Whistleblowing in Organization

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    Whistleblowing in Organizations: An Examination of Correlates of Whistleblowing Intentions,Actions, and RetaliationAuthor(s): Jessica R. Mesmer-Magnus and Chockalingam ViswesvaranSource: Journal of Business Ethics, Vol. 62, No. 3 (Dec., 2005), pp. 277-297Published by: SpringerStable URL: http://www.jstor.org/stable/25123666.

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    Journal

    of

    Business

    Ethics

    (2005)

    62: 277-297

    ?

    Springer

    2005

    DOI 10.1007/sl0551-005-0849-l

    Whistleblowing

    in

    Organizations:

    An

    Examination

    of

    Correlates

    of

    Whistleblowing

    Intentions,

    Actions,

    and Retaliation

    Jessica

    R.

    Mesmer-Magnus

    Chockalingam

    Viswesvaran

    ABSTPJVCT.

    Whistleblowing

    on

    organizational

    wrongdoing

    is

    becoming

    increasingly

    prevalent.

    What

    aspects

    of

    the

    person,

    the

    context,

    and the

    transgression

    relate

    to

    whistleblowing

    intentions

    and

    to

    actual

    whis

    tleblowing

    on

    corporate

    wrongdoing?

    Which

    aspects

    relate

    to

    retaliation

    against

    whistleblowers?

    Can

    we

    draw

    conclusions

    about the

    whistleblowing

    process

    by

    assess

    ing whistleblowing

    intentions?

    Meta-analytic

    examina

    tion

    of 193 correlations

    obtained

    from

    26

    samples

    (N

    =

    18,781)

    reveals

    differences

    in

    the

    correlates

    of

    whistleblowing

    intentions and

    actions.

    Stronger

    rela

    tionships

    were

    found between

    personal,

    contextual,

    and

    wrongdoing

    characteristics

    and

    whistleblowing

    intent

    than

    with actual

    whistleblowing.

    Retaliation

    might

    best

    be

    predicted using

    contextual variables.

    Implications

    for

    research and

    practice

    are

    discussed.

    KEY

    WORDS:

    retaliation,

    retaliatory

    acts,

    organiza

    tional

    wrongdoing,

    organizational

    justice,

    whistleblow

    ing,

    whistleblower

    characteristics,

    whistleblowing

    intentions

    Incidents

    of

    organizational

    wrongdoing

    are

    increasingly making

    headlines

    (e.g.,

    fraud,

    corrup

    tion,

    and

    other

    unethical

    acts

    in

    organizations

    like

    Enron, WorldCom, Anderson, and Tyco). While

    once

    thought

    to

    be

    rare,

    broad

    coverage

    of

    recent

    corporate

    wrongdoing

    has led

    to

    a

    widely-held

    belief

    that scandal

    may

    be

    uncovered

    in

    virtuaUy

    every

    business

    or

    organization

    (Anand

    et

    al.,

    2004).

    With

    greater

    frequency,

    reports

    of

    wrongdoing

    are

    made

    by

    members

    close

    to

    the

    inner

    workings

    of the

    organization (e.g.,

    by employees,

    board

    members

    or

    internal

    auditors),

    rather

    than

    by

    external

    auditing

    agencies.

    These

    individuals,

    often

    referred

    to as

    whistle-blowers,

    risk retaliation both

    by

    their

    orga

    nization

    (e.g.,

    via

    job loss, demotion,

    decreased

    quality

    of

    working

    conditions)

    and

    by

    the

    public

    (e.g.,

    character

    assassinations,

    accusations of

    being

    merely

    sour

    grapes ,

    spies,

    or

    squealers )

    in

    their

    efforts

    to

    expose

    perceived

    immoral

    or

    iUegal

    acts

    (Jubb,

    1999;

    Near

    and

    Miceli,

    1985).

    In

    this

    manuscript,

    we

    examine

    potential

    pre

    dictors

    and correlates

    of

    whistleblowing

    behavior

    and

    of

    retaliation

    against

    whistleblowers.

    Specifi

    caUy,

    we

    employ meta-analytic

    methodology

    to

    examine

    the

    personal

    and

    contextual correlates

    of

    Chockalingam

    Viswesvaran

    (Ph.D. University of Iowa)

    is

    a

    Professor of Psychology

    at

    Florida International

    University.

    His research

    interests include business

    ethics,

    personnel

    selec

    tion,

    and

    human

    resource

    management.

    He

    has

    published

    in

    Journal

    of

    Applied

    Psychology,

    Organizational

    Behavior and

    Human Decision

    Processes,

    and

    Psychological

    BuUetin.

    He

    has served

    on

    5

    editorial

    boards

    and

    as

    an

    Associate Editor

    of

    the International

    Journal

    of

    Selection

    and Assessment.

    He

    is

    an

    elected

    fellow

    of

    the

    Society

    or

    Industrial and

    Organizational

    Psychology

    as

    well

    as

    Divisions 5

    (Measurement)

    and

    14

    (Industrial-Organi

    zational

    Psychology) of

    the

    American

    Psychological

    Association.

    Jessica

    Mesmer-Magnus

    (Ph.D.

    2005,

    Florida

    International

    University)

    is

    an

    Assistant

    Professor

    ofManagement

    with the

    Cameron

    School

    of

    Business

    at

    the

    University

    of

    North

    Carolina

    at

    Wilmington.

    Her

    research

    interests

    include

    work/

    family

    conflict/balance, organizational

    training

    program

    de

    sign, whistleblowing/counterproductive

    behavior,

    and business

    ethics. She has

    published

    in

    the

    Journal

    of

    Vocational

    Behavior,

    Journal

    of

    Business

    Ethics and

    Journal

    of

    Labor

    Research. She

    is

    certified

    as

    a

    Senior

    Professional

    in

    Human Resources and has worked

    as a

    Human Resources

    Manager for

    a

    US-based

    national

    consulting firm.

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    278

    Jessica

    R.

    Mesmer-Magnus

    and

    Chockalingam

    Viswesvaran

    whistleblowing

    intentions and

    behaviors,

    as

    weU

    as

    the correlates

    of retaliation

    against

    whistleblowers

    in

    an

    effort

    to

    improve

    our

    understanding

    of the

    whistleblowing

    process.

    Our

    main

    purpose

    in

    conducting

    this

    study

    is

    to

    guide

    future

    research

    in

    efforts

    to

    better

    predict

    and understand

    whistle

    blowing

    and

    retaliation,

    and

    to

    inform

    practice

    as

    to

    the

    aspects

    of the work

    environment that

    may

    foster

    the

    potential

    for effective

    whistleblowing.

    In

    the

    foUowing

    review,

    we

    wiU

    (1)

    provide

    an

    overview of the

    whistleblowing

    construct,

    (2)

    re

    view

    potential

    correlates

    of

    whistleblowing

    and

    of

    retaliation

    against

    whistleblowers,

    and

    (3)

    draw

    a

    distinction

    between

    an

    employee's

    intent

    to

    blow

    the

    whistle and

    actuaUy blowing

    it.

    We

    hope

    to

    inform

    research

    as to

    the

    feasibility

    of

    drawing

    conclusions about

    whistleblowing

    from

    data

    based

    on

    intentions rather than

    actual

    behaviors.

    Whistleblowing

    defined

    Whistleblowing

    is the

    disclosure

    by

    organization

    members

    (former

    or

    current)

    of

    iUegal,

    immoral,

    or

    iUegitimate

    practices

    under

    the

    control

    of their

    employers,

    to

    persons

    or

    organizations

    that

    may

    be

    able

    to

    effect action.

    (Near

    and

    Miceli,

    1985,

    p.

    4).

    While

    whistleblowers

    typicaUy

    have

    both

    internal

    and

    external

    reporting

    channels available

    to

    report

    organizational

    transgressions,

    research

    suggests

    that

    nearly

    aU

    whistleblowers

    initiaUy

    attempt

    to

    report

    wrongdoing

    via

    internal channels

    before

    utilizing

    (or

    in

    lieu

    of)

    external

    channels

    (Miceli

    and

    Near, 1992,

    2002).

    Even

    though whistleblowing

    via

    internal

    channels

    is

    less

    threatening

    to

    an

    organization

    (as

    compared

    with external

    reporting

    which

    threatens

    public

    scrutiny

    or

    legal

    intervention;

    Miceli

    et

    al.,

    1991a),

    whistleblowing

    within

    an

    organization

    is

    not

    often

    welcomed.

    Rather,

    whistleblower

    reports

    of

    wrongdoing

    are

    frequently

    buried

    or

    ignored

    (Miceli

    et

    al.,

    1991b).

    In

    this

    scenario,

    the

    whistleblower

    is

    unsuccessful

    in

    stopping organizational

    wrongdoing,

    and

    worse,

    is

    placed

    in

    a

    position

    to

    experience

    negative

    consequences

    to

    their action.

    Burying

    or

    ignoring

    reports

    and

    retaliation

    against

    whistle

    blowers

    are

    more

    likely

    when

    whistleblowing

    is

    perceived

    by

    top management

    to

    represent

    a

    questioning

    of

    or

    chaUenge

    to

    the

    organization's

    authority

    structure

    (e.g.,

    Miceli and

    Near,

    2002).

    Whistleblowing

    research

    Reviews

    of

    whistleblowing

    research

    have

    identified

    two

    relatively

    robust foci of

    examination,

    in which

    researchers

    have

    sought

    to

    identify

    the

    conditions

    under which

    whistleblowing

    intentions

    are

    formed

    and action

    taken,

    and

    retaliation

    occurs

    (Ellis

    and

    Arieli, 1999;

    Miceli and

    Near,

    2002).

    Studies

    of the

    antecedents,

    correlates,

    and

    consequences

    of the

    decision

    to

    blow

    the whistle

    on

    corporate

    wrongdo

    ing,

    as

    well

    as

    those focused

    on

    modeling

    its

    process,

    have

    typically

    drawn

    conceptual

    distinctions

    between

    those variables related

    to

    the

    whistleblower

    (i.e.,

    whistleblower

    characteristics),

    the

    context in

    which

    the

    whistleblowing

    occurs

    (i.e.,

    contextual

    variables),

    and

    aspects

    of

    the

    wrongdoing

    and

    wrong-doer (e.g.,

    King.

    1997;

    Miceli

    et

    al.,

    1991a;

    Miceli and

    Near,

    1985,1988;

    Miceli

    et

    al.,

    1991b).

    Research

    exploring

    the role

    of

    these

    variables

    in

    the

    whistleblowing

    pro

    cess

    is

    typically approached

    in

    one

    of

    two

    ways:

    (1)

    conducting

    surveys

    of actual

    whistleblowers,

    or

    (2)

    using

    scenarios, interviews,

    or

    survey-based

    methods

    to

    ascertain

    when

    an

    observer

    of

    organizational

    wrongdoing

    will

    be

    likely

    to

    blow the whistle

    or

    will

    report

    the intention

    to

    make

    a

    claim.

    Specifically,

    while

    some

    authors have been

    successful

    in

    gaining

    access

    to

    actual

    whistleblowers,

    others have

    resorted

    to

    drawing

    conclusions

    about

    the

    whistleblowing

    process

    using

    reports

    of

    whistleblowing

    intentions.

    In

    the first

    case,

    actual

    whistleblowers have

    observed

    a

    transgression,

    made

    the decision

    to

    report

    it,

    and then

    actually

    followed

    through

    in

    making

    a

    claim.

    Likely

    or

    intended

    whistleblowers,

    on

    the other

    hand,

    have been

    given

    information

    about

    a

    wrongdoing

    (whether

    real

    or

    fictitious)

    and have

    reported

    either

    how

    likely

    they

    would

    be

    to

    blow

    the

    whistle

    or

    whether

    they

    intended blow

    the whistle

    at

    some

    fu

    ture

    time.

    The

    obvious difference

    between

    these

    ap

    proaches

    is

    that intended

    whistleblowers

    have

    not

    actually

    followed

    through

    with

    blowing

    the

    whistle.

    Researchers

    have

    justified

    using

    data

    gained

    from

    intended rather

    than actual

    whistleblowers

    by

    (1)

    citing

    the

    difficulty

    of

    carrying

    out

    investigations

    into unethical

    conduct

    in

    actual

    organizations

    (e.g.,

    Chiu,

    2003), (2)

    suggesting

    that actual

    whistle

    blowers

    censor

    the

    information

    they

    provide

    to

    investigators

    due

    to

    the

    perception

    that

    data

    gath

    ered

    in

    actual

    organizations

    precludes

    their

    confi

    dentiality

    or

    anonymity

    (e.g.,

    Sims

    and

    Keenan,

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    Whistleblowing

    and Retaliation

    279

    1998), (3)

    iUuminating

    the

    difficulty

    of

    locating

    actual whistleblowers for

    questioning,

    or

    (4)

    citing

    the

    inherently

    flawed

    nature

    of

    such

    data

    (e.g.,

    self

    reports

    of

    past

    events).

    While

    we

    believe these

    concerns to

    be

    valid,

    we

    also

    believe

    that conclu

    sions drawn based on testimonies of actual whis

    tleblowers

    wiU be different than those from

    likely

    whistleblowers.

    The real

    question,

    however,

    is how

    different

    wiU

    these

    conclusions

    be.

    SpecificaUy,

    are

    the correlates

    of

    actual

    whistleblowing

    similar

    en

    ough

    to

    those

    of

    likely/intended whistleblowing

    to

    warrant

    firm

    conclusions

    about

    the

    whistleblowing

    process?

    Or,

    given

    the

    nature

    of

    whistleblowing

    as

    a

    behavior

    (rather

    than

    an

    attitude

    or

    intention),

    is

    the distance between

    whistleblowing

    intent and

    actual

    whistleblowing (e.g., deciding

    to

    blow

    the

    whistle, accessing the internal

    or

    external channel,

    making

    a

    claim of

    wrongdoing, supplying

    the

    necessary

    evidence)

    so

    great

    as

    to

    void direct

    comparison?

    Research

    on

    the

    intention-behavior

    relationship

    suggests

    only

    a

    weak

    relationship

    between

    the

    intention

    to act

    and the

    actual

    per

    formance

    of

    a

    behavior

    (MiUer

    and

    Grush,

    1988).

    In

    fact,

    measures

    of behavioral intentions have

    ac

    counted

    for,

    at

    most,

    10%

    ofthe

    variance

    in

    overt

    behaviors

    (e.g.,

    MitcheU,

    1974).

    Further,

    the

    intention-behavior

    relationship

    is

    thought

    to

    be

    even

    weaker

    for

    some

    behaviors

    (i.e.,

    those

    behaviors that

    may

    be

    governed

    more

    heavily by

    subjective

    norms

    and external

    support,

    like whis

    tleblowing;

    e.g.,

    MiUer and

    Grush,

    1988; MitcheU,

    1974).

    According

    to

    Bagozzi's

    (1992)

    Volitional

    Model

    of

    Goal

    Directed

    Behaviors,

    behavioral

    intention and

    overt

    action

    are

    separated by

    extensive

    psychological,

    motivational,

    and

    imple

    mentation

    processes

    (i.e.,

    planning, monitoring

    activities,

    guidance

    and

    control,

    psychological

    commitment,

    effort).

    This

    suggests

    there

    may

    be

    multiple phases

    involved

    in

    moving

    from

    an

    awareness

    of

    an

    iUegitimate

    practice,

    to

    the decision

    to

    blow the

    whistle,

    to

    actuaUy

    making

    a

    claim.

    Correlates of

    whistleblowing

    Below

    we

    review

    research

    resulting

    from

    both

    reports

    of

    whistleblowing

    intent

    and

    whistleblowing

    action.

    Researchers

    have

    examined

    the

    same

    sets

    of

    variables

    in studies of intended and

    actual whistleblowers

    (i.e.,

    relating

    to

    aspects

    of the

    whistleblower,

    context,

    and

    wrongdoing potentially predictive

    of

    whistleblowing

    intention/action).

    A

    qualitative

    review

    of

    the whis

    tleblowing

    process

    yields relatively

    consistent

    findings

    resulting

    from

    each

    approach.

    However,

    a

    cursory

    examination of their results suggests stronger rela

    tionships

    may

    exist

    between

    key

    variables and whis

    tleblowing

    intentions

    than

    whistleblowing

    actions.

    Given

    that

    whistleblowing

    behavior

    may

    be

    heavily

    governed by subjective

    norms

    and

    external

    supports,

    it

    stands

    to reason

    that the

    relationship

    between inten

    tion

    and

    action

    may

    be

    even

    lower

    for

    whistleblowing

    than

    other

    actions.

    Using

    a

    meta-analytic

    approach,

    we

    examine

    correlates

    of

    whistleblowing

    intent and

    actual

    whisdeblowing separately

    so as to

    lend

    a

    greater

    understanding

    of

    their

    common

    relation

    to

    predictors

    and correlates. We hope to identify the relationship

    between

    whistleblowing

    intent and

    whistleblowing

    action,

    so

    that

    research

    may

    be

    better informed

    as to

    the

    applicability

    of data

    regarding

    whistleblowing

    inten

    tions

    to

    conclusions about

    whisdeblowing

    actions.

    Whistleblower characteristics

    A

    variety

    of

    personal

    characteristics related

    to

    the

    decision

    to

    engage

    in

    whistleblowing

    have

    been

    examined: whistleblower demographics (i.e., age,

    sex,

    level

    of

    education,

    level of

    job

    held,

    etc.),

    personality

    variables

    (i.e.,

    locus of

    control),

    morality

    (i.e.,

    ethical

    judgment),

    and

    other characteristics

    (i.e.,

    job performance, organizational

    commitment,

    role

    responsibility, approval

    of

    whistleblowing;

    e.g.,

    Brief

    and

    Motowidlo,

    1986;

    Near

    and

    Miceli,

    1996).

    While results

    seem

    to

    differ

    slightly

    across

    studies,

    whistleblowers

    (as

    compared

    with

    inactive

    observ

    ers)

    tend

    to

    have

    good

    job

    performance,

    to

    be

    more

    highly

    educated,

    to

    hold

    higher-level

    or

    supervisory

    positions,

    to

    score

    higher

    on

    tests

    of

    moral

    reasoning,

    and

    to

    value

    whistleblowing

    in

    the face of unethical

    behavior

    (e.g.,

    Brabeck, 1984;

    Miceli

    and

    Near,

    1984;

    Near

    and

    Miceli,

    1996;

    Sims

    and

    Keenan,

    1998).

    Also,

    it

    appears

    that

    whistleblowers

    are

    more

    likely

    (than

    inactive

    observers)

    to

    report

    a

    role

    related

    responsibility

    or

    obligation

    to

    blow the whistle

    (e.g.,

    Near and

    Miceli,

    1996).

    Age

    and

    organizational

    tenure

    as

    predictors

    of

    whistleblowing

    have

    yielded

    mixed results

    (e.g.,

    Near

    and

    Miceli,

    1996;

    Sims and

    Keenan,

    1998).

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  • 8/11/2019 Whistleblowing in Organization

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    280

    Jessica

    R.

    Mesmer-Magnus

    and

    Chockalingam

    Viswesvaran

    Empirical

    findings

    regarding

    the

    personal

    corre

    lates of

    whistleblowing

    intentions and actions

    are

    typicaUy

    interpreted

    through

    the lens of

    social?psychological

    theories of

    behavior

    (cf.

    Casal

    and

    Zalkind,

    1995;

    EUis and

    Arieli,

    1999;

    Miceli and

    Near, 1994;

    2002;

    Near

    and

    Miceli,

    1995).

    For

    example,

    HoUander's

    (1958)

    idiosyncrasy

    model

    suggests

    that

    those individuals

    who

    are

    considered

    to

    be the

    best contributors

    to

    group

    and

    organizational

    objectives

    (i.e.,

    have

    high job

    performance)

    wiU be

    given

    greater

    leeway

    to

    deviate

    from

    group

    or

    organizational

    norms.

    SpecificaUy, employees

    with

    good job performance

    wiU

    be

    more

    likely

    to

    have

    accumulated

    idiosyncrasy

    credits

    (interpersonal

    bonuses)

    within the

    organization,

    thus

    providing

    some

    latitude

    to

    report

    wrongdoing

    without suffer

    ing

    retaliation,

    and

    more

    importantly,

    to

    effect

    the

    desired

    change (e.g.,

    Miceli

    et

    al.,

    1991a).

    Similarly,

    Pheffer

    and

    Salancik's

    (1978)

    Resource

    Dependence

    Theory

    posits

    that when

    one

    party

    possesses

    resources

    upon

    which

    another

    is

    dependent,

    that

    party

    wiU be

    more

    powerful.

    Within

    the

    whistleblowing

    context,

    an

    individual with

    more

    experience,

    tenure,

    and

    better

    job

    performance

    is

    more

    valuable

    to

    an

    orga

    nization,

    thus

    giving

    them

    some

    leverage

    to

    report

    misdeeds

    (e.g.,

    Miceli

    and

    Near,

    2002).

    Perceived

    leverage

    may

    increase

    whistleblowing

    potential

    and

    action. Theories of

    power

    relationships (e.g.,

    French

    and

    Raven,

    1959) suggest

    that individuals

    gain

    (and

    exercise)

    various

    bases of

    power

    by possessing

    valued

    and

    not

    easfly replaceable

    characteristics

    (e.g.,

    desired

    or

    unique

    skiUs,

    good job performance,

    tenure

    or

    position

    status,

    credibility).

    Thus,

    whistleblowers

    with better

    job performance

    and

    tenure

    are more

    likely

    to

    be

    successful

    in

    persuading

    organizational

    actors

    to

    stop

    the undesirable

    acts,

    also

    increasing

    the

    potential

    they

    wiU

    report (or

    intend

    to

    report)

    a

    transgression (e.g.,

    Miceli

    and

    Near,

    1994).

    Organizational

    employees

    have three

    options

    to

    address

    an

    unsatisfactory

    situation

    faced

    within

    an

    organization:

    (1)

    to

    exit the

    organization,

    (2)

    voice

    discontent

    (i.e.,

    blow

    the

    whistle),

    or

    (3)

    remain

    silent.

    Employees

    with

    greater

    tenure

    are

    more

    in

    vested

    in

    the

    organization

    and

    may

    prefer

    voice

    to

    exit. This

    is

    also

    congruent

    with

    predictions

    from

    theories

    of

    power

    in

    organizations,

    where

    employees

    with

    greater

    tenure

    may

    have

    greater

    power

    to

    effect

    change,

    and

    therefore

    may

    prefer

    voice

    to

    exit

    or

    silence

    (e.g.,

    French

    and

    Raven,

    1959).

    In

    a

    similar

    vein,

    individuals

    demonstrating higher

    organizational

    commitment

    are more

    invested

    in

    staying

    with

    the

    organization,

    therefore

    are more

    likely

    to

    blow

    the

    whistle rather

    than

    exit the

    organization

    (particularly

    when the

    prospect

    of continued

    wrongdoing

    is

    uncomfortable

    or

    unacceptable).

    Thus,

    theoretical

    explanations

    based

    on

    available

    idiosyncrasy

    credits,

    power

    relations,

    voice-exit

    choices,

    and

    control

    theory

    are

    congruent

    with

    empirical

    findings

    that

    older,

    high performing,

    more

    committed

    and

    more

    experienced employees

    are more

    likely

    to

    report

    wrongdoing

    in

    and

    by

    organizations.

    Contextual

    variables

    Compared

    with the

    personal

    characteristics

    of

    whistleblowers,

    contextual

    variables

    seem to

    explain

    more

    variance

    in

    an

    individual's

    decision

    to

    blow

    the

    whistle

    (e.g.,

    Miceli

    et

    al.,

    1991b;

    Miceli and

    Near,

    1984;

    Near and

    Miceli,

    1996).

    Such

    contextual

    variables

    may

    include

    supervisor

    and

    coworker

    support,

    organizational

    climate,

    threat

    of

    retaliation,

    and size

    of

    organization.

    Research

    suggests

    that

    perceptions

    of

    supervisor

    or

    top

    management

    sup

    port

    are

    instrumental

    in

    the decision

    to

    blow

    the

    whistle,

    and

    in

    the determination

    of

    which

    reporting

    channel

    wiU

    be

    employed

    (i.e.,

    internal

    vs.

    external

    to

    the

    organization;

    e.g.,

    Keenan,

    2000;

    Sims

    and

    Keenan,

    1998).

    For

    instance,

    predictions

    from Social

    Exchange

    Theory

    (Thibaut

    and

    Kelley,

    1959)

    would

    suggest

    that

    when

    there

    is

    a

    high

    level

    of

    supervisor

    and co-worker

    support,

    norms

    of

    reciprocity

    will

    develop

    that channel

    an

    individual

    to

    use

    internal

    means to

    effect

    behavior

    change

    (before

    making

    the

    charges public).

    Other

    contextual variables

    are

    also

    worth

    pursu

    ing.

    For

    example,

    whistleblowing

    seems

    to

    be

    greater

    in

    organizations

    that

    value

    whistleblowing

    and

    in those

    in which the

    whistleblower

    perceives

    a

    high

    congruence

    between

    personal

    and

    organiza

    tional values

    (Berry,

    2004;

    Near

    and

    Miceli,

    1996).

    This is in

    accordance

    with

    Enz's

    (1988)

    theory

    of

    value

    congruence.

    Similarly, potential

    whistleblow

    ers

    who

    perceive

    a

    threat

    of retaliation

    (by

    the

    organization,

    immediate

    supervisors,

    or

    co-workers)

    are

    much less

    likely

    to

    blow

    the whistle

    than

    those

    who do

    not

    perceive

    a

    retaliatory

    climate

    (Keenan,

    1995;

    King,

    1999;

    Near

    and

    Miceli,

    1996).

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  • 8/11/2019 Whistleblowing in Organization

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    Whistleblowing

    and

    Retaliation

    281

    Characteristics

    of wrong-doing

    Evidence

    suggests

    that characteristics of

    the

    wrong

    doing

    (i.e.,

    perceived

    severity

    of

    the

    wrongdoing,

    evidence

    of

    wrongdoing)

    and/or characteristics

    of

    the wrong-doer (i.e., likeability of or closeness to the

    wrongdoer)

    may

    have

    significant

    implications

    in

    the

    decision

    to

    blow the whistle.

    Wrongdoing

    type

    and

    perceived severity

    has

    been found

    to

    be

    moderately

    positively

    related

    to

    whistleblowing

    (Miceli

    and

    Near, 1985;

    Near

    and

    Miceli,

    1996).

    There

    is

    also

    a

    tradition of research

    in

    whistleblowing

    that addresses

    whether

    the

    wrongdoing

    is

    sufficiently

    costly

    to

    warrant

    pursuit.

    Thus,

    it has been

    suggested

    that

    potential

    whistleblowers look for

    materiality

    (as

    auditors

    do)

    before

    embarking

    on

    any

    actions.

    Similarly, organization members seem to be more

    likely

    to

    blow the

    whistle

    on

    organization

    wrong

    doing

    when

    they

    have

    convincing

    evidence of

    the

    wrongdoing,

    and

    when the

    transgression

    personaUy

    affects them

    (Miceli

    and

    Near,

    1985).

    The latter

    finding parallels

    the research

    on

    the

    bystander

    effect

    in

    explaining prosocial

    behavior: due

    to

    a

    diffusion of

    responsibility,

    individuals

    are

    less

    likely

    to

    help

    when

    several others

    are

    present

    (Latane

    and

    Darley,

    1970).

    On the

    other

    hand,

    to

    the

    extent

    strong

    norms

    of

    reciprocity

    develop

    and

    social

    sup

    port is high between organizational members,

    wrongdoing

    that

    harms

    the

    organization

    and/or

    co-workers

    is

    more

    likely

    to

    be

    reported (especially

    using

    internal

    channels).

    Interestingly,

    in

    organiza

    tions that

    depend

    upon

    the

    continuation of the

    wrongdoing,

    whistleblowers

    are more

    likely

    to

    select

    external

    reporting

    channels rather than

    attempt

    to

    make

    an

    internal claim

    (Miceli

    and

    Near,

    1985).

    This

    relationship

    appears

    to

    be

    especially

    strong

    when

    the

    whistleblower

    is

    fearful

    of

    retaliation

    by

    the

    organization,

    supervisors,

    or

    coworkers

    (Miceli

    and

    Near, 1985).

    Retaliation

    against

    whistleblowers

    Once

    an

    organization

    member has blown the whistle

    on

    an

    organizational

    wrongdoing,

    management

    may

    make

    two

    types

    of

    decisions:

    (1)

    whether

    to

    disre

    gard

    the claim

    or

    take

    appropriate

    action,

    and

    (2)

    whether

    to

    reward

    or

    retaliate

    against

    the

    whistle

    blower

    (Near

    and

    Miceli,

    1986).

    It

    is assumed

    that

    a

    whistleblower's

    experiences

    (perceived

    or

    actual,

    reward

    or

    retaliation)

    foUowing

    a

    whistleblowing

    event

    wiU

    have

    strong

    effects

    on

    others'

    wiUingness

    and likelihood

    to

    blow

    the

    whistle

    in the

    future

    (Casal and Zalkind, 1995; Miceli and Near, 1992).

    LogicaUy,

    organizational

    response

    to

    whistleblower

    action

    depends

    in

    part upon

    whether

    management

    agrees

    with

    the merit of the

    claim

    and

    with the

    whistleblower's

    obligation

    to

    take

    action

    (Parmer

    lee

    et

    al.,

    1982).

    Under

    circumstances where

    an

    organization

    is

    dependent

    upon

    the continuation of

    the

    wrongdoing

    or

    when

    they

    are

    not

    dependent

    upon

    the whistleblower

    (e.g.,

    Resource

    Depen

    dence

    Theory;

    Pheffer

    and

    Salancik,

    1978),

    the

    organization

    is

    more

    likely

    to

    retaliate

    against

    the

    whistleblower and continue the wrongdoing (Near

    and

    Miceli,

    1986).

    Retaliation

    may

    take

    many

    forms,

    ranging

    from

    attempted

    coercion of

    the

    whistleblower

    to

    with

    draw

    accusations of

    wrongdoing

    to

    the

    outright

    exclusion

    of

    the

    whistleblower

    from

    the

    organiza

    tion

    (e.g.,

    Parmerlee

    et

    al.,

    1982).

    Other

    retaliatory

    acts

    may

    include

    organizational

    steps

    taken

    to

    undermine the

    complaint

    process,

    isolation of

    the

    whistleblower,

    character

    defamation,

    imposition

    of

    hardship

    or

    disgrace

    upon

    the

    whistleblower,

    exclusion from meetings, elimination of perquisites,

    and other forms

    of discrimination

    or

    harassment

    (e.g.,

    Parmerlee

    et

    al.,

    1982).

    RetaUatory

    acts

    may

    be

    motivated

    by

    the

    organization's

    desire

    to

    (1)

    sUence

    the

    whisdeblower

    completely,

    (2) prevent

    a

    full

    pubUc

    knowledge

    ofthe

    complaint,

    (3)

    discredit

    the

    whistleblower,

    and/or

    (4)

    discourage

    other

    potential

    whistleblowers

    from

    taking

    action

    (MiceU

    and

    Near,

    1994;

    Parmerlee

    et

    al.,

    1982).

    Retaliation is

    not

    always

    initiated

    by

    organiza

    tional

    top

    management.

    Rather,

    isolated

    acts

    of

    retaliation may be initiated by the whistleblower's

    supervisor

    or

    coworkers

    with

    or

    without

    (formal

    or

    informal)

    sanctioning

    by

    top

    management.

    Super

    visors

    may

    be motivated

    to

    retaliate

    against

    whis

    tleblowers

    for

    a

    variety

    of

    reasons,

    but

    they

    frequently

    do

    so

    out

    of

    fear

    that

    a

    whistleblowing

    claim

    signals

    their

    inability

    to

    maintain

    order and

    compliance

    within

    their

    departments,

    or

    the fear that

    valid

    complaints

    wiU

    result in

    the restriction

    or

    cessation

    of

    their

    own

    operations

    or

    influence

    (O'Day,

    1972;

    Parmerlee

    et

    al.,

    1982).

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  • 8/11/2019 Whistleblowing in Organization

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    282

    Jessica

    R.

    Mesmer-Magnus

    and

    Chockalingam

    Viswesvaran

    Correlates of retaliation

    against

    whistleblowers

    Predictors

    or

    correlates

    of retaliation

    against

    whis

    tleblowers

    fall

    into

    one

    of four broad

    categories:

    (1)

    characteristics of the whistleblower, (2) actions taken

    by

    the

    whistleblower

    in

    reporting

    organizational

    wrongdoing,

    (3)

    situational

    or

    environmental

    vari

    ables

    related

    to

    the

    organization,

    and

    (4)

    character

    istics

    of

    the

    wrongdoing

    or

    wrongdoer.

    Characteristics

    of

    the whistleblower

    Characteristics of the

    whistleblower examined

    in

    relation

    to

    retaliation include whistleblower

    age,

    education

    level,

    job

    level,

    role

    responsibility,

    and

    value

    congruence

    with

    the

    organization.

    While

    demographic

    characteristics

    of

    whistleblowers

    are

    thought

    to

    be less

    predictive

    of retaliation than

    are

    contextual

    variables

    (Miceli

    and

    Near,

    2002),

    research

    suggests

    that individuals who blow the whistle be

    cause

    it

    is their

    job

    to

    do

    so

    (e.g.,

    audit

    or

    role

    responsibility)

    are

    less

    likely

    to

    be

    retaliated

    against

    and

    are more

    likely

    to

    be

    successful

    in

    stopping

    the

    transgression (e.g.,

    Casal

    and

    Zalkind, 1995;

    Miceli

    and

    Near,

    2002).

    Further,

    Parmerlee

    and

    coUeagues

    (1982)

    found

    preliminary

    evidence that

    older

    whistleblowers

    are more

    likely

    to

    be retaliated

    against

    than

    are

    younger

    whistleblowers.

    Interestingly,

    their

    results also

    suggest

    that whistleblowers that

    are

    valuable

    to

    their

    organization

    (e.g.,

    due

    to

    age,

    experience,

    education,

    job

    level)

    are

    more

    likely

    to

    be

    retaliated

    against

    as

    compared

    to

    less valuable whistleblowers.

    Perhaps,

    for

    older

    individuals

    and those

    at

    higher

    job

    levels and with

    more

    experience,

    greater

    organiza

    tional

    loyalty

    is

    expected.

    When

    such

    individuals

    blow the

    whistle,

    other

    organizational

    members

    may

    feel

    a

    greater

    sense

    of

    betrayal,

    thus

    paving

    the

    way

    for

    more

    retaliatory

    behaviors.

    This is

    especially

    true

    when

    external channels

    are

    employed

    to

    report

    vio

    lations.

    Norms of

    reciprocity

    and

    notions of

    perceived

    justice

    violations

    (however

    misguided)

    appear

    to

    predict

    retaliation.

    Theories of

    power

    also

    suggest

    that

    whisdeblowers

    at

    higher job

    levels,

    who

    are

    expected

    to

    enforce the

    power

    structure,

    upon

    violating

    this

    mandate

    are more

    likely

    to

    suffer retaliation. On the

    other

    hand,

    individuals

    at

    lower

    levels of

    the

    organiza

    tional

    structure

    may

    have

    lesser

    power,

    thus

    being

    easy

    targets

    for

    retaliation.

    FinaUy,

    evidence

    suggests

    that

    whistleblowers

    whose values

    regarding

    right

    and

    wrong

    are

    not

    congruent

    with

    those

    of

    the

    organization,

    are

    more

    likely

    to

    be retaliated

    against

    (Miceli

    and

    Near,

    1994),

    presumably

    because

    organization

    top

    man

    agement does not deem the wrongdoing to be as

    severe as

    is

    perceived

    by

    the

    whistleblower,

    thus

    casting

    doubt

    on

    the

    merit

    ofthe whistleblower's

    complaint.

    Actions

    taken

    by

    the

    whistleblower

    Some

    researchers have examined

    whether

    specific

    actions

    taken

    by

    a

    whistleblower influence the de

    gree

    to

    which

    they

    are

    retaliated

    against (e.g.,

    whether

    the whistleblower used

    an

    internal

    or

    external channel

    to

    report

    wrongdoing,

    whether the

    whistleblower

    attempted

    to

    remain

    anonymous

    during

    the

    whistleblowing

    process,

    how successful

    the

    whistleblower

    was

    in

    ultimately curbing

    the

    organizational

    wrongdoing,

    and

    even

    whether

    others

    in

    the

    organization

    ignored

    wrongdoing).

    Indeed,

    research

    suggests

    that

    when

    whistleblowers

    report

    wrongdoing

    via external

    channels,

    they

    are

    more

    likely

    to

    receive

    retaliation,

    and such retalia

    tion

    is

    likely

    to

    be

    more severe

    than when internal

    channels

    are

    utilized

    (Near

    and

    Miceli,

    1986).

    Starting

    with Weber

    (1947)

    and Barnard

    (1938),

    organizations

    have relied

    on

    the

    concept

    of

    legiti

    mate

    authority.

    Thus,

    the

    use

    of external channels

    is

    more

    likely

    to

    elicit

    retaliatory

    behaviors,

    as

    it

    violates the

    power

    and

    authority

    structure

    present

    within

    the

    organization. Similarly,

    whistleblowers

    who

    unsuccessfuUy attempted

    to

    remain

    anonymous

    during

    the

    whistleblowing

    process

    were more

    likely

    to

    be

    retaliated

    against

    (Miceli

    and

    Near,

    1994).

    Inconsistent results have

    been

    reported

    regarding

    the

    effectiveness

    of

    the

    whistleblower

    in

    curbing

    wrongdoing

    and

    experience

    of retaliation.

    Specifi

    caUy,

    Miceli

    and

    Near

    (2002)

    report

    that effective

    whistleblowers

    are

    less

    likely

    to

    experience

    retaUation

    unless the

    supervisor

    or

    top management

    simul

    taneously

    curbed

    the

    wrongdoing

    and

    retaliated

    simply

    for

    blowing

    the whistle. This

    suggests

    that

    even

    when the

    transgression

    is

    agreed

    to

    be

    harmful

    and is

    subsequently stopped,

    some

    organizations

    are

    particularly

    sensitive

    to

    violations

    of

    the

    authority

    structure

    via

    whistleblowing.

    This

    seems

    to

    be

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    Whistleblowing

    and

    Retaliation

    283

    especiaUy likely

    when

    whistleblowers

    have utilized

    external channels.

    Contextual variables

    Context variables

    examined

    in

    relation

    to

    retaliation

    include

    top management,

    supervisor,

    and coworker

    support,

    as

    well

    as

    organizational

    climate for whis

    tleblowing.

    While

    lack

    of

    support

    from

    supervisors

    and

    top

    management

    is

    likely

    predictive

    of

    retalia

    tion

    against

    whistleblowers,

    coworker

    support

    does

    not

    appear

    to

    be related

    to

    perceived

    or

    experienced

    retaliation

    (Near

    and

    Miceli,

    1986).

    This

    finding

    is

    likely

    due

    to

    the low

    occurrence

    of

    retaliation

    ini

    tiated

    by

    coworkers

    (e.g.,

    Miceli

    and

    Near,

    1994).

    However, this

    finding

    may be indicative of

    organi

    zational

    norms

    for

    treatment

    of whistleblowers.

    SpecificaUy,

    in

    organizations

    where

    whistleblowing

    is

    not

    sanctioned,

    coworkers

    are

    likely

    less

    willing

    to

    offer

    support

    or

    protection

    from retaliation

    to

    a

    whistleblower.

    Characteristics

    of

    the

    wrongdoing

    Lastly,

    in

    addition

    to

    the

    other

    predictors

    of retali

    ation, researchers have examined

    aspects

    of the

    wrongdoing

    that

    may

    influence

    retaliation

    (e.g.,

    frequency, severity,

    and evidence of

    wrongdoing).

    Logic

    suggests

    that

    when

    wrongdoing

    in

    an

    orga

    nization is

    widespread

    or

    when

    the

    organization

    is

    dependent

    upon

    the continuation of

    wrongdoing,

    the

    organization's

    top

    management

    would be

    more

    likely

    to

    lash

    out

    at

    individuals who blow

    the

    whistle

    (Casal

    and

    Zalkind,

    1995).

    However,

    Near

    and

    Miceli

    (1986)

    found that

    a

    whistleblower's

    report

    of

    (a)

    multiple

    incidents

    of

    wrongdoing,

    (b)

    multiple

    individuals involved in the wrongdoing, or (c)

    multiple

    sources

    of

    evidence,

    appear

    unrelated

    to

    retaliation. This

    could be

    explained

    in

    terms

    of

    the

    effort

    needed

    to

    retaliate

    against

    a

    whistleblower

    with

    strong

    evidence of

    wrongdoing,

    particularly

    when the

    wrongdoing

    is

    widespread

    and

    impacts

    multiple

    individuals

    (Parmerlee

    et

    al.,

    1982).

    In

    sum,

    our

    first

    purpose

    in

    conducting

    this

    re

    search

    was

    to

    investigate

    the

    antecedents

    and

    cor

    relates of

    whistleblowing,

    and

    to

    determine

    whether

    these

    were

    different

    for

    whistleblowing

    intent

    versus

    actual

    behavior.

    Our

    second

    purpose

    in

    conducting

    the

    present

    study

    was

    to

    examine

    likely

    antecedents

    and

    correlates

    of

    retaliation

    against

    whistleblowers,

    and

    to

    determine

    the

    relative

    importance

    of each

    variable

    in

    predicting

    retaliation.

    To

    address these

    questions,

    meta-analytic

    cumulation of the extant

    literature

    was

    employed

    to

    summarize and

    integrate

    findings

    from

    individual studies.

    Method

    Database

    One hundred and

    ninety-three

    correlations

    from

    26

    samples

    reported

    in

    21

    articles

    (total

    N

    =

    18,781)

    examining

    whistleblowing (including

    intent to blow

    the

    whistle,

    likelihood of

    blowing

    the

    whistle,

    and

    actual

    whistleblowing,

    both

    via

    internal and external

    channels)

    and

    retaliation

    against

    whistleblowers

    were

    included

    in

    this

    meta-analysis.

    To

    ensure a com

    prehensive

    search,

    these studies

    were

    located

    using

    the

    foUowing

    strategies:

    (1)

    conducting

    a

    comput

    erized

    search

    ofthe

    Psyclnfo

    (1887

    to

    present)

    and

    ABI

    Inform

    (1971

    to

    present)

    databases,

    using

    appropriate

    keywords

    and

    phrases

    (e.g.,

    whistleblow

    ing,

    blowing

    the

    whistle,

    organizational

    wrongdoing,

    retaliation, dissent,

    counterproductive

    behavior,

    corruption),

    (2)

    conducting

    a

    manual search

    of

    references cited

    in

    studies

    included

    in

    this

    meta-analysis

    and cited

    in

    this

    manuscript,

    (3)

    snowbaUing

    references

    cited

    in

    recently

    published

    reviews of

    the

    whistleblowing

    literature

    (e.g.,

    Gundlach

    et

    al., 2003;

    Miceli

    et

    al.,

    1991b;

    Near and

    Miceli,

    1995,

    1996),

    and

    (4)

    soliciting

    relevant,

    but

    as

    yet

    unpublished,

    research

    from authors

    at

    the

    2004 and 2005

    meetings

    of the

    Society

    of Industrial

    Organizational

    Psychology.

    These

    methods

    yielded

    an

    initial

    67

    journal

    articles, dissertations, and theses with the potential to

    provide

    usable

    data.

    An

    attempt

    was

    made

    to

    obtain

    aU

    studies

    identified.

    When

    a

    manuscript

    was

    not

    available

    via

    interlibrary

    loan,

    a

    request

    for

    a

    copy

    was

    sent

    directly

    to

    the

    study's primary

    author.

    Studies

    were

    included

    only

    if

    they

    reported

    a

    cor

    relation

    (or

    an

    effect

    size

    which

    could

    be converted

    to

    a

    correlation

    using

    appropriate

    conversion

    for

    mulas)

    between

    one

    of

    the

    several

    predictors

    and

    whistleblowing

    (intent/likelihood

    or

    behavior)

    or

    instances of retaliation.

    Studies

    that

    examined

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    284

    fessica

    R.

    Mesmer-Magnus

    and

    Chockalingam

    Viswesvaran

    constructs

    different

    from

    those

    of interest

    (e.g.,

    perceptions

    of

    or

    reactions

    to

    unethical

    behaviors/

    incidences other than those

    of actual

    or

    intended

    whistleblowing)

    or

    those that

    reported

    only

    anec

    dotal

    data,

    regression

    coefficients,

    or

    other

    effect

    sizes not representative of a clean relationship

    between

    whistleblowing

    intent/action

    and

    a

    relevant

    correlate,

    were

    not

    code-able. When authors

    reported

    separate

    correlations

    for different

    subgroups

    (e.g.,

    males and

    females),

    samples,

    administrations

    (as

    in

    a

    longitudinal

    study),

    or measures

    of the

    same

    construct,

    those

    correlations

    were

    examined

    sepa

    rately.

    The studies included

    in

    this

    meta-analysis

    are

    listed

    in the references

    prefixed

    with

    an

    asterisk.

    The

    studies

    included

    in this

    meta-analysis,

    for the

    most

    part,

    utilized

    largely

    male

    samples

    of

    working

    adults

    (average ages between mid-1920's and late-1940's)

    who

    have

    (or

    could

    have)

    witnessed

    and

    reported

    (or

    considered

    reporting)

    organizational

    wrongdoing

    (i.e.,

    internal

    auditors,

    military

    and

    government

    employees,

    accountants).

    Experimental,

    scenario

    based,

    and

    survey-based

    designs

    were

    utilized.

    Coding procedure

    The

    first author

    made

    an

    initial

    independent

    effort

    to

    code the 21 articles selected for inclusion in this

    study.

    A

    random

    subset

    of

    these

    articles

    was

    coded

    by

    the

    second author

    in

    an

    effort

    to

    determine

    coder

    reliability.

    Inter-coder

    agreement

    was

    very

    high,

    likely

    due

    to

    the

    objective

    nature

    of the data coded.

    In

    reference

    to

    whistleblowing

    intentions and

    actions,

    the

    variables

    coded included those related

    to

    (1)

    the characteristics

    of

    a

    whistleblower

    (e.g.,

    demographics,

    like

    age,

    sex,

    education,

    tenure,

    and

    job

    level,

    and other

    characteristics,

    like ethical

    judgment,

    job

    satisfaction,

    job performance,

    role

    responsibility to blow the whistle, and approval of

    whistleblowing),

    (2)

    the

    context

    in

    which

    whistle

    blowing

    takes

    place

    (e.g., organizational

    climate for

    whistleblowing,

    fear

    or

    threat

    of retaliation

    against

    whistleblowers,

    organizational

    size,

    and

    supervisor

    and

    co-worker

    support),

    and

    (3)

    the characteristics

    of

    the

    wrongdoing

    or

    the

    wrong-doer

    (e.g.,

    the

    seri

    ousness

    of

    the

    wrongdoing,

    the

    amount

    of evidence

    of the

    wrongdoing

    possessed

    by

    the

    whistleblower,

    whether

    the

    whistleblower

    was

    effective

    in

    stopping

    the

    wrongdoing,

    and the

    degree

    to

    which

    the

    whistleblower works

    near

    or

    closely

    with

    the

    wrong-doer).

    These correlates

    were

    coded

    with

    re

    spect

    to

    whether

    the

    data

    was

    coUected

    from in

    tended

    or

    likely

    whistleblowers

    or

    from

    actual

    whistleblowers.

    Further,

    the data

    were

    coded

    with

    respect to whether the whistleblower used (or in

    tended

    to

    use)

    an

    internal

    or

    external

    reporting

    channel.

    If

    the

    reporting

    channel

    was

    not

    specified

    or was

    mixed,

    this

    was

    coded

    separately.

    Wrnle

    we

    had

    hoped

    to

    be able

    to

    examine

    correlations

    be

    tween

    whistleblowing

    correlates and

    whistleblowing

    intentions

    and

    behaviors

    by

    the

    type

    of

    reporting

    channel

    employed

    (intended),

    there

    was

    an

    insuffi

    cient number of

    studies

    available

    to

    facilitate

    this

    specificity.

    We chose instead

    to

    examine

    the

    rela

    tionships

    of

    whistleblowing

    correlates with

    either

    intentions or actions, regardless of reporting channel.

    In

    reference

    to

    correlates

    of retaliation

    against

    whistleblowers,

    the variables coded included those

    related

    to

    the

    (1)

    characteristics of

    a

    whistleblower

    (e.g.,

    like

    age,

    education,

    job

    level,

    role

    responsi

    bility

    to

    blow

    the

    whistle,

    perceived

    alternative

    job

    opportunities,

    and

    degree

    to

    which the whistle

    blower

    perceived

    value

    congruence

    with the

    orga

    nization), (2)

    actions taken

    by

    the whistleblower

    in

    reporting

    an

    organizational

    wrongdoing

    (e.g.,

    utilizing

    an

    external

    channel,

    attempting

    to

    remain

    anonymous during the whistleblowing process, and

    success

    in

    stopping

    the

    wrongdoing),

    (3)

    contextual

    variables

    (e.g.,

    supervisor

    and co-worker

    support),

    and

    (4)

    characteristics

    of

    the

    transgression (e.g.,

    frequency

    of

    wrongdoing

    in the

    organization,

    the

    severity

    of the

    transgression,

    and the

    amount

    of

    evidence about the

    wrongdoing possessed

    by

    the

    whistleblower).

    Analysis

    The

    meta-analytic

    methods

    outUned

    by

    Hunter

    and

    Schmidt

    (2004)

    were

    employed

    to

    analyze

    this data.

    The

    three

    outcomes

    investigated

    are

    (1)

    intent

    to

    blow the

    whistle,

    (2)

    whistle-blowing

    behavior,

    and

    (3)

    retaliation

    experienced.

    Each

    set

    of

    bivariate

    correlations

    (between

    a

    predictor

    and

    outcome)

    were

    analyzed separately.

    The

    sample-size weighted

    mean

    observed

    correlation and

    the

    sample-size

    weighted

    standard deviation

    of

    the

    observed

    corre

    lations

    were

    computed.

    These

    two

    estimated

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    Whistleblowing

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    285

    parameters

    provide

    a

    distribution

    of the observed

    effect

    sizes.

    Unfortunately,

    insufficient

    information

    was

    available

    to

    correct

    for

    unreliability

    in

    the

    measures.

    This

    concern

    is

    mitigated

    to

    some

    extent

    by

    the

    objective

    nature

    of

    some

    ofthe

    predictors

    included (e.g., gender, tenure). To the extent sta

    tistical artifacts

    like

    unreliability

    and

    range

    restriction

    in the

    measures

    affect the

    results,

    our

    reported

    findings

    underestimate

    the

    true

    magnitude

    ofthe

    correlations and overestimate the true

    variability

    across

    studies.

    Note,

    however,

    that

    our

    analyses

    are

    conservative

    in

    that

    true

    correlations

    wiU

    actuaUy

    be

    higher

    and

    we are more

    likely

    to

    consider

    potential

    moderators

    (even

    when their

    effects

    are

    weak).

    The

    sampling

    error

    variance

    associated with

    the

    mean

    observed

    correlation

    was

    computed

    (Hunter

    and Schmidt, 2004) and subtracted from the

    observed

    variance.

    The

    resulting

    residual variance

    was

    used

    to

    compute

    the confidence

    intervals

    around the observed

    mean.

    The

    percent

    of observed

    variance

    attributable

    to

    sampling

    error

    was

    also

    computed. UsuaUy,

    if

    60%

    or more

    of the observed

    variance is

    attributable

    to

    sampling

    error,

    one

    can

    assume

    that

    variance

    across

    studies

    due

    to

    uncor

    rected artifacts

    like

    unreliability

    and

    range

    restriction

    in

    the

    measures

    correlated

    can

    explain

    the

    remaining

    variability.

    Such

    a

    finding

    suggests

    that the

    rela

    tionship generalizes

    or

    transports

    across

    contexts.

    Thus,

    our

    analyses

    could be construed

    to

    be

    a

    bare

    bones

    meta-analysis

    (Hunter

    and

    Schmidt,

    2004).

    We

    report

    for each

    meta-analysis,

    the

    number

    of

    correlations

    included

    (k),

    the

    total

    sample

    size

    across

    all

    estimates

    (N),

    the

    sample-size weighted

    mean

    observed

    correlation

    (r),

    the

    sample-size weighted

    standard deviation

    (SDr),

    the

    sampling

    error

    standard

    deviation,

    the residual standard

    deviation

    (resSD),

    the

    percent

    of

    observed

    variance attributable

    to

    sampling

    error,

    and

    the

    95%

    confidence interval

    around the

    sample-size weighted

    mean

    observed

    correlation.

    For

    studies with

    a

    mean

    observed

    cor

    relation

    of

    greater

    than

    0.05,

    we

    conducted

    a

    file

    drawer

    analysis

    (Hunter

    and

    Schmidt,

    2004),

    and

    provide

    a

    file

    drawer

    fe ,

    which

    represents

    the

    number

    of

    missing

    studies

    averaging

    nuU

    results

    required

    to

    reduce

    our

    reported sample-size

    weighted

    mean

    observed

    correlation

    to

    0.05.

    For

    the

    most

    part,

    we

    conducted

    meta-analyses

    only

    when

    a

    minimum

    of three

    studies

    reporting

    a

    relationship

    between

    whistleblowing

    intent/action

    and

    a

    relevant

    correlate

    were

    available.

    However,

    given

    that

    one

    of the

    purposes

    of this

    study

    was

    to

    compare

    conclusions drawn from

    reports

    of whis

    tleblowing

    intentions with those

    drawn

    from

    reports

    of

    whistleblowing

    actions,

    in

    cases

    where fewer

    than

    three studies were available examining a compari

    son

    relationship

    of

    interest

    (i.e.,

    a

    sufficient number

    of

    studies

    were

    available

    to

    meta-analyze

    the rela

    tionship

    between

    a

    correlate

    and

    either whistle

    blowing

    intention

    or

    whistleblowing

    action,

    and

    less

    than three

    were

    available for the other

    relevant

    meta

    analysis),

    we

    report

    the results

    of the other

    relation

    ship

    for

    purposes

    of

    description

    and

    comparison.

    Results

    The

    results of

    the

    meta-analysis

    of

    correlations

    between whistleblower

    characteristics and whistle

    blowing

    intentions

    (Intent

    WB)

    and

    actions

    (Actual

    WB)

    are

    presented

    in

    Table

    I.

    Results indicate that

    older

    employees

    are more

    likely

    to

    intend

    to

    blow the

    whistle

    than

    are

    younger

    employees

    (r

    =

    0.19).

    Unfortunately,

    no

    studies

    examining

    age

    and actual

    whistleblowing

    were

    located,

    so we

    cannot

    be

    sure

    whether

    this

    relationship

    translates

    to

    actual

    whistle

    blowers.

    Sex and

    tenure

    appear

    to

    be related

    to

    actual

    whistleblowing (r

    =

    0.13 and 0.10, respectively), but

    not to

    whistleblowing

    intent.

    Specifically,

    females

    and

    more

    tenured

    employees

    appear

    to

    be

    slightly

    more

    likely

    to

    actually

    blow the whistle.

    Job

    level

    appears

    to

    have

    a

    similar

    relationship

    with whistle

    blowing

    intentions

    (r

    =

    0.10)

    as

    with

    actual

    whistle

    blowing.

    These

    results

    support

    the

    contention

    that

    older

    employees

    with

    greater

    tenure

    and

    at

    higher

    levels

    are

    more

    likely

    to

    have

    the

    commitment and

    power

    to

    employ

    voice rather than

    exit

    mechanisms.

    More

    interesting

    than the

    demographic

    charac

    teristics of whistleblowers

    were

    the results related

    to

    other

    whistleblower

    characteristics

    and

    intent

    or

    actual

    whistleblowing.

    Specifically,

    ethical

    judgment,

    while

    moderately

    related

    to

    the

    intent

    to

    blow the

    whistle

    (r

    ?

    0.45),

    is

    not

    related

    to

    actual whistle

    blowing

    (r

    =

    -0.08).

    Similarly,

    while role

    responsi

    bility,

    approval

    of

    whistleblowing,

    and

    perceptions

    that

    blowing

    the

    whistle

    would

    be in one's

    best

    interests,

    appear

    to

    be

    predictive

    of

    the

    intent

    to

    blow

    the

    whistle

    (r

    =

    0.15, 0.44,

    and

    0.31,

    respec

    tively), they

    do

    not

    appear

    to

    be related

    to

    actual

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    286

    Jessica

    R.

    Mesmer-Magnus

    and

    Chockalingam

    Viswesvaran

    TABLE I

    Correlations

    between

    Whistleblower Characteristics

    and

    Whistleblowing

    Intentions and

    Actions

    Meta-analysis

    k

    N

    r

    SDr

    SESD

    resSD

    %SEV

    95%CI

    File

    drawer k

    Whistleblower Action

    demographics

    Age

    Intent WB 3 1279

    0.19 0.1902 0.0457

    0.1847

    5.77 -0.17/0.55

    9

    Actual

    WB

    ------

    --

    Sex

    Intent

    WB

    2

    1131

    -0.05 0.0866

    0.0414 0.0760

    22.93

    -0.20/0.09

    -

    Actual

    WB 4

    1707 0.13 0.0368 0.0460

    0

    100

    0.13/0.13

    7

    Education

    Intent WB

    3

    1667 0.02

    0.0867

    0.0418 0.0759

    23.32 -0.13/0.17

    -

    Actual

    WB 6 7851 0.02 0.0619

    0.0275

    0.0555

    19.76 -0.09/0.12

    -

    Tenure

    Intent WB

    3

    1563 0.02 0.0651

    0.0436 0.0483

    44.93

    -0.07/0.12

    -

    Actual

    WB

    2

    1383

    0.10 0.0100 0.0376 0

    100 0.10/0.10

    2

    Job

    level

    Intent WB

    4

    1938

    0.10 0.1164 0.0439 0.1078 14.22

    -0.11/0.31 4

    Actual

    WB

    8

    9200 0.08 0.0320

    0.0293 0.0130 83.56 0.05/0.10 5

    Other characteristics Action

    Ethical

    judgment

    Intent WB 4 1147 0.45 0.0707

    0.0472

    0.0527

    44.49

    0.35/0.56

    32

    Actual

    WB

    2

    320

    -0.08 0.1669

    0.0695 0.1518

    17.32 -0.38/0.22

    2

    Job

    satisfaction

    Intent WB

    2

    838

    -0.01 0.0503

    0.0487

    0.0128 93.58

    -0.03/0.02

    -

    Actual

    WB

    2 1164 0.19 0.0300

    0.0399

    0

    100

    0.19/0.19

    6

    Organizational

    Intent

    WB 8

    2170 0.03 0.0637

    0.0603 0.0202 89.89

    -0.01/0.07

    -

    commitment Actual

    WB

    ------

    __

    _

    Job performance

    Intent WB

    2

    1315

    0.05 0

    0.0389

    0

    -

    0.05/0.05

    Actual

    WB

    2

    1401

    0.11 0.0156 0.0373

    0 100 0.11/0.11

    3

    Role

    responsibility

    Intent

    WB

    4

    1494

    0.15

    0.1556

    0.0474 0.1482

    9.28

    -0.14/0.44

    8

    Actual

    WB 6 7762

    0.06 0.1048 0.0274 0.1011 6.85

    -0.14/0.26

    2

    Approve

    of

    Intent WB 6 2143 0.44 0.1406 0.0394

    0.1349 7.86 0.18/0.71

    47

    whistleblowing Actual WB 2 5514 0.06 0.0200 0.0190 0.0064 89.92 0.05/0.07 1

    Notes: k

    =

    number of studies included

    in

    the

    meta-analysis;

    N

    =

    total number of

    participants

    across

    studies included

    in

    the

    meta-analysis;

    r

    =

    sample-size

    weighted

    mean

    observed

    correlation;

    SDr

    =

    tandard

    deviation of

    sample-size weighted

    mean

    observed

    correlation;

    SESD

    =

    standard

    error

    of

    the

    standard

    deviation;

    resSD

    =

    residual standard

    deviation;

    %SEV

    =

    percent

    variance due

    to

    sampling

    error;

    95%

    CI

    =

    95%

    confidence interval

    formed around the

    sample-size

    weighted

    mean

    observed correlation

    (the

    number

    before the slash indicates the lower bound

    and the number after

    the

    slash indicates the

    upper bound);

    File drawer

    k

    indicates the

    number of

    missing

    studies

    averaging

    nuU results

    required

    to

    reduce the

    mean

    observed correlation

    to

    0.05.

    Intent WB indicates

    participants

    indicated

    they

    intended

    or were

    likely

    to

    blow

    the

    whistle

    on

    a

    wrongdoing;

    Actual

    WB indicates

    participants actuaUy

    blew the

    whistle

    on a

    wrongdoing.

    whistleblowing behavior (r

    =

    0.06, 0.06, and 0.04).

    Conversely,

    while

    job

    satisfaction and

    job perfor

    mance

    relate

    to

    actual

    whistleblowing

    (r

    ?

    0.19

    and

    0.11,

    respectively),

    they

    are

    unrelated

    to

    whistle

    blowing

    intentions

    (r

    =

    ?0.01 and

    0.05,

    respec

    tively).

    Finally, organizational

    commitment

    does

    not

    appear

    to

    be

    related

    to

    either

    whistleblowing

    inten

    tions

    or

    actual

    whistleblowing.

    It

    should be

    noted,

    that

    while

    our

    analysis

    suggests

    that

    role

    responsibility

    is

    unrelated

    to

    actual

    whistleblowing

    behavior,

    it

    is

    possible

    that

    this

    relationship

    may

    be

    moderated

    by

    the whistleblowing channel used. Specifically,

    the

    data

    included

    in

    our

    analysis

    suggest

    a

    small,

    but

    positive

    correlation

    may

    exist between role

    respon

    sibility

    and

    the

    use

    of

    an

    internal

    reporting

    channel,

    while

    no

    (or

    a

    negative) relationship

    may

    exist

    with

    the

    use

    of

    an

    external

    channel.

    The

    results

    of the

    meta-analytic

    examination

    of

    correlations

    between contextual

    aspects

    of the

    whistleblowing

    situation and

    whistleblowing

    inten

    tions

    (Intent WB)

    and

    actions

    (Actual

    WB)

    are

    presented

    in

    Table

    II.

    Organizational

    climate for

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  • 8/11/2019 Whistleblowing in Organization

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    Whistleblowing

    and

    Retaliation 287

    TABLE II

    Correlations between contextual variables

    and

    whistleblowing

    intentions

    and

    actions

    Meta-analysis

    k

    N

    r

    SDr

    SESD

    resSD

    %SEV

    95%CI

    File drawer

    k

    Contextual

    variables

    Action

    Organizational

    climate

    Intent

    WB

    8

    2947

    0.28 0.1738 0.0457

    0.1677 6.92 -0.05/0.61 37

    for

    whistleblowing

    Actual WB

    5 6960

    0.10

    0.0375

    0.0263 0.0266

    49.45

    0.05/0.15

    5

    Threat

    of

    retaliation

    Intent WB 7

    2849

    -0.27 0.1292

    0.0459

    0.1208 12.61

    -0.51/-0.03

    31

    Actual

    WB

    8

    11974 0.04 0.0907 0.0251 0.0872

    7.65 -0.13/0.21

    Supervisor

    support

    Intent WB 4 1443 0.28 0.0530 0.0484 0.0216 83.41

    0.23/0.32

    19

    Actual WB

    2

    789 -0.12

    0.0088

    0.0495 0 100 -0.12/-0.12 3

    Organizational

    size Intent

    WB

    1

    725

    -0.10

    -

    - -

    - -

    1

    Actual

    WB 5

    5803

    0.09

    0.0783 0.0286 0.0729

    13.34

    -0.05/0.23

    4

    See

    Note

    to

    Table

    I.

    TABLE

    III

    Correlations

    between characteristics of the

    wrongdoing/wrongdoer

    and

    whistleblowing

    intentions

    and

    actions

    Meta-analysis

    k

    N

    r

    SDr

    SESD

    resSD

    %SEV 95% CI File drawer k

    Wrongdoing/wrongdoer

    Action

    Seriousness of

    Intent WB 7

    3207

    0.16

    0.2642

    0.0413 0.2609

    2.44 -0.35/0.67 16

    wrongdoing

    Actual

    WB 6 6460

    0.13

    0.0348

    0.0299 0.0180

    73.41 0.10/0.17 10

    Evidence

    of Intent WB

    1

    636 -0.06

    - -

    1

    wrongdoing

    Actual

    WB 3 4759 0.06

    0.0079

    0.0250

    0 100

    0.06/0.06

    1

    Closeness

    to

    Intent WB 4

    965

    0.45

    0.1768 0.0527 0.1687 8.88 0.12/0.78 32

    wrongdoer

    Actual WB

    ------ -- -

    Effective

    in

    stopping

    Intent

    WB

    ------

    -- -

    wrongdoing

    Actual

    WB

    3 1714 -0.07 0.0741 0.0410 0.0617 30.65

    -0.19/0.05

    2

    See Note

    to

    Table

    I.

    whistleblowing

    is

    more

    strongly

    related

    to

    whistle

    blowing

    intentions

    than

    actual

    whistleblowing,

    but

    the

    direction of

    the

    relationship

    is

    consistent

    (r

    =

    0.28 and

    0.10,

    respectively).

    Of

    greater

    interest

    is

    that threat of

    retaliation is

    negatively

    related

    to

    the

    intent

    to

    blow the

    whistle,

    but

    appears

    to

    be

    unre

    lated

    to

    actual

    whistleblowing

    behaviors

    (r

    =

    ?0.27

    and

    0.04,

    respectively).

    Also

    intriguing

    is

    the

    finding

    that

    supervisor

    support

    is

    positively

    related

    to

    whistleblowing

    intent

    (r

    =

    0.28),

    but

    negatively

    related

    to

    actual

    whistleblowing

    (r

    ?

    ?0.12),

    sug

    gesting

    that

    supervisor

    support

    may

    facilitate

    one's

    decision

    to

    blow the

    whistle,

    but

    work

    to

    inhibit

    behaviors

    required

    to

    actuaUy

    blow

    it.

    The

    results of

    the

    meta-analysis

    of correlations

    between

    characteristics

    of

    the

    wrongdoing

    and of

    the

    wrong-doer

    and

    whistleblowing

    intentions

    (Intent WB)

    and

    actions

    (Actual

    WB)

    are

    presented

    in

    Table III.

    We

    found

    similar smaU

    relationships

    between

    seriousness of

    the

    wrongdoing

    and whis

    tleblowing

    intentions

    and

    actions

    (r

    =

    0.16 and

    0.13,

    respectively). Importantly,

    the

    observed correlations

    used

    to

    compute

    the

    relationship

    between

    severity

    of

    the

    transgression

    and

    whistleblowing

    intent

    varied

    widely

    in

    magnitude, potentially signaling

    the

    pres

    ence

    of

    a

    moderator.

    Of

    interest

    is the

    moderate

    effect size found for the

    relationship

    between

    closeness

    to

    the

    wrong-doer

    and

    intent

    to

    blow

    the

    whistle

    (r

    =

    0.45);

    this

    finding

    suggests

    that the

    closer the

    potential

    whistle-blower

    is

    to

    the

    wrong

    doer

    (whether

    interpersonally

    or

    with

    respect

    to

    organizational

    structure),

    the

    greater

    their

    intention

    to

    blow

    the whistle

    on

    the

    transgression.

    Unfortu

    nately,

    similar

    data

    was

    not

    available

    for actual

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    288

    Jessica

    R.

    Mesmer-Magnus

    and

    Chockalingam

    Viswesvaran

    whistleblowing,

    so we

    do

    not

    know

    if

    this rela

    tionship

    wiU

    generalize.

    Also

    noteworthy

    is

    the

    smaU

    negative

    correlation

    found

    between actual

    whistle

    blowing

    and

    the

    whistleblower's

    success

    in

    stopping

    the

    wrongdoing

    (r

    =

    ?0.07).

    This

    finding

    suggests

    that whistleblowers are not frequently successful in

    their efforts

    to

    curb

    organizational

    wrongdoing.

    It

    is

    worth

    noting,

    however,

    that

    aU

    correlations included

    in

    this

    computation

    reflect the

    success

    of

    whistle

    blowers

    who

    utilized

    an

    external

    reporting

    channel.

    Lastly,

    displayed

    in Table

    IV

    are

    the results of the

    meta-analysis

    of

    correlates of

    retaliation

    against

    whistleblowers. Information

    is

    arranged

    according

    to

    the four

    types

    of

    correlates

    examined

    (1)

    character

    istics of the

    whistleblower,

    (2)

    actions

    taken

    by

    the

    whistleblower,

    (3)

    contextual

    variables,

    and

    (4)

    characteristics of the wrongdoing. Education, job

    level,

    and the

    role-prescribed responsibility

    to

    blow

    the whistle

    appear

    to

    be

    relatively

    unrelated

    to

    retaliation

    against

    whistleblowers

    (r

    =

    0.04, ?0.07,

    and

    ?0.07,

    respectively).

    While

    smaU

    relationships,

    it

    is

    import