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VALUE ENGINEERINGWORKSHOP
FOR Optimizing Resources forDESIGN & CONSTRUCTION
PRACTICES
Prepared by: Carlos O. Ruiz, P.E.NMDOT Value Engineering Coordinator
Context Sensitive Solutions Bureau
Providing Value Engineering, Professional Services and Environmental/Urban DesignJoe J. Sanchez, P.E., CSS Bureau Manager
December 10, 2004
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VALUE ENGINEERING WORKSHOP
For Optimizing Roadway Resources
WORKSHOP REPORT
INTRODUCTION
At the request of the Infrastructure Division Director of the New MexicoDepartment of Transportation (NMDOT), Steven Harris, a Value EngineeringWorkshop was conducted December 10th, 2004, at the (NMDOT), District 3, in
Albuquerque, New Mexico.
OBJECTIVE OF THE VALUE ENGINEERING WORKSHOP
The objective of the Value Engineering Workshop was to provide creative andinnovative recommendations to the NMDOT Executive Management that provideopportunities to optimize multi-modal transportation design and construction tobetter balance flexibility in design criteria/standards and their resultant effect inthe projects construction phase. The principal goal of this workshop is tofind methods that produce safe, well-designed and environmentally friendly
NMDOT Transportation projects that provide for optimization of multi-modal resources and more efficient construction costs and which can beapplied at the project level for immediate use by project teams.
VALUE ENGINEERING WORKSHOP PARTICIPATION
The group of participants representedthe various highway engineeringdisciplines typically involved in atransportation project from the
NMDOT, the New Mexico Division ofthe Federal Highway Administration(FHWA), as well as the transportationengineering consulting andcontractors communities in the stateof New Mexico.
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The number of participants was 35 individuals, including 3 participants at large:Deputy Secretary Andres Aragon Viamonte, Deputy Secretary Robert Ortiz andInfrastructure Division Director, Steven Harris, as well as 4 facilitators: JoeSanchez, Roy Maestas, Max Valerio and Carlos O. Ruiz. Please see AppendixA for a complete list of participants.
WORKSHOP ORGANIZATION AND FORMAT
Steven Harris welcomed the participants and explained to all of them theobjective of the VE Workshop. He also encouraged the group to generateinnovative and creative design or construction alternatives to produce more cost-effective transportation projects without compromising safety, function, qualityand environmental attributes of the particular transportation project.
Deputy Secretaries Aragon and Ortiz also addressed the group to reiterate the
workshop objective.
The group was then sub-divided into Group A and Group B. Both groupsbrainstormed a number of ideas with the following results:
Group A generated 46 ideasGroup B generated 33 ideas
Please see Appendix B for a complete description of all ideas generated byboth groups.
Group A and B were further subdivided into twogroups in order to analyze as many ideas aspossible that promised the most potential fordesign and construction improvement as well ascost savings.
Finally, in a general session style, the 4 VE Sub-groups presented their findings and suggesteddesign and construction practices recommendation for implementationconsideration by the NMDOT Executive Management.
VALUE ENGINEERING WORKSHOP IDEAS DISPOSITION
Out of the 79 ideas generated by Group A and B, 19 were considered NMDOTpolicy improvement related, 63 were considered very good ideas for furtherdiscussion and 13 were actually analyzed in some detail and recommended forimplementation. We do not recommend discarding any of the ideas proposed.We do recommend as general guidance a project-by-project VE consideration ofall the ideas presented at the workshop that do not require Policy change.
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Ideas Disposition Table
Group No. For Further NMDOT Policy Evaluated
Ideas Investigation Improvements
A 46 39 3 4
B 33 24 16 9
TOTALS 79 63 19 13
BREAKDOWN OF IDEAS PER CATEGORY AND PER GROUP
Groups A and B categorized in similar but not identical fashion their ideas. Thefollowing tables reflect the how ideas were grouped.
GROUP AShoulders Traffic Control Drainage Design Std's Recycled Alternatives
"MOT" Flexibility Materials Barriers
15, 27, 25, 28, 22 17, 14, 20, 24, 12, 13 1, 35, 7, 43, 10 2, 19, 37 4, 32 6, 23, 26
5, 29, 39
Pavement Materials Policy Major
Design & Source Ideas Stand Alone
Management
6, 11, 27, 41 3, 53, 42 21, 2-37 34, 38, 44, 45, 30
GROUP BDesign Policy Structures Roadway Contracting Materials
1, 4, 5, 11, 17, 18, 19 2, 10, 14 6, 7, 13, 16, 28, 29 8, 15, 21 9, 12, 30, 33
20, 23, 24, 26, 22
27, 25, 32, 31
To identify the idea and description with a respective number in the above tables,please refer to Appendix B of this report.
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VALUE ENGINEERING WORKSHOP RECOMMENDATIONS
The sub-groups took these selected ideas and developed them. They alsocalculated the potential cost savings for each alternative recommended for
implementation. The cost savings for the analyzed ideas were based onassumptions for the Global VE Session. It should be noted that theseassumptions will vary on a project-by-project basis and the associated costsavings will vary on a project-by-project basis. The following table summarizesthe VE Workshop Recommendations. For more specific details, considerations,
justifications and sketches, please refer to Appendix C of this report.
Joe Sanchez, Eric Worrell, AlbertThomas & Keun-Wook Yi
Dennis Peralta during the presentation ofideas session.
Andres Aragon Viamonte, NMDOT DeputySecretary, participating in discussion of ideasduring the Value Engineering Workshop.
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The recommendations in the previous table are to be considered on a project-by-project basis bythe respective Project Development Engineer (PDE) and or as recommended in a ValueEngineering Study.
When a particular PDE considers the implementation of any of the recommendations mentioned
before, the recommendation should be fully documented in the form attached as an AppendixD.
In addition, the following comments made by Eric Worrell of the New Mexico Division of theFederal Highway Administration (FHWA) should be taken into consideration when selecting anddocumenting the following recommendations:
19-A - The standard "metric" lane width is 11.81' not 11'-8". 11.81' equalsapproximately 11'-9 3/4". So the savings from using metric lane equivalentswould be a little less than what the team calculated. However, to bring thesavings back to about what was calculated, FHWA suggests that this metric
suggestion be applied to the entire cross-section. So 12.0' lanes would become11.8' and a 8.0' shoulders would become 7.9'. 4.0' shoulders would be reduced to3.9'. The resistance might be from those who think that these are oddballnumbers to work with, but in this age of computer aided design, surveying andconstruction - the odd numbers should not be a problem.
26-B - FHWA suggests that the metric equivalents above be used on theinterstate system. 11.5' lanes would be acceptable off the interstate on high-speed rural or urban highways and 11' on low speed rural or urban highways.
5-B - A thorough safety analysis will be required prior to adopting a 5' shoulder asa standard for federally funded rural roads. It is probably acceptable for lowvolume designs. Methods in the report FHWA-RD-99-207, "Prediction of theExpected Safety Performance of Rural Two-Lane Highways" may be used for thisanalysis.
SUGGESTED POLICY REVISIONS
The following NMDOT policy revisions were suggested by the participants during the workshopand are provided in the following table for your information.
Idea No. Suggested Policy Revision
2-A Design Guide for Low Speed Rural Highways21-A Policy on Reimbursment for Utility Relocation24-A Striping Policy
37-A & Geometric Design Criteria (Group A & B combined)4-B This suggested policy revision includes also idea, 5-B, 17-B, 18-B, 19-B, 20-B, 26-B1-B Drainage Criteria32-B Improve Interagency Coordination
These suggested policy revisions may require Executive Action to generate the neededanalysis from various technical groups within the agency to support a Policy Revision. In
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order to avoid excessive policy change, identify how many of these suggested policychanges could be addressed in practice by using the inherent flexibility in the AASHTOPolicy on Geometric Design of Highways and Streets and engineering judgment on a project-by-project basis.
OTHER PROPOSED RECOMMENDATIONS FOR CONSIDERATION
The following table reflects other recommendations made during the Value EngineeringWorkshop but that they were not computable, other than by virtue of implementing one in theprevious table the recommendation becomes mutually exclusive, or that they need furtherinvestigation by the respective NMDOT design section for recommendation in the followingrouts:
Interstate National Highway System State Oversight Roads Low Volume State Roads
These recommendations, as any contained in this report, should be considered on a project-by-project basis.
Current Proposed Comments
Practice Practice
DVMT Management System DVMT Application in a Potential savings were not calculated
scientific basis
Traffic Control Plan Do not include TCP in construction Potential saving were calculated to be about.
plans, rather explore the option of $40,000. However, this recommendation requires
Lump Sum TCP's. further analysis by the Traffic Technical Support
Section
Bridge design allows for Change design criteria to allow the 100 Limited feature for use in drainage channels should2 Ft. below girder for a year storm return to top bridge be less ta 2% and recommended by the Drainage
50 year storm return and superstructure providing air passages and Bridge Design Sections
100 year storm to be touch in decks and girders. Possibly design
bottom of girder. unit slab bridges to act as culverts by
structurally attaching slab to
abutments/peers.
Drainage Structure carries 50 Change back drainage design criteria Potential savings were not calculated.
years storm return and 100 year to allow for 50 year storm return to not Further investigation is required.
storm return should not top road top road.
Build tapers out of PMBP Eliminate PMBP tapers. Substitute This recommedation is mutually exclusive with
tapers with Base Course recommendation 22B. However, if this recommendation
is implemented, the potential saving were calculated
to be at $10,000 per 2-lane mile.
R Value sometimes very Perhaps by testing more extensively This recommendation potential savings were not
conservative. within the particular road ROW the R but it is believed that the savings in the pavement
Value can be more realistic and higher. structure can be substatial. This recommendation
needs to be further invesitigated.
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APPENDIX A
List of Participants
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List of Participants
Name Representing Phone
Steve Harris NMDOT 827-5484Robert Ortiz NMDOT 827-0658
Darrell Wade NSC 373-2100
Kevin-Wook Y NMDOT 827-3266
Paul A. Fagone D-2 637-7256
Dennis Peralta NMDOT 827-9853
Lee Onstott NMDOT 827-5631
Bob Meyers NMDOT 827-5466
Eric Worrell FHWA 820-2039
George Herress Gannett Fleming West 820-7020
Ricardo Roybal NMDOT 827-9852
Andy Nowak NMDOT(drainage) 827-5696Carl L FHWA 820-2036
Sherman Peterson NMDOT 827-3293
Jeff M. Lowry Drainage 827-5408
Miguel Gabaldon NMDOT (D-5) 827-9527
Joe Garcia NMDOT (N.Reg. Design) 827-5409
Robert Thomas NMDOT(D-2,Construction) 626-9872
Michael Vigil NMDOT (Lab) 827-3245
Mike Beck San Bar Const. Corp. 452-8000
David Krueger A.S. Horner, Inc. 873-1577
Jim Camp NMDOT (Bridge) 827-5532
Steve Rodriguez NMDOT (Traffic) 827-5529
Charles E. Hamilton James Hamilton Const. Co. 388-1546
John Tenison NMDOT (Lab) 827-9811
Paul Little NMDOT (D-1) 544-6575
Mike Falin Wilson & Co. 719-520-5200
Robert J. Garcia NMDOT 827-5217
Albert M. Thomas Bohannan-Huston Inc. 823-1000
Wayne Dreske NMDOT 523-1302
Joe J. Sanchez NMDOT 827-5249
Andres Aragon Viamonte NMDOT 827-5258/490-3417
Roy Maestas NMDOT 827-6876Max Valerio NMDOT 827-5270
Carlos Ruiz NMDOT 827-5475
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APPENDIX B
Description of ideas generated by Group A & B
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GROUP A
1. Consider Bridges-VS-Box-VS-Culvert
2. Design Guide for low speed rural highways
3. Materials investigation sources in advances
4. Salvage existing pavement from lanes/shlds
5. Guardrail overlow low box culverts
6. Wire-Rope- VS- CW-Barrier
7. Culverts-VS-Grade Xings T.O.
8. Balance PMBP/BC- Source of Matl for haul same as BLM method
9. Median Widths
10. Widening road from 2 to 4 lanes Drainage Design Policy
11. Recon/US/RehabLow R-valve
Borrow job-increase R
Not borrow-stabilizeLime/Cement/FA
12. Construction Phasing
13. Constructability of the Project PhasingCauses design changes
14. Work Zones
15. Thick overlaysTreatment of SHLR
16. Integrate Planning, PE, DSN, Construction, Maintenance
17. Bridge DetoursL-High Cost- How do we reduce cost?
18. Alt DSN/for bidding19. Lane Width
20. Detailed TCPsUS Lump Sum TCPs
21. Policy on Reimbursement for Utility Relocations
22. Edge of Lane to Edge of ShoulderTaper- RatioDepth of Pavement- in Shoulder
23. Guardrail over Box- CulvertsDo we need?
24. Phasing for Construction Associated Placement of Temp CWB-During
construction or use a different method of protection?25. Usable Shoulder
26. Departure for length of need on guardrail
27. 3R (Shoulders)- Shoulderpavement-thicker than main line
28. Limited R/W- Use a header curb- US- Taper low-Volume Roads
29. Increase Maintenance on Drainage Structures Preventive
30. Mech. Stabilized Slopes VS RW/Retaining Walls
31. Use of existing L Re-Use of CWB
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32. Use of salvageable existing Roadway Resources
33. Stockpile SurplusBorrow/Waste/MillingsProjects for adjacent projects
34. $15 million dollars Project size to get economy to scale
Techniques:a. Bid Altb. Sequencingc. Timing of Bids
35. Culvert DimensionsBOX
36. Use of Urban Design Tech. into rural townsMainstreets
37. Revisit design criterias
38. Access manual may not recognize differences in road use
39. Mechanical gauging of historic culvert flows
40. Local Market-cost estimating41. Pavement Management System
42. Use of excess RWFor Borrow-Ditch for Matl-then drainage path
43. Variable bridgeSection-(-1 bridge)
44. VE Proposals by contractorsEncourage during construction
45. Landscape/Roadway CommissionBeautification (2.5%_
46. Round abouts
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GROUP B
1. Drainage Criteriaa. Design to Facilityb. Minimize Structure
2. Replacement (in-kind Ext.)a. More thorough Evaluationb. Design corridor to plan
3. ?/manage earthwork
4. Review Policy on typicals(All Elements)
5. Reduced Section Shoulders
6. Higher R-Value(Locating more geo-tech work)
7. Base Course/BorrowRDW trade off (weighted average analysis)
8. Contracting Methodsa. In-state/sizingb. Economic value remains in-state
9. Evaluate & Provide ForAlternative Material Types (i.e. Bridges, RCPs, etc.)
10. Poxy Crack Sealant VS Overlays (Bridges)
11. Evaluate Traffic Controla. Lump Sum Spec: only reserve for simple rural project develop detailed plans
for urban complex projectsb. Sequencing & Phasing good for new
12. Guide: Result in SavingsRequires Research, Money, & Time
13. R-Values by facility (Importance)
14. Addressing Bridge Needs @ INTCA, but not necessityFull INTCH, Upgrade
15. Contract Packagesa. Different Types: (ie. Grading, paving, structure)b. Add/Deduct Alternates
16. Onsite Borrow/ Prism(Ditches VS Off-site Sources)
17. Shoulder Design Policy
18. Super Elevation19. Pavement Tapers
20. Drop Off Policy
21. Utility CoordinationConsider paving for reimbursement VS Waiting on Utils.
22. Review Design Review Processa. Scope-Establish Budgetb. Documentation-thoroughc. Decision Authority/Data Support
23. Detour Policy-Review (Excessive CWB)
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24. Striping PolicyPay for ?
25. AestheticsEnhance by Location/Review
26. Reducing Lane Widths
By FCIN Class27. More Analysis on Walls VS RON (Cost/Time)
28. PCCP Variable ShouldersPartial PCCP/ PMBP (Tapers)
29. Build Less Paved Turnoutsa. Gatesb. Cattleguards
30. Silt Fencesa. Seek Alternativesb. Design Locations
31. Specifications
Measure of Payment32. Improved Inter??
Coordinate/Regulatory ??
33. Asphalt Technologies
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APPENDIX C
Detail information for ideas proposed for implementation
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APPENDIX D
Value Engineering Proposed Idea Worksheets
Implementation Documentation Sheet
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Description
es
n
Exception/Variance
Mit
Termini&Lengthof
Project
ADT
Hea
vy
Comm
erci
al
Crash
History
Functional
Class
Roadway
Use
Design
Speed
Lane
Width
LWCost
Shoulder
Width
SHLDR-
WCost
Side
S
lope
Side
Slope
Cost
Pavement
Depth
Pavement
Depth
Cost
CSS
Treatme
nt
s
Constructio
nEffect
Longterm
Maintenan
ce
53
1311
25FR:6.04-
CR0.347
M-
Collector
High
Mobility,
Uncontroll
edAcces,
Oilfield
Traffic
notto
exceed
65mph
AASHTO
mim11'-
recomme
nd12'
AASHTO
5'dueto
volumes-
canadjust
to4'
can
use
4:1
consider
senseof
place
entryways
,consider
visual
quality
enhance
ments
dueto4ft.
shlder-not
recommede
dtoreduce
pavement
depth-
influence
from
industrial
vehicles
could
increase
erosion
RoadwayFeatures
FlexibleDesignTreatments
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AMENDMENT # 1
Comments from Eric Worrell, FHWA, New Mexico Division
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VALUE ENGINEERING WORKSHOP FOROPTIMIZING RESOURCES FOR DSIGN &
COANSTRUCTION PRACTICES
AMENDMENT # 1(4/19/05)
The following comments from Eric Worrell, FHWA, New Mexico Division, are underconsideration by the NMDOT for implementation to the above-mentioned report.
My understanding at our last meeting was that the discussion on "optimization" referred tooptimizing the Design, not just resources. Although the difference could be interpreted asinsignificant by some, some also may interpret "optimizing resources" as a first cost
optimization which wouldn't necessarily include user costs and maintenance costs. To me"optimizing the design" would, in addition to first costs, include consideration ofsafety, maintainability, and traffic operations. In addition to possibly tweaking the title of thereport, we suggest discussion of these additional costs in the text of the report.Please modify the FHWA comments appearing immediately prior to the section "SuggestedPolicy Provisions".
19-A -- This comment requires corrections in the text of the document. Incidentally thiscomment only repeats arguments by FHWA to NMSHTD when they were being pressured toconvert back from the metric system to foot-pound PS&E's in the late 90's. A metric project is
approximately 1.0% to 1.5% cheaper to design, construct, maintain, etc.
26-B -- I would like to revise this comment to indicate that the 11.5' lanes would be acceptableon higher speed 4-lane divided highways which in NM are generally operating far belowcapacity. On high speed 2-lane highways, I would not encourage less than 11.8' (11'-10")except on low volume and/or low speed roadways as defined in the AASHTO guide for designof low-volume roadways (we support Idea No. 2-A which suggests NMDOT formally adopt thisAASHTO Guide). Except with regard to Low Volume, Low Speed roadways, the originalsuggestion for narrower lanes wasn't necessarily intended to apply in combination with othergeometric design reductions (such as steeper foreslopes).
5-B -- The FHWA Resource Center has previously conducted training in New Mexico on themethods in FHWA-RD-99-207, and reported that it didn't seem like NMDOT sent the "rightpeople" to this course. The course has now been Adopted by NHI - "Safety Considerations ofGeometric Design Decisions on Rural Two Lane Roadways". Perhaps the time is right to hostthis course again??
In the VE Meeting it was suggested that we don't prohibit Cost Reduction suggestions simplybecause of a regulation but rather only for valid engineering (safety or performance?) reasons.
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As you know our office has done some follow-up on the issue of steeper foreslopes and on thebasis of valid research, seriously questions the suggestion to steepen foreslopes . On theother hand, comments by FHWA (myself) at the VE workshop were made to the effect thatthere is a growing school of thought in the highway safety research community that suggeststhe safest lane widths may be "around" 11.5' wide. This has been widely mis-interpreted by
NMDOT personnel, including comments made by the Secretary at the TransportationEngineering Conference in Las Cruces.There is no evidence that 12' lanes are safer than 11.5' lanes, but conversely there is noevidence that 11.5' lanes are safer than 12' lanes. The problem is that there are few 11.5'lanes to study. We strongly suggest a formal research project along these lines if NMDOTadopts 11.5' lanes on significant stretches of highway. Thus in 5 or 6 years, we could eitherformally change the standard or drop the initiative if problems appear. Now would be the timeto consult the research bureau on setting up the parameters for a formal study (controlsections will be needed).
Lastly please consider the attached document a formal part of our comments, for morediscussion on 4:1 slopes. The document points out that according to the AASHTO RDG, 4:1slopes are not considered recoverable, and thus adoption of such will require careful attentionto establishing and maintaining adequate clearzones.These thoughts and others will be formalized in a letter addressing the VE initiative.
Would you like to meet again before this?
Eric Worrell, P.E.Field Operations (Design) EngineerFHWA-NM Division604 West San Mateo RoadSanta Fe, NM [email protected]