.127

2.8 Lifestyle and Nutrition Interventions

Inflammation and oxidative stress contribute to both somatic and depressive illnesses.128 For

instance, consumption of a Mediterranean-style diet, rich in antioxidants, vitamins, minerals

and fibre, is associated with reduced systemic inflammation, whereas unhealthy dietary

patterns, are associated with increased systemic inflammation and depression.128

Physical activity is associated with reduced markers of systemic inflammation and may have

direct anti-inflammatory effects, while smoking increases inflammation and oxidative stress

predisposing to depression.128

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Obesity and depression share a bidirectional relationship, with obesity potentially contributing

to depression via increasing the level of circulating pro-inflammatory cytokines, and

depression predisposing to the accumulation of excess adipose tissue.128 Considering that

individual genetic factors, mental, physical illnesses and lifestyle form a triad that preventive

measures should target.127 Health care workers should therefore, not limit interventions to

improving mental health but also attend to the physical health care needs, and vice versa.126

2.8.1 Psychotherapy

Several mindfulness/behavioural strategies have been developed to prevent relapse and

recurrence of depression.129 The strategies that have been found efficacious are cognitive-

behavior therapy, problem-solving therapy, and social skills training.129 Other proven

strategies include brief dynamic therapy, emotion-focused therapy, family-focused therapy,

interpersonal social rhythm therapy and psycho-education.85,129

These interventions are considered efficacious because, when applied, they can achieve

reduction of acute symptoms or they can prevent subsequent relapse or recurrence of

depression.129 Psychotherapeutic treatment of children and adolescents incorporate a parent or

a family member.89 In mild cases, psychosocial interventions are often recommended as first

line treatments and combining psychotherapy with antidepressant medication may be more

appropriate for patients with moderate to severe major depressive disorder.89

However, the several sessions and contacts needed by patients to access psychotherapy may

cause poor compliance, and worsening of the patients’ clinical state.83

2.8.2 Minimal Contact Low Intensity Psychotherapy

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This strategy combines psychotherapy using self-help manuals with instructions on cognitive-

behavioural mood management. The manual also contains homework assignments aimed at

cognitive restructuring and activity scheduling to increase pleasant activities and relaxation.127

In minimal contact psychotherapy, face-to-face contact between patient and doctor is

minimized through communication and telephone calls to evaluate the successful use of the

manual and patients’ response to treatment.127 Easily applied tools such as PHQ 2 could be

used to assess symptoms of depression and possible improvement. When the respondent

reports absence or improvement of symptoms but there is no actual clinical improvement,

depression may worsen.127 Clinical consultation with the caregiver at intervals is needed to

appraise success of the therapy. Use of PHQ 2 could be a guide to enhance decision on the

need for possible consultation.

CHAPTER THREE- STUDY METHODOLOGY

3.1 STUDY LOCATION

This study was conducted at the General Outpatient Clinic (GOC) of the General Out Patient

Department (GOPD) of Bingham University Teaching Hospital, Jos. The Bingham University

Teaching Hospital (BHUTH), formerly known as ECWA Evangel Hospital, is located in the

cosmopolitan city of Jos, North Central Nigeria. It is a 250 bed hospital providing primary,

secondary and tertiary health care services. It also serves as a Teaching Hospital for medical

students of Bingham University, College of Medicine and Health Sciences. The hospital serves

patients from Plateau state and other neighbouring states of Bauchi, Kaduna, and Nassara with

urgent care services arising from natural and man-made disasters. It provides care for most

categories of patients ranging from Paediatrics, Obstetrics and Gynaecology, Medicine and

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Surgery at respective departments. The Outpatient Department serves as the ambulatory care

unit where most outpatients receive care.

The hospital’s Anti-Retroviral Therapy (ART) clinic provides care for People Living With

HIV/AIDS (PLWHA) in terms of Voluntary Counselling and Testing (VCT), consultations,

enrolment for medication, counselling, health education, lifestyle modifications.

The hospital has a Vesico-Vaginal fistula centre that provides surgical care and rehabilitation

of women with obstetric fistula from the North Central and North Eastern regions of Nigeria.

BHUTH receives referrals from neighbouring Nassarawa, Kaduna, Bauchi, Gombe, as well as

Adamawa and Yobe States.

The hospital has also provided care for several patients with viral haemorrhagic fever

especially Lassa fever, since the early 1970’s.

The Family Medicine department of the hospital provides training for medical students and

Residents in Family Medicine. It has been accredited by both the National Postgraduate

Medical College of Nigeria and the West African College of Physicians. The department has

31 Doctors various ranks. It has ten Consultants and trainers, spanning from the level of lecturer

1 through to Associate Professor. There are also 20 Doctors at the level of senior Registrars,

junior Registrars and Medical officers.

The hospital has an average of 75 Doctors comprising of about 43 consultants in various

specialties, 20 Residents and 12 House-officers.

3.2 STUDY AREA

The study was done at the Bingham University Teaching Hospital, General Out-patient clinic,

(GOPC). The GOPC offers clinical services to the adult outpatients. It has consulting rooms, a

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patient waiting area and a nursing station where vital signs, weight, height and waist

circumference of patients are taken. On daily basis, average approximately eight doctors offer

services to the patients at GOPC. The Hospital has a Medical Records Department which serve

as point of entry to patients.

3.3 STUDY POPULATION

The study was conducted among adult patients aged 18 years and above that were newly

registered at the GOPD who met the inclusion criteria.

3.4 STUDY DESIGN

The study was an analytical study of the mean depression score of Patient Health Questionnaire

2, (PHQ 2) tool compared to the Patient Health Questionnaire 9 (PHQ-9), of selected patients

over the period of study. The participants were recruited through systematic random sampling.

Only literate patients were selected. The literacy rate in Jos where the study conducted had

been reported to be 78%, according to a 2010 survey.130

3.5 SAMPLE SIZE

The size of the sampled population studied was obtained from the formula by Bernard

Rosner’s, 131: The formula for calculating similar means,

N= (Zα +Zβ) 22(S)2/(d)2

Where

N= Required minimum sample size

Zα= Standard alpha error units from the mean (for α= 0.05, at 95% confidence level, Zα =

1.96)

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Zβ=Standard beta error units from the mean, (for usual 20%, β error, β=0.84)

S2= Expected variance, determined from a study of PHQ 2, at Tilburg University, the

Netherlands.109 (S=1.42). This was the closest study reported variance found by the researcher.

d= smallest clinically important difference that differentiates depressed from not depressed

patients score, put at 0.5

= (1.96+0.84)2 2(1.42)2 / (0.5)2

= (2.8)2 2(1.42)2/0.25

= (7.84) 2(2.01264)/0.25)

= (7.84) (4.02528)/0.25

= 31.5581952/0.25, =126.23

Considering an non-response rate of 5% of 126, which is 7; the total sample size was 133

3.6 SAMPLING METHOD

The GOPD attends to approximately 70 to 120 patients daily, registers 20 to 30 new patients

every day and about 400 new cases per month. (Departmental monthly report). From an

average number of 100 newly registered patients expected weekly, 600 new patients were

expected to be seen in 6-8 weeks of the proposed study period. Considering the sample size of

133, the sample interval was 600/133 which is approximately 4.

Over a period of 8 weeks between August and September, 2015, when the study was conducted,

the total number of newly registered literate patients were 655. Considering the sample size of

133 and a sampling interval of 4, every fourth newly registered patient was enrolled for the

study. Using a table of random numbers, the first number was selected from 1 to 4. The selected

number was tallied to the corresponding order of presentation of newly registered patients. The

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subsequent patient was selected by addition of the sampling interval (4) to the first selected

number until the required sample size was obtained. Patients selected that was not literate were

differentially excluded from the study.

Each participant was administered PHQ-2 by the Researcher assistant 1. The patient then

moved to see Researcher and the PHQ 9 administered. The reported PHQ 2 and PHQ 9 by each

patient were then collected and entered into SPSS version 20 ( SPSS 20 )

for analysis. (Newer SPSS version 20 was available at the time of compilation of the results,

instead of earlier version 17 proposed). PHQ 2 was administered by the Research assistant 1

and PHQ 9 by the Researcher to avoid bias in the study.

Patients’ selection was based on the following criteria.

3.7 INCLUSION CRITERIA

i. Patients aged 18 years -65 years

ii. Newly registered patients

iii. Literate patients (patients who could read a daily newspaper and who also could write)

iv. Patients that consented for the study

3.8 EXCLUSION CRITERIA

i. Patients with altered mental status (Not oriented in time, person and place).

ii. Obviously sick patients (Acutely ill looking patients)

iii. Patients who are not literate

3.9 STUDY PROTOCOL

3.9.1 Pilot study

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Three Research Assistants I, II and III were trained by the Researcher on the study protocol

and the use of the tools after the thorough study of the protocol by the researcher. Research

Assistants I and II were Senior Registrars whose levels of training were the same as the

Researcher. Research Assistant III was a Chief Nursing Officer serving in the GOPD.

Usability of questionnaire was also tested on patients during the orientation process. Proper

entry of Bio-data by the Medical Record staff was advocated. The whole research protocol was

repeated on three alternate days (three days), a week prior to the study. On each day, five new

patients were administered the research tools in the manner the study was to be done. A total

number of 15 patients were pretested. The ease of understanding the questionnaire, the

corresponding responses and the movement from one research staff to the other and the

subsequent consultation for primary reason for encounter at consulting room 2 was satisfactory.

3.9.2 Study flow

At the medical records department, Patients were registered at the Medical Records

Department and obtained a hospital card, bearing a hospital number and their bio-data. From

there they were directed to the nursing station.

At the nursing station, each participant’s vital signs were taken by Research Assistant III. The

blood pressure was taken using Accoson mercury sphygmomanometer, manufacturer

(Pharmtex, Singapore). Each patient was allowed to sit for approximately 5 minutes, relaxed

in a chair. An adult cuff appropriate for the person’s arm, which was approximately 75% of

the left arm, was wrapped round the arm. The radial pulse was then palpated and the

sphygmomanometer inflated by gentle squeezing of the inflatable bulb. The pressure was then

produced by inflating the bladder of the cuff which compressed the brachial artery thereby

occluding it. The pressure at which the radial pulse disappeared was noted as the systolic blood

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pressure by palpation. The bladder was then deflated. Placing the diaphragm of a stethoscope

over the radial artery at the cubital fossa, the sphygmomanometer was once more inflated until

its pulsation was lost. The deflation valve was gently released allowing the pressure to reduce

gradually. The first sound made while deflating the cuff was taken as the systolic blood

pressure. The cuff was continually deflated until the sound disappeared. This corresponded to

the diastolic blood pressure. The values were recorded.

The pulse rate was taken by palpation of the radial pulse and the respiratory rate by palpating

abdominal movement during respiration.

The temperature was taken with the aid of an axillary clinical mercury thermometer (HI Proof,

USA) and the values recorded in degree centigrade (oC). After each patient, the thermometer

was cleansed with methylated spirit, shaken so that the mercury returned to the bulb of the

thermometer beyond the zero point. It was then gently placed in the axilla of every subject and

kept for 3 minutes (according to manufacturer’s prescription) then the thermometer was

removed and the temperature was read and recorded.

The weight and height were measured with a “Weighing and Height Scale” (RGZ 160, Maney,

China). The machine was calibrated by test-weighing two different patients on it. Patients were

asked to remove their cell phones and other weights on them including their outer clothes and

shoes, while privacy was maintained by providing a cover. They were then asked to stand on

the “Load Platform” of the machine until the pointer stood still. The value at that point was

read on the scale and recorded in kilograms (Kg).

The height was measured with the patient standing without cap or other headgear on the

platform of the machine with their back towards the vertical rule of the stadiometer. The rule

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was then stretched out to the patients’ exact height with the horizontal paddle resting flat on

top of the head. The corresponding reading in metres was recorded.

Preselected patients (patients whose assigned number tallied with the number at the OPD

presentation of that day) were briefed about the essence and procedure of the study

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STUDY FLOW CHART

MEDICAL RECORDS DEPARTMENT

Patient got registered and obtained card

NURSING STATION

Interaction with Research Assistant III, Patients vital signs taken

WAITING AREA

Interaction with Researcher/Consent form administration

Interaction with Research Assistant 1, Administration of PHQ 2

CONSULTING ROOM 1

Interaction with Researcher, Administration of PHQ 9

CONSULTING ROOM 2/Interaction with Research Assistant II,

Patients got consultation for his/her primary reason for encounter including

the results of depression score and appropriate intervention

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and consent to participate requested. The patients who voluntarily agreed to take part in the

study were then directed to the waiting area to meet Researcher and the Research Assistant 1.

At the waiting area

The details of the information sheet and the consent sheet were discussed with every

participant. The participants were then allowed to choose to enroll or decline in the study. The

participants who consented to the study were then given the consent form, which they signed.

They were then given the PHQ 2 and Socio-demographic report form by Research Assistant 1,

which they filled appropriately in accordance with their experience of the symptoms.

Consulting room 1

At consulting room one, the participants were given the PHQ 9, which they completed. The

scores of the PHQ 9 were entered in the hospital record. The Researcher then directed the

patients to consulting room 2.

Consulting room 2

At Consulting Room 2, the participants met the Physician (Research Assistant II), who then

consulted the patients for their primary reason for encounter, that day. The appropriate

management based on the PHQ 9 score, was incorporated, as required into the treatment of the

primary reason for encounter.

Duration of the study

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The study was conducted over a period of eight weeks between August and September, 2014.

Ethical considerations

Ethical approval to conduct the study was obtained from the BHUTH Research and Ethics

Committee (appendix I). Written consent was obtained from each individual. (Appendix II).

3.10 TOOLS FOR DATA COLLECTION.

The PHQ 2 and the PHQ 9 were used for collection of data. Details of each tool were described

separately in section 3.10.1 and 3.10.2.

3.10.1 The Patient Health Questionnaire 2 (PHQ 2)

The PHQ 2 score ranges from 0, 1, 2 and 3 for each of its item questions. Score ‘0’ signifying

“not at all” meaning the symptom is not present in the subject at all. A score of ‘1’ represents

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“several days” denoting the occurrence of the symptom on several days of the week, but not

more than half of the days of the week. A score of ‘2’ denotes presence of the symptoms in the

subject for “more than half of the days” of the week. A score of ‘3’ means “nearly every day”

meaning the symptom is present in the subject for almost every day of the week.11, 132

Its diagnostic score ranges from 0-6, each item with score range of 0-3. Patients who score less

than 3 (scores 0-2) are categorized as not depressed. Patients with score of 3 and above (3-6)

were considered depressed.

Patients were asked to complete the PHQ 2 alongside the PHQ 9 as stated above. Results of

the PHQ 2 based on the total score was then computed to give appropriate screening diagnosis.

3.10.2 The Patient Health Questionnaire 9 (PHQ 9)

The Patient Health Questionnaire 9, (PHQ 9) is a brief tool used to diagnose, monitor remission

and measure the severity of depression.8 The PHQ 9 consists of nine diagnostic symptom

criteria used in DSM IV.8 Each of the nine items on PHQ 9 scores from 0, 1, 2, and 3 as in the

PHQ 2. A score of zero (0) signifying “not at all” meaning the symptom is not present in the

subject at all. A score of ‘1’ represents “several days” meaning presence of the symptom in

the subject on several days of the week but not more than half of the days of the week. A score

of 2 means the presence of the symptoms for “more than half of the days” of the week, while

the score of 3 means “nearly every day” meaning the symptom is present almost every day. Its

sum up to 27. Each of the nine items scores 0-3, providing a 0-27 depression score.

A score of 0-4 is not significant, categorized as no depression in the subject. Score of 5-9 means

mild depression, suggesting that the subject is mildly depressed. A score of 10-14 represents

moderate depression, signifying that the subject is having moderate depression. A score of 15-

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19 means “moderately severe” depression and corresponds to occurrence of moderately severe

depression in the subject. A score of 20-27 connotes severe depression.

The PHQ 9 was administered to all the subjects in the study as a diagnostic standard. The

corresponding diagnostic significance of the scores was computed and compared for the two

tools, PHQ 2 and PHQ 9.

3.11 DATA ANALYSIS

The data collected was kept and safeguarded in a bag and entered into SPSS version 20, on a

personal computer. Data quality check was run each time data was imputed, to ensure that all

the collected data was accurately entered. Details of the patients seen over the study period,

number of participants meeting inclusion criteria, participants excluded or declined consent

and incompletely filled questionnaires are presented in chapter four.

Both the computer and the data on SPSS were pass-worded, and kept confidential. The

sensitivity, specificity; positive predictive values and the negative predictive values of the PHQ

2 were analyzed using the PHQ 9 as the gold standard.

From the data, the proportions of subjects diagnosed positive for depression on PHQ 2 and

PHQ 9 were collated and compared. The proportion of subjects diagnosed negative on PHQ 2

and PHQ 9 were also collated and analyzed. The diagnostic properties of the two tools were

also analyzed. Using PHQ 9 as the gold standard for the diagnosis of depression, and

comparing the scores of PHQ 2, further analyses was done to find out the patients who were

depressed on the PHQ 9 (Gold Standard) and were as well depressed on PHQ 2. These subjects

constitute the True Positives (TP). The subjects found not depressed on PHQ 9 and were as

well found not depressed on PHQ 2 were the True Negatives (TN). Those reported positive for

depression on PHQ 2 and were ruled out as having no depression were the False Positives (FP),

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while those diagnosed negative on PHQ 2 but were found depressed on PHQ 9 were the False

Negatives (FN).

For the diagnostic testing, results were analyzed based on the following:

Sensitivity: (Probability that a subject is diagnosed as depressed using the PHQ 2 instrument

when the subject is truly depressed) =

TP/ (TP+FN) = a/(a+c)

Specificity: (Probability that a subject is identified as not being depressed using the PHQ2

instrument when the subject is truly not depressed) =

TN/ (TN+FP) = d/(b+d)

PPV: (Positive Predicted Value Probability of being depressed when the PHQ 2 tool test

result indicates depression) =

TP/(TP+FP)=a/(a+b)

NPV: Negative Predicted Value (The probability that that a subject is not depressed when the

PHQ 2 diagnostic tool indicates the subjects as not being depressed) =TN/(TN+FN)=d/(c+d)

The harmony of the two tools, also called Diagnostic Accuracy (DA) is the ratio of the subjects

absolutely diagnosed positive (TP) and those absolutely diagnosed negative (TN) to the entire

subjects studied (Total Sample).

DIAGNOSTIC TEST RESULT DISEASE STATUS

Present Absent

Positive a (TP) b (FP)

Negative c (FN) d (TN)

Total N1 = a+c N2= b+d

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The diagnostic accuracy is thus calculated, 133

DA= TP+ TN/ TP+TN+FP+FN

3.12 Cost and Funding of the Research

The study cost approximately ₦40,000, used for buying stationery and producing the books,

the cost of producing the questionnaire and carrying out the various activities involved in the

research, the process of data collection, analysis and generation of the results were borne by

the researcher and token given to research assistants.

CHAPTER FOUR: RESULTS

STUDY FLOW

Patients Seen in OPD during Study

2,336

Subjects Excluded 504

1. Subjects Excluded by

selection process= 412

2. Excluded by Age = 26

3. Subjects obviously

sick = 66

Number meeting inclusion criteria

655

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Table 1: PERFORMANCE

CHARACTERISTICS OF PHQ 2

4.1 SOCIO-DEMOGRAPHIC CHARACTERISTICS OF RESPONDENTS

Most of the respondents were male (56.8%), within the age range of 26-47 years and married.

The majority had at least primary or secondary school education. Most of the respondents

Subjects consent sought from

151

Declined consent 8

Subjects that consented

143

Selected for Study

143 Incomplete/wrongly

completed

questionnaire 10 Completed Study

133

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were either artisans or manual workers and majority had an average monthly income of

₦30,000. Other details are as displayed in Table 1.

Performance characteristics Value

Prevalence rate 42.1%

Sensitivity 80.4%

Specificity 81.7%

Positive Predictive Value (PPV) 73.2%

Negative Predictive Value (NPV) 87.01%

True Positive 41

True Negative 67

False Positive 15

False Negative 10

False Positive Error Rate 0.183

False Negative Error Rate 0.196

Likelihood Ratio Positive (LR+) 4.393

Likelihood Ratio Negative (LR-) 0.2400

Diagnostic Odd Ratio 18.31

Accuracy (Diagnostic Accuracy) 81.2%

Area Under the Receiver Operating Curve (AUC) 0.832

Youndex index 0.621

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TABLE 2: SOCIO-DEMOGRAPHIC CHARACTERISTICS OF RESPONDENTS, N=

133

Variables Frequency Percentage

Sex

Male 75 56.4

Female 58 43.6

Age Group

18-25 20 15.0

26 – 36 30 22.7

37 – 47 40 30.0

48 – 58 26 19.5

59 – 65 17 12.8

Educational Qualification

Primary 32 24.0

Secondary 44 33.0

Tertiary 53 40.0

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Non-formal education 4 3.0

Marital Status

Single 30 22.6

Married 75 56.4

Separated 17 12.8

Divorced 7 5.2

Widowed 4 3.0

Occupation Frequency Percentage

Variables

Manual Worker 33 24.8

Artisan 26 19.5

Professional 34 25.7

Trading 26 19.5

Non Specified 14 10.5

Income

0-10,000 Naira 38 28.5

10,001-20,000 Naira 25 19.0

20,001-30,000 Naira 26 19.5

30,001-40,000 Naira 18 13.5

>40,000 Naira 26 19.5

4.2 DISTRIBUTION OF DEPRESSION RISK FACTORS AMONG RESPONDENTS

The factors likely to be associated with depression in the subjects are hypertension, natural

disasters and sectarian violence. Details of associated factors are presented in the table below.

TABLE 3: DISTRIBUTION OF RISK FACTORS AMONG RESPONDENTS

Characteristics of Subjects Frequency Percentage

DISEASE CONDITIONS

Hypertension 20 15.0

Thyroid disease 2 1.5

Malignancy 1 0.8

No identifiable morbidity 110 82.7

Total 133 100.0

STRESS EVENTS

Natural disasters 21 15.8

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Disengagement from work 9 6.8

Sectarian Violence 25 18.8

Family Conflict 4 3.0

No identifiable stress event 74 55.6

Total 133 100.0

MEDICATIONS

Diazepam

Amlodipine

3

3

2.2

2.2

Carbamazepine

1 0.8

Amitriptyline 1 0.8

Non-Specified 125 94.0

Total 133 100.0

PHYSICAL CHARACTERISTIC VARIABLES OF RESPONDENTS

The mean Body Mass Index (BMI), of respondents was 25.2±5.2Kg/m2 with minimum BMI

of 19.1Kg/m2 and maximum BMI of 39.43Kg/m2.

The mean Systolic Blood Pressure (SBP) was 117.1±21.9mmHg, with the lowest SBP of

90mmHg and highest SBP of 190mmHg.

The mean Diastolic Blood Pressure (DBP) was 74.3±12.7mmHg with the lowest DPB of

60mmHg and the highest DPB of 100mmHg.

The mean age of respondents was 40.7±13.5 years with the minimum age of 18 years and the

maximum age of 65 years.

4.3 DIAGNOSTIC OUTCOMES USING THE PHQ 2

The respondents diagnosed by PHQ 2 as depressed, were 56, making 42.1 % while 77 were

not depressed. Details are as displayed in the table below.

TABLE 4: DIAGNOSTIC OUTCOMES USING THE PHQ 2.

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PHQ 2 Category Frequency Percentage

Depressed 56 42.4

Not Depressed 77 57.9

Total 133 100.0

4.4 DIAGNOSTIC OUTCOMES USING PHQ 9

The respondents diagnosed positive for depression using PHQ 9 were 51 (38.3%). Those not

depressed were 82 (61.7%). The commonest category of depression was moderate depression

with a prevalence of 19.7%, details of the results are as displayed in the table below.

TABLE 5: DIAGNOSTIC OUTCOMES USING PHQ 9

PHQ 9 Class FREQUENCY PERCENTAGE

(%)

Not Depressed (0-4) 82 61.7

Mild Depression (5-9) 15 11.3

Moderate Depression (10-14) 26 19.5

Moderately Severe Depression(15-19) 8 6.0

Severe Depression(20-27) 2 1.5

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Total 133 100.0

PHQ 9 Category FREQUENCY PERCENTAGE

(%)

Depressed 51 38.3

Not Depressed 82 61.7

Total 133 100.0

4.5 THE RESULTS OF PHQ 2 DIAGNOSTIC CHARACTERISTICS COMPARED

TO PHQ 9

The number of subjects diagnosed as depressed by both PHQ 2 and PHQ 9 were 41 while the

subjects diagnosed non-depressed were 10. Other details as in the table below.

TABLE 6: COMPARISON OF PHQ 2 CHARACTERISTICS WITH PHQ 9

The True Positive was 41, False Positive 15, True Negative 67, and false negative 10.

PHQ 2 Results Gold Standard, PHQ 9

Depressed Non-Depressed Total

Depressed

(Test Positive)

41

15 56

Non-Depressed

(Test Negative)

10 67 77

Total 51 82 133

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The False Positive Error rate =TP/FP + TN, = 15/82, = 0.183

The False Negative Error rate= FN/TP + FN, = 10/51, = 0.196

Prevalence, on PHQ 2 =56/133 = 42.1%

Prevalence, on PHH 9 = 51/133= 38.3%

4.6 DIAGNOSTIC CHARACTERISTICS OF PHQ 2

The subjects diagnosed depressed on PHQ 2 were 56. The sensitivity of PHQ 2 was 80.4% and

the specificity was 81.7%. Other details of the characteristics are shown in the table below

TABLE 7: DIAGNOSTIC CHARACTERISTICS OF PHQ 2

Sensitivity 80.4%

Specificity 81.7%

Positive Predictive Value 73.2%

Negative Predictive Value 87.01%

Diagnostic Accuracy 81.2%

Sensitivity of PHQ 2 was 80.4% and the Specificity was 81.7%. The Positive predictive

value was 73.2% and the Negative predictive value, 87.01%.

DIAGNOSTIC ACCURACY

Diagnostic Accuracy (81.1%) is defined as the proportion of correctly diagnosed or

classified subjects among all subjects.133

Diagnostic Accuracy (DA) = TP+ TN/ TP+TN+FP+FN

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DA= 41+67/41+67+15+1 =108/133, = 0.812, = 81.2%

FIGURE 1

THE AREA UNDER THE CURVE (AUC)

Figure Area Under the Curve was 0.832, demonstrating the good discriminatory ability of

PHQ 2.

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LIKELIHOOD RATIO (LR)

The Likelihood Ratio (LR) is the ratio of the expected test result (positive or negative), in the

subjects with depression to the subjects without depression.

Mathematically, LR+ = Sensitivity/(1-Specificity).

From the test results, The Positive Likelihood ratio is thus,

LR+ = 0.0804/(1-0.817)

= 0.804/0.183

=4.393

Similarly, the Likelihood Ratio of a negative test (LR-),

LR- = (1-Sensitivity)/Specificity

Also from the test results,

LR- = 1- 0.804/0.817

= 0.196/0.817

= 0.2400

Area Std. Error Asymptotic

Sig.

At 95% Confidence Interval

Lower Bound Upper Bound

.832 .038 .000 .759 .906

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DIAGNOSTIC ODD RATIO

The Diagnostic Odd Ratio (DOR), expressed mathematically as DOR= (TP/FN)/ (FP/TN), is

the ratio of the odds of positivity of the subjects with the disease (depression), relative to the

odds of subjects without the disease (non-depressed)

DOR = (41/10)/ (15/67) = 41/10*67/15

DOR = 2,747/150

= 18.31

YOUDENS INDEX (YI)

The Youdens Index expressed mathematically, is the sum of sensitivity and specificity of a

test from which 1 (one) is subtracted,

YI = (Sensitivity +Specificity)-1, expresses the performance of a test’s discriminatory power

YI is expressed as part of a whole number, with 0 signifying poorest performance and 1 as

the ultimate performance of a test.

YI= (0.804+0.817) -1

YI = 1.621-1

= 0.621

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YI of 0.621 describes the accuracy of PHQ 2 to differentiate depressed from non-depressed

patients on a scale of 1, and is good for diagnosing depression.

CHAPTER 5: DISCUSSION

The PHQ 2 results in this study compared to the PHQ 9 which was used as a gold standard

indicates that PHQ 2 was suitable for screening depression in a primary care setting.

5.1 THE DEMOGRAPHIC CHARACTERISTICS OF THE RESPONDENTS

5.1.1 Sex Distribution of Respondents

Most of the respondents were male (56.4%) while 43.6% of the respondents were females. This

was similar to the findings of a study by Agbir et al, at Jos University Teaching Hospital

outpatient department, North-Central Nigeria which reported 58.8% males.66 Similarly a study

at an outpatient department of a tertiary hospital in Maiduguri, North- Eastern Nigeria reported

54.1% males.58 However, this pattern was different from a study done at an outpatient

department in Benin City, where 79.3% of the respondents were female.49 Similarly, Adeosun

et al, in an outpatient study of depression in Lagos, had respondents that were predominantly

female, 66.3%.39 There was no reported factor why females were more in that study. However,

another depression survey in an outpatient clinic in Enugu, reported 61.1% male

respondents.134

It is unclear why male respondents were relatively more in this study. This is in contrast with

the findings of a study on regional differences in the utilization of health care facilities, which

reported more women using health facilities than men.135 The fact that only literate adults were

included in this study might have disproportionately excluded women who are known to have

a lower literacy rate than men in the study environment.131

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Most of the studies are similar in design, as they were comparative studies,48,49,58,66,67 and were

self-administered tool.49,67

5.1.2 Age Distribution of Respondents

The mean age of the respondents was 40.7± 13.5 years. The age distribution ranged from 18

years to 65 years. Respondents below 50 years of age constituted 69.9% of the study group.

This age distribution was also similar to that reported by Agbir et al, where 68% of their study

population were 59 years and below.68 The similarity of the population may not be unconnected

to the fact that both studies were done within Jos metropolis and within the same Local

Government Area of the state. Both studies were also done at outpatient’ clinics.68

This contrasts with a study done among inmates of Jos prison where 70.9 % of the population

was below 34 years.67 This population, however, is different from the general population in the

sense that most inmates are young.

Patients less than 60 years made up approximately 74.9% of the subjects studied by Wakawa

et al, to determine depression among outpatients at a tertiary health institution in Maiduguri.58

In a depression study at a tertiary health facility at Benin City, the population mean age was 35

±9 years, comparatively younger than the population in this study.136

5.1.3 Marital Status of Respondents.

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More than half of the respondents, (56.4%) were married while 22.6% were single.

Cumulatively, less than half of the respondents, 43.6% were either single, separated, divorced

or widowed. Approximately 18% were either separated or divorced, while 3% were widowed.

This was similar to the study of Agbir et al, where 71.88% of the population were married.66

Wakawa et al in a study of depression among outpatients of a tertiary health facility in

Maiduguri, also reported that 59.1% of the subjects were married.58

These studies showed similarities in the marital status of the respondents because most of the

subjects were married. The married respondents being more in number than the unmarried

could be a reflection of the society where the study was carried out. More so that the study was

done amongst adults of marriageable age.

5.1.4 Educational Status of Respondents

The predominant educational status of the respondents was formal education in 97% of the

subjects, while only 3% had non-formal education but can read and write in English. The

respondents with tertiary education were 40.0%, making it the category with the highest

number of subjects. This might be due to the urban nature of the study location being a

metropolitan city.

This study was carried out among literate adults which makes the educational status of the

respondents different from that of similar studies done in Jos. For instance, Agbir et al in a

study of depression among diabetic out patients reported that 72.5% of the subjects were

educated.66 Still from a study done in Jos but amongst a confined population (Jos Prisons),

Arma’Yau et al, reported 82% of the subjects having formal education.67

5.1.5 Occupational Status of Respondents

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Most of the respondents, 63.9% were self-employed in non-professional jobs. The respondents

employed in professional jobs were 25.6% Similar to the population of study by Agbir et al,

where 75.6% were employed, this study had 91% of the respondents employed. Shittu et al, in

a study at a Family Practice Centre at Ilorin, North Central Nigeria, had 72.5% of the

respondents who were reported to be self-employed.70 Similarly, in a study of depression at an

outpatient clinic in Benin City by Chikezie et al, 77.3% of the respondents were employed.48

considering that > 50% of the respondents had tertiary education but > 50% were employed in

non-professional jobs, relates to the fact that the subjects had one form of education or the

other, but a significant number of the respondents were either manual workers, artisans or

traders. This might be due to the high rate of unemployment, making many with formal

education to engage in non-professional occupations for livelihood.

5.1.6 Income Distribution of Respondents

The majority of the respondents, (67.3%) had an average income of ₦30,000 and below. That

is approximately $150 per month, and $5 daily income as at August 2015. This pattern of

income is higher than that reported in a study done at Zaria, where 80.2% of the subjects had

a daily income > $1.137

This level of income also corresponds to the nature of their occupation which were

predominantly manual workers, artisans and traders.

Such income no doubt impacts negatively on the quality of life of the subjects. This is because

of the cost of living in terms of prices of goods and services. Many people could not afford to

pay for health care services because of financial constraints. Others find it difficult to meet the

basic needs of food, shelter and clothing. This also predisposes people to psychological stress,

including depression.

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5.1.7 Morbidity Distribution of Respondents

Approximately 82.7% of the respondents presented with non-specific morbidity, while 15.0%

had hypertension, 1.5% had thyroid disease and 0.8% of them had a malignancy. The “non-

specific” morbidity as used in this study refers to “all other disease conditions” not yet

diagnosed in the patient at the point of administering the two questionnaires (PHQ 2 and PHQ

9). In other words the “non-specific morbidity” also includes the primary reason for encounter

of the patients on the day the study was carried out. This was so because the questionnaires

were administered before consultation. Also the population of study was newly registered

patients who were less likely to know if they had a diagnosed disease condition. However, the

presence of disease condition in an individual or the society has been reported to be associated

with the occurrence of depression.138 The negative impact on health-related quality of life

caused by disease and disability have been attributed to depression in patients with disease

condition.138 Among the respondents who had no previous diagnosis of disease conditions

before participating in the study, some patients may have had depression because of other

factors or disease conditions which might only be diagnosed after consulting a physician.

5.1.8 Occurrence of Stressful Events in Respondents

More than half of the respondents, approximately 55.6%, did not have the experience of any

stressful event. Among the respondents who experienced stressful events, sectarian violence

accounted for 18.8% followed by natural disasters, 15.8%. Other events included

disengagement from work, 6.8% and family conflict 3%. The proportion of respondents who

reported stressful events were approximately 44.4%. This was lower than the proportion

reported in another study in Jos, by Tagurum et al, in which approximately 67.2% of the

respondents reported that they had experienced stressful events.139 The proportion was

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similarly lower than the proportion of 48% reported in another study but higher than 23%

reported among victims of war and natural disasters.140,141

Plateau state, had experienced social unrest mostly in terms of ethno-religious conflict.139

Several victims of such sectarian violence were either maimed or disabled. Others experienced

loss of businesses, livelihoods, houses, properties, or their loved ones. Some of the victims

suffered both emotional and psychological trauma, while some others were displaced from

their residence making them internally displaced persons.139 The proximity of Jos to the North

East sub-region of Nigeria where violence from insurgency was most intense in Nigeria, made

it a recipient of fleeing internally displaced persons seeking for shelter.

Plateau state has also experienced flooding, washing away vast farmlands and residential

houses depriving them of their means of livelihood and place of abode. The thriving poultry

farming practice in the state had also suffered a bout of bird flu which resulted in the killing of

almost all the birds in affected farms. Such poultry farmers after losing their birds became

jobless.

These conditions may have predisposed the study respondents to psychosocial stress, making

them vulnerable to developing depression.

5.2 CHARACTERISTICS OF DEPRESSION DIAGNOSIS BY PHQ 2 AND PHQ 9

The PHQ 2 and the PHQ 9 which were used in the diagnosis of depression in this study

demonstrated good diagnostic characteristics. Details of their performance are discussed

separately below.

5.2.1 Characteristics of Depression Diagnosis using PHQ 2

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The prevalence of depression using PHQ 2 was 42.1%, which was much higher than the

reported findings of 38.0% among postpartum women attending a Well Child Clinic, 12%

among youths attending an outpatient department, 20.6% among patients with chronic

conditions of diabetes and heart failure and 9.6% among the general population.96, 142,143 The

varying depression prevalence rates could be due to variations in the population of study.

However, the exposure to sectarian violence and stressful events reported in another study in

Jos, where the proportion of respondents who reported the experience of a stressful event were

approximately 66%, could also be responsible for the reported depression prevalence rate in

this study.139

5.2.2 Characteristics of Depression Diagnosis using PHQ 9

The prevalence of depression using PHQ 9 was 38.3% which was similar to the prevalence of

35.7% and 35.5% reported by Amoran et al and Al-Busaidi et al 144, 145 This prevalence was

much higher than reported prevalence rates of 7.6%-27.8% from various primary care studies.

107, 146-148 The prevalence rate was however, lower than the reported rate of 47.8% in a study by

Obadeji et al.105

Considering the characteristics of the populations studied that were reported above, there was

no difference in the socio-demographics of population of this study and that of a similar study

done at an outpatient department of a tertiary health institution from South-West Nigeria,

where a prevalence rate of 47.8% was found.105 Both studies were carried out among adults

aged 18 years and above. The population under study differed with the populations studied by

Adewuya et al, Al-Busaidi et al and Othieno et al, as all the studies were done among college

and university students who were predominantly young undergraduates.7,145,146 The population

however were similar to the population of this study as those studies were done at outpatient

departments from different regions.47,121,125,147-149

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The observed rate of depression in this study was probably related to socio-economic factors

and psychosocial stressors in the respondents which include low income, exposure to sectarian

violence and stressful life events. The findings were similar to what was reported by Kiyanda

et al and Baigana et al in different primary care studies.29,34 The occurrence of sectarian

violence and natural disaster in approximately 41.6% of respondents might have contributed

to the reported prevalence. More so, the socioeconomic status of most respondents was rather

low as the majority of respondents (67.4%) had an average daily income of ₦1000 or less. This

could be attributed to lack of employment, underemployment or job losses among the

respondents.

5.2.3 Comparative Diagnostic Characteristics of PHQ 2 and PHQ 9

The prevalence of depression according to the PHQ 2 was 42.1% while that of PHQ 9 was

38.3%. The sensitivity of PHQ 2 was 80.4%. On account of this, the proportion of subjects

screened as depressed each time PHQ 2 was used was about 80 out of 100 depressed patients.

Similarly, the specificity of PHQ 2 was 81.5%. This means that the proportion of subjects

screened as not having depression each time PHQ 2 was used was about 81 out of every 100

non-depressed patients. The Positive Predictive Value was 73.2% and the Negative Predictive

Value was 86.8%.

5.2.4 Performance Characteristic Outcomes of PHQ 2

The discriminatory ability of a test is the ability of that test to differentiate between the presence

or the absence of a condition can be quantified by measures of diagnostic accuracy, which

include its sensitivity, specificity, positive predictive value, negative predictive value, the

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likelihood ratio, the area under the receiver operating curve (AUC), the Youdens Index (YI)

and the diagnostic odds ratio (DOR). The Accuracy of 81.2% is the proportion of correctively

classified subjects as depressed or non-depressed. This level of Accuracy gives PHQ 2 a good

characteristic for screening depression in Primary Care Settings. The other recorded results of

a sensitivity of 80.4%, specificity of 81.7%, PPV 73.2%, NPV87.01% similarly give the PHQ

2 good screening ability and could be used for that purpose in Primary care setting. The False

positive Error Rate of 0.183 and False Negative Error rate of 0.196 also make PHQ 2 good for

screening depression in Primary Care setting but not for diagnosis of depression.

THE SENSITIVITY of PHQ 2 tool in this study was 80.4%, which is the probability that

PHQ 2 correctly identified depression among subjects. The sensitivity was greater than

reported sensitivity ranging between 70- 77.0% in several primary care studies comparing short

and long screening tools and meta-analysis reports.86, 89, 91, 92,94

This sensitivity was however, lower than a sensitivity of 88.0% reported in a multi-center

primary care study.96 The sensitivity was similarly lower than 90.3% reported from another

primary care study by Jeun-Geon.90 Other studies also reported higher sensitivity of 95.5% and

96.0% 91,93

THE SPECIFICITY of PHQ 2, which means how accurately PHQ 2 correctly classify truly

non depressed respondents as none depressed, was 81.7%. This specificity was greater than a

specificity of 70%-77% reported in various studies of short and long screening tools for

depression in primary care.86, 89,91,92 The specificity was however, lower than 82%, 82.3%,

90.3% and 91% from other studies.96,93,90,94

THE POSITIVE PREDICTIVE VALUE (PPV) of the PHQ 2, which is the proportion of

the respondents with a positive PHQ 2 results who are actually depressed, was 73.2%. The

PPV was higher than PHQ 2, PPV of 46.0% and 42.0% reported by Richardson et al and Boyles

et al respectively.93,150

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THE NEGATIVE PREDICTIVE VALUE (NPV) of the PHQ 2, which is the proportion of

respondents with a negative PHQ 2 result who were actually without depression was 87.01%.

This NPV was similar to NPV of 86.6% reported by Jong-Geun et al and 82.0% reported by

Boyles et al.90, 150 The NPV was however, lower than 99.4% and 91.2% reported by Richardson

et al and McGuire et al from various primary care studies.93,91

LIKELIHOOD RATIO POSITIVE (LR+)

The LR+, which is the ratio of the probability of a positive PHQ 2 test in respondents with

depression to the probability of positive PHQ 2 test in respondents without the disease, was

4.3459. This means that a respondent with a positive PHQ 2 is much more likely to be

depressed than an occurrence of chance.

THE LIKELIHOOD RATIO NEGATIVE (LR-), was 0.2404 which was the ratio of a

negative test result among the depressed subjects to the negative test result in the non-depressed

subjects. LR- 0.2404 is insignificantly small. Hence a patient with a LR- 0.2404 is much likely

not depressed.

TRUE POSITIVE are the respondents who have depression and were diagnosed as depressed

on PHQ 2, was 41.

TRUE NEGATIVE are the respondents who were without depression and were diagnosed on

PHQ 2 as non-depressed, was 67.

FALSE POSITIVE ERROR RATE is the rate at which respondents without depression are

diagnosed as depressed by PHQ 2 was 0.183. This represents the proportion of respondents

without depression that were tested positive for depression.

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THE FALSE NEGATIVE ERROR RATE which is the rate at which the respondents with

depression are diagnosed as non-depressed was 0.196. The False Negative Error rate is the

proportion of respondents with depression that were tested non-depressed.

THE ACCURACY (DIAGNOSTIC ACURACY)

The Accuracy of PHQ 2 was 0.812, and it is the proportion of correctly diagnosed subjects

(truly depressed or truly non-depressed) among all the subjects. The Accuracy of 0.812,

approximately (81.2%) demonstrated the accuracy of PHQ 2 in differentiating between

depressed and non-depressed subjects.

DIAGNOSTIC ODD RATIO

The Diagnostic Odd Ratio (DOR) was 18.31. DOR is the ratio of the odds of the subjects being

diagnosed depressed relative to the odds of not been diagnosed depressed. The DOR of 18.31

signifies the likelihood of depression in the subjects with positive results in compared to

subjects with negative result. Diagnostic odds ratio of more than 18 signifies that PHQ 2

discriminates depressed from non-depressed subjects.

PERFORMANCE YIELD OF PHQ 2

The yield of PHQ 2 is the number of previously undiagnosed subjects that were recognized by

use of the tool which include respondents with positive PHQ 2 results (depressed) that were

depressed, respondents with negative PHQ 2 results (non-depressed) that were not depressed,

the probability that a respondent actually has depression when tested positive (PPV), the

probability that a subject is truly depression free given a negative PHQ 2 results and the

prevalence. The sensitivity of PHQ 2 was 80.4%, specificity 81.7%, PPV 73.2%, NPV 87.01%,

and prevalence 42.1%. The performance yield for PHQ 2 was satisfactory in the recognition of

depression.

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AREA UNDER CURVE/RECEIVER OPERATING CURVE

The Area Under the Curve (AUC)/ Receiver Operating Curve (ROC) is the area under the

graph plotted with 1-Specificity on the X-axis and Sensitivity on the Y-axis. AUC for a test

ranges between 0 and 1. A perfect test had AUC of 1, while a test with AUC of 0.5 had no

discriminatory ability. The higher the area under the curve the higher the discriminatory power

of a test.

The area under the curve was 0.832, 95% CI: 0.79-0.906 showed the characteristics of PHQ 2

was very good, hence its ability to diagnose depression was similarly good. The AUC of 83%,

with lower boundary of 75.9% and higher boundary of 90.6% at 95% Confidence Interval,

demonstrated its good discriminatory ability. The P value was < 0.05, making it statistically

significant. This was similar to the AUC of 0.82, 0.84 and 0.88 reported by Chunyu et al,

Richardson et al and Boyles et al respectively.150,89, 93, The AUC was however lower than 0.91

reported by McGuire.91

YOUDENS INDEX (YI)

The Youdens Index expresses the performance of a test’s discriminatory power ( its accuracy

of diagnosis) The YI was 0.621 which demonstrated the accuracy of PHQ 2 to differentiate

depressed from non-depressed patients on a scale of 1

5.3 STRENGTHS OF THE STUDY

The study was carried out in a primary care setting. It therefore shows that the practice of

diagnosing depression and subsequent treatment could be done in such settings.

Administration of the tool was not time consuming, showing it was convenient and acceptable

for use in primary care settings.

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Similarly, the diagnosis of depression based on its average score of the administered tool,

classification of depression and the corresponding needed intervention or care, were also easy

to carry out based on the respective category of depression; being mild moderate or severe.

The tool was self-administered, easily understood by the patients who appropriately scored it

leaving the physician with further decisions or clarifications. This partnership with patients in

diagnosis and care of their illness also helps to improve outcome, as patients will see the need

for the required treatment and are likely to adhere to prescribed treatment.

5.4 CONCLUSION

The PHQ 2 was found suitable for use among patients in a primary care setting, based on the

characteristics of the PHQ 2, in comparison with PHQ 9, the reference gold standard.

The proportion of subjects diagnosed with depression using PHQ 2 was 42.1% while the

proportion of subjects diagnosed with depression using the PHQ 9 was 38.3%. The two

proportions were relatively similar with no statistical significance.

The performance characteristics of PHQ 2 found in this study were a sensitivity of 80.4%,

specificity of 81.7%, Positive Predictive Value of 73.2%, Negative Predictive Value of

87.01%, Positive Likelihood Ratio of 4.393, Negative Likelihood Ratio of 0.24, Diagnostic

Odds ratio of 18.31, Diagnostic Accuracy of 0.812 and Youndens Index of 0.621

These diagnostic features (although not a screening tool) make the PHQ 2 a suitable tool for

diagnosing depression in outpatient primary care settings, because it performed reasonably

well when compared with the PHQ 9 which is the gold standard.

PHQ 2 is therefore suitable for use in a primary care setting. Its use will enhance the diagnosis

of depression and subsequent implementation of an appropriate treatment intervention(s) in the

subjects.

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5.5 LIMITATION OF THE STUDY

The study was limited by the fact that it was carried out in a hospital setting, hence the subjects

may not represent the entire population. People presenting to the hospital, from which the

respondents were selected may likely have comorbid illnesses that might increase their chance

of being depressed in contrast to the general population.

The study was also limited to literate adults. Non-literate adults were excluded thereby limiting

generalization of the findings.

5.6 RELEVANCE OF THE STUDY TO FAMILY MEDICINE

PHQ 2 is suitable for use by Family Physicians in primary care settings for the care of patients

with depression and for the study of depression among patients. It can also be used to teach

patients about self-recognition of depression, and the health management of depression.

Family Physicians as health care providers could use PHQ 2 to screen and categorize depressed

patients based on the severity of their scores. They could also manage the depressed patients

appropriately thereby reducing the burden of depression on the individual, the family and the

society at large. Because PHQ 2 is easy to apply and interpret, its use in the primary care setting

will encourage easy screening of every patient at every encounter for depression. This will

promote early diagnosis of depression as well as early treatment and a better outcome by giving

a wholistic integrated and bio-psychosocial care. Where a depressed patient needs specialist

care, the Family Physician could arrange the visit or referral to the specialist. Similarly when

such patients receive adequate care and are managed at a primary care setting or the community

level, the Family Physician can also coordinate such care.

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The Family Physician, as a health educator, can also use the PHQ 2 to teach patients about how

to recognize the features of depression by themselves so as to seek health care once they notice

the symptoms. The tool can also be used to teach other health personnel about screening for

depression. Where the number of patients with depression have been identified with PHQ 2

and documented, such data could be used to get the attention of all relevant bodies such as the

government, and donor agencies to the care of depressed patients so as to reduce the enormous

burden of depression in our societies.

Family Physicians as coordinators of care, identify patients with severe depression and refer to

appropriate specialist for advanced care. Similarly, severely depressed patients that get treated

and improve could be referred back to their primary care providers for continuity of care in

their immediate communities.

Family Physicians could use PHQ 2 as a tool for health promotion and health education

concerning depression, depression care, discouraging stigmatization and to improve the hope

and health of depressed patients.

5.7 RECOMMENDATIONS

Further studies could be repeated in primary care settings involving both literate and non-

literate patients in order to extend suitability of the PHQ 2 to all subjects with possible

depression. Trial of the use of PHQ 2 should also be extended to the community.

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