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Why Ethics Matters in Science First International Workshop on Ethics in Science, Swiss Society for Optics and Microscopy, Montreux (Switzerland), 28-29 August 2010 Henry H. Bauer Dean Emeritus of Arts & Sciences Professor Emeritus of Chemistry & Science Studies Virginia Polytechnic Institute & State University

Why Ethics Matters in Science First International Workshop on Ethics in Science, Swiss Society for Optics and Microscopy, Montreux (Switzerland), 28-29

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Science displaced religion by late 19th century as the universally accepted authority (David Knight, The Age of Science) T. H. Huxley, late 19th century: preached Lay Sermons for the Church Scientific Scientists are to worldly matters as monks are to spiritual matters: selfless People take up science to learn how things work, not to become wealthy or famous

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Page 1: Why Ethics Matters in Science First International Workshop on Ethics in Science, Swiss Society for Optics and Microscopy, Montreux (Switzerland), 28-29

Why Ethics Matters in Science First International Workshop on Ethics in Science,

Swiss Society for Optics and Microscopy,Montreux (Switzerland), 28-29 August 2010

Henry H. BauerDean Emeritus of Arts & Sciences

Professor Emeritus of Chemistry & Science StudiesVirginia Polytechnic Institute & State University

Page 2: Why Ethics Matters in Science First International Workshop on Ethics in Science, Swiss Society for Optics and Microscopy, Montreux (Switzerland), 28-29

Up to about 1980no one talked about ethics in science

It seemed irrelevant:Experiments, observations, discoveries = FACTS

“Ethics” came up only with deliberate dishonesty,which was very rare

Page 3: Why Ethics Matters in Science First International Workshop on Ethics in Science, Swiss Society for Optics and Microscopy, Montreux (Switzerland), 28-29

Science displaced religion by late 19th century as the universally accepted authority

(David Knight, The Age of Science)T. H. Huxley, late 19th century:

preached Lay Sermons for the Church Scientific

Scientists are to worldly mattersas monks are to spiritual matters: selfless

People take up science to learn how things work,not to become wealthy or famous

Page 4: Why Ethics Matters in Science First International Workshop on Ethics in Science, Swiss Society for Optics and Microscopy, Montreux (Switzerland), 28-29

1982:Betrayers of the Truth:Fraud and Deceit in the Halls of Science (science journalists William Broad, Nicholas Wade)

50 cases from 2000 years = dishonesty is normal!NO: most cases in biomedicine, and rare

Page 5: Why Ethics Matters in Science First International Workshop on Ethics in Science, Swiss Society for Optics and Microscopy, Montreux (Switzerland), 28-29

From chemistry to Science Studies

Science Studies (Science & Technology Studies, STS):history of science, philosophy of science, sociology of science; engineers, social scientists, etc. --- every aspect of science and its interactions with other institutions

FACTS ARE THEORY-LADENThe meaning of a fact

the significance of a factis a matter of interpretation

Page 6: Why Ethics Matters in Science First International Workshop on Ethics in Science, Swiss Society for Optics and Microscopy, Montreux (Switzerland), 28-29

FACT = black lines on white background

MEANING =Duck facing left?

Rabbit facing right?

RASHOMON

The Enigma of Loch Ness: Making Sense of a Mystery: Chapters 1 and 2: opposite conclusions from exactly the same evidence

of folklore, eyewitness accounts, photographs, deliberate hoaxes

Page 7: Why Ethics Matters in Science First International Workshop on Ethics in Science, Swiss Society for Optics and Microscopy, Montreux (Switzerland), 28-29

“THE SCIENTIFIC METHOD”

Set up an hypothesis;devise a test;carry out the test;the results prove or disprove the hypothesis.

1. Almost no science is done that way2. “PROVE OR DISPROVE” = INTERPRETATION

Scientific Literacy and the Myth of the Scientific Method Chargaff: FACT--- A G; T C Watson & Crick: MEANING--- A = G, T = C

John Ziman: Real Science: What It Is and What It Means

Page 8: Why Ethics Matters in Science First International Workshop on Ethics in Science, Swiss Society for Optics and Microscopy, Montreux (Switzerland), 28-29
Page 9: Why Ethics Matters in Science First International Workshop on Ethics in Science, Swiss Society for Optics and Microscopy, Montreux (Switzerland), 28-29

Filtering takes timeScientific theories -- interpretations! -- are never known to be finalScientists should never claim absolute knowledge (global warming?)

Filtering works only if people behave ethically“peer review” by colleagues or competitorsbiased reviews of manuscripts and grant proposalseditors’ choices of reviewers

ETHICAL, IN SCIENCE = DISINTERESTED

NO CONFLICTS OF INTEREST

Page 10: Why Ethics Matters in Science First International Workshop on Ethics in Science, Swiss Society for Optics and Microscopy, Montreux (Switzerland), 28-29

CONFLICTS OF INTEREST are COMMON

Advisers to FDA consult for drug companiesOfficials at NIH consult for drug companiesManuscript and grant reviewers are competitorsUniversities compete in rankings for research

Andrew Stark, Conflict of Interest in American Public Life:1. There are (at least ) two interests2. State of mind because of those interests3. Actions taken

Page 11: Why Ethics Matters in Science First International Workshop on Ethics in Science, Swiss Society for Optics and Microscopy, Montreux (Switzerland), 28-29

CONFLICTS OF INTERESThave a STATISTICAL effect

Some people’s actions are influenced, but not others’and there is no way to prove one way or the other

It is NOT a question of deliberately being dishonest, selfish, greedy

“Apparent” conflicts of interest “Negligible” conflicts of interest

The only way to avoid the undesirable effectsof conflicts of interest

is not to have any conflicts of interest

Page 12: Why Ethics Matters in Science First International Workshop on Ethics in Science, Swiss Society for Optics and Microscopy, Montreux (Switzerland), 28-29

ETHICAL BEHAVIORIS MORE LIKELY

WHEN ALL DISCUSSIONS ARE OPEN

Reviewing of manuscripts and grant proposals should NOT be anonymous!

Peer review is inevitably biased toward status quothis conflicts with innovation and progress

NEED PUBLICATION OF MINORITY VIEWS