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What is sustainable innovation? The CASI experience
– public engagement for sustainable innovation
Dr. Rafael Popper and Dr. Guillermo Velasco
Draft definition of Sustainable InnovationShaped by Sustainable Innovation Assessment
Framing sustainable innovationsTriple bottom line, SC5 and innovation types
Sustainable
Environmental dimension
Economic dimension
Social dimension
Innovation
Product
Service
Social
GovernanceOrganisational
System
Marketing
EnvironmentResource efficiency
Raw materials
Climate action
CASI Foci
Addressing H2020 Societal Challenge 522 priorities areas
Climate Action Environment Resource Efficiency Raw Materials
1. Climate change
projections
and scenarios
2. Climate change
adaptation solutions
3. Climate change
mitigation solutions
4. ICT systems to assess
and predict climate
actions
5. Climate action by
sustainable lifestyle
6. Effective climate action
eco-innovation policies
1. Biodiversity examination
and understanding
2. ICT systems mapping
natural resources and
trends
3. Solutions for cultural
heritage assets
4. Strategic intelligence
and citizens’
participation
1. Solutions for water
imbalances
2. ICT systems improving
resource efficiency
3. Resource efficient
sustainable lifestyles
4. Eco-innovation and
green economy
transition
1. Long-term raw materials
availability
2. Solutions to explore,
extract, process &
recycle
3. Alternative raw materials
4. Awareness on raw
materials shortage
5. ICT systems to map raw
materials trends
6. Eco-solutions to reduce
raw materials use
7. Raw materials
conscious sustainable
lifestyle
8. Effective raw materials
policies
5
16
25
22
48
48
38
0 10 20 30 40 50 60
Marketing
System
Governance
Organisational
Social
Service
Product
19
31
46
62
75
121
194
0 50 100 150 200 250
Marketing
System
Governance
Organisational
Social
Service
Product
Addressing sustainable innovationsRelevant to 22 priorities areas of SC5
Lessons from assessing sustainable innovations
(1/3)
Assessing SI Practices1. SI Name
2. SI Description
3. SI URL
4. Lead organisation
5. Lead organisation URL
6. SI Scope
7. SI Date range
8. Link to H2020 priorities
9. SI Type
10. SI Objectives
11. SI Origins
12. SI Factors of success
13. SI Barriers
14. SI Drivers
15. SI Tensions
16. Funding/market potential
17. Mobilisation degree
18. Mutual learning processes
19. SI transferability
20. Similar SI elsewhere
21. SI assessment methods
Assessing SI Players
1. Innovators
2. Funders/Sponsors
3. Supporters/Brokers
4. Beneficiaries/Users
Assessing SI Outcomes
1. SWOT
2. Policies
3. Spin-offs
4. Publications
5. Skills and competences
6. Transformations
– Economic Systems
– Infrastructure Systems
– Government Systems
– Social Systems
– Individual Dev. Systems
– Environ. & Resource
Systems
548 cases basic assessment
202 cases deep dive
assessment
(37%)
Lessons from assessing sustainable innovations
(2/3)
194Product innovation
121Service innovation
75Social innovation
62Organisational innovation
46Governance innovation
31System innovation
19Marketing innovation
548 innovations
$
1852 objectives
$
1585 critical issues
Lessons from assessing sustainable innovations
(3/3)
0,2
0,3
0,6
1,0
1,0
1,5
1,8
2,0
2,2
International assistance and aid…
Population and immigration policy
Conflict control and resolution
New Governance institutions
Government intelligence
Public finances and taxes
Industry and Technology policy
Government administration
Political participation & democracy
Government system
1,2
1,9
2,2
2,9
3,0
3,2
Protection of culturalheritage
Resource extraction policyand practice
Protection of species andecological heritage
Environmental protectionlaws and policies
Rights of future generations
Protection of renewableresources
Environment system
0,4
0,5
0,6
1,9
2,4
Social security and ageingprovisions
Income distribution andclass structure
Population developmentand composition
Social interacion andcommunication
Social behaviour
Social system
0,6
1,0
1,2
1,3
1,7
2,6
Civil liberties and human…
Gender and social class/…
Human health
Individual autonomy and…
Education and qualification
Individual behaviour
Individual development
0,5
0,6
0,7
0,7
1,0
1,2
1,6
1,7
2,0
2,2
2,5
Health services
RTDI institutions/ organizations…
Other goods supply system
RTDI wiring up and collaborative…
Communication and media
Services supply system
Knowledge transfer channels
Transportation and distribution
Settlements and cities
Waste management
Energy, water & food supply…
Infrastructure system
0,2
0,6
0,7
1,4
1,4
1,8
2,2
Other economic impacts
International trade
Financial system
Labour and employment
Local trade
Production
Consumption
Economic system
• Sustainable innovation is…
… ‘any incremental or radical change in the
social, service, product, governance,
organisational, system or marketing landscape
that leads to positive environmental, economic
and social transformation without compromising
the needs, welfare and wellbeing of current and
future generations’.
In ‘Sustainable Innovation Conceptual Framework’
Popper et al, 2016
A preliminary working definition
Final definition of Sustainable InnovationShaped by Sustainable Innovation Management
Lessons from managing sustainable innovations
(1/3)
Lessons from managing sustainable innovations
(2/3)
Top-level Management actions: Strategic level
Involves the definition of strategic objectives and the ways in which the strategies will work towards the achievement of such objectives.
Mid-level Management: Programming level (Tactical)
Involves the translation of the objectives stated by the strategic level into tactical interventions or programmes implementing specific thematic SI priorities.
Front-line Management actions: Operational level
Responsibility of SI front-line managers (government, firms, civil society, researcher and education actors): knowledge production, SI operations and management, network coordination.
Lessons from managing sustainable innovations
(3/3)
76
79
75
57
73
65
66
61
66
63
67
73
Government (215)
Business (207)
Civil society (208)
Research & Edu. (191)
(287) L1 - Strategic
(265) L2 - Programming
(269) L3 - Operational
• Sustainable innovation is…
… any incremental or radical change in a
socio-technical system leading to positive
environmental, economic and social
transformation without compromising the
needs, welfare and wellbeing of current
and future generations’.
In ‘CASI Framework for Sustainable Innovation Assessment and Management: CASI-F ’
Popper et al, 2016
Towards a final definition
The CASI ExperiencePublic engagement for sustainable innovation
CASI-F is a tool to assess and manage
socio-technical system changes
Track 3 AspirationsLandscape level
Track 1InnovationsNiche level
Track 2PoliciesRegime level
1500+ critical issues
548
10 research priorities
800+ actions
202
46 roadmaps
43
300+ policies
102
22 SC5 priorities
96 policies
23
roadmaps
n/a
Citizen visions
50
27 research priorities
27
roadmaps
n/a
- Climate action
- Environment
- Resource efficiency
- Raw materials
- Visions
- Hopes
- Fears
- Products
- Services
- Social
- Governance
- Organisational
- System
- Marketing
600+ GOVERNMENT BUSINESSCIVIL
SOCIETYRESEARCH
& EDU
STRATEGICACTIONS 64 70 50 47
PROGRAMMINGACTIONS 60 56 53 43
OPERATIONAL ACTIONS 49 47 54 50
GOVERNMENT BUSINESSCIVIL
SOCIETYRESEARCH
& EDU
STRATEGICACTIONS
SC5 POLICY ADVICE
PROGRAMMINGACTIONS
OPERATIONAL ACTIONS
GOVERNMENT BUSINESSCIVIL
SOCIETYRESEARCH
& EDU
STRATEGICACTIONS
SC5 FORESIGHT
PROGRAMMINGACTIONS
OPERATIONAL ACTIONS
MOBILISATION PUBLIC ENGAGEMENT MUTUAL LEARNINGCASI-F
Dr. Rafael PopperManchester Institute of Innovation Research - The University of Manchester, UK
VTT Technical Research Centre of Finland
[email protected] and [email protected]
&
Dr. Guillermo VelascoManchester Institute of Innovation Research - The University of Manchester, UK
This project has received funding from the European Union’s Seventh Framework
Programme for research, technological development and demonstration under
grant agreement number 612113.
