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1
Welcome to
Course #7510
Introduction to OSHA
for Small Businesses
Paige Rohrig, CSP
Paul Schlumper, PE, CSP
Georgia Tech Research Institute
2
Objectives
1. Describe the tools OSHA uses to reduce
workplace injuries and illnesses
2. Identify basic employer and employee
responsibilities and rights under OSHA
3. Recognize how OSHA standards are organized
and developed
4. Select the steps of the OSHA inspection process
5. Recognize the four elements of a safety and
health management system
6. Obtain information about compliance assistance
Background of
OSHASection 1
3
2
OSHA’s Establishment
4
• – Occupational Safety and
Health Administration
• Law (OSH Act) signed on December 29,
1970
• Goal: To provide worker safety and health
protection
5
• More than 14,000 worker deaths annually
• 2.5 million workers disabled by work-related
injuries
• Estimated 300,000 cases of work-related
illness
Why OSHA is Needed?
Prior to 1970
6
• Work-related fatalities cut by 62%
• Overall injury and illness rate reduced 42%
• Brown lung disease eliminated
• Trenching fatalities reduced 35%
OSHA’s Impact
Since 1970
3
General Duty Clause
7
Focus on Small Businesses
8
Small Businesses• Represent more than 99.7% of employers
• Employ more than half of all private sector
employees
• Pay 44.5% of total U.S. private payroll
• Generate 60 – 80% of new jobs annually
9
• Strong, fair and effective enforcement
• Outreach, education and compliance assistance
• Partnerships and other cooperative programs
OSHA’s Tools
4
10
• When was the Occupational Safety and Health Act signed?
• Why was OSHA necessary?
• What are the 3 tools OSHA uses to fulfill its mission?
Summary of Section 1 -Background of OSHA
Coverage,
responsibilities and
rights under OSHASection 2
11
12
• All private sector employers and their
employees in the U.S. and its territories
and jurisdictions
• Does not cover:• The self-employed
• Immediate members of farming families with
no outside workers
• Mine workers, certain truckers and
transportation workers, atomic energy workers
• Public employees
OSHA Coverage
5
OSHA Coverage
Group Exercise
1. Dana Wilson, a public school teacher
at Apple Valley Elementary.
2. Harry Adams, a miner at Below
Ground Inc.
3. Adrian Smith, one of 3 employees of
ABC landscaping.
4. Taylor Dell, an accountant in
business for herself.13
14
• Provide a workplace free from
recognized hazards
• Comply with OSHA standards and
regulations
• Be familiar with standards
applicable to your workplace and
make copies available
Major EmployerResponsibilities
15
• Obtain free advice and on-site
consultation
• Accompany compliance officer on
inspection
• Request an informal conference
• Contest citations and penalties
Major Employer Rights
6
16
Responsibilities include:• Complying with OSHA standards
• Wearing required PPE
• Reporting hazards to supervisor
Rights include:• Reviewing standards
• Receiving training
• Requesting an OSHA investigation
• Reviewing the OSHA 300 Log
Employee Responsibilitiesand Rights
Whistleblower Act
• Protects employees from retaliation for
reporting violations related to 22 federal
acts
• Not limited to just the OSH Act
• Employees can report retaliation to OSHA
17
– Firing or laying off
– Blacklisting
– Demoting
– Denying overtime or
promotion
– Disciplining
18
– Denial of benefits
– Failure to hire or rehire
– Intimidation
– Reassignment
affecting future
promotions
– Reducing pay or hours
Section 11(c)
Discrimination can include:
7
Protected Activities
• Workplace safety or health
• Asbestos in schools
• Cargo containers
• Airline
• Commercial
• Motor carrier
• Consumer product
• Environmental
• Financial reform
• Food safety
• Health insurance reform
• Motor vehicle safety
• Nuclear
• Pipeline
• Public transportation
agency
• Railroad
• Maritime
• Motor vehicle safety
• Securities laws
19
Covered Acts
• Asbestos Hazard Emergency Response Act
• (90 days)
• Clean Air Act (30 days)
• Comprehensive Environmental Response,
• Compensation and Liability Act (30 days)
• Consumer Financial Protection Act of 2010
• (180 days)
• Consumer Product Safety Improvement Act
• (180 days)
• Energy Reorganization Act (180 days)
• Federal Railroad Safety Act (180 days)
• Federal Water Pollution Control Act (30 days)
• International Safe Container Act (60 days)
• Moving Ahead for Progress in the 21st Century
• Act (motor vehicle safety) (180 days)
• National Transit Systems Security Act
• (180 days)
• Occupational Safety and Health Act (30 days)
• Pipeline Safety Improvement Act (180 days)
• Safe Drinking Water Act (30 days)
• Sarbanes-Oxley Act (180 days)
• Seaman’s Protection Act (180 days)
• Section 402 of the FDA Food Safety
• Modernization Act (180 days)
• Section 1558 of the Affordable Care Act
• (180 days)
• Solid Waste Disposal Act (30 days)
• Surface Transportation Assistance Act
• (180 days)
• Toxic Substances Control Act (30 days)
• Wendell H. Ford Aviation Investment and
• Reform Act for the 21st Century (90 days)
20
Whistleblower Headlines
• “A dentist in Maine is facing $72,000 to two employees
who raised concerns about the safety of the office.”
• “[A company] has been ordered to pay $1.07 million …
for allegedly firing four truck drivers who provided
information to the Federal Motor Carrier Safety
Administration during a safety audit”
• “[A company] violated the whistleblower protection
provisions of the Federal Railroad Safety Act and
consequently has ordered the company to pay two
whistleblowers $932,070.46 in damages”
• “Paving Co. Fined Nearly $1M Over Whistleblower
Firings”21
8
Safety Incentive Programs
• Certain types of incentive programs
may be violations of 11(c)
• Tying workplace incentive programs
to injury and illness metrics is
prohibited
• OSHA 2012 memo:
https://www.osha.gov/as/opa/whistlebl
owermemo.html22
23
• True or False? The OSH Act covers
the self-employed.
• Name one of an employer’s three
major responsibilities under OSHA.
• What is Section 11(c)?
Summary of Section 2 -Coverage, Responsibilitiesand Rights
StandardsSection 3
24
9
• Many OSHA standards were
originally developed from
three sources:
– Consensus standards
– Proprietary standards
– Federal laws already in effect
Origin of OSHA Standards
26
How OSHA DevelopsStandards
• OSHA initiates or in response to petitions from
other parties
• Intention to propose, amend, or revoke a standard
published in the Federal Register
• Interested parties may submit written information;
OSHA may schedule a public hearing
• Final outcome is a standard or amendment, or a
determination that none is necessary
Some examples of the different titles and what they cover:
• Title 3 The President
• Title 10 Energy
• Title 21 Food and Drugs
• Title 23 Highways
• Title 26 Internal Revenue
• Title 29 Labor *
• Title 34 Education
• Title 39 Postal Service Department
• Title 40 Protection of Environment
• Title 49 Transportation
Code of Federal Regulations (CFR)
10
28
OSHA Standards Overview
29 CFR (Code of Federal
Regulations)
• 1910 – General Industry
• 1926 – Construction
• 1915, 1917 & 1918 –
Maritime
• 1928 – Ag Standard
• 1904 - Recordkeeping
Reading Standards
• 29 CFR 1910.110(b)(13)(ii)(b)(7)(iii)
• 29 United States Code Title
• CFR Code of Federal Regulations
• 1910 Part - Part 1910 covers General Industry
• 110 Section Number {Section 110 falls under
Subpart H; Hazardous Materials}
Reading Standards
• 29 CFR 1910.110(b)(13)(ii)(b)(7)(iii)
• Following the Section number are Major Topic
Paragraphs, they are denoted with parentheses
and a lower case alphabetical
• (b) Major Topic Paragraph; “Basic Rules”
• (13) Paragraph Subsection; “LP-Gas in
buildings”.
Lower Case Alphabetical
Arabic Number
11
Reading Standards
• 29 CFR 1910.110(b)(13)(ii) (b)(7)(iii)
• The next subdivision uses lower case roman
numeral
• After this the paragraph number sequence
begins again as before only this time using
italics
• (After 1979 the fourth set of parentheses uses a
capital letter instead of a small case italicized)
Lower Case Roman
Finding Standards on OSHA’s Website
32
Finding Standards on OSHA’s Website
33
12
Proprietary and Consensus Standards
34
35
General Duty Clause
• Section 5(a)(1) of the Act
• Employers must furnish a
place of employment free
from recognized hazards
• Applies when there is no
specific standard
Reporting and Recordkeeping
• Employers must maintain records of workplace
injuries and illnesses
• Records must be available for the previous five
years
• Partial exemption for:
– Businesses with 10 or fewer employees (company
wide)
– Low hazard business (determined by NAICS code) https://www.osha.gov/pls/oshaweb/owadisp.show_document?p_t
able=STANDARDS&p_id=12791
– NAICS Lookup - http://www.naics.com/search/36
13
Reporting and Recordkeeping
37
Reporting and Recordkeeping
OSHA Form 300
38
Reporting and Recordkeeping
OSHA Form 301
39
14
Reporting and Recordkeeping
OSHA Form 300a
40
Reporting and Recordkeeping
41
Report directly to OSHA:
• Within 8 hours
• Fatality
• Within 24 hours (NEW in 2015)
• Inpatient hospitalizations
• Amputations
• Loss of eye
• Within 30 days
• Mechanical power press point of operation injuries
• 1-800-321-OSHA (6742)
42
• OSHA standards are broken into parts.
Which part contains standards for General
Industry?
• What must employers report to OSHA
within eight hours?
Summary of Section 3 -Standards
15
OSHA Inspection
ProcessSection 4
43
44
Inspection Priorities
• Imminent danger
• Catastrophes and fatal accidents
• Employee complaints
• Formal vs informal
• Referrals
• Planned or Targeted inspections
• Follow-up inspections
Inspection Priorities
• New in 2015
• Focus on complexity of inspections vs.
number of inspections– Significant Cases - 8 EUs
– Process Safety Management Inspections - 7 EUs
– Ergonomic Hazard Inspections - 5 EUs
– Heat Hazard Inspections - 4 EUs
– Non-PEL Exposure Hazard Inspections - 3 EUs
– Workplace Violence Hazard Inspections - 3 EUs
– Fatality / Catastrophe Inspections - 3 EUs
– Federal Agency Inspections - 2 EUs
– Combustible Dust Inspections - 2 EUs
– Personal Sampling Inspections - 2 EUs
– Non-formal Complaint Investigations - 1/9 EU
– Rapid Response Investigations - 1/9EU
45
16
46
Inspection Process
• Opening conference
• Walkaround
• Closing conference
47
OSHA Citations
Inform employers and employees of:
• Regulations and standards the employer
allegedly violated
• Hazardous working conditions
• Proposed length of time set for abatement of
hazards
• Any proposed penalties
Citations must be posted near the location where
the violation occurred
Violations and Penalties• As of August 1, 2016
– Other-than-serious (up to $7,000) $12,675 per
violation
– Serious (up to $7,000) $12,675 per violation
– Posting Requirements (up to $7,000) $12,675 per
violation
– Willful (up to $70,000) $126,749 per violation
– Repeated (up to $70,000) $126,749 per violation
– Failure to abate (Up to $7,000 $12,675 per day
beyond the abatement date)
48
17
49
Appeals Process
• May seek an informal conference or
settlement prior to contest
• Contest must be done within 15
working days
• In writing to area office
50
• What are the stages of an OSHA
inspection?
• What are the types of OSHA violations?
Summary of Section 4 -OSHA Inspection Process
Implementing a
Safety and Health
Management
SystemSection 4
51
18
52
Safety and Health Management System
Elements:
1. Management Leadership and
Employee Involvement
2. Worksite Analysis
3. Hazard Prevention and Control
4. Safety and Health Training
5. Program Evaluation and Improvement
6. Multi-Employer Coordination
53
Element 1 - Management Leadership and Employee Involvement
Management Leadership
• Motivating force and resources
• Safety and health is a fundamental value
• Safety pays
Employee Involvement
• Workers develop and express their own
commitment to safety and health, for
themselves and fellow workers
54
Management Leadership and
Employee Involvement• Policy
• Goals and
Objectives
• Management
Leadership
• Management
Example
• Responsibilities
• Employee
Involvement
• Authority
• Resources
• Accountability
• Program
Evaluation
19
Group Exercise
• Question 1: What are some ways
Management can demonstrate
commitment to safety and health?
• Question 2: What are some ways to
involve employees in safety and health?
55
56
Element 2 – Worksite Analysis
Involves 4 major actions:
• Comprehensive survey of facility
• Change analysis
• Routine job hazard analyses (JHA)
• Periodic and daily inspections
• Small business handbook
57
Worksite Hazard Analysis
• Comprehensive
Surveys
• Safety Inspections
• Routine Hazard
Analysis (JHA)
• Change Analysis
• Accident
Investigation
• Hazard Reporting
• Trend Analysis
26
76
Element 3 – Hazard Prevention and Control
Systems used to prevent and control
hazards include:
• Engineering controls
• Safe work practices
• Administrative controls
• Personal protective equipment
77
Hazard Prevention and Control
• Timely Hazard Control
• Emergency Equipment
• Emergency Planning
• Preventive Maintenance
• Medical Program (Emergency)
• Medical Program (Health Care Providers)
78
Element 3 – Hazard Prevention and Control
27
79
Element 4 – Safety and HealthTraining
Types of training include:
• Orientation training
• Facility safety rules
• Hazard recognition training
• Training required by OSHA standards
• Lockout tagout
• Forklifts
• Emergency action plan
• Hazard communication
80
Safety Culture
• Culture is a combination of an
organization’s:
– Attitudes
– Behaviors
– Values
– Ways of doing things
– Other shared characteristics of a particular
group
81
Safety Culture
• An organization’s culture can:
– Socialize newcomers
– Determine influence
– Define influence
28
82
Safety Culture
• A strong safety culture is the result of:
– Positive attitudes
– Involvement
– Policies and procedures that serve as reference tools, rather than obscure rules
– Mutual goals that
are measurable
– Training on all
levels
– Responsibility and
Accountability
83
• What are the four elements of a safety
and health management system?
• What are some important factors in
making your safety and health program
successful?
Summary of Section 5 -Implementing a Safety& Health Management System
Assistance to Small
BusinessesSection 6
84
29
Office of Small Business
Assistance• Serves as liaison
within OSHA for small
businesses
• Provides outreach
and compliance
assistance to small
businesses
https://www.osha.gov/
dcsp/smallbusiness/
• Administers On-Site
Consultation Program85
On-Site Consultation Program
• Free, confidential advice to small
and medium-sized businesses
• Priority to high-hazard worksites
• Separate from enforcement
• No penalties or citations
• Georgia Tech Consultation
program website –
http://www.oshainfo.gatech.edu
86
SHARP
• Exceptional achievement for small
businesses
• Recognition of safety and health
achievements
• Exemption from programmed OSHA
inspections (up to 2 years initial, and 3
years upon renewal)
87
30
SHARP
Requirements:• Request a comprehensive consultation visit from your On-site Consultation
office that involves a complete hazard identification survey
• Involve employees in the consultation process
• Correct all hazards identified by the consultant
• Implement and maintain a best practice injury and illness prevention
program
• Maintain your company's Days Away, Restricted, or Transferred (DART) rate
and Total Recordable Case (TRC) rate below the national average for your
industry
• Agree to notify your state's On-site Consultation office prior to making any
changes in the working conditions or introducing new hazards into the
workplace.
88
Compliance Assistance
• NIOSH
• Compliance assistance
resources (Publications)
• Compliance Assistance
Specialists (CASs)
• Recordkeeping
Coordinators
• OSHA website
89
Other Cooperative Programs
90
31
OSHA Website
• Compliance Assistance Quickstart
91
OSHA Website
• E-tools
92
Training
• OSHA Office of
Training and Education
• OSHA Training Institute
Education Centers
• www.oshainfo.gatech.edu
93
32
OSHA Temp Worker Initiative
• https://www.osha.gov/temp_workers/
Temporary Worker Hazards
• Free training under OSHA Susan Harwood
Grant
• Covers:
– Temporary worker hazard recognition
– Recordkeeping criteria
– Host employer responsibilities
– Staffing agency responsibilities
• Register at:
– http://www.eventbrite.com/o/georgia-techs-
temp-worker-hazards-training-764040203795
96
• What are some benefits of working with
the On-Site Consultation program?
• How would you obtain information on
resources available to small businesses?
Summary of Section 6 -Assistance toSmall Businesses
33
Review of Objectives
• Describe the tools OSHA uses to reduce workplace injuries and illnesses
• Identify basic employer and employee responsibilities and rights under OSHA
• Recognize how OSHA standards are organized and developed
• Select the steps of the OSHA inspection process
• Recognize the four elements of a safety and health management system
• Obtain information about compliance assistance
97
Closing
• Any questions?
• Remember to turn in evaluation forms
• Student data sheets
98